Amicus Curiae Brief — Miriam Fuld, et al., Petitioners v. Palestine Liberation Organization, et al.
Supreme Court briefFeb 4, 2025
Ask Donna
What actually matters in this document.
Text
Nos. 24-20 and 24-151
IN THE
Supreme Court of the United States
————
MIRIAM FULD, et al.,
Petitioners,
v.
PALESTINE LIBERATION ORGANIZATION, et al.,
Respondents.
————
UNITED STATES,
v.
Petitioner,
PALESTINE LIBERATION ORGANIZATION, et al.,
Respondents.
————
On Writs of Certiorari to the
United States Court of Appeals
for the Second Circuit
————
BRIEF AMICUS CURIAE OF THE
CHAMBER OF COMMERCE OF THE
UNITED STATES OF AMERICA
IN SUPPORT OF PETITIONERS
————
JENNIFER B. DICKEY
JONATHAN D. URICK
U.S. CHAMBER LITIGATION
CENTER
1615 H Street, N.W.
Washington, D.C. 20062
(202) 463-5337
Counsel for the Chamber of
Commerce of the United
States of America
PETER B. RUTLEDGE
Counsel of Record
HILLARY K. LUKACS
MORRIS MANNING &
MARTIN LLP
1600 Atlanta Financial Center
3343 Peach Tree Road, N.E.
Atlanta, GA 30326-1044
(404) 233-7000
brutledge@mmmlaw.com
Counsel for Amicus Curiae
February 4, 2025
WILSON-EPES PRINTING CO., INC. – (202) 789-0096 – WASHINGTON, D.C. 20002
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ................................
ii
INTEREST OF AMICUS CURIAE.....................
1
SUMMARY OF ARGUMENT .............................
2
ARGUMENT ........................................................
5
I.
Respondents are not “persons” entitled
to due process under the Fifth
Amendment ...............................................
5
It is not necessary for this Court to
examine other aspects of the Fifth
Amendment limits on the exercise of
personal jurisdiction. Even if it did so, it
should still reverse and remand ...............
17
A. The Fifth Amendment imposes different limits on the exercise of personal
jurisdiction than does the Fourteenth
Amendment .........................................
18
B. The consent doctrine is a narrow
exception to those Fifth and Fourteenth Amendment limits on personal
jurisdiction ...........................................
27
CONCLUSION ....................................................
30
II.
(i)
ii
TABLE OF AUTHORITIES
CASES
Page(s)
Asahi Metal Indus. Co. v.
Superior Ct. of Cal.,
480 U.S. 102 (1987) ................................... 19, 25
Bank Markazi v. Peterson,
578 U.S. 212 (2016) ...................................
28
BNSF Ry. Co. v. Tyrrell,
581 U.S. 402 (2017) ...................................
21
Bond v. United States,
564 U.S. 211 (2011) ...................................
24
Bristol-Myers Squibb Co. v.
Superior Ct. of Calif.,
582 U.S. 255 (2017) ...................................
19
Burnham v. Superior Court,
495 U.S. 604 (1990) ...................................
24
Carnival Cruise Lines, Inc. v. Shute,
499 U.S. 585 (1991) ...................................
27
CC/Devas (Multimedia) Ltd. v.
Antrix Corp., Ltd.,
(No. 23-1201) .............................................
2-3
City of E. St. Louis v. Cir. Ct. for the
Twentieth Jud. Cir., St. Clair Cnty., Ill.,
986 F.2d 1142 (7th Cir. 1993)...................
12
City of Sault Ste. Marie, Mich. v. Andrus,
532 F. Supp. 157 (D.D.C. 1980) ................
12
College Savings Bank v. Florida Prepaid
Postsecondary Education Expense Bd.,
527 U.S. 666 (1999) ................................... 28-29
iii
TABLE OF AUTHORITIES—Continued
Page(s)
Commonwealth of Massachusetts
v. Mellon,
262 U.S. 447 (1923) ...................................
15
Compañía de Inversiones Mercantiles,
S.A. v. Grupo Cementos de Chihuahua
S.A.B. De C.V.,
970 F.3d 1269 (10th Cir. 2020) .................
21
Daimler AG v. Bauman,
571 U.S. 117 (2014) ...................................
29
Douglass v. Nippon Yusen Kabushiki
Kaisha,
46 F.4th 226 (5th Cir. 2022) ................ 18-22, 24
Flatow v. Islamic Republic of Iran,
999 F. Supp. 1 (D.D.C. 1998) ....................
13
Ford Motor Co. v. Montana Eighth
Jud. Dist. Ct.,
592 U.S. 351 (2021) ...................................
4
Frontera Res. Azerbaijan Corp. v. State Oil
Co. of Azerbaijan Republic,
582 F.3d 393 (2d Cir. 2009) ....................... 11-13
FTC v. BINT Ops. LLC,
595 F.Supp.3d 740 (E.D. Ark. 2022) ........
20
Gater Assets Ltd. v. AO Moldovagaz,
2 F.4th 42 (2d Cir. 2021)...........................
11
Herederos de Roberto Gomez Cabrera, LLC
v. Teck Resources Ltd.,
43 F.4th 1303 (11th Cir. 2022) .................
18
Hess v. Pawloski,
274 U.S. 352 (1927) ...................................
28
iv
TABLE OF AUTHORITIES—Continued
Page(s)
Holder v. Humanitarian Law Project,
561 U.S. 1 (2010) .......................................
28
In re Federal Fountain,
165 F.3d 600 (8th Cir. 1999).....................
20
Ins. Corp. of Ireland v. Compagnie des
Bauxites de Guinee,
456 U.S. 694 (1982) ....................... 11, 22, 24, 27
J. McIntyre Machinery, Ltd. v. Nicastro,
564 U.S. 873 (2011) ....................... 2-3, 19-20, 25
Keeton v. Hustler Magazine, Inc.,
465 U.S. 770 (1984) ...................................
5
Kiobel v. Royal Dutch Petroleum,
569 U.S. 108 (2013) ...................................
26
Klein v. Cornelius,
786 F.3d 1310 (10th Cir. 2015) .................
20
Lewis v. Mutond,
62 F.4th 587 (D.C. Cir. 2023) ................... 20, 22
Livnat v. Palestinian Authority,
851 F.3d 45 (D.C. Cir. 2017) .......... 12, 15-16, 24
M/S Bremen v. Zapata Off-Shore Co.,
407 U.S. 1 (1972) .......................................
27
Mallory v. Norfolk Southern Ry. Co.,
600 U.S. 122 (2023) ................................ 4, 27-28
Mendelsohn v. Meese,
695 F. Supp. 1474 (S.D.N.Y. 1988)...........
11
Murray’s Lessee v. Hoboken Land
& Imp. Co.,
59 U.S. 272 (1855) .....................................
23
v
TABLE OF AUTHORITIES—Continued
Page(s)
National Equipment Rental, Ltd. v.
Szukhent,
375 U.S. 311 (1964) ...................................
27
The Nereide,
13 U.S. 388 (1815) .....................................
23
Omni Capital Intern., Ltd. v. Wolff & Co.
Ltd.,
484 U.S. 97 (1987) ................................. 5, 19, 21
Palestine Information Office v. Shultz,
674 F. Supp. 910 (D.D.C.1987) .................
12
Peay v. BellSouth Med. Assistance Plan,
205 F.3d 1206 (10th Cir. 2000) .................
20
Pennoyer v. Neff,
95 U.S. 714 (1877) .....................................
24
Pennsylvania Fire Ins. Co. of Philadelphia
v. Gold Issue Mining & Milling Co.,
243 U.S. 93 (1917) .....................................
27
Petrowski v. Hawkeye-Security Co.,
350 U.S. 495 (1956) ...................................
27
Phillips Petroleum Co. v. Shutts,
472 U.S. 797 (1985) ...................................
25
Picquet v. Swan,
19 F. Cas. 609 (C.C.D. Mass. 1828) ..........
23
Price v. Socialist People’s Libyan Arab
Jamahiriya,
294 F.3d 82 (D.C. Cir. 2002) .................. 6, 11-15
Principality of Monaco v. Mississippi,
292 U.S. 313 (1934) ...................................
8
vi
TABLE OF AUTHORITIES—Continued
Page(s)
Puerto Rico Pub. Hous. Admin. v. U.S.
Dep’t of Hous. & Urb. Dev.,
59 F. Supp. 2d 310 (D.P.R. 1999) .............
12
Republic of Argentina v. Weltover, Inc.,
504 U.S. 607 (1992) ..................... 3, 11-12, 18-19
Shatsky v. Palestine Liberation Org.,
18-cv-12355 (MKV), 2022 WL 826409
(S.D.N.Y. Mar. 18, 2022) .......................... 10, 14
South Carolina v. Katzenbach,
383 U.S. 301 (1966) ................................... 9-11
Toland v. Sprague,
37 U.S. 300 (1838) .....................................
23
United States v. Cooper Corp.,
312 U.S. 600 (1941) ...................................
14
United States v. Swiss Am. Bank,
191 F.3d 30 (1st Cir. 1999) .......................
21
Virgin Islands v. Miller,
53 V.I. 162 (V.I. Super. 2010) ...................
13
World–Wide Volkswagen Corp. v.
Woodson,
444 U.S. 286 (1980) ...................................
25
CONSTITUTION
U.S. Const. art. I, § 8 ....................................
6
U.S. Const. art. I, § 9 ....................................
6
U.S. Const. art. I, § 10 ..................................
6
U.S. Const. art. III, § 2 .................................
6
vii
TABLE OF AUTHORITIES—Continued
Page(s)
U.S. Const. art. VI, cl. 2 ...............................
15
U.S. Const. amend. V ...................................
6
U.S. Const. amend. XI ..................................
6
U.S. Const. amend. XIV ...............................
6
STATUTES
18 U.S.C. § 2334 ...........................................
10
Anti-Terrorism Clarification Act, Pub. L.
No. 115-253, § 4, 132 Stat. 3183, 3184 .....
10
Promoting Security and Justice for Victims
of Terrorism Act of 2019, Pub. L. 116-94,
div. J., tit. IX, § 903, 133 Stat. 2534, 308285 ................................................................. 2, 10
TREATIES AND INTERNATIONAL
INSTRUMENTS
Agreement on the Gaza Strip and the
Jericho Area, May 4, 1994, Isr.-P.L.O., 33
I.L.M. 622 (1994)......................................... 8, 13
G.A. Res. 3237, 29 U.N. GAOR, 29th Sess.,
Supp. No. 31, U.N. Doc. A/9631 (1974) ....
8
Declaration of Principles on Interim Self–
Government Arrangements, Sept. 19, 1993,
Isr.-P.L.O., 32 I.L.M. 1525 (1993) ......... 8, 13-14
Interim Agreement on the West Bank & the
Gaza Strip, Sept. 28, 1995, Isr.-P.L.O.,
36 I.L.M. 551, 559 .............................. 8-9, 13, 15
viii
TABLE OF AUTHORITIES—Continued
RULES
Page(s)
Fed. R. Civ. P. 4(k) ....................................... 21-22
COURT FILINGS
Chamber Br., CC/Devas (Multimedia) Ltd.
v. Antrix Corp., Ltd., (No. 23-1201) (U.S.
Dec. 11, 2024) ............................................
5
House of Representatives Br., Fuld v.
Palestine liberation Organization, (No.
24-20) (U.S. Aug. 8, 2024) ........................
14
PA Mtn. to Dismiss Br., Livnat v.
Palestinian Authority, (No. 13-498) (E.D.
Va. June 5, 2013), ECF No. 6 ...................
16
Petn. for Cert., Fuld v. Palestine Liberation
Org., (No. 24-20) (U.S. July 3, 2024) ........
1
U.S. Br., 32 County Sovereignty Committee
v. United States Department of State, 292
F.3d 797 (D.C. Cir. 2002) (No. 01-1270),
2002 WL 34245980 ................................... 9-10
U.S. Br., National Council of Resistance of
Iran v. Department of State, 251 F.3d 192
(D.C. Cir. 2001) (Nos. 99-1438, 99-1439),
2000 WL 35576228 ...................................
9
U.S. Br., Palestine Information Office v.
Shultz, 853 F.2d 932 (D.C. Cir. 1988) (No.
87-5398) .....................................................
9
U.S. Br., People’s Mojahedin Organization
of Iran v. Department of State, 182 F.3d
17 (D.C. Cir. 1999) (No. 97-1648), 1998
WL 35239624 ............................................
9
ix
TABLE OF AUTHORITIES—Continued
OTHER AUTHORITIES
Page(s)
Austen Parrish, Foreign Nations, Constitutional Rights and International Law, 88
Fordham L. Rev. Online 88 (2019) ...........
23
4 Blackstone’s Commentaries on the Laws
of England (Chicago 1979)........................
23
Constitutionality of Closing the Palestine
Info. Off., an Affiliate of the Palestine
Liberation Org., 11 Op. O.L.C. 104
(1987) ........................................................ 7-9, 14
Fed. R. Civ. P. 4 advisory committee’s note
(1993) .........................................................
22
Gary B. Born & Peter B. Rutledge,
International Civil Litigation in United
States Courts (7th ed. 2023) ............... 20, 24, 26
Intelligence Activities – The National
Security Agency and Fourth Amendment
Rights: Hearings on S. Res. 21 Before
the Senate Select Committee to Study
Governmental Operations with Respect to
Intelligence Activities, 94th Cong., 1st
Sess. (1975) ...............................................
7
Jim Zanotti, Cong. Research Serv., U.S.
Foreign Aid to the Palestinians (Dec. 12,
2018), available at https://sgp.fas.org/crs/
mideast/RS22967.pdf ................................
16
Kent Greenfield, In Defense of Corporate
Persons, 30 Const. Comment. 309 (2015).
6
x
TABLE OF AUTHORITIES—Continued
Page(s)
Letter from Robert Raben, Dep’t of Justice,
to Frank H. Murkowski, Chairman,
Committee on Energy and Natural
Resources, United States Senate (Jan.
18, 2001) ....................................................
10
Mut. Consent Provisions in the Guam
Commonwealth Legis., 1994 WL 16193765
(O.L.C. July 28, 1994) ...............................
10
Presidential Authority to Settle the Iranian
Crisis, 4A Op. O.L.C. 248 (1980) ..............
7
Remarks on the Israeli-Palestinian Declaration of Principles, 2 Pub. Papers 1463
(Sept. 10, 1993) (Exec. Off. of the Pres.),
1993 WL 13967468 ...................................
14
Stephanie Ferguson Melhorn et al., Small
Business Data Center, U.S. Chamber of
Commerce (May 20, 2024), https://www.
uschamber.com/small-business/smallbusiness-data-center .................................
25
Stephen E. Sachs, The Unlimited Jurisdiction of the Federal Courts, 106 Va. L.
Rev. 1703 (2020)........................................
22
INTEREST OF THE AMICUS CURIAE 1
The Chamber of Commerce of the United States of
America (“Chamber”) is the world’s largest business
federation. The Chamber represents approximately
300,000 direct members and indirectly represents the
interests of more than three million companies and
professional organizations of every size, in every
industry sector, and from every region of the country.
An important function of the Chamber is to represent
the interests of its members in matters before
Congress, the Executive Branch, and the courts.
The Chamber unequivocally condemns acts of
terrorism in all forms, including those committed
against American citizens at issue in this case.
Respondents should be – and are – answerable in
United States Courts for the “pay for slay” policy that
Petitioners describe, that the political branches seek to
address, and that the Chamber finds abhorrent. See
Petn. for Cert. at 13, Fuld v. Palestine Liberation Org.,
(No. 24-20) (U.S. July 3, 2024). Specifically, Respondents
are subject to the in personam jurisdiction of the
United States Courts for their actions, and the
exercise of that jurisdiction does not offend the Due
Process Clause of the Fifth Amendment.
While that is the topline conclusion, the basis upon
which this Court reaches that conclusion carries
important implications for the American business
community. American businesses rely on predictable
rules governing personal jurisdiction. Those rules
provide essential guidance about where disputes can
No counsel for any party authored this brief in whole or in
part and no entity or person, aside from amicus, its members, or
its counsel, made any monetary contribution intended to fund the
preparation or submission of this brief.
1
2
be heard whether in matters where American businesses are seeking relief or named as defendants.
Consistent with those interests, the Chamber has
participated in many cases lying at the intersection
of foreign affairs and the constitutional limits on a
court’s exercise of personal jurisdiction. Such cases
include CC/Devas (Multimedia) Ltd. v. Antrix Corp.,
Ltd., (No. 23-1201) (“Devas”) and J. McIntyre Machinery,
Ltd. v. Nicastro, 564 U.S. 873 (2011). Following its
positions articulated in those and other cases, the
Chamber files this brief to offer its unique perspective
on how to resolve this case in a manner that takes into
consideration the broader implications of any rule of
decision.
SUMMARY OF ARGUMENT
The Chamber agrees with the United States that
this Court should decide this case narrowly,
without addressing broad questions of how the Fifth
Amendment’s Due Process Clause restrains federal
courts’ exercise of personal jurisdiction. See Gov’t Br.
at 47.
Both petitions concern a facial challenge to a unique
federal statute specifically designed to overcome
jurisprudential impediments to the exercise of
personal jurisdiction over the Palestinian Authority
(“PA”) and the Palestine Liberation Organization
(“PLO,” and together with the PA, “Respondents”) in
cases involving acts of terrorism against United States
nationals. The sole question presented is whether the
exercise of personal jurisdiction against Respondents
pursuant to the Promoting Security and Justice for
Victims of Terrorism Act of 2019, Pub. L. 116-94, div.
J., tit. IX, § 903, 133 Stat. 2534, 3082-85 (“PSJVTA”),
3
violates the Due Process Clause of the Fifth
Amendment. The answer to that question is “no.”
The straightforward reason is that Respondents are
not entitled to the protections of the Due Process
Clause. As the Chamber has explained in its brief in
Devas, due process protections do not extend to foreign
sovereign governments or their alter egos. Although
Palestine is not a foreign sovereign, the reasons
advanced in the Chamber’s brief in Devas support the
same conclusion for Respondents. For decades, the
Executive Branch has taken this view and concluded
that foreign political entities, including Respondents
specifically, are not entitled to the Fifth Amendment’s
protections. Nothing in the decision below offers a
persuasive reason to depart from the Executive
Branch’s historical position. This reason alone is
sufficient to resolve these appeals in Petitioners’ favor
and to reverse the judgment below.
The Court should go no further. It is not necessary
in this case to examine the precise relationship
between the Fifth and Fourteenth Amendment limits
on personal jurisdiction. That question involves difficult
methodological debates with significant repercussions
that cannot be fully fleshed out here. If this Court
nevertheless opts to delve into that question, it should
formally adopt the approach suggested by this Court
in Republic of Argentina v. Weltover, Inc., 504 U.S. 607,
619 (1992), and the plurality opinion in Nicastro, 564
U.S. 873, and consistently employed by the federal
appellate courts: the Fifth Amendment requires that
a defendant have minimum contacts with the United
States as a whole. Sound reasons counsel against a
more radical approach never embraced by this Court
or any federal appellate court, that the Fifth Amendment
only affords defendants the process authorized by
4
Congress and imposes no independent limits on the
personal jurisdiction of the federal courts.
Likewise, it is not necessary to examine whether the
consent doctrine might support the exercise of jurisdiction. The judges dissenting from rehearing en banc
suggested that this Court’s decision in Mallory v.
Norfolk Southern Ry. Co., 600 U.S. 122 (2023), might
be read to support the exercise of personal jurisdiction
based on the PSJVTA’s “deemed consent” provisions.
Pet. App. 246a-248a, 309a-310a. But Mallory did not
grant Congress (or state legislatures) a blank check to
equate any activity with a blanket consent to allpurpose jurisdiction. See Gov’t Br. at 24 (“That does
not mean anything goes.”) (quoting Ford Motor Co. v.
Montana Eighth Jud. Dist. Ct., 592 U.S. 351, 362
(2021)). And the unique context of this statute makes
this case a far from ideal vehicle to begin defining the
contours of that doctrine post Mallory.
In sum, this Court can and should take the straightforward route to resolving this case. Respondents, like
States of the Union and foreign sovereign governments, are not entitled to the protections of the Due
Process Clause. This Court thus need not consider the
downstream question whether an entity entitled to the
protections of that Clause could be subjected to
personal jurisdiction under the statute as a matter of
contacts or consent. The exercise of personal jurisdiction over these Respondents pursuant to this statute
comports with the Constitution.
5
ARGUMENT
Any exercise of personal jurisdiction requires proof
of three propositions. First, “the procedural requirement
of service of summons must be satisfied.” Omni
Capital Intern., Ltd. v. Wolff & Co. Ltd., 484 U.S. 97, 104
(1987) Second, the exercise of personal jurisdiction
requires a statutory authorization. Keeton v. Hustler
Magazine, Inc., 465 U.S. 770, 774-75 (1984). Third, any
statutory authorization of personal jurisdiction must
comport with the Constitution.
As the courts below correctly recognized, only the
third requirement is at issue here. Respondents have
been properly served, and the PSJVTA authorizes
personal jurisdiction over these Respondents. Pet.
App. 16a.
The court below framed its assessment of the
constitutional question by reference to three categories:
general jurisdiction, specific jurisdiction and consent.
That framing elided a critical antecedent issue,
namely, whether Respondents were entitled to the
protections of the Due Process Clause at all. See
Pet. App. 153a-154a. They are not. For this reason
alone, the constitutional inquiry ends.
Further
examination of the three above-referenced categories
is not necessary.
I. Respondents are not “persons” entitled to
due process under the Fifth Amendment .
“Foreign states” are not persons entitled to the
protections of the Due Process Clause of the Fifth
Amendment. See Chamber Br. at 4-25, Devas (No. 231201) (U.S. Dec. 11, 2024). This rule can easily be
extended to foreign political entities like Respondents.
See Gov’t Br. at 19 (“[R]espondents’ status as nonsovereign foreign entities weighs strongly in favor of
6
the [PSJVTA’s] constitutionality.”). Considerations of
text, history, and precedent all support this conclusion.
Text. While the Constitution does not define the
term “person,” the use of the term throughout the
document reveals that the Framers did not intend for
it to encompass certain governmental entities, including
“foreign states” (U.S. Const. art. I, § 9; id. art. III, § 2;
id. amend. XI), “foreign nations,” (id. art. I, § 8) “foreign
Power[s],” (id. art. I, § 10), and “States” of the Union
(id. art. I, § 8; id. amend XIV). The repeated and
deliberate use of these terms throughout the
Constitution to refer to governmental bodies demands
the conclusion that, had the Framers intended for the
Fifth Amendment’s protections to extend to these
categories of litigants, it would have include such
terms (along with “persons”) among the parties
entitled to the protections set forth therein. Compare
id. amend. V, with id. art. I, §§ 8, 9, 10, id. art. III, §2,
id. amend. XI, and id. amend XIV.
This conclusion comports with the commonly held
belief that the Constitution was not intended to
protect governments, especially foreign ones. As one
scholar succinctly summarized the point: “the opposite
of a constitutional right is a government power.” Kent
Greenfield, In Defense of Corporate Persons, 30 Const.
Comment. 309, 316 (2015). It would therefore “be
quite strange to interpret the Due Process Clause as
conferring upon [Respondents] rights and protections
against the power of federal government.” Price v.
Socialist People’s Libyan Arab Jamahiriya, 294 F.3d
82, 97 (D.C. Cir. 2002) (emphasis in original).
Because the Fifth Amendment seeks to protect
persons from the exercise of an unlawful government
power, foreign political entities – regardless of
7
sovereignty status – are not, as a textual matter,
entitled to its protection.
History. What text suggests, history confirms. For
fifty years, the Executive Branch has been steadfast in
its pronouncement that the Constitution was not
intended to apply to entities like Respondents. In
1975, Attorney General Levi testified that because the
preamble of the Constitution refers to “We the People,”
it could “be urged that it was not meant to apply to
foreign nations, their agents and collaborators.”
Intelligence Activities – The National Security Agency
and Fourth Amendment Rights: Hearings on S. Res. 21
Before the Senate Select Committee to Study
Governmental Operations with Respect to Intelligence
Activities, 94th Cong., 1st Sess. 66, 74 (1975)
(statement of Attorney General Edward H. Levi). Five
years later, the Office of Legal Counsel sought to
clarify the distinction between a foreign individual
and a foreign government, explaining that the former
may have Fifth Amendment rights, whereas the latter
does not. See Presidential Authority to Settle the
Iranian Crisis, 4A Op. O.L.C. 248, 260 n.9 (1980) (“A
foreign nation [ ], unlike a foreign national, does not
have rights under the Fifth Amendment.”).
In 1987, the Office of Legal Counsel directly spoke to
the constitutional rights of the PLO in the face of the
federal government’s decision to close the Palestine
Information Office. The opinion declared that the
“PLO [ ], as a foreign political entity, has no
constitutional rights,” and that this conclusion “flows
inexorably from the nature of foreign sovereigns and
their interaction with the United States as a foreign,
co-equal sovereign.” Constitutionality of Closing the
Palestine Info. Off., an Affiliate of the Palestine
Liberation Org., 11 Op. O.L.C. 104, 106 (1987). “Simply
8
put, a foreign political entity such as the PLO, ‘lies
outside the structure of the union.’” Id. at 107 (citing
Principality of Monaco v. Mississippi, 292 U.S. 313, 330
(1934)). It “[has undertaken] no general obligation to
abide by the constitutional norms to which the federal
government and the several states are subject, nor are
there any effective means to place [it] on parity with
the United States or the states for purposes of
enforcement of particular norms.” 11 Op. O.L.C. at 107
(internal citations omitted).
Recognizing that “the PLO is not a sovereign
nation,” the Executive Branch further dispensed with
any suggestion that this lack of status would “bring it
within the constitutional fold.” Id. at 120 n.7. The
Executive Branch explained, “[a]lthough the United
States chooses not to recognize the PLO as [a
sovereign state], the PLO nonetheless interacts with
the United States as a foreign political entity within
the structure of international law,” and “is reported to
have diplomatic relations with approximately one
hundred countries throughout the world.” Id. at 11920 (citing G.A. Res. 3237, 29 U.N. GAOR, 29th Sess.,
Supp. No. 31, at 4, U.N. Doc. A/9631 (1974)). The same
is true for the PA, which was created by treaty under
the Gaza-Jericho Agreement and Oslo Accords to act
as the interim civil government of defined territory.
Pet. App. 6a, 61a; Declaration of Principles on Interim
Self–Government Arrangements (“Oslo I”) art III, Sept.
19, 1993, Isr.-P.L.O., 32 I.L.M. 1525, 1529-30 (1993);
Agreement on the Gaza Strip and the Jericho Area
(“Gaza-Jericho Agreement”), May 4, 1994, Isr.-P.L.O.,
33 I.L.M. 622, 626 (1994); Interim Agreement on the
West Bank & the Gaza Strip (“Oslo II”) art I, Sept. 28,
1995, Isr.-P.L.O., 36 I.L.M. 551, 559 (acknowledging
“Palestinian Authority [as] established in accordance
with the Gaza-Jericho Agreement”). Because the Oslo
9
Accords constrain the PA’s authority within the
identified territory, the PLO conducts foreign affairs
on behalf of the Palestinian People and is a Permanent
Observer to the United Nations. Pet. App. 6a, 61a; Oslo
II art IX, 36 I.L.M. at 561. Respondents may therefore
be subjected to the exercise of the federal government’s
“necessary and inherent power to preclude foreign
encroachment.” 11 Op. O.L.C. at 120. As a result, the
Executive Branch concluded that “[t]he PLO qua PLO,
[a]s a foreign political entity, does not itself enjoy
constitutional protection.” Id.
Consistent with Attorney General Levi’s testimony
and the Office of Legal Counsel’s opinions, the United
States has appeared in numerous federal cases to
defend its view that entities like Respondents are not
entitled to constitutional due process. See, e.g., U.S. Br.
44, Palestine Information Office v. Shultz, 853 F.2d 932
(D.C. Cir. 1988) (No. 87-5398) (“Foreign entities such
as the PLO obviously do not have due process rights
since they are not part of our constitutional scheme.”
(citing South Carolina v. Katzenbach, 383 U.S. 301,
323-24 (1966))); U.S. Br., People’s Mojahedin Organization
of Iran v. Department of State, 182 F.3d 17 (D.C. Cir.
1999) (No. 97-1648), 1998 WL 35239624, at *23 (“[T]he
[People’s Mojahedin Organization of Iran] is admittedly a
foreign political organization, and therefore is not entitled
to constitutional protection under the Due Process
Clause.”); U.S. Br., National Council of Resistance of
Iran v. Department of State, 251 F.3d 192 (D.C. Cir.
2001) (Nos. 99-1438, 99-1439), 2000 WL 35576228, at
*35 (“Indeed, with [the PLO], as with foreign nations,
the Executive Branch must be able to act swiftly and
on the basis of classified or confidential information,
without providing the panoply of due process protections that are enjoyed by persons in the United
States.”); U.S. Br., 32 County Sovereignty Committee v.
10
United States Department of State, 292 F.3d 797 (D.C.
Cir. 2002) (No. 01-1270), 2002 WL 34245980, at *42 n.8
(“[The Executive Branch] continue[s] to believe that
foreign political organizations . . . are not entitled to
claim the protections of the United States Constitution.”).
In sum, the Executive Branch has made clear that
Respondents should not be afforded Due Process
rights under the Fifth Amendment.
Notably, in 1994, the year after the PA was
established, OLC took the position that domestic nonsovereign governing bodies, like U.S. territories, also
lacked due process rights. See Mut. Consent Provisions
in the Guam Commonwealth Legis., 1994 WL 16193765,
at *5 (O.L.C. July 28, 1994) (“[T]he rationale of
[Katzenbach]” is fully applicable to other “governmental
bodies,” even when they are not “states or instrumentalities of states”); accord Letter from Robert
Raben, Dep’t of Justice, to Frank H. Murkowski,
Chairman, Committee on Energy and Natural Resources,
United States Senate 9 n.11 (Jan. 18, 2001) (“While
Katzenbach was concerned with a State, its rationale
suggests that a governmental body . . . could not assert
rights under the Due Process Clause.”). It would be
odd to suggest that foreign non-sovereign governing
bodies, like Respondents, would have greater due process
rights than domestic bodies with comparable authority.
And Congress has legislated consistent with these
pronouncements, providing express statutory authority
for courts to establish personal jurisdiction over
Respondents. See Anti-Terrorism Clarification Act
(“ATCA”), Pub. L. No. 115-253, § 4, 132 Stat. 3183, 3184
(adding 18 U.S.C. § 2334(e)), and PSJVTA. Pub. L.
116-94, div. J, tit. IX, § 903, 133 Stat. 3082; see generally
Shatsky v. Palestine Liberation Org., 18-cv-12355
(MKV), 2022 WL 826409, at *2 (S.D.N.Y. Mar. 18, 2022)
11
(discussing chronology of legislative response to courts’
refusal to exercise jurisdiction over Respondents). The
collective judgment of the political branches over time
supports the conclusion that Respondents are not
entitled to the protections of the Due Process Clause.
Precedent/Purpose. This Court’s precedents buttress
that conclusion. In Katzenbach, this Court held that
“the word ‘person’ in the context of the Due Process
Clause of the Fifth Amendment cannot, by any
reasonable mode of interpretation, be expanded to
encompass the States of the Union.” 383 U.S. at 323.
The underlying rationale was that the Fifth Amendment’s
Due Process Clause “recognizes and protects an
individual liberty interest,” Ins. Corp. of Ireland v.
Compagnie des Bauxites de Guinee, 456 U.S. 694,
702 (1982), not a sovereign government’s interest.
Subsequently in Weltover, this Court cited Katzenbach
to suggest that a “foreign state” is likely not a “person”
entitled to due process. 504 U.S. at 619. Following
Weltover’s lead, the D.C. Circuit and Second Circuit
have since affirmatively held that “foreign states” are
not persons entitled to due process protection. Price, 294
F.3d at 96; Frontera Res. Azerbaijan Corp. v. State Oil
Co. of Azerbaijan Republic, 582 F.3d 393, 399 (2d Cir.
2009); Gater Assets Ltd. v. AO Moldovagaz,
2 F.4th 42, 49 (2d Cir. 2021).
This development had an unusual effect. Before
Weltover, courts in these Circuits did not hesitate to
conclude that if States of the Union are not “persons”
then neither are foreign political entities like Respondents. See Mendelsohn v. Meese, 695 F. Supp. 1474, 1481
(S.D.N.Y. 1988) (“[T]he PLO, an organization whose
status, while uncertain, lies outside the constitutional
system. It has never undertaken to abide by United
States law or to accept the constitutional plan. . . . No
12
foreign entity of its nature could be expected to do so.”
(internal quotations omitted)); Palestine Information
Office v. Shultz, 674 F. Supp. 910 (D.D.C.1987) (“If the
States of the Union have no due process rights, then
[the Palestine Information Office as] a ‘foreign mission’
qua ‘foreign mission’ surely can have none.”). After
Weltover and its progeny (e.g., Price, Frontera), some
courts drew too fine a line and concluded that any
foreign entity apart from a sovereign government
enjoyed due process rights. See Pet. App. 153a-154a;
Livnat v. Palestinian Authority, 851 F.3d 45, 48-53
(D.C. Cir. 2017).
This jurisprudential shift was a mistake. Underlying
this shift is a distorted notion of sovereignty and its
significance in the due process inquiry. Specifically,
the Second and D.C. Circuits appear to believe that if
a foreign political entity is not recognized as sovereign,
then it must be a “person” possessing due process
rights. See Pet. App. 153a; Livnat, 851 F.3d at 49.
This false dichotomy lacks any jurisprudential or
conceptual rationale. For instance, political subdivisions,
municipalities, and U.S. territories are not sovereigns,
yet also cannot claim due process rights. See, e.g., City
of E. St. Louis v. Cir. Ct. for the Twentieth Jud. Cir., St.
Clair Cnty., Ill., 986 F.2d 1142, 1144 (7th Cir. 1993)
(“Municipalities . . . are not ‘persons’ within the
meaning of the Due Process Clause.”); City of Sault Ste.
Marie, Mich. v. Andrus, 532 F. Supp. 157, 167-68
(D.D.C. 1980) (concluding municipality could not
assert due process rights under the Fifth Amendment
because “a state cannot confer a constitutional status
. . . which the state does not itself enjoy”); Puerto Rico
Pub. Hous. Admin. v. U.S. Dep’t of Hous. & Urb. Dev.,
59 F. Supp. 2d 310, 325 (D.P.R. 1999) (concluding
instrumentalities of the Commonwealth of Puerto Rico
13
were “non-persons” for purposes of their constitutional
claims); Virgin Islands v. Miller, 53 V.I. 162, 172 (V.I.
Super. 2010) (concluding Virgin Islands “[g]overnment
is not a person for purposes of due process”).
The PA, as a local “non-sovereign government,” is
roughly analogous to a municipal civil government,
Pet. App. 142a, possessing only those limited powers
afforded it under the Oslo Accords. See Oslo I art III,
32 I.L.M. at 1529-30 (“Israel shall transfer authority
. . . from the Israeli military government and its Civil
Administration to the [PA] . . . on the following
spheres: education and culture, health, social welfare,
direct taxation, and tourism.”); Gaza-Jericho Agreement
art III, 33 I.L.M. at 627; Oslo II art I, 36 I.L.M. at 559.
And the PLO is recognized, domestically and internationally, as the sole non-sovereign representative
of the Palestinian people. Oslo I, 32 I.L.M. at 1527;
Oslo II, 36 I.L.M. at 558 (identifying PLO as “the
representative of the Palestinian people”); Pet. App. 6a,
61a (acknowledging PLO holds Permanent Observer
status to the United Nations on behalf of the
Palestinian people). It would be illogical to conclude
that foreign non-sovereign governments are somehow
differently situated with respect to personhood under
our Constitution than domestic non-sovereign
governments. See Flatow v. Islamic Republic of Iran,
999 F. Supp. 1, 20-21 (D.D.C. 1998).
Moreover, the dichotomy does not comport with the
reasoning of the very courts making it. As those courts
have observed, it would be “highly incongruous to
afford greater Fifth Amendment rights to foreign
nations, who are entirely alien to our constitutional
system, than are afforded to the states, who help make
up the very fabric of that system.” Price, 294 F.3d at
96-97; Frontera, 582 F.3d at 399. It would be even more
14
“incongruous” to place entities like Respondents—who
the Executive Branch and Congress agree are not
entitled to constitutional protections of any kind—“in
a more favored position with respect to the safeguards
of due process than both U.S. states and foreign
sovereigns with whom the political branches have
established friendly relations.” Shatsky, 2022 WL
826409 at *6; 11 Op. O.L.C. at 120 n.7 (“It would be
anomalous if the Executive’s decision to withhold
recognition from a foreign political entity – with respect
to which it has complete discretion – invested that
entity with rights greater than those enjoyed by
friendly sovereigns present in the United States.”).
Such an outcome “would distort the very notion of
‘liberty’ that underlies the Due Process Clause.” See
Price, 294 F.3d at 99.
Furthermore, “interpreting due process rights to
hinge on diplomatic recognition [and sovereign
immunity] (or rather a lack thereof)” would create an
unreliable rule. See House of Representatives Br. at
14, Fuld v. Palestine liberation Organization, (No. 2420) (U.S. Aug. 8, 2024). Specifically, “the Executive
alone would be able to strip, and bestow, important
constitutional protections on a whim.” Id.; United
States v. Cooper Corp., 312 U.S. 600, 604–05 (1941)
(concluding “there is no hard and fast rule of exclusion”
of the sovereign). Indeed, as a direct result of the Oslo
Accords, the office of then-President Bill Clinton
publicly declared the United States’ intent, at that
time, to resume diplomatic relations with the PLO.
Remarks on the Israeli-Palestinian Declaration of
Principles, 2 Pub. Papers 1463, 1464 (Sept. 10, 1993)
(Exec. Off. of the Pres.), 1993 WL 13967468, at *1 (“As
a result and in light of [Oslo I], I have decided to
resume the dialog and the contacts between the
United States and the PLO.”). As the dissent from
15
rehearing en banc observed, “[f]undamental constitutional
rights are not typically so contingent.” Pet. App. 238a.
The counterargument by the D.C. Circuit was that
non-sovereign governments cannot be analogized to
sovereigns for purposes of the Due Process analysis
because they are not the “juridical equals” of the
United States government and do not possess the
same quantum of governmental rights and privileges
otherwise held by recognized states in the domestic
and international spheres. Livnat, 851 F.3d at 51
(concluding that as a non-sovereign, the PA lacks the
ability to claim sovereign immunity or the “power to
secure its territory against external threats,” Oslo II
art. X, 36 I.L.M. at 561, and because the PA only
possesses a “limited” number of rights in international
arena, it “cannot rely on comity and international-law
protections to the exclusion of domestic law”). This
line of reasoning quickly unravels.
An argument rooted in the “quantum of rights”
Respondents possess on the international stage says
nothing about whether they are “persons” within the
meaning of the Constitution’s Due Process Clause.
Indeed, similar distinctions could be drawn between
exclusively sovereign governments whom this Court
has recognized are not persons within the meaning of
that Clause. The federal government, for example, has
certain rights that are greater relative to the States of
the Union, which have greater rights relative to
foreign nations. U.S. Const. art. VI, cl. 2; see also
Commonwealth of Massachusetts v. Mellon, 262 U.S.
447, 485 (1923) (delineating when States of the Union
versus the United States has standing to represent
American citizens as parens patriae); Price, 294 F.3d at
96 (concluding foreign states have an even weaker
claim to personhood status than States of the Union).
16
Finally, even if foreign political entities might
possess fewer rights and special privileges than
recognized sovereigns, see Livnat 851 F.3d at 51, they
are not powerless to defend their interests. Respondents
are perfect examples. The PA has a president and
ministers and is the self-proclaimed “government of a
State[.]” See PA Mtn. to Dismiss Br. at 17, Livnat v.
Palestinian Authority, (No. 13-498) (E.D. Va. June 5,
2013), ECF No. 6. The PLO conducts foreign affairs
and maintains dozens of ‘embassies, missions, and
delegations around the world,’ including a UN mission
office located in New York City.” See Pet. App. 142a. In
short, Respondents “are sophisticated international
organizations with billion-dollar budgets . . . that
govern a territory recognized as a sovereign state by
many other countries.” Id. 238a; Jim Zanotti, Cong.
Research Serv., U.S. Foreign Aid to the Palestinians 1
(Dec. 12, 2018), available at https://sgp.fas.org/crs/
mideast/RS22967.pdf (“Bilateral assistance to the
Palestinians since 1994 has totaled more than $5
billion, and has been a key part of U.S. policy to . . .
strengthen the West Bank-based PA vis-à-vis Hamas
in Gaza.”). One can hardly argue that these entities
would be rendered defenseless without the protections
of the Fifth Amendment’s Due Process Clause.
Put simply, while the Executive Branch has not
recognized Palestine as a nation-state, Respondents
remain, as the United States acknowledges here, “nonsovereign foreign entities exercising governmental
functions.” Gov’t Br. at 34. As a consequence, text,
history and precedent continue to support the Executive
Branch’s historically held view that such entities lack
due process rights.
17
II. It is not necessary for this Court to
examine other aspects of the Fifth
Amendment limits on the exercise of
personal jurisdiction. Even if it did so, it
should still reverse and remand.
This Court could easily dispose of these petitions
by holding that Respondents are not “persons” within
the meaning of the Due Process Clause, a conclusion
that is logically antecedent to any of the downstream
arguments about how that Clause might otherwise
apply. The Court thus need not and should not go
further. Specifically, it need not definitively decide the
relationship between the Fifth Amendment and the
Fourteenth Amendment limits on the exercise of
personal jurisdiction or demarcate the outer boundaries of
the “consent” doctrine. But if the Court is inclined to
address these issues, it should adopt the nationwide
contacts test universally employed by the federal
appellate courts in Fifth Amendment analysis and
reject a boundless construction of the consent doctrine
suggested by the lower court judges dissenting from
the denial of en banc rehearing. If it chooses to explore
these issues, it should still reverse and remand.
18
A. The Fifth Amendment imposes different
limits on the exercise of personal
jurisdiction than does the Fourteenth
Amendment.
The Fifth and the Fourteenth Amendments impose
limits on the exercise of personal jurisdiction. The
provisions have “materially identical” language.
Herederos de Roberto Gomez Cabrera, LLC v. Teck
Resources Ltd., 43 F.4th 1303,1308 (11th Cir. 2022)
(Newsom, J.); see also Douglass v. Nippon Yusen
Kabushiki Kaisha, 46 F.4th 226, 243 (5th Cir. 2022) (en
banc) (Ho, J., concurring) (“There’s no denying the
textual parallel between the Fifth and Fourteenth
Amendment.”). And this Court has long recognized
that the Fourteenth Amendment’s Due Process Clause
requires minimum contacts with the sovereign State
exercising personal jurisdiction. If the Court decides
to reach the question, it should hold that the Fifth
Amendment’s Due Process Clause does too. The only
material difference is that the Fifth Amendment’s
analysis focuses on minimum contacts with the United
States as the relevant sovereign. Virtually every
federal appellate court has adopted this approach.
Justice Scalia’s opinion for a unanimous Court in
Weltover supplies the starting point for any analysis.
504 U.S. 607. Weltover represents one of the first cases
to reach this Court in the post-International Shoe era
where the exercise of personal jurisdiction involved a
case arising under federal law. Weltover assumed,
without deciding, that the foreign state (Argentina)
was entitled to due process. Id. at 619. After making
that assumption, Weltover went on to explain that
Argentina possessed “minimum contacts” that would
satisfy the relevant constitutional standard. By
issuing negotiable debt instruments denominated in
19
United States dollars and payable in New York and by
appointing a financial agent in that city, Argentina
“purposefully avail[ed] itself of the privilege of
conducting activities within the [United States].” Id.
at 619-20 (emphasis added). Weltover’s bracketed
reference to the “United States” necessarily implied
two propositions – (1) that the minimum contacts
framework governs the constitutional inquiry under
the Fifth Amendment and (2) that the relevant “forum”
for contacts analysis purposes is the United States (as
opposed to a State of the Union).
Since Weltover, this Court in several subsequent
decisions has characterized the contours of the Fifth
Amendment test as an “open” question. Virtually all
of those cases arose out of state court or involved
federal courts borrowing state long-arm statutes and,
thus unlike Weltover, did not confront the Fifth
Amendment question. See Bristol-Myers Squibb Co. v.
Superior Ct. of Calif., 582 U.S. 255, 269 (2017);
Nicastro, 564 U.S. at 885 (plurality opinion) Omni
Capital Int’l, Ltd. v. Rudolf Wolff & Co., 484 U.S. 97,
102 n.5, (1987); Asahi Metal Indus. Co. v. Superior
Ct. of Cal., 480 U.S. 102, 113 n.* (1987). None
questioned Weltover’s analytic framework under the
Fifth Amendment. Moreover, the “open” question
about that framework identified in several of those
opinions was whether the Fifth Amendment requires
minimum “nationwide” contacts, not whether the Fifth
Amendment requires any “minimum contacts” to the
United States at all. See, e.g., Asahi, 480 U.S. at 113
n.*; see also Douglass, 46 F. 4th at 240 n.26.
To the extent Weltover did not supply a definitive
holding on the matter, other opinions of this Court
track its essential framework. This Court’s plurality
opinion in Nicastro offers the fullest explication.
20
564 U.S. 873. The Nicastro plurality identified two
interrelated principles from a survey of its personal
jurisdiction jurisprudence. The first principle is that
“personal jurisdiction requires a forum-by-forum, or
sovereign-by-sovereign, analysis.” Id. at 884. See also
Fuld Petrs. Br. at 42-43. The second principle is that
“[b]ecause the United States is a distinct sovereign, a
defendant may in principle be subject to the jurisdiction of the courts of the United States but not of any
particular State.” Id.
Both before and after Nicastro, decisions of the
federal appellate courts have consistently tracked
these twin principles. Specifically, consistent with
Nicastro’s sovereign-specific analysis, virtually every
federal appellate court has held that, as a constitutional matter, a defendant must have sufficient
contacts with the United States a whole. See Gary B.
Born & Peter B. Rutledge, International Civil Litigation in
United States Courts 224-29 (7th ed. 2023) (collecting
cases). 2 This is “the law as it has been unanimously
With one possible exception, every federal appellate court has
a reported opinion applying the nationwide contacts test to the
Fifth Amendment inquiry. See Lewis v. Mutond, 62 F.4th 587,
592 n.2 (D.C. Cir. 2023) (reaffirming nationwide contacts test and
citing decisions from the First, Second, Third, Fourth, Fifth,
Sixth, Seventh, Ninth, Eleventh and Federal Circuits); Douglass,
46 F.4th at 239 & n. 24 (adopting nationwide contacts test and
citing cases from the Second, Sixth, Seventh, Eleventh, Federal
and D.C. Circuits). Jurisprudence in the Eighth Circuit is scant,
but its most authoritative opinion, In re Federal Fountain, 165
F.3d 600 (8th Cir. 1999) (en banc), has been interpreted to apply
a nationwide contacts test. See, e.g., FTC v. BINT Ops. LLC, 595
F.Supp.3d 740, 746-47 (E.D. Ark. 2022).
2
The lone exception might be the Tenth Circuit. Peay v.
BellSouth Med. Assistance Plan, 205 F.3d 1206 (10th Cir. 2000),
could be read to require “constitutionally significant inconvenience.”
Klein v. Cornelius, 786 F.3d 1310 (10th Cir. 2015). But see
21
accepted among the circuit courts.” Douglass, 46 F.4th
at 232 n.8. This “nationwide contacts” test operates in
cases arising under federal law either where the
federal statute supplying the basis for federal question
jurisdiction authorizes nationwide (or worldwide)
service of process or, in cases of certain federal claims
lacking a service of process provision and involving
foreign defendants, under Federal Rule of Civil
Procedure 4(k)(2). See BNSF Ry. Co. v. Tyrrell, 581 U.S.
402, 409 (2017); Omni Capital, 484 U.S. at 106–107.
See also Gov’t Br. at 33.
Other aspects of federal practice reflect this
commonsense view. Specifically, Rule 4(k)(2), adopted
by this Court pursuant to the Rules Enabling Act,
authorizes personal jurisdiction in certain cases that
(a) arise under federal law and (b) where no state court
would have jurisdiction. See United States v. Swiss
Am. Bank, 191 F.3d 30, 38-40 (1st Cir. 1999)
(describing operation of Rule 4(k)(2)). In such cases,
Rule 4(k)(2) still requires the exercise of jurisdiction to
be “consistent with the [United States] Constitution.”
Id. at 38. This formulation necessarily implies that
some exercises of personal jurisdiction by the United
States can be inconsistent with the Constitution.
What the rule implies, the Advisory Committee
Notes confirm. Those Advisory Committee Notes have
previously guided this Court’s interpretation of the
Compañía de Inversiones Mercantiles, S.A. v. Grupo Cementos de
Chihuahua S.A.B. De C.V., 970 F.3d 1269, 1281 n.1 (10th Cir.
2020) (reserving the question whether there is a “meaningful
distinction” between the Fifth Amendment and Fourteenth
Amendment frameworks). Despite the difference in phraseology,
the Tenth Circuit has not explicitly rejected a nationwide
contacts test, nor would the results have clearly differed under
express application of a nationwide contacts test.
22
constitutional boundaries of personal jurisdiction. See,
e.g., Insurance Corp. of Ireland, 456 U.S. at 705 n.11.
Here, they explain that the underlying reason for Rule
4(k)(2)’s “consistency” test was to ensure that federal
courts’ exercise of personal jurisdiction under 4(k)(2)
comported with the Fifth Amendment. Fed. R. Civ. P.
4 advisory committee’s note (1993). Specifically,
according to the Advisory Committee Notes, “[t]he
Fifth Amendment requires that any defendant have
affiliating contacts with the United States sufficient to
justify the exercise of personal jurisdiction over that
party.” Id.
Despite this practically uniform view among the
lower federal courts, a few federal judges have pointed
to scholarly literature suggesting a radically different
view of the Fifth Amendment. See Lewis v. Mutond, 62
F.4th 587, 597-98 (D.C. Cir. 2023) (Rao, J., concurring);
Douglass, 46 F.4th at 249-82 (Elrod, J., dissenting); see
generally Stephen E. Sachs, The Unlimited Jurisdiction
of the Federal Courts, 106 Va. L. Rev. 1703 (2020).
Under that view, personal jurisdiction can be exercised
consistent with the Fifth Amendment so long as it is
consistent with whatever process Congress has
authorized. That conclusion follows, according to the
judges relying on this literature, from the propositions
that “due process of law” does not directly incorporate
the traditional limits on personal jurisdiction; the
Fourteenth Amendment’s limits on such jurisdiction
rest primarily on narrow concerns about interstate
federalism; and the corollary proposition that federalism
interests drop out for the Fifth Amendment. These
supporting propositions are all flawed and would lead
to a dramatic and disruptive sea change in the law if
endorsed by this Court.
23
For starters, “[i]t is manifest that it was not left to
the legislative power to enact any process which might
be devised.”
Murray’s Lessee v. Hoboken Land
& Imp. Co., 59 U.S. 272, 276 (1855). The Fifth
Amendment’s Due Process Clause, like the Fourteenth’s,
is “a restraint on the legislative as well as on the
executive and judicial powers of the government, and
cannot be so construed as to leave congress free to
make any process ‘due process of law,’ by its mere will.”
Id. The Fifth Amendment instead guarantees “those
usages and modes of proceeding existing in the
common and statute law of England, before the
emigration of our ancestors, and which are shown not
to have been unsuited to their civil and political
condition by having been acted on by them after the
settlement of this country.” Id. at 277.
During the Founding era, the territorial reach of a
court’s process (that is, the extent of its personal
jurisdiction) was governed by the unwritten law of
nations. See, e.g., Picquet v. Swan, 19 F. Cas. 609, 61113 (C.C.D. Mass. 1828) (Story, J., riding circuit); Toland
v. Sprague, 37 U.S. 300, 328 (1838) (describing Picquet’s
reasoning as having “great force”); see generally Austen
Parrish, Foreign Nations, Constitutional Rights and
International Law, 88 Fordham L. Rev. Online 88, 99
(2019) (“In the Founding era personal jurisdiction was
limited by the territorial limits of international law.”).
The law of nations was “adopted in its full extent by
the common law, and [was] held to be a part of the law
of the land.” 4 Blackstone’s Commentaries on the
Laws of England 67 (Chicago 1979); see also, e.g., The
Nereide, 13 U.S. 388, 423 (1815) (Marshall, C.J.) (“[T]he
law of nations . . . is a part of the law of the land.”).
And because due process requires a valid judgment
issued by a court with jurisdiction, this Court has
“long” considered “the principles traditionally followed
24
by American courts in marking out the territorial
limits of” judicial process to be among those usages
and modes of proceedings required for due process of
law. Burnham v. Superior Court, 495 U.S. 604, 609
(1990) (citing Pennoyer v. Neff, 95 U.S. 714, 722-23
(1877)). So, while those procedural principles apply
somewhat differently to state and federal courts, they
are constitutionalized by the Due Process Clauses
of the Fifth and Fourteenth Amendments. The
traditional rules governing personal jurisdiction apply
directly by those Amendments’ own force.
The Founding- and Reconstruction-era history shows,
moreover, that the Fourteenth Amendment’s limits on
state-court personal jurisdiction do not merely derive
from narrow concerns about interstate federalism. See
Livnat, 851 F.3d at 55 (“[P]ersonal jurisdiction is not
just about federalism[.]”) (citations and internal
quotations omitted)). Those limits are instead statelevel applications of the broader, “well-established
principles of public law” under the law of nations
governing the territorial reach of all sovereigns’
courts. Pennoyer, 95 U.S. at 722; see generally Born &
Rutledge at 106-07. And those limits are “ultimately a
function of the individual liberty interest preserved by
the Due Process Clause.” Insurance Corp. of Ireland,
456 U.S. at 702 n.10; see Douglass, 46 F.4th at 236
(“‘[F]ederalism’ is a proxy for the abstract burden of a
defendant submitting to the coercive power of a forum
with little interest in the dispute[.]”). Cf. Bond v.
United States, 564 U.S. 211, 222 (2011) (“[F]ederalism
protects the liberty of the individual.”). While the
protection of that liberty interest may give rise to
additional federalism concerns when state courts are
involved, the liberty interest is still implicated in
federal courts.
Both the Fifth and Fourteenth
Amendments protect defendants from the “burden of
25
litigating in a distant or inconvenient forum” in
violation of the traditional territorial limits on judicial
process governing all sovereigns.
World–Wide
Volkswagen Corp. v. Woodson, 444 U.S. 286, 291–92
(1980); see also Phillips Petroleum Co. v. Shutts, 472
U.S. 797, 807 (1985).
Taken to its logical extreme, the contrary academic
argument admits few, if any, limits. The traditional
limits on personal jurisdiction, for both state and
federal courts, would remain vulnerable to judicial
erosion and total abrogation by Congress. Such abrogation would harm the American business community,
especially the small businesses that comprise a majority
of that community. See Stephanie Ferguson Melhorn
et al., Small Business Data Center, U.S. Chamber of
Commerce (May 20, 2024), https://www.uschamber.com/
small-business/small-business-data-center (reporting
that 99.9% of businesses in the U.S. are small businesses). On this point, several opinions in Nicastro
explained how capacious views of personal jurisdiction
(like Justice Brennan’s “foreseeability” test from
Asahi) carry “undesirable consequences . . . no less
significant for domestic producers. The owner of a
small Florida farm might sell crops to a large nearby
distributor, for example, who might then distribute
them to grocers across the country.” 564 U.S. at 885
(plurality opinion); see also id. at 891-92 (Breyer, J.,
concurring in the judgment, joined by Alito, J.) (discussing
adverse implications of sweeping personal jurisdiction
rules for domestic small businesses). The “undesirable
consequences” of the academic argument are far more
substantial than Justice Brennan’s foreseeability test.
That same Florida farmer is not simply subject to
personal jurisdiction in “foreseeable” federal forums
but, rather, in any federal forum provided that the
defendant has been served with process.
26
As the Government acknowledges, “strong policy
reasons” counsel against the academic argument. See
Gov’t Br. at 47-48. As this Court elsewhere has
acknowledged, apart from the effect on domestic
commerce, expansive assertions of jurisdiction (whether
prescriptive or judicial) elevate the risk of foreign
nations engaging in retaliatory assertions of jurisdiction
over United States citizens and companies. See Kiobel
v. Royal Dutch Petroleum, 569 U.S. 108, 124 (2013).
Such risks are more than hypothetical and have ample
historical precedents. See Born & Rutledge at 776-79.
By contrast, a constitutional test examining nationwide
contacts reduces the friction between the United States
and foreign nations, thereby accommodating the “strong
policy reasons” noted in the Government’s brief.
In sum, the implications of adopting the broad
position in this case are not limited to foreign entities
but have profound implications for American citizens
and American business, especially small businesses,
where the costs and burdens of having to defend in
unfamiliar federal forums are substantial. Ultimately,
these petitions do not require this Court to examine
those implications. As already explained, the values
underpinning the Fifth Amendment are not at stake
in this case: Respondents are not entitled to the
protections of the Due Process Clause.
27
B. The consent doctrine is a narrow
exception to those Fifth and Fourteenth
Amendment
limits
on
personal
jurisdiction.
It has long been recognized that a defendant can,
under some circumstances, consent to personal jurisdiction. Ins. Corp. of Ireland, 456 U.S. at 703. This
flows from the uncontested proposition that the
constitutional constraints on personal jurisdiction partly
protect a nonresident defendant’s “liberty interest.”
Id. at 702. But consent is not a wholly malleable
concept. Neither Congress (nor a state government)
can “simply declare anything it wants to be consent,”
see Pet. App. 123a, lest it trample upon that very
liberty interest.
Consent in this context is not always easy to define.
The easiest cases are typically when consent is
explicit, such as in a pre-dispute agreement (like in a
forum selection or arbitration clause) or after a dispute
has arisen (like in a stipulation). Carnival Cruise
Lines, Inc. v. Shute, 499 U.S. 585, 595 (1991); M/S
Bremen v. Zapata Off-Shore Co., 407 U.S. 1, 15 (1972);
National Equipment Rental, Ltd. v. Szukhent, 375 U.S.
311, 316 (1964); Petrowski v. Hawkeye-Security Co.,
350 U.S. 495, 496 (1956). Implied consent is more
difficult. This Court has approved it in only a handful
of cases as a result of certain litigation-related
conduct, see Ins. Corp. of Ireland, 456 U.S. at 704, or
select activity that is “deemed” consent by operation of
law, see, e.g., Mallory, 600 U.S. at 134-35; Pennsylvania
Fire Ins. Co. of Philadelphia v. Gold Issue Mining &
Milling Co., 243 U.S. 93, 94-95 (1917).
The Second Circuit judges divided on how the
consent doctrine might be applied to the PSJVTA. The
panel found that the consent doctrine did not support
28
jurisdiction because the PSJVTA did not rely on
litigation-related conduct or on “reciprocal benefits”
that a defendant derived from the United States. Pet.
App. 25a-47a. By contrast, the judges dissenting from
the denial of en banc rehearing found that the consent
doctrine supported jurisdiction because that doctrine
did not require a “reciprocal benefit;” it simply
required “knowing and voluntary” conduct “with a
nexus to the forum.” Id. 231a.
The division is not surprising; Mallory left many
open questions about the concept of implied consent.
Indeed, to the list of factors the Second Circuit
discussed as potentially relevant to the issue of consent,
one could add others. For example, how “voluntary”
does the conduct have to be to constitute consent? Cf.
College Savings Bank v. Florida Prepaid Postsecondary
Education Expense Bd., 527 U.S. 666, 682 (1999).
What relevance, if any, does the power authorizing the
“deemed consent” legislation have to the analysis?
Cf. Holder v. Humanitarian Law Project, 561 U.S. 1, 36
(2010) (recognizing that, with the exercise of the foreign
affairs power, the views of the political branches are
“entitled to significant weight”); see also Bank Markazi
v. Peterson, 578 U.S. 212, 215 (2016); Gov’t Br. at 37.
How does the scope of the consent—general or
specific—factor into assessment of voluntariness? Cf.
Hess v. Pawloski, 274 U.S. 352, 355-56 (1927); Gov’t Br.
at 29. And should the particular characteristics of
defendants—here, foreign political entities—be taken
into account?
To the extent this Court seeks to engage on this
issue, it would be helpful to reject a boundless reading
of Mallory and impose clear guardrails. “A prospective
defendant’s activities do not signify consent to personal
jurisdiction simply because Congress has labeled them
29
as such.” Pet. App. 21a. Much like a boundless
interpretation of the Fifth Amendment, supra Part
II.A., a boundless “consent doctrine” would undermine
the individual liberty interests of all persons protected
by the Due Process Clauses, including United States
citizens. A boundless construction of the consent
doctrine “would effectively mean that there are no due
process limitations on the exercise of personal jurisdiction. Congress or a state legislature could provide for
jurisdiction over any defendant for any conduct so long
as the conduct postdated enactment of the law at issue.”
Id. 115a. For example, Congress could enact a statute
subjecting United States citizens to all-purpose general
jurisdiction in any federal court in the country based
upon their implied “consent” through engagement in
certain ordinary, even constitutionally protected, acts
like purchasing goods from another state or interstate
travel. Such an approach would be inconsistent with
settled doctrine. See College Savings Bank, 527 U.S. at
682.
And a boundless theory of consent is simply unnecessary. This Court’s general jurisdiction jurisprudence
already “afford[s] plaintiffs recourse to at least one
clear and certain forum” in the case of domestic
defendants, Daimler AG v. Bauman, 571 U.S. 117, 137
(2014): the defendant’s domicile in case of an individual
defendant and, in the case of a corporate entity, its
state of incorporation and, possibly, a separate
principal place of business. Foreign defendants may
also be subject to jurisdiction in the United States if
they meet an appropriate contacts analysis. See supra
Part II.A. Here, of course, Respondents are not even
entitled to the protections of the Due Process Clause.
30
This final point returns full circle to the Chamber’s
opening argument: Respondents are not entitled to
the protections of the Due Process Clause. This Court
should reverse on that basis.
CONCLUSION
For the foregoing reasons, the lower court’s judgment
should be reversed, and the case should be remanded.
Respectfully submitted,
JENNIFER B. DICKEY
JONATHAN D. URICK
U.S. CHAMBER LITIGATION
CENTER
1615 H Street, N.W.
Washington, D.C. 20062
(202) 463-5337
Counsel for the Chamber of
Commerce of the United
States of America
February 4, 2025
PETER B. RUTLEDGE
Counsel of Record
HILLARY K. LUKACS
MORRIS MANNING &
MARTIN LLP
1600 Atlanta Financial Center
3343 Peach Tree Road, N.E.
Atlanta, GA 30326-1044
(404) 233-7000
brutledge@mmmlaw.com
Counsel for Amicus Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.