Petition for Writ of Certiorari — Cara Wessels Wells, Petitioner v. Texas Tech University, et al.
Supreme Court briefJun 2, 2025
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No. _____________
SUPREME COURT OF THE UNITED STATES
Cara Wessels Wells
Petitioner,
vs.
Texas Tech University, Samuel Prien, and Lindsay
Penrose
Respondents.
On Petition for Writ of Certiorari to
the United States Court of Appeals
for the Fifth Circuit
APPENDIX TO
PETITION FOR WRIT OF CERTIORARI
William A. Brewer, III
Counsel of Record
BREWER, ATTORNEYS & COUNSELORS
750 Lexington Avenue, 14th Floor
New York, NY 10022
Tel. (212) 284-8451
Email: wab@brewerattorneys.com
App. 1
United States Court of Appeals
for the Fifth Circuit
No. 24-10518
[Date Filed March 3, 2025]
Cara Wessels Wells
Plaintiff—Appellant,
versus
Texas Tech University; Samuel Prien; Lindsay
Penrose,
Defendants—Appellees.
Appeal from the United States District Court
for the Northern District of Texas
USDC No. 5:23-CV-60
Before King, Ho, and Ramirez, Circuit Judges. Per
Curiam:*
Cara Wells, an unpaid mentor who was removed from
a university- sponsored program, appeals the
dismissal of her lawsuit against Texas Tech
University (TTU) and two professors. We AFFIRM.
* This opinion is not designated for publication. See 5th Cir. R.
47.5.
1
App. 2
I
After Wells enrolled in TTU in 2009, she
became interested in animal science research and
began working as a research assistant for Samuel
Prien, a professor in the Department of Animal and
Food Sciences. Wells attended various conferences
with Prien and another professor who worked in his
lab, Lindsay Penrose. She contends Prien forced her
to share a hotel room with him and Penrose during
the conferences, and that the professors consistently
harassed and bullied her. After she graduated, Wells
continued working in Prien’s lab as a Ph.D. student.
In 2014, TTU began filing applications to
patent ideas and methods developed by Wells and the
professors, including her “original concept for using
embryo buoyancy to determine embryo sex.” Even
though the patent application initially listed Wells,
Prien, and Penrose as co-inventors, TTU removed
Wells as an inventor before the patent was awarded.
Wells’s portion of royalties for another patent was
disproportionately lower than that of the professors,
and she has not received royalties from TTU for
several other patents.
Wells graduated from the doctoral program in
2
App. 3
2017, but she struggled to find work. Prien, whom she
had listed as a reference, informed her that he had
“told [potential
employers] that he could not
recommend her for the job,” allegedly “so that she
would have no choice but to return to an assistant’s
position in his lab.”
Wells eventually applied for and was accepted
to TTU’s Accelerator Hub program, a year-long
initiative that offers funding, training, and business
support to startups, and she added Prien to her team
of mentors in the program. Wells and her company,
Embroytics,
partnered
with
another
company,
Simplot, to conduct research, for which they entered
into a ten- year non-disclosure agreement. Prien, like
all other mentors in the Hub program, also entered
into a non-disclosure agreement.
After Embryotics dissolved, Wells founded
EmGenisys—a
noninvasive
company
embryo
focused
assessment
on
a
digital,
platform
for
livestock, and she again applied and was accepted into
the Hub program. A precision livestock company
called Vytelle approached EmGenisys in 2019, to
collaborate on a “project that would build upon the
technology” that Embryotics had been working on
3
App. 4
before its dissolution. Because that technology had
been developed at TTU, Wells needed to secure a
license from the university, and Wells had repeatedly
sought assurance from TTU that she would be able to
license the technology but received none. TTU
ultimately licensed the technology directly to Vytelle
and arranged for EmGenisys and Wells to work for
Vytelle, which “robbed” her of a “lucrative financial
opportunity.” Prien and Penrose allegedly drove this
arrangement.
EmGenisys remained in the Hub program, and
Wells continued to include Prien in her research. He
asked to view data from a “sex selection study” she
had performed for Simplot and then used it as part of
an abstract for a presentation at a conference. Wells
asked him to withdraw his submission because she
worried that the presentation would harm her
companies,
breach
Embryotic’s
non-disclosure
agreement with Simplot, and violate Prien’s nondisclosure agreement for the Hub program, but he
refused. After the conference removed the abstract
based
on
Wells’s
claim
of
“misconduct
and
misappropriation,” Prien allegedly told another
graduate student that he was going to “destroy” her.
4
App. 5
Wells subsequently discussed the professors’
alleged misconduct, including being forced to share a
room
with
them,
with
a
TTU
student
body
representative, the managing director of the TTU
Innovation Hub, and another mentor in the Hub
program. In the fall of 2020, she also raised the issue
with the Vice Provost for Graduate and Postdoctoral
Affairs and Dean of the Graduate School during a
virtual lunch discussion about how TTU could better
serve its students. Wells followed up in writing, but
the dean did not respond for more than a year.
In May 2022, Wells returned to the Hub
program as a mentor. The selection process for
mentors included interviews, background checks, and
onboarding procedures. Those who are selected were
added to TTU’s website. Wells alleges that it was
common practice for Hub program mentors to turn
their roles into compensated ones by being hired in
full-time roles at TTU or partnering with companies
accepted into the Hub program. About a month later,
the Office of the General Counsel removed Wells from
her mentoring position. TTU removed her from its
website and eliminated her from its publications.
Wells claims that Hub program mentors were
5
App. 6
instructed to terminate formal relationships with her
and forego future programming with her. “No
legitimate reason was given for removing [her].”
On November 11, 2022, Wells filed a charge
with the Equal Employment Opportunity Commission
(EEOC)
against
TTU
alleging
discrimination,
harassment, and retaliation based on sex. She alleged
that
Prien
subjected
discrimination
from
her
2012,
to
harassment
when
she
was
and
an
undergraduate research assistant, through June
2022, when she was removed as a Hub mentor, and
that TTU ignored and disregarded her allegations
about his conduct. She also claimed that Prien and
TTU retaliated against her for complaining about
sharing a hotel room with him during conference trips
when TTU eliminated her inventor listings from its
publications, removed her as a mentor, and instructed
a “third party” to not work with her. The EEOC issued
a Right to Sue letter on December 22, 2022.
On March 22, 2023, Wells sued TTU, Prien, and
Penrose, asserting claims under Title VII of the Civil
Rights Act of 1964, Title IX of the Education Act of
6
App. 7
Education Amendment of 1972, and state law. 1
Wells appeals the dismissal of her claims as
well as the denial of her motion for leave to amend her
complaint a second time.
II
We review the grant of a motion to dismiss
under Rule 12(b)(6) de novo. Lindsay v. United States,
4 F.4th 292, 294 (5th Cir. 2021). We “accept[] all wellpleaded facts as true and view[] those facts in the light
most favorable to the plaintiffs.” Id. (quoting
Anderson v. Valdez, 845 F.3d 580, 589 (5th Cir. 2016)).
To survive a motion to dismiss, a complaint must
contain sufficient facts to state a claim for relief that
is plausible on its face. In re Ondova Ltd. Co., 914 F.3d
990, 992–93 (5th Cir. 2019) (citing Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 570 (2007)). “And while we
must accept a plaintiff’s factual allegations as true, we
are not bound to accept as true ‘a legal conclusion
couched as a factual allegation.’” Id. at 993 (quoting
1 Wells also asserted claims against both professors for Equal
Protection violations under 42 U.S.C. § 1983, Title IX
discrimination, correction of inventorship, patent invalidity,
intentional infliction of emotional distress, and fraudulent
concealment, and a claim against Prien for defamation per se. On
appeal, she does not challenge the dismissal of those claims.
7
App. 8
Papasan v. Allain, 478 U.S. 265, 286 (1986)).
III
Wells argues that the district court erred in
dismissing her Title VII claims. 2
Title VII makes it illegal for an employer “to fail or
refuse to hire or to discharge any individual, or
otherwise to discriminate against any individual with
respect to his compensation, terms, conditions, or
privileges of employment, because of such individual’s
. . . sex.” 42 U.S.C. § 2000e-2. “[A] discriminatory and
hostile work environment—when sufficiently severe
or pervasive—can rise to the level of altering the
terms, conditions, or privileges of employment for
Title VII purposes.” Hamilton v. Dallas County, 79
F.4th 494, 503 (5th Cir. 2023) (en banc) (citing cases);
see also Dediol v. Best Chevrolet, Inc., 655 F.3d 435,
440 (5th Cir. 2011) (“Title VII has long been a vehicle
by which employees may remedy discrimination they
2 The amended complaint alleges three separate Title VII claims
against TTU, which the district court characterized as sexual
harassment, hostile work environment, and retaliation claims.
Although sexual harassment and hostile work environment may
constitute distinct claims, Hague v. Univ. of Texas Health Sci. Ctr.
at San Antonio, 560 F. App’x 328, 331 (5th Cir. 2014), the district
court considered them collectively. Neither party disputes this
characterization or consideration of the claims.
8
App. 9
believe creates a hostile work environment.”). This
includes sexual harassment that takes the form of a
hostile or abusive working environment. See Meritor
Sav. Bank, FSB v. Vinson, 477 U.S. 57, 66 (1986).
“Title VII also prevents retaliation by ‘forbid[ding]
employer actions that discriminate against an
employee . . . because he has opposed a practice that
Title VII forbids or has made a charge, testified,
assisted, or participated in a Title VII investigation,
proceeding, or hearing.’” Johnson v. Bd. of Supervisors
of Louisiana State Univ. & Agric. & Mech. Coll., 90
F.4th 449, 455 (5th Cir. 2024) (citations omitted); see
42 U.S.C. § 2000e–3(a).
“Before seeking relief in federal court, Title VII
plaintiffs
must
exhaust
their
administrative
remedies.” Stroy v. Gibson ex rel. Dep’t of Veteran
Affs., 896 F.3d 693, 698 (5th Cir. 2018) (citing Davis v.
Fort Bend County, 893 F.3d 300, 303 (5th Cir. 2018)).
Although administrative exhaustion under Title VII
is not “a jurisdictional requirement,” it is “a
precondition to filing suit, subject to waiver or
estoppel defenses.” Id. “Exhaustion occurs when the
plaintiff files a timely charge with the EEOC and
receives a statutory notice of right to sue.” Taylor v.
9
App. 10
Books A Million, Inc., 296 F.3d 376, 379 (5th Cir.
2002). A Title VII plaintiff must ordinarily file a
charge of discrimination within 180 days from the
date of the unlawful employment practice. See 42
U.S.C. § 2000e–5(e)(1). “In a state that, like Texas,
provides a state or local administrative mechanism to
address complaints of employment discrimination, a
[T]itle
VII
plaintiff
must
file
a
charge
of
discrimination with the EEOC within 300 days after
learning of the conduct alleged.” Huckabay v. Moore,
142 F.3d 233, 238 (5th Cir. 1998) (citing id.). 3
A
Wells argues that the district court erred in
dismissing her sexual harassment and retaliation
claims as untimely based on its finding that she was
last employed by TTU in 2017, well over 300 days
before she filed her EEO charge in November 2022.
She claims she was employed by TTU as an unpaid
mentor in the Hub program in 2022.
We apply the “threshold-remuneration test” to
3 We have held that the 300–day filing period applies “whether
or not these other proceedings were timely instituted under state
or local law.” Urrutia v. Valero Energy Corp., 841 F.2d 123, 125
(5th Cir. 1988).
10
App. 11
decide whether an unpaid person is an “employee”
within the meaning of Title VII. Juino v. Livingston
Par. Fire Dist. No. 5, 717 F.3d 431, 439 (5th Cir. 2013).
Generally,
an
employee
must
receive
direct
remuneration (i.e., salary or wages) or significant
indirect benefits that are not incidental to the service
performed for the putative employer (i.e., job-related
benefits). Id. at 438–39. Without a financial benefit,
“no ‘plausible’ employment relationship of any sort
can be said to exist.” Id. at 439 (quoting O’Connor v.
Davis, 126 F.3d 112, 115–16 (2d. Cir. 1997)).
Here, Wells does not allege that TTU paid her
a salary or provided any other financial benefits
participating in the Hub program. See id. at 439.
Although she claims that she “underwent rigorous
interviews,
background
checks
and
onboarding
procedures” and was “added to the TTU website,” and
that it was “common practice” for Hub mentors to
transform their roles into full-time roles at TTU or
partnerships with Hub companies, these benefits are
“purely incidental to her volunteer service.” See Juino,
717 F.3d at 440 (holding that an unpaid firefighter
was not an employee under Title VII because the
benefits she received—a life insurance policy, a
11
App. 12
uniform and badge, and training—were “purely
incidental to her volunteer service”) (citation omitted);
see also Sacchi v. IHC Health Servs., Inc., 918 F.3d
1155, 1159 (10th Cir. 2019) (noting that “others . . .
obtain[ing] positions after unpaid internships does
not constitute a substantial or significant indirect
benefit”).
Because Wells was not an “employee” for
purposes of Title VII while acting as a mentor for the
Hub program in 2022, the district court did not err in
finding her Title VII claims untimely.
B
Wells contends that even if she was only employed
until 2017, her retaliation claims are not time-barred
because she engaged in protected activity during “fall
2020,” and her EEO charge alleged acts of retaliation
against her “occurring on January 15, 2022 or later.”
Although
former
employees
may
pursue
retaliation claims against former employers, this
principle is not designed to permit a perpetual cause
of action for any unfavorable action taken in the
future. Robinson v. Shell Oil Co., 519 U.S. 337, 339
(1997). It is instead designed to ensure that employees
who are discharged in retaliation for their complaints
12
App. 13
can bring claims even though they are no longer a
current employee. Id. “The ultimate determination in
an unlawful retaliation case is whether the conduct
protected by Title VII was a ‘but for’ cause of the
adverse employment decision.” Long v. Eastfield Coll.,
88 F.3d 300, 305 n.4 (5th Cir. 1996) (citing McDaniel
v. Temple Indep. Sch. Dist., 770 F.2d 1340, 1346 (5th
Cir. 1985)). A former employee fails to allege Title VII
retaliation when she is sufficiently removed from the
employment relationship because the connection
between the harm and the protected act becomes too
attenuated. Compare Robinson, 519 U.S. at 339
(finding actionable plaintiff’s claim that he received a
negative reference from his former employer shortly
after his termination and filing of an EEO charge),
with Allen v. Radio One of Tex. II, L.L.C., 515 F. App’x
295, 302 (5th Cir. 2013) (rejecting claim that nearly a
year after plaintiff engaged in protected activity and
18 months after she was fired, plaintiff’s former
employer refused to do business with her new
company).
Here, Wells alleged that she was removed from
the mentor program, deleted from TTU’s website, and
blacklisted from the TTU community in June 2022 in
13
App. 14
retaliation for reporting professors’ misconduct in the
fall of 2020. Even if her statements during the fall
2020 virtual lunch constitute protected activity,
retaliatory conduct that occurred in January 2022, or
later, is too attenuated from her last employment in
2017.
IV
Wells also argues that the district court erred in
dismissing her Title IX claims as untimely and for
failure to state a claim.
Title IX provides that “[n]o person . . . shall, on
the basis of sex, be excluded from participation in, be
denied
the
benefits
of,
or
be
subjected
to
discrimination under any education program or
activity receiving Federal financial assistance.” 20
U.S.C. § 1681(a). It imposes liability only against an
institution—not school officials, professors, or other
individuals. Fitzgerald v. Barnstable Sch. Comm., 555
U.S. 246, 257 (2009).
Title IX is governed by state statutes of
limitations for personal injury actions. King-White v.
Humble Indep. Sch. Dist., 803 F.3d 754, 759 (5th Cir.
2015). In Texas, the relevant limitations period is two
years. See Tex. Civ. Prac. & Rem. Code § 16.003; King-
14
App. 15
White, 803 F.3d at 761 (5th Cir. 2015) (applying Texas
law to Title IX claim). Generally, a Title IX claim
“accrues when the plaintiff knows or has reason to
know of the injury giving rise to the claim.” Sewell v.
Monroe City Sch. Bd., 974 F.3d 577, 583 (5th Cir.
2020).
A
Wells argues that her “many” claims outside the twoyear period are not time-barred based on the
“continuing violations” doctrine because “she only
later became aware of certain of the harmful
misconduct that occurred during and after her tenure
at TTU.”
Under the continuing violation doctrine, if at
least one action in a series of related misconduct falls
within the limitations period, all related actions will
be considered timely. Berry v. Bd. of Sup’rs of LSU,
715 F.2d 971, 979 (5th Cir. 1983). But a violation is
not continuing if there are intervening actions that
“sever the acts that preceded it from those subsequent
to it, precluding liability for preceding acts outside the
filing window.” Stewart v. Mississippi Transp. Com’n,
15
App. 16
586 F.3d 321, 328 (5th Cir. 2009). 4
Because Wells’s 2017 graduation from TTU and
the 2019 dissolution of her first company that had ties
with TTU are sufficient intervening actions, the
district court did not err in finding her pre-2019 Title
IX claims untimely.
B
Wells argues that she has alleged a plausible
claim for relief for her remaining claims.
To establish a Title IX claim for employee-onstudent harassment, a plaintiff must allege that (1) a
person authorized to address the harassment had
actual notice of the behavior; and (2) even with this
notice, the program’s response to the harassment
amounted
to
“deliberate
indifference.”
Doe
v.
Edgewood Indep. Sch. Dist., 964 F.3d 351, 358–59 (5th
Cir. 2020). “The deliberate indifference standard is a
high one.” Doe ex rel. Doe v. Dallas Indep. Sch. Dist.,
220 F.3d 380, 384 (5th Cir. 2000) (quoting Doe v.
4 The continuing violation doctrine is primarily associated with
Title VII harassment claims, and Title IX cases routinely rely on
Title VII caselaw. Sewell, 974 F.3d at 584 n.2; see also Papelino
v. Albany Coll. of Pharmacy of Union Univ., 633 F.3d 81, 89 (2d
Cir. 2011) (stating that Title IX is governed by Title VII
jurisprudence).
16
App. 17
Dallas Indep. Sch. Dist., 153 F.3d 211, 219 (5th Cir.
1998)).
Wells has not alleged sufficient facts to support
either of these two prongs. Her statements to the dean
focused on hotel accommodations and cost-sharing.
Edgewood Indep. Sch. Dist., 964 F.3d at 358–59. She
also did not allege facts to show the dean was a person
who could address the harassment. Id. Although
Wells argues that she did not need to provide notice
because her claims were being perpetuated by “high
ranking individuals,” notice is required unless an
official sex-based discrimination policy is alleged,
which it is not. Gebser v. Lago Vista Indep. Sch. Dist.,
524 U.S. 274, 290 (1998). And Wells has alleged no
facts rising to the level of “deliberate indifference,”
which is a “high one” to meet. Dallas Indep. Sch. Dist.,
220 F.3d at 384.
The district court did not err in dismissing
Wells’s Title IX claims. 5
5 On appeal,
Wells argues that she pleaded sufficient
facts to support a claim for retaliation under Title IX based on
TTU’s failure to investigate her complaints about having to share
hotel rooms with her professors and subsequent adverse actions.
Wells did not expressly assert a Title IX retaliation claim in her
original or amended complaints or her response to TTU’s motion
to dismiss. Even if she “adequately pleaded each element of the
17
App. 18
V
Wells argues that the district court erred in
dismissing
her
state
law
claims
for
unjust
enrichment, breach of fiduciary duty, trade secret
misappropriation, and tortious interference with
contractual relations under the Texas Tort Claims Act
(“TTCA”) because the professors’ conduct was not
“within the scope of their employment.”6
“The
TTCA
bars
tort
claims
against
government employees when (1) the alleged tort
occurred ‘within the general scope of that employee’s
employment’ and (2) ‘it could have been brought under
[the TTCA] against the governmental unit.’” Espinal
v. City of Houston, 96 F.4th 741, 749 (5th Cir. 2024)
claim,” Barron v. United States, 111 F.4th 667, 673 (5th Cir.
2024), it is barred by the two-year statute of limitations. See
King-White, 803 F.3d at 759–60.
6 The professors moved to dismiss under Rules 12(b)(1) and
12(b)(6), but their motion did not identify the basis for dismissing
the state law claims under the TTCA. The district court’s opinion
does not mention Rule 12(b)(1) and appears to dismiss all claims
under Rule 12(b)(6). We have affirmed dismissals of state law
claims under the TTCA raised in motions to dismiss under both Rule
12(b)(1) and Rule 12(b)(6). See Espinal v. City of Houston, 96 F.4th 741,
749 (5th Cir. 2024) (affirming dismissal of state law claims barred by
TTCA for failure to state a claim under 12(b)(6)); Benfer v. City of
Baytown, 120 F.4th 1272, 1285 (5th Cir. 2024) (same); Smith v. Heap,
31 F.4th 905, 913 (5th Cir. 2022) (same); Huang v. Huang, 846 F.
App’x 224, 230 (5th Cir. 2021) (affirming dismissal of state law
claims barred by TTCA for lack of jurisdiction under 12(b)(1)).
18
App. 19
(quoting Tex. Civ. Prac. & Rem. Code § 101.106(f)).
“The TTCA defines the term ‘scope of employment’ as
‘the performance for a governmental unit of the duties
of an employee’s office or employment and includes
being in or about the performance of a task lawfully
assigned to an employee by competent authority.’”
Alexander v. Walker, 435 S.W.3d 789, 792 (Tex. 2014)
(quoting Tex. Civ. Prac. & Rem. Code § 101.001(5)). To
prevail on the scope-of-employment inquiry, a
defendant need only link one’s “job responsibilities to
the alleged torts.” Smith v. Heap, 31 F.4th 905, 913
(5th Cir. 2022) (citing Garza v. Harrison, 574 S.W.3d
389, 394 (Tex. 2019)) (cleaned up). The alleged
misconduct must have “nothing to do with the
employees’ duties.” Wilkerson, 878 F.3d at 160. This is
an objective analysis, see Laverie v. Wetherbe, 517
S.W.3d 748, 752–53 (Tex. 2017), meaning a plaintiff
cannot bypass the immunity issue by merely alleging
a defendant was acting outside the scope of his
authority. See Heap, 31 F.4th at 914.
Wells’s unjust enrichment and breach of
fiduciary duty claims arise from the various patents
filed by TTU. The professors’ conversations and
actions that allegedly caused her financial and
19
App. 20
reputational loss are linked to research conducted on
behalf of the university, a key job responsibility of the
professors. See Ho v. Univ. of Tex. at Arlington, 984
S.W.2d 672, 688–89 (Tex. App.—Amarillo 1998, pet.
denied) (finding professors had established their
immunity defense because they were acting within
the
scope
of
their
employment
by
“teaching,
evaluating, and researching”). 7 The patents were filed
by TTU, so any discussions or actions taken regarding
the
patents
concern
the
professors’
scope
of
employment, regardless of whether they continue to
receive royalties after they are no longer employed
with TTU. See Wilkerson, 878 F.3d at 160 (recognizing
that a connection between employee’s job duties and
alleged misconduct may exist “even if the employee
performs negligently or is motivated by ulterior
motives or personal animus”) (citation omitted).
Wells’s trade secret misappropriation and
tortious
interference
claims
concern
Prien’s
7 Although Ho concerned an official immunity defense, that
analysis is “nearly identical” to the “scope of employment”
analysis under the TTCA. Wilkerson, 878 F.3d at 160 n.14 (“The
‘scope of . . . authority’ under official immunity is nearly identical
with ‘scope of employment’ under the Texas Tort Claims Act.”)
(citations omitted).
20
App. 21
submission of data from the “sex selection study” she
performed for Simplot. She alleges that this conduct
is outside the scope of his authority as a TTU
professor and a Hub program mentor. Because he
gained access to the data through the mentorship
program, this conduct is sufficiently linked to his job
responsibilities. See Heap, 31 F.4th at 913.
Wells
argues
that
under
Texas
law,
“intentional torts ‘perpetrated by an employee’” are
not within the course and scope of an employee’s
authority or employment. Intentional torts generally
can be within the scope of one’s employment so long
as the act is not a deviation from one’s job duties. Fink
v. Anderson, 477 S.W.3d 460, 467–69 (Tex. App—
Houston [1st Dist.] 2015, no pet.) (rejecting the
argument that an intentional tort forecloses a finding
that an employee was acting within the scope of his
employment and citing examples under Texas law).
Because the professors were acting within the
scope of their employment at all relevant times, the
district did not err by dismissing Wells’s tort claims
for unjust enrichment, breach of fiduciary duty, trade
secret misappropriation, and tortious interference
21
App. 22
with contractual relations as barred by § 101.106(f). 8
VI
Wells argues that the district court erred in
dismissing her trade secret misappropriation claim
against Prien because the data from the “sex selection
study” constituted a trade secret, she communicated
it to Prien under a non-disclosure agreement, and he
used it in violation of the agreement.
To state a claim under the Texas Uniform
Trade Secrets Act (“TUTSA”), 9 a plaintiff must allege
that “(1) a trade secret existed, (2) the trade secret was
acquired
through
a
breach
of
a
confidential
relationship or discovered by improper means, and (3)
the
defendant
used
the
trade
secret
without
authorization from the plaintiff.” CAE Integrated,
LLC v. Moov Techs., Inc., 44 F.4th 257, 262 (5th Cir.
2022) (emphasis omitted) (quoting GE Betz, Inc. v.
Moffitt-Johnston, 885 F.3d 318, 325 (5th Cir. 2018));
8 Because we affirm on this basis, we need not reach Wells’s
argument that her state law claims were improperly dismissed
under § 101.106(e). See Forgan v. Howard County, 494 F.3d 518,
521 n.3 (5th Cir. 2007).
9 Wells’s amended complaint does not indicate the basis for her
claim, but the district court considered it under the TUTSA
because it “displaces conflicting tort, restitutionary, and other law
of this state providing civil remedies for misappropriation of a trade
secret.”
22
App. 23
Tex. Civ. Prac. & Rem. Code § 134.002(3).
As to the first element, Wells alleges that the
“data from her research as part of Embryotics and
EmGenisys constituted a trade secret.” A “trade secret
is information which derives independent economic
value from being not generally known or readily
ascertainable
through
proper
means.”
CAE
Integrated, LLC, 44 F.4th at 262. Texas courts weigh
six factors to determine the existence of a trade secret:
(1) the extent to which the information is
known outside of the business; (2) the extent
to which it is known by employees and
others involved in the business; (3) the
extent of measures taken to guard the
secrecy of the information; (4) the value of
the information to the business and to its
competitors; (5) the amount of effort or
money
expended
in
developing
the
information; (6) the ease or difficulty with
which the information could be properly
acquired or duplicated by others.
GlobeRanger Corp. v. Software AG U.S. of Am., Inc.,
836 F.3d 477, 492 (5th Cir. 2016) (citing In re Union
Pac. R.R. Co., 294 S.W.3d 589, 592 (Tex. 2009)).
23
App. 24
Wells has not alleged sufficient facts showing
that the “sex selection study” is a trade secret. Texas
law does not require a specific description of the trade
secret, but it requires more specificity than what
Wells alleges in her amended complaint. Wellogix,
Inc. v. Accenture, L.L.P., 716 F.3d 867, 875– 76 (5th
Cir. 2013) (holding that “Wellogix presented sufficient
evidence and testimony to support the jury’s finding
that Wellogix’s technology contained trade secrets”
without requiring a specific description of the trade
secret). Wells does not allege the extent to which the
data is “known by employees and others involved in
the business” or the “value of that information to the
business and its competitors.” Id. at 875 (quoting In
re Bass, 113 S.W.3d 735, 739–40 (Tex. 2003)). There
are no allegations about “the amount of effort or
money expended . . . in developing the information” or
the “difficulty with which the data could be acquired
or duplicated.” Id. And Wells does not allege that the
data “derives independent economic value from being
not generally known or readily ascertainable through
proper means.” CAE Integrated, LLC, 44 F.4th at
24
App. 25
262. 10
“[W]e are not bound to accept as true ‘a legal
conclusion couched as a factual allegation.’” In re
Ondova, 914 F.3d at 993. Wells alleges that the data
from the “sex selection study” is a trade secret because
she says it is. The district court did not err.
VII
Finally, Wells claims that the district court
improperly denied her request to amend her
complaint as “futile” because she only amended her
complaint once and discovery had been stayed.
“We review a district court’s denial of leave to
amend under Rule 15(a) for an abuse of discretion.”
Stripling v. Jordan Prod. Co., LLC, 234 F.3d 863, 872
(5th Cir. 2000). But Rule 15 requires that a trial court
“freely give leave when justice so requires.” Fed. R.
Civ. P. 15(a)(2). Accordingly, “[u]nless there is a
10 Notably, Wells alleges that she is the inventor—rather than the
owner—of the alleged trade secrets. Simplot invited her to conduct a
sex selection study, but she does not allege that she owned the
subsequent research. The distinction between a trade secret
owner and a trade secret inventor is an important one. See Tex.
Civ. Prac. & Rem. Code § 134A.002(3-a) (“‘Owner’ means, with
respect to a trade secret, the person or entity in whom or in which
rightful, legal, or equitable title to, or the right to enforce rights in,
the trade secret is reposed.” (emphasis added)).
25
App. 26
‘substantial reason to deny leave to amend, the
discretion of the district court is not broad enough to
permit denial.’” Stripling, 234 F.3d at 872 (citation
omitted). An amendment is futile if “the amended
complaint would fail to state a claim upon which relief
could be granted.” Id. at 873.
Here, the district court found that the defects
in Wells’s claims could not be cured by any factual
development due to the limitations periods, sovereign
immunity, or an inability to “state a claim upon which
relief could be granted.” See id. Additionally, “a
movant must give the court at least some notice of
what his or her amendments would be and how those
amendments would cure the initial complaint’s
defects.” Scott v. U.S. Bank Nat’l Ass’n, 16 F.4th 1204,
1209 (5th Cir. 2021), as revised (Nov. 26, 2021) (citing
Thomas v. Chevron U.S.A., Inc., 832 F.3d 586, 590
(5th Cir. 2016)). Wells has not explained how an
amendment would—or could—cure her pleading
deficiencies. We find no abuse of discretion.
*
*
*
The district court’s judgment is AFFIRMED.
26
App. 27
United State Court of Appeals
for the Fifth Circuit
No. 24-10518
[Filed March 3, 2025]
CARA WESSELS WELLS,
Plaintiff-Appellant,
versus
TEXAS TECH UNIVERSITY; SAMUEL PRIEN;
LINDSAY PENROSE,
Defendants-Appellees.
Appeal from the United States District Court
For the Northern District of Texas
USDC No. 5:23-CV-60
Before KING, HO, and RAMIREZ, Circuit Judges.
JUDGMENT
This cause was considered on the record on
appeal and the briefs on file.
IT IS ORDERED and ADJUDGED that the
judgment of the District Court is AFFIRMED.
1
App. 28
IT IS FURTHER ORDERED that Appellant
pay to Appellees the costs on appeal to be taxed by the
Clerk of this Court.
The judgment or mandate of this Court shall
issue 7 days after the time to file a petition for
rehearing expires, or 7 days after entry of an order
denying a timely petition for panel rehearing, petition
for rehearing en banc, or motion for stay of mandate,
whichever is later. See Fed. R. App. P. 41(b). The court
may shorten or extend the time by order. See 5th Cir.
R. 41 I. O. P.
2
App. 29
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF TEXAS LUBBOCK
DIVISION
[Filed May 7, 2024]
No. 5:23-CV-060-H
CARA WESSELS WELLS,
Plaintiff,
v.
TEXAS TECH UNIVERSITY, et al.,
Defendants.
ORDER
The plaintiff, Cara Wells, asserts fourteen
disparate claims against Texas Tech and two
professors, ranging from employment discrimination
to patent invalidation to defamation per se, based on
events during her time as a student at Texas Tech
University and afterward. Before the Court are four
motions to dismiss. Dkt. Nos. 15; 16; 24; 25. The
individual defendants and Texas Tech each filed
motions to dismiss (Dkt. Nos. 15; 16), which were then
superseded by an amended complaint and subsequent
motions. The Court denies these motions in part as
moot but grants the motion to dismiss certain tort
claims against the individual defendants because the
defendants have a statutory right to such dismissal
that accrued upon the filing of the original motion. See
1
App. 30
Dkt. No. 15 at 5. In their new motions to dismiss, the
defendants seek dismissal of all claims. Dkt. Nos. 24;
25. The Court grants in full Texas Tech’s motion to
dismiss (Dkt. No. 24) and the individual defendants’
motion to dismiss (Dkt. No. 25) and dismisses all of
Wells’s claims with prejudice. Wells’s claims are not
viable for a variety of reasons, including immunity
bars, statute of limitations issues, or failure to
plausibly allege the elements of the claims.
1.
Factual and Procedural Background
A.
Factual Allegations1
Wells’s allegations span over a decade,
beginning with her enrollment as an undergraduate
student at Texas Tech to her time as a PhD student
and concluding with her participation in a program
designed to help start-up companies. See generally
Dkt. No. 19. In 2009, Wells began her undergraduate
studies at Texas Tech and took a course taught by Dr.
Samuel Prien. Id. ¶¶ 32–33. Wells subsequently
became a research assistant for Prien and worked in
his lab where she met Dr. Lindsay Penrose, another
Texas Tech professor. Id. ¶¶ 34–37. Wells asserts
that Prien and Penrose made inappropriate and
harassing comments towards her while she worked
at the lab. See id. ¶ 37.
Many of Wells’s allegations center around the
annual American Society for Reproductive Medicine
(ASRM) meeting, a research conference. See, e.g., id.
These allegations are taken from Wells’s amended complaint
(Dkt. No. 19), which the Court accepts as true when resolving a
motion to dismiss. Villarreal v. Wells Fargo Bank, N.A., 814
F.3d 763, 766 (5th Cir. 2016).
1
2
App. 31
¶¶ 38–40, 44– 45, 51–52, 57–58, 72, 96, 99–100. Wells
first attended the conference with Prien and Penrose
in 2012 to present a research poster. Id. ¶ 38. She
claims that Prien demanded that she share a hotel
room with him and Penrose on the trip. Id. ¶ 39. And
he also instructed her to wear jeans rather than
business attire. Id. ¶ 40. Prien made similar
comments on her attire and required Wells to share a
room with him and Penrose at subsequent
conferences. E.g., id. ¶¶ 44–45, 51–52, 57–58. Wells
also alleges that Prien required other students,
including male students, to share a hotel room with
him on these research trips. Id. ¶¶ 72, 81. Wells
asserts that these trips often involved harassment
from Prien and Penrose, such as a “demeaning
incident” in 2014 where “Dr. Penrose heated a cookie
and then crumbled it onto Dr. Wells [sic] bed while
staring Dr. Wells in the eye” and Prien “did nothing
to remedy or address” this incident. E.g., id. ¶ 52.
While a PhD student, Wells continued to work
in Prien’s lab where she and the professors developed
ideas that resulted in patent applications. See id. ¶¶
47–50, 53, 76. Wells claims the original idea of one of
those patents arose from a discussion she and Prien
had about embryo buoyancy. Id. ¶¶ 50, 76. However,
before the patent was awarded, Texas Tech
“unilaterally removed [her] as an inventor” from the
patent application. Id.
¶ 102. She also alleges that her portion of royalties
for another patent is disproportionately lower than
the professors’ and that she was never included in a
conversation about the apportionment. Id. ¶ 101. She
also has “not receive[d] any royalties from [Texas
Tech] for several patents.” Id. ¶ 115.
3
App. 32
Wells graduated with her PhD in 2017, though
she “was so traumatized that she felt she could not
walk at graduation.” Id. ¶ 64. She then applied for jobs
with Prien listed as a reference. Id. ¶ 65. Wells applied
to numerous positions over six months and was
unable to find work. Id. ¶ 66. She eventually spoke to
Prien about this job search where he allegedly told her
that he had “told [potential employers] that he could
not recommend her for the job.” Id. ¶¶ 66–67. She
claims that Prien did this “so that she would have no
choice but to return to an assistant’s position in her
lab.” Id. ¶¶ 67–68. But Wells found other employment
working as an andrologist. Id. ¶ 69.
During her time as an andrologist, “Wells
began building her first company, Embryotics.” Id. ¶
71. Her new company brought her back to Texas Tech
and Prien. See id. ¶¶ 74–75, 78. In 2018, she left her
job as an andrologist to work on Embryotics full time
and applied for the company to participate in Texas
Tech’s Accelerator program. Id. ¶¶ 77–78. The
Accelerator program is “a year-long program that
provides selected startup companies $25,000 and
additional funding opportunities, monthly business
trainings, marketing and business plan support,
access to regional professional events, and a team of
mentors from various industries in the venture
space.” Id. ¶ 78. Embryotics was selected, and Wells
added Prien to her team of mentors. Id. ¶ 79.
Embryotics and Wells partnered with another
company, Simplot, to conduct research. See id. ¶¶ 81,
97. As part of this arrangement, Embryotics executed
a non-disclosure agreement with Simplot. Id. ¶ 97.
Embryotics dissolved in 2019, and Wells
formed a new company, EmGenisys. Id. ¶¶ 82–83.
Wells again applied to have her company in the
4
App. 33
Accelerator program, EmGenisys was accepted, and
Prien was added as a mentor. See id. ¶¶ 85–86, 95–
96. With her new company, she sought to work with a
livestock company, Vytelle, which executed a letter of
intent “for a project that would build upon the
technology” that Embryotics had been working on
prior to its dissolution. Id. ¶¶ 84–85. But because the
Embryotics technology had been developed at Texas
Tech, EmGenisys could only use the technology with
a license from the university. Id. ¶ 85. Once
EmGenisys was accepted into the Accelerator
program, Wells learned that Texas Tech licensed the
technology to Vytelle and arranged for EmGenisys
and Wells to work for Vytelle. Id. ¶ 90. Wells asserts
that this arrangement was contrary to promises made
to her and was driven by Prien and Penrose.
Id. ¶¶ 88–90. Wells later met with various university
officials, including Penrose and Prien, in August 2019,
to explain her position, but she was met with
resistance. Id. ¶¶ 93–94.
Nevertheless, EmGenisys remained in the
Accelerator program, and Wells continued to include
Prien in her research. Id. ¶¶ 95–96. She discussed her
research with him, which Prien then allegedly used
as part of an abstract for a presentation at the ASRM
conference. Id. ¶ 96. Wells worried that his
presentation would harm her companies and would
breach Embryotics’s non-disclosure agreement with
Simplot. Id. ¶ 97; see also id. ¶ 81. She also claims
that his disclosure via the abstract violated his nondisclosure agreement with Texas Tech as a mentor.
Id. ¶ 98. So she asked Prien to withdraw his
presentation, and, when he refused, convinced the
conference to remove his abstract due to his
5
App. 34
“misconduct and misappropriation.” Id. ¶¶ 98–99.
In 2022, Wells became a mentor in the
Accelerator program. Id. ¶ 108. She “under[went]
rigorous interviews, background checks and
onboarding procedures” prior to taking the position,
and she was listed on Texas Tech’s website. Id. ¶ 110.
She hoped that the unpaid mentor position could later
lead to a compensated one “by being hired in [a] fulltime role[] at [Texas Tech] or by partnering with one
of the companies accepted into the Accelerator Hub,”
like other mentors commonly did. Id. ¶ 111. But
Wells’s time as a mentor was short-lived and not wellreceived. See id. ¶ 112. Shortly after she started,
“Prien wrote and distributed by email a song he titled
the ‘Time to Move on Song,’ which does not directly
name Dr. Wells, but is a clear reference to her.” Id. ¶
109. Then, Texas Tech’s general counsel’s office
directed the program to remove Wells as a mentor. Id.
¶ 112. After Wells was removed, other mentors were
told “to cease ‘any formal relationship with and
remove any and all collaboration with’” her. Id.
Further, the mentors “were specifically instructed to
‘no longer engage Dr. Wells in Hub programming or
involve her in the fulfillment’ of the [m]entorship
roles.” Id. She was also “removed from many [Texas
Tech] publications, including articles honoring her as
a distinguished alumnus [sic] and EmGenisys
founder.” Id. ¶ 114.
Wells does not allege that she formally
complained of harassment during her time as a
student. Rather, she asserts that, at some unspecified
point, she “emailed a student body representative
asking for help to protect students from [Prien and
6
App. 35
Penrose’s inappropriate conduct toward] powerless
students.” Id. ¶ 105. She also later told a mentor in
the Accelerator program and the Managing Director
of the Innovation Hub that Prien had “forc[ed] her to
share a hotel room with him and Dr. Penrose on all of
their [u]niversity- sponsored research trips.” Id. In
2020, three years after her graduation, she told Dr.
Mark Sheridan, the dean of the graduate school, that
the university should “prevent students from sharing
hotel rooms with professors” and that “students often
are faced with unnecessary additional expense,” such
as research costs. Id. ¶ 106. She claims that other
individuals at Texas Tech complained about Prien
and Penrose and that those individuals filed their
complaints with the university’s human resources
department. Id. ¶ 107.
B.
Procedural History
Based on these events, Wells filed a complaint
asserting numerous claims against Texas Tech,
Prien, and Penrose. Dkt. No. 1. The defendants filed
motions to dismiss these claims, citing various
deficiencies. Dkt. Nos. 15; 16. Of particular
importance, “[Texas Tech] request[ed] the Court to
dismiss [the p]laintiff’s tort claims against the
[i]ndividual [d]efendants, who are employees of
[Texas Tech] pursuant to [Texas Civil Practice and
Remedies Code S]ection 101.106.” Dkt. No. 15 at 5.
After these motions were filed, Wells amended
her complaint (Dkt. No. 19), and the defendants filed
new motions to dismiss (Dkt. Nos. 24; 25). Wells’s
amended complaint asserts fourteen claims: (1) Title
VII sexual harassment against Texas Tech; (2) Title
7
App. 36
VII hostile work environment against Texas Tech; (3)
Title VII retaliation against Texas Tech;
(4) Title IX discrimination against Texas Tech, Prien,
and Penrose; (5) Equal Protection Clause violation
against Prien and Penrose; (6) correction of
inventorship against Prien and Penrose; (7) patent
invalidity against Prien and Penrose; (8) tortious
interference with contract against Prien; (9) trade
secret misappropriation against Prien; (10)
intentional infliction of emotional distress against
Prien and Penrose; (11) unjust enrichment against
Prien and Penrose; (12) breach of fiduciary duty
against Prien and Penrose; (13) fraudulent
concealment against Prien and Penrose; and (14)
defamation per se against Prien. Dkt. No. 19 ¶¶ 118–
217. In response, the defendants assert that these
claims are all fatally flawed in light of their immunity
to suit for some claims, statute of limitations bars, and
insufficient factual allegations. See Dkt. Nos. 24; 25.
The amended complaint and the subsequent motions
to dismiss have mostly mooted the original motions to
dismiss. However, for at least some of Wells’s tort
claims, by operation of Texas law, the original motions
to dismiss are still controlling. See Section 3.D infra.
The motions are fully briefed and ripe for resolution
by the Court.
2.
Motion to Dismiss Standard
A complaint must contain “a short and plain
statement of the claim showing that the pleader is
entitled to relief.” Fed. R. Civ. P. 8(a)(2). Therefore, a
plaintiff must allege sufficient factual matter,
accepted as true, to “state a claim to relief that is
plausible on its face.” Bell Atl. Corp. v. Twombly, 550
8
App. 37
U.S. 544, 555, 570 (2007). A plaintiff’s claim “has
facial plausibility when the plaintiff pleads factual
content that allows the court to draw the reasonable
inference that the defendant is liable for the
misconduct alleged.” Ashcroft v.
Iqbal, 556 U.S. 662, 678 (2009). This “plausibility
standard is not akin to a ‘probability requirement,’
but it asks for more than a sheer possibility that a
defendant has acted
unlawfully.” Id. If a complaint pleads facts that are
“‘merely consistent with’ a defendant’s liability, it
‘stops short of the line between possibility and
plausibility of entitlement to relief.’” Id. (quoting
Twombly, 550 U.S. at 557).
Defendants can challenge the sufficiency of a
complaint through a motion to dismiss under Rule
12(b)(6). See Fed. R. Civ. P. 12(b)(6). In resolving a
motion to dismiss, a court must “accept all wellpleaded facts as true and view those facts in the light
most favorable to the plaintiff.” Richardson v. Axion
Logistics, L.L.C., 780 F.3d 304, 306 (5th Cir. 2015)
(cleaned up) (quoting Bustos v. Martini Club, Inc., 599
F.3d 458, 461 (5th Cir. 2010)). However, this tenet
does not extend to legal conclusions. Iqbal, 556 U.S. at
678. Further, “[t]hreadbare recitals of the elements of
a cause of action, supported by mere conclusory
statements, do not suffice.” Id.
3.
Analysis
The Court dismisses all of Wells’s claims. Her
Title VII claims are untimely, and she has not
plausibly alleged deliberate indifference to any sexbased harassment or discrimination as necessary for
a Title IX claim. Her patent claims are barred by
9
App. 38
sovereign immunity and are missing an indispensable
defendant. Her tort claims are all asserted against the
professors within the scope of their employment and
therefore must be dismissed under Texas law. To the
extent she is raising a statutory trade secret
misappropriation claim, she has failed to plausibly
allege that Prien misappropriated a trade secret that
belonged to her. Finally, her equal protection claim is
not cognizable against the professors in their official
capacity because she has not alleged any ongoing
violation of federal law.
Accordingly, the Court grants in part the defendants’
original motions to dismiss (Dkt. Nos. 15; 16) as to
certain tort claims, denies in part as moot the other
portions of the original motions, and grants in full the
defendants’ new motions to dismiss (Dkt. Nos. 24; 25).
A.
Title VII Claims
Wells first asserts claims under Title VII
against Texas Tech for sexual harassment, hostile
work environment, and retaliation. Dkt. No. 19 ¶¶
118–40. The Court dismisses these claims as timebarred because she did not file her EEOC charge
within the 300-day limitations period. 2
2 The Court notes that Wells alleges only that she sought relief
from the EEOC, not any authorized state agency, and that as a
result, the 180-day limitations period would ordinarily apply.
42 U.S.C. § 2000e-5(e)(1); Dkt. No. 19 ¶ 30. However, Texas
Tech bases its motion to dismiss on the 300- day limitations
period, claiming that Wells cross-filed her complaint with the
Texas Workforce Commission. See Dkt. No. 24 at 3–4. In light
of Texas Tech’s own arguments and because Wells’s claims are
untimely under either limitations period, the Court applies the
more generous statute of limitations for purposes of resolving
the motions to dismiss.
10
App. 39
Title VII claims are subject to a mandatory
claims-processing rule that requires a plaintiff to first
administratively exhaust her claims before bringing a
lawsuit. See 42 U.S.C. § 2000e-5; Taylor v. Books A
Million, Inc., 296 F.3d 376, 378–79 (5th Cir. 2002).
One aspect of this requirement is the employee must
file a charge with the EEOC within 300 days after the
unlawful employment practice occurred. 42 U.S.C. §
2000e-5(e)(1). Wells filed her EEOC charge on
November 11, 2022. Dkt. No. 19 ¶ 30 & n.1. However,
she has not been an employee of Texas Tech since her
PhD graduation in 2017. See id. ¶¶ 67–117.
Accordingly, her EEOC charge was clearly filed more
than 300 days after any unlawful employment
practice occurred. As a result, Wells failed to timely
file a charge as required to properly administratively
exhaust her claims.
Nevertheless, Wells argues that, despite not
being formally employed, she was an “employee” of
Texas Tech for purposes of Title VII when she
volunteered as an unpaid mentor for the Accelerator
program, and therefore her removal from serving as a
mentor was an adverse action. Dkt. No. 35 at 3–5. But
Fifth Circuit precedent forecloses her argument that
an unpaid position counts as employment. See Juino
v. Livingston Par. Fire Dist. No. 5, 717 F.3d 431, 439
(5th Cir. 2013). To determine whether a nontraditional hire may be classified as an “employee,”
the Fifth Circuit applies a two-step approach. Id. at
434, 437, 439. The first asks whether the putative
employee received remuneration in the form of
“salary, wages, or significant indirect benefits that are
not incidental to the service performed.” Id. at 437,
439. Only if the putative employee shows some
11
App. 40
remuneration may a court proceed to the second step
of the economic realities and common law agency test.
Id. at 434, 439. Applying this test, the Fifth Circuit
rejected the argument that a volunteer firefighter who
received some compensation, a life insurance policy, a
uniform, and training had shown sufficient
renumeration. Id. Therefore, the firefighter was not
covered by Title
VII. Id. at 439–40.
Here, Wells does not allege that she received a
salary, wages, or significant indirect benefit from her
mentor position. Dkt. No. 19 ¶¶ 108, 110–11. Instead,
she asserts that she interviewed for the position, had
the position listed on a Texas Tech website, and
hoped that she would be able to transform the
position into a compensated position. Id. Her mere
hope of possible future remuneration is insufficient to
show any significant benefits that are not incidental
to the position. See Juino, 717 F.3d at 437, 439–40.
At best, her one-sided expectation is an indirect
benefit and is substantially less than the actual
compensation and insurance benefits that were found
insufficient in Juino. See id. As a result, she has not
plausibly alleged that she was an employee of Texas
Tech when she served as an unpaid mentor, and 2017
remains her last relevant employment date for
actionable harassment or hostile work environment.
Accordingly, her 2022 EEOC charge—five years after
her last date of employment with Texas Tech—was
not timely filed. See 42 U.S.C. § 2000e-5(e)(1).
Wells’s retaliation claim fares no better. True,
former employees can fall within Title VII’s
protections against retaliation. Robinson v. Shell Oil
Co., 519 U.S. 337, 339, 346 (1997). But that is typically
12
App. 41
a principle to ensure that employees who are
discharged in retaliation for their complaints are able
to bring claims even though they are no longer a
current employee, see id., not to give someone who
was once employed by a company a perpetual right of
action for any unfavorable action that the company
may take at some point in the future. Consequently, a
former employee fails to plausibly allege Title VII
retaliation when she is sufficiently removed from the
employment relationship because the alleged harm is
so attenuated that it would not dissuade a reasonable
worker from making a discrimination charge. See
Allen v. Radio One of Tex. II, L.L.C., 515 F. App’x 295,
302 (5th Cir. 2013) (citing Robinson, 519 U.S. at 339).
In Allen, for example, the Fifth Circuit rejected the
plaintiff’s claim of retaliation when her former
employer refused to do business with her new
company, which occurred more than a year after her
protected activity and 18 months after she was fired.
Id. In contrast, retaliation by a former employer was
actionable when the plaintiff asserted that he received
a negative reference shortly after he was fired and had
filed an EEOC charge. Robinson, 519 U.S. at 339.
Here, given the 300-day limitations period and
that Wells filed her EEOC charge on November 11,
2022, the only possibly actionable claims of retaliation
would be those occurring on January 15, 2022, or
later. See 42 U.S.C. § 2000e-5(e)(1); Dkt. No. 19 ¶ 30
& n.1. But Wells has not been a Texas Tech employee
since 2017, and the only date provided by Wells for
any possible complaint by her of inappropriate actions
is “fall 2020,” more than a year earlier. See Dkt. No.
19 ¶ 106. Such claims of adverse actions that occurred
roughly five years after her last date of employment—
and over a year after any complaints about
13
App. 42
impropriety—are simply too attenuated from her
employment relationship to state a Title VII claim.
See Allen, 515 F. App’x at 302–03; see Dkt. No. 19 ¶¶
105–06, 112. No reasonable worker would refuse to
make or support a discrimination charge because,
several years later, after initially leaving her
employment on her own terms, she may be removed
from an unpaid position by the former employer. Even
if this could be actionable, she provides no factual
allegations to allow a plausible inference that she was
removed from the mentor program or blacklisted from
the mentor committee in retaliation for any protected
activity. See Dkt. No. 19 ¶ 112. And the extended
amount of time between any protected activity and
her removal “present[s] too attenuated a time frame
for legal causation.” Allen, 515 F. App’x at 303
(finding a year between the EEOC charge and the
adverse action to be too removed).
In light of these deficiencies, the Court
dismisses Well’s Title VII claims.
B.
Title IX Claims
Wells next asserts a Title IX claim against
Texas Tech and the professors. These claims are
dismissed because the professors cannot be liable
under Title IX, and Wells has not plausibly alleged
deliberate indifference by Texas Tech.
Title
IX
prohibits
intentional
sex
discrimination “under any education program or
activity receiving [f]ederal financial assistance.” 20
U.S.C. § 1681(a); Doe v. Edgewood Indep. Sch. Dist.,
964 F.3d 351, 358 (5th Cir. 2020). It imposes liability
14
App. 43
only against an institution—not school officials,
professors, or other individuals. Fitzgerald v.
Barnstable Sch. Comm., 555 U.S. 246, 257 (2009).
Accordingly, her Title IX claim against the individual
professors must be dismissed.
Wells’s Title IX claim against Texas Tech
presents numerous problems. For one, Title IX is
governed by a state statute of limitations for personal
injury, so Wells’s claim is subject to Texas’s two-year
statute of limitations. See King-White v. Humble
Indep. Sch. Dist., 803 F.3d 754, 759–60 (5th Cir.
2015). Moreover, Title IX generally contains an
implied private right of action for students
challenging sex-based discrimination in an education
program, rather than a general right of action for
anyone interacting with a university. See, e.g., Lowrey
v. Tex. A&M Univ. Sys., 117 F.3d 242, 247–48 (5th Cir.
1997); Lakoski v. James, 66 F.3d 751, 754 (5th Cir.
1995). 3 Many of Wells’s allegations fall outside of the
two-year window, and she has not been a Texas Tech
student since 2017. See generally Dkt. No. 19.
Wells does not address this problem in her briefing,
instead arguing that her “employment” as a mentor
makes her claims within the two-year period. Dkt. No.
35 at 6. Besides the fact that she was not an employee
as previously explained, see Section 3.A supra, it is
unclear what relevance that could possibly have for
her Title IX claims. Employees do not have a private
right of action under Title IX for discrimination unless
3
See also Doe v. Brown Univ., 270 F. Supp. 3d 556, 561–62
(D.R.I. 2017); K.T. v. Culver-Stockton Coll., No. 4:16-CV-165
CAS, 2016 WL 4243965, at *6 (E.D. Mo. Aug. 11, 2016); Lopez
v. San Luis Valley, Bd. of Coop. Educ. Servs., 977 F. Supp.
1422, 1425–26 (D. Colo. 1997).
15
App. 44
they are asserting a retaliation claim for reporting a
Title IX violation, which is not at issue here. See
Lowrey, 117 F.3d at 247–48; Lakoski, 66 F.3d at 754;
Dkt. No. 19 ¶¶ 141–49. Moreover, even if she could
possibly have a claim as a non-student, besides a
conclusory statement, she does not explain how
removing her name from news articles on Texas
Tech’s website, from her role as a mentor, or
instructing people to stop contacting her constituted
denying her the benefits of an education program. See
Dkt. No. ¶¶ 112, 114, 144, 146. To the extent that the
Accelerator program could fall within the scope of
Title IX, Wells’s own allegations are that she was
removed from her role as a mentor, not a participant
or beneficiary of the program. See Dkt. No. ¶¶ 108,
112. It is unclear what possible educational benefits
she was receiving in that position. Accordingly, her
complaint does not appear to plausibly allege that she
falls under Title IX’s protections.
Beyond these roadblocks, assuming arguendo
that any of her allegations were actionable under Title
IX, she has failed to plausibly allege a claim for relief.
A university is not liable unless it had actual notice of
the discrimination given to an appropriate official and
responded with deliberate indifference. Doe, 964 F.3d
at 358–59. An appropriate official is someone with
“authority to both ‘repudiate th[e] conduct and
eliminate the hostile environment.’” Id. at 360
(emphasis and alteration in original) (quoting Rosa H.
v. San Elizario Indep. Sch. Dist., 106 F.3d 648, 661
(5th Cir. 1997)). And this notice must inform the
official of the sex-based discrimination or harassment.
Id. at 364.
16
App. 45
Wells has not plausibly alleged that such notice
was given. She argues that her conversation with
Sheridan, the dean of the graduate school, in fall 2020
provided this notice. See Dkt. No. 35 at 9. Putting
aside the clear statute of limitations problem, her
factual allegations as to what she told Sheridan do not
include any statements about her experiencing sexbased discrimination. See Dkt. No. 19 ¶ 106. Instead,
she told Sheridan that she thought the university
should “prevent students from sharing hotel rooms
with professors” and that “students often are faced
with unnecessary additional expense,” such as having
to fund their own research. Id. None of that includes
any notice that she was experiencing sexual
harassment or sex-based discrimination. And to the
extent she tries to rely on complaints by other
students, she does not explain how that put Texas
Tech on notice that she was experiencing sex-based
discrimination. Id.; see also Doe, 964 F.3d at 364.
Further, while Wells seems to argue that she did not
need to provide any notice to an appropriate official
for some of her claims because they were perpetuated
by “high ranking officials,” Dkt. No. 35 at 9, the actual
notice requirement applies unless an official policy of
sex-based discrimination is alleged. See Gebser v.
Lago Vista Indep. Sch. Dist., 524 U.S. 274, 290 (1998).
She does not allege any such policy nor did her
amended complaint indicate that her Title IX claim
was based on the actions of these “high ranking
officials.” Dkt. No. 19 ¶¶ 141–49 (alleging that “Dr.
Prien and Dr. Penrose carried out the harassment”).
In light of the foregoing, Wells’s Title IX claim fails as
a matter of law and is dismissed.
C.
Patent Claims
17
App. 46
Wells next asserts claims for correction of
inventorship and a declaration of patent invalidity
against Prien and Penrose. Id. ¶¶ 160–68. She seeks
to have the Court direct the Patent and Trademark
Office to include her as a listed inventor for U.S.
Patent No. 11,169,064, or alternatively to declare that
the patent is invalid because she was knowingly and
deceptively removed as an inventor. Id. The
defendants argue that these claims should be
dismissed because they are barred by sovereign
immunity, and Texas Tech is an indispensable party
to any resolution of the patent claims because it owns
the patent. Dkt. Nos. 25 at 12–14; 37 at 3–6. Wells
argues that her claims are brought under the Ex parte
Young doctrine and are not barred because they seek
prospective relief. Dkt. No. 34 at 6.
The Court dismisses these claims because (1) Prien
and Penrose are not proper defendants under the Ex
parte Young doctrine; and (2) even if they were, Texas
Tech is an indispensable party to any claim
implicating the validity of the patent, and its absence
as a defendant to these claims requires dismissal.
As a general matter, Texas Tech has sovereign
immunity as an agency of Texas from private suits.
Pickett v. Tex. Tech Univ. Health Scis. Ctr., 37 F.4th
1013, 1025 (5th Cir. 2022). When sued in their official
capacity, Prien and Penrose are treated like Texas
Tech itself and therefore such claims are barred
against them unless sovereign immunity is waived.
Id.
And while 35 U.S.C. § 296(a) purports to abrogate a
state’s sovereign immunity for violations of federal
patent laws, the Supreme Court has held that such
waiver
is
unconstitutional.
Fla.
Prepaid
18
App. 47
Postsecondary Educ. Expense Bd. v. Coll. Sav. Bank,
527 U.S. 627, 647–48 (1999). Accordingly, Texas
Tech—and, by extension, Prien and Penrose—are
cloaked with sovereign immunity for Wells’s patent
claims. See Xechem Int’l, Inc. v. Univ. of Tex. M.D.
Anderson Cancer Ctr., 382 F.3d 1324, 1332 (Fed. Cir.
2004) (applying sovereign immunity to a correction of
inventorship claim).
However, the Ex parte Young doctrine provides
an exception to this principle by permitting a plaintiff
to seek injunctive or declaratory relief against a state
official who is violating federal law. City of Austin v.
Paxton, 943 F.3d 993, 997 (5th Cir. 2019); see Ex parte
Young, 209 U.S. 123, 155–57 (1908). Importantly, an
Ex parte Young claim may only be maintained against
a state official who “by virtue of his office has some
connection with the enforcement of the challenged act,
or else the suit is merely making him a party as a
representative of the state, and thereby attempting to
make the state a party.” City of Austin, 943 F.3d at
997 (cleaned up) (quoting Ex parte Young, 209 U.S. at
157). This “requires some scintilla of ‘enforcement’ by
the relevant state official,” such as “compulsion or
constraint” of the plaintiff. Id. at 1002.
Here, Wells has failed to plead any facts
establishing that Prien and Penrose have any
connection to the claimed ongoing violation of federal
law. See Dkt. No. 19 ¶¶ 102, 160–68. Instead, she
alleges that “the University, through its attorney
Kristopher Lance Anderson, unilaterally removed
Dr. Wells as an inventor from [the patent
application],” resulting in her omission as a listed
inventor. Id. ¶ 102. She does not explain what future
19
App. 48
action Prien and Penrose are significantly likely to
take that would constitute a violation against Wells.
Nor does she provide any examples of activities in her
response to the motion to dismiss. See Dkt. No. 34 at
6. The complaint provides no basis to plausibly infer
that Prien and Penrose have “some scintilla of
‘enforcement’” regarding Wells’s cited violations of
patent law, and therefore they are not susceptible to
an Ex parte Young claim. See City of Austin, 943
F.3d at 1002; see also Pennington Seed, Inc. v.
Produce Exch. No. 299, 457 F.3d 1334, 1342–43 (Fed.
Cir. 2006) (dismissing an Ex parte Young claim
because “[a]llegations that a state official directs a
University’s patent policy are insufficient to causally
connect that state official to a violation of federal
patent law”).
Moreover, even if Prien and Penrose were
proper defendants, Wells’s patent claims cannot be
maintained without Texas Tech as a party to these
claims. And because Texas Tech is immune from suit,
it cannot be added as a party here and her claims
must be dismissed regardless. As the defendants note,
Texas Tech owns the patent at issue and is, therefore,
a necessary party to this litigation. See U.S. Patent
No. 11,169,064 (filed Nov. 9, 2021), at [73]4; Dkt. Nos.
4 In resolving a Rule 12(b)(6) motion, the Court may consider
matters of which it can take judicial notice. Lovelace v. Software
Spectrum Inc., 78 F.3d 1015, 1017–18 (5th Cir. 1996). “Courts
routinely take judicial notice of patents, prosecution history, and
patent applications,” as such information is available as part of
the public record on the Patent and Trademark Office’s database.
See, e.g., SB IP Holdings, LLC v. Vivint Smart Home, Inc., No.
4:20-cv-886, 2021 WL 1721715, at *1 (E.D. Tex. Apr. 30, 2021);
Vervain, LLC v. Micron Tech., Inc., No. 6:21-cv-487-ADA, 2022
WL 23469, at *5 n.2 (W.D. Tex. Jan. 3, 2022); Jenny Yoo
20
App. 49
25 at 13; 37 at 6. Given that “[t]he validity of a patent
requires that the inventors be correctly named,” any
“part[y] with an economic stake in a patent’s validity
[is] entitled to be heard on inventorship issues once a
putative inventor has sued to correct inventorship.”
Chou v. Univ. of Chi., 254 F.3d 1347, 1359 (Fed. Cir.
2001); see also 35
U.S.C. § 256 (noting that a court “may order
correction of the patent on notice and hearing of all
parties concerned”). And clearly Wells’s alternative
request for invalidation of the patent would implicate
Texas Tech’s ownership interest. Because Texas Tech
has an interest in the patent and resolving these
claims in its absence “may as a practical matter
impair or impeded [its] ability to protect the
interest,” it must be joined to these claims. See Fed.
R. Civ. P. 19(a)(1)(B); Lee v. Anthony Lawrence
Collection, L.L.C., 47 F.4th 262, 266–67 (5th Cir.
2022).
However, in light of Texas Tech’s sovereign
immunity, it cannot be joined as a defendant to these
claims. See Lee, 47 F.4th at 267–68; Gensetix, Inc. v.
Bd. of Regents of Univ. of Tex. Sys., 966 F.3d 1316,
1323 (Fed. Cir. 2020). When a party “who is required
to be joined if feasible cannot be joined, the court
must determine whether, in equity and good
conscience, the action should proceed among the
existing parties or should be dismissed.” Fed. R. Civ.
P. 19(b). While this determination typically involves
considering four factors, see id., the Fifth Circuit has
Collection, Inc. v. Watters Design, Inc., No. 3:17-cv-3197-M, 2018
WL 3330025, at *5 n.8 (N.D. Tex. June 6, 2018). Accordingly, the
Court takes judicial notice of the patent.
21
App. 50
instructed that a state’s sovereign immunity is a
substantial interest that is alone “enough to require
dismissal of the action because there is a potential for
injury to the university’s interest as the absent
sovereign.” Lee, 47 F.4th at 268 (cleaned up) (quoting
Republic of Philippines v. Pimental, 553 U.S. 865,
867 (2008)). 5 Sovereign immunity justifies such
dismissal because this “sovereign interest is
necessarily impaired when plaintiffs try to use the
state’s sovereign immunity to lure it into a lawsuit
against its will.” Id. at 267.
The present case exemplifies this problem. If
these claims proceeded without Texas Tech, it would
have to choose between waiving its sovereign
immunity by moving to be joined as a defendant or
having other defendants who do not own the patent
defend its validity. While the professors may take a
similar stance as the university would if forced to
defend the claims, their interests are not identical
because only Texas Tech has ownership of the patent.
See id. at 269. Accordingly, to adequately protect its
interest in the patent’s validity, Texas Tech would be
forced to waive its immunity against its will. Thus, “in
the interest of ‘equity and good conscience,’” Wells’s
patent claims must be dismissed. See id. at 268.
5 Even in patent cases, Rule 19 is analyzed under the law of the
regional circuit. Univ. of Utah v. Max- Planck-Gesellschaft Zur
Forderung Der Wissenschaften E.V., 734 F.3d 1315, 1320 (Fed.
Cir. 2013).
Accordingly, this Court is bound by the Fifth Circuit’s adoption
of the controlling weight of a state’s sovereign immunity in the
Rule 19(b) analysis, rather than the Federal Circuit’s contrary
conclusion in Gensetix, Inc. Compare Lee, 47 F.4th at 267–68,
with Gensetix, Inc., 966 F.3d at 1325– 27.
22
App. 51
D.
Tort Claims
Wells next raises several tort claims against
Prien and Penrose. Specifically, she asserts claims of
intentional infliction of emotional distress, unjust
enrichment, breach of fiduciary duty, and fraudulent
concealment against both Prien and Penrose. Dkt.
No. 19 ¶¶ 180–210. She also alleges claims of tortious
interference with contractual relations, trade secret
misappropriation, and defamation per se against
Prien. Id. ¶¶ 169–79; 211–17. The defendants argue
that all of these claims are subject to dismissal under
the Texas Tort Claims Act because these claims are
within their general scope of employment with Texas
Tech. 6 See Dkt. No. 25 at 9–11; Tex. Civ. Prac. & Rem.
Code § 101.106.
The Court dismisses these claims. First, her
claims of intentional infliction of emotional distress,
fraudulent concealment, and defamation per se are
subject to mandatory dismissal. She made an
irrevocable decision to sue them in their official
capacities by raising such claims against both them
and Texas Tech in her original complaint, and Texas
Tech requested dismissal of these claims in the
original motions to dismiss. See Dkt. Nos. 1 ¶¶ 180–
86, 200–08, 213–24; 15 at 5. Upon the filing of that
motion, those tort claims against the individual
defendants were subject to immediate dismissal, and
Wells’s attempts to undo that election to avoid
6
Texas law governs Wells’s various tort claims because “[a]
federal court exercising pendent jurisdiction over state law
claims[] must apply the substantive law of the state in which it
sits.” Sommers Drug Stores Co. Emp. Profit Sharing Tr. v.
Corrigan, 883 F.2d 345, 353 (5th Cir. 1989).
23
App. 52
dismissal are futile. Second, as for the other tort
claims, they arise from conduct within the scope of the
professors’ employment and, therefore, the professors
are immune from suit.
i.
Wells’s claims against the
professors
for
intentional
infliction of emotional distress,
fraudulent concealment, and
defamation per se are subject to
mandatory dismissal.
When a plaintiff seeks to bring a tort claim
against a Texas governmental entity or its employees,
she must proceed with caution in light of the Texas
Tort Claims Act’s (TTCA) election of remedies
provision. Specifically, Section 101.106 requires a
plaintiff to “decide at the outset” before filing her
complaint “whether an employee acted independently
and is thus solely liable, or acted within the general
scope of his or her employment such that the
governmental unit is vicariously liable.” Univ. of Tex.
Health Sci. Ctr. at Hous. v. Rios, 542 S.W.3d 530, 536
(Tex. 2017) (emphasis in original) (quoting Mission
Consol. Indep. Sch. Dist. v. Garcia, 253 S.W.3d 653,
657 (Tex. 2008)); see Tex. Civ. Prac. & Rem. Code §
101.106. In other words, a plaintiff cannot raise both
alternative theories that an employee acted within
the scope of employment or instead beyond that scope.
Rios, 542 S.W.3d at 536. And this selection of tort
theory—independent action or scope of employment—
is “an irrevocable election at the time suit is filed.” Id.
(emphasis in original) (quoting Garcia, 253 S.W.3d at
657). Once the plaintiff files her complaint, under
Texas law, she is bound by that choice even if she
subsequently amends her complaint. See id. at 537;
24
App. 53
McLemee v. Van Zandt County, No. 6:20-CV-420,
2021 WL 2535945, at *3 (E.D. Tex. June 21, 2021).
One major consequence of Section 101.106
arises when a plaintiff seeks to sue both the
governmental entity and the employees. Bringing the
same claim against both parties acts as “an election to
sue only the government.” Rios, 542 S.W.3d at 537. So,
under Section 101.106(e), “[i]f a suit is filed under [the
TTCA] against both a governmental unit and any of
its employees, the employees shall immediately be
dismissed on the filing of a motion by the
governmental unit.” Tex. Civ. Prac. & Rem. Code §
101.106(e). And once such a motion is filed, the
individual defendants’ statutory right to dismissal of
those tort claims is perfected and cannot be undone by
a subsequent amended pleading. Rios, 542 S.W.3d at
537–38; McLemee, 2021 WL 2535945, at *3.
Accordingly, a plaintiff cannot simply drop her claims
against the governmental entity after Section
101.106(e) is asserted and proceed with her claims
solely against the employees. Rios, 542 S.W.3d at
537–38. Nor can she then amend her pleading to claim
that the individual employees acted outside the scope
of their employment. McLemee, 2021 WL 2535945, at
*3. Instead, once a motion asserting the right to
dismissal under Section 101.106(e) is raised, the
individual employees become immune from suit as to
the relevant claims, and no subsequent pleading can
remove that protection. Rios, 542 S.W.3d at 537–38.
Here, Wells’s original complaint asserted her
claims of intentional infliction of emotional distress,
fraudulent concealment, and defamation per se
against both the individual defendants and Texas
25
App. 54
Tech. Dkt. No. 1 ¶¶ 180–86, 200–08, 213–24. This
constituted her “irrevocable election” to proceed with
these claims against the individual professors in their
official capacity. See Rios, 542 S.W.3d at 536–37
(quotation omitted); McLemee, 2021 WL 2535945, at
*3. And pursuant to Section 101.106(e), “[Texas Tech]
request[ed] the Court . . . dismiss [her] tort claims
against the [i]ndividual [d]efendants, who are
employees of [Texas Tech].” Dkt. No. 15 at 5. While
Wells has since amended her complaint to remove
Texas Tech as a defendant for these claims and to
cursorily allege that these claims arise from actions
“outside the scope of [the professors’] authority,” see
Dkt. No. 19 ¶¶ 185, 209, 217, “Texas law forbids such
maneuvering.” Arismendez v. Coastal Bend Coll., No.
2:19-CV-312, 2020 WL 977231, at *4 (S.D. Tex. Feb.
27, 2020) (citing Rios, 542 S.W.3d at 538). Upon Texas
Tech’s confirmation of the professors’ status as
employees and invocation of Section 101.106(e), see
Dkt. No. 15 at 5, the professors “accrued their right to
dismissal,” and Wells “[cannot] avoid this result by
amending [her] petition to drop the tort claims
against [Texas Tech].” Rios, 542 S.W.3d at 538.
Wells does not argue that Section 101.106 or
its irrevocable-election principle are procedural rules
rather than substantive rules such that they would
not apply in federal court. See Dkt. No. 34 at 3–5;
Hanna v. Plumer, 380 U.S. 460, 465 (1965) (noting
that “federal courts are to apply state substantive
law and federal procedural law” when resolving state
law claims). Nevertheless, even if she had raised
such an argument, the Court concludes that these
rules apply in federal court. Several federal courts in
Texas have previously dismissed TTCA claims even
when the plaintiff later amended the complaint to
26
App. 55
drop the claims against the governmental entity or
alternatively have found amendment to be futile
based on the reasoning of Rios. E.g., Arismendez,
2020 WL 977231, at *4; McLemee, 2021 WL 2535945,
at *3; Silguero ex rel. T.S. v. Rio Hondo Indep. Sch.,
No. 1:18–CV-128, 2019 WL 13261515, at *5-6 (S.D.
Tex. Jan. 2, 2019); see also Vardeman v. City of
Houston, No. H- 20-3242, 2022 WL 267591, at *1 n.1
(S.D. Tex. Jan. 28, 2022), aff’d in part and rev’d in
part on other grounds by 55 F.4th 1045 (5th Cir.
2022). This Court agrees. Texas’s irrevocableelection principle is a substantive rule that is
outcome-determinative and would undermine the
twin aims of the Erie doctrine if not applied in federal
court.
At first blush, Section 101.106’s irrevocableelection principle and its resulting nullification of
subsequent efforts to amend may seem to sound in
procedure, particularly as the Federal Rules of Civil
Procedure address amending pleadings and direct a
court to “freely give leave [to amend] when justice so
requires.” See Fed. R. Civ. P. 15(a). And in federal
court, “[a]n amended complaint supersedes the
original complaint and renders it of no legal effect
unless the amended complaint specifically refers to
and adopts or incorporates by reference the earlier
pleading,” so a plaintiff generally can adopt a new
legal theory or alter a previous one, at least at an
early stage in the proceedings. See King v.
Dogan, 31 F.3d 344, 346 (5th Cir. 1994); Mayeaux v.
La. Health Sci. & Indem. Co., 376 F.3d 420, 427 (5th
Cir. 2004). In contrast, Section 101.106 creates a strict
requirement that a plaintiff must carefully make a
final decision prior to filing as to her selected tort
liability theory, limiting her ability to cure certain
27
App. 56
deficiencies through amendment. See Rios, 542
S.W.3d at 536–38.
But simply because the rule relates to
pleadings and amendments does not dictate that it is
procedural under Erie. See Hanna, 380 U.S. at 465–
66. For one, Section 101.106 does not actually prohibit
a plaintiff from amending her complaint nor does it
alter the procedures surrounding amendment; it
simply prevents an amendment from nullifying an
employee’s statutory right to dismissal based on
immunity. See Rios, 542 S.W.3d at 537–38. It
therefore does not conflict with the Federal Rules of
Civil Procedure themselves, though it does conflict
with the standard federal principle of the impact of
amended pleadings. See Dogan, 31 F.3d at 346. So this
is not a case where the state law automatically does
not apply because a valid “Federal Rule of Civil
Procedure answers the same question as the state law
or rule.” Klocke v. Watson, 936 F.3d 240, 244 (5th Cir.
2019) (cleaned up) (quoting Abbas v. Foreign Policy
Grp., 783 F.3d 1328, 1333 (D.C. Cir. 2015)).
Instead, the Court must consider whether the
irrevocable-election rule would implicate the “twin
aims of the Erie rule: discouragement of forumshopping
and
avoidance
of
inequitable
administration of the laws.” Hanna, 380 U.S. at 468
(emphasis added); Walker v. Armco Steel Corp., 446
U.S. 740, 745, 752–53 (1980). Ultimately, this
analysis is rooted in the belief that it is unfair for the
result of a lawsuit to materially differ because it was
brought in federal court. Hanna, 380 U.S. at 467. If
Section 101.106’s irrevocable- election principle did
not apply in federal court, such material differences
in litigation between a TTCA claim in state and
28
App. 57
federal court would arise. See id. As Rios
demonstrates, it is indisputable that Wells’s claims of
intentional infliction of emotional distress,
fraudulent concealment, and defamation per se would
be permanently barred against the professors based
on her election in her original complaint. See Rios,
542 S.W.2d at 536–38. Her decision to bring the
claims based on their official capacity would shield
them from the costs and burdens of litigation by
making them immune from suit, and this protection
could not be removed by subsequent attempts to
amend after the proper Section 101.106(e) dismissal
request is made. Id. However, without this rule, the
professors—or
other
similar
government
employees—would have to address dueling theories
of liability or at least the possibility that a plaintiff
would rethink the initial tort theory after dismissal is
sought.
The defendants’ inability to obtain the
immunity to which they would be entitled in state
court is a substantial consequence that would result
in inequitable administration of the laws, which leads
the Court to apply Section 101.106’s irrevocableelection requirement.
See Walker, 446 U.S. at 753. Given the sovereign
immunity overlay to the TTCA, permitting such
claims to proceed in federal court would be
particularly harmful. After all, the TTCA does not
waive Texas’s sovereign immunity to suit in federal
court. Sherwinski v. Peterson, 98 F.3d 849, 852 (5th
Cir. 1996). So TTCA claims against Texas, its
subcomponents, and its employees in their official
capacity are subject to dismissal in federal court. See
id. at 851–52. Accordingly, allowing these
amendments to evade Section 101.106(e) dismissal
29
App. 58
despite a plaintiff’s previous indication that the
claims at issue are truly against Texas would allow
further litigation in the very forum where Texas and
its employees generally have no obligation to respond
to such claims. See Rios, 542 S.W.3d at 536–37;
Sherwinski, 98 F.3d at 851–52. Even in state court,
the only immunity waiver applicable to officialcapacity claims applies when they are asserted
against the employer— an employee may assert his
immunity and require dismissal or substitution of his
employer, or, as here, the employer may demand
dismissal of the claims against its employees. See
Sherwinski, 98 F.3d at 851–52; Tex. Civ. Prac. &
Rem. Code §§ 101.102, 101.106. It would be
inequitable to deny immunity that a government
employee would have in state court when the state
court is ordinarily the only forum where sovereign
immunity as to these claims is partially waived. And
it would improperly “give [the cause of action] longer
life in the federal court than it would have had in
state court.” Walker, 446 U.S. at 746 (alteration in
original) (quoting Ragan v. Merchs. Transfer &
Warehouse Co., 337 U.S. 530, 533–34 (1949)). In state
court, these tort claims against the professors in their
individual capacity would have been forfeited upon
filing of the original complaint. The mere fortuity of
being in federal court should not resurrect these
claims.
Accordingly, this Court follows the trend of
other federal district courts in Texas and applies the
irrevocable-election rule. See Arismendez, 2020 WL
977231, at *4; McLemee, 2021 WL 2535945, at *3;
Silguero ex rel. T.S., 2019 WL 13261515, at *5-6;
Vardeman, 2022 WL 267591, at *1 n.1. Consequently,
Wells’s original pleading of these claims against both
30
App. 59
the defendants and Texas Tech signified that she
brought them in their official capacity and made them
subject to dismissal under Section 101.106(e). Texas
Tech sought such dismissal, Dkt. No. 15 at 5, and her
subsequent amendment is futile because she cannot
alter her irrevocable election made at the time she
filed this case. Rios, 542 S.W.3d at 536–
38. The Court therefore dismisses the claims of
intentional infliction of emotional distress,
fraudulent concealment, and defamation per se
against the individual defendants pursuant to the
Section 101.106(e) dismissal request made in the
original motions to dismiss. See Dkt. No. 15 at 5.
ii.
Wells’s other tort claims—
unjust enrichment, breach of
fiduciary duty, trade secret
misappropriation, and tortious
interference with contractual
relations—must
also
be
dismissed.
Wells also asserts four additional tort claims
against the professors: tortious interference and trade
secret misappropriation against Prien; and unjust
enrichment and breach of fiduciary duty against Prien
and Penrose. Dkt. No. 19 ¶¶ 169–79, 188–210. To the
extent these claims are not subject to dismissal under
Section 101.106(e), they are dismissed under Section
101.106(f).
First, as to subsection (e), while these claims
were not clearly alleged against Texas Tech in the
original complaint, Dkt. No. 1 ¶¶ 167–74, 187–94,
they are still barred under the irrevocable election to
31
App. 60
the extent they arise from “the same subject matter
as the action brought against the governmental
entity.” Williams v. Bolin, No. H-23-302, --- F. Supp.
3d.----, 2023 WL 6282834, at *8–9 (S.D. Tex. Sept. 26,
2023) (quoting Holland v. City of Houston, 41 F. Supp.
2d 678, 717 (S.D. Tex. 1999)); White v. Texas, No.
4:23-cv-925-P, 2023 WL 8074126, at *8 (N.D. Tex.
Nov. 21, 2023) (citing Goodman v. Harris County, 571
F.3d 388, 394 (5th Cir. 2009)), appeal filed, No. 2311190 (5th Cir. Nov. 27, 2023). Thus, even if these
specific claims were brought only against the
professors, any aspect of these claims that rely on the
same substantive facts as those tort claims originally
brought against Texas Tech are also subject to
dismissal under Section 101.106(e). 7 See White, 2023
7
Wells’s original unjust enrichment and breach of fiduciary duty
claims are particularly unclear as to their original basis and
original defendants. See Dkt. No. 1 ¶¶ 187–99. For the unjust
enrichment claim, she refers to “[d]efendants” generally rather
than specifying who “knowingly accepted the benefit” at issue.
Id. ¶¶ 187–90. Given that this claim pertains the patent and its
royalties, Texas Tech’s ownership of the patent and the
inclusion of Texas Tech in the original patent claims suggests
that Texas Tech was originally a defendant as to this claim. See
id. ¶¶ 160–66, 187–90.
Wells also asserted breach of fiduciary duty claims against both
Texas Tech and the professors. Id.
¶¶ 191–99. Given that the fiduciary duties claimed to be owed
to Wells result from different relationships, these could
conceivably arise from separate events. See id. But Wells’s
claim lacks any specification as to the particular facts at issue,
creating a substantial likelihood that the substantive facts for
both claims arise from the same subject matter. Moreover,
these claims appear to be substantially related to the fraudulent
concealment claims. See id. ¶¶ 187–210; Dkt. No. 19 ¶¶ 200–
08. The Court need not parse these claims further because
these claims are barred by other portions of Section 101.106
32
App. 61
WL 8074126, at *8; Rios, 542 S.W.3d at 536–38; Dkt.
No. 15 at 5.
Second, “[i]f a suit is filed against an employee
of a government unit based on conduct within the
general scope of that employee’s employment and if it
could have been brought under [the TTCA] against
the government unit, the suit is considered to be
against the employee in the employee’s official
capacity only.” Tex. Civ. Prac. & Rem. Code
§ 101.106(f). This provision is a corollary to
subsection (e): it requires dismissal of the claims
against the employee and of the claims altogether
unless the governmental entity is made a defendant.
See id.; Franka v. Velasquez, 332 S.W.3d 367, 380
(Tex. 2011). This provision favors “quickly
dismiss[ing] government employees when the suit
should be brought against their employer,” and the
Section 101.106 inquiry must avoid “partial litigation
of the underlying [tort] claim itself.” Laverie v.
Wetherbe, 517 S.W.3d 748, 755 (Tex. 2017).
Section 101.106(f)’s application is broad: its
“two conditions are met in almost every negligence
suit against a government employee.” Franka, 332
S.W.3d at 381. All claims “in tort and not under
another statute that independently waives immunity”
are claims that “could have been brought under” the
TTCA, even if the TTCA does not waive immunity
against the governmental entity. See id.; Garcia, 253
S.W.3d at 659–60; Tex. Civ. Prac. & Rem. Code §
101.106(f). Thus, though a plaintiff cannot use the
TTCA to bring an intentional tort claim against the
regardless of whether subsection (e) applies.
33
App. 62
governmental entity, such intentional tort claims still
are “under” the TTCA for purposes of Section 101.106.
Garcia, 253 S.W.3d at 658–69; see also Tex. Civ. Prac.
& Rem. Code. § 101.057. And “the scope-ofemployment inquiry under Section 101.106(f) focuses
on whether the employee was doing his job,” asking
only whether “a connection exists between the
employee’s job duties and the alleged tortious
conduct.” Garza v. Harrison, 574 S.W.3d 389, 394
(Tex. 2019) (cleaned up) (quoting Laverie, 517 S.W.3d
at 753).
Importantly, an employee does not need to have
the specific authority to commit the tort at issue so
long as he was generally discharging assigned duties.
Richardson v. Univ. of Tex. Sys., No. 5-19-CV-271-XR,
2019 WL 5306782, at *3 (W.D. Tex. Oct. 18, 2019); see
also City of Lancaster v. Chambers, 883 S.W.2d 650,
658 & n.9 (Tex. 1994). And the mere fact that “an
official’s act is unlawful does not determine whether
that act is within the scope of his employment.” Smith
v. Heap, 31 F.4th 905, 914 (5th Cir. 2022). So a claim
that the official “stepped outside of his official duties
by engaging in malicious conduct” does not remove
Section 101.106(f)’s immunity. Id. (cleaned up).
Moreover, the mere fact that personal motives played
a role in the employee’s decision does not mean that
he acted outside the scope of his employment.
Anderson v. Bessman, 365 S.W.3d 119, 126 (Tex.
App.—Houston [1st Dist.] 2011, no pet.). In other
words, “the employee’s state of mind, motives, and
competency are irrelevant so long as the conduct itself
was pursuant to the employee’s job responsibilities.”
Garza, 574 S.W.3d at 401. Ultimately, so long as the
acts are “of the same general nature as the conduct
authorized or incidental to the conduct authorized,”
34
App. 63
they are within the scope of employment. Wilkerson
v. Univ. of N. Tex., 878 F.3d 147, 159 (5th Cir. 2017)
(emphasis in original) (quoting Laverie, 517 S.W.3d at
753).
It is undisputed that Prien and Penrose are
government employees and that all of these tort
claims could have been brought under the TTCA
against Texas Tech. See Dkt. Nos. 19 ¶¶ 18–19; 34 at
3–5; Franka, 332 S.W.3d at 381; Garcia, 253 S.W.3d
at 659–60. The sole issue is whether they were acting
within the scope of their employment when this
allegedly tortious conduct occurred. See Dkt. Nos. 25
at 9–11; 34 at 3–5. The Court concludes that they
were, and, as a result, dismisses these claims
pursuant to Section 101.106(f).
As a preliminary matter, Wells appears to be
under the mistaken belief that her own factual
allegations are an insufficient basis to apply Section
101.106 and instead the defendants must provide
summary judgment evidence for immunity to apply.
See Dkt. No. 34 at 4. But courts routinely resolve
such Section 101.106 immunity claims in favor of
governmental employees based solely on the
complaint’s allegations. E.g., Smith, 31 F.4th at 910,
913–14; Jackson v. Tex. S. Univ., 31 F. Supp. 3d 884,
886, 888–89 (S.D. Tex. 2014); Wheeler v. Law Off. of
Frank Powell, No. 01-22-479-CV, 2023 WL 5535670,
at *2–3, 10–11 (Tex. App.—Houston [1st Dist.] Aug.
29, 2023). If the facts alleged giving rise to the claim
show that the conduct at issue is connected to the
employee’s job responsibilities, Section 101.106(f)
applies and requires dismissal. E.g., Jackson, 31 F.
Supp. 3d at 888–89.
35
App. 64
Here, each of the claims at issue arise from
conduct
connected
to
the
professors’
job
responsibilities. As a preliminary matter, all of these
claims arise from Wells’s interactions with the
professors through Texas Tech, whether through
research or the mentorship program. See generally
Dkt. No. 19. When claims “all arise from
communications and interactions with the individual
[d]efendants at [the university],” that demonstrates
that the actions at issue were within the scope of their
employment. See Hundall v. Univ. of Tex. at El Paso,
No. EP-13-CV-365-DCG, 2014 WL 12496895, at *12
(W.D. Tex. Feb. 21, 2014). For example, a physical
assault by a professor was within the scope of his
employment because the assault occurred while the
professor was proctoring an exam. Jackson, 31 F.
Supp. 3d at 887–88. As in Jackson, the actions
underlying each of Wells’s tort claims are tied to the
professors’ general job duties and arise in the context
of her interactions with them in their employment.
Moreover, the tortious interference and trade
secret misappropriation claims against Prien are
connected to Prien’s role as a mentor in the
Accelerator program, which was part of his job as a
professor at Texas Tech. See Dkt. No. 19 ¶¶ 78–79,
96–98, 169–78. Wells specifically alleges that the
information at issue was disclosed by her to Prien
during discussion “in the [Texas Tech] Accelerator
Mentor program.” Id. ¶ 96. His alleged wrongful
disclosure related to a presentation at the annual
ASRM conference. Id. ¶¶ 96–100. Based on his duties
as a Texas Tech professor of reproductive physiology,
Prien routinely attends and presents research at this
conference, which is exactly what the alleged
36
App. 65
wrongful disclosure in his abstract of his research
presentation entailed. See id. ¶¶ 18, 38, 44, 51, 57, 72,
96–100. Wells’s conclusory claim that these actions
were in bad faith and outside the scope of his
authority provide no reason to ignore the clear factual
allegations giving rise to the claims that refute her
assertions. See Smith, 31 F.4th at 914. And the
wrongfulness of the disclosure or malicious motives
are irrelevant. Garza, 574 S.W.3d at 401. Again, a
defendant’s actions exceed the scope of his
employment only when “the alleged misconduct ha[s]
nothing to do with the employee’s duties.” Wilkerson,
878 F.3d at 160. Obtaining information about the
research Wells and her company were conducting
through his work as a mentor in the Accelerator
program and giving presentations at the annual
conference are of the general nature of Prien’s job
responsibilities as a professor, making this conduct
within the scope of his employment and therefore
covered by Section 101.106(f). See Wilkerson, 878
F.3d at 159–60; Jackson, 31 F. Supp. 3d at 887–88.
As for the unjust enrichment and breach of
fiduciary duty claims against Penrose and Prien,
these claims also arise from the scope of their
employment. These claims are based on patented
inventions that, as alleged, resulted from Wells’s work
with the professors in their labs and conversations
with them related to that research during her time as
a student. See Dkt. No. 19 ¶¶ 47–50, 53, 76, 101, 188–
97. Such claims would clearly not exist without these
actions within the scope of their work as professors.
Wells’s claims arise from their alleged relationship as
co-inventors which was created through these
interactions while the professors were carrying out
37
App. 66
their job duties. Id. ¶¶ 190–91, 194. Also, the revenue
and royalty issues clearly stem from Texas Tech’s
policies and the arrangement that Prien need to
submit to the university as part of obtaining a patent.
See id. ¶¶ 49, 76. From these allegations, it is evident
that the actions giving rise to these claims pertain to
the individual defendants’ work as professors and
their responsibilities related to research, interactions
with students, and arranging royalty shares for
patent inventions derived from their research. See id.
¶¶ 47–50, 53, 76, 101, 188–97. To the extent the
nondisclosure of the specifics of the arrangement or
the arrangement itself harmed Wells, this arises from
the research and conversations leading to the patent
and the manner in which they determined and
submitted the royalty information to Texas Tech—
conduct within the scope of their employment.
Accordingly, these claims also must be dismissed
under Section 101.106(f).
In sum, all of Wells’s tort claims are subject to
dismissal under Section 101.106 either because she
irrevocably elected to pursue them against the
professors in their official capacity, or the factual
allegations make clear that such actions arise from
their official duties, making them immune. The Court
therefore dismisses Wells’s tort claims.
E.
Statutory
Trade
Misappropriation Claim
Secret
Next, to the extent Wells is also asserting a
statutory trade secret misappropriation claim based
on the Texas Uniform Trade Secrets Act (TUTSA),
38
App. 67
the Court also dismisses this claim. 8 Wells’s
amended complaint does not plausibly allege that she
owned any trade secret that was misappropriated.
To state a TUTSA claim, a plaintiff must allege
that “(1) a trade secret existed, (2) the trade secret was
acquired through a breach of a confidential
relationship or discovered by improper means, and (3)
the defendant [disclosed or] used the trade secret
without authorization from the plaintiff.” See CAE
Integrated, LLC v. Moov Techs., Inc., 44 F.4th 257,
262 (5th Cir. 2022) (emphasis omitted) (quoting GE
Betz, Inc. v. Moffitt-Johnston, 885 F.3d 318, 325 (5th
Cir. 2018)); Well Cell Global LLC v. Calvit, No. H-223062, 2024 WL 709657, at *5 (S.D. Tex. Feb. 21, 2024);
Tex. Civ. Prac. & Rem. Code § 134.002(3). The statute
defines a trade secret as
all forms and types of information,
including business, scientific, technical,
economic, or engineering information,
and any formula, design, prototype,
8
Wells’s amended complaint does not provide any indication
that she is bringing a TUTSA claim. Dkt. No. 19 ¶¶ 174–79.
She does not cite or otherwise reference it in the complaint.
See generally id. Nevertheless, both parties address the trade
secret claim as under tort and the TUTSA. Dkt. Nos. 25 at
8–10, 16–18; 34 at 5, 7–8. Given that the TUTSA preempts
other state remedies based on trade secret misappropriation,
such as any tort claims based on facts related to
misappropriation, it does not seem that she could bring a
trade secret misappropriation claim on any state law basis
other than the TUTSA. See Tex. Civ. Prac. & Rem. Code §
134A.007; Baylor Scott & White v. Proj. Rose MSO, LLC, 633
S.W.3d 263, 287 n.14 (Tex. App.—Tyler 2021, no pet.).
39
App. 68
pattern, plan, compilation, program
device, program, code, device, method,
technique, process, procedure, financial
data, or list of actual or potential
customers or suppliers, whether tangible
or intangible and whether or how stored,
compiled, or memorialized physically,
electronically,
graphically,
photographically, or in writing if:
(A) the owner of the trade secret has
taken reasonable measures under the
circumstances to keep the information
secret; and
(B) the information derives independent
economic value, actual or potential, from
not being generally known to, and not
being readily ascertainable through
proper means by, another person who
can obtain economic value from the
disclosure or use of the information.
Tex. Civ. Prac. & Rem. Code § 134A.002(6).
Importantly, a plaintiff must actually own the alleged
trade secret at issue. E.g., Morris-Shea Bridge Co. v.
Cajun Indus., LLC, No. 3:20-cv- 342, 2021 WL
4084516, at *7 (S.D. Tex. Feb. 22, 2021); Penthol, LLC
v. Vertex Energy Operating, LLC, No. 4:21-cv-416,
2024 WL 987568, at *12 (S.D. Tex. Mar. 7, 2024).
Wells’s amended complaint fails to identify any
trade secret that she owned that was allegedly
misappropriated by Prien. She argues that she has
alleged a trade secret based on “the information
subject to her agreement with Simplot.” Dkt. No. 34
40
App. 69
at 8. But, for a litany of reasons, she has not plausibly
alleged that she can bring a trade secret
misappropriation claim based on this data. For one,
her own allegations demonstrate that, assuming a
trade secret existed, it belongs to her past or present
companies, not to her. See Dkt. No. 19 ¶¶ 81–82, 87,
95–99, 175. The only factual allegations related to an
“agreement with Simplot” is that of her now-defunct
company Embryotics, which “had an existing nondisclosure agreement in place with Simplot.” Id. ¶¶
81, 97. Without ownership of the trade secret, Wells
cannot sue for any alleged misappropriation. See
Morris-Shea Bridge Co., 2021 WL 4084516, at *7. And
even if Wells were the proper owner of the supposed
trade secret, she has not alleged how “the owner of the
trade secret has taken reasonable measures under the
circumstances to keep the information secret.” See
Tex. Civ. Prac. & Rem. Code § 134A.002(6) (emphasis
added). Instead, by her own claims, she provided the
information to Prien without any agreement between
him and her or her companies to maintain the secrecy
of the information. See Dkt. No. 19 ¶¶ 96–98. She cites
other agreements between her companies and Simplot
and
Prien
and
other
entities
regarding
confidentiality, but no measure that she—the
putative owner of the secret—took. Id. Her mere
reliance on other entities’ secrecy efforts makes it
implausible that she took reasonable measures to
ensure secrecy given that her allegations indicate that
she took no actions at all.
Independent of these problems, Wells’s
allegations also fail to adequately allege a trade secret
in the first place. A trade secret must be identifiable
and “derive[] independent economic value, actual or
potential, from not being generally known.” Tex. Civ.
41
App. 70
Prac. & Rem. Code § 134A.002(6). Wells does not
properly identify a trade secret or explain how it
derives economic value from not being generally
known. While a plaintiff does not need to provide a
specific description of the trade secret, GlobeRanger
Corp. v. Software AG USA, Inc., 836 F.3d 477, 493
(5th Cir. 2016), her “definition of a trade secret cannot
be too vague or inclusive,” Utex Indus., Inc. v.
Wiegand, No. H-18-1254, 2020 WL 873985, at *10
(S.D. Tex. Feb. 21, 2020). At minimum, a plaintiff
must “identify specific groupings of information that
contain trade secrets, identify the types of trade
secrets contained in the groupings, and explain how
the alleged trade secrets were maintained and treated
as trade secrets.” Vianet Grp. PLC v. Tap Acquisition,
Inc., No. 3:14-CV-3601-B, 2016 WL 4368302, at *20
(N.D. Tex. Aug. 16, 2016). Wells’s amended complaint
merely identifies the information as “data from her
research as part of Embryotics and EmGenisys.” Dkt.
No. 19 ¶ 175. This definition is incredibly vague and
overinclusive. It provides no “specific groupings of
information” and does not identify how this data has
any economic value. Cf. Vianet Grp. PLC, 2016 WL
4368302, at *19–20 (finding sufficient identification of
a trade secret based on identified specific documents
and explanation of the information contained within
and the economic value of it). The only allegation
giving any indication of value is that “Embryotics
covered all the expenses” for research related to this
data. Dkt. No. 19 ¶ 81. This is a far cry from typical
sufficient allegations explaining the significant
expense and time of obtaining the secret and the
competitive advantage its secrecy provides. See, e.g.,
Vest Safety Med. Servs., LLC v. Arbor
Environmental, LLC, No. H-20-812, 2020 WL
4003642, at *4 (S.D. Tex. July 15, 2020); Vianet Grp.
42
App. 71
PLC, 2016 WL 4368302, at *19. Instead, it is a broad
description that “fails to point to specificities that
convey the unique capabilities of the [research]” and
is therefore insufficient. WeInfuse, LLC v.
InfuseFlow, LLC, No. 3:20-CV-1050-L, 2021 WL
1165132, at *3 (N.D. Tex. Mar. 26, 2021).
In light of the foregoing, the Court dismisses
Wells’s TUTSA claim as well because she has not
plausibly alleged that she owned any trade secret.
Her allegations reveal that the information at issue
belonged to her companies and are too conclusory to
properly identify a trade secret.
F.
Equal Protection Claim
Finally, Wells asserts a claim under 42 U.S.C.
§ 1983 that Prien and Penrose violated the Equal
Protection Clause of the Fourteenth Amendment. Dkt.
No. 19 ¶¶ 150–59. The Court dismisses this claim as
well.
Section 1983 provides a cause of action when a
person, acting under color of a State law, “subjects, or
causes to be subjected, any citizen of the United
States or other person within the jurisdiction thereof
to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws.” 42
U.S.C. § 1983. While “state officials literally are
persons,” when sued in their official capacity, they
are not “persons” under Section 1983 because they
are mere stand-ins for a State itself. Will v. Mich.
Dep’t of State Police, 491 U.S. 58, 71 (1989). The
defendants assert that they are immune because she
has sued them in their official capacity, and they
therefore do not count as “persons” under Section
43
App. 72
1983. Dkt. No. 25 at 11. Wells does not dispute that
she has sued these defendants in their official
capacity for the Section 1983 claim. Dkt. No. 34 at 6.
Nevertheless, Wells argues that the claim is
not barred because “she alleges ongoing violations of
federal law.” Id. Since “official-capacity actions for
prospective relief are not treated as actions against
the State,” an official is a “person” under Section 1983
when a plaintiff seeks injunctive relief. Will, 491 U.S.
at 71 n.10. For this theory to be viable, her “lawsuit
must allege that the defendants’ actions are currently
violating federal law,” not “a prior violation of federal
law.” Williams ex rel. J.E. v. Reeves, 954 F.3d 729,
737 (5th Cir.
2020) (emphasis in original). But Wells’s own
amended complaint belies any argument that this
claim is based on an ongoing violation. Dkt. No. 19 ¶¶
150–59. Each portion of her Section 1983 claim points
to past harassment—none is forward-looking:
152. Dr. Prien and Dr. Penrose subjected
Dr. Wells to the foregoing harassment
and adverse actions because of her sex.
153. The harassment and differential
treatment Dr. Prien and Dr. Penrose
subjected Dr. Wells to did not serve any
compelling state interest or government
objective.
154. Dr. Prien and Dr. Penrose did not
have a rational basis for discriminating
against Dr. Wells that was linked to a
legitimate government interest.
44
App. 73
155. Dr. Prien and Dr. Penrose were
motivated by animus towards Dr. Wells
because of her sex.
156. Dr. Prien and Dr. Penrose deprived
Dr. Wells of her right to Equal Protection
in
violation
of
the
Fourteenth
Amendment of the Constitution of the
United States and 42 U.S.C. §1983.
157. Dr. Prien and Dr. Penrose acted
intentionally,
or
with
deliberate
indifference or callous disregard for Dr.
Wells’ right to Equal Protection in
violation of the Fourteenth Amendment
of the Constitution of the United States
and 42 U.S.C. §1983.
158. As a direct and proximate result of
Dr. Prien and Dr. Penrose’s violation of
the equal protection guarantee of the
Fourteenth Amendment as set forth in
this complaint, Dr. Wells suffered
irreparable harm, including loss of her
fundamental
constitutional
rights,
entitling her to relief against Dr. Prien
and Dr. Penrose.
Id. ¶¶ 152–58 (emphasis added).
Nor do her factual allegations plausibly
indicate any ongoing harassment. See generally id.
There are no claims of current or future interactions
45
App. 74
between the professors and Wells. 9 Id. The last dated
factual allegation regarding Penrose pertains to a
meeting on August 19, 2019. Id. ¶ 93. And there is no
indication of any possible harassment by Penrose
after that time. See generally id. As for Prien, there
are no factual allegations related to possible
harassment or discrimination by him after he emailed
the “Time to Move on Song” about Wells at some point
in May or June 2022. See id. ¶¶ 108–10. By her own
account, Wells has not been involved with anything
at Texas Tech since June 2022, besides other
university representatives attempting to speak to her
about her claims. Id. ¶¶ 112, 116. Wells has provided
no plausible basis to infer that she is facing ongoing
violations of her federal rights.
Moreover, Wells’s assertion that her request for
declaratory relief saves her claim is also meritless.
See Dkt. No. 34 at 6. The mere fact that a declaratory
judgment would be awarded in the future does not
make it prospective relief. Instead, she asks the Court
to provide—as explicitly stated in her amended
complaint—“declaratory relief finding that Dr. Prien
and Dr. Penrose violated Dr. Wells’ [c]onstitutional
right to Equal Protection.” Dkt. No. 19 ¶ 159
(emphasis added). This amounts to a request for a
“declaratory judgment[] expressly adjudicating the
question of past violations” and is the exact kind of
retrospective relief that the Court cannot order
against the State or its officials acting in their official
capacity absent a waiver of sovereign immunity.
Green v. Mansour, 474 U.S. 64, 67–68, 73– 74 (1985);
Williams ex rel. J.E., 954 F.3d at 737. Accordingly,
9 Much less ones occurring under color of state law.
U.S.C. § 1983.
46
See 42
App. 75
Wells has failed to allege a cognizable Section 1983
claim against the professors.
4.
Conclusion
In sum, the Court grants the original motions
to dismiss (Dkt. Nos. 15; 16) as to Wells’s tort claims
that are barred by Section 101.106(e), denies them as
moot as to the other claims, and grants in full the
new motions to dismiss (Dkt. Nos. 24; 25). While
Wells has requested leave to amend, Dkt. Nos. 34 at
8–9; 35 at 9, the Court denies her request. Given the
litany of problems with each of her claims and the
fact that many of these defects are immunity or
statute-of-limitations issues that cannot be cured by
amendment, amendment would be futile. She has
given no indication of how she would fix any defect,
and she has already amended her complaint
following the defendants’ first motions to dismiss,
which outlined many of these issues. Wells is not pro
se, and there is no reason to think she has not already
pled her best case. For these reasons, the Court
dismisses all of Wells’s claims with prejudice.
So ordered on May 7, 2024.
JAMES WESLEY HENDRIX
UNITED STATES DISTRICT JUDGE
47
App. 76
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
LUBBOCK DIVISION
CASE NO. 23-cv-00060-H
JURY TRIAL DEMANDED
[Filed on June 22, 2023]
CARA WESSELS WELLS,
Plaintiff,
v.
TEXAS TECH UNIVERSITY, SAMUEL PRIEN,
LINDSAY PENROSE, et. al.
Defendants.
PLAINTIFF’S FIRST AMENDED COMPLAINT
Plaintiff (“Dr. Wells” or “Plaintiff”) files this,
her original complaint against Texas Tech University
(“TTU,” or “the University”), Dr. Samuel D. Prien
(“Dr.
Prien”),
and
Dr.
Lindsay
Penrose
(“Dr.
Penrose,” and collectively “Defendants”), as follows:
1
App. 77
I. PRELIMINARY STATEMENT
1.
In
its
University
commitment
mission
highlights
to
statement,
the
education,
Texas
Tech
institution’s
alleged
ethics
student
and
success. It reads, “As a public research university,
Texas Tech advances knowledge through innovative
and creative teaching, research and scholarship. The
university is dedicated to student success by
preparing learners to be ethical leaders for a diverse
and globally competitive workforce. The university is
committed to enhancing the cultural and economic
development of the state, nation and world.”
2.
Unfortunately, Dr. Cara Wells’ experiences at
TTU stand in stark contrast to these principles. Over
the course of more than a decade, Dr. Wells was
sexually harassed and degraded at the hands of her
professor, Dr. Samuel Prien, aided by his associate,
Dr. Lindsay Penrose. Threatened by Dr. Wells’
2
App. 78
academic success—and later, business acumen—Dr.
Prien and Dr. Penrose soon made it their mission to
“put Dr. Wells in her place.” Their campaign against
her involved taking credit for her work, interfering
with her job prospects, and pursuing financial
opportunities to which they were not entitled. When
Dr. Wells reported their behavior to TTU, the
University failed to investigate her accusations, offer
her
protection
from
Dr.
Prien,
or
honor
its
commitment with respect to patents that she created
and owns.
3.
At the outset, Dr. Wells viewed the chance to
participate in TTU’s Agricultural Department, under
the direction of Dr. Prien and Dr. Penrose, as an
exciting opportunity to conduct important research
and launch her career in animal science.
4.
Even during her early days in the program,
Dr. Wells’ experience was sexualized and gendered.
3
App. 79
Indeed, Dr. Prien often “showed off” the young and
then-inexperienced Dr. Wells around to his peers at
industry conferences and events.
5.
However, as Dr. Wells began to exhibit signs of
independence and receive recognition on her own
well-earned successes, Dr. Prien, who is frequently
accused of misconduct by his students, used his
position of power to initiate a campaign to bring Dr.
Wells into submission.
6.
During her tenure at TTU, Dr. Prien and Dr.
Penrose subjected Dr. Wells to a constant barrage of
harassment and a hostile educational environment.
The
misconduct
perpetrated
by
the
professors
included forcing a young Dr. Wells—on numerous
occasions—to share hotel rooms with Dr. Prien and
Dr. Penrose when they traveled for academic
conferences. After Dr. Wells attempted to politely
decline those experiences—which she should have
4
App. 80
never had to endure—the ridicule and humiliation
delivered by Dr. Prien and Dr. Penrose ranged from
belittling comments about her clothing choices to
comments questioning her dedication and talent.
7.
To add insult to injury, Dr. Prien and Dr.
Penrose took advantage of Dr. Wells’ academic and
commercial achievements. Beginning with her time
as an undergraduate research assistant, Dr. Wells
did not receive credit for her contributions to
technological innovations, patents, and academic
research. Dr. Wells was made to believe that she was
simply “paying her dues” as a student researcher. In
reality, she was being denied credit she was due.
TTU failed to protect her from these harms.
8.
Having excelled as an undergraduate, Dr.
Wells returned to TTU as a PhD candidate. She
looked forward to making major contributions in her
lab studies, and she held out hope that she would
5
App. 81
finally be treated with respect. Unfortunately, she
soon learned that the mistreatment would only
worsen. She had no choice, given the required
pathway to professional success.
9.
As a PhD student, Dr. Penrose took credit for
more of Dr. Wells’ work, including an important
embryo technology patent. As the mistreatment
exacerbated, it became clear that Dr. Prien felt some
sense of entitlement to insert himself into all aspects
of Dr. Wells’ life, including the personal and social
aspects of it.
10.
Dr. Prien made it his mission to sabotage her
newly emerging career, even going so far as to
attempt to block her from obtaining post-graduation
employment.
11.
Nevertheless,
after
she
completed
her
doctorate at TTU, Dr. Wells founded her first
company. She returned to TTU—the community
6
App. 82
where she had invested years of her life— to seek
support. To Dr. Wells’ excitement, her company,
Embryotics, was accepted into TTU’s Accelerator
Program, a program that fosters and supports
entrepreneurs launching innovative startups. Soon
after, Dr. Wells founded a second company, called
EmGenisys. Dr. Wells embarked on exciting and
innovative research related to determining embryo
viability for creating pregnancy.
12.
Despite her obvious and well-earned success,
Dr. Wells was unable to rid herself of the continued
antagonistic behavior and meddling of Dr. Prien and
Dr. Penrose. Dr. Prien stole research from Dr. Wells
that he obtained as a result of a position of
confidence based on his role as a TTU Mentor. True
to form, he submitted that research for publication at
a conference for his own gain, a violation of several
ongoing non-disclosure agreements.
7
App. 83
13.
Despite her professors’ behavior, Dr. Wells
believed that she could rely on the resources and
support of TTU. Soon after, however, Dr. Wells
learned that Dr. Prien and Dr. Penrose had already
sowed seeds of distrust towards Dr. Wells within the
TTU
research
faculty,
making
unsubstantiated
accusations that Dr. Wells’ company’s technology was
stolen. Without a proper investigation, TTU accepted
the lies of Dr. Prien and Dr. Penrose and removed
Dr. Wells—without notifying her—from patents,
articles, and various TTU websites, where she had
previously been given recognition.
14.
Dr. Wells’ relationship with TTU ended in
2022 when, after being recruited to serve as a Mentor
to other TTU inventors, the school unceremoniously
fired her from the committee within the Accelerator
Hub. TTU subsequently sent out a defamatory
message to others in the TTU community forbidding
8
App. 84
them from contacting Dr. Wells or doing further work
with her.
15.
Dr.
Wells
has
dedicated
her
entire
adulthood to advanced and innovative research in
the space of reproductive sciences, and in particular,
the selection of embryos likely to be successful in in
vitro fertilization (IVF) transfer procedures for
humans and animals, alike. She is the exact type of
student, scholar, and businesswoman that any
professor or university would be proud to support
and encourage to return to provide mentorship and
expertise to the next generation of students. She
exhibits the traits and aspirational goals celebrated
in TTU’s mission statement. The harms perpetrated
by TTU and its senior faculty are serious, ongoing,
and must be remedied.
II. PARTIES
16.
Plaintiff Dr. Cara Wells is the founder and
9
App. 85
CEO of EmGenisys, Inc, a start-up biotechnology and
software company. She attended TTU for both her
bachelor’s degree and PhD, where she was a research
assistant during the years she was obtaining both of
her degrees.
17.
Defendant Texas Tech University (TTU) is
a public research university in Lubbock, TX.
18.
Defendant Dr. Samuel Prien (“Dr. Prien”)
is a professor of reproductive physiology at Texas
Tech Health Sciences Center (TTUHSC). He resides
in Shallowater, TX.
19.
Defendant
Dr.
Lindsay
Penrose
(“Dr.
Penrose”) is an associate professor at TTUHSC. She
resides in Lubbock, TX.
III. RELEVANT NONPARTIES
20.
Cameron Smith is a Texas-barred attorney
serving as the TTU System Commercialization
Director of the Office of Research Commercialization,
10
App. 86
which not only serves TTU, but also Angelo State
University, Texas Tech Health Sciences Center, and
the TTUHSC Paul L. Foster School of Medicine in El
Paso. He resides in Lubbock, TX.
21.
Dr. Joseph Heppert is the Vice President for
Research and Innovation at TTU. He resides in
Lubbock, TX.
22.
Kimberly Gramm is the Chief Innovation and
Entrepreneur Officer at Tulane University and
previously served as the vice president of innovation
and entrepreneurship at TTU. She resides in New
Orleans, LA.
23.
Dr. David Snow was the Executive Director of
the technology transfer office, where he focused on
intellectual property and licensing for all the TTU
System campuses. He is now the Executive Director
of
Technology
Ventures
at
the
University
Arkansas. He resides in Fayetteville, AR.
11
of
App. 87
24.
Julie Isom is the Associate Director for the
Center of Integration of STEM Education and
Research (CISER) at TTU. She resides in Idalou, TX.
25.
Taysha Williams is the Managing Director at
the Innovation Hub at Research Park and is in
charge of overall management of programming at the
Hub. She resides in Lubbock, TX.
IV. JURISDICTION AND VENUE
26.
This court has subject matter jurisdiction over
this action pursuant to 28 U.S.C. §1331, because
there are federal questions of law at issue, namely
violations of Title VII of the Civil Rights Act of 1964
(“Title
VII”)
and
Title
IX
of
the
Education
Amendments of 1972 (“Title IX”). This court has
supplemental jurisdiction over Plaintiff’s related
claims arising under state and local laws pursuant to
28 U.S.C. §1367(a).
27.
This court has personal jurisdiction because
12
App. 88
Defendants
maintain
physical
offices
and
continuously conduct business in Lubbock, Texas.
28.
Venue is proper pursuant to 42 U.S.C.
§2000e-5(f)(3) because a substantial portion of the
unlawful acts giving rise to Plaintiff’s claims
occurred in Texas.
29.
Venue is proper pursuant to 28 U.S.C. §1391
because Defendants are deemed to reside in this
District and a substantial part of the events and
omissions giving rise to the claim occurred in this
District.
V. EXHAUSTION OF ADMINISTRATIVE
PROCEDURES
30.
Dr.
Wells
timely
filed
with
the
Equal
Employment Opportunity Commission (“EEOC”) a
charge of sex discrimination against Defendants. 1
31.
Dr. Wells received a Notice of Right to Sue
Attached hereto as Exhibit A is a true and correct copy of the
EEOC Charge of Discrimination, filed November 11, 2022.
1
13
App. 89
from the EEOC within 90 days of filing this
complaint. 2
VI. FACTUAL BACKGROUND
A. Dr. Wells Begins Her Academic Career at
TTU and Pursues Her Passion for
Animal Science.
32.
In 2009, Dr. Wells enrolled at TTU in the
Department of Animal and Food Sciences with hopes
of becoming a veterinarian.
2
Attached hereto as Exhibit B is a true and correct copy of
the Notice of Right to Sue, issued on December 22, 2022.
14
App. 90
33.
As a requirement for her degree in Animal
Science at TTU, Dr. Wells enrolled in Dr. Prien’s
course. As an extra credit assignment, Dr. Wells
attended an undergraduate research conference
where, much to her excitement, she fell in love with
animal science research and decided that she would
dedicate her undergraduate academic career to
researching complex and novel concepts in the field.
34.
At this time, Dr. Prien seemed to show an
interest in Dr. Wells’ work, so she scheduled a
meeting with him during office hours to discuss her
15
App. 91
interest in his research. After their initial meeting,
Dr. Prien accepted her as a research assistant in his
lab and helped her attain a research internship at
the Howard Hughes Medical Institute. Dr. Wells was
hopeful
that
the
scholastic
and
professional
relationship between them would flourish.
35.
Before beginning her work in the lab, Dr.
Prien warned Dr. Wells that she could not be “easily
offended” and that sexual humor was “part of the
job.” Dr. Wells brushed this off as Dr. Prien
awkwardly attempting to explain the nature of a
reproduction lab. Unfortunately, Dr. Wells would
soon learn that Dr. Prien was more than a “quirky”
science professor.
36.
It was also at this time that Dr. Wells met
Dr. Penrose, a senior female colleague of Dr. Prien.
Dr. Penrose had been a student of Dr. Prien’s during
her time as an undergraduate and was accepted into
16
App. 92
the TTUHSC by Dr. Prien. Dr. Penrose and her
family have both on occasions stated that they credit
Dr. Prien with Dr. Penrose’s life—a sentiment which
explains her unwavering support of Dr. Prien, at all
costs.
17
App. 93
37.
An early incident foreshadowed that Dr.
Penrose would not be an ally against Dr. Prien’s
inappropriate conduct, but rather an accomplice and
perpetrator of the harassment. One day working in
the lab, Dr. Wells had a disturbing encounter with
one of Dr. Prien’s colleagues, an older male
physician. He made inappropriate remarks to the
undergraduate Dr. Wells and even asked for her
phone number. When Dr. Wells confided her
discomfort in Dr. Penrose, rather than supporting
her or reporting the inappropriate conduct, Dr.
Penrose shockingly told Dr. Wells to actively pursue
the man, because he was a well-known doctor who
could “do good things” for Dr. Prien’s lab.
B. Persistent Harassment and Bullying by Dr.
Prien and Dr. Penrose Continues.
38.
In October 2012, Dr. Wells was invited to
present a poster at the annual American Society for
Reproductive Medicine (ASRM) meeting in San
18
App. 94
Diego, California. The ASRM conference is held in a
different city each year and brings together the top
experts in the industry to present cutting edge
research. In order to be eligible for the event,
presenters must submit new and original research.
Dr. Wells worked on her presentation for months and
was excited for the opportunity to showcase the
results of her hard work.
39.
Dr. Wells’ excitement soon turned to dread,
however, when Dr. Prien—much to Dr. Wells’
surprise—demanded that Dr. Wells share a hotel
room
with
him
and
Dr.
Penrose.
Being
an
undergraduate on a trip to an important event with
scholars she looked up to, Dr. Wells acquiesced to the
demand.
40.
At the conference, wanting to put her best foot
forward, Dr. Wells arrived dressed in business attire.
Looking disapprovingly at Dr. Wells’ attire, Dr.
19
App. 95
Penrose told Dr. Wells that “lab people wear jeans,”
and required that she, Dr. Prien, and Dr. Penrose
dress alike.
41.
In April 2013, Dr. Wells was selected by TTU
to represent the University at Undergraduate
20
App. 96
Research Week in Austin, Texas. Dr. Wells was
again required to share a hotel room with her
professors.
42.
That spring, Dr. Wells graduated from TTU
with a B.S. in Animal Science and moved to College
Station to attend Veterinary School at Texas A&M.
43.
After beginning veterinary school, however,
Dr. Wells realized that her true passion lied in
research, like the work she had done as an
undergraduate. She resolved to pursue a PhD. In fall
2013, Dr. Wells gained admission into TTU’s doctoral
program. Unfortunately, Dr. Prien served as the
program’s committee chair.
44.
In fall 2013, Dr. Wells attended the annual
ASRM conference in Boston, Massachusetts after
being asked to present the research she submitted
prior to graduating from TTU. She once again was
required to share a hotel room with Dr. Prien and Dr.
21
App. 97
Penrose.
45.
After being embarrassed and being made to
dress
unprofessionally
at
the
previous
ASRM
conference, Dr. Wells followed her instincts and wore
a blazer (pictured here). Dr. Prien and Dr. Penrose
incessantly mocked Dr. Wells for her attire. The
comments intimidated Dr. Wells and caused her
mental distress.
46.
At the conference, an editor of Human
Reproduction, a peer-reviewed scientific journal,
approached Dr. Wells and offered to publish her
research in the journal. Without basis, but with
perceived authority, Dr. Prien told Dr. Wells that she
could not be the named first author on her own
research article and stated that he needed to be
listed as the author. He went on to say that this
would be the “biggest paper of his career,” and
viewed being listed as the first author as improving
22
App. 98
his chances of winning a grant. When the article was
published by the journal in September 2015, Dr.
Prien was listed as the first author. To Dr. Wells’
dismay and shock, Dr. Penrose was also listed as an
author – despite her complete lack of contribution
and no one having mentioned her potential inclusion
to Dr. Wells.
C. Dr. Wells returns to TTU to Pursue her PhD
and the Harassment Intensifies.
47.
In spring 2014, after leaving veterinary school,
Dr. Wells officially returned to TTU and resumed her
role in Dr. Prien’s lab.
48.
After months of work, on June 30, 2014, via
the University, Dr. Wells, Dr. Prien, and Dr. Penrose
filed Provisional Patent Application No. 62/019,034
entitled System and Method for Assessing Embryo
Viability. The concept behind the patent application
was Dr. Prien’s, but Dr. Wells did the hands-on work.
Dr. Wells’ contributions were innovative, and she
23
App. 99
was excited when she learned she would be included
as an inventor on the patent.
49.
Dr. Prien told Dr. Wells that TTU’s policy was
to give 40% of any revenue gained from the patent to
the inventors, 30% of the revenue to the department
from which the idea came, and 30% to the
institution. No one ever told Dr. Wells that the
revenue for the inventors would not be split evenly.
50.
Around that time, Dr. Wells served as a
teaching assistant to Dr. Prien’s class. As a result,
Dr. Prien and Dr. Wells often discussed ideas that
either of them might consider patentable. In one such
discussion, Dr. Wells brought up the original concept
for using embryo buoyancy to determine embryo sex
based on the fact that X chromosomes weigh more
than Y chromosomes.
51.
In fall 2014, the annual ASRM conference was
held in Baltimore, Maryland, and Dr. Wells was
24
App. 100
again required to sleep in a room with Dr. Prien and
Dr. Penrose.
52.
Following Dr. Wells’ presentation, numerous
scientists approached her to give praise. This
observably angered Dr. Prien and Dr. Penrose. Dr.
Penrose spent the remainder of the conference
bullying Dr. Wells. In one demeaning incident, Dr.
Penrose heated a cookie and then crumbled it onto
Dr. Wells bed while staring Dr. Wells in the eye. Dr.
Prien knew about the incident and did nothing to
remedy or address it.
53.
On June 30, 2015, the University, on behalf of
Drs. Prien, Penrose and Wells, filed international
patent
corresponding
application
to
PCT/US2015/038665
provisional
patent
application
62/019,034 filed June 30, 2014, and named all three
joint inventors of the disclosed technology. 3
3
Patent protection for the invention referred to as System and
25
App. 101
54.
By this time, Dr. Wells observed that Dr. Prien
had grown more possessive and controlling—and was
increasingly emboldened to behave inappropriately.
55.
Often self-righteous in tone, he lectured her
frequently about what he termed “morality.” Dr.
Prien attempted to make Dr. Wells feel guilty if she
was not, as he described it, on the “straight and
narrow.” He enjoyed finding “imperfections” in her
that he could exploit or ridicule. As a result, Dr.
Wells resolved to try her best to set boundaries with
Dr. Prien, keeping all conversations focused on
science. He did not respect those boundaries.
56.
In fall 2015, Dr. Prien sent a student to Dr.
Method for Assessing Embryo Viability was first-filed as US
Provisional Patent Application No. 62/019,034 on June 30,
2014. One year later, on June 30, 2015, the corresponding
international patent application PCT/US2015/038665 was filed
that claimed priority to the provisional patent application. Out
of the PCT application, US Patent Application No. 15/323,017
was filed (nationalized) on December 29, 2016. Each of these
three patent applications is entitled System and Method for
Assessing Embryo Viability and contains description of the
same invention(s).
26
App. 102
Wells’ home to monitor her after she did not respond
to his phone calls. Dr. Wells had simply fallen asleep.
Inexplicably, Dr. Prien accused Dr. Wells of abusing
drugs. Dr. Prien’s aggressive and unsubstantiated
accusations—and complete lack of respect for Dr.
Wells’
personal
boundaries—
resulted
in
psychological and emotional turmoil for Dr. Wells.
57.
In 2016, the ASRM conference was held in
Salt Lake City, Utah, and, once again, Dr. Wells
attended. Having learned from previous experience
that she would be expected to share a hotel room
with
Dr.
Prien
and
Dr.
Penrose,
Dr.
Wells
preemptively invited her mother, using it as an
excuse to share a room with her instead. Dr. Prien
and Dr. Penrose were visibly angered by Dr. Wells’
decision not to sleep in their hotel room. In
retaliation, Dr. Prien and Dr. Penrose ignored Dr.
Wells and her mother during the conference.
27
App. 103
58.
At
the
conference,
opportunity
to
present
professionals
about
her
to
Dr.
Wells
had
the
a
large
group
of
research.
She
dressed
professionally, in a knee length skirt. After the
successful presentation, in one of the only instances
in which the professors deigned to acknowledge her,
Dr. Penrose told Dr. Wells that no one was paying
attention to the presentation because they had been
looking at Dr. Wells’ legs the entire time. Dr. Penrose
asked Dr. Wells why she felt it was necessary to
dress “that way.” Sadly, not even the presence of Dr.
Wells’ mother, herself a professional engineer, had a
chilling effect on the harassment.
59.
By this time, Dr. Wells understood that she
had to either silently suffer harassment by her
professors or face retaliation—to the detriment of her
education and career.
28
App. 104
60.
In summer 2016, Dr. Wells began writing her
dissertation. Despite Dr. Wells’ hard work on the
dissertation, in what seemed a concerted effort, Dr.
Prien and Dr. Penrose baselessly accused Dr. Wells
of failing to take her studies seriously. This
harassment caused Dr. Wells to second-guess her
dedication and ability during a key time in her
education.
61.
Dr. Wells ultimately published her literature
review from her dissertation. As the supervising
professors, Dr. Prien and Dr. Penrose were expected
to offer feedback, support, and constructive criticism.
They offered none of those things. Nevertheless, they
demanded that they be listed as co-authors despite
their lack of contribution and, indeed, unprofessional
treatment of Dr. Wells throughout the experience.
62.
By 2017, Dr. Wells began to prepare for her
PhD defense, an already anxiety- inducing affair on
29
App. 105
the best of terms. Her apprehension was heightened
by relentless undermining and mistreatment by Dr.
Prien and Dr. Penrose.
63.
As testament to her professionalism and
quality of work, Dr. Wells passed her defense. On the
day of the defense, despite having worked with Dr.
Wells for over seven years, Dr. Prien ignored her
entirely. Dr. Prien’s behavior did not go unnoticed by
Dr. Wells’ family members, who were in attendance
and similarly ignored by Dr. Prien.
64.
In 2017, Dr. Wells graduated with her PhD in
Animal Science. Sadly, Dr. Wells was so traumatized
that she felt she could not walk at graduation.
D. Dr. Prien and Dr. Penrose Begin Their
Campaign to Undermine Dr. Wells’
Success Following Graduation.
65.
After graduation, Dr. Wells applied for jobs in
her field. Given Dr. Prien’s involvement in her work
and status at TTU, Dr. Wells listed him as a referral.
30
App. 106
During this time, Dr. Prien called Dr. Wells on a
constant basis to discuss his views on her future. He
offered Dr. Wells an unpaid position in his lab. Dr.
Wells respectfully declined this offer, hoping to find a
paid
position
more
commensurate
with
her
qualifications and experience.
66.
After more than six months of applying to
what seemed like hundreds of jobs, Dr. Wells was
frustrated and disheartened that she had not yet
landed a position. She and her now-husband needed
income and healthcare, so reluctantly she submitted
her application to work at a Tory Burch retail store.
During one of the numerous telephone calls from Dr.
Prien, he asked Dr. Wells how things were going. She
truthfully told him that she was frustrated that she
had to apply to a retail position after working hard to
obtain her PhD.
67.
Much to Dr. Wells’ shock and dismay, Dr.
31
App. 107
Prien told her that he had been waiting for this
moment—and conveyed his excitement that Dr.
Wells was now “humbled.” He went on to admit that,
when potential employers had contacted him as one
of Dr. Wells’ references, he told them that he could
not recommend her for the job. Dr. Prien’s casual
revelation of such deceit was physically sickening to
Dr. Wells. Her career prospects had been sabotaged.
68.
In hindsight, Dr. Wells sees Dr. Prien’s
pathological behavior for what it was: When Dr.
Prien could no longer intrude beyond Dr. Wells’ set
boundaries, he began actively campaigning against
her success. For example, when Dr. Wells made it
known that she planned to leave TTU and pursue a
career elsewhere after obtaining her PhD, Dr. Prien’s
hostility observably heightened. After all, Dr. Wells
leaving TTU would mean that Dr. Prien could no
longer direct or take credit for her successes. Dr.
32
App. 108
Prien interfered with her job application process so
that she would have no choice but to return to an
assistant’s position in his lab—a job offer she had
rejected.
69.
Eventually,
Dr.
Wells
was
offered
and
accepted a position as an andrologist at a company
called Ovation Fertility. The lab director at Ovation
was thrilled to have Dr. Wells because she was overqualified for the role, which typically only requires a
bachelor’s degree. The lab director told Dr. Wells that
he hoped to promote her quickly and she accepted the
job in order to have income and health insurance.
70.
Toxic as ever, Dr. Penrose told Dr. Wells that
she was not qualified to hold this position, despite
Dr. Wells’ stellar academic record in both her
bachelor’s degree and PhD.
E. Dr. Wells Founds her First Company,
Embryotics.
71.
While working at Ovation, Dr. Wells began
33
App. 109
building her first company, Embryotics.
Embryotics was created to develop embryo selection
technology that relied on noninvasive embryo and
oocyte assessment techniques to determine embryo
quality,
viability,
oocyte
competency,
and
cell
survival of cryopreservation using a novel specific
gravity device. Some of the concepts stemmed from
Dr. Wells’ graduate work.
72.
In 2017, the annual ASRM conference was in
San Antonio, Texas, and Dr. Wells attended as a
TTU representative to present the research she
conducted as a PhD student. This time, Dr. Prien
insisted that Dr. Wells share a hotel room with him
and a male graduate student. This was more that Dr.
Wells could endure, and she left the event early.
Before she did, however, the male graduate student
pleaded with her to stay, stating that he was
uncomfortable sharing a room with Dr. Prien.
34
App. 110
73.
Over the next months, Embryotics, led by Dr.
Wells, achieved numerous accolades.
74.
In
the
participated
beginning
in
the
of
U.S.
2018,
Dr.
National
Wells
Science
Foundation’s Innovation Corps (I-Corps), a program
focusing on training scientists and engineers to move
towards commercialization of their research. Dr.
Prien was designated the Principal Investigator on
the project, meaning he was in charge of submitting
the proposal and managing the award.
75.
In April 2018, Embryotics represented TTU at
the Rice Business Plan Competition and won 8th
place overall out of more than 700 applicants.
Embryotics was awarded $42,000 in prizes. The same
month,
Embryotics
won
the
TTU
iLaunch
Competition, and was awarded $10,000.
76.
On March 30, 2018, TTU filed a Provisional
Patent Application 62/650,038 entitled System and
35
App. 111
Method for non-invasive embryo sexing. Dr. Prien,
Dr. Penrose, and Dr. Wells were all listed as
inventors. Dr. Prien sent Dr. Wells a text message
stating that Dr. Penrose would receive a larger share
of the royalty rate because she came up with the idea
for the patent. Dr. Wells corrected Dr. Prien and
reminded him of their discussions in 2014 in which
Dr. Wells came up with the idea of using embryo
buoyancy to assess viability. Dr. Prien refused to
negotiate with Dr. Wells, his co-inventor whose idea
was the brainchild for this patent, and submitted the
royalty rate without further discussion. She still was
not told how exactly the royalty rate would be
divided.
77.
In April 2018, Dr. Wells left her job at Ovation
Fertility. She resolved to dedicate all of her time to
help Embryotics thrive.
78.
Dr. Wells applied for Embryotics to be
36
App. 112
accepted into the Accelerator Program at the TTU
Innovation Hub, a year-long program that provides
selected startup companies $25,000 and additional
funding opportunities, monthly business trainings,
marketing and business plan support, access to
regional professional events, and a team of mentors
from various industries in the venture space.
79.
Embryotics was accepted into the Accelerator
and awarded the license to the embryo buoyancy
technology that Dr. Wells helped to create during her
time as a TTU student. Dr. Prien was upset that she
was “given” the license to the technology. Dr. Wells
attempted to appease Dr. Prien by adding him to the
team of Mentors at the Accelerator Program. As part
of his involvement with the Accelerator, Dr. Prien,
like all the Mentors, was required to sign an
agreement to keep confidential the information he
learned from the Accelerator Program’s participating
37
App. 113
companies, including Embryotics.
80.
In June 2018, Dr. Wells got engaged to her
now-husband.
Dr.
Wells’
other
TTU
Mentors
congratulated her and celebrated her good news. In
contrast, Dr. Prien, was clearly miffed. His reaction
to Dr. Wells’ news was so obviously negative that
afterwards other Mentors reached out to Dr. Wells to
see if she was okay. In fact, in an email exchange in
2022
discussing
other matters,
an Accelerator
Mentor told Dr. Wells that he retains “a vivid, and
unsettling memory” of Dr. Prien’s reaction to Dr.
Wells’ engagement announcement.
81.
Around this time, Dr. Wells was invited by
Simplot, a large agribusiness company, to do a sex
selection study funded independently of TTU. Dr. Wells
invited (and paid) one of Dr. Prien’s graduate students
with whom she had worked to provide her assistance
for the study. Embryotics covered all the expenses
38
App. 114
with no financial support from TTU. During this trip,
the student confided in Dr. Wells that she was
nervous and uncomfortable about being required to
share a room with Dr. Prien on research trips.
82.
In spring 2019, Embryotics dissolved as a
company. The company was made up of all first-time
entrepreneurs and they “learned that while [the
technology] was accurate, it wasn’t fast enough to be
performed at scale, and ultimately the company
didn’t work out.” 4
F. EmGenisys
Embryotics.
83.
Rises
from
the
Ashes
of
Dr. Wells continued pursuing her passion for
research
and
formed
a
new
company
called
EmGenisys. The original intention for creating
EmGenisys was to pick up where Embryotics left off
4
Dr. Wells addressed the dissolution of Embryotics and her
focus on EmGenisys in an interview following EmGenisys’
success at the Grow-NY Competition in 2022. https://www
farmprogress.com/technology/grow-ny-competition-offersglimpse-future-ag-tech
39
App. 115
using
the
TTU
embryo
selection
technologies.
However, due to TTU’s lack of cooperation in the
process to license this technology to EmGenisys, Dr.
Wells and the company pivoted away from the TTU
technology. EmGenisys currently provides a digital,
non-invasive,
embryo
assessment
platform
for
livestock.
84.
In January 2019, at the National Cattleman’s
Beef
Association
meeting,
Dr.
Wells met
the
executive team at a company called Vytelle. Vytelle
is a precision livestock company that focuses on
emerging technologies, particularly those which
relate to genetics and cattle. Dr. Wells was excited
about the prospect of working with Vytelle and
stayed in contact with them as EmGenisys was
formed.
85.
A few months later, Dr. Wells obtained a letter
of intent from Vytelle for a project that would build
40
App. 116
upon the technology Embryotics was developing.
However, TTU was pursuing IP protection for the
base technology which had been developed at TTU.
Therefore, Dr. Wells began plans to license that IP,
for which she is an inventor, from TTU. The plan was
to secure the license from TTU and then apply once
again to the Accelerator Program as EmGenisys. To
this end, as the shepherd of all things IP at the
University, Cameron Smith, Director of the Office of
Research Commercialization at TTU, asked Dr.
Wells to create and present a business plan which he
instructed should include her relationship with
Vytelle.
86.
Dr. Wells worked on the business plan with
Kimberly Gramm, who at the time was the
Managing Director of the Innovation Hub and,
therefore, key in selecting the startup companies
accepted into the Accelerator Program. Ms. Gramm
41
App. 117
quickly became an advocate for Dr. Wells, which put
Ms. Gramm in the crosshairs of Dr. Prien and others
at TTU. In fact, once EmGenisys was accepted into
the Accelerator, Dr. Prien accused Ms. Gramm of
“nepotism,” claiming she was the only reason
EmGenisys was accepted.
G. TTU Office of Research and Innovation Uses
Dr. Wells’ Successful New Company as a Means
to Poach More of Her Intellectual Property.
87.
Dr. Wells presented her business plan as part
of the Accelerator vetting process, and during which
Mr. Smith asked numerous questions about Vytelle
and showed extraordinary interest in the company.
EmGenisys
was
accepted
into
the
Accelerator
Program, and Dr. Wells moved forward with the
expectation that EmGenisys would receive the
license from TTU for the technology based on
promises made by Mr. Smith to Ms. Gramm.
88.
Relying on these promises, throughout the
42
App. 118
spring of 2019, Dr. Wells sought confirmation from
Mr. Smith and the Accelerator Hub that EmGenisys
would indeed receive the license to the embryo
technology as promised. However, TTU refused to
provide assurances.
89.
It was around this time that the tenor of
TTU’s
relationship
with
Dr.
Wells’
changed
drastically. Dr. Wells now knows that Dr. Prien and
Dr. Penrose had, by this time, begun their campaign
to thwart Dr. Wells’ obtaining the license.
90.
In breach of all assurances made, instead of
granting Dr. Wells and her company the license to
TTU’s embryo technology, Mr. Smith licensed the
technology directly to Vytelle, robbing Dr. Wells and,
in
turn,
EmGenisys
of
a
lucrative
financial
opporrtunity. Cameron Smith also promised Vytelle
that Dr. Wells would work for them, despite having
no discussion with Dr. Wells about this, nor the
43
App. 119
power to otherwise make such assurances to Vytelle.
When Ms. Gramm pressed harder as to why the
University issued the license to Vytelle instead of Dr.
Wells’ company, EmGenisys, she was told that Dr.
Wells did not get the license because she was too
“emotionally charged,” a clear dig from Dr. Prien and
Dr. Penrose.
91.
Even more devastating, at about this same
time, Dr. Heppert, Vice President for Research and
Innovation at the University, told Dr. Wells that a
student had accused Dr. Wells of stealing inventions.
Dr. Wells now knows that Dr. Heppert accepted a
malicious, unsubstantiated accusation originating
from Dr. Prien and Dr. Penrose without proper
investigation, and almost certainly amplified it to the
University and beyond. Though this was a baseless
and clearly false claim, it was harmful for Dr. Wells,
given that the accusation was levelled by high-
44
App. 120
ranking, powerful individuals at the University.
92.
TTU’s deception and run-around continued
through the acts of Dr. David Snow, who was in
charge of the University’s IP and licensing programs
at the time, and who insisted Dr. Wells disclose, with
proof, company formation, identifying information for
parties
in
interest,
feedback
regarding
semen
technologies, an updated business plan, and funding
structure for embryo technology. It was Dr. Wells’
understanding
that
upon
submitting
this
information, she would finally obtain the license for
the embryo technology she had long been pursuing
for EmGenisys.
93.
On August 19, 2019, a meeting was held
among Dr. Heppert, Dr. Wells, Dr. Snow, Cameron
Smith, Dr. Tim Dallas, Dr. Mike Ryan, Kimberly
Gramm, Dr. Prien, and Dr. Penrose. The intention of
this meeting was to finalize details of which
45
App. 121
technologies EmGenisys could license and to discuss
the
fact
that
the
University
had
erroneously
promised Vytelle that Dr. Wells would work for
them.
94.
The meeting was a disaster from the start. Dr.
Heppert was the one who called the meeting, which
required Dr. Wells to fly to Lubbock to attend. All
knew Dr. Wells was short of funds, trying to get her
start-up company off the ground and only recently
having obtained her PhD from TTU. In an act
demonstrating Dr. Heppert’s unearned distaste for
Dr. Wells, he left the meeting after less than 10
minutes. Subsequently, Dr. Prien and Dr. Penrose
each made it clear that they did not support Dr.
Wells getting access to any of the University’s
technologies. Dr. Snow continued to irrationally
insist that Dr. Wells really wanted Vytelle to directly
license the TTU technology, instead of through Dr.
46
App. 122
Wells’ EmGenisys. Dr. Wells corrected Dr. Snow and
futilely explained that she wanted Vytelle to be a
customer and that Dr. Snow was weaponizing her
contacts against her, a fact he did not deny. Overall,
nothing was resolved, and the TTU representatives
lied about, among other things, promising Vytelle
that Dr. Wells would work for them.
H. Dr. Wells Tries to Keep the Peace with Dr.
Prien and He Takes Further Advantage of Her
Personal Success.
95.
Dr. Wells tried to remain positive and gain as
much benefit as possible in the Accelerator program.
Under the
advice
of Ms.
Gramm,
Dr.
Wells
endeavored to make Dr. Prien feel included in the
new research, in hopes that if his ego was stroked, he
would stop his campaign against her.
96.
Dr. Wells discussed sex selection data in the
TTU Accelerator Mentor program and, in follow up,
Dr. Prien asked to see more of Dr. Wells’ data. In an
47
App. 123
attempt to placate Dr. Prien, Dr. Wells shared the
data with him. True to form, Dr. Prien took the data
as if it were his own and used it as a basis to submit
an abstract that he sought to present at the ASRM
conference. Among other things, this was in violation
of
the
Accelerator
Program’s
non-
disclosure
agreement with its Mentors. Ironically, Dr. Prien has
taught a course at the undergraduate and graduate
level titled “Ethics in Scientific Research” for many
years, but intentionally violated ethical standards in
his role as a professor, co-inventor, and Mentor.
97.
Dr. Wells was concerned that if Dr. Prien was
allowed to present this data, it could negatively
impact relationships between her current company,
past company, and third parties. Among others,
Embryotics
had
an
existing
non-disclosure
agreement in place with Simplot, which continued for
a period of ten years after the date it went into effect
48
App. 124
(July 29, 2018). The agreement required Simplot’s
permission in order to disclose the research in which
they were participants.
98.
Dr. Prien’s actions were also in violation of the
non-disclosure agreement that Mentors in the
Accelerator Hub signed, which terms provided that
the Mentors shall not disclose any proprietary
information disclosed to it for any unauthorized
purpose.
99.
Charitably, Dr. Wells explained her position to
Dr.
Prien.
Instead
of
apologizing,
Dr.
Prien
acknowledged Dr. Wells’ concerns, then refused to
withdraw the submission. Dr. Wells had no choice
but to contact ASRM and inform them of the
misconduct and misappropriation by Dr. Prien.
ASRM removed Dr. Prien’s abstract.
100.
Upon finding out that he had been removed
from ASRM, Dr. Prien told another graduate student
49
App. 125
that he was going to “destroy” Dr. Wells. His
behavior escalated into the frenetic.
101.
As this conflict escalated, Dr. Wells uncovered
further disturbing details. First, Dr. Wells discovered
that despite being a primary inventor on the embryorelated patent applications by the University, her
allotted
proportion
of
royalties
was
disproportionately lower in comparison to Drs. Prien
and Penrose. Moreover, Dr. Wells was never included
in so much as a conversation about how the
inventors’ royalties should be allotted; naturally, Dr.
Wells
had
always
presumed
they
would
be
distributed on an equal basis.
102.
Second, Dr. Wells learned that Dr. Prien
claimed (and spread the rumor) that EmGenisys’ new
technology infringed upon TTU patents. Again, these
untruthful
claims
were
made
maliciously
and
without basis and have inflicted considerable damage
50
App. 126
on Dr. Wells. In truth, the technology pioneered by
EmGenisys is entirely novel. However, without
explanation or notice to Dr. Wells, on September 29,
2021, just a month before the patent was issued, the
University, through its attorney Kristopher Lance
Anderson, unilaterally removed Dr. Wells as an
inventor from US Patent Application No. 15/323,017
on the System and Method for Assessing Embryo
viability. The patent issued on November 9, 2021, as
US Patent No. 11,169,064 (“the ‘064 patent”),
without Dr. Wells as an inventor. Dr. Wells tried to
discuss these purposeful, harmful and erroneous
accusations with Mr. Smith (the attorney serving as
the TTU System Commercialization Director of the
Office of Research
Commercialization),
but he
refused to speak with her unless she agreed not to
bring her attorneys. This coercive misconduct by Mr.
Smith, TTU’s agent, was a power-play by the
51
App. 127
University over Dr. Wells, with the clear purpose
being to avoid her discovering their bad acts.
103.
Indeed, Dr. Wells only found out about being
removed as an inventor when reading an article
online. In this regard, it should be appreciated that
the naming of inventors is not arbitrary; correct
inventorship specification is a matter of law, and
misrepresentations regarding inventorship result in
the patent being unenforceable.
104.
Dr. Prien continued his meddling in Dr. Wells
affairs
into
2022.
Late
in
2021,
EmGenisys
participated in the Grow-NY Competition, in which
food and agriculture businesses compete for the
opportunity to win prize money and business
development support. EmGenisys was named as a
finalist and awarded $250,000 for its innovative
embryo assessing system. TTU published an article
celebrating this achievement, but Dr. Wells was
52
App. 128
notified that it had subsequently been removed early
in 2022 after Dr. Prien demanded that the article be
taken down from TTU’s website. The calculated
campaign against Dr. Wells became increasingly
distressing, especially because it was based on false
accusations
which
could
have
easily
been
investigated and disproven.
I. TTU Refuses to Acknowledge or Address Dr.
Wells’ Reports on Dr. Prien’s and Dr. Penrose’s
Misconduct.
105.
Dr.
Wells
emailed
a
student
body
representative asking for help to protect students
from the relentless and inappropriate conduct of Dr.
Prien and Dr. Penrose on powerless students. She
also spoke candidly with Kimberly Gramm and Dr.
Tim Dallas, another Accelerator Mentor, about Dr.
Prien forcing her to share a hotel room with him and
Dr. Penrose on all of their University-sponsored
research trips.
53
App. 129
106.
During fall 2020, Dr. Mark Sheridan, the Vice
Provost for Graduate and Postdoctoral Affairs and
Dean of the Graduate School, hosted a virtual lunch
to obtain feedback on how the graduate school at
TTU can better help its students. Dr. Wells stated
that the University needed to prevent students from
sharing hotel rooms with professors. She also
conveyed her view that students often are faced with
unnecessary additional expense. For example, Dr.
Wells detailed how she paid the expenses for all her
large animal studies out of her own pocket while
earning her PhD. She followed up this conversation
with a letter to Dr. Sheridan reiterating her
concerns. He did not respond for over a year.
107.
After Dr. Wells made known her claims
concerning Dr. Prien and Dr. Penrose, several other
individuals at TTU made independent claims against
them alleging similar misconduct. Another individual
54
App. 130
reached out to Dr. Sheridan to share his experience
and specifically stated that Dr. Penrose belittled him
but explained that he was fearful that if he came
forward to complain, she may retaliate by blocking
him from graduating with his master’s degree. This
was a story to which Dr. Wells related. Furthermore,
these
complaints
were
fielded
through
the
University’s Human Resources Department, assuring
the University’s awareness of Dr. Prien’s and Dr.
Penrose’s bad acts and impacts. The University still
refused to address or remedy them.
J. TTU Retaliates by Perpetuating Baseless
Claims that Dr. Wells Stole Intellectual
Property.
108.
In May 2022, Dr. Wells executed an agreement
to be on the Mentor committee in the Accelerator
Hub. Because of her experiences, she hoped to be a
positive source of mentorship to TTU entrepreneurs.
109.
Shortly
thereafter, Dr.
55
Prien
wrote
and
App. 131
distributed by email a song he titled the “Time to
Move on Song,” which does not directly name Dr.
Wells, but is a clear reference to her. The song is
dedicated to “those who believe rumor over fact” and
references “accusations” against Dr. Prien that he
has “survived.”
110.
Dr. Wells’ role as a Mentor in the Accelerator
Hub was finalized in June 2022, after she underwent
rigorous
interviews,
background
checks
and
onboarding procedures with Taysha Williams, who
had been appointed
Innovation
Hub
Program Director at
following
Kimberly
the
Gramm’s
departure. Dr. Wells was added to the TTU website,
making her new position public.
111.
It was common practice that Accelerator Hub
mentors
could
transform
their
roles
into
compensated ones by being hired in full-time roles at
TTU or by partnering with one of the companies
56
App. 132
accepted into the Accelerator Hub. As this was a
common occurrence for former Mentors, Dr. Wells
anticipated the same opportunities after serving as a
Mentor.
112.
On June 10, 2022, the Office of the General
Counsel for TTU called Taysha Williams and
instructed that she remove Dr. Wells as a Mentor
immediately. No legitimate reason was given for
removing Dr. Wells. Nevertheless, Ms. Williams
followed TTU’s orders and removed Dr. Wells from
the website and sent the email as instructed to the
other TTU Mentors telling them that, based on the
guidance of the Office of General Counsel and the
Vice President for Research and Innovation (Dr.
Heppert), they were to cease “any formal relationship
with and remove any and all collaboration with” Dr.
Wells. The other Mentors were specifically instructed
to “no longer engage Dr. Wells in Hub programming
57
App. 133
or involve her in the fulfillment” of the Mentorship
roles.
113.
Dr. Wells was never approached by the
General Counsel, his Office, or any other University
or
Accelerator
representative
regarding
these
adverse actions taken by TTU.
114.
Later that month, Dr. Wells became aware
that she had been removed from many TTU
publications, including articles honoring her as a
distinguished alumnus and EmGenisys founder. Dr.
Wells received no contact or explanation from TTU
about her removal from the University’s publications.
115.
After her firing, Dr. Wells discovered that Dr.
Prien claimed that all of his patented technologies for
which he is an inventor have been licensed to
industry. If this is true, this means that Dr. Wells
did not receive any royalties from TTU for several
patents, on which she is an inventor-in-fact.
58
App. 134
116.
Since Dr. Wells filed her EEOC charge against
TTU, University representatives seem to be taking a
disingenuous interest in at least some of her claims
and have reached out, through the University
lawyer, Cameron Smith, attempting to justify their
removal of Dr. Wells as an inventor and the
defamatory campaign launched against her.
117.
Additional insight into the scheme to tarnish
the professional reputation of Dr. Wells in order to
profit off her work product continues to come to light
even now. For example, in February of 2023, Dr.
Wells was informed by a colleague at a research
conference that Dr. Prien spread some story that he
had hired armed security for the graduate student
dissertation defenses in 2020, claiming that he
thought Dr. Wells might show up to the event. Dr.
Prien and Dr. Penrose have continued to paint the
narrative t
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