Petition for Writ of Certiorari — Gabriel N. Schwartz, Petitioner v. Beauvallon Condominium Association, Inc.
Supreme Court briefAug 22, 2024
Ask Donna
What actually matters in this document.
Text
No. 24-
FILED
AUG 2 2 2024
3Jn tJje
Supreme Court of tfje GUntteb States
OFFICE OF THE CLERK
RIIPREME COURT. U.S.
GABRIEL N. SCHWARTZ, ESQ.,
Petitioner,
v.
BEAUVALLON CONDOMINIUM ASSOCIATION, INC,
Respondent.
On Petition for a Writ of Certiorari to the
Supreme Court of Colorado
PETITION FOR A WRIT OF CERTIORARI
Gabriel N. Schwartz, Esq.
Petitioner Pro Se
755 Grand Blvd. Suite B-105, #125
Miramar Beach, FL 32550
(212) 671-0448
gns2000@msn.com
August 22, 2024
SUPREME COURT PRESS
(888) 958-5705
Boston, Massachusetts
1
QUESTIONS PRESENTED
1. For purposes of receiving a reasonable accom
modation and/or an exemption, from a homeowners
association (HOA) mask mandate, may the HOA
require voluminous and intrusive disclosure of a
homeowner’s private/confidential medical records,
diagnosis, prognosis, treatment, take the deposition of
his medical doctor, all of which is well beyond what is
prescribed in the HOA’s mask rule, that of the
Executive Order of the Governor of the State of
Colorado, the requirements and safeguards provided
and afforded under the Fair Housing Act 42 U.S.C.
§ 3604 (FHA) together with the Joint Statement of the
Department of Housing and Urban Development and
the Department of Justice Reasonable Accommodations
under the Fair Housing Act?
2. Further, in the case at bar, the HOA’s affirm
ative claims were mooted by the trial court, should the
compulsory counterclaims also be mooted and dis
missed with the judgment vacated? Similar to the
issues in 23-621 Lackey v. Stinnie Whether a party
must obtain an enduring change in the parties’ legal
relationship from a judicial act, as opposed to a non
judicial event that moots the case, to prevail under 42
U.S.C. § 1988.
3. In the alternative, since Mr. Schwartz prevailed
upon all claims brought by the HOA affirmatively
against him, is he entitled to his reasonable attorney
fees and costs per the HOA’s Declarations, Colorado
Common Interest Ownership Act C.R.S. § 38-33.3-123,
and the Fair Housing Act 42 U.S. Code § 3613(l)(c)(2)
regardless of the outcome of his counterclaims? Also,
similar to the issues presented in 23-621 Lackey v.
11
Stinnie Mr. Schwartz is entitled to his reasonable
attorney fees and costs.
Ill
LIST OF PROCEEDINGS
Colorado Supreme Court
No. 2023SC960
Gabriel N. Schwartz, Esq., Petitioner v. Beauvallon
Condominium Association, Inc., Respondent.
Date of Final Opinion: May 28, 2024
Colorado Court of Appeals
No. 22CA1474
Beauvallon Condominium Association, Inc. PlaintiffAppelee, v. Gabriel N. Schwartz Defendant-Appellant.
Date of Final Order: April 11, 2024
Denver District Court
No. 2020CV553
Beauvallon Condominium Association, Inc. Plaintiff,
v. Gabriel N. Schwartz, Esq, Defendant.
Date of Final Order: July 15, 2022
County Court, City and County of Denver
No. 20C00851
Beauvallon Condominium Association, Inc. Plaintiff,,
v. Gabriel N. Schwartz, Esq., Defendant.
Date of Final Order: November 16, 2020
IV
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED.................................
1
LIST OF PROCEEDINGS....................................
m
TABLE OF AUTHORITIES.................................
Vlll
PETITION FOR A WRIT OF CERTIORARI......
1
OPINIONS BELOW.............................................
1
JURISDICTION....................................................
1
CONSTITUTIONAL PROVISIONS INVOLVED..... 2
STATEMENT OF THE CASE
2
A. Summary of Law...........................................
2
B. Background of the Case................................
6
REASONS FOR GRANTING THE PETITION.....
9
I.
There Is a Conflict Amongst the Circuits as to
Mask and Vaccine Mandates........................
9
II. This Court Has Already Deemed This Issue
Important Enough to Grant Certiorari....... 11
III. The FHA and the Joint Statement Does
Not Give Homeowner Associations the
Authority to Mandate Disclosure of
Voluminous and Intrusive Medical Records
and Require Deposition of a Party’s
Personal Medical Doctor to Receive an
Exemption or Reasonable Accommodation
from a Mask Mandate................................... 12
V
TABLE OF CONTENTS - Continued
Page
IV. Mr. Schwartz Prevailed Upon Every
Affirmative Claim Brought by the HOA and
Is Entitled to His Reasonable Attorney
Fees and Costs Pursuant to the HOA
Declaration, Colorado Common Interest
Ownership Act (CCIOA) C.R.S § 38-33.3-123
and the Fair Housing Act (FHA) 42 U.S.C.
§ 3613 (l)(c)(2)............................................... 26
V. Alternatively, If the HOA’s Claims Were
Truly Moot Then the Compulsory Counter
claims Should Also Be Mooted and the
Standard Dismissal and Vacation of Judgment
Should Apply to This Matter......................... 34
CONCLUSION.......................................................... 36
VI
TABLE OF CONTENTS - Continued
Page
APPENDIX TABLE OF CONTENTS
Opinions and Orders
Order Denying Review,
Supreme Court of Colorado (May 28, 2024)..... la
Opinion, Court of Appeals of the
State of Colorado (April 11, 2024).................... 2a
District Court, City and County ofDenver, Colorado
No. 2020CVS53
Omnibus Order, District Court,
City and County of Denver, Colorado
(July 15, 2022).............................................
15a
Amended Judgment, District Court,
City and County of Denver, Colorado
(April 5, 2022)..............................................
37a
Order Regarding Pending Motions,
District Court, Denver County, Colorado
(August 5, 2021)..........................................
40a
Minute Order and Order to File Attorney Fees
(December 15, 2020)....................................
44a
County Court, City and County ofDenver, Colorado
No. 20C00851
Order Granting Motion for Temporary
Restraining Order (November 16, 2020)........ 46a
Vll
TABLE OF CONTENTS - Continued
Page
Other Documents
Transcript of Proceedings, Relevant Excerpts
(December 15, 2020)........................................ 52a
Interview of Anthony S. Fauci (Day 2), Redacted
in the Public Record, Relevant Excerpts
(January 9, 2024)............................................. 71a
vm
TABLE OF AUTHORITIES
Page
CASES
Al Najjar v. Ashcroft,
273 F.3d 1340 (11th Cir. 2001).........
35
Alabama Association of Realtors, et al.
v. Department of Health and Human
Services, et al, 594 U.S. 758 (2021)...
5, 12
Al-Maleki v. Holder,
558 F.3d 1200 (10th Cir.2009)..........
27
Arizona v. Mayorkas,
143 S.Ct. 1312,
216 L.Ed.2d 452 (2023)......................
26, 34, 35
Arnal v. Aspen View Condo. Ass’n, Inc.,
226 F.Supp.3d 1177 (D. Colo. 2016)..
16
Bell v. Bd. of Cnty. Comm’rs,
451 F.3d 1097 (10th Cir.2006)..........
29
Bhogaita v. Altamonte Heights Condo. Ass’n,
Inc., 765 F.3d 1277 (11th Cir. 2014).........
15
Bragdon v. Abbott,
524 U.S. 624 (1998)........... ........................
14
Brock v. Weidner,
93 P.3d 576 (Colo. App. 2004)....... ............
32
Buckhannon Board & Care Home, Inc. v. West
Virginia Department of Health and
Human Resources, 532 U.S. 598 (2001).... 28, 29
Calvary Chapel Dayton Valley v. Sisolak,
140 S.Ct. 2603 (2020).................................
21
Commonwealth of Kentucky, et al. v. Joseph R.
Biden, et al., 23 F.4th 585 (6th Cir. 2022).
5
IX
TABLE OF AUTHORITIES - Continued
Page
Corbett v. Transportation Security
Administration et al., 19 F.4th 478
(D.C. Cir. 2021)................................
4
Denver Bible Church v. Azar,
No. l:20-cv-02362-DDD-NRN,
494 F.Supp.3d 816 (D. Colo. 2020).
20, 25, 26
Diffenderfer v. Gomez-Colon,
587 F.3d 445 (1st Cir. 2009)...........
31
Duke Power Co. v. Greenwood Cty.,
299 U.S. 259, 57 S.Ct. 202,
81 L.Ed. 178 (1936).........................
35
E. T. et al. v. Kenneth Paxton,
19 F.4th 760 (5th Cir. 2021)...........
5, 9
Flanigan’s Enters., Inc. of Ga v. City of Sandy
Springs, 868 F.3d 1248 (11th Cir. 2017)..
35
FSDW, LLC v. First Nat’l Bank,
94 P.3d 1260 (Colo. App. 2004)......... ....... 32, 33
Groome Res. Ltd., L.L.C. v. Par. Of Jefferson,
234 F.3d 192 (5th Cir. 2000)............... .....
16
Hamdi v. Rumsfeld,
542 U.S. 507, 124 S.Ct. 2633,
159 L.Ed.2d 578 (2004).............................
20
Hawn v. Shoreline Towers Phase 1
Condominium Association, Inc.,
347 Fed.Appx. 464 (11th Cir.2009)...........
19
Health Freedom Defense Fund v. President of
the United States, et al., 71 F.4th 888
(11th Cir. 2023)
5, 34, 35
X
TABLE OF AUTHORITIES - Continued
Page
Hensley v. Eckerhart,
461 U.S. 431 (1983)..................................
27
Hewitt v. Helms,
482 U.S. 755 (1987)..................................
27, 28
High Plains Harvest Church v. Polis,
592 U. S. 141 S.Ct. 527, 208 L.Ed.2d 503
(2020).........................................................
33
In re Ghandtchi,
705 F.2d 1315 (11th Cir. 1983)................
35
Kansas Judicial Watch v. Stout,
653 F.3d 1230 (10th Cir. 2011). 27, 28, 29, 30, 31
Klaassen, et al. v. Trustees of Indiana
University, 24 F.4th 638 (7th Cir. 2022)...
4
Lackey v. Stinnie,
Sup. Ct. No. 23-621, set for argument July
26, 2024....................................................... i, 5, 11
League of Women Voters of Fla. Inc. v. Fla.
Sec’y of State, 66 F.4th 905 (11th Cir.
2023)............................................................
35
Lewis v. Cont’l Bank Corp.,
494 U.S. 472, 110 S.Ct. 1249,
108 L.Ed.2d 400 (1990)............... ...............
35
Lorillard Tobacco Co. v. Engida,
611 F.3d 1209 (10th Cir.2010)...................
27
McQueary v. Conway,
614 F.3d 591 (6th Cir. 2010).......................
30
National Federation of Independent Business,
et al. v. Department of Labor, et al.,
595 U.S. 109 (2022)..................................... 5, 12
XI
TABLE OF AUTHORITIES - Continued
Page
Overlook Mutual Homes, Inc. v. Spencer,
415 Fed.Appx. 617 (6th Cir.2011)....
4, 16, 19
Powers v. Prof lRodeo Cowboys,
832 P.2d 1099 (Colo. App. 1992).....
32, 33
Robinson v. Att’y Gen.,
957 F.3d 1171 (11th Cir. 2020)........
21
Roman Catholic Diocese of Brooklyn v. Cuomo,
592 U.S.__ , 141 S.Ct. 68 (2020)..............
33
Sabal Palm Condos of Pine Island
Ridge Ass’n, Inc. v. Fisher,
6 F.Supp.3d 1272 (S.D. Fla. 2014).... 4, 17, 18, 19
Shrimpers & Fishermen of RGV v. Tex.
Comm’n on Env’t Quality, 968 F.3d 419
(5th Cir. 2020).........................................
11
South Bay United Pentecostal Church
v. Newsom, 592 U.S.__ , 141 S.Ct. 720,
___L.Ed.2d___ (2021)...............................
33
Spokeo, Inc. v. Robins,
578 U.S. 340, 136 S.Ct. 1540 (2016)......
10
Tandon v. Newson,
141 S.Ct. 1294 (2021).............................. 6, 12, 33
Texas State Teachers Ass’n v. Garland
Independent School District (TSTA), 489
U.S. 782, 109 S.Ct. 1486,
103 L.Ed.2d 866 (1989)............................
28, 30
The Arc of Iowa et al. v. Kimberly Reynolds,
et al., 33 F.4th 1042 (8th Cir. 2022)........
4
Xll
TABLE OF AUTHORITIES - Continued
Page
Trump v. Hawaii,
__ U.S.___ , 138 S.Ct. 2392,
201 L.Ed.2d 775 (2018)............
21
United States v. Munsingwear, Inc.,
340 U.S. 36, 71 S.Ct. 104,
95 L.Ed. 36 (1950)....................
35
Watson v. County of Riverside,
300 F.3d 1092 (9th Cir. 2002)...
27
CONSTITUTIONAL PROVISIONS
U.S. Const, amend. IX.........................
2, 6, 26
U.S. Const, amend. XIV, § 1...............
2, 6, 26
STATUTES
28 U.S.C. § 1257(a)...............
1
42 U.S.C. § 1988.....................
i, 27, 29
42 U.S.C. § 3604,
Fair Housing Act (FHA),
i, 4, 7, 16, 19, 20, 31
42 U.S.C. § 3604(f)(3)(B).......
.......... 16, 17, 18, 19
42 U.S.C. § 3613(l)(c)(2),
Fair Housing Act (FHA).
i, 26
42 U.S.C. § 3613(c)(2)...... .
28
42 U.S.C. § 12205,
Americans with Disabilities Act of 1990
28
C.R.S. § 38-33.3-123,
Common Interest Ownership Act
(CCIOA),
i, 7, 8, 20, 26
Xlll
TABLE OF AUTHORITIES - Continued
Page
JUDICIAL RULES
Colo. R. Civ. P. 41....
8
Colo. R. Civ. P. 41(a)
8
Sup. Ct. R. 13.1.......
1
EXECUTIVE ORDERS
Colorado Governor Executive Order D 2020
138 Order Dated July 16, 2020.............
3, 22
OTHER AUTHORITIES
Black’s Law Dictionary 479 (9th ed. 2009)
10
HUD and DOJ,
Joint Statement on Reasonable
Accommodations under the Fair Housing
Act
i, 4, 7, 12, 13, 15, 19
Random House Dictionary Of The English
Language 305 (1967)...............................
10
Webster’s Third New International
Dictionary 472 (1971).............................
10
1
00
PETITION FOR A WRIT OF CERTIORARI
Gabriel N. Schwartz, Esq. pro se respectfully
petitions this Court for a writ of certiorari to review
the judgment of the Colorado Supreme Court.
OPINIONS BELOW
The Colorado Supreme Court’s Order denying
certiorari in Gabriel N. Schwartz, Esq. v. Beauvallon
Condominium Association, Inc. is included in the
Appendix (“App.”) at App.la. The Colorado Court of
Appeals affirming the judgment of the District Court
City and County of Denver in Gabriel N. Schwartz,
Esq. v. Beauvallon Condominium Association, Inc. is
included in the at App.2a. The District Court City
and County of Denver Orders in Case No. 2020CV553
are included at App.l5a, App.37a, App.40a. The Order
of the County Court City and County of Denver Order
in Case No. 2020C851, granting a temporary restrain
ing order is included at App.46a.
These opinions were not designated for publication.
JURISDICTION
The Colorado Supreme Court denied certiorari on
May 28, 2024. App.la. Petitioner invokes this Court’s
jurisdiction pursuant to 28 U.S.C. § 1257(a) and files
within the time required pursuant to Sup. Ct. R. 13.1.
2
CONSTITUTIONAL PROVISIONS INVOLVED
U.S. Const, amend. IX:
The enumeration in the Constitution, of certain
rights, shall not be construed to deny or disparage
others retained by the people.
U.S. Const, amend. XTV, § 1:
All persons born or naturalized in the United
States, and subject to the jurisdiction thereof, are
citizens of the United States and of the State
wherein they reside. No State shall make or
enforce any law which shall abridge the privileges
or immunities of citizens of the United States; nor
shall any State deprive any person of life, liberty,
or property, without due process of law; nor deny
to any person within its jurisdiction the equal
protection of the laws.
STATEMENT OF THE CASE
A.
Summary of Law
Mr. Schwartz has epilepsy, anxiety, asthma and
claustrophobia. Mr. Schwartz is medically intolerant
of wearing a face covering as it gives him seizures,
additional anxiety, and he is unable to breathe. This
case arises out of the HOA’s mask rule dated October
12, 2020 requiring all residents, visitors and commercial
tenants to wear face coverings while in common areas
3
of the association. The plain language of the mask
rule:
Until further notice, all persons not exempted
from the requirements of applicable Colorado
and Denver COVID-19 public health orders
related to face covering requirements, must
wear face coverings or masks that are
compliant with said requirements, at all
times entering or moving around within the
following areas located on Association prop
erty: Building lobby, stairwells, hallways,
elevators, and any other indoor portion of the
property that is not the interior of a private
residence or otherwise subject to a relevant
exception under applicable Colorado and
Denver COVID-19 public health orders. Indi
viduals with a health issue that prevents
them from wearing a face covering should
provide a request for an accommodation under
fair housing laws.
Under no circumstances will an unmasked
individual share an elevator with others
except with members of their own party.
Failure to comply with this Rule may result
in sanctions being imposed which may include
a monetary fine or other action. If a violation
is found to have occurred, the Board may
deem the violation as Severe and impose a
fine in accordance with the provisions of the
Covenant and Rule Enforcement Policy.
At the time the HOA mask rule was mandated,
Colorado’s Governor had previously issued Executive
Order D 2020 138 which mandated masks be worn in
4
public places however it provided for two exemptions,
individuals ten years old and younger, or individuals
who cannot medically tolerate a face covering. This
emergency executive order did not require any medical
documentation or any other proof that an individual
is medically intolerant of a face covering.
The Fair Housing Act 42 U.S.C. § 3604 (FHA) and
the Joint Statement of the Department of Housing and
Urban Development and the Department of Justice
Reasonable Accommodations under the Fair Housing
Act also does not require anything more than a credible
statement be made by the person making the request
for accommodation or a reliable third party who is in
a position to know about the individual’s disability.
See, Sabal Palm Condos of Pine Island Ridge Ass’n,
Inc. v. Fisher, 6 F.Supp.3d 1272 (S.D. Fla. 2014), and
Overlook Mutual Homes, Inc. v. Spencer, 415 Fed.Appx.
617, 620-21 (6th Cir. 2011).
The Circuits are split on mask and vaccine
mandates.
The District of Columbia held in Corbett v.
Transportation Security Administration et al., 19
F.4th 478 (D.C. Cir. 2021) the Transportation Security
Administration, has authority to mandate masks.
The Seventh Circuit mooted vaccine and mask
mandates in Klaassen, et al. v. Trustees of Indiana
University, 24 F.4th 638 (7th Cir. 2022).
The Eighth Circuit also mooted mask mandates
in The Arc of Iowa et al. v. Kimberly Reynolds, et al.,
33 F.4th 1042 (8th Cir. 2022).
5
The Eleventh Circuits mooted mask mandates in
Health Freedom Defense Fund v. President of the
United States, et al, 71 F.4th 888 (11th Cir. 2023).
The Fifth Circuit held in E.T. et al. v. Kenneth
Paxton, 19 F.4th 760 (5th Cir. 2021). that mask
mandates were not allowed in schools. The Court
went on to discuss that these types of mandates are
based on speculation and if enacted would create a
mobile mask mandate requiring everyone to wear a
mask when someone else was afraid of a risk. This is
exactly what the HOA did in the case at bar.
The Sixth Circuit in Commonwealth of Kentucky,
et al. v. Joseph R. Biden, et al., 23 F.4th 585 (6th Cir.
2022) held that mask and vaccine mandates were
beyond the authority of the government.
This Court has found the issue of what is pre
vailing party and mootness when it granted Certiorari
in 23-621 Lackey v. Stinnie.
This Court has found the issue of mask and
vaccine mandates compelling. The cases taken on by
this Court have only been viewed through the lens of
government-imposed mandates.
This Court ruled in National Federation of
Independent Business, et al. v. Department of Labor,
et al., 595 U.S. 109 (2022). that the government did
not have authority to mandate vaccines and masks.
Further, this Court in Alabama Association of
Realtors, et al. v. Department of Health and Human
Services, et al., 594 U.S. 758 (2021) held that the gov
ernment lacked the authority to implement a national
eviction moratorium.
6
This Court in Tandon v. Newson, 141 S.Ct. 1294
(2021) held that COVID-19 mandates when impheating
religion must be strictly scrutinized.
It appears that the case at bar presents a case of
first impression whereas can an HOA delve into highly
personal and private medical matters of its members?
The HOA’s mask rule clearly implicates Consti
tutional rights contained in Amendments IX and XIV
§1.
B. Background of the Case
As described above the HOA mandated a mask
rule upon its residents and commercial tenants. Mr.
Schwartz together with his wife owned two adjacent
condominiums that were their residence on the 11th
floor of the Beauvallon building. Mr. Schwartz’s law
practice was located on the second floor of the same
building. They also had deeded and leased parking
spaces on various floors throughout the building. Mr.
Schwartz resided in the Beauvallon from 2006 until
the HOA forced him out in 2021 and even served on
the HOA many years prior to this matter.
When the HOA mandated masks Mr. Schwartz
promptly notified the HOA in writing he was exempt
from the rule pursuant to the Governor’s Executive
Order which the HOA mask rule relied upon.
Approximately a month later the HOA obtained
an ex parte temporary restraining order App.46a in
the County Court City and County of Denver against
Mr. Schwartz prohibiting him from accessing common
areas of the Beauvallon denying him access to his
residence and business. Thus depriving Mr. Schwartz
of his home and his livelihood. The HOA then sought
7
to jail Mr. Schwartz through contempt of court for not
abiding by the ex parte temporary restraining order.
Next, Mr. Schwartz brought compulsory counter
claims which removed the matter to the District Court
City and County of Denver.
The HOA filed for a preliminary injunction in the
District Court City and County of Denver to again
prohibit Mr. Schwartz access to his residence and
business. The preliminary injunction hearing was
held on December 15, 2020. The District Court Judge
found that Mr. Schwartz gave adequate notice under
the mask rule, the Governor’s Executive Order, the
FHA and its Joint Statement that he was exempt from
the mask rule and that he had no further duty to
engage in the “interactive process” with the HOA as to
an exemption and/or reasonable accommodation,
App.52a.
Most importantly the District Court found that
the HOA had no likelihood of success on the merits of
their case against Mr. Schwartz which resulted in the
Court denying the preliminary injunction, App.52a.
The Court also dismissed the Contempt of Court
matter, App.52a. At the same hearing the District
Court ordered that Mr. Schwartz file for his attorney
fees and costs in successfully defending against the
case, App.44a. The HOA filed a response and declared
that they owed a reasonable amount of attorney fees
and costs to Mr. Schwartz in the $40,000-$45,000
range. The District Court failed to award Mr. Schwartz
his fees and costs although the HOA governing docu
ments and the Colorado Common Interest Ownership
Act C.R.S. § 38-33.3-123 required said payment. The
Court claimed Mr. Schwartz did not prevail. Mr.
Schwartz won the preliminary injunction hearing, the
8
contempt of court seeking jail was dismissed and the
HOA’s claims against him were dismissed. Mr.
Schwartz won every single matter in the HOA’s case
against him.
Mr. Schwartz filed a MSJ on March 3, 2021 as to
the FHA issue. He also brought the FHA issue up in
subsequent motions and at jury trial.
The HOA moved to dismiss their claims against
Mr. Schwartz as moot. The Court did so without con
ditions pursuant to C.R.C.P. 41 and ultimately preju
diced the counterclaims of Mr. Schwartz App.40a. Mr.
Schwartz opposed the HOA mootness motion on the
grounds that any voluntary dismissal of their claims
required an award of attorney fees and costs to Mr.
Schwartz pursuant to the C.R.C.P. 41(a), the Beauvallon Declaration, and CCIOA C.R.S. § 38-33.3-123.
Further the actions of the HOA (not those of
anyone else) by repealing its own mask rule was the
cause of the mootness.
On August 5, 2021, the Court dismissed the HOA’s
claims without prejudice App.40a. The Court failed to
apply conditions to the dismissal per C.R.C.P. 41 and
especially since Mr. Schwartz had a ripe and pending
Motion for Summary Judgment against the HOA’s
claims. The dismissal also prejudiced Mr. Schwartz’s
counterclaims against the HOA.
A five-day jury trial was held in March of 2021 as
to Mr. Schwartz’s claims against the HOA where the
jury (who were allowed by the Court to wear masks
although there was no public mandate) found in favor
of the HOA.
9
The Court then awarded unreasonable attorney
fees and costs against Mr. Schwartz although he had
prevailed on all of the HOA’s claims against him via
its July 15, 2022, Order. App.l5a.
Mr. Schwartz then appealed to the Colorado Court
of Appeals who issued its opinion on April 11, 2024,
App.2a.
Mr. Schwartz filed a petition for certiorari with
the Colorado Supreme Court, which was denied on
May 28, 2024, App.la.
REASONS FOR GRANTING THE PETITION
I.
There Is a Conflict Amongst the Circuits as to
Mask and Vaccine Mandates.
Since the circuits are split about mask and vaccine
mandates the subject matter is ripe for decision by
this Court.
The Fifth Circuit lays forth the most accurate legal
analysis as to this important public matter. In E.T. et
al. v. Kenneth Paxton, 19 F.4th 760 (5th Cir. 2021) the
court held that mask mandates were not allowed in
schools because the mandate was based upon specu
lation and fear.
Distilled down, their alleged harm—depri
vation of access to in-person school—wholly
derives from the assumption that the Attor
ney General’s enforcement of GA-38’s pro
hibition of local mask mandates increases
plaintiffs’ risk of contracting COVID-19 while
attending school. Such an assumption is,
10
after all, the only alleged basis by which the
plaintiffs could be “forced out of in-person
learning.” But “[a] ‘concrete’ injury must be
‘de facto’; that is, it must actually exist....
When [the Supreme Court has] used the
adjective ‘concrete,’ [it has] meant to convey
the usual meaning of the term—‘real,’ and
not ‘abstract.’” Spokeo, 578 U.S. at 340,
136 S.Ct. 1540 (quoting BLACK’S Law DICT
IONARY 479 (9th ed. 2009); 766-766 WEBSTER’S
Third New International Dictionary 472
(1971); Random House Dictionary Of The
English Language 305 (1967)).
The risks of contracting COVID-19 for these
plaintiffs are certainly real, but the alleged
injury to plaintiffs from the enforcement of
GA-38 is, at this point, much more abstract.
This is so because the binary choice envi
sioned by the district court—either stay
home or catch COVID-19—is a false one: it
wholly elides the various accommodations
available to the plaintiffs (e.g., distancing,
voluntary masking, class spacing, plexiglass,
and vaccinations) to ensure a safer learning
environment, regardless of GA-38’s prohib
ition of local mask mandates.
Beyond whether plaintiffs allege a “concrete”
injury, they also likely fail to show any
actual or imminent injury as a result of the
enforcement of GA-38. This is so because
“[i]ncreased-risk claims—even when they
are particularized—often cannot satisfy the
‘actual or imminent’ requirement.” Shrimpers
& Fishermen of RGV, 968 F.3d at 424.
11
Indeed, Much government regulation slightly
increases a citizen’s risk of injury—or insuf
ficiently decreases the risk compared to what
some citizens might prefer.... Opening the
courthouse to these kinds of increased-risk
claims would drain the “actual or
imminent” requirement of meaning [and]
expand the “proper—and properly limited”—
constitutional role of the Judicial Branch
beyond deciding actual cases or controver
sies. . ..
In the case at bar, the HOA enacted their mask
rule based purely on speculation and fear. They never
claimed Mr. Schwartz had COVID or transmitted it to
anyone. The HOA did not even seek damages in their
pleadings and answers to discovery. Their only two
claims were seeking a permanent injunction, (which
they were denied at the preliminary injunction hearing
as the District Court found they had no likelihood of
success on the merits, App.l5a, and breach of contract
(failure to follow the HOA mask rule). In order to have
a breach of contract claim it is essential to have dam
ages as that is a necessary element in a breach of con
tract claim. The HOA by its own multiple admissions
had no damages. For these and other reasons the
HOA’s affirmative claims fail.
II. This Court Has Already Deemed This Issue
Important Enough to Grant Certiorari.
Similar to issues presented in 23-621 Lackey v.
Stinnie the HOA dismissed their claims as moot and
Mr. Schwartz was not awarded his reasonable attorney
fees and costs although he prevailed on every claim
made affirmatively against him.
12
This Court has taken a number of COVID
related cases including National Federation of
Independent Business, et al. v. Department of Labor,
et al., 595 U.S. 109 (2022)., Alabama Association of
Realtors, et al. v. Department of Health and Human
Services, et al., 594 U.S. 758 (2021), and Tandon v.
Newson 141 S.Ct. 1294 (2021).
These cases all involved government overreach.
The case at bar is an HOA that overreached the
boundaries of established law—FHA, Constitutional
rights, and even that of the Governor’s Executive
Order which specifically stated clear exemptions to
his mask mandate including medical intolerance.
III. The FHA and the Joint Statement Does Not
Give Homeowner Associations the Authority
to Mandate Disclosure of Voluminous and
Intrusive Medical Records and Require
Deposition of a Party’s Personal Medical
Doctor to Receive an Exemption or Reason
able Accommodation from a Mask Mandate.
Mr. Schwartz has epilepsy, anxiety, asthma and
claustrophobia. Mr. Schwartz is medically intolerant
of wearing a face covering as it gives him seizures,
additional anxiety, and he is unable to breathe. He
wanted to keep these medical issues private. Instead,
his hostile HOA demanded full medical record disclo
sure, and conducted a deposition of his medical doctor,
they even wanted an independent medical evaluation.
The HOA was never satisfied and would never exempt
Mr. Schwartz from the overreaching and unconstitu
tional mask rule.
In refusing to grant Mr. Schwartz a reasonable
accommodation/exemption, the HOA would not accept
13
Mr. Schwartz’s email within days of implementation
of the mask rule that he was exempt from the mask
rule pursuant to the Governor’s Executive Order, they
did not accept Mr. Schwartz’s affidavit regarding his
medical intolerance of a mask, they did not accept
Mrs. Schwartz’s affidavit that he was medically intol
erant of a face covering, they did not accept Mr.
Schwartz’s Medical Doctor’s Affidavit that he was
medically intolerant of a face covering, they did not
accept years of Mr. Schwartz’s medical records (which
the District Court forced Mr. Schwartz to turn over to
the HOA) indicating that he has asthma, anxiety,
claustrophobia, and epilepsy, the HOA also did not
accept the deposition testimony of his medical doctor
regarding his medical intolerance to a face covering.
Meanwhile, other residents received accommodations
and exemptions with notes from herbalists, and phony
doctor notes.
The Joint Statement of the Department of Housing
and Urban Development and the Department of
Justice Reasonable Accommodations under the Fair
Housing Act, dated May 17, 2004, p.3, 13 states:
3. Who qualifies as a person with a disability
under the Act?
The Act defines a person with a disability to
include (1) individuals with a physical or
mental impairment that substantially limits
one or more major life activities; (2) individ
uals who are regarded as having such an
impairment; and (3) individuals with a
record of such an impairment. The term
“physical or mental impairment” includes,
but is not limited to, such diseases and conditions as orthopedic, visual, speech and
14
hearing impairments, cerebral palsy, autism,
epilepsy, muscular dystrophy, multiple
sclerosis, cancer, heart disease, diabetes,
Human Immunodeficiency Virus infection,
mental retardation, emotional illness, drug
addiction (other than addiction caused by
current, illegal use of a controlled substance)
and alcoholism.
The term “substantially limits” suggests
that the limitation is “significant” or “to a
large degree.” The term “major life activity”
means those activities that are of central
importance to daily life, such as seeing,
hearing, walking, breathing, performing
manual tasks, caring for one’s self, learning,
and speaking. 8 This list of major life activities
is not exhaustive. See e.g., Bragdon v. Abbott,
524 U.S. 624, 691-92 (1998) (holding that for
certain individuals reproduction is a major
life activity).
[...]
18. If a disability is not obvious, what kinds
of information may a housing provider
request from the person with a disability in
support of a requested accommodation?
A housing provider may not ordinarily inquire
as to the nature and severity of an individ
ual’s disability (see Answer 16, above). How
ever, in response to a request for a reason
able accommodation, a housing provider
may request reliable disability-related infor
mation that(l) is necessary to verify that the
person meets the Act’s definition of disability
15
(i.e., has a physical or mental impairment
that substantially limits one or more major
life activities), (2) describes the needed accom
modation, and (3) shows the relationship
between the person’s disability and the need
for the requested accommodation. Depending
on the individual’s circumstances, informa
tion verifying that the person meets the Act’s
definition of disability can usually be pro
vided by the individual himself or herself
(e.g., proof that an individual under 65 years
of age receives Supplemental Security Income
or Social Security Disability Insurance bene
fits or a credible statement by the individ
ual). A doctor or other medical professional,
a peer support group, a non-medical service
agency, or a reliable third party who is in a
position to know about the individual’s dis
ability may also provide verification of a
disability. In most cases, an individual’s medi
cal records or detailed information about the
nature of a person’s disability is not neces
sary for this inquiry.
Courts applying the provisions of the Joint State
ment have ruled that “housing providers need only the
information necessary to apprise them of the disability
and the desire and possible need for an accommo
dation.” Bhogaita, 765 F.3d at 1287. Just because a
housing provider is skeptical about a requestor’s
request, that “does not entitle a [provider] to extran
eous information.” Id. A provider may not condition the
grant of an accommodation on a requestor providing
“unreasonably excessive information.” Overlook Mut.
16
Homes, Inc. v. Spencer, 415 F.App’x 617, 622 (6th Cir.
2011).
Arnal v. Aspen View Condo. Assn, Inc., 226
F.Supp.3d 1177, 1185-86 (D. Colo. 2016). Under the
FHA, a person has a right to accommodations that
“may be necessary to afford such person equal oppor
tunity to use and enjoy a dwelling.” 42 U.S.C. § 3604
(f)(3)(B). An accommodation is necessary for purposes
of an FHA claim “when there is evidence showing that
the desired accommodation will affirmatively
enhance a disabled plaintiffs quality of life by
ameliorating the effects of the disability.” Arnal, 226
F.Supp.3d at 1185.
A provider refuses to make an accommodation
when “the disabled resident is first denied a reasonable
accommodation, irrespective of the remedies granted
in subsequent proceedings.” Arnal, 226 F.Supp. at 1186.
Refusal to accommodate “can be both actual or
constructive, as an indeterminate delay has the same
effect as an outright denial.” Groome Res. Ltd., L.L.C.
v. Par. Of Jefferson, 234 F.3d 192, 199 (5th Cir. 2000).
“[A] housing provider that refuses to make a deci
sion unless a requestor provides unreasonably exces
sive information could be found to have constructively
denied the request by ‘stonewalling’ and shortcircuiting the process.” Overlook Mut. Homes, Inc. v.
Spencer, 415 F.App’x 617, 622 (6th Cir. 2011).
When a requestor has “provided enough informa
tion such that the only reasonable decision is to grant
the request”, a provider violates the FHA by
“refusing to grant the request, demanding more
information, and suing,” even if the housing provider
allows the requestor to temporarily enjoy an accommo-
17
dation while the lawsuit is pending. Sabal Palm
Condominiums of Pine Island Ridge Ass’n, Inc. v.
Fisher, 6 F.Supp.3d 1272, 1293 (S.D. Fla. 2014).
In Sabal Palm, a resident submitted a letter to
her condominium association advising she was
acquiring a service dog. The association, which had a
no-pets policy, requested extensive documentation
which the resident declined to produce. The association
sued the resident to enforce the no-pets rule but
allowed her to keep the dog pending a court ruling.
Granting the resident’s motion for summary judgment
on her counterclaim for refusal to accommodate, the
court reasoned as follows:
A contrary conclusion leads to absurd results.
For example, say a blind person requests to
be allowed to keep a seeing-eye dog and
objects to the housing provider’s request for
medical records proving that the person is
blind and prescribing a seeing-eye dog.
Under [the association’s] logic, the housing
provider would not violate § 3604(f)(3)(B)
when it sued to have a court determine
whether it was entitled to the records it
requested, so long as the housing provider
allowed the blind person to temporarily keep
the service animal while the suit is pending.
That is not the law. Or consider this case: a
housing provider has enough information to
grant a request—indeed, the information it
has makes granting the request the only rea
sonable choice—but instead it sits on its
laurels indefinitely, all the while demanding
more information and only allowing the
requestor to temporarily keep the service
18
animal while it considers the request. Under
[the association’s] logic, the housing provider
would not have constructively denied the
request even though the requestor must live
with the annoyance and harassment of
requests for additional information and with
the uncertainty of whether their request
would be granted. The right to a valid and
reasonable accommodation under the FHA
necessarily implies that housing providers
must make a decision. They cannot delay
indefinitely. Because it is clear in the present
case that the request should be granted,
continuing to delay for months and asking
for even more information amounts to a con
structive denial.
Sabal Palm at 1292 (emphasis added).
Here, the HOA denied Mr. Schwartz’s request for
accommodation. With other residents who made iden
tically-worded requests for accommodation, the Asso
ciation sent them letters recognizing their requests
and proposing alternative accommodations. But in
response to Mr. Schwartz, the Association immediately
turned the request over to its general counsel, who
refused to recognize Mr. Schwartz’s request for accom
modation. The Association admits that prior to suing
Mr. Schwartz, it did not propose any accommodations
to him as it did with various other residents. Rather,
it sued him, obtained an ex parte restraining order
against him on the basis of a falsified affidavit, and
sought contempt citations and an injunction against
him. Even after this Court denied the Association’s
Motion for Preliminary Injunction, the Association
persisted in its refusal to recognize any accommodation
19
for Mr. Schwartz and continued to insist upon compel
ling him to wear a face covering. After engaging in
months of protracted correspondence with Mr.
Schwartz about the matter, the Association finally
granted what it has called a “conditional accom
modation” on February 26, 2021. Just as the associa
tion’s non-committal response in Sabal Palm, this
disingenuous arrangement was not an accommoda
tion, but a constructive denial.
Further in Overlook Mutual Homes, Inc. v.
Spencer, 415 Fed.Appx. 617, 620-21 (6th Cir.2011)
(quoting 42 U.S.C. § 3604(f)(3)(B)).
“To prevail on a [§ ]3604(f)(3)(B) claim”—that
is, a claim that a housing provider refused
to reasonably accommodate a disability—
”a plaintiff must establish that (1) he is
disabled or handicapped within the meaning
of the *1281 FHA, (2) he requested a reason
able accommodation, (3) such accommodation
was necessary to afford him an opportunity
to use and enjoy his dwelling, and (4) the
defendants refused to make the requested
accommodation.” Hawn v. Shoreline Towers
Phase 1 Condominium Association, Inc., 347
Fed.Appx. 464, 467 (11th Cir. 2009). An
accommodation can also be constructively
denied by delaying making the decision.
Overlook, 415 Fed.Appx. at 620; Joint Statement at 9,
11.
The mask rule was outside the HOA’s legal
authority. The Colorado legislature did not provide for
nor contemplate such powers be given to HOAs when
it enacted the Colorado Common Interest Ownership
20
Act C.R.S. § 38-33.3-123, nor did Congress when it
enacted the FHA.
Would we allow or did we allow HOAs the same
access to medical records/information during other
pandemics? No, we did not. Imagine requiring people
with HIV/AIDS to be forced to disclose that to their
HOA. Did we or do we allow HOAs to obtain private
information related to sexual orientation, sexual
identity, health records with respect to transgender
surgeries or hormone treatments? No, we do not.
In an Order signed on October 15, 2020 the Fed
eral Court for the District of Colorado Denver Bible
Church v. Azar, Civil Action No. l:20-cv-Q2362-DDDNRN, states:
But the Constitution does not allow the State
to tell a congregation how large it can be
when comparable secular gatherings are not
so limited, or to tell a congregation that its
reason for wishing to remove facial
coverings is less important than a restaurant’s
or spa’s . . . But the existence of a crisis does
not mean that the inalienable rights recog
nized in the Constitution become unenforce
able. Cf. Hamdi v. Rumsfeld, 542 U.S. 507,
532, 124 S.Ct. 2633, 159 L.Ed.2d 578 (2004)
(plurality opinion) (“It is during our most
challenging and uncertain moments that our
Nation’s commitment to due process is most
severely tested; and it is in those times that
we must preserve our commitment at home to
the principles for which we fight abroad.”).
The court cannot accept the position that the
Constitution and the rights it protects are
somehow less important, or that the judicial
21
branch should be less vigilant in enforcing
them, simply because the government is
responding to a national emergency. The
judiciary’s role may, in fact, be all the more
important in such circumstances. Cf. Trump
v. Hawaii,__ U.S.
, 138 S.Ct. 2392, 2423,
201 L.Ed.2d 775 (2018)
Jacobson, while an important and instructive
case, isn’t a “blank check for the exercise of
governmental power.” Robinson v. Att’y Gen.,
957 F.3d 1171,1181 (11th Cir. 2020); see also
Calvary Chapel, 140 S.Ct. at 2605 (Alito, J.,
dissenting) (“[A] public health emergency
does not give Governors and other public
officials carte blanche to disregard the Con
stitution for as long as the medical problem
persists.”). Indeed, Jacobson itself says that
“no rule prescribed by a state, nor any regu
lation adopted by a local governmental
agency acting under the sanction of state
legislation” to safeguard public health and
safety may “contravene the Constitution of
the United States, nor infringe any right
granted or secured by that instrument.” 197
U.S. at 25, 25 S.Ct. 358. “A local enactment
or regulation, even if based on the acknow
ledged police powers of a state, must always
yield in case of conflict.. . with any right [the
Constitution] gives or secures.” Id. (emphasis
added). And so, while the State can and must
take action to respond to an emergency, it
must do so within the confines of the Con
stitution.^] In other words, while an
emergency might provide justification to
22
curtail certain civil rights, that justification
must fit within the framework courts use to
evaluate constitutional claims in nonemergent times. *833 Consider as well the
face-mask mandate in Executive Order D
2020 138, which is incorporated by reference
into to Public Health Order 20-35. It gener
ally requires persons older than ten to wear
a face covering when inside a Public Indoor
Space, which includes houses of worship.
[See EO D 2020 138, Doc. 1-15 at 2, 4.] Yet,
for example, “individuals who are seated at a
food service establishment” are exempt from
the face-mask requirement. [Id. at 3.] “Indi
viduals who are receiving a personal service
where the temporary removal of the face
covering is necessary to perform the service”
are also exempt, as are “Individuals who are
exercising alone or with others from the indi
vidual’s household and a face covering would
interfere with the activity.” [Id.] Executive
Order D 2020 138 contains a total of eight
exemptions, none of which apply to worship
services. [Id.] While the court accepts these
facts as true, Colorado’s transient-versusprolonged approach to differential treatment of
houses of worship is flawed. The State’s evi
dence regarding what constitutes a “close”—
and thus dangerous—contact requires both a
proximity and a duration component.
According to Dr. Herlihy, “data are insuffi
cient to precisely define the duration of
exposure that constitutes prolonged
exposure and thus a close contact. However,
a close contact is defined as being within 6
23
feet for at least a period of 15 minutes to 30
minutes or more depending upon the
exposure.” [Id. at 26.] So according to the
State’s own evidence, for a contact to be
“close” and thus significantly riskier, it must
(1) be within six feet and (2) last for more
than fifteen minutes. If so, a limit on either
proximity or duration is adequate to avoid
risky close contacts. And under the
Distancing Requirements of Public Health
Order 20-35, no entity open to the public,
including houses of worship, may allow non
household person-to-person contact indoors
within six feet. So even without an occupancy
restriction, Plaintiffs are subject to a regula
tion that prevents one of the two necessary
components of a risky close contact. That,
according to the State’s own evidence, ought
to be enough. And, for most other critical
businesses, it is: warehouses, schools, critical
manufacturing, groceries, pharmacies, liquor
stores, and others are allowed to operate at
full capacity for presumably full shifts of well
over an hour, on the assumption that the
distancing restrictions will be adequate to
protect against virus transmission.
If church congregates can stay in a confined space for
an hour or more with no mask, then why wouldn’t Mr.
Schwartz be able to walk to his residence or business
with no people around or one or two people around
with social distancing as Mr. Schwartz practiced. Fur
ther the time it took Mr. Schwartz to go from his
residence to his business was less than three minutes.
24
Social distancing was part and parcel to the
HOA’s mask rule but social distancing was not based
upon any data or scientific studies pursuant to Dr.
Fauci, see App.70a-71a.
21 Q Do you recall when discussions regard
ing, kind of, the at-least-a-6-foot22threshold
began? 23 A The 6-foot in the school? 24 Q
Six-foot overall. I mean, 6-foot was applied at
businesses—25 A Yeah. 1 Q-it was applied in
schools, it was applied here. At least how the
messaging 2 was applied was that 6-foot
distancing was the distance that needed to
be—3 A You know, I don’t recall. It sort of just
appeared. I don’t recall, like, a 4 discussion
of whether it should be 5 or 6 or whatever. It
was just that 6-foot is-5 Q Did you see any
studies that supported 6 feet? 6 A I was not
aware of studies that-in fact, that would be a
very difficult study 7 to do.8 Q I know. I’m
just trying to figure out why 6 versus 3 or 4
or 5. 9 A Yeah. Yeah. 10 Q Like, 6 is a
significant distance. I mean, you’ve testified
here. I think you 11 testified in front of Mr.
Scalise a couple times when I was working
for him. And recalling 12 the hearing rooms,
instead of, like, seven members on the top of
the dais, there’s two, 13 and-14 A Right. 15
Q-it was just two staffers behind. 1 6A
Yeah. Yeah. I think it would fall under the
category of empiric. Just an 17 empiric deci
sion that wasn’t based on data or even data
that could be accomplished. 18 But I’m
thinking hard as I’m talking to you. 19 Q
Uh-huh. 20 AI don’t recall, like, a discussion
25
of, “Now it’s going to be”-it sort of just 21
appeared, that 6 feet is going to be the
distance.
Colorado’s own, Associate Justice Gorsuch of the
United States Supreme Court eloquently stated:
Since March 2020, we may have experienced
the greatest intrusions on civil liberties in
the peacetime history of this country .. .
Governors and local leaders-imposed lockdown
orders forcing people to remain in their
homes ... They threatened violators not just
with civil penalties but with criminal
sanctions too. They surveilled church parking
lots, recorded license plates, and issued
notices warning that attendance at even
outdoor services satisfying all state socialdistancing and hygiene requirements could
amount to criminal conduct. They divided
cities ... into color-coded zones, forced individ
uals to fight for their freedoms in court on
emergency timetables, and then changed
their color-coded schemes when defeat in
court seemed imminent... state legislatures
and Congress . . . too often fell silent. Courts
bound to protect our liberties addressed a
few—but hardly all... One lesson might be
this: Fear and the desire for safety are
powerful forces. They can lead to a clamor for
action—almost any action—as long as
someone does something to address a
perceived threat. A leader or an expert who
claims he can fix everything, if only we do
exactly as he says, can prove an irresistible
force. We do not need to confront a bayonet,
26
we need only a nudge, before we willingly
abandon the nicety of requiring laws to be
adopted by our legislative representatives
and accept rule by decree. Along the way, we
will accede to the loss of many cherished civil
liberties—the right to worship freely, to
debate public policy without censorship, to
gather with friends and family, or simply to
leave our homes. United States Supreme
Court Opinion to Order, 5/18/23 22-592
Arizona v. Mayorkas, NG 598/2.
The HOA clearly violated Mr. Schwartz’s Constitutional
rights under Amendments IX and XIV.
IV. Mr. Schwartz Prevailed Upon Every
Affirmative Claim Brought by the HOA and
Is Entitled to His Reasonable Attorney Fees
and Costs Pursuant to the HOA
Declaration, Colorado Common Interest
Ownership Act (CCIOA) C.R.S § 38-33.3-123
and the Fair Housing Act (FHA) 42 U.S.C.
§ 3613 (l)(c)(2).
Both the CCIOA and the FHA as well as the
HOA’s Declaration provide for attorney fees and costs
to the prevailing party. In fact, the HOA Declaration
uses the word “shall” in its fee shifting provision.
Mr. Schwartz clearly prevailed in every single
aspect of the HOA’s affirmative claims against him.
Mr. Schwartz nor any third party mooted the case
rather the HOA mooted its own case by repealing its
mask mandate. It did so knowing that defeat was
imminent, there was a ripe motion for summary
judgment pending and they were clearly on the
wrong side of the law. This was a strategy to avoid any
27
repercussions for their egregious abuse of the legal
system. The HOA’s claims should have been dismis
sed at the summary judgment stage if not prior to that
at the preliminary injunction stage.
To qualify as the prevailing party, a plaintiff is
neither required to litigate a case to final judgment
nor demonstrate success on every claim. See Hewitt v.
Helms, 482 U.S. 755, 761 (1987) (describing circum
stances in which a “plaintiff is deemed to have
prevailed despite the absence of a formal judgment”);
Hensley, 461 U.S. at 431 (addressing “proper standard
for setting a fee award where the plaintiff has
achieved only limited success”).
, In Kansas Judicial Watch v. Stout, the Tenth
Circuit provided clear guidelines for determining
whether a plaintiff who obtains a preliminary injunction
is eligible for an award of attorney fees as the
prevailing party when events outside the plaintiffs
control moot the case. 653 F.3d 1230 (10th Cir. 2011).
In doing so, it stated that a preliminary injunction
is a form of court-ordered relief... [that]
carries all the ‘judicial imprimatur’ neces
sary” to confer prevailing party status.
Kansas Judicial Watch, 653 F.3d at 1237
(quoting Watson v. County of Riverside, 300
F.3d 1092, 1096 (9th Cir. 2002)). “Whether a
litigant qualifies as
“prevailing party”
under a fee-shifting statute such as § 1988 is
a question of law that we review de novo. See
Lorillard Tobacco Co. v. Engida, 611 F.3d
1209, 1214-15 (10th Cir.2010); Al-Maleki v.
Holder, 558 F.3d 1200, 1204 (10th Cir. 2009).
Kan. Judicial Watch v. Stout, 653 F.3d 1230, 1235
28
(10th Cir. 2011).
The Supreme Court set forth the general
standard governing the prevailing-party de
termination in Texas State Teachers Ass’n v.
Garland Independent School District (TSTA),
489 U.S. 782, 109 S.Ct. 1486, 103 L.Ed.2d
866 (1989). There, the Court stated that
“[t]he touchstone of the prevailing party
inquiry must be the material alteration of the
legal relationship of the parties in a manner
which Congress sought to promote in the fee
statute.” Id. at 792-93, 109 S.Ct. 1486. The
Court explained that a material alteration in
the parties’ legal relationship occurs when
“the plaintiff has succeeded on any
significant issue in litigation which achieved
some of the benefit the parties sought in
bringing suit.” Id. at 791-92, 109 S.Ct. 1486
(internal alteration and quotation marks
omitted). This standard requires that ‘a
plaintiff receive at least some relief on the
merits of his claim before he can be said to
prevail.’ Id. at 792, 109 S.Ct. 1486 (quoting
Hewitt v. Helms, 482 U.S. 755, 760, 107 S.Ct.
2672, 96 L.Ed.2d 654 (1987)).
Kan. Judicial Watch v. Stout, 653 F.3d 1230, 1235
(10th Cir. 2011).
Although the Supreme Court in Buckhannon
interpreted the term “prevailing party” under
the fee-shifting provisions of the Fair Housing
Amendments Act of 1988, 42 U.S.C. § 3613
(c)(2), and the Americans with Disabilities
Act of 1990, 42 U.S.C. § 12205, the Court
recognized that “prevailing party” is a term
29
of art that Congress has used to mean the
same thing in numerous statutes. See
Buckhannon, 532 U.S. at 602-03 & n. 4, 121
S.Ct. 1835. Accordingly, Buckhannon’s “judi
cial imprimatur” requirement applies to the
prevailing-party analysis under § 1988. See
Bell v. Bd. of Cnty. Comm’rs, 451 F.3d 1097,
1102 (10th Cir. 2006) (applying Buckhannon’s
definition of “prevailing party” in a § 1988
case).
Kan. Judicial Watch v. Stout, 653 F.3d 1230, 1237,
fn.3 (10th Cir. 2011).
First, and most fundamental, in order for a
preliminary injunction to serve as the basis
for prevailing-party status, the injunction
must provide at least some relief on the
merits of the plaintiffs claim(s). A preliminary
injunction provides relief on the merits when
it (a) affords relief sought in the plaintiffs
complaint and (b) represents an unambiguous
indication of probable success on the merits.
By contrast, a preliminary injunction does
not provide relief on the merits if the district
court does not undertake a serious examina
tion of the plaintiff s likelihood of success on
the merits but nonetheless grants the prelim
inary injunction to preserve the status quo
because the balance of equities favors the
plaintiff.
Second, if a preliminary injunction satisfies
the relief-on-the-merits requirement, the
plaintiff qualifies as a “prevailing party”
even if events outside the control of the
plaintiff moot the case. If, however, the pre-
30
liminary injunction is undone by a subsequent
adverse decision on the merits, the plaintiffs
transient success in obtaining the injunction
does not render the plaintiff a “prevailing
party.”
Kan. Judicial Watch v. Stout, 653 F.3d 1230, 1238
(10th Cir. 2011).
Instead, the critical inquiry is whether “the
plaintiff has succeeded on any significant
issue in litigation which achieved some of the
benefit the parties sought in bringing suit.”
Id. at 791—92, 109 S.Ct. 1486 (emphases
added) (alteration and internal quotation
marks omitted); see also McQueary v.
Conway, 614 F.3d 591, 603 (6th Cir. 2010)
(“A plaintiff crosses the threshold to
‘prevailing party’ status by succeeding on a
single claim, even if he loses on several
others and even if that limited success does
not grant him the ‘primary relief he
sought.”). Where, as in this case, that stan
dard has been met, “the degree of the
plaintiffs overall success goes to the reason
ableness of the award... , not to the
availability of a fee award vel non.” TSTA,
489 U.S. at 793, 109 S.Ct. 1486; see also
McQueary, 614 F.3d at 603 (“The
significance of the relief obtained goes only
to the amount of fees.”).
Kan. Judicial Watch v. Stout, 653 F.3d 1230, 1240
(10th Cir. 2011).
The First Circuit recently explained the
distinction as follows: Reversal on the merits
31
deprives a plaintiff of “prevailing party”
status because it repudiates the favorable
change in the parties’ legal relationship
effectuated by the district court’s judgment
and holds that the plaintiff was never legally
entitled to such relief. In contrast, in the
mootness context, a “prevailing part/’ is a
party who managed to obtain a favorable,
material alteration in the legal relationship
between the parties prior to the intervening
act of mootness. Diffenderfer v. Gomez-Colon,
587 F.3d 445, 453 (1st Cir. 2009).
Kan. Judicial Watch v. Stout, 653 F.3d 1230, 1240, fn.4
(10th Cir. 2011).
In the case at bar, Mr. Schwartz successfully
defended against the preliminary injunction which
was never overturned. He was never ordered to wear
a face covering, and he was never jailed for not
wearing a face covering.
The HOA received no relief they sought in their
affirmative actions against Mr. Schwartz. In fact, the
trial court ruled they had no likelihood of success on
the merits, see App.7a.
The HOA received no benefit whatsoever from
their lawsuit against Mr. Schwartz. The HOA did not
succeed on any of their affirmative claims they won no
significant issue in their affirmative claims, thus Mr.
Schwartz is the prevailing party and entitled to his
attorney fees and costs pursuant to the HOA Declara
tion, CCIOA, and the FHA.
The HOA’s claims were dismissed against him,
and there could not have been any other Court
32
hearing or trial that would have given Mr. Schwartz
more of a win on the HOA’s claims against him.
See Brock v. Weidner, 93 P.3d 576 (Colo. App.
2004) ruling that trial court abused its discretion by
failing to identify defendants as the prevailing party
and awarding attorney’s fees in a similar breach of
covenant action.
Before granting a plaintiffs motion for voluntary
dismissal without prejudice, the trial court must
determine that any harm to the defendant may be
avoided by imposing terms and conditions of dismissal.
FSDW, LLC v. First Nat’l Bank, 94 P.3d 1260 (Colo.
App. 2004)
In determining whether a dismissal without pre
judice would cause harm to a defendant, the trial court
should consider: Duplicative expense of separate litigation; extent to which current suit has progressed,
including effort and expenses incurred by defendant;
adequacy of plaintiff’s explanation for need to dismiss;
plaintiffs diligence in bringing motion to dismiss; and
any undue vexatiousness on plaintiffs part. Powers v.
Prof’l Rodeo Cowboys, 832 P.2d 1099 (Colo. App.
1992).
In the case at bar, the dismissal of the HOA’s
claims caused harm to Mr. Schwartz’s counterclaims
as he was not able to prove the HOA was clearly
discriminating against him, especially in light of their
amended complaint which sought to rim Mr. Schwartz
out of his home and law office.
Also, Mr. Schwartz was greatly harmed in
spending hundreds upon hundreds of thousands of
dollars on attorney fees and costs defending against
'
33
the HOA’s claims and so close to the then set jury trial
date.
When a trial court grants a plaintiffs motion for
voluntary dismissal without prejudice under section
(a)(2) and does so over the defendant’s objection,
without imposing terms and conditions that the
defendant requests, or without making allowances for
the defendant’s counterclaims, the court’s order is suf
ficiently final to support the defendant’s appeal.
FSDW, LLC v. First Nat’l Bank, 94 P.3d 1260 (Colo.
App. 2004).
Terms and conditions of dismissal may include
award of costs and fees. Powers v. Prof’l Rodeo
Cowboys, 832 P.2d 1099 (Colo. App. 1992).
In Tandon v. Newson, 141 S.Ct. 1294 (2021) the
US Supreme Court found that, even if the government
withdraws or modifies a COVID restriction in the
course of litigation, that does not necessarily moot the
case. And so long as a case is not moot, litigants
otherwise entitled to emergency injunctive relief remain
entitled to such relief where the applicants “remain
under a constant threat” that government officials
will use their power to reinstate the challenged
restrictions. Roman Catholic Diocese, 592 U.S. __ ,
141 S.Ct. at 68; see also High Plains Harvest Church
v. Polis, 592 U. S. 141 S.Ct. 527, 208 L.Ed.2d 503
(2020).
And fourth, although California officials changed
the challenged policy shortly after this application
was filed, the previous restrictions remain in place
until April 15th, and officials with a track record of
“moving the goalposts” retain authority to reinstate
those heightened restrictions at any time. South Bay,
34
592 U.S.
J.).
141 S.Ct., at 720 (statement of Gorsuch,
The HOA argued that they may need to reinstate
a mask rule as the pandemic was ongoing.
After the HOA rescinded their mask rule Mr.
Schwartz continued to live there for several more
months (he was constantly in fear a new mask rule
could be implemented at any time and he could be
sued and threatened with jail yet again), and after he
moved, he returned to obtain mail, visit friends, and
business located there.
V. Alternatively, If the HOA’s Claims Were
Truly Moot Then the Compulsory Counter
claims Should Also Be Mooted and the
Standard Dismissal and Vacation of Judg
ment Should Apply to This Matter.
If the HOA’s claims are truly moot then so are the
compulsory counter claims and as such should be dis
missed and the judgment vacated. If mootness only
applies to the bad actor then we are re-victimizing the
aggreived party.
Health Freedom Defense Fund v. President of the
United States, et al., 71 F.4th 888 (11th Cir. 2023).
states:
And lastly, as in all cases, we look to the
Supreme Court for guidance. Recently, the
Court dismissed as moot a motion by a
collection of States to intervene in a case
involveing “Title 42 orders”—emergency
immigration decrees designed to prevent the
spread of COVID-19. Arizona v. Mayorkas,
U.S. 143 S.Ct. 1312, 216 L.Ed.2d 452 (2023)
35
(mem). While the Court’s brief Order was
devoid of analysis, a separate Statement from
Justice Gorsuch revealed that the Court’s
decision was based on the end of the public
health emergency underlying the Title 42
orders. See id. at 1313-14 (Gorsuch, J.,
statement). The same reasoning applies here.
Having determined this case to be moot, we
turn to the final question of this saga: What
next? The parties argue over this point, but
fortunately, our longstanding case law pro
vides a clear answer. “The ‘ordinary practice
in disposing of a case that has become moot on
appeal is to vacate the judgment with direc
tions to dismiss.’” League of Women Voters of
Fla. Inc. v. Fla. Sec’y of State, 66 F.4th 905,
949 (11th Cir. 2023) (quoting Lewis v. Cont’l
Bank Corp., 494 U.S. 472, 482, 110 S.Ct.
1249,108 L.Ed.2d 400 (1990)); see also United
States v. Munsingwear, Inc., 340 U.S. 36, 39,
71 S.Ct. 104, 95 L.Ed. 36 (1950); Duke Power
Co. v. Greenwood Cty., 299 U.S. 259, 267, 57
S.Ct. 202, 81 L.Ed. 178 (1936); Flanigan’s
Enters., Inc. of Ga v. City of Sandy Springs,
868 F.3d 1248, 1271 & n.24 (11th Cir. 2017)
(en banc); Al Najjar, 273 F.3d at 1340; In re
Ghandtchi, 705 F.2d 1315, 1316 (11th Cir.
1983) (per curiam). So, in a case born of extra
ordinary circumstances, we conclude with a
familiar routine.
If these cases are applied in the case at bar, it is clear
that reversal of the jury verdict as to the counter
claims is warranted.
36
CONCLUSION
For the foregoing reasons, Gabriel N. Schwartz,
Esq. respectfully request that this Court issue a writ
of certiorari to review the judgment of the Colorado
Supreme Court.
Respectfully submitted,
Gabriel N. Schwartz, Esq.
Petitioner Pro Se
755 Grand Blvd. Suite B-105, #125
Miramar Beach, FL 32550
(212) 671-0448
gns2000@msn.com
August 22, 2024
Blank Page
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.