Amicus Curiae Brief — Port of Tacoma, et al., Petitioners v. Puget Soundkeeper Alliance
Supreme Court briefOct 28, 2024
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No. 24-350
In the
Supreme Court of the United States
PORT OF TACOMA; SSA TERMINALS, LLC;
AND SSA TERMINALS (TACOMA), LLC,
Petitioners,
v.
PUGET SOUNDKEEPER ALLIANCE,
Respondent.
On Petition for a Writ of Certiorari to the
United States Court of A ppeals for the Ninth Circuit
BRIEF OF WASHINGTON TRUCKING
ASSOCIATIONS AS AMICUS CURIAE
IN SUPPORT OF PETITIONERS
Jeff B. Kray
Counsel of Record
James A. Tupper, Jr.
Emma L. Lautanen
Marten Law, LLP
1191 Second Avenue,
Suite 2200
Seattle, WA 98101
(206) 292-2600
jkray@martenlaw.com
Stephen J. Odell
Marten Law, LLP
1050 SW Sixth Avenue,
Suite 2150
Portland, OR 97204
(206) 292-2600
sodell@martenlaw.com
Counsel for Amicus Curiae
120058
A
(800) 274-3321 • (800) 359-6859
i
TABLE OF CONTENTS
Page
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . . i
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . . . ii
INTERESTS OF AMICUS CURIAE . . . . . . . . . . . . . . 1
SUMMARY OF ARGUMENT . . . . . . . . . . . . . . . . . . . . 7
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
I.
The Circuit Split on the Vital Question
of the Scope of Federal Jurisdiction over
Citizen Suits to Enforce Water Quality
Standards Emanating from State Law
and Indisputably Exceeding the CWA’s
Ambit Warrants Granting the Petition . . . . . . . . 8
II. The Ninth Circuit’s Ruling is Contrary to the
Plain Text of the CWA Citizen-Suit Provision
and Ignores Essential Statutory Context . . . . . 12
III. The Ninth Circuit Ruling is Important
to the Proper Functioning of the CWA in
accordance with the Act’s Congressional
Purposes and Overall Design . . . . . . . . . . . . . . . 20
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
ii
TABLE OF CITED AUTHORITIES
Page
CASES
Ashoff v. City of Ukiah,
130 F.3d 409 (9th Cir. 1997) . . . . . . . . . . . . . . . . . 11, 20
Atlantic States Legal Found. v.
Eastman Kodak Co.,
12 F.3d 353 (2d Cir. 1993) . . . . . . . . . . . . . . . . . . . . . 8, 9
Babbitt v. Sweet Home Chapter of Communities,
515 U.S. 687 (1995) . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
City & Cnty. of San Francisco v. EPA,
75 F.4th 1074 (9th Cir. 2023), cert. granted,
144 S. Ct. 2578 (2024) . . . . . . . . . . . . . . . . . . . . . . 10, 12
Committee for a Better Arvin v. EPA,
786 F.3d 1169 (9th Cir. 2015) . . . . . . . . . . . . . . . . . . . 20
Hallstrom v. Tillamook Cnty.,
493 U.S. 20 (1989) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Kokkonen v. Guardian Life Ins. Co. of America,
511 U.S. 375 (1994) . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Loper-Bright Enterprises v. Raimundo,
144 S. Ct. 2244 (2024) . . . . . . . . . . . . . . . . . . . . . . 13, 16
Merrill Lynch, Pierce, Fenner & Smith v.
Manning,
578 U.S. 374 (2016) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
iii
Cited Authorities
Page
Miotke v. City of Spokane,
101 Wash.2d 307 (Wash. 1984) . . . . . . . . . . . . . . . . . . 21
Northwest Env’t Advocs. v. City of Portland,
56 F.3d 979 (9th Cir. 1995) . . . . . . . . . . . . . . 8, 9, 10, 11
Northwest Env’t Advocs. v. City of Portland,
74 F.3d 945 (9th Cir. 1996) . . . . . . . . . . . . . . . . . . . . . . 8
Ohio Valley Env’t Coal. v. Fola Coal Co.,
845 F.3d 133 (4th Cir. 2017) . . . . . . . . . . . . 9, 10, 11, 17
Parker v. Scrap Metal Processors, Inc.,
386 F.3d 993 (11th Cir. 2004) . . . . . . . . . . . . . . . . . . . . 9
Puget Soundkeeper Alliance v. Port of Tacoma,
104 F.4th 95 (9th Cir. 2024) . . . . . . . 1, 8, 11, 13, 16, 17,
18, 19, 21
Pulsifier v. United States,
601 U.S. 124 (2024) . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Romoland School Dist. v. Inland Empire
Energy Center, LLC,
548 F.3d 738 (9th Cir. 2008) . . . . . . . . . . . . . . . . . . . . 20
STATUTES, RULES AND OTHER AUTHORITIES
33 U.S.C. § 1251(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
33 U.S.C. § 1342(c)(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
iv
Cited Authorities
Page
33 U.S.C. § 1342(k) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
33 U.S.C. § 1342(p)(2)(B) . . . . . . . . . . . . . . . . . . . . . . . . . 15
33 U.S.C. § 1342(p)(4)(A) . . . . . . . . . . . . . . . . . . . . . . . . . 15
33 U.S.C. § 1365(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
33 U.S.C. § 1365(a)(1)(A) . . . . . . . . . . . . . . . . . . . . . . . . . 13
33 U.S.C. § 1365(f)(7) . . . . . . . . . . . . . . . . . . . . . . 13, 15, 16
42 U.S.C. § 7604 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
40 C.F.R. § 122.26(a)(9)(i)(D) . . . . . . . . . . . . . . . . . . . . . . 17
40 C.F.R. § 122.26(b)(14) . . . . . . . . . . . . . . . . . . . . . . . . . 16
40 C.F.R. § 122.26(b)(14)(viii) . . . . . . . . . . . . . . . . . . . . . 16
Pub. L. 115-282, title IX, § 903(c)(3), Dec. 4, 2018,
132 Stat. 4356 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Sup. Ct. R. 37.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Sup. Ct. R. 37.6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
WA Draft Industrial Stormwater General Permit,
https: //for t ress.wa .gov/ecy/ezsha re / wq /
permits/ISGP_2024_DraftPermit.pdf . . . . . . . . . . . 22
1
The Washing ton Trucking A ssociations (“ W TA”)
respectfully submits this brief as an amicus curiae
supporting petition for writ of certiorari (“Petition”) that
the Port of Tacoma (“Port”), SSA Terminals, LLC, and
SSA Terminals (Tacoma), LLC, have filed in this Court.1
The Petition seeks review of the Ninth Circuit opinion in
Puget Soundkeeper Alliance v. Port of Tacoma, 104 F.4th
95 (9th Cir. 2024), on whether the citizen-suit provision
of the Clean Water Act (“CWA”) confers jurisdiction for
alleged violations of conditions in state-water-quality
permits that are based entirely on state law outside the
CWA’s scope.
INTERESTS OF AMICUS CURIAE
WTA is a non-profit corporation that serves as the unified
voice for the trucking industry in Washington State. It
was established in 1922 by a group of truck owners for the
purpose of protecting and promoting the interests of the
trucking industry for its members, all of whom operate
in the state of Washington and many of whom operate in
many other states across the country as well. Its more than
600 members include common carriers, private carriers,
dump truckers, log truckers, movers, and suppliers,
1. In accordance with this Court’s Rule 37.6, counsel for
amicus curiae represents that no counsel for a party authored
this brief in whole or in part, and no party or counsel for a party
made a monetary contribution intended to fund the preparation or
submission of this brief. Moreover, no person or entity other than
amicus curiae or its counsel has made a monetary contribution
to the preparation or submission of this brief. Pursuant to this
Court’s Rule 37.2, counsel for amicus curiae further certifies that
it provided timely notice of the intent to file this brief with counsel
of record for both Petitioners and Respondent.
2
and range from Fortune 100 companies who operate in
all fifty states to privately owned trucking companies
that operate locally. Among other of its purposes, WTA
serves its members by promoting safe, efficient, and
cost-effective business practices, encouraging procompetitive legislation, improving highway safety through
education and legislation, and supporting technologies
and innovations that enhance operations, safety, and the
environment. Member-supported, WTA is dedicated to
advocating sound public policies; providing excellence
in education, training, and information; and promoting a
safe, dependable, and cost-efficient trucking industry in
Washington State.
Consistent with these overarching interests, WTA
regularly advocates on behalf of the trucking industry in
this and other courts. It and its members have a strong
interest in and deep familiarity with the critical CWA
issues at the heart of the Petition. Given that many WTA
members are permittees under the State of Washington’s
Industrial Stormwater General Permit (“ISGP”) the
enforceability by private citizens in federal court of the
purely state-law provisions of which that not even the state
itself can enforce are at stake. The Washington ISGP is
a combined permit that the Washington Department of
Ecology (“Ecology”) issues every five years pursuant to
both the federal CWA as a National Pollutant Discharge
Elimination System (“NPDES”) permit, and the
Washington State Water Pollution Control Act (“WPCA”)
as a State Waste Discharge General Permit. The ISGP’s
hybrid nature salient because the CWA expressly excludes
stormwater from its regulatory reach unless it fits within
one of several statutory exceptions, while the Washington
WPCA encompasses all waters within state boundaries
3
such as that which forms the basis of Respondent’s citizensuit claim at issue.
The explicit exceptions to the general rule that stormwater
discharges do not require a permit under the CWA
emerged after two decades of debate over how to tackle
pollution issues posed by stormwater, given its ubiquitous
nature, without overwhelming the agencies administering
the statute. As its name implies, stormwater materializes
upon any incidence of precipitation and thus presents a
particularly unique challenge in the regulatory sphere,
for both regulators and regulated communities. A seminal
judicial decision ruled that, as originally enacted, the
CWA encompassed all point-source discharges, including
those composed purely of stormwater. This led Congress
to amend the CWA in 1987 to prescribe that stormwater
discharges do not require an NPDES permit unless they
fall into one of five statutory categories, one of which as
relevant here is “a discharge associated with industrial
activity.” Rather than define that term by statute
Congress directed the Environmental Protection Agency
(“EPA”) to develop regulations defining permit application
requirements for stormwater discharges falling within
this categorical exception.
Pursuant to this direction, in 1990 EPA issued regulations
setting forth NPDES permit application requirements for,
among other things, stormwater discharges associated
with industrial activity. In defining this operative
term, EPA specified twelve categories of facilities that
it would consider to be engaging in industrial activity
requiring NPDES permit coverage. One such category
constitutes transportation facilities that engage in vehicle
maintenance, equipment cleaning, or airport deicing
4
operations. In delineating such activities that fall within
the definition of industrial activity, the EPA regulation
explicitly states that only those portions of a qualifying
transportation facility involved in conducting these
activities are considered to be “associated with industrial
activity” for purposes of the NPDES program. These
regulations have remained unchanged since EPA initially
issued them pursuant to congressional direction in 1990.
The CWA is imbued with the concept of shared federalism.
Thus, the statute expressly provides for states to
apply for EPA-delegated authority to administer the
federal NPDES program. Forty-seven states, including
Washington, have accepted that delegated authority.
In addition, the CWA includes an “anti-preemption”
provision, Section 510, that expressly provides that
its federal requirements serve as a floor, not a ceiling,
such that states are not precluded from adopting more
stringent measures designed to protect water quality
within their boundaries than those prescribed by or within
the jurisdictional reach of the CWA. Thus, Washington has
both assumed responsibility for administering the State’s
NPDES program under the CWA and adopted its own
WPCA to define the water-quality protections applicable
more broadly to all waters—beyond those that meet the
definition of “waters of the United States”—within its
state borders. In enacting the WPCA, Washington also
departed from the CWA by explicitly opting not to include
a “citizen suit” provision under which parties could bring
actions in state court to enforce alleged violations of its
state Act but reserved judicial enforcement of its terms to
Ecology. It is in this federalism context that Washington
issued the ISGP.
5
As an initial matter then, WTA members’ interests are
most directly implicated by the Petition by virtue of the
fact that they engage in industrial activity that can lead
to stormwater discharges that go beyond the limited
reach of the NPDES program under the CWA, which
for their transportation facilities is limited to those
portions devoted to vehicle maintenance and equipment
cleaning operations. For example, some WTA member
facilities involve other activities such as truck parking,
freight storage, driver amenities, and administrative
buildings. Under the rule the Ninth Circuit enunciated
of which the Petition seeks review, WTA members face
the prospect of being the subject of a federal citizen-suit
for these extra-NPDES activities, notwithstanding their
express exclusion from the NPDES program by statutory
direction and longstanding regulations issued thereunder.
WTA’s interests are further implicated by the Petition due
to the Ninth Circuit ruling creating a cascading series of
inconsistencies in enforcement of the CWA its members
will face as they operate across different states.
The first such inconsistency arises simply from the fact
that the Ninth Circuit ruling effectively cedes exclusive
control over state WPCA enforcement from the state
agency with legislatively delegated authority for that
responsibility to single-interest organizations operating
without any political accountability or governmental
checks and balances. Thus, environmental organizations
such as Respondent can pick and choose among specific
ISGP permittees against whom to bring federal citizensuit lawsuits for alleged violations of state water-quality
measures, wholly irrespective of considerations regarding
equity, fairness, or uniform application of the law that
6
otherwise operate to inform and influence the discretion
of the permitting agency, Ecology. This inconsistency
is particularly untenable given that the Washington
Legislature has not authorized citizen suits to be brought
in state court for such alleged violations; hence, under
the Ninth Circuit’s ruling, the only forum in which such
citizen-suit actions can be brought for purely state WPCA
permit violations is federal court.
The second inconsistency derives from the circuit split
itself, which even the Ninth Circuit overtly conceded in
its opinion exists between it and the Second Circuit and
has existed for two decades now. The split creates uneven
terrain in terms of potential liability for WTA members
who also operate facilities in states encompassed by
the Second Circuit. And from an interstate commerce
perspective, it puts WTA members who operate facilities
within the Ninth Circuit at an unfair disadvantage visà-vis competitors who operate only within the Second
Circuit; this inconsistency and disadvantage, by all
reliable indicia, flies in the face of initial congressional
intent in enacting the CWA.
Thirdly, even WTA members with transportation facilities
solely within the Ninth Circuit (or other circuits who
have issued similar rulings on the question at issue in
the Petition), face undue and disparate risks of potential
litigation. This follows because, under the federalism
principles underlying the CWA, each state that has
assumed responsibility for administering the federal
NPDES program has at least a different statutory and
regulatory state law regime for managing stormwater
with varying requirements and conditions. Thus, in
such states that have, like Washington, issued a single,
7
combined industrial stormwater permit that qualifies as
an NPDES permit under the CWA, and also incorporates
supplemental requirements under their own state law,
the Ninth Circuit ruling subjects WTA members with
facilities in such states to significantly different risks
of potential liability. That is, they face the prospect of
enforcement actions in federal court by private groups
based on alleged violations of highly variable state waterquality standards that can go beyond the established
federal CWA parameters for stormwater discharges
associated with transportation-related industrial activity.
In light of the foregoing, WTA and its members have
significant interests in the Petition and reversal of the
Ninth Circuit ruling of which review is sought.
SUMMARY OF ARGUMENT
The Petition bears the hallmarks that warrant review by
the Court. First, the Ninth Circuit ruling of which the
Petition seeks review maintains a pre-existing circuit
split and expands the reasoning of its 1995 decision that
originally created the split. The extension of its reasoning
has led to further variation between itself and two other
circuits—the Fourth and Eleventh—which had relied on
its 1995 opinion. Second, the Ninth Circuit ruling involves
an important question of federal law that implicates
compelling issues regarding the scope of federal court
jurisdiction and the respective powers of the federal and
state governments, and the role of private citizens, in the
administration and enforcement of the CWA. Third, the
Ninth Circuit made rulings regarding this question that
are inconsistent with the precedents of this Court.
8
ARGUMENT
I.
The Circuit Split on the Vital Question of the
Scope of Federal Jurisdiction over Citizen Suits to
Enforce Water Quality Standards Emanating from
State Law and Indisputably Exceeding the CWA’s
Ambit Warrants Granting the Petition.
As noted above, the Ninth Circuit openly acknowledged in
its opinion that a circuit split has existed for nearly thirty
years now regarding the question the Petition presents as
to the enforceability in a federal citizen suit under the CWA
of purely state-based water quality conditions. PSA, 104
F.4th at 104 (noting that the holding in its earlier opinion
in Northwest Env’t Advocs. v. City of Portland, 56 F.3d 979
(9th Cir. 1995) (“NWEA II”), “directly conflicts with the
Second Circuit’s ruling” in Atlantic States Legal Found.
v. Eastman Kodak Co., 12 F.3d 353 (2d Cir. 1993), but that
it was bound to follow its own precedent on the issue); see
also id. at 107 (O’Scannlain, J., specially concurring to
expound on the history of the split and register his ongoing
disagreement with the Ninth Circuit position).
In his special concurrence, Judge O’Scannlain explained
that he and several of his colleagues who dissented from
the denial of a petition seeking rehearing en banc of the
NWEA II opinion recognized even then that it would give
rise to a direct conflict with the Second Circuit ruling in
Atlantic States and unsuccessfully urged his Ninth Circuit
colleagues to follow their sister circuit. Id. at 107 citing
his en banc dissent in Northwest Env’t Advocs. v. City of
Portland, 74 F.3d 945, 946 (9th Cir. 1996) (“NWEA III”).
9
Moreover, as Petitioners elaborate in the Petition, the
split has only deepened or grown more convoluted since
its emergence in the mid-1990s. Since that time, as the
Petition summarizes, the Fourth and Eleventh Circuits
have had occasion to explicitly address issues similar
to the one presented by the Petition that cite the Ninth
Circuit opinion in NWEA II in determining whether
federal jurisdiction over a CWA citizen suit existed. See
Petition at 21-23 (citing Ohio Valley Env’t Coal. v. Fola
Coal Co., 845 F.3d 133 (4th Cir. 2017); Parker v. Scrap
Metal Processors, Inc., 386 F.3d 993 (11th Cir. 2004)).
In Parker, the salient issue varied somewhat from the
specific question in the Petition, as defendants there
argued that the Georgia assumption of the NPDES
program “transform[ed] the plaintiffs’ CWA claims into
state law claims” such that they did not “arise under
federal law” so as to fall within the constitutional limits
of federal-court jurisdiction under Article III. 386 F.3d at
1005. The Eleventh Circuit rejected this contention and
ruled that the mere fact Georgia was administering the
NPDES program did not render private citizens’ claims
to enforce its state-issued permit under that program
outside the realm of the CWA citizen-suit provision. Id.
at 1008. Thus, although when viewed through the prisms
of their actual holdings, Parker and Atlantic States may
not directly conflict, in reaching its ruling in Parker
the Eleventh Circuit went out of its way to note its
disagreement with the Second Circuit in Atlantic States.
Id. at 1006 n.15. Parker can therefore only be viewed as
expanding the breadth of the split among the circuits or, at
a minimum, adding to confusion surrounding the question
presented by the Petition.
10
In Ohio Valley, the Fourth Circuit grappled with the
scope of permit conditions the permittee had to comply
with to qualify for the permit shield defense in Section
402(k) of the CWA. 845 F.3d at 141-43. In ruling that
the NPDES permittee had to comply with “generic”
narrative-oriented regulations directing it “not to cause
violation” of state water quality standards in addition to
specific effluent limitations in the permit to qualify for
the shield, the Fourth Circuit ended up addressing issues
extremely similar to the ones the Ninth Circuit resolved
in NWEA II and, more recently, in the case on which this
Court heard oral argument just last week, City & Cnty.
of San Francisco v. EPA, 75 F.4th 1074, 1089-91 (9th Cir.
2023), cert. granted, 144 S. Ct. 2578 (2024). 2 . See Ohio
Valley, 845 F.3d at 136 & 141-42 n.5 (citing NWEA II for
the proposition that “courts have enforced water quality
standards provisions when, as here, the NPDES permit
incorporates these standards”); In reaching this ruling,
however, the Fourth Circuit was careful to note that the
state water-quality standards plaintiffs were seeking to
enforce under the CWA citizen-suit provision had been
adopted by West Virginia as “necessary to comply with”
its assumption and ongoing administration of the NPDES
program under Section 402. Id. at 136-37. As such, Ohio
2. The main difference between San Francisco and this
case is that the present one goes two steps further by specifically
addressing whether purely state law requirements indisputably
beyond the ambit of the federal NPDES program as confirmed
by EPA regulation can be enforced against a permittee in federal
court, and by whom. Thus, the Court also needs to grant the
current Petition as a necessary corollary and complement to its
ruling in San Francisco and give it the opportunity to ensure
that lower federal courts gain clarity in a more comprehensive
and useful manner in the demonstrably choppy waters in which
they are presently sailing.
11
Valley can be seen as relatively consistent with the Ninth
Circuit opinion in NWEA II insofar as it confirms that
state narrative water-quality standards, at least insofar
as they are part of required program elements EPA has
indicated are necessary for a state to take on the NPDES
program, are enforceable elements of an NPDES permit
in a CWA citizen suit. But by carefully hewing its holding
to state water-quality standards that EPA had approved
as part of the state assumption of the delegated NPDES
program, even the Fourth Circuit has not gone as far as
the Ninth Circuit did in PSA.
Moreover, resolving the circuit split on the jurisdictional
question the Petition presents is even more justified given
the number of citizen-suit provisions in other federal
environmental statutes that largely track or are modeled
after that in the CWA (which in turn was patterned after
the first citizen-suit provision in a federal environmental
statute, Section 304 of the Clean Air Act (“CAA”), 42 U.S.C.
§ 7604). See Hallstrom v. Tillamook Cnty., 493 U.S. 20, 23
n.1 (1989) (citing sixteen citizen-suit provisions, including
Section 505 of the CWA, which borrow from Section 304 of
the CAA). Indeed, the Ninth Circuit has expressly pointed
out its practice, as well as that of other courts, in mixing
and matching cases interpreting citizen-suit provisions
under the CWA, CAA, and the Resource Conservation
and Recovery Act (“RCRA”), especially when construing
such a provision under any one statute. See Ashoff v. City
of Ukiah, 130 F.3d 409, 413 (9th Cir. 1997). The circuit
split in construing the citizen-suit provision of the CWA
is only exacerbated in this vein, however, given that the
cases the Ninth Circuit cites reveal inconsistencies in
how courts compare its “sister” citizen-suit provisions in
determining which ones should be interpreted similarly
or at variance with the others.
12
In sum, the foregoing tangled web of circuit case law
in this area reveals an unequivocal, long-standing, and
irreconcilable circuit split between the Ninth and Second
on the question presented by the Petition, as well as a
jumbled mess among at least four circuits overall, all of
which have struggled with issues integrally related to that
same question. The Petition also presents a question that
dovetails quite seamlessly with the CWA issue the Court
has before it presently in San Francisco and would enable
it to enhance the value of its ruling in that case. Such a
scenario cries out for reconciliation and clarification from
this Court and this criterion alone therefore heavily in
favors of granting the Petition.
II. The Ninth Circuit’s Ruling is Contrary to the Plain
Text of the CWA Citizen-Suit Provision and Ignores
Essential Statutory Context.
The Ninth Circuit ruling is erroneous and ill-advised on
a host of different fronts, and thus, is sorely in need of
correction, particularly when considered in conjunction
with the conf lict and confusion presently manifest
among the circuits. The ruling is contrary to the plain
meaning of the statutory provisions it construes, fails to
account for the relevant statutory context in rendering
its construction or otherwise abide by key tenets of
statutory interpretation, and also goes wholly against the
grain of the federalism principles woven throughout the
CWA that are essential to a proper understanding of its
interpretation and enforcement.
1. The Ninth Ci rcuit r uling misapprehends and
misconstrues the fundamental text at the heart of
its ruling in Section 505 of the CWA, its citizen-suit
13
provision. In relevant part, Subsection 505(a) authorizes
any citizen to bring a civil action in federal district court
against any person who is alleged to be in violation of
“an effluent standard or limitation under” the CWA. 33
U.S.C. § 1365(a)(1)(A). Subsection 505(f) goes on to define
the term, “effluent standard or limitation” for purposes
of the citizen-suit provision as “a permit or condition of a
permit issued under [Section 402 of the CWA] that is in
effect under [the CWA].” 33 U.S.C. § 1365(f)(7) (emphases
supplied).
2. In reviewing this text in PSA, the Ninth Circuit gave
short shrift to the full complement of text at issue and
instead simply declared that “there is no dispute that the
ISGP is ‘a permit issued under [Section 402 of the CWA],’
nor that it was ‘in effect.’ It follows that [Respondent]
may bring a citizen suit to challenge an alleged violation
of the ISGP.” 104 F.4th at 104. This construction runs
afoul of the wisdom imparted by the adage attributed
to Albert Einstein that everything should be made as
simple as possible, but not any simpler. Turning the core
judicial function of interpreting statutes, see Loper-Bright
Enterprises v. Raimundo, 144 S. Ct. 2244, 2257, 2273
(2024), into what amounts to little more than a syllogistic
exercise risks, as with the Ninth Circuit ruling here,
seriously undermining that essential task.
As a fundamental matter, the Ninth Circuit wholly
overlooked the fact that the relevant text in Section
505(f)(6) defines an “effluent standard or limitation” not
as any condition incorporated into a “permit . . . issued
under [Section 402 of the CWA],” but rather as cabined
to a permit or condition of a permit issued under that
14
section. This framing of the text makes it clear that, to
be enforceable under Section 505, not just a permit, but
each condition in a permit that a citizen seeks to enforce,
must be issued under Section 402 of the CWA that creates
and prescribes the parameters of its NPDES program.
Under the Ninth Circuit reading, “or condition of a
permit” in Section 505(f)(6) would have to be construed
as mere surplusage, which is ordinarily to be avoided,
Babbitt v. Sweet Home Chapter of Communities, 515
U.S. 687, 698 (1995), or wholly rearranged to follow “a
permit issued under [Section 402 of the CWA].” Such
rewriting of statutory text is especially unmerited under
the circumstances because Congress specifically tightened
up the language in Section 505(f)(7) in its most recent
amendments to the CWA, but in so doing did not modify
the essential framing of the language, indicating that
both permits and permit conditions need to be issued
under the NPDES program established in Section 402.
See Pub. L. 115–282, title IX, § 903(c)(3), Dec. 4, 2018,
132 Stat. 4356. And, more generally of course, rewriting
statutory text is never a permissible judicial function, but
rather lies exclusively within the constitutional purview
of the Congress.
In the context of a hybrid permit such as the Washington
ISGP issued under both Section 402 and the state WPCA,
it is critical to ascertain the legal source of the condition
a private plaintiff seeks to enforce pursuant to the
CWA citizen-suit provision. As a result of its erroneous
conclusion that all permit conditions in the Washington
ISGPs are enforceable under the CWA citizen-suit
provision simply because such permits were issued in part
under the authority of the state-administered NPDES
program that Ecology implements, the Ninth Circuit
15
also failed to take account that for a NPDES permit to
be enforceable in a citizen suit under the CWA, a permit
condition not only has to be issued “under” Section 402
of the CWA, but also has to be in effect “under” the Act
itself. 33 U.S.C. § 1365(f)(7).
3. Moreover, the Ninth Circuit’s failure in this regard is
fatal to its analysis and ultimate ruling because it also led
it to overlook construing the relevant text of the citizensuit provision in the context of other key elements of the
CWA, most importantly Section 402(p). As this Court
recently reaffirmed, statutes can be sensibly interpreted
only by reviewing the text at issue in its proper context
of the statute as a whole. Pulsifier v. United States, 601
U.S. 124, 133 (2024).
Subsection 402(p) and the regulations that provision
directs EPA to promulgate expressly exclude from the
ambit of the NPDES program the very stormwater
discharges that Respondent seeks to enforce in the case
at hand. As referenced above, in 1987 Congress expressly
amended the CWA to add that subsection 402(p) for the
purpose of excluding all stormwater discharges from
the statute’s NPDES program unless they fall into one
of five categories of exceptions, one of which is for such
discharges “associated with industrial activity.” 33 U.S.C.
§ 1342(p)(2)(B). It then expressly directed and authorized
EPA to issue regulations that flesh out the relevant
NPDES permit application requirements for stormwater
discharges falling within this categorical exception. 33
U.S.C. § 1342(p)(4)(A). Because the statute expressly
and specifically directed EPA to utilize its expertise to
determine how the broad statutory term should be applied
in administering the NPDES program, its regulations
16
in this regard are due particular respect in the Court’s
construction of the CWA. See Loper-Bright, 144 S. Ct. at
2259, 2263.
In those regulations, EPA directly addressed the scope
of the NPDES program with respect to distinct types of
stormwater discharges associated with industrial activity,
including, as relevant here, such discharges occurring at
certain transportation facilities. 40 C.F.R. § 122.26(b)(14)
(viii). In defining the scope of what is considered to be
engaging in industrial activity for purposes of the NPDES
program’s regulation of stormwater discharges, EPA
expressly delineated that it included in relevant part
“[o]nly those portions of the facility that are either involved
in vehicle maintenance (including vehicle rehabilitation,
mechanical repairs, painting, fueling, and lubrication) [or]
equipment cleaning operations.” Id. To make its intent
unmistakably clear in this regard and emphasize that
this delineation is meant to be exclusive, EPA further
provides more generally in its regulation that the term
stormwater discharge associated with industrial activity
“does not include discharges from facilities or activities
excluded from the NPDES program under this part.” 40
C.F.R. § 122.26(b)(14) (emphasis supplied).
It is therefore indisputable that the stormwater discharge
conditions the Ninth Circuit ruled are actionable under
the citizen-suit provision in PSA are excluded from
the NPDES program. See PSA, 104 F.4th at 100. It
necessarily cannot be said then that any such conditions
were “issued under” Section 402 or are in effect
pursuant to the CWA, as Section 505(f)(7) requires for
claims brought pursuant to its terms. 33 U.S.C. § 1365(f)
(7). Such a construction is particularly warranted given
17
that the regulations expressly provide a mechanism
for a state administering the NPDES program to add
protections beyond EPA’s carefully delineated regulatory
boundaries. 40 C.F.R. § 122.26(a)(9)(i)(D) (state can go
beyond the bounds of the federal NPDES program only if
it determines that a stormwater discharge is contributing
to violation of a water quality standard or is a significant
contributor of pollutants to U.S. waters).
The Ninth Circuit also failed to adequately consider how its
construction of the CWA citizen-suit provision interrelates
with or could undermine other important elements of
the CWA. For example, although it acknowledged the
importance of the permit shield defense in Section 402(k)
of the CWA to the statute’s overall design, PSA, 104 F.4th
at 105, it failed to address how its ruling might serve to
largely limit if not eviscerate that shield.
Section 402(k) provides that compliance with an NPDES
permit issued under Section 402 shall be construed as
compliance with virtually all regulatory requirements of
the CWA (except any standard imposed under Section 307
of the Act to regulate toxic pollutants injurious to human
health). 33 U.S.C. § 1342(k). If a private citizen can bring
a lawsuit to challenge state permit conditions outside
the explicit and well-delineated bounds of the NPDES
program, however, as happened here, the permit shield is
effectively eviscerated. This appears to be why the Fourth
Circuit took pains in Ohio Valley to discern whether the
standards sought to be enforced in the citizen suit before
it were properly within the scope of the NPDES program.
845 F.3d at 142-43. This judicial methodology is in stark
contrast to the approach the Ninth Circuit employed,
which was to conclude that it does not matter whether
18
the condition sought to be enforced via citizen-suit in a
regulated entity’s permit is part of that program, thereby
severely diminishing its protection from such suits and
threatening to render the permit shield essentially a dead
letter in the Ninth Circuit going forward.
4. The Ninth Circuit also failed to utilize appropriate
interpretive tools and principles in construing the scope
of the CWA citizen-suit provision in PSA. Most tellingly,
it failed to acknowledge or contend with the fact that, in
defining that scope, it necessarily also engaged in defining
the reach of federal jurisdiction for claims falling within
its berth. See 33 U.S.C. § 1365(a) (providing in relevant
part that federal district courts shall have jurisdiction to
enforce “such an effluent standard or limitation” under
the CWA as defined in Section 505(f)). This is relevant, of
course, because federal courts possess limited jurisdiction
that only goes so far as the Congress demarcates within
constitutional bounds. Kokkonen v. Guardian Life Ins.
Co. of America, 511 U.S. 375, 377 (1994). As such, federal
courts are to construe statutory grants as granting them
jurisdiction narrowly and no more expansively “than their
language, most fairly read, requires.” Merrill Lynch,
Pierce, Fenner & Smith v. Manning, 578 U.S. 374, 389
(2016). This is particularly true when such a construction
implicates the prerogatives of state courts and their much
more expansive jurisdictional authority. Id. at 390.
Rather than invoking or following this well-established
principle, however, the Ninth Circuit’s ruling takes it to
its polar extreme. This follows because, under its ruling,
it will be states through their independent water pollution
control statutes, and enterprising environmental advocacy
groups who seek to enforce such state measures as broadly
19
as possible in the process of bringing citizen suits, who will
be elastically defining and expanding the jurisdiction of
federal courts in a case-by-case process under the CWA,
not the Congress by statute.
A narrow reading of federal-court jurisdiction under the
citizen-suit provision is particularly warranted in this
case given the rigid refusal of the Ninth Circuit to allow
Petitioners to bring what it characterized as a “collateral
attack” on the Washington ISGPs. PSA, 104 F.4th at 10406. More specifically, the Ninth Circuit declined to allow
Petitioners to challenge the scope of the ISGPs based
on their argument that Ecology failed to avail itself of
the procedures EPA has prescribed to explicitly allow
a state to adopt measures that exceed the stringency of
the NPDES stormwater program as defined in the CWA
and its implementing regulations. Id. The court did so
based on its view that Petitioners needed to bring any
such challenge upon issuance of the permit pursuant to
the available state procedures for that purpose. It did
so even after devoting a healthy chunk of its opinion to
interpreting just what the conditions in the ISGPs entail
(in a manner contrary to the way the district court had
construed them), thereby displaying that the meaning and
full reach of such conditions may not be readily apparent
to a permittee upon issuance of the permit. For present
purposes, the salient point is that the federal courthouse
door should not be construed to swing widely open in
favor of one set of stakeholders (environmental advocacy
organizations), but stringently kept only narrowly ajar for
another (regulated entities).
20
Nor did the Ninth Circuit follow its own interpretive
practice of looking to cases involving the citizen-suit
provision in the CAA arena to assist it in construing the
citizen-suit provision of the CWA. See Ashoff, 130 F.3d
at 413. If it had, it would have run across its numerous
opinions that have taken a decidedly narrow view of the
scope of federal jurisdiction for citizen suits under the
CAA, in particular where the measures sought to be
enforced exceed the bounds of that act or have not been
formally incorporated into a state-approved plan, including
the requisite approval by EPA. See, e.g., Romoland School
Dist. v. Inland Empire Energy Center, LLC, 548 F.3d 738,
741 (9th Cir. 2008) (only after a local rule becomes part of
an EPA-approved State Implementation Plan following a
public notice and comment period, does it become federally
enforceable in district court through the CAA’s citizen suit
provision); see also Committee for a Better Arvin v. EPA,
786 F.3d 1169, 1182 (9th Cir. 2015).
III. The Ninth Circuit Ruling is Important to the Proper
Functioning of the CWA in accordance with the
Act’s Congressional Purposes and Overall Design.
Finally, granting the Petition in this case is warranted
because the Ninth Circuit ruling threatens to upset
and undermine the carefully crafted statutory balance
and array of incentives and consequences Congress has
assiduously constructed in enacting the CWA and a series
of amendments to achieve the Act’s purposes and improve
its efficacy.
This risk is most apparent when it comes to the principles
of federalism that run throughout the CWA (and much of
21
the rest of the federal environmental statutory rubric),
given the historical primacy of states regarding the
use and protection of water resources. See 33 U.S.C.
§ 1251(b) (recognizing same). In this regard, the Ninth
Circuit ruling leads to the anomalous result that the
purely state law requirements of the Washington WPCA
can be enforced in a citizen suit in federal court but are
not enforceable in Washington state courts. See Miotke
v. City of Spokane, 101 Wash.2d 307, 330 (Wash. 1984) (en
banc) (confirming that the WPCA authorizes the state to
recover damages and civil penalties for violations of waste
discharge permit requirements but does not authorize
citizen suits to enforce such violations). Thus, even though
the Ninth Circuit strains to show that it is seeking to
defer to the role of states in enacting and enforcing the
CWA, PSA, 104 F.4th at 104-05, on the central issues
before it of where and by whom purely state water-quality
requirements should be enforced, its ruling does the exact
opposite. Its ruling may therefore have the unintended
consequence of causing states to scale back state-based
water quality protections for fear of losing control over
how and when to enforce them and how they should be
interpreted and applied.
Moreover, the Ninth Circuit ruling has taken a veritable
sledgehammer to the limits of federal regulatory
jurisdiction and oversight over the navigable waters
of the United States that the Congress prescribed in
enacting the CWA. When a state assumes responsibility
to administer the NPDES program within its boundaries,
it is simply stepping into the shoes of administering the
federal CWA program, nothing less, but also nothing
more. See 33 U.S.C. § 1342(c)(2) (any State NPDES
22
program “shall at all times be in accordance with” Section
402). And while the “regulatory creep” reflected in
permitting a citizen suit to enforce a purely state-based
water quality condition that expands regulation over
stormwater discharges beyond the confines of the federal
NPDES program may not seem all that worrisome in
isolation, the effect of the Ninth Circuit ruling stands to
open a Pandora’s box that could lead to far more extreme
measures being enforced that are wholly antithetical to the
CWA. As just one example in this regard, it is instructive
to note that in the next iteration of the ISGP due to go into
effect in 2025, Washington seeks to extend its coverage to
discharges to groundwater under its state law authority,
which is expressly excluded from the ambit of the federal
CWA. WA Draft Industrial Stormwater General Permit
(available at https://fortress.wa.gov/ecy/ezshare/wq/
permits/ISGP_2024_DraftPermit.pdf).
23
CONCLUSION
The Petition before the Court is a clear basis for
intervention by the Court to resolve an important
jurisdictional issue for citizen suits under the CWA and
to resolve a conflict in appellate court rulings in this area.
WTA respectfully submits that the Court should grant
the Petition.
Respectfully submitted,
Jeff B. Kray
Counsel of Record
James A. Tupper, Jr.
Emma L. Lautanen
Marten Law, LLP
1191 Second Avenue,
Suite 2200
Seattle, WA 98101
(206) 292-2600
jkray@martenlaw.com
Stephen J. Odell
Marten Law, LLP
1050 SW Sixth Avenue,
Suite 2150
Portland, OR 97204
(206) 292-2600
sodell@martenlaw.com
Counsel for Amicus Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.