Petition for Writ of Certiorari — Jennifer Root Bannon, as the Special Personal Representative of the Estate of Juston Root, Petitioner v. David Godin, Boston Police Officer, et al.
Supreme Court briefSep 9, 2024
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No. 24In the
Supreme Court of the United States
JENNIFER ROOT BANNON,
AS THE SPECIAL PERSONAL REPRESENTATIVE
OF THE ESTATE OF JUSTON ROOT,
Petitioner,
v.
DAVID GODIN, BOSTON POLICE OFFICER;
JOSEPH MCMENAMY, BOSTON POLICE OFFICER;
LEROY FERNANDES, BOSTON POLICE OFFICER;
BRENDA FIGUEROA, BOSTON POLICE OFFICER;
COREY THOMAS, BOSTON POLICE OFFICER;
PAUL CONNEELY, MASSACHUSETTS STATE
TROOPER; THE CITY OF BOSTON,
Respondents.
On Petition for a Writ of Certiorari to the
United States Court of A ppeals for the First Circuit
PETITION FOR A WRIT OF CERTIORARI
Mark A. Berthiaume
Counsel of Record
Gary R. Greenberg
Peter A lley
A lison T. Holdway
Greenberg Traurig, LLP
One International Place, Suite 2000
Boston, MA 02110
(617) 310-6000
berthiaumem@gtlaw.com
Attorneys for Petitioner
130380
i
QUESTIONS PRESENTED
1.
Did the appeals court improperly create new
summary judgment standards under which a
court may assess the summary judgment record
by making factual determinations, weighing
evidence, assessing credibility, and drawing
inferences in the movant’s favor?
2.
Did the appeals court create a circuit split as to
the standards governing whether the totality
of the circumstances justifies the use of deadly
force?
ii
RELATED PROCEEDINGS
1.
Bannon v. Godin, et al., No. 1:20-cv-11501-RGS,
United States District Court for the District of
Massachusetts. Judgment entered December 5,
2022.
2.
Bannon v. Godin, et al., No. 22-1958, United
States Court of Appeals for the First Circuit.
Judgment entered April 22, 2024.
iii
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED . . . . . . . . . . . . . . . . . . . . . . . i
RELATED PROCEEDINGS . . . . . . . . . . . . . . . . . . . . . ii
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . iii
TABLE OF APPENDICES . . . . . . . . . . . . . . . . . . . . . . . v
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . . . vi
PETITION FOR A WRIT OF CERTIORARI . . . . . . . 1
OPINIONS BELOW . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
JURISDICTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
CONST I T U T IONA L A N D STAT U T ORY
PROVISIONS INVOLVED . . . . . . . . . . . . . . . . . . . . . 1
STATEMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
A. Factual Background . . . . . . . . . . . . . . . . . . . . . . . 7
B. Procedural Background . . . . . . . . . . . . . . . . . . . 14
REASONS FOR GRANTING CERTIORARI . . . . . . 17
iv
Table of Contents
Page
A. T h e M ajo r it y D e c i s i on C r e a t e s a
New Summar y Judg ment Standard,
Allowing Lower Courts to Make Factual
Determinations, Weigh Evidence, Assess
Credibility, and Draw Inferences in the
Movant’s Favor Despite Contradictory
Evidence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
B. The Majority Decision Creates a Circuit
Split Concerning the Standards Governing
the Use of Force . . . . . . . . . . . . . . . . . . . . . . . . . . 26
C. This Case Presents Exceptionally Important
Questions that Warrant Review . . . . . . . . . . . . . 34
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
v
TABLE OF APPENDICES
Page
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE
FIRST CIRCUIT, FILED APRIL 22, 2024 . . . . . . 1a
A P P E N DI X B — O P I N ION O F T H E
UNITED STATES DISTRICT COURT
OF M A SSACHUSETTS, FILED
DECEMBER 5, 2022 . . . . . . . . . . . . . . . . . . . . . . . . . 90a
A PPEN DI X C — OR DER OF T H E
UNITED STATES COURT OF APPEALS
FOR T H E F I R S T CI RCU I T, F I L ED
JUNE 10, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109a
APPENDIX D — CONSTITUTIONAL AND
STATUTORY PROVISIONS INVOLVED . . . . . 111a
vi
TABLE OF CITED AUTHORITIES
Page
Cases
Anderson v. Liberty Lobby, Inc.,
477 U.S. 242 (1986) . . . . . . . . . . . . . . . . . . . . 6, 17-18, 19
Brockington v. Boykins,
637 F.3d 503 (4th Cir. 2011) . . . . . . . . . . . . . . 27, 28, 33
Caruso v. Delta Air Lines, Inc.,
No. 22-1175, --- F.4th ---, 2024 WL 3886629 (1st Cir.
Aug. 21, 2024) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
Celotex Corp. v. Catrett,
477 U.S. 317 (1986) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
City of Escondido v. Emmons,
586 U.S. 38 (2019) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
Estate of Jones by Jones v. City of Martinsburg,
726 F. App’x 173 (4th Cir. 2018) . . . . . . . . . . . . . . . . . 20
Estate of Jones by Jones v.
City of Martinsburg, W. Va.,
961 F.3d 661 (4th Cir. 2020) . . . . . . . . . . . . . . 28, 30, 33
Fancher v. Barrientos,
723 F.3d 1191 (10th Cir. 2013) . . . . . . . . . . . . . . . . . . 27
Franklin v. City of Charlotte,
64 F.4th 519 (4th Cir. 2023) . . . . . . . . . . . . . . 31, 32, 33
vii
Cited Authorities
Page
Goodwin v. City of Painesville,
781 F.3d 314 (6th Cir. 2015) . . . . . . . . . . . . . . . . . . . . 21
Graham v. Connor,
490 U.S. 386 (1989) . . . . . . . . . . . . . . . . . . . . . . . . 26, 27
Hunt v. Cromartie,
526 U.S. 541 (1999) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Ingle ex rel. Estate of Ingle v. Yelton,
439 F.3d 191 (4th Cir. 2006) . . . . . . . . . . . . . . . . . . . . 21
Lachance v. Town of Charlton,
990 F.3d 14 (1st Cir. 2021) . . . . . . . . . . . . . . . . . . . . . 27
Lamont v. New Jersey,
637 F.3d 177 (3d Cir. 2011) . . . . . . . . . . . . . . . . . . . . . 21
Mason v. Lafayette City-Parish Consol. Gov’t,
806 F.3d 268 (5th Cir. 2015) . . . . . . . . . . . . . . . . . 27, 33
McKenney v. Mangino,
873 F.3d 75 (1st Cir. 2017) . . . . . . . . . . . . . . . 26, 27, 28
Mitchell v. Miller,
790 F.3d 73 (1st Cir. 2015) . . . . . . . . . . . . . . . . . . . . . 21
N.S. v. Kansas City Bd.of Police Comm’rs,
143 S. Ct. 2422 (2023) . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Plakas v. Drinski,
19 F.3d 1143 (7th Cir. 1994) . . . . . . . . . . . . . . . . . . . . 21
viii
Cited Authorities
Page
Reeves v. Sanderson Plumbing Prods., Inc.,
530 U.S. 133 (2000) . . . . . . . . . . . . . . . . . . . . . . . . 18, 23
Scott v. Henrich,
39 F.3d 912 (9th Cir. 1994) . . . . . . . . . . . . . . . . . . . . . 21
Tan Lam v. City of Los Banos,
976 F.3d 986 (9th Cir. 2020) . . . . . . . . . . . . . . . . . . . . 27
Tennessee v. Garner,
471 U.S. 1 (1985) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Velazquez-Garcia v. Horizon Lines of P.R., Inc.,
473 F.3d 11 (1st Cir. 2007) . . . . . . . . . . . . . . . . . . . . . 18
Velez-Gomez v. SMA Life Assurance Co.,
8 F.3d 873 (1st Cir. 1993) . . . . . . . . . . . . . . . . . . . . . . 18
Statutes and Other Authorities
U.S. Const. Amend. IV . . . . . . . 1, 6, 14, 15, 30, 33, 35, 36
28 U.S.C. § 1254(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, 15
42 U.S.C. § 1983 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Massachusetts Declaration of Rights, Article XIV . . . . 1
Massachusetts General Laws chapter 12, §§ 11H
and 11I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, 15
1
PETITION FOR A WRIT OF CERTIORARI
Jennifer Root Bannon respectfully petitions for a writ
of certiorari to review the judgment of the United States
Court of Appeals for the First Circuit.
OPINIONS BELOW
The opinion of the Court of Appeals is in Appendix A
and reported at 99 F.4th 63. The District Court’s order
granting defendant-respondents’ motions for summary
judgment is in Appendix B; it is unreported but is available
at 2022 WL 17417615 and 2022 U.S. Dist. LEXIS 218303.
JURISDICTION
The judgment of the Court of Appeals was entered
on April 22, 2024. A petition for rehearing was denied on
June 10, 2024. See Appendix C. The jurisdiction of this
Court is invoked under 28 U.S.C. § 1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
This case involves the following federal and state
constitutional and statutory provisions, each of which is
in Appendix D: the Fourth Amendment to the United
States Constitution; 42 U.S.C. § 1983; Article XIV of the
Massachusetts Declaration of Rights; and Massachusetts
General Laws chapter 12, sections 11H and 11I.
2
STATEMENT
This Petition rests on the last three to four seconds of
the life of Juston Root (“Root”). On February 7, 2020, Root
was shot 31 times by six police officers.1 Approximately
10 seconds before this hail of bullets, EMS-certified
bystander Shelly McCarthy (“McCarthy”) reached Root
to assist him, thinking that he was experiencing a cardiac
event. McCarthy testified that (i) Root was lying on the
ground covered in blood, “was struggling to breathe,” did
not speak, “start[ed] making a lot of gurgling noises with
his breathing,” and was “gurgling blood”; (ii) he “appeared
to have the “[l]ights on[,] no one home,” and his eyes were
“bouncing around like ping-pong balls” until they rolled
to the back of his head; (iii) during the entire time she
saw him “his right hand remained on his chest,” his left
“remained hanging down”; and (iv) he did not try to get
up and could “absolutely not” have gotten onto his feet.
Off icers screamed commands at Root, which
McCarthy and other witnesses—including Defendants—
described as unintelligible, confusing, and chaotic.
McCa r thy obser ved that Root had no react ion,
notwithstanding the sirens and screaming. Officers
yelled at McCarthy to leave Root’s side. When she left,
Root was on the ground, his eyes still stuck in the back
of his head, and his right hand still clutching his chest.
1. The officers who killed Root are Boston police officers
David Godin, Joseph McMenamy, Leroy Fernandes, Brenda
Figueroa, and Corey Thomas plus State Trooper Paul Conneely.
Each is a defendant in this case. This petition refers to the
defendant officers individually as “Defendant [Last Name]” and
collectively as “Defendants.” The City of Boston, also a defendant,
is referred to as the “City.”
3
McCarthy let go of Root’s face and ran a few steps before
the barrage of bullets. The majority below found that,
“[f]rom the time McCarthy reached Root (and then left)
to the time of the shooting, approximately ten seconds
elapsed.” App., infra, 8a. In other words, within three
or four seconds after McCarthy turned away, the six
officers fired 31 bullets into Root.
Root’s lifeless condition resulted from being shot,
a short time before, by Boston police near Brigham &
Women’s Hospital (“BWH”) in Boston, 2 the significant
blood loss he sustained in an ensuing vehicle pursuit
that a Defendant described “as slow as molasses,” and
the crushing impact of his subsequent collision with
other vehicles in the neighboring town of Brookline.
The collision—which occurred shortly after a Defendant
“rammed” his cruiser into Root’s car in an attempted
PIT maneuver 3 —was so forceful that two wheels of
Root’s car fell off, a third tire was off its rim, and the
air bags deployed. The car’s interior was covered in
blood. Surveillance video shows Root stumble out of his
demolished car, limp around it, fall onto the sidewalk,
slowly get up, and stagger to a mulched area adjacent to
a shopping center parking lot, where he fell again. That
is where he was when McCarthy arrived to help him and
where he remained, nearly lifeless, until he was shot
seconds after she turned away.
2. In addition to shooting Root outside of BWH, the officers
shot a valet working at the hospital.
3. A PIT maneuver, or a precision immobilization technique,
is when an officer uses their vehicle to strike another vehicle.
App., infra, 5a.
4
As the dissent below explained, Defendants’ claims
about what they allegedly observed of Root immediately
before the shooting and why they each fired are entirely
inconsistent:
While some officers stated that Root was seated
or kneeling, others recalled Root standing on
two feet, and one officer first testified that
Root was standing but later said that Root
was merely attempting to stand. There were
also officers who testified that Root’s hand was
by his chest the entire time, while others said
Root moved his hand up to his chest. Some of
the officers observed Root reaching into his
jacket, others testified that they fired because
Root was removing his hand from his jacket,
and yet another officer testified that shots were
fired because Root was reaching into his jacket
but later said shots were fired after Root began
pulling his hand out of his jacket.
App., infra, 74a–75a. Worse still, the Boston police officer
defendants (except one) met together with their lawyer and
the police union president before they were interviewed
by investigators about the fatal shooting. The one officer
who did not recall whether he attended that meeting is the
only one who did not testify that Root supposedly reached
into or out of his jacket. A sergeant who investigated the
shooting testified that the officers having met together
before being interviewed “taint[ed]” their versions of
events.
During the fatal shooting, Root sustained four bullet
wounds to his right hand, including one through his palm.
5
Defendant Conneely claimed that he removed a plastic
bb-gun from Root’s right hand as officers rolled him over
immediately after the shooting. But Defendant Figueroa
testified that nothing was in Root’s right hand when they
rolled him over, and two officers from the Brookline Police
Department reported they actually saw a bb-gun fall out
of Root’s chest area when he was rolled over. Moreover,
the plastic bb-gun recovered at the scene was in pristine
condition without any blood on it. A forensic expert
testified that, in light of the multiple gunshot wounds to
Root’s hand, if the plastic bb-gun had been in his hand at
the time of the shooting, it would have been bloodied and
damaged. The expert also concluded, as the dissent below
pointed out, that Root’s blood loss between the shooting
at BWH and when he exited his car in Brookline was
“significant” and would have rendered him “physically
and mentally impaired.” App., infra, 68a, 78a.
Despite the evidence of Root’s incapacity—including
McCarthy’s testimony, video footage, and expert
testimony—and Defendants’ demonstrated credibility
issues, the majority below concluded that a jury could not
reasonably infer that Root “could not have reached his
right hand under his jacket.” App., infra, 35a. In other
words, according to the majority, the only reasonable
inference is that, within no more than three or four
seconds after McCarthy left Root’s side, Root had the
ability to rouse himself from the lifeless stupor McCarthy
described and, according to only some Defendants’
testimony, reach inside his jacket. The majority offered
no reasoning for its dismissal of McCarthy’s testimony,
other than to declare she was not an eyewitness to Root’s
position and actions the moment of the shooting and to
attempt to blunt McCarthy’s testimony by observing that
6
she “did not convey these observations to the officers at
the time.” App., infra, 22a. The majority reached these
conclusions by improperly weighing McCarthy’s testimony
against Defendants’ testimony, accepting their testimony
as true while discounting hers, and drawing inferences in
Defendants’ favor, even though they were the summary
judgment movants.
Petitioner, as the nonmovant, “need only present
evidence from which a jury might return a verdict in [her]
favor.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 257
(1986) (emphasis added). There is more than sufficient
evidence for a jury to conclude that given that Root was in
extremis, he was entirely incapable of reaching inside his
jacket, and, as a result, Defendants’ use of force violated
Root’s Fourth Amendment rights. Yet the majority
charted new territory by denigrating evidence supporting
Petitioner’s claims in favor of Defendants’ incredible and
inconsistent stories.
The majority also split from established authority
in the First Circuit and other circuits concerning how
police in the moment, and courts thereafter, are to assess
the totality of the circumstances surrounding the use of
deadly force. Rather than uphold the obligation of police
to reassess the reasonableness of the use of force when
an intervening event has fundamentally changed the
circumstances, the majority allowed Defendants here
and police going forward to kill with impunity based on
an earlier threat. This is not the law. As a result of the
majority decision, civilians within the First Circuit are
less protected from police violence than people elsewhere
in the country. A grant of certiorari is necessary to clarify
and reinforce bedrock Fourth Amendment principles
7
so that they equally protect the public throughout the
country. The majority decision below should not stand.
A. Factual Background
On February 7, 2020, Defendant Godin and another
officer from the Boston Police Department (“BPD”) (who
is not a party here) responded to a call about a person
with a gun near BWH in Boston, Massachusetts; they
found Root, who had gotten out of his car, walking on the
sidewalk. Defendant Godin pointed his firearm at Root,
prompting Root to remove a clear plastic paintball marker
from his waist. Defendant Godin and the other officer
fired at Root and believed they shot him. Root limped to
his car and drove away.
Defendant Godin drove after Root and stated over
BPD that Root had been shot, which the dispatcher
repeated over the radio for all units to hear. During the
pursuit, Defendant McMenamy intentionally “rammed”
his cruiser into Root’s car. Defendant McMenamy testified
that when he hit Root’s car, the pursuit was “noticeably
slow” and “as slow as molasses.” Video evidence confirms
the pursuit’s slow pace. It is undisputed that the pursuit
did not speed up until after Defendant McMenamy hit
Root’s car.
The pursuit continued down a highway until Root’s
car struck other vehicles and was extensively damaged.
By the time his car came to a stop at the entrance to a
parking lot, the air bags had deployed and three tires had
fallen off. Root managed to get out of the car. He limped
around it, fell onto the sidewalk, got up, staggered toward
an adjacent mulched area, and fell again. Defendant
8
Conneely “couldn’t believe [Root] got out of” the car, and
Defendant Figueroa assumed he was injured.
McCarthy was sitting in her car in the adjacent
parking lot. She observed Root stumbling and holding
his chest; she believed he might be having “a cardiac
event.” She did not take her eyes off him; she ran to help
and reached him as he fell the second time. (A cell phone
video taken by an unknown bystander captured McCarthy
running to help Root as he fell in the mulch.) According
to McCarthy, Root appeared to be covered in blood; did
not speak; “was struggling to breathe”; “gurgling blood”;
appeared to have the “[l]ights on[,] no one home”; and his
eyes were “bouncing around like ping-pong balls” until
they rolled to the back of his head. The entire time she
saw Root, “his right hand remained on his chest,” his left
“remained hanging down,” he did not try to get up, and
could “absolutely not” have gotten up.
Police began arriving, simultaneously screaming
different unintelligible, “confus[ing],” and “chao[tic]”
commands like, “Let me see your hands,” “Get on the
ground,” “Show us your hands,” “Stay on the ground
and show me your hands,” “Get down,” “Let me see your
hands,” and “Stay down.” Root had no reaction. Root—
according to Defendants’ varied deposition testimony and
statements to law enforcement investigators—was “on the
ground”; on his knees; sitting; “like in a half lying, half
kneeling type of position”; “lying, kneeling”; “never able
to get up”; not fleeing; did not get up or move; and did not
talk. Police ordered McCarthy to leave Root, which she
reluctantly did.
9
Within seconds of their arrival and no more than
three or four seconds after McCarthy left Root’s side,
Defendants opened fire. Defendants proffered different
reasons for firing: Defendants Figueroa and Conneely
claim they thought they saw the handle of a gun;
Defendants Fernandes and Thomas claim they heard a
gunshot; Defendant Godin claims he heard another officer
say the word “gun”; and Defendant McMenamy claims he
saw Root actually stand up and open his jacket, “saw a
floating gun in [Root’s] chest,” and saw Root “reach” in that
direction. No other Defendant claims to have seen Root
stand, and no Defendant saw a gun in Root’s hand prior
to shooting. While McCarthy observed Root clutching
his chest with his right hand the entire time she saw him,
Defendants could not see Root’s hands, do not remember
whether they could see his hands, or acknowledged that
his right hand was in his chest area. Defendants admitted
that they did not try to engage with Root or assess his
physical or mental condition before firing.
As captured on body worn camera (“BWC”) footage
after the shooting, Defendant Conneely told Defendant
McMenamy to “shut your f*ckin’ mouth” and asked if
he had “a rep comin.’” Defendant McMenamy replied, “I
won’t talk.”
Root did not possess a firearm. An unloaded plastic
bb-gun with a metal rod extending from its barrel was
recovered near Root’s body. It was undamaged and did
not have blood on it:
10
Photos of the bb-gun taken at the scene in Brookline and
at the BPD’s evidence storage facility. See Petitioner’s
Summary Judgment Exhibits 30 and 31 (District Court
Dkt. Nos. 89-30 and 89-31).
11
Defendant Conneely claimed that when he, Defendant
Figueroa, and other officers rolled Root’s body over after
the shooting, he recovered the bb-gun from Root’s right
hand. This conflicts with (1) statements by two other police
officers at the scene, both of whom were from a different
town’s police force, that when Root’s body was rolled over,
they saw a gun fall from his chest area; and (2) Defendant
Figueroa’s testimony that nothing was in Root’s right hand
when she and Defendant Conneely rolled Root over and
handcuffed him after the shooting.
Four bullets struck Root’s right hand, including one
through his palm:
Autopsy photos of Root’s right hand. See Petitioner’s
Summary Judgment Exhibit 77 (District Court Dkt.
No. 109-40).
12
Petitioner’s forensic medical expert opined that if
Root had the bb-gun “in his [right] hand at the time that
he was shot in Brookline, it would have had blood on it”
and have been damaged.
Unlike the many witnesses who were interviewed
on the day of the fatal shooting, the BPD Defendants
were not interviewed by law enforcement investigators
until five days later, and Defendant Conneely was not
interviewed until seven days later. The BPD Defendants
were represented by the same attorney, and between the
shooting and the interviews, the BPD Defendants met
together as a group with their attorney to prepare for
their interviews. BPD union president Larry Calderone
also attended a portion of that meeting.
BPD rules require that witnesses to a use of force
incident be separated before being interviewed by
investigators. BPD Sergeant Detective Marc Sullivan,
who investigated Root’s death, testified that “it’s very
important” that officers involved in a deadly use of force
incident not speak to each other about the incident before
being interviewed by investigators because “everybody is
going to have a different perception of the incident, and
. . . everybody’s recollection is going to be different. I want
their recollection of the incident.” Sullivan implied that
Calderone has a history of allowing BPD officers to talk
to each other before being interviewed; he testified that
he has “had several meetings with . . . Calderone. And
it’s been confrontational, but we’ve instilled upon him the
importance that his [union] membership shouldn’t talk.”
Sullivan testified that before learning it at his deposition,
he did not know that the BPD Defendants met together
to prepare to be interviewed. He added that the BPD
13
Defendants having met together to prepare “would taint
the interview[s].”
It was after the post-group-meeting interviews that
the BPD Defendants first stated that Root was supposedly
reaching before the shooting. Defendant Thomas—who
did not recall whether he attended the meeting—was
the only BPD Defendant who did not claim to see Root
reaching.
There is no video footage of the fatal shooting. The
BPD equips its officers with BWCs, which officers must
affix to their uniforms and turn on to record most policecivilian interactions. Defendants Godin, McMenamy, and
Figueroa were required to have their BWCs recording
during the vehicle pursuit and subsequent shooting.4 Of
the three, only Defendant Figueroa activated her BWC,
but she did not until approximately 23 seconds before
the pursuit ended. When she drew her firearm, her arms
completely obscured her BWC’s lens, resulting in the
BWC recording audio but no video during the shooting.
Defendant McMenamy turned on his BWC only after the
shooting. Defendant Godin repeatedly claimed that his
BWC was in his duty bag on February 7. BWC footage
of him and an audit of his BWC establish that was a lie:
he was wearing his BWC on February 7 during the fatal
shooting, removed the BWC from his chest after the
shooting and threw it into his cruiser, and had recorded
two videos with it earlier that morning before interacting
4. The then-effective BPD rules allowed but did not require
officers working overtime shifts to wear BWCs. Defendants
Fernandes and Thomas were both working overtime shifts on
February 7, 2020. Both could have chosen to wear and activate
BWCs, but neither did.
14
with Root. Defendants Figueroa, Godin, and McMenamy
were never disciplined for violating the BPD’s BWC
rules, and Defendant Godin was never disciplined for his
repeated false statements about his BWC.
B. Procedural Background
1. Petitioner—Root’s sister—filed a complaint in
the United States District Court for the District of
Massachusetts bringing federal and state civil rights
claims and related state law claims against the six
officers who killed Root and the City of Boston (“City”).
As relevant here, Petitioner alleged that Defendants used
excessive force against Root in violation of his Fourth
Amendment rights by repeatedly shooting him when he
was lying on the ground and incapacitated. Compl. ¶¶ 23,
26, 29, 40–72, 81–95. Petitioner brought a similar claim
under the Massachusetts Civil Rights Act for violating
the Massachusetts Declaration of Rights. Id. ¶¶ 96–99.
2. After fact and expert discovery, the parties
cross-moved for summary judgment. 5 The District
Court denied Petitioner’s summary judgment motion,
granted Defendants’ and the City’s summary judgment
motions, and entered final judgment for them. App., infra,
90a–108a. As is relevant, the court held that Defendants’
use of deadly force was reasonable because they “were
aware that Root was reportedly armed and dangerous”;
Root “fled” from BWH and led police “on a dangerous car
5. Petitioner moved for summary judgment on the claims
against Defendants but did not move for summary judgment
against the City. Defendants and the City moved for summary
judgment on all claims against them.
15
chase through a densely populated area, culminating in
Root’s violent collision with vehicles driven by civilian[s]”;
and Root “reached into his jacket” while surrounded by
officers in Brookline. App., infra, 98a. The court further
held that Defendants were entitled to qualified immunity.
App., infra, 101a–104a.
3. In a split decision, the Court of Appeals affirmed.6
The majority held that “no reasonable jury could conclude
that the officers engaged in excessive force in violation of
the Fourth Amendment” and “that the officers are entitled
to qualified immunity.” App., infra, 27a.
As to excessive force, the majority concluded that
“[n]o reasonable jury could conclude that a reasonable
officer would not have determined that Root posed an
immediate threat.” App., infra, 29a. In reaching this
conclusion, the majority contravened established Fourth
Amendment precedent by determining that a material
change in Root’s circumstances between the earlier
incident at BWH and the fatal shooting (i.e., the accident
that totaled his car and left him nearly dead on the
ground) did not impact the totality of the circumstances
that the officers were required to consider before using
deadly force. App., infra, 30a–31a. The majority also found
that, based on Defendants’ testimony and regardless of
6. Petitioner is seeking review of the entry of summary
judgment in Defendants’ favor on Counts 1 (42 U.S.C. § 1983), 2
(Mass. Gen. Laws ch. 12, §§ 11H and 11I), 8 (assault and battery),
and 9 (wrongful death). Petitioner is not seeking review of the
entry of summary judgment in Defendant McMenamy’s favor on
Counts 5 and 6, both of which related to the PIT maneuver, or
summary judgment in the City’s favor on Count 7, which asserted
a claim for failure to train and supervise.
16
McCarthy’s testimony, it is not reasonable to infer that
Root could not have acted threateningly, not reached into
his jacket, or not moved his arm. App., infra, 34a–37a.
The dissent methodically identified multiple instances
where the evidence diverged and, when viewed in the light
most favorable to Petitioner, from which a reasonable jury
could find in Petitioner’s favor. App., infra, 55a–81a. In
particular, the dissent concluded:
[T]he inconsistencies in [Defendants’] testimony
regarding Root’s movements (particularly when
paired with McCarthy’s testimony . . . ) create
genuine issues of material fact as to what Root’s
movements were just prior to the shooting.
. . . Aside from the inconsistencies regarding
Root’s movements, the officers provided other
testimony that was controverted by other pieces
of evidence. For example, Godin repeatedly
stated that he was not wearing his body-worn
camera on the day Root was killed; however,
this was later disproved by video evidence from
another officer’s body-worn camera. Conneely
also testified that he only shot when he saw
Root’s hand around what appeared to be a
firearm handle; however, the physical evidence
and testimony of Plaintiff’s [forensic] expert . . .
lead to the conclusion that the bb gun Root had
in his possession could not have been in his hand
at the time the shooting occurred (or at any time
during the Brookline incident), not only because
the plastic bb gun did not appear to have blood
on it but also because it was undamaged.
App., infra, 75a–76a.
17
The dissent found that “the inconsistencies also raise
questions as to the credibility of the officers, as does other
evidence in the record,” like Godin lying about wearing his
BWC, Godin and McMenamy not activating their BWCs,
“McMenamy telling Conneely that he ‘wo[uld]n’t talk,’”
and that the BPD Defendants “met collectively prior to
their interviews (other than Thomas, who notably did not
testify that he saw Root reach into or out of his jacket).”
App., infra, 75a–77a. As the dissent explained, only a trial
can resolve these disputes of material fact. App., infra,
71a–81a.
4. Petitioner moved for rehearing, which the Court
of Appeals denied. App., infra, 109a–110a.
REASONS FOR GRANTING CERTIORARI
A. The Majority Decision Creates a New Summary
Judgment Standard, Allowing Lower Courts to
Make Factual Determinations, Weigh Evidence,
Assess Credibility, and Draw Inferences in the
Movant’s Favor Despite Contradictory Evidence.
This Court has reiterated basic summary judgment
standards:
• The court cannot make credibility determinations or
weigh evidence, and it must believe “[t]he evidence
of the non-movant” and draw “all justifiable
inferences . . . in his favor.” 7 Anderson, 477 U.S. at
7. Because Petitioner appealed the grant of Defendants’ and
the City’s summary judgment motions, she is the nonmovant for
purposes of the appeal.
18
255 (citation omitted); see also Velez-Gomez v. SMA
Life Assurance Co., 8 F.3d 873, 878 (1st Cir. 1993)
(“At the summary judgment stage, however, there
is ‘no room for credibility determinations, no room
for the measured weighing of conflicting evidence
such as the trial process entails, no room for the
judge to superimpose his own ideas of probability
and likelihood (no matter how reasonable those
ideas may be) . . . . ”’) (citation omitted).
• The court “give[s] credence to the evidence favoring
the nonmovant” and to “evidence supporting
the moving party,” only if that evidence “is
uncontradicted and unimpeached” and “comes
from disinterested witnesses.” Reeves v. Sanderson
Plumbing Prods., Inc., 530 U.S. 133, 151 (2000)
(court “must disregard all evidence favorable to
the moving party that the jury is not required to
believe”) (quotations and citation omitted); see also
Velazquez-Garcia v. Horizon Lines of P.R., Inc.,
473 F.3d 11, 18 (1st Cir. 2007) (“[P]rovided that
the nonmovant’s deposition testimony sets forth
specific facts, within his personal knowledge, that,
if proven, would affect the outcome of the trial, the
testimony must be accepted as true for purposes
of summary judgment.”) (emphasis added). 8
8. The District Court misquoted Velazquez-Garcia by
omitting “the nonmovant’s” from the language quoted above
and credited the movant Defendants’ testimony in the face of
countervailing evidence. App., infra, 99a. The First Circuit did not
correct the District Court’s misapprehension and misapplication
of the rule that the movants’ evidence is to be accepted only if it
is uncontradicted and unimpeached.
19
• A nonmovant plaintiff “need only present evidence
from which a jury might return a verdict in his
favor. If he does so, there is a genuine issue of fact
that requires a trial.” Anderson, 477 U.S. at 257
(emphasis added); see also Hunt v. Cromartie, 526
U.S. 541, 552 (1999) (“Reasonable inferences from
the undisputed facts can be drawn in favor of a
racial motivation finding or in favor of a political
motivation finding. . . . [I]t was error in this case
for the District Court to resolve the disputed fact
of motivation at the summary judgment stage.”)
(citation omitted).
• When the movant does not have the burden of
proof at trial, at summary judgment, the movant
must show “that there is an absence of evidence to
support the nonmoving party’s case.” Celotex Corp.
v. Catrett, 477 U.S. 317, 325 (1986).
The First Circuit did not merely ignore these rules;
it flipped them on their heads. The majority improperly
accepted Defendants’ statements and deposition testimony
as true, discounted evidence undermining Defendants’
claims, and drew inferences in Defendants’ favor.
App., infra, 9a–18a, 21a–23a. In so doing, the majority
established new summary standards that lower courts
and litigants will follow as precedent in future cases.
Examples of the majority’s new summary judgment
rules abound:
First, the majority repeatedly accepted Defendants’
testimony and contended their testimony was consistent,
despite multiple examples—identified in Petitioner’s
20
briefing to the Court of Appeals and in the dissent—of
inconsistencies throughout their versions of events. For
example, the majority accepted some Defendants’ claims
that they “saw Root reach into his jacket as if to reach for
a gun,” dismissed contradictory evidence, and concluded
that Defendants’ claims must be accurate. App., infra,
33a–36a.
In contrast, the dissent highlighted the numerous
inconsistences in Defendants’ versions about what
Root was allegedly doing when they killed him: some
Defendants stated Root was seated or kneeling while
others said he was standing or attempting to stand; some
Defendants “testified that Root’s hand was by his chest the
entire time, while others said Root moved his hand up to
his chest”; some Defendants “observed Root reaching into
his jacket,” but “others testified that they fired because
Root was removing his hand from his jacket”; and “yet
another officer testified that shots were fired because
Root was reaching into his jacket but later said shots were
fired after Root began pulling his hand out of his jacket.”
App., infra, 74a–75a. These inconsistences alone—even
without considering McCarthy’s testimony and video
footage showing Root stumbling from his car and into
the mulch—warrant a trial. See, e.g., Estate of Jones by
Jones v. City of Martinsburg, 726 F. App’x 173, 179 (4th
Cir. 2018) (“[T]he district court erred by considering the
facts in the light most favorable to the officers, concluding
that [their] version of events was essentially undisputed
despite discrepancies among the officers’ accounts, and
reasoning that Jones’s continuing grasp on the knife
from where he lay on the ground—beaten, choked, and
tased—indisputably constituted an immediate threat to
the officers’ safety at the time he was shot.”).
21
The majority also ignored incontrovertible evidence of
Defendants’ lack of credibility, including that Defendant
Godin repeatedly lied about whether he was wearing his
BWC; that Defendant Conneely claimed the bb-gun was
in Root’s right hand after the shooting, while Petitioner’s
forensic expert opined that the bb-gun could not have
been in his right hand in light of the injuries to that hand
and that the bb-gun was unscathed; and that a sergeant
testified that the BPD officer Defendants having met
together before being interviewed by law enforcement
“taint[ed]” their interviews, impugning their credibility.
See, e.g., App., infra, 37a n.20 (“No material dispute of
fact emerges from the officers having spoken together
after the very tense event putting them in danger and
before speaking to investigators, even if doing so violated
BPD rules (as Bannon asserts).”). While a court must not
make credibility determinations on summary judgment,
it cannot ignore the nonmovant’s affirmative evidence
of the movants’ incredibility. See Mitchell v. Miller, 790
F.3d 73, 79 n.4 (1st Cir. 2015) (“affirmative evidence that
the officer is lying” creates a genuine dispute of material
fact) (cleaned up); Goodwin v. City of Painesville, 781
F.3d 314, 323 (6th Cir. 2015) (“[S]ummary judgment is
not appropriate where the opposing party offers specific
facts that call into question the credibility of the movant’s
witnesses.”) (internal citations and quotation marks
omitted). App., infra, 77a n.41 (dissent explaining that
Petitioner “put forward affirmative evidence that raises
material issues regarding the officers’ credibility”). This
is particularly true where, as here, the police killed the
only other witness who would have the most knowledge
about the circumstances of the shooting. See Lamont v.
New Jersey, 637 F.3d 177, 181–82 (3d Cir. 2011) (“Because
‘the victim of deadly force is unable to testify,’ . . . a court
ruling on summary judgment in a deadly-force case ‘should
22
be cautious . . . to ensure that the officer[s are] not taking
advantage of the fact that the witness most likely to
contradict [their] story—the person shot dead—is unable
to testify.’”) (alteration in original) (citations omitted);
Plakas v. Drinski, 19 F.3d 1143, 1147 (7th Cir. 1994) (“In
any self-defense case, a defendant knows that the only
person likely to contradict him or her is beyond reach.”);
see also Ingle ex rel. Estate of Ingle v. Yelton, 439 F.3d
191, 195–96 (4th Cir. 2006); Scott v. Henrich, 39 F.3d 912,
915 (9th Cir. 1994), cert. denied, 515 U.S. 1159 (1995).
Second, the majority gave great weight to unsworn
statements by a witness, Victor Gerbaudo (“Gerbaudo”), to
law enforcement investigators but discounted McCarthy’s
sworn testimony. The majority concluded that Gerbaudo’s
statements “fully substantiate[] the officers’ versions of
events.” App., infra, 19a–21a, 34a–35a, 38a. But there are
fundamental problems with the majority’s treatment of
Gerbaudo’s statements:
• In contrast to McCarthy—who was at Root’s side,
touching him, taking stock of his injuries, assessing
his condition, and trying to help him—Gerbaudo
was in his car in the middle lane on the opposite
side of a multi-lane highway, with multiple police
cars and officers between where Gerbaudo sat and
where Root was in the mulch.
• Gerbaudo told investigators that Root “took his
right hand under his coat and at the time that
happened, um, the police officers discharged their
firearms on him.” It is unclear whether Gerbaudo
meant that Root reached his hand from outside his
coat to inside his coat or that Root’s right hand was
already under his coat. Interpreting Gerbaudo’s
23
statement in the light most favorable to Petitioner—
as the court must—it is reasonable to infer that
Root was clutching his chest in pain or was moving
his hand already inside his coat in compliance with
commands to show his hands. This too should have
precluded summary judgment.
• Gerbaudo claimed that Root “turned around facing
the officers.” As the dissent explained, this is
“wholly inconsistent” with Defendants’ statements,
none of whom contend that Root turned around.
App., infra, 68a n.37, 75a.
• As the dissent noted, after the shooting and after
Gerbaudo arrived at the hospital where he worked,
Gerbaudo—a former reserve police officer—
approached police to give a statement “‘because . . .
[he] kn[e]w that it would have helped [the] officers.’”
App., infra, 66a nn.35–36.
In contrast to the importance the majority ascribed
to Gerbaudo’s statements despite inconsistences between
them and Defendants’ testimony and issues with his
credibility, the majority wrote off McCarthy’s sworn
testimony merely because she allegedly did not convey
all of her observations to “the officers at the time.” App.,
infra, 22a. McCarthy is a disinterested witness, but the
majority ignored her testimony in favor of controverted
testimony supporting Defendants’ versions of events. Cf.
Reeves, 530 U.S. at 151. See also App., infra, 65a n.34
(as the dissent explained, “The majority’s position that
McCarthy’s deposition testimony is inconsistent with
the statement she gave to state police investigators is
not supported by my reading of the record. The majority
opinion has reduced McCarthy’s twenty-three-minute
24
interview to one sentence. Although McCarthy stated
at the interview that she ‘didn’t really get a look at’
Root’s face to describe his features with particularity,
she described the expression on his face several times.
McCarthy stated that Root looked like there were ‘lights
on[,] no one home’ and that his eyes looked ‘pretty vacant.’
She also stated that ‘[i]t could have been shock that was
on his face’ and that when the cops arrived his expression
did not change and ‘[h]e didn’t seem to . . . know
what was going on.’”) (alterations in original) (internal
citations omitted). McCarthy’s testimony “alone provides
a reasonable factfinder with an alternative account as
to what Root’s behavior and abilities were prior to the
shooting.” App., infra, 78a.
Third, the majority drew unreasonable inferences
in the moving Defendants’ favor while refusing to draw
reasonable inferences in Petitioner’s favor. For instance,
the majority inferred that Root was “fleeing in close
proximity both to the officers and to members of the
public . . . present in the parking lot (such as McCarthy).”
App., infra, 31a. But there was absolutely no evidence
that Root tried to flee from the mulch near the parking
lot. Indeed, Defendants Godin, McMenamy, and Conneely
testified that Root was not fleeing, and those and other
Defendants testified that Root was “on the ground,” was
on his knees, was sitting on the ground, was “like in a half
lying, half kneeling type of position,” was “lying, kneeling”
but “was never able to get up,” and was not running away.
The majority also inferred that Root had the cognitive
capacity to understand and respond to police commands
in Brookline immediately before the fatal shooting despite
his obvious injuries. App., infra, 30a. In addition, the
majority noted that the forensic expert “did not discuss
any possible impact of the day’s rainy weather on [her]
25
conclusion” that “the BB gun would have been damaged
and had blood on it had it been in Root’s hand at the time
of the shooting.” App., infra, 23a. But the evidence showed
that the light rain on February 7 did not wash away Root’s
blood on the road, as reflected in the following photos
taken at the scene in Brookline:
Zoomed-in versions of photos taken outside of Root’s car
showing blood on the road. See Petitioner’s Summary
Judgment Exhibit 29 (District Court Dkt. No. 89-29).
26
In comparison to those inferences in Defendants’ favor,
the majority expressly concluded that, despite McCarthy’s
testimony about Root’s condition and the forensic expert’s
opinions about Root’s injuries, no reasonable juror could
infer that Root “could not have reached his right hand
under his jacket.” App., infra, 35a.
In sum, this is not merely a case of the court
below misapplying established standards. Instead, the
majority forged new summary judgment principles,
which will impact summary judgment in future cases
within the First Circuit, regardless of the type of case
or cause of action. See Section C, infra (citing recent
case demonstrating that the majority decision is already
impacting summary judgment jurisprudence in the First
Circuit). Lower courts and litigants are now left to square
the majority’s new approach with longstanding Supreme
Court and First Circuit precedent. This type of rogue
judicial lawmaking—which undoes years of established
case law, thereby injecting additional and unwarranted
unpredictability into civil litigation—warrants a grant
of certiorari.
B. The Majority Decision Creates a Circuit Split
Concerning the Standards Governing the Use of
Force.
It is well-established that, before using deadly force,
police must consider whether it is justified by the totality
of the circumstances. Tennessee v. Garner, 471 U.S. 1, 8–9
(1985). Reasonableness depends on the circumstances “at
the moment” the force is applied. Graham v. Connor, 490
U.S. 386, 396 (1989)); see also McKenney v. Mangino, 873
F.3d 75, 81 (1st Cir. 2017) (“Timing is critically important
in assessing . . . reasonableness . . . .”).
27
Stemming from these rules are two fundamental
principles that the majority below rejected, thereby
creating a split of authority in the standards governing
police use of force. First, police officers must reassess
chang ing circumstances because, even if deadly
force is “‘reasonable at one moment,’ [it] may ‘become
unreasonable in the next if the justification for the use
of force has ceased.’” McKenney, 873 F.3d at 82 (citation
omitted); see also Mason v. Lafayette City-Parish Consol.
Gov’t, 806 F.3d 268, 277 (5th Cir. 2015) (same); Fancher
v. Barrientos, 723 F.3d 1191, 1201 (10th Cir. 2013) (same).
When circumstances have “meaningfully changed,” the
reasonableness of force depends on those changes. See
Lachance v. Town of Charlton, 990 F.3d 14, 25–26 (1st
Cir. 2021) (affirming use of “segmented approach” in
analyzing applicability of qualified immunity to uses for
force separated by “a change in circumstances”); accord
Brockington v. Boykins, 637 F.3d 503, 507 (4th Cir. 2011)
(“[I]t is possible to parse the sequence of events as they
occur; while a totality of circumstances analysis still
remains good law, if events occur in a series they may be
analyzed as such.”).
Second, because the use of deadly force against an
incapacitated suspect is unconstitutional, police must
consider the suspect’s condition in assessing whether the
suspect poses an immediate threat. See, e.g., Graham,
490 U.S. at 396 (reasonableness depends on, among other
factors, “whether the suspect poses an immediate threat
to the safety of the officer or others”); Tan Lam v. City
of Los Banos, 976 F.3d 986, 1002 (9th Cir. 2020) (“[A]n
officer violates a clearly established right when he shoots
an incapacitated suspect who no longer poses a threat,
even if the suspect previously had a weapon and stabbed an
28
officer.”) (citation omitted); Estate of Jones by Jones v. City
of Martinsburg, W. Va., 961 F.3d 661, 669 (4th Cir. 2020)
(“[I]t was clearly established in 2013 that officers may not
use force against an incapacitated suspect.”); Fancher,
723 F.3d at 1201 (officer not entitled to qualified immunity
where he “fired six shots into a suspect who was no longer
able to control the vehicle, to escape, or to fire a long gun,
and thus, may no longer have presented a danger . . . Prior
to shooting [the suspect], [the officer] stepped back, felt
safer, and noticed [the suspect] slump. This allowed him
enough time . . . to recognize and react to the changed
circumstances and cease firing his gun.”) (internal
quotation marks and citations omitted); Brockington, 637
F.3d at 508 (“[I]t is just common sense that continuing to
shoot someone who is already incapacitated is not justified
under these circumstances.”).
The majority intentionally abandoned these principles
by allowing police in the field, and courts months or years
later, to pick and choose the circumstances to consider
in assessing the reasonableness of the use of force.
In particular, the majority failed to consider evolving
circumstances and faulted the dissent for doing so.
App., infra, 29a–31a. The majority expressly viewed an
unduly narrow selection of the events of February 7 as a
continuum, starting with the BWH shooting, continuing
with the pursuit, and ending with the fatal shooting—
where the majority concluded that the earlier events
justified Root’s death. App., infra, 30a–31a. Indeed, the
majority’s summary of the events preceding the fatal
shooting completely omitted the car accident and Root’s
condition:
29
The officers also had every reason to believe
Root posed a continuing and immediate threat
to them and the public: Officer Godin had
witnessed Root fire his gun at him at BWH.
[9]
Just moments before the shooting, Root
had led [the officers] in a car chase through an
urban area at high speeds, ignoring the officers’
attempt[s] to pull him over, act[ing] with
complete disregard for [the officers’] safety or
the safety of anybody else that might have been
on the street,’ and causing a serious collision.
And throughout his interactions with the
officers, Root did not comply with lawful orders
meant to defuse the situation and eliminate the
danger he posed.
App., infra, 30a (alterations in original) (internal quotation
marks and citation omitted). Then, in a clear break
from precedent, the majority criticized the dissent for
“seek[ing] to separate the shooting in Brookline from the
context of the morning’s events [and] arguing the officers’
‘justification for the use of force ha[d] ceased’ before they
arrived at the scene in Brookline.” App., infra, 31a.
The dissent concluded that “whether a reasonable
officer on the scene could believe [Root] posed an
immediate threat, and whether he was escalating the
situation . . . are subject to competing evidence in the
record and require making factual conclusions resolving
those conflicts as to the essential time period.” App., infra,
73a. As the dissent explained,
9. Root did not carry a firearm; he possessed only an
unloaded paintball marker.
30
The majority opinion points to a number of
reasons why the officers “had every reason
to believe” Root posed an immediate threat
to them and the public, including that at the
hospital Godin had witnessed Root pull the
trigger on what Godin [incorrectly] believed
was a gun and that the officers had been
involved in a car chase with Root. . . . However,
this overlooks the immediacy requirement
and our case law that affirms that “the use of
deadly force, even if ‘reasonable at one moment,’
may ‘become unreasonable in the next if the
justification for the use of force has ceased.’”
App., infra, 73a n.40 (emphasis in original) (quoting
McKenney, 873 F.3d at 82).
In two recent cases—cited in Petitioner’s appellate
briefs below—the Fourth Circuit addressed the Fourth
Amendment issues present here and concluded that factual
disputes over the reasonableness of the use of deadly
force precluded summary judgment. In Estate of Jones by
Jones v. City of Martinsburg, W. Va., the Fourth Circuit
reversed entry of summary judgment for officers where
they shot and killed a man, Jones, whom the jury could
“reasonably find . . . was incapacitated.” 961 F.3d at 669.
Before the shooting, Jones “had been tased four times,
hit in the brachial plexus, kicked, and placed in a choke
hold, at which point gurgling can be heard in the video
[footage]. A jury could reasonably infer that Jones was
struggling to breathe.” Id.
[T]he officers contend[ed] that Jones should have
dropped the knife upon their commands . . . But
31
again, the fact that he did not move or respond
corroborates that he was incapacitated, and the
reasonable officer would have recognized that
fact. Indeed, [one officer] reported that Jones
“did not make any overt acts with the knife
towards the officers,” and [another] reported
that Jones “wasn’t f**king doing nothing.”
And yet five officers wasted no time, giving
Jones mere seconds to comply before firing.
The officers shouting “drop the knife” seconds
before shooting him was, at best, farcical
because it was impossible for an incapacitated
person to drop a knife tucked into his sleeve.
Id. at 670. Here too, Petitioner presented evidence
that Root was severely injured, gurgling, struggling to
breathe, and not verbally responding to the officers. A
jury could reasonably conclude that he was incapacitated
and that the officers acted unreasonably in giving him only
seconds to comply with contradictory commands before
killing him, particularly given McCarthy’s testimony that
he was unresponsive and in extremis immediately before
the 31 shots were fired.
In Franklin v. City of Charlotte, police officers
responded to 911 calls reporting that a man at a Burger
King, Danquirs Franklin, was threatening people with
a firearm. 64 F.4th 519, 525 (4th Cir. 2023). Before the
officers arrived, Franklin went into the parking lot and
crouched next to a parked car. Id. The officers “exited
their vehicles, weapons drawn. Immediately each officer
shouted, ‘Let me see your hands,’ and ‘Let me see your
hands, now!’—a total of four commands.” Id. at 526. The
officers then “changed their commands to variants of
32
‘Drop the gun!’ . . . ‘Drop the weapon!’ . . . ‘Put it on the
[g]round!’” Id. “As the officers barked instructions to drop
his weapon, Franklin’s body stayed still. Finally, without
moving his head or legs, Franklin slowly reached into
the right side of his jacket and retrieved a black handgun
with his right hand.” Id. One officer fired twice, striking
Franklin’s left arm and abdomen. Id. “As he slumped
against the open car door, Franklin looked in the officers’
direction with a face of shock and uttered his final words:
‘You told me to.’” Id. at 526–27.
In reversing the district court’s finding that the officer
was entitled to qualified immunity, the Fourth Circuit
scrutinized the officers’ commands:
[T]he instructions the officers gave to Franklin
to drop his weapon conflicted with their earlier
orders and put Franklin in an awkward position.
Although she first demanded to see Franklin’s
hands, Officer Kerl could not even see Franklin
when she issued that command. She had no way
of knowing if Franklin attempted to comply
with that initial command because, by the
time she could see him, she and her partner
had abandoned that instruction in favor of one
ordering Franklin to drop his weapon. But they
could not see a gun either—they apparently
assumed he had one in his hands, which were
obscured between his legs.
Id. at 532. BWC footage “reveal[ed] that Franklin”
responded to the officers by saying, “I heard you the first
time.” Id. The content of his response “d[id] not seem
to matter” because “officers were so boisterous that
33
neither recalled hearing him say anything.” Id. Because
“Franklin’s gun was concealed under his jacket, not in
his hands . . . the only way for him to obey the officers’
commands to drop the gun was to reach into his jacket
to retrieve it.” Id. The defendant officer “interpreted his
movement as a threatening maneuver.” Id.; see also id.
at 535 (“[The officers’] (inconsistent) commands were
ineffectual because the officers could not see his hands
at all and Franklin could not comply without handling
his weapon.”). The present case is strikingly similar
to Franklin, presents a situation were neither the gun
nor the threat was real, and should be resolved the way
Franklin will be—by a jury.
The First Circuit now stands on the opposite side
of a gaping Fourth Amendment schism from its sister
circuits. On one hand, the Fourth Circuit faithfully applies
Supreme Court precedent in wading through the summary
judgment record in police use of force cases. It identifies
areas where the evidence diverges, draws inferences in
favor of the nonmovant, and properly recognizes that a
trial is the only mechanism for determining liability.
And the Fourth Circuit and other circuits continue to
recognize that “a clear break in the sequence of events”
leading up to a police shooting renders the use of deadly
force unreasonable, even if it had been reasonable only
seconds before. Brockington, 637 F.3d at 507; see also
Mason, 806 F.3d at 277 (“Although the record reflects
that there was a break between the first five and last
two shots that struck Mr. Mason, and that Mr. Mason lay
on the ground when the final two shots were fired, the
district court did not expressly address whether Faul’s
use of his firearm was justified throughout the encounter.
34
We conclude that genuine issues of material fact arise
regarding the final two shots that struck Mr. Mason
. . . .”). The First Circuit has now rejected that rule by
determining that Root was supposedly a threat at the time
of the fatal shooting based on the earlier incident at BWH
and the subsequent pursuit—despite the intervening
car accident that left him nearly dead—and expressly
condemning the dissent for recognizing the separation
between “the morning’s [previous] events” and the fatal
shooting in Brookline. App., infra, 30a–31a.
Whether someone shot by police can advance a case
against the officers to trial should not depend on the
location within the country where the person is shot. Yet
had Root been killed and Petitioner had brought this
case within the Fourth Circuit—rather than the First—
given the factual similarities among this case, Jones, and
Franklin, this case likely would have survived summary
judgment, and Petitioner would be able to assert her
brother’s constitutional rights before a jury. Certiorari is
appropriate in situations like this where federal law does
not apply equally throughout the country.
C. This Case Presents Exceptionally Important
Questions that Warrant Review.
The questions presented here are exceptionally
important because they reach far beyond this case. The
majority decision implicates the summary judgment
standards that district courts within the First Circuit
will apply in every civil case and the police’s, the public’s,
litigants’, and the courts’ conceptions of assessing the
reasonableness of the use of deadly force. This concern
is real and has already played out. Indeed, in the few
months since the First Circuit issued its opinion here, it
35
issued an opinion in another case adopting the majority’s
summary judgment approach to engage in factfinding and
support its affirmance of summary judgment in favor of
a defendant on the ground that the plaintiff failed to put
forth sufficient evidence. See Caruso v. Delta Air Lines,
Inc., No. 22-1175, --- F.4th ---, 2024 WL 3886629, at *12
n.10 (1st Cir. Aug. 21, 2024).10 Like here, a judge on the
panel in Caruso dissented, concluding that
[t]he majority is flat wrong to say that Caruso
raises not even one material fact in reasonable
dispute under governing law on whether Delta
adequately investigated her sexual-assault
charge . . . Caruso and Delta engage in a factual
scrum. And the majority joins Delta’s side. But
because summary judgment isn’t a time for
factfinding by judges (district or circuit)—that’s
what trials are for—we must accept (for present
purposes only) Caruso’s properly documented
account (without vouching for its accuracy),
resolving evidentiary conflicts, credibility calls,
and competing inferences in her favor (even
though a jury might later find Delta’s story
more believable).
Id. at *16 (Thompson, J., dissenting) (emphasis in original).
The First Circuit’s engagement in factfinding and
foray into new and unsupported summary judgment rules
is particularly concerning for Fourth Amendment cases.
As this Court has explained,
10. The two judges in the majority in this case and in Caruso
are the same judges, and both majority opinions were authored by
the same judge. The dissenting judge on each panel is different.
36
[s]pecificity is especially important in the
Fourth Amendment context . . . [because] it is
sometimes difficult for an officer to determine
how the relevant legal doctrine, here excessive
force, will apply to the factual situation the
officer confronts. Use of excessive force is an
area of the law in which the result depends very
much on the facts of each case . . . .
City of Escondido v. Emmons, 586 U.S. 38, 42 (2019)
(citation omitted). The majority below complicated, rather
than simplified, Fourth Amendment law by blazing a new
standard that absolves officers from having to reassess
whether the totality of the circumstances justifies the use
of deadly force. If officers believe a suspect previously
posed a threat, they can kill him even when an intervening
event captured on surveillance video injures the person to
within an inch of his life, as testified to by an independent,
EMS-certified bystander. The majority’s ruling will
impact how officers throughout the circuit respond to
high-stress situations and, concomitantly, the safety of
the public.
Courts now may act as a factfinder at the summary
judgment stage and accept police officers’ testimony
as true despite contrary evidence and the officers’
demonstrated incredibility. This will deny plaintiffs and
the public a meaningful opportunity to have use of force
cases decided by juries. These fundamental changes to
summary judgment and Fourth Amendment standards,
and the resulting wide-ranging consequences, raise issues
of exceptional importance that merit a grant of certiorari.
N.S. v. Kansas City Bd. of Police Comm’rs, 143. S. Ct.
2422, 2423 (2023) (Sotomayor, J., dissenting) (“[Summary
37
judgment standards] ensure[] that it is a jury that will
hear evidence and determine which story is credible, not
a judge reading a paper record. This role of the jury is
particularly important in qualified immunity cases, where
the stakes are not just about the parties involved, but
whether there will be accountability when public officials
violate the Constitution.”).
CONCLUSION
The petition for a writ of certiorari should be granted.
Respectfully submitted,
Mark A. Berthiaume
Counsel of Record
Gary R. Greenberg
Peter A lley
A lison T. Holdway
Greenberg Traurig, LLP
One International Place,
Suite 2000
Boston, MA 02110
(617) 310-6000
berthiaumem@gtlaw.com
Attorneys for Petitioner
September 9, 2024
APPENDIX
i
TABLE OF APPENDICES
Page
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE
FIRST CIRCUIT, FILED APRIL 22, 2024 . . . . . . 1a
A P P E N DI X B — O P I N ION O F T H E
UNITED STATES DISTRICT COURT
OF M A SSACHUSETTS, FILED
DECEMBER 5, 2022 . . . . . . . . . . . . . . . . . . . . . . . . . 90a
A PPEN DI X C — OR DER OF T H E
UNITED STATES COURT OF APPEALS
FOR T H E F I R S T CI RCU I T, F I L ED
JUNE 10, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109a
APPENDIX D — CONSTITUTIONAL AND
STATUTORY PROVISIONS INVOLVED . . . . . 111a
1a
APPENDIX A — Appendix
OPINIONAOF THE UNITED
STATES COURT OF APPEALS FOR THE
FIRST CIRCUIT, FILED APRIL 22, 2024
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
No. 22-1958
JENNIFER ROOT BANNON, AS THE SPECIAL
PERSONAL REPRESENTATIVE OF THE
ESTATE OF JUSTON ROOT,
Plaintiff, Appellant,
v.
DAVID GODIN, BOSTON POLICE OFFICER;
JOSEPH MCMENAMY, BOSTON POLICE
OFFICER; LEROY FERNANDES, BOSTON
POLICE OFFICER; BRENDA FIGUEROA,
BOSTON POLICE OFFICER; COREY THOMAS,
BOSTON POLICE OFFICER; PAUL CONNEELY,
MASSACHUSETTS STATE TROOPER;
THE CITY OF BOSTON,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES
DISTRICT COURT FOR THE
DISTRICT OF MASSACHUSETTS
Hon. Richard G. Stearns, U.S. District Judge
2a
Appendix A
Before Gelpí, Lynch, and Montecalvo, Circuit Judges.
April 22, 2024, Decided
LYNCH, Circuit Judge. On February 7, 2020, after
Juston Root pointed a gun at a hospital security guard
and a responding Boston police officer, shot that gun at
police and disregarded police instructions to drop the
weapon, led the officers on a high-speed chase down busy
urban streets and crashed his Chevrolet Volt, and then ran
from the officers and disregarded further commands to
stop and drop his gun, six law enforcement officers from
two separate law enforcement agencies responding to the
reports of his activities fired at him, all simultaneously
perceiving that he was again reaching for his gun. Their
shots proved to be fatal. After the event, the officers
confirmed that he indeed had a gun on his person at the
time of the shootings and was carrying two additional
guns in his car.
His sister, Jennifer Root Bannon, acting as the
representative of his estate, sued six of the officers
involved – Massachusetts State Trooper Paul Conneely
and Boston Police Department (“BPD”) Officers Leroy
Fernandes, Brenda Figueroa, David Godin, Joseph
McMenamy, and Corey Thomas – and the City of Boston
(“City”), alleging, inter alia, that the officers employed
excessive force in violation of the Fourth Amendment
during the fatal shooting. The district court granted
summary judgment to the defendants. See Bannon v.
Godin, No. 20-cv-11501, 2022 U.S. Dist. LEXIS 218303,
2022 WL 17417615, at *1 (D. Mass. Dec. 5, 2022).
3a
Appendix A
We agree with the district court’s conclusion that
the officers acted reasonably under the circumstances
during the fatal shooting and so did not violate the Fourth
Amendment. We independently hold that the officers are
entitled to qualified immunity. We also affirm the grant
of summary judgment on Bannon’s other claims.
I.
A.
At roughly 9:20 a.m. on the morning of February 7,
2020, BPD received a report of an individual with a gun
at Brigham and Women’s Hospital (“BWH”).1 A BPD
dispatcher relayed the information that a man had pulled
a gun on BWH security. Officer Godin responded to the
call, as did BPD Officer Michael St. Peter.
Upon arriving at BWH, Officer Godin was approached
by a hospital security officer who said that a man had just
pointed a gun at him. The security officer pointed out the
man’s location to Officer Godin, who parked his cruiser
and ran toward Vining Street, in the direction the security
officer had pointed. As he turned onto Vining Street,
Officer Godin saw a man in an unzipped black jacket, later
identified as Root, walking toward him. Officer Godin
observed that Root had a gun in his waistband. Bannon
does not contest this point. 2
1. BWH is a level one trauma center hospital with over 800
patient beds. It conducts roughly 50,000 inpatient stays and 2.25
million outpatient encounters per year.
2. Later evidence showed that the gun was one of two
paintball guns Root had in his possession in addition to a BB gun.
4a
Appendix A
Root falsely told Officer Godin that he (Root) was
“law enforcement” and then turned and pointed up the
street. Officer Godin did not believe that Root was law
enforcement because law enforcement officers do not carry
their firearms in their waistbands. Officer Godin drew his
firearm and continued to approach Root. When Officer
Godin and Root were within a few feet of one another,
Root removed the gun from his waistband and pointed it
at Officer Godin.
During this interaction, Officer St. Peter arrived on
the scene. He too saw Root holding a gun in his hand. He
ordered Root to “drop the gun.” Civilian witnesses later
told investigators that they also saw Root holding a gun.
Officer Godin saw Root start to pull the trigger on
his gun and heard “gunshot noises.” In response, Officer
Godin shot at Root several times. As he did so, Officer
Godin fell backward into the street. After seeing Root
point his gun at Officer Godin and hearing shots, Officer
St. Peter also shot at Root. Multiple civilian witnesses
later told investigators that they believed Root had pulled
the trigger and fired shots. Both Officer Godin and Officer
St. Peter believed Root had been shot.
Still carrying the gun, Root limped to his car, a silver
Chevrolet Volt which was parked nearby, and drove away.
Officer Godin returned to his cruiser and began
pursuing Root. He also stated over the cruiser’s radio that
he had been involved in a shooting, that he had been shot
at, and that he believed he had shot the suspect.
5a
Appendix A
Additional BPD officers, including Officers Fernandes,
Figueroa, McMenamy, and Thomas, joined the pursuit,
which traveled down Huntington Avenue. 3 These officers
understood Root was armed with a gun.
During the pursuit, Officer McMenamy intentionally
struck the side of Root’s Volt with his cruiser, in what the
parties refer to as a “Precision Immobilization Technique
(‘PIT’) maneuver.” Officer McMenamy stated during a
deposition that, at the time of the collision, the vehicles
were moving at approximately twenty to thirty miles per
hour. He also acknowledged that he had been aware at the
time that the maneuver violated BPD policy, which forbids
intentionally colliding with a pursued vehicle. The collision
brought both vehicles to a stop. Officer McMenamy got
out of his cruiser, drew his firearm, and ordered Root to
show his hands. Root did not obey, rather Root not only
drove away at high speeds, but used his Chevrolet Volt to
push Officer McMenamy’s cruiser out of the way to do so.
The high-speed pursuit continued down Huntington
Avenue and on to Route 9, 4 moving from Boston to
Brookline. Root’s Volt reached speeds of up to ninety miles
per hour, and traffic camera footage shows him weaving
3. Huntington Avenue is a major, crowded urban artery used
by cars, buses, MBTA trollies, and other forms of transportation,
particularly so on a weekday morning.
4. Route 9 separates from Huntington Avenue west of the
BWH campus and continues into Brookline. Like Huntington
Avenue, it is a major urban thoroughfare serving large numbers
of cars, buses, bikes, and pedestrians.
6a
Appendix A
dangerously through other vehicles at high speeds. At
some point along Route 9, State Trooper Conneely joined
the pursuit, having heard over his radio that shots had
been fired at BWH and that a pursuit was ongoing.
At the intersection of Route 9 and Hammond Street
in Brookline, Root’s Volt collided with three civilian
vehicles and came to a stop on Route 9 near the entrance
to a shopping center parking lot. The collision caused
extensive damage to Root’s Volt; multiple tires fell off,
glass shattered, and the airbags deployed. 5
Several sources of evidence consistently describe
the events that occurred at the site of Root’s collision
in Brookline. Traffic camera footage, officer bodyworn cameras, and civilian cell phone footage captured
documentary evidence of the events and officers’
contemporaneous statements. Officers and witnesses also
described the events in interviews with investigators in
the days following the shooting and, in some cases, in later
depositions in this case. We describe each in turn.
1. Documentary Evidence of Shooting in Brookline
Traffic camera footage shows that, at the time of the
collision and throughout the confrontation that followed,
which occurred at roughly 9:30 a.m. on a Friday, there
were numerous cars in the parking lot and a steady stream
of traffic down the opposite side of Route 9.
5. Several of the individual defendants stated in their
depositions that they observed that the collision was severe when
they arrived at the scene moments later.
7a
Appendix A
Root got out of his car and continued fleeing on foot.
He moved toward a mulched area adjacent to the parking
lot’s entrance. He fell on the sidewalk but rose to his feet
and continued into the mulched area, where he fell again.
Shelly McCarthy, a civilian with EMS training who
had been in her car in the parking lot, saw Root leave his
vehicle and ran to his side. McCarthy spent less than ten
seconds by Root’s side. Multiple approaching officers,
including at least Officers Godin and McMenamy, ordered
her to get away from Root, and she did so at a run.
Officer Figueroa’s body-worn camera was recording
throughout the confrontation in Brookline. Officer
Figueroa ran to the mulched area and ordered Root to
“get down” and to “let [her] see [his] hands.” Her camera
recorded audio of several other officers giving similar
commands. Officer Figueroa adopted a stance which
blocked the camera’s lens as officers continued to order
Root to get on the ground and show his hands. Just before
officers fired, the camera recorded an officer begin a
command to Root to “drop. . . .”
Officer Figueroa’s camera footage shows that after
he was shot, Root fell over in a fetal position on his right
shoulder facing the officers, with his chest area rolled
partially toward the ground.
Officer Figueroa’s body-worn camera recorded that
she and Trooper Conneely, along with other officers,
8a
Appendix A
approached Root immediately after the shooting. The
footage shows officers roll Root over and secure his hands.
The footage shows Trooper Conneely reach into Root’s
chest area. An officer asks, “Where is the firearm?” and
Officer Figueroa responds, “It’s under – it’s underneath
him.” An officer then says, “I got it, I got it, I got it, it’s
secure,” and Trooper Conneely walks away with a gun in
his right hand. The camera recorded Trooper Conneely
with Root’s gun in his right hand roughly five seconds
later and again roughly a minute later.
Shortly after the shooting, Officer McMenamy’s bodyworn camera recorded him stating to another officer
present that after he had ordered McCarthy to run “[Root]
starts – he opens the thing and he starts reaching for it
he’s got it right there he starts reaching for it on me and
that’s when uh.” The camera similarly recorded Trooper
Conneely characterize Root’s actions as “suicide by cop.”
The six officers fired a total of thirty-one shots,
all within three seconds. From the time McCarthy
reached Root (and then left) to the time of the shooting,
approximately ten seconds elapsed. After McCarthy left
Root’s side, she did not see him again, including at the
time of the shooting. She therefore did not witness Root’s
position and actions immediately prior to and during
the shooting. Root was transported by ambulance to a
hospital, where he was pronounced dead.
9a
Appendix A
2. Involved Officers’ Statements to Investigators and
Later Deposition Testimony
Each involved officer gave statements as part of
police investigations, and Bannon later deposed the six
defendant officers in this case. Massachusetts state police
investigators assigned to the Norfolk County District
Attorney’s Office conducted at least fourteen interviews
of witnesses or officers involved, including interviews of
all six officers who fired at Root, between February 7
and 14, 2020. Officers from BPD’s Firearm Discharge
Investigation Team (“FDIT”) participated in most of
these interviews as part of BPD’s own investigations.6
Bannon also deposed each officer defendant. Each officer
testified consistently with his or her own prior statements
to investigators and consistently with his or her fellow
officers’ statements and testimony. We summarize the
relevant statements from each officer in turn beginning
with his or her arrival at the Brookline scene.
Officer 1: Joseph McMenamy
The first arriving officer, Officer McMenamy, was
interviewed by Massachusetts state police and FDIT
investigators on February 12, 2020. In that interview,
Officer McMenamy stated that he was the first officer to
pull up to the scene where Root crashed his vehicle. He
6. BPD Sergeant Detective John D. Broderick, Jr., of the
FDIT filed a report as to weapon discharges at the BWH scene on
February 7, 2020. BPD Sergeant Detective Marc Sullivan of the
FDIT filed a report as to the discharges at the Brookline scene
on June 29, 2020.
10a
Appendix A
stated he “saw . . . a white male stumbling around running
towards” the shopping center parking lot and that Officer
McMenamy “ran . . . directly towards [Root].” Officer
McMenamy stated “a woman . . . civilian . . . was running
or walking up to him to help him out . . . and [Officer
McMenamy] ordered the woman to get away, . . . and she
did immediately.” Officer McMenamy stated:
I . . . pointed my . . . firearm at [Root], ordering
him to get on the ground, show me your hands
. . . several times as I’m still running . . . or[]
walking . . . at a fast pace towards [Root]. [Root
is] kinda crouching down, but he’s standing,
but crouching down looking at me, and I’m still
telling him to get on the ground, and he’s just
not, kinda fumbling around, and that’s when I
got real close to him, and I walked towards him,
and I put my left leg up, and kicked him – not
kicked him but like, with the, with the flat of
my foot like it was in a soccer kick, like I put
my foot up like 90-degree angle and kicked him
down to the ground with my left leg.
Officer McMenamy stated that he “believe[d] [Root] stood
back up” and while he and another officer continued to
order Root to show his hands Root instead:
with his left hand, started grabbing at his jacket
. . . which was unzipped at the time – grabbing
at his jacket, which revealed . . . the backside
and the handle of a, a pistol . . . that looked like
it was holstered. . . . [Root’s] left hand grabbed
11a
Appendix A
the jacket, and his right hand went to go reach
for the . . . handgun, and that’s when [Officer
McMenamy] fired.
Bannon deposed Officer McMenamy on December 7,
2021. Consistent with his interview statements, Officer
McMenamy testified at deposition that he was the first
officer to arrive at the scene after Root crashed his
vehicle and continued fleeing on foot. Officer McMenamy
described Root as moving “slumped over as if he was in
some pain” and moving at a speed “faster than a walk.”
Officer McMenamy testified he saw McCarthy reaching
out to Root and he began “running up to him [and]
commanding her to get away,” which she did. He testified
he approached Root and “observed both of his hands . . .
underneath his chest.” Officer McMenamy testified that
he ordered Root to “‘[l]et me see your hands,’ and ‘[g]et
on the ground,’” that Root was “moving away . . . little by
little . . . in a crouched position,” and that “when [Officer
McMenamy] got within reaching distance of [Root], . . .
[Officer McMenamy] picked up [his] left leg, and [he]
pushed [Root] to the ground with [it].” Officer McMenamy
testified that Root, now six to eight feet away from him,
returned to his feet, opened up his jacket, and reached for
what “looked like a black gun” with his right hand. Officer
McMenamy testified that he fired at Root in response.
Officer 2: Paul Conneely
The second arriving officer, State Trooper Conneely,
was i nt er v iewed by Massachusett s st at e pol ice
investigators on February 14, 2020. In that interview
Trooper Conneely stated:
12a
Appendix A
[I saw Root] had fallen on the mulch, there’s
a mulch area there. . . . I thought he was just
struggling to get up or a Boston cop had tripped
him. . . . So I get out [of my cruiser]. I run up
onto the sidewalk. He’s kind of going down,
trying to get up. He’s getting up on one knee
As I went to go tackle him a Boston officer to
my left . . . yelled he’s got a gun, he’s got a gun,
and it’s on his chest, he’s grabbing it, and they
were yelling. . . . All the proper orders were
given. I had my gun out. He reached into his
chest I saw that he had come up and at that
point you know, he’s going to pull a gun on us.
We’re not getting shot. . . . I’m going to protect
everyone around us and protect the public so I
fired my rounds.
Consistent with Officer Figueroa’s body-worn camera
footage, Trooper Conneely stated:
There was a female officer to my right. I told her
we’re going [to] put our gloves on. We’re going to
go up, take him in custody. . . . We approached. I
grabbed his left. She came around to my right.
She took custody of his right hand. As I was
holding his left hand and she pulled his right
hand the gun was in his right hand. Um, she
pulled his hand out. I reached in underneath
him and I took control of the gun.
Bannon deposed Trooper Conneely on January 12,
2022. Consistent with his interview statements, Trooper
13a
Appendix A
Conneely testified at deposition that when he arrived, he
saw “Root trying to get up and get away.” He testified he
gave Root a command “along the lines of [] ‘[s]tay down
on the ground and show me your hands.’” He testified
that Root’s hands were on the mulch and he was trying
to push himself up, and that Root “was not prone to
the ground” but “never got to a fully upright position.”
Trooper Conneely testified that he “contemplate[d] . . .
tackling [Root]” but heard an officer yell, “[g]un. He’s
got a gun,” and Trooper Conneely “immediately backed
off.” Trooper Conneely testified he then “saw a black
handle coming out of [Root’s] vest. He had it strapped to
his chest,” and that Root moved his right hand “inside
his jacket” and Trooper Conneely “saw a black handle,
[Root’s] hand around a black handle coming up.” Trooper
Conneely then fired five shots at Root. Trooper Conneely
testified that when he and Officer Figueroa approached
Root to secure his hands, he found Root’s gun “in [Root’s]
right hand under his body when [Trooper Conneely] rolled
him to gather his left hand.”
Officer 3: Corey Thomas
The third officer,7 Officer Thomas, was interviewed
by Massachusetts state police investigators on February
12, 2020. During that interview Officer Thomas stated:
[W]e get to the [mulched area]. I, I see him.
He’s on the ground. . . . I’m to his left ’cause
7. The record does not make clear exactly when the remaining
four officers arrived except that it was after Officer McMenamy
and State Trooper Conneely arrived.
14a
Appendix A
he’s facing all the other officers. I have my
gun drawn. I’m givin’ him verbal commands,
“let me see your hands! Get on the ground!”
. . . I’m hearing other officers give out multiple
commands. . . . [H]e wasn’t moving his hands in
a surrendering manner, as in like just showin’
us his hands and wasn’t complying. He kept
rustling his, his arms . . . they were like close,
close to his . . . body. . . . I’m from the side . . .
I can’t see his hands. I can only . . . see him
moving his arms, . . . erratically. . . . I heard
. . . one round go off and I actually thought all
right, he’s firing at officers and I, I discharged
my firearm.
Officer Thomas further stated that Root was “on the
ground . . . like in a half lying, half kneeling type of
position. . . . [H]e wasn’t standing or fully sitting.”
Bannon deposed Officer Thomas on December 16,
2021. Consistent with his interview statements, Officer
Thomas testified at deposition that he approached Root
and ordered him to “[l]et [him] see [his] hands” and
to “[g]et on the ground.” He testified that Root was
“stumbling” and “moving” while “in a half lying, half
kneeling type of position . . . on the ground”8 and was not
complying with orders to show his hands, instead “keeping
his hands close to his body” where Officer Thomas could
not see them and “moving very abruptly and aggressively
8. The dissent’s position that this testimony is inconsistent
with the statement Officer Thomas gave state police investigators
is not supported by the record.
15a
Appendix A
versus in a surrendering manner.” After Officer Thomas
heard gunshots and believed Root was firing at his fellow
officers, he fired at Root.
Officer 4: Leroy Fernandes
The fourth officer, Officer Fernandes, was interviewed
by Massachusetts state police investigators on February
12, 2020. During that interview Officer Fernandes stated:
I exit my motor vehicle, and I see officers
running towards . . . an area on this Route
9. . . . I . . . take out my department-issued
firearm, and I . . . follow officers who seem to
be in pursuit of the suspect. . . . [A]s we get to
this . . . grassy, patchy area . . . I observe the
suspect. . . . [A]t this time, all officers are giving
commands, . . . to[] show us your hands. . . .
[A]t this point, the male reaches into his, . . .
it appeared to be like a jacket of some sort,
reaches in as if he’s going to pull something and
at that point, shots were fired.
Officer Fernandes stated that by the time he joined the
officers, Root “seemed like as if he was trying to stand
but he wasn’t standing.”
Bannon deposed Officer Fernandes on January
19, 2022. At that time, consistent with his interview
statements, Officer Fernandes testified that he arrived
at the mulched area and saw Root “upright. . . . [M]aybe
16a
Appendix A
a little bit of a lean-type standing, not fully standing up.” 9
He testified that he and the other officers “issued verbal
commands to let [them] see his hands, which [Root] didn’t
comply with. He did the opposite, and reached into his
coat as if he was going to pull out a weapon, at which point
shots were fired.”
Officer 5: Brenda Figueroa
The fifth officer, Officer Figueroa, was interviewed
by Massachusetts state police investigators on February
12, 2020. During that interview, Officer Figueroa stated:
Obviously, this individual or this person that
we’re going after[] has a gun and has hurt
somebody already. . . . I’m going with a, a
hundred percent [certainty] I’m [pursuing]
a person with a gun. My gun was out. . . . I
see this individual on his knees. There were
maybe, I don’t know how many officers, but I
remember having a state trooper on my side
and we begged, . . . I mean we begged this
9. The dissent’s position that this testimony is inconsistent
w ith the statement Off icer Fernandes gave state police
investigators is not supported by the record. In particular, the
dissent seizes on one statement Officer Fernandes made at
deposition which he immediately clarified, and which the dissent
quotes out of context. Officer Fernandes’s full testimony was:
“He was standing. Well, upright. I would say maybe a little bit of
a lean-type standing, not fully standing up.” (Emphasis added.)
That statement is entirely consistent with Officer Fernandes’s
interview statement that Root “seemed like as if he was trying
to stand but he wasn’t standing up.”
17a
Appendix A
person to drop his gun, show us his hands and
I remember him smirk, like, a laugh. I see it, I
see the object coming out and I was afraid. . . .
I was afraid I was gonna get shot. Um, someone
else was gonna get shot. And as soon as I seen
it pulling out, I said either it’s me or someone
innocent is gonna get really hurt, and I pressed
my, I used my gun. I don’t recall how many
shots were fired.
Consistent with her body-worn camera footage, Officer
Figueroa stated during that interview that she and
Trooper Conneely then approached Root to “secure[] his
hands.” She stated she grabbed one of Root’s hands and
“[a]t that moment, . . . I remember seeing the, a black gun,
and that’s the gun that this person had on him.”
Bannon deposed Officer Figueroa on December
9, 2021. Consistent with her interview statements and
body-worn camera footage, Officer Figueroa testified at
deposition that when she arrived at the mulched area Root
was “kneeling” ten to fifteen feet away, facing the officers.
She testified that Root’s hands were “hiding underneath
his coat,” and that she and other officers ordered Root to
show his hands and gave similar commands. She testified
that Root “smirked” at the officers and “start[ed] taking
something out . . . of his jacket, and [Officer Figueroa]
s[aw] the handle of a firearm,” at which point she fired.
Officer Figueroa testified that she then approached the
body and found Root’s gun “under his body.”
18a
Appendix A
Officer 6: David Godin
The sixth officer, Officer Godin, was interviewed by
Massachusetts state police investigators on February 12,
2020. Officer Godin stated:
I saw [Root] laying up on the corner. He was in
like a, it was in front of like a shoppin’ plaza or
a side mall or whatever, but he was up on the
curb . . . it was like all muddy, and he was layin’
there, and I remember some lady going up to
him and we’re all yelling at her to get back. . . .
[There are] four or five other officers and we’re
tellin’ him, just, I’m just yellin’ at him to lay
on the ground with your hands out. Get on the
ground ‘cause he’s in like a seated position . . .
he was leaning to his right-hand side on a, like
a seated position, and we continue to tell him to
lay on the ground hands out, and I remember
him reaching with his right hand into his jacket,
and someone yelling gun, and at that time, I
fired my firearm. . . .
Bannon deposed Officer Godin on December 15, 2021.
Consistent with his interview statements, Officer Godin
testified at deposition that as he approached the mulched
area Root “was in a sitting position,” possibly “laying
halfway” “on his side” and that he ordered Root to “show
[him] his hands,” but Root did not do so. Officer Godin
further testified that he saw Root reach his right hand
“[i]nto his jacket,” and after hearing other officers yell
“gun,” he fired at Root.
19a
Appendix A
Non-party Officers Christopher Elcock and David
Wagner
Two other officers provided statements about the
recovery of Root’s gun consistent with Officer Figueroa’s
body-worn camera and Officer Figueroa’s and Trooper
Conneely’s interview statements and deposition testimony.
Massachusetts state police investigators interviewed
Brookline police officer and non-party Christopher Elcock.
A report summarizing that interview states that Elcock
“rolled the suspect over. In doing so, a handgun fell out of
the suspect’s chest area, which was subsequently removed
from the suspect’s proximity by an unknown party to
Elcock.” A similar report based on an interview with
Brookline police detective and non-party David Wagner
stated that Wagner “saw the suspect get rolled over, which
is when he observed a black semi-automatic firearm fall
out of the suspect’s chest area.”
3. Independent Witness Testimony by Dr. Victor
Gerbaudo Corroborating Officers’ Accounts
A medical doctor unaffiliated w ith any of the
defendants, Dr. Victor Gerbaudo,10 witnessed the incident
from Route 9 and was interviewed by Massachusetts
10. The dissent states that Dr. Gerbaudo was a former
reserve police officer. The record shows what Dr. Gerbaudo told
investigators was that he had been “a reserve police officer for the
Glendale Police Department in Los Angeles from 1989 ’til 1994.”
No evidence suggests that Dr. Gerbaudo has served as a reserve
police officer at any point in the twenty-six years between that
service and the events here.
20a
Appendix A
state police investigators on February 10, 2020. Dr.
Gerbaudo was a BWH doctor driving that morning to
BWH. A few moments before the shooting in Brookline
Dr. Gerbaudo received “a text message from [BWH]
telling [him] that there was . . . a shooter case going on
at [the hospital].” After driving ten more meters down
Route 9, Dr. Gerbaudo and the surrounding traffic came
to a “full stop” in response to police cars running lights
and sirens approaching from both directions of Route 9.
Dr. Gerbaudo described his location as “exactly in front
of the Star Market parking lot and [he] could see diagonal
to [his] left the CVS.” He stated:
I saw a white male, 5'11", 6 feet, bald or very
short hair, dressed with a black jacket . . .
walking on the sidewalk westbound limping.
....
[A]s he comes to exactly the location I’m in . . .
in my car, . . . he turns right towards the grass
area or like, little bump between the sidewalk
and the parking lot of the Star Market.
....
And as he reaches the top of that area, the
police cars had already arrived and police
officers were already on foot with their guns
drawn, running after him. . . .
....
21a
Appendix A
[I]t seemed to be that [the officers] were asking
[Root] to put his hands up, go down on his knees
or to the ground. And at the time, they actually
said probably three, four times while pointing
their guns at him. And he turned around facing
the officers and as he did that, he, with his right
hand, he took his right hand under his coat
and at the time that happened, um, the police
officers discharged their firearms on him.
(Emphasis added.) That statement fully substantiates the
officers’ versions of events.
Dr. Gerbaudo told investigators that, other than
identifying himself as a witness to a police officer on the
day of the shooting, he had not “talked to any other police
officers or detectives or anyone else” between witnessing
the shooting and giving his interview with investigators.
4. Statements from Civilian Witness Shelly McCarthy
Massachusetts state police investigators interviewed
McCarthy on February 7, 2020, just three hours after
the shooting. McCarthy told those investigators that she
“didn’t really get a look at” “[Root’s] face.”
McCarthy testified during her November 5, 2021,
deposition, some twenty-one months after the event and
her interview, as to her memory. She testified that, for
the entire period she observed Root, his right hand was
at his chest and his left hand was hanging by his side.
She further testified that, after Root fell in the mulched
22a
Appendix A
area, he was lying on his back; he attempted to turn onto
his shoulder, but was unable to do so and, in her opinion,
could not possibly have returned to his feet. She testified
that Root’s jacket was “covered in what appeared to be
blood,” that “[h]e was struggling to breathe” and “making
. . . gurgling noises with his breathing,” and that initially
his breath was “rapid.” McCarthy testified that “his eyes
[were] all over the place,” but his breathing became “very
slow,” and his eyes became “stuck in the back of his head,”
despite her having told officers during her interview
on the day of the shooting that she “didn’t really get a
look at” “[Root’s] face.” McCarthy did not convey these
observations to the officers at the time; she described
them only after the incident.
McCarthy testified that she was able to recall several
of the commands officers gave Root, including “[g]et
down!,” “[s]how me your hands!,” and “[s]tay down!”
Although McCarthy did not specifically remember hearing
any officer command Root to drop a gun, she also stated
that she wasn’t able to identify every single command the
officers gave given the “chaos.”
5. Post-shooting Evidence
Officers retrieved a black gun from Root’s person that
was later identified as a BB gun. Root’s hand had been
shot several times. In photographs taken at the scene, the
BB gun appeared to have been undamaged and did not
have any visible blood on it, although it was wet from the
rainy weather that day.
23a
Appendix A
Despite the fact that Root’s gun had not been tested
for blood evidence and relying entirely on the lack of blood
visible to the naked eye, Dr. Jennifer Lipman, a physician
retained as an expert witness by Bannon, opined that the
BB gun would have been damaged and had blood on it had
it been in Root’s hand at the time of the shooting. Her
opinion did not discuss any possible impact of the day’s
rainy weather on that conclusion.
An examination of Root’s vehicle and the surrounding
area showed substantial amounts of blood loss. The search
of Root’s vehicle also recovered two additional guns,
including the gun Root had pointed at BWH security staff
and fired at Officer Godin.
Dr. Lipman – Bannon’s expert medical witness –
opined that “[i]t is not possible to quantify the amount
of blood . . . Root lost inside the car, except to say that it
was significant.” She further opined that this blood loss
would have “rendered . . . Root physically and mentally
impaired” at the time of the Brookline shooting.
B.
Bannon’s complaint includes nine counts, of which
seven are relevant to this appeal.11 Counts One and Two,
brought under 42 U.S.C. § 1983 and the Massachusetts
Civil Rights Act (“MCRA”), Mass. Gen. Laws ch. 12,
11. In August 2022, the district court granted Bannon’s
motion to voluntarily dismiss Counts Three and Four, which
alleged that the officers had violated Root’s due process rights.
24a
Appendix A
§§ 11H-11I, respectively, allege that the individual
defendants employed excessive force in violation of the
Fourth Amendment during the shooting in Brookline.12
Counts Eight and Nine are state law assault and battery
and wrongful death claims based on the same facts.
Counts Five and Six, brought under § 1983 and the MCRA,
respectively, allege that Officer McMenamy employed
excessive force in violation of the Fourth Amendment in
executing the PIT maneuver and in kicking Root during
the confrontation in Brookline. Count Seven is a § 1983
claim against the City alleging a failure to adequately
train and supervise the defendant BPD officers. The
complaint does not allege that the initial shooting at BWH
violated the Fourth Amendment, and Bannon does not
argue as much on appeal.
On August 8, 2022, following the completion of
discovery,13 the parties filed cross-motions for summary
judgment. Bannon sought summary judgment on her
claims against the individual defendants, though not on
her municipal liability claim against the City. The City,
Trooper Conneely, and the BPD officers (represented
separately from Trooper Conneely) each moved for
12. The complaint’s MCRA counts also allege that the officers’
use of force violated Article XIV of the Massachusetts Declaration
of Rights. No party cites this provision on appeal, so we do not
discuss it further.
13. Before filing an answer, the City moved to dismiss the
municipal liability count for failure to state a claim. The district
court denied the motion. See Bannon v. Godin, No. 20-11501, 2020
U.S. Dist. LEXIS 230093, 2020 WL 7230902 (D. Mass. Dec. 8,
2020). That decision is not before us in this appeal.
25a
Appendix A
summary judgment on all counts in which they were
named. After the parties filed their responses, the district
court heard argument on the motions in September
2022. The court also received post-hearing supplemental
briefing on the City’s alleged failure to train.
On December 5, 2022, the court g ranted the
defendants’ motions for summary judgment and denied
Bannon’s motion. See Bannon, 2022 U.S. Dist. LEXIS
218303, 2022 WL 17417615, at *1. The court reasoned
that summary judgment was appropriate on Bannon’s
excessive force, assault and battery, and wrongful death
claims because, construing the record in the light most
favorable to Bannon, no reasonable jury could conclude
that the officers had not acted reasonably in their use
of force, and so the officers had not violated the Fourth
Amendment. See 2022 U.S. Dist. LEXIS 218303, [WL]
at *3-5, *7. The court emphasized that the officers were
aware that (1) having pointed a gun at Godin and pulled
the trigger, Root was armed with a gun throughout these
events; (2) Root had fled the initial crime scene leading
the officers on a dangerous car chase through a densely
populated area that ended with a violent collision with
vehicles driven by civilian passersby; (3) despite Root’s
injuries the officers had reason to believe that Root
continued to pose an immediate threat to themselves and
the public; and (4) that immediate threat escalated when he
reached toward the inside of his jacket which the officers
reasonably believed meant he was reaching for a gun. See
2022 U.S. Dist. LEXIS 218303, [WL] at *4. The court also
concluded that Officer McMenamy had acted reasonably
in attempting the PIT maneuver and, after telling Root
26a
Appendix A
to get on the ground, in using his foot to move him to the
ground. See 2022 U.S. Dist. LEXIS 218303, [WL] at *6-7.
The court further reasoned that the officers were, in
any event, entitled to qualified immunity because their
actions were justified under ample Supreme Court and
First Circuit qualified immunity law. See 2022 U.S. Dist.
LEXIS 218303, [WL] at *5-6. Finally, the court reasoned
that, since there was no underlying constitutional violation,
Bannon’s § 1983 claim against the City also failed. See 2022
U.S. Dist. LEXIS 218303, [WL] at *7.
Bannon timely appealed the grant of summary
judgment to the defendants. She has not appealed the
denial of her own summary judgment motion.
II.
We review a grant of summary judgment de novo.
Fagre v. Parks, 985 F.3d 16, 21 (1st Cir. 2021). We must
construe the facts in the light most favorable to the
nonmoving party – here, Bannon – and draw all reasonable
inferences in her favor. Id. We are not bound by the
district court’s reasoning and may affirm on any grounds
supported by the record. Minturn v. Monrad, 64 F.4th 9,
14 (1st Cir. 2023).
III.
We begin with Bannon’s appeal from the district
court’s holding entering summary judgment on the
merits of the § 1983, MCRA, assault and battery, and
27a
Appendix A
wrongful death claims based on the officers’ alleged use
of excessive force. Both the § 1983 and MCRA claims are
premised on an alleged underlying violation of the Fourth
Amendment, which prohibits “unreasonable . . . seizures.”
U.S. Const. amend. IV; see Graham v. Connor, 490 U.S.
386, 395, 109 S. Ct. 1865, 104 L. Ed. 2d 443 (1989). Bannon
does not dispute that, as a matter of Massachusetts law,
if the officers’ use of force was reasonable for Fourth
Amendment purposes, her assault and battery and
wrongful death claims also fail. See Raiche v. Pietroski,
623 F.3d 30, 40 (1st Cir. 2010); McGrath v. Tavares, 104
N.E.3d 684, 93 Mass. App. Ct. 1115, 2018 Mass. App.
Unpub. LEXIS 505, 2018 WL 3040710, at *2 (Mass. App.
Ct. 2018) (unpublished table decision). We conclude that no
reasonable jury could conclude that the officers engaged
in excessive force in violation of the Fourth Amendment,
for the reasons stated in Part A below. We independently
hold that the officers are entitled to qualified immunity
as described in Part B below.
A.
A claim that law-enforcement officers used excessive
force to effect a seizure is governed by the Fourth
Amendment’s reasonableness standard.14 Plumhoff v.
Rickard, 572 U.S. 765, 774, 134 S. Ct. 2012, 188 L. Ed. 2d
14. The defendants do not dispute that the officers “seized”
Root for Fourth Amendment purposes during each of the instances
of allegedly excessive force – the Brookline shooting, the kick,
and the PIT maneuver. See, e.g., Tennessee v. Garner, 471 U.S.
1, 7, 105 S. Ct. 1694, 85 L. Ed. 2d 1 (1985) (discussing meaning of
“seizure” under Fourth Amendment).
28a
Appendix A
1056 (2014) (citing Graham, 490 U.S. at 386). “[T]he
question is whether the officers’ actions are ‘objectively
reasonable’ in light of the facts and circumstances
confronting them, without regard to their underlying
intent or motivation.” Graham, 490 U.S. at 397.
Reasonableness is assessed “from the perspective
of a reasonable officer on the scene, rather than with the
20/20 vision of hindsight,” id. at 396, and must take account
of “the fact that police officers are often forced to make
split-second judgments – in circumstances that are tense,
uncertain, and rapidly evolving – about the amount of force
that is necessary in a particular situation,” id. at 397.
This inquiry requires analyzing the totality of the
circumstances. Plumhoff, 572 U.S. at 774. We consider “[1]
[w]hether a reasonable officer on the scene could believe
that the suspect ‘pose[d] an immediate threat to police
officers or civilians,’” Est. of Rahim v. Doe, 51 F.4th 402,
414 (1st Cir. 2022) (second alteration in original) (quoting
Fagre, 985 F.3d at 23-24); see also Kisela v. Hughes, 584
U.S. 100, 103, 138 S. Ct. 1148, 200 L. Ed. 2d 449 (2018),
“[2] [w]hether a warning was given before the use of force
and whether the suspect complied with this command,”
Rahim, 51 F.4th at 414 (citing Kisela, 584 U.S. at 106), “[3]
[w]hether the suspect was armed . . . at the time of the
encounter or whether the officers believed the suspect to
be armed,” id. (citing City & Cnty. of S.F. v. Sheehan, 575
U.S. 600, 612, 135 S. Ct. 1765, 191 L. Ed. 2d 856 (2015)),
“[4] [t]he speed with which officers had to respond to
unfolding events, both in terms of the overall confrontation
and the decision to employ force,” id. (citing Kisela, 584
29a
Appendix A
U.S. at 105-06; Sheehan, 575 U.S. at 612), “[5] [w]hether
the suspect was advancing on the officers or otherwise
escalating the situation,” id. at 415 (citing Sheehan, 575
U.S. at 612-13), “[6] [t]he suspect’s physical proximity
to the officers at the time of the use of force,” id. (citing
Kisela, 584 U.S. at 107), such as whether the individual
“was within range to seriously injure the officers at
the time they fired,” id., “[7] [w]hether multiple officers
simultaneously reached the conclusion that a use of force
was required,” id., and “[8] [t]he nature of the underlying
crime,” id. (citing Graham, 490 U.S. at 396).15
Each of these eight factors weighs in favor of the
officers’ use of force.16
1. No reasonable jury could conclude that a reasonable
officer would not have determined that Root posed
an immediate threat.
The record makes clear that any reasonable officer
would have concluded that Root posed an immediate threat
15. In Rahim, we held that officers were entitled to qualified
immunity because “objectively reasonable officers in their position
would not have understood their actions to violate the law.”
51 F.4th at 413. In so holding, we concluded that each of these
factors “thought to be relevant” “[i]n the case law concerning the
reasonableness of officers’ use of force” weighed in favor of the
officers. Id. at 413-15.
16. As the dissent agrees, factors 2, 3, 7, and 8 above
(respectively, the warnings given, the suspect’s armed status,
a simultaneous conclusion that use of force was required, and
the nature of the underlying crime) clearly weigh in favor of the
officers. The others do as well for the reasons explained below.
30a
Appendix A
both to the officers and to the public both before and at
the time of the fatal split-second decisions by six officers
to shoot Root. The first factor above thus weighs in favor
of the officers.
The test is not, as the dissent puts it, whether Root
“pose[d] an immediate threat to police officers or civilians.”
Instead, the correct test is whether a reasonable officer
on the scene could believe he did so. See Fagre, 985 F.3d
at 23 (holding use of deadly force objectively reasonable
in part because “[n]o reasonable jury could conclude that
it was unreasonable for [officer] to believe that the driver
posed an immediate threat”).
Each of the officers reasonably believed that Root was
armed with a gun. See, e.g., id. at 24 (noting risk created
by presence of gun). The officers also had every reason
to believe Root posed a continuing and immediate threat
to them and the public: Officer Godin had witnessed
Root fire his gun at him at BWH. Just moments before
the shooting, Root had “led [the officers] in a car chase”
through an urban area at high speeds, ignoring the
officers’ “attempt[s] to pull him over,” “act[ing] with
complete disregard for [the officers’] safety or the safety
of anybody else that might have been on the street,” and
causing a serious collision. McGrath v. Tavares, 757 F.3d
20, 28 (1st Cir. 2014). And throughout his interactions
with the officers, Root did not comply with lawful orders
meant to defuse the situation and eliminate the danger
he posed. These included commands to drop his weapon
at BWH, to stop and show his hands following the PIT
maneuver, and to show his hands immediately before the
shooting in Brookline.
31a
Appendix A
The dissent seeks to separate the shooting in
Brookline from the context of the morning’s events,
arguing the officers’ “justification for the use of force ha[d]
ceased” before they arrived at the scene in Brookline.
Nothing in our precedent supports this attempt to
subtract from the analysis the officers’ observations
of Root’s apparent willingness to use deadly force and
his disregard for public safety given his choice to lead
officers on a high speed chase through rush hour traffic,
all of which had occurred just minutes before. Indeed, the
dissent’s position is inconsistent with this circuit’s “case
law [that] is ‘comparatively generous’ to officers facing
‘potential danger, emergency conditions or other exigent
circumstances,’” McKenney, 873 F.3d at 81 (quoting Roy
v. Inhabitants of City of Lewiston, 42 F.3d 691, 695 (1st
Cir. 1994)), and black-letter Supreme Court law holding
we must consider “the fact that police officers are often
forced to make split-second judgments – in circumstances
that are tense, uncertain, and rapidly evolving – about the
amount of force that is necessary in a particular situation,”
Graham, 490 U.S. at 397 (emphasis added).
Even setting aside the events at BWH, officers
reasonably believed Root was armed and fleeing in close
proximity both to the officers and to members of the public
driving on Route 9 (such as Dr. Gerbaudo) or present in the
parking lot (such as McCarthy). See Conlogue v. Hamilton,
906 F.3d 150, 158 (1st Cir. 2018) (explaining that “anyone
within firing range is in proximity to the life-threatening
danger” potentially created by a gun); Rahim, 51 F.4th at
415 (explaining that force is more likely to be reasonable
when officers are in close proximity to suspect).
32a
Appendix A
We reject Bannon’s argument that it was the officers,
not Root, who created this situation by closing in on Root’s
position rather than seeking cover behind their cruisers,
creating a perimeter, or delaying in order to assess the
situation. A use-of-force expert retained by Bannon
opined that the choice to follow Root into the mulched
area did not comply with “standard police practices.” As
the case law makes clear, in situations such as this that
opinion entirely misses the point of the legal test. “[T]he
Supreme Court intends to surround the police who make
these on-the-spot choices in dangerous situations with a
fairly wide zone of protection in close cases,” and “a jury
does not automatically get to second-guess these life and
death decisions, even though the plaintiff has an expert
and a plausible claim that the situation could better have
been handled differently.” Roy, 42 F.3d at 695; see also
Lamont v. New Jersey, 637 F.3d 177, 185-86 (3d Cir. 2011)
(concluding that officers’ decision to pursue a suspect into
a wooded area rather than create a perimeter – as would
have been a standard practice according to the plaintiff’s
policing expert – did not render the officers’ subsequent
use of force unreasonable).
Video footage shows the incident unfolding in a public
place between Route 9 (on which a steady stream of
traffic was moving) and a shopping center parking lot. A
reasonable officer would conclude that Root, known to be
armed with a gun, would endanger the officers and nearby
members of the public if not quickly apprehended. See
Roy, 42 F.3d at 696; Dean v. City of Worcester, 924 F.2d
364, 368 (1st Cir. 1991) (officers encountering suspect in
public area had good reason to “effect the intended arrest
with . . . alacrity”).
33a
Appendix A
Bannon’s appeal, in the end, comes down to an
argument that the officers and an independent witness
did not see what they consistently testified to and say they
saw: that, just before each of the officers made the decision
to fire, Root appeared to reach for a gun in his jacket.17
That movement, under the undisputed circumstances,
would lead reasonable officers to conclude that Root posed
an immediate threat to the safety of both the officers
and the nearby public. See, e.g., Lamont, 637 F.3d at 183
(holding that officers reasonably employed deadly force
where an apparently armed suspect made “a movement
uniformly described by those on the scene as being similar
to that of drawing a gun”).
Five of the off icers gave evidence that each,
independently, saw Root reach into his jacket as if to reach
for a gun, despite commands to show his hands, drop the
gun, etc., in the seconds before the shooting. The three
officers who could recall which hand Root used agreed
it was his right. The other individual defendant, Officer
Thomas, testified that while he could not see Root’s hands,
Root’s movements were “abrupt[] and aggressive[]” rather
than “surrendering.”
17. The dissent argues from the lack of video footage from
what it refers to as the “essential” time period that this means
summary judgment was entered in error. Not so. This argument
ignores the fact that on the evidence of record the officers and an
independent witness all gave consistent testimony, and that this
testimony is also entirely consistent with the video footage that
is available from immediately before and after the shooting. The
mere fact that a body camera lens was blocked by an officer’s
shooting stance at the precise moment officers shot at Root does
not, given those other consistent sources of evidence, create a
triable issue of fact.
34a
Appendix A
That is exactly what the independent witness saw. Dr.
Gerbaudo’s witness statement, taken just six days after
the shooting, is entirely consistent with and reinforces
the officers’ testimony.18 He told investigators that, just
prior to the shooting, Root “turned around facing the
officers” and that “with his right hand, he took his right
hand under his coat,” at which time the officers fired. And
Dr. Gerbaudo’s statement that Root turned reinforces the
officers’ testimony that Root was moving just before the
shooting.
Bannon offers two arguments concerning Root’s
reach. First, Bannon argues, as does the dissent, that
there is a triable issue of fact as to whether the reach
occurred. Second, Bannon argues that even if Root was
reaching, other facts still render the officers’ use of force
unreasonable. We reject both arguments.
Here, six different officers from two different law
enforcement agencies have offered consistent evidence,
supported by independent eyewitness statements. As a
result, Bannon bears the burden of producing contrary
evidence and not just hypothetical disputes. See Statchen
18. Bannon argues that we may not consider Dr. Gerbaudo’s
statement because he was not deposed and his statements are
hearsay. These objections are meritless and are made for the
first time on appeal and waived. See Desrosiers v. Hartford Life
& Accident Ins. Co., 515 F.3d 87, 91 (1st Cir. 2008) (finding waiver
where party failed to object to materials submitted in support of
summary judgment). Bannon chose not to depose Dr. Gerbaudo.
Further, she does not argue that Dr. Gerbaudo did not witness
the events at issue.
35a
Appendix A
v. Palmer, 623 F.3d 15, 18 (1st Cir. 2010); Lamont, 637 F.3d
at 182 (“[T]he party opposing summary judgment in a
deadly-force case must point to evidence – whether direct
or circumstantial – that creates a genuine issue of material
fact. . . .”). None of the evidence Bannon argues from
contradicts the officers’ and Dr. Gerbaudo’s description
of Root’s hand movement toward the inside of his jacket.
Bannon and the dissent argue that a reasonable jury
could conclude that “Root was unable to act threateningly
during the essential time period.” We see no such evidence
in the record. Bannon relies heavily on McCarthy’s
testimony that Root kept his right hand at his chest and
his left arm at his side throughout the time she observed
him, that she did not believe he would be able to stand,
and that he appeared to have the “[l]ights on[, but] no one
home.”
Neither McCarthy’s testimony nor any other evidence
supports a reasonable inference that Root, after McCarthy
observed him, could not have reached his right hand
under his jacket. McCarthy’s testimony as to the time
when she observed Root is consistent with the officers’
testimony that they saw him later reaching that hand
into his jacket. Even were McCarthy’s opinion testimony
at her deposition, based on a few seconds of observation,
that Root would have been unable to stand, admissible, it
does not contradict the officers’ testimony that they saw
him reaching into his jacket. Indeed, video of the incident
shows Root moving from his vehicle to the mulched area
under his own power just seconds before she saw him. Nor
are the testimonies of all of the witnesses to the shooting
36a
Appendix A
called into question by Bannon’s medical expert’s opinion
that Root’s injuries and blood loss would have “rendered
[him] physically and mentally impaired.” Nor would
“impair[ment]” mean it was impossible for him to move
his arm. No reasonable jury could conclude, contrary to
the witness statements, that Root was unable to move his
arm. See Colt Def. LLC v. Bushmaster Firearms, Inc., 486
F.3d 701, 709-10 (1st Cir. 2007) (explaining that “a ‘mere
scintilla’ of evidence” is insufficient to create triable issue
(quoting Hochen v. Bobst Grp., Inc., 290 F.3d 446, 453 (1st
Cir. 2002))). Nor does that expert’s opinion that Root’s gun
would have shown visible blood or damage had it been in
his hand at the time of the shooting call into question the
reasonableness of any of the officers’ conclusions from
their observations that Root was reaching inside his jacket
for what they believed to be a weapon.
As a fallback position, Bannon asserts that, even if
Root did reach, the officers still could not reasonably
have concluded that he posed an immediate threat.19 This
19. The cases that Bannon cites involving physically or
mentally impaired individuals whom courts concluded were not
immediate threats are readily distinguishable. Woodcock v. City
of Bowling Green, 679 F. App’x 419 (6th Cir. 2017) (unpublished)
(holding force unconstitutional where officers shot man who had
not threatened officers or anyone present, made non-threatening
movements, and was seventy feet away from officers); Palma v.
Johns, 27 F.4th 419 (6th Cir. 2022) (holding force unconstitutional
where officer did not reasonably believe suspect was armed
or engaged in any serious crime and suspect was not acting
aggressively); Est. of Jones v. City of Martinsburg, 961 F.3d 661
(4th Cir. 2020) (holding force unconstitutional where suspect was
not engaged in serious crime and was injured on the ground,
37a
Appendix A
position is untenable. The officers did not know the details
of Root’s medical condition, and Bannon’s own expert stops
short of any opinion that Root was so incapacitated as to
be unable to reach for a gun, point it, or pull a trigger.
Nor were Root’s actions an attempt to comply with officer
commands to show his hands, as Bannon posits. Multiple
officers explicitly stated that Root moved his hand into his
jacket – a movement inconsistent with showing his hands.
We easily reject Bannon’s and the dissent’s next
argument that the “self-serving” officers’ testimony
means they are not entitled to summary judgment. This
is not circuit law, and the record does not support the
contention.
The purported inconsistencies Bannon and the
dissent point to do not go to the issue of whether Root
reached. Given that the officers arrived at different
times, had different vantage points, and had only seconds
to assess the scene under chaotic circumstances, these
minor differences in testimony are perfectly consistent.
Beyond that, the officers testified consistently under oath
concerning the reach. 20 That reach seen by a reasonable
motionless, and armed only with knife pinned under his body);
McKenney v. Mangino, 873 F.3d 75 (1st Cir. 2017) (holding use
of force unconstitutional where suspect did not point firearm at
anyone or threaten officers, was moving slowly, and was sixtynine feet away).
20. No material dispute of fact emerges from the officers
having spoken together after the very tense event putting them
in danger and before speaking to investigators, even if doing so
violated BPD rules (as Bannon asserts).
38a
Appendix A
officer would lead the officer to conclude that Root, known
to be armed, presented an immediate threat whether he
was seen as struggling to get up or not. Not just one officer
gave this account, but every officer at the scene.
This argument also ignores disinterested sources of
evidence consistent with the officers’ statements. Bannon
does not contend that Dr. Gerbaudo’s corroborating
statements could conceivably have been coordinated with
the officers. And body-worn camera footage from the day
shows Trooper Conneely recovering the BB gun from the
area of Root’s chest and hands moments after the shots
were fired. The uncontroverted and disinterested evidence
shows that any reasonable officer would believe (1) that
Root was armed, (2) that such weapons were concealed in
his jacket (particularly given that he had flashed a weapon
earlier in the day by opening his jacket), and (3) that Root
reached into that jacket. We add that a gun was recovered
from the area of his body near which Root’s hands had
been reaching just seconds before officers fired.
As this court has often held, a party cannot survive
summary judgment simply by asserting that a jury might
disbelieve the moving party’s evidence. The non-moving
party, Bannon, must instead present sufficient affirmative
evidence of its own to create material issues of fact. 21
21. The dissent suggests that where an officer kills the sole
other witness the officer’s testimony is inherently not credible and
cites Flythe v. District of Columbia, 791 F.3d 13, 416 U.S. App. D.C.
190 (D.C. Cir. 2015). Flythe does not stand for that proposition in
the D.C Circuit, nor is that this circuit’s law. Moreover, Flythe is
entirely consistent with circuit law and easily distinguishable on
39a
Appendix A
See, e.g., Sears, Roebuck & Co. v. Goldstone & Sudalter,
P.C., 128 F.3d 10, 18 (1st Cir. 1997); see also LaFrenier
v. Kinirey, 550 F.3d 166, 167-68 (1st Cir. 2008) (holding
that, where two defendant police officers’ testimony
was consistent as to key point, that testimony could
support summary judgment despite fact officers were
not “disinterested” in result). 22 In short, we see “nothing
the facts. There, the testimony of a sole officer as to the individual
he shot “conflict[ed] with that of every other witness” who saw
the event and “conflict[ed] with . . . the physical evidence” which
supported the other witness’s testimony, creating a material issue of fact.
Id. at 20. Here, by contrast, every witness to the event testified
consistently, and that included independent witnesses. Indeed,
we have engaged in the “careful[] examin[ation] [of the] direct
and circumstantial evidence presented by the parties” that the
dissent argues our precedent requires and conclude that evidence
supports summary judgment for the officers.
22. The record does not support the dissent’s view that officers
gave conflicting testimony as to whether Officer McMenamy kicked
Root to the ground and that Trooper Conneely testified that he saw
Root’s gun in his hand which, in the dissent’s view, is impossible
given the lack of visible blood on Root’s gun. This argument fails
to account for the varying arrival times and vantage points of the
officers at the time of the shooting.
The dissent also cites Goodwin v. City of Painesville, 781
F.3d 314, 322-23 (6th Cir. 2015), for the proposition that Officer
Godin’s failure to activate his body-worn camera “could weigh
against [his] credibility.” That is not the rule of this circuit. It is
also inapposite: in Goodwin there was evidence that the officer
had a pattern of “avoiding documentation of his actions” and “had
already been warned about his failure to use a recording device
during an earlier citizen encounter.” Id. at 322. Here, there is no
evidence that Officer Godin had a habit of failing to activate his
body-worn camera – to the contrary, Officer Godin had made two
recordings with that camera that very morning.
40a
Appendix A
inherently unbelievable about [the] officer[s’] testimony.”
LaFrenier, 550 F.3d at 168.
Six officers operating under “tense, uncertain, and
rapidly evolving” “circumstances,” Graham, 490 U.S. at
397, all made identical and simultaneous “split-second
judgments,” id., that deadly force was necessary to
protect themselves and the nearby public from Root. No
reasonable juror could conclude that all six of those officers
unanimously, independently, and simultaneously reached
an unreasonable conclusion.
2. No reasonable jury could conclude that the other
factors weigh against the officers.
The remaining factors – “[t]he speed with which
officers had to respond to unfolding events, both in
terms of the overall confrontation and the decision to
employ force,” “[w]hether the suspect was advancing on
the officers or otherwise escalating the situation,” and
“[t]he suspect’s physical proximity to the officers at the
time of the use of force” such as whether the individual
“was within range to seriously injure the officers at the
time they fired,” Rahim, 51 F.4th at 414-15 – also favor
the officers.
It was Root who escalated the threat when he reached
for a gun concealed in his jacket, see, e.g., Conlogue,
906 F.3d at 156 (holding suspect was “escalat[ing]
confrontation” where he “raised [a] gun, and waved it
back and forth” and “refused to comply” with commands
“to drop his weapon”), and certainly “was within range
41a
Appendix A
to seriously injury the officers at the time they fired,”
Rahim, 51 F.4th at 415. Further, Root had just led the
officers on a dangerous car chase, stopping only when he
had caused a collision that disabled his vehicle. Throughout
his interactions with the police, he had repeatedly failed
to obey lawful commands. And rather than giving any
affirmative indication of surrender, he instead moved
his arm in a way that officers perceived to be a reach for
a gun. Cf. Johnson v. Scott, 576 F.3d 658, 660 (7th Cir.
2009) (noting that an officer “had no idea how [a suspect]
was going to behave once he was cornered” and was not
“required . . . to take [the suspect’s] apparent surrender
at face value, a split second after [the suspect] stopped
running”).
Finally, the record does not support the dissent’s view
that “[t]he speed with which officers had to respond to
unfolding events, both in terms of the overall confrontation
and the decision to employ force,” Rahim, 51 F.4th at
414, “cuts both ways.” Not so. Root led officers on a highspeed chase through heavily trafficked streets during the
morning rush hour after pointing an apparent gun at law
enforcement officers at a hospital, crashing his car into
civilian cars, and continuing to run away. Under those
circumstances, “[t]he speed with which officers had to
respond to unfolding events,” id., points unequivocally
in favor of the reasonableness of the officers’ use of force
here.
Under the totality of the circumstances, no reasonable
jury could conclude that the officers acted unreasonably
in employing deadly force against Root in violation of
42a
Appendix A
the Fourth Amendment. 23 We affirm entry of summary
judgment for the defendants on Bannon’s § 1983, MCRA,
assault and battery, and wrongful death claims arising
from the shooting. See Fagre, 985 F.3d at 24; Raiche, 623
F.3d at 40; Tavares, 2018 Mass. App. Unpub. LEXIS 505,
2018 WL 3040710, at *2.
B.
We independently conclude that the officers are
entitled to summary judgment on Bannon’s § 1983 and
MCRA claims24 based on qualified immunity. Fagre, 985
F.3d at 24; Rahim, 51 F.4th at 413-15.
Qualified immunity renders government officials
sued in their official capacities immune to damages
claims unless “(1) they violated a federal statutory or
constitutional right, and (2) the unlawfulness of their
conduct was clearly established at the time.” Fagre, 985
F.3d at 24 (internal quotation marks omitted) (quoting
Irish v. Fowler, 979 F.3d 65, 76 (1st Cir. 2020)). “This is
a ‘heavy burden’ for a plaintiff to meet.” Johnson v. City
of Biddeford, 92 F.4th 367, 375-76 (1st Cir. 2024) (quoting
Rahim, 51 F.4th at 410). “The qualified immunity [the
23. Bannon argued in the district court that, even if the
officers were initially justified in firing at Root, the number of
shots fired was excessive. She has not renewed this argument on
appeal, so we do not address it.
24. “Qualified immunity principles developed under 42 U.S.C.
§ 1983 apply equally to MCRA claims.” Krupien v. Ritcey, 94 Mass.
App. Ct. 131, 112 N.E.3d 302, 306 & 306 n.7 (Mass. App. Ct. 2018).
43a
Appendix A
officers] enjoy . . . the Supreme Court of the United States
has explained is intended to ‘protect[] all but the plainly
incompetent or those who knowingly violate the law.’”
Jakuttis v. Town of Dracut, 95 F.4th 22, 30 (1st Cir. 2024)
(quoting White v. Pauly, 580 U.S. 73, 79, 137 S. Ct. 548, 196
L. Ed. 2d 463 (2017)). “Thus, if an objectively reasonable
official in [the officers’] shoes ‘might not have known for
certain that their conduct was unlawful,’ then [the officers]
‘[are] immune from liability.’” Id. (third alteration in
original) (quoting Ziglar v. Abbasi, 582 U.S. 120, 152, 137
S. Ct. 1843, 198 L. Ed. 2d 290 (2017)).
“In the Fourth Amendment context, the ‘[s]pecificity’
of the rule set forth in such precedent ‘is especially
important,’ because it can be ‘difficult for an officer
to determine how the relevant legal doctrine,’ such as
excessive force, ‘will apply to the factual situation the
officer confronts.’” Lachance v. Town of Charlton, 990
F.3d 14, 21 (1st Cir. 2021) (alteration in original) (quoting
City of Escondido v. Emmons, 586 U.S. 38, 42, 139 S. Ct.
500, 202 L. Ed. 2d 455 (2019)). Thus, outside of obvious
cases, “‘relevant case law,’ where ‘an officer acting under
similar circumstances . . . was held to have violated the
Fourth Amendment,’ is ‘usually necessary’ to overcome
officers’ qualified immunity.” Id. (omission in original)
(quoting District of Columbia v. Wesby, 583 U.S. 48, 64,
138 S. Ct. 577, 199 L. Ed. 2d 453 (2018)). The plaintiff
bears the burden of “identify[ing] controlling authority
or a consensus of persuasive authority sufficient to put
the officers on notice that their conduct violated the law.”
Rahim, 51 F.4th at 412.
44a
Appendix A
Bannon has failed to “identif [y] a single precedent
finding a Fourth Amendment violation under similar
circumstances.” City of Tahlequah v. Bond, 595 U.S. 9,
14, 142 S. Ct. 9, 211 L. Ed. 2d 170 (2021). We have already
explained why the cases on which Bannon principally
relies, such as Woodcock and Estate of Jones, involve
factual scenarios too dissimilar from those confronted by
the officers here to clearly establish any relevant right.
Bannon cites Franklin v. City of Charlotte, 64 F.4th 519,
532-34 (4th Cir. 2023), a case which was decided over
three years after the shooting in February 2020, and so
could not have placed the officers on notice of a potential
constitutional violation at the time of the incident. See
City of Tahlequah, 595 U.S. at 13 (explaining that a case
“decided after the shooting at issue[] is of no use in the
clearly established inquiry”). There, the man shot by
officers was not aggressive or threatening, did not attempt
to resist or flee, and sought to comply with police orders to
drop his weapon by “carefully pull[ing] [his] firearm out
of his jacket, point[ing] it at no one, and [holding] it with
just one hand from the top of the barrel” in a “non-firing
grip.” Franklin, 64 F.4th at 532-34.
In addition to the clearly established law supporting
the officers, we also hold that “objectively reasonable
officers . . . would not have understood the[se] actions to
violate the law,” Rahim, 51 F.4th at 413, for the reasons
discussed earlier. The officers thus are entitled to qualified
immunity on that independent basis. Id.
45a
Appendix A
On this issue the dissent begins from the premise, not
supported by the record, “that . . . a reasonable factfinder
could disbelieve the officers’ testimony and find that Root
was not and could not act threateningly at the time of
the shooting.” We have already explained in detail why,
properly considering the totality of the circumstances,
this premise is incorrect under the well-settled precedent
of our circuit. From that erroneous premise the dissent,
taking language from Stamps v. Town of Framingham,
813 F.3d 27, 39-40 (1st Cir. 2016), argues “‘that a reasonable
officer in [the officers’] position would have understood
that’ shooting a person who is bleeding on the ground and
unable to make sudden movements ‘constituted excessive
force in violation of that person’s Fourth Amendment
rights.’” (Alteration in original.) Stamps concerned one
officer who shot a man who “was fully complying with
the orders he was given, was unarmed and flat on his
stomach in the hallway, and [who] constituted no threat.”
Id. at 31. Even on the dissent’s own preferred read of the
evidence, here Root was understood to be armed, was
failing to comply with officer orders, and had, at least
until seconds earlier, posed a real threat to officers and
the general public by virtue of his erratic driving at high
speeds. Unlike Stamps, this is not a case where officers
“sho[t] a person who [wa]s bleeding on the ground and
unable to make sudden movements,” Stamps, 813 F.3d at
39-40, for all the reasons discussed above.
We affirm the entry of summary judgment on the
§ 1983 and MCRA claims for the several reasons stated
based on qualified immunity.
46a
Appendix A
IV.
We turn to Bannon’s other excessive force claims
against only Officer McMenamy under § 1983 and the
MCRA. We affirm the district court’s grant of summary
judgment to Officer McMenamy.
We begin with Bannon’s claims concerning Officer
McMenamy’s use of the PIT maneuver to try to stop Root’s
car with his cruiser. Without deciding whether Officer
McMenamy’s conduct violated the Fourth Amendment,
we affirm based on qualified immunity.
Bannon has not met her burden of “identify[ing]
either controlling authority or a consensus of persuasive
authority sufficient to put [Officer McMenamy] on notice
that his conduct fell short of the constitutional norm.” 25
Rahim, 51 F.4th at 410. Bannon’s brief does not identify
any precedent on this issue finding a Fourth Amendment
violation at all, citing instead two decisions dealing with
25. Bannon does not contend an alleged constitutional
violation was so “obvious” that “any competent officer would have
known that [the maneuver] would violate the Fourth Amendment,”
Kisela, 584 U.S. at 106, nor could she plausibly do so, cf., e.g., Scott
v. Harris, 550 U.S. 372, 374, 386, 127 S. Ct. 1769, 167 L. Ed. 2d
686 (2007) (holding that it is at least sometimes reasonable for
an officer to intentionally collide with a suspect’s vehicle during
a pursuit). Nor does the fact that the PIT maneuver violated
BPD policy strip Officer McMenamy of immunity. See Davis v.
Scherer, 468 U.S. 183, 194-96, 104 S. Ct. 3012, 82 L. Ed. 2d 139
(1984) (“Officials sued for constitutional violations do not lose their
qualified immunity merely because their conduct violates some
statutory or administrative provision.”).
47a
Appendix A
alleged due process violations, neither of which involved
an intentional police cruiser collision with a fleeing, armed
suspect under circumstances like those presented here.
See Cnty. of Sacramento v. Lewis, 523 U.S. 833, 836-38,
854, 118 S. Ct. 1708, 140 L. Ed. 2d 1043 & 854 n.13 (1998);
Checki v. Webb, 785 F.2d 534, 535-36, 538 (5th Cir. 1986). 26
That failure ends her appeal on this claim.
Bannon also argues that Officer McMenamy violated
the Fourth Amendment when he kicked Root after
arriving at the scene in Brookline. Officer McMenamy
responds that the use of force was reasonable under the
circumstances, and we agree. 27
26. In addition to addressing a different constitutional issue,
Lewis found no constitutional violation. See 523 U.S. at 855. And
Bannon acknowledges that the facts of Checki, in which two
defendant police officers, apparently without any provocation and
without providing any indication that they were officers, pursued
the plaintiff in a high-speed chase involving “speeds in excess of
100 M.P.H.,” occasionally “tailgating to within two to three feet”
of the pursued car, 785 F.2d at 535, “are not similar to this case,”
cf. Kisela, 584 U.S. at 106-07 (explaining why various precedents
were insufficiently factually similar to show that a right was
clearly established).
27. Contrary to Bannon’s assertion that Officer McMenamy
“did not seek summary judgment as to the kick” and has thereby
waived the issue, Officer McMenamy sought summary judgment on
all counts. His memorandum in support of his summary judgment
motion did not specifically discuss the kick, but he briefed the issue
in responding to Bannon’s motion for summary judgment. Further,
the district court analyzed the kick, see Bannon, 2022 U.S. Dist.
LEXIS 218303, 2022 WL 17417615, at *7, and the parties have
fully briefed it on appeal.
48a
Appendix A
An officer’s use of nondeadly force, like the use
of deadly force, is governed by a Fourth Amendment
reasonableness standard, see Graham, 490 U.S. at 396,
under which we also must pay “careful attention to the
facts and circumstances,” id. The facts support the
reasonableness of Officer McMenamy’s actions, such that
no reasonable jury could find a constitutional violation.
At the time of Officer McMenamy’s kick, he was
aware of multiple severe crimes at issue: Root was armed;
had demonstrated intent to harm officers and civilians,
including hospital patients; had fled in a vehicle at high
speeds and, once that vehicle was no longer functional
after the collision, continued to flee on foot; was in close
proximity to officers and the public; and continued to
disregard lawful orders to show his hands, get on the
ground, etc.
Even assuming, favorably to Root and contrary to
Officer McMenamy’s testimony, that Root was stationary
at the time of the kick, a reasonable officer would not
assume that Root had ceased his efforts to “evade arrest.”
Graham, 490 U.S. at 396; cf. Johnson, 576 F.3d at 660
(“No law that we know of required [an officer] to take [a
suspect’s] apparent surrender at face value, a split second
after [the suspect] stopped running.”).
Under these circumstances, a reasonable officer would
believe that the force employed by Officer McMenamy
was appropriate. After ordering Root to show his hands
and get on the ground, McMenamy used his foot to
“push[] [Root] to the ground.” Bannon has produced no
49a
Appendix A
evidence that the kick caused any injury or was otherwise
unduly forceful. See Dean at 369 (noting that a suspect’s
“minor physical injuries” were “insufficient to support
an inference that . . . officers used inordinate force” when
“subdu[ing] an armed felon on a busy city street”); see also
Graham, 490 U.S. at 396 (“‘Not every push or shove, even
if it may later seem unnecessary in the peace of a judge’s
chambers,’ violates the Fourth Amendment.” (citation
omitted) (quoting Johnson v. Glick, 481 F.2d 1028, 1033
(2d Cir. 1973))). Even assuming Root was lying on the
ground, we still conclude that, under the circumstances,
a reasonable officer would be justified in using his foot to
push an unsecured armed suspect toward the ground to
ensure that that suspect did not begin to rise. The cases
Bannon cites, which involved unwarranted beatings of
already-secured suspects, are obviously distinguishable.
See Alicea v. Thomas, 815 F.3d 283, 287, 292 (7th Cir.
2016); Boozer v. Sarria, No. 09-cv-2102, 2010 U.S. Dist.
LEXIS 106820, 2010 WL 3937164, at *1, *6 (N.D. Ga. Oct.
4, 2010).
V.
Finally, we affirm the district court’s grant of
summary judgment to the City on Bannon’s § 1983 claim
alleging a failure by the City to adequately train its
officers. 28
28. Bannon’s complaint styles the count against the City as
sounding in “negligent training and supervision.” The City, in
moving for summary judgment, construed the claim as one based
entirely on failure to train, noting that the claim’s “substance
principally concerns the City’s purported failure to train its
50a
Appendix A
“[A] municipality ‘may be liable under [§ 1983] if
the governmental body itself subjects a person to a
deprivation of rights or causes a person to be subjected
to such deprivation.’” Haley v. City of Boston, 657 F.3d
39, 51 (1st Cir. 2011) (internal quotation marks omitted)
(quoting Connick v. Thompson, 563 U.S. 51, 60, 131
S. Ct. 1350, 179 L. Ed. 2d 417 (2011)). Municipalities “are
responsible only for their own unconstitutional acts,” and
“are not vicariously liable . . . for the actions of their nonpolicymaking employees,” and so “a plaintiff must ‘identify
a municipal policy or custom that caused the plaintiff’s
injury.’” Id. (internal quotation marks omitted) (quoting
Bd. of Cnty. Comm’rs v. Brown, 520 U.S. 397, 403, 117
S. Ct. 1382, 137 L. Ed. 2d 626 (1997)).
A municipality’s “decision not to train certain
employees about their legal duty to avoid violating citizens’
rights may rise to the level of an official government policy
for purposes of § 1983,” but only where the “failure to
train its employees in a relevant respect . . . amount[s] to
officers.” While Bannon argues that the City has therefore “waived
any right to argue that it is seeking summary judgment concerning
its failure to supervise,” the City’s reading of the complaint is
a fair one, as the pleading makes only passing references to a
failure-to-supervise theory. At minimum, Bannon bore the burden
of explaining why her failure-to-supervise theory offers a distinct
basis for relief, yet she has never done so in any detail, instead
asserting vaguely in footnotes in the district court and on appeal
that discovery produced evidence of the City’s purported failure
to supervise its officers. Bannon has waived any argument based
on a failure-to-supervise theory. See, e.g., FinSight I LP v. Seaver,
50 F.4th 226, 235 (1st Cir. 2022); United States v. Zannino, 895
F.2d 1, 17 (1st Cir. 1990).
51a
Appendix A
‘deliberate indifference to the rights of persons with whom
the [untrained employees] come into contact.’” Connick,
563 U.S. at 61 (last alteration in original) (quoting City of
Canton v. Harris, 489 U.S. 378, 388, 109 S. Ct. 1197, 103
L. Ed. 2d 412 (1989)). The deliberate indifference standard
is “stringent” and “requir[es] proof that a municipal
actor disregarded a known or obvious consequence of his
action.” Id. (quoting Brown, 520 U.S. at 410). “A pattern
of similar constitutional violations by untrained employees
is ‘ordinarily necessary’ to demonstrate deliberate
indifference for purposes of failure to train,” id. at 62
(quoting Brown, 520 U.S. at 409), although liability based
on a single incident may be possible in rare cases where
“the need for more or different training is . . . obvious, and
the inadequacy [is highly] likely to result in the violation
of constitutional rights,” City of Canton, 489 U.S. at 390;
see Connick, 563 U.S. at 63-64.
This theory of municipal liability is viable only where
a plaintiff establishes the existence of “underlying,
identifiable constitutional violations. . . .” Lachance, 990
F.3d at 31 (omission in original) (quoting Kennedy v. Town
of Billerica, 617 F.3d 520, 531 (1st Cir. 2010)). We have
already held that neither the shooting nor the kick violated
the Fourth Amendment, and so neither can support the
claim against the City. Any liability on this claim would
have to stem from the only other purported constitutional
violation identified by Bannon – the claim of excessive
force in Officer McMenamy’s attempted PIT maneuver.
Rega rdless, Bannon cannot show del iberat e
indifference on the part of the City. BPD policy expressly
52a
Appendix A
forbids officers from deliberately colliding with suspects’
vehicles. A Department rule provides: “Officers shall not
use their police vehicle to deliberately make contact with
a pursued vehicle.” The undisputed facts show that the
City trained BPD recruits, including Officer McMenamy,
about this rule. An instructor from the Boston Police
Academy deposed on behalf of the City, see Fed. R. Civ.
P. 30(b)(6), testified that “[BPD] recruits . . . [are] taught
that they are prohibited from using their police vehicle[s]
to deliberately strike . . . vehicle[s] that[] [are] being
pursued.” Officer McMenamy confirmed in his deposition
that he was trained not to perform PIT maneuvers and
that he was aware on the day of the incident that PIT
maneuvers and the use of his vehicle to strike a pursued
vehicle were prohibited by BPD policy.
Bannon has not shown that the City had any reason
to anticipate that this training would be inadequate. Her
brief asserts that “BPD has a long history of excessive
force complaints,” but does not argue that any of these
complaints involved “similar [alleged] constitutional
violations,” Connick, 563 U.S. at 62, like the PIT
maneuver. Nor has Bannon explained why it was “obvious”
that the City’s training concerning PIT maneuvers would
be inadequate. Id. at 64. On this record, no reasonable
factfinder could find deliberate indifference, making
summary judgment for the City appropriate.
The entry of summary judgment for defendants is
affirmed. No costs are awarded.
53a
Appendix A
MONTECALVO, Circuit Judge, dissenting in part
and concurring in part. I respectfully disagree with
the majority’s characterization of the evidence and its
application of the summary judgment standard to the
deadly force claims and would find that summary judgment
on those claims is inappropriate at this juncture. Plaintiff
has put forth sufficient evidence, both regarding the
events leading up to the shooting and as to the witnesses’
credibility, that a reasonable factfinder could find in her
favor. However, because I join in the majority’s decision as
to Part IV and concur as to Part V, I dissent only in part.
I.
Standard of Review
“A district court may only grant summary judgment
when the record, construed in the light most congenial
to the nonmovant, presents no genuine issue as to any
material fact and reflects the movant’s entitlement to
judgment as a matter of law.” McKenney v. Mangino, 873
F.3d 75, 80 (1st Cir. 2017). All reasonable inferences are also
drawn in favor of the nonmovant. Mitchell v. Miller, 790
F.3d 73, 76 (1st Cir. 2015). We review summary judgment
rulings de novo, through this same lens employed by the
district court. See McKenney, 873 F.3d at 80.
II. Excessive Force Claims
A.
Violation of Protected Right
“The qualified immunity analysis ‘entails a two-step
pavane.’” Morse v. Cloutier, 869 F.3d 16, 23 (1st Cir. 2017)
(quoting Alfano v. Lynch, 847 F.3d 71, 75 (1st Cir. 2017)).
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Public officials are generally immune from individual
liability unless “(1) they violated a federal statutory or
constitutional right, and (2) the unlawfulness of their
conduct was clearly established at the time.” Punsky v.
City of Portland, 54 F.4th 62, 65-66 (1st Cir. 2022) (internal
quotation marks omitted) (quoting Irish v. Fowler, 979
F.3d 65, 76 (1st Cir. 2020)). “We have discretion to bypass
the first step if we conclude that the right was not clearly
established at the time of its alleged violation.” Perry v.
Spencer, 94 F.4th 136, 146 (1st Cir. 2024).
Under the first step, this court evaluates “whether
the plaintiff’s version of the facts makes out a violation of
a protected right.” Morse, 869 F.3d at 23 (quoting Alfano,
847 F.3d at 75). At this juncture, all undisputed facts stand
as true; however, all disputed facts are resolved in favor
of the plaintiff.
Although we face a fact-intensive inquiry, in my mind,
only one question remains: What was Juston Root doing
in those few seconds prior to the officers’ use of deadly
force? If, as the defendants contend, Root reached into
his jacket, then the officers likely reasonably responded
to a potential imminent threat because they had reason
to believe Root was armed. However, if, as the Plaintiff
contends, Root was on the ground, severely bleeding, and
merely holding his hand to his chest, the officers’ actions
appear to be “patently unreasonable.” Flythe v. District
of Columbia, 791 F.3d 13, 19, 416 U.S. App. D.C. 190 (D.C.
Cir. 2015). Given we are at the summary judgment stage,
after viewing all of the facts in the light most favorable
to the plaintiff, we can only affirm the district court if
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“no rational trier of fact could disbelieve” the officers’
telling. Id.; see Morelli v. Webster, 552 F.3d 12, 18 (1st
Cir. 2009). As I describe below, the factual record leaves
open ample room for reasonable factfinders to dispute the
reasonableness of the officers’ conduct.
1.
The Relevant Factual Record
Much of the interaction between Root and the officers,
beginning with the initial confrontation at the hospital,
is documented on various video recordings. However, we
do not have the benefit of any video recording as to the
essential time period – immediately prior to and during
the deadly shooting. Thus, we must look to the other
evidence available in the summary judgment record.
While reviewing the record, it is important to note that
“history is usually written by those who survive to tell the
tale.” Flythe, 791 F.3d at 19. Under such circumstances,
“where ‘the witness most likely to contradict [the officers’]
story – the person [they] shot dead – is unable to testify,’
courts . . . ’may not simply accept what may be a selfserving account by the police officer[s].’” Id. (quoting Scott
v. Henrich, 39 F.3d 912, 915 (9th Cir. 1994)). “Instead,
courts must ‘carefully examine all the evidence in the
record . . . to determine whether the officer[s’] story is
internally consistent and consistent with other known
facts.’” Id. (quoting Scott, 39 F.3d at 915). “Courts ‘must
also look at the circumstantial evidence that, if believed,
would tend to discredit the police officer[s’] story, and
consider whether this evidence could convince a rational
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factfinder that the officer[s] acted unreasonably.’” 29 Id.
(quoting Scott, 39 F.3d at 915). “[W]here the circumstantial
evidence supports a dispute of material fact, we must
conclude that summary judgment is inappropriate and
allow the case to proceed to trial.” Hinson v. Bias, 927
F.3d 1103, 1118 (11th Cir. 2019).
Thus, after a careful examination of the record, I
have summarized below the relevant evidence provided,
including the testimony of the individual officers. I also
focus on the essential time period, as noted above. When
describing each officer and witness’s role and observations
in the remainder of this section, I do so based on what
those particular witnesses testified to, without drawing
any conclusions as to what occurred. As I will lay out,
I disagree with the majority’s view that the witnesses’
testimonies were consistent as to the material facts;
29. I agree with the majority that Flythe is “entirely
consistent with [our] circuit law.” Op. 41 n.21. And, under our
caselaw, we must carefully examine the direct and circumstantial
evidence presented by the parties to determine whether a genuine
issue of material fact exists at the summary judgment stage.
See Giroux v. Somerset Cnty., 178 F.3d 28, 32-34 (1st Cir. 1999)
(reviewing both circumstantial and direct evidence to reverse the
granting of summary judgment); see also In re Neurontin Mktg.
& Sales Pracs. Litig., 712 F.3d 60, 69 (1st Cir. 2013) (holding that
“it is a jury’s task to weigh the individual testimony presented
by [the defendant] against the aggregate and circumstantial
evidence presented by the . . . plaintiffs”); Mesnick v. Gen. Elec.
Co., 950 F.2d 816, 828 (1st Cir. 1991) (holding that plaintiff had
not provided “direct or circumstantial” evidence to overcome
summary judgment). The majority opinion’s characterization of
my reliance on Flythe is unfounded, as discussed infra. Op. 41
n.21; Diss. 87-88 n.42.
57a
Appendix A
accordingly, I think it is important to carefully describe
each witness’s recollection to evaluate the full scope of
the evidence presented.
i.
Officer David Godin
Officer David Godin responded to the initial call at
Brigham and Women’s hospital (“the hospital”) regarding
a person with a gun. 30 After the vehicle pursuit of Root
ended in Root crashing his car and exiting his vehicle,
Godin next observed Root seated next to a woman, later
identified as Shelly McCarthy, in a mulched area in
Brookline. Godin testified that, as he approached, he yelled
at McCarthy to get away from Root and yelled at Root to
show his hands. Godin never saw Root standing on two
feet and did not consider Root to be “fleeing” once Godin
observed Root in the mulched area. Godin also said he
never saw another officer approach Root or touch Root in
any way. Godin testified that although he saw Root reach
into his jacket, he did not shoot until he heard another
officer yell “gun.” Godin fired eight rounds at Root.
In a sworn, written statement, Godin said that
his body-worn camera was in his duty bag throughout
his interactions with Root and was not attached to his
30. Although the majority opinion refers to this weapon as
a “gun,” it is undisputed that what was ultimately recovered was
a paintball gun. However, there is also no dispute that Godin did
not know that it was a paintball gun until after the shooting in
Brookline was well over. This paintball gun, as well as another
paintball gun, was recovered from Root’s vehicle sometime after
Root was fatally shot.
58a
Appendix A
body. Godin also initially stated at his interview with
the Massachusetts state police investigators that he
was not wearing his body-worn camera on this day, but,
after video evidence showed otherwise, he testified that
he did not remember whether he was wearing his bodyworn camera. Specifically, video from another officer’s
body-worn camera showed Godin wearing his body-worn
camera and then throwing it into a cruiser. Godin also
testified that the incident caused him stress, resulting in
sleeping problems “for the next couple days.”
ii.
Officer Joseph McMenamy
Officer Joseph McMenamy joined the pursuit of Root
shortly after Root left the area of the hospital. McMenamy
performed a PIT maneuver during the pursuit, which
failed to stop the pursuit. Although the pursuit started
with Root driving at about twenty to thirty miles per hour,
after McMenamy’s PIT maneuver, Root increased his
speed to up to ninety miles per hour. McMenamy was later
the first officer to arrive at the scene after Root crashed
his vehicle. McMenamy testified that he observed Root
“running” from his vehicle on the sidewalk.
When McMenamy approached, he saw McCarthy
“relatively close” to Root and observed her reaching
her hand out and touching him. McMenamy yelled at
McCarthy to get away from Root. McMenamy testified
that Root was in “a hunched over position,” but standing
with both feet on the ground. McMenamy testified that
he was ordering Root to show his hands and to get on the
ground. McMenamy also testified that during this time,
Root was moving away from him “little by little.”
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Appendix A
McMenamy stated that he then approached Root and
kicked him with the bottom of his foot, causing Root to
fall to the ground. McMenamy testified that Root then
“started standing back up” and eventually “got up to both
feet.” McMenamy also testified that he believed he saw
the backside of a handgun31 on Root, and once he thought
he saw Root reach toward it, McMenamy shot at him.
McMenamy fired ten rounds. McMenamy also stated that
although he was wearing his body-worn camera on this
day, he did not activate the camera until after the shooting.
iii. Officer Brenda Figueroa
Officer Brenda Figueroa joined the pursuit of Root
near the hospital. Figueroa did not recall ever hearing
over her radio that Root had been shot at the hospital.
Figueroa turned on her body-worn camera while in pursuit
of Root’s vehicle.
Figueroa testified that when she exited her vehicle at
the scene, there were no civilians near Root, and Root was
facing the other officers and kneeling on the ground ten
to fifteen feet away from her. She further testified that
both of Root’s hands were inside of his jacket. Figueroa
stated that she and the other officers commanded Root
to “[s]how us [his] hands.” Figueroa testified that Root
began removing his hand from his jacket, and she saw
the handle of a firearm in one of his hands. Figueroa fired
three rounds at Root. Figueroa’s body-worn camera was
31. Although the majority opinion also refers to this “weapon”
as a “gun,” it is undisputed that what was ultimately recovered
from the scene was a black bb gun.
60a
Appendix A
recording throughout the interaction; however, her camera
lens was blocked beginning five seconds before Root was
fatally shot.
iv.
Officer Leroy Fernandes
Officer Leroy Fernandes, who joined the pursuit
of Root after he left the hospital area, testified that
Root was standing in the mulch when Fernandes came
within ten to fifteen feet of Root. At his interview with
the Massachusetts state police investigators, Fernandes
described Root’s position as “seem[ing] like . . . he was
trying to stand but he wasn’t standing. He wasn’t standing
up.” Later, at his deposition for this case, Fernandes
described Root’s position as “standing. Well, upright. . . .
[M]aybe a little bit of a lean-type standing, not fully
standing up.” When asked to clarify what “upright” meant,
Fernandes testified that he believed Root was “on his feet”
and “standing upright.”32 Fernandes further testified that
as he and the other officers verbally commanded Root to
show them his hands, Root “reached into his coat . . . at
which point shots were fired.” However, Fernandes also
stated that “after reaching in, there was a motion that
appeared to be a reach out, at which point shots were
32. The majority opinion describes these accounts as
consistent, Op. 17; however, I do not see the statements “he wasn’t
standing” and “[h]e was standing” or “standing upright” as being
consistent with one another. Although the majority opinion states
that I have taken out of context Fernandes’s quote at his deposition,
Op. 17 n.9, the majority opinion restates the same language from
the record I have quoted above, without considering Fernandes’s
later clarifying comments as to what “upright” meant to him.
61a
Appendix A
fired.” Fernandes fired two rounds. Fernandes testified
that part of the reason he fired his weapon was because
he heard shots and did not know where they were coming
from. Fernandes did not issue any warnings to Root prior
to shooting, other than telling Root to show his hands.
Fernandes also stated that he did not wear a body-worn
camera on the day of the incident because it was an
overtime shift.
v.
Officer Corey Thomas
Officer Corey Thomas, who was in the passenger seat
of Fernandes’s car during the pursuit, approached the
area where the car accident occurred and stood behind
or by a tree, approximately fifteen feet from where Root
was located. Thomas recalled that another officer was
already present when Thomas and Fernandes arrived on
the scene. At his initial interview with the Massachusetts
state police investigators, Thomas described Root as
being “on the ground” in a “half lying, half kneeling type
position. . . . [H]e wasn’t standing or fully sitting.” Later,
at his deposition, Thomas testified that Root was “moving
in a direction” and “stumbling.” When asked about these
potentially conflicting statements, Thomas attempted to
reconcile them by explaining, “when you’re stumbling
. . . it’s, like, in the way you’re trying to get up. You’re not
fully on the ground. You’re kind of, like, working your way
up but, again, stumbling and going back – you’re falling
back down.” Thomas also testified that the officers we
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