Petition for Writ of Certiorari — Susan Hutson, Petitioner v. United States, et al.
Supreme Court briefMar 21, 2025
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No. 24-______
In the Supreme Court of the United States
SUSAN HUTSON,
Petitioner,
v.
UNITED STATES OF AMERICA, ET AL.,
Respondents.
On Petition for Writ of Certiorari to the United
States Court of Appeals for the
Fifth Circuit
PETITION FOR WRIT OF CERTIORARI
JOSHUA S. FORCE
DAVID A. MARCELLO
CURTIS J. CASE
SHER GARNER CAHILL
RICHTER KLEIN &
HILBERT, L.L.C.
909 Poydras St., 28th Floor
New Orleans, LA 70112
JOHN S. WILLIAMS
YOLANDA MARTINSINGLETON
ORLEANS PARISH SHERIFF’S
OFFICE
2800 Perdido St.
New Orleans, LA 70119
March 21, 2025
ELIZABETH B. MURRILL
Attorney General
J. BENJAMIN AGUIÑAGA
Solicitor General
Counsel of Record
ZACHARY FAIRCLOTH
Principal Deputy
Solicitor General
KELSEY L. SMITH
Deputy Solicitor General
LOUISIANA DEPARTMENT OF
JUSTICE
1885 N. Third St.
Baton Rouge, LA 70802
(225) 506-3746
AguinagaB@ag.louisiana.gov
i
QUESTION PRESENTED
The Prison Litigation Reform Act of 1995 (PLRA)
establishes, among other things, “standards for the
entry and termination of prospective relief in civil actions challenging prison conditions.” Miller v. French,
530 U.S. 327, 331 (2000). Relevant here, “such relief
shall be terminable upon the motion of any party ... 2
years after the date the court granted or approved the
prospective relief.” 18 U.S.C. § 3626(b)(1)(A)(i). Upon
the timely filing of any such motion, “[t]he supervising
court may refuse to terminate jurisdiction only if it
makes [certain] written findings” specified by the
PLRA. Imprisoned Citizens Union v. Ridge, 169 F.3d
178, 182 (3d Cir. 1999) (Alito, J.) (citing § 3626(b)(3)).
The question presented is:
Whether a State or local official who moves to
terminate prospective relief under 18 U.S.C.
§ 3626(b)(1)(A) bears any affirmative burden
beyond demonstrating that the requisite
amount of time has passed.
ii
PARTIES TO THE PROCEEDING
Petitioner is Susan Hutson. Petitioner was the defendant-appellant below.
Respondents are the United States of America (an
intervenor plaintiff-appellee below), as well as Kent
Anderson, Steven Dominick, Anthony Gioustavia,
Jimmie Jenkins, Greg Journee, Richard Lanford,
Leonard Lewis, Euell Sylvester, and Lashawn Jones
(all plaintiffs-appellees below).
Though not a respondent here, the City of New Orleans was a defendant-appellee below but took no position on the merits of Sheriff Hutson’s appeal.
iii
STATEMENT OF RELATED CASES
Anderson v. Hutson, No. 23-30633 (5th Cir.). Judgment entered Aug. 26, 2024; order denying petition for
rehearing en banc entered Jan. 28, 2025.
Jones v. Gusman, No. 12-859 (E.D. La.). Order entered Sept. 5, 2023.
iv
TABLE OF CONTENTS
QUESTION PRESENTED ........................................... i
PARTIES TO THE PROCEEDING ............................ ii
STATEMENT OF RELATED CASES .......................iii
TABLE OF AUTHORITIES ...................................... vii
PETITION FOR WRIT OF CERTIORARI ................. 1
OPINIONS BELOW .................................................... 5
JURISDICTION .......................................................... 5
STATUTORY PROVISIONS INVOLVED.................. 5
STATEMENT OF THE CASE .................................... 7
A. LEGAL BACKGROUND........................................... 7
B. PROCEDURAL BACKGROUND ................................ 8
REASONS FOR GRANTING THE PETITION ....... 15
I. THE COURTS OF APPEALS ARE DIVIDED ON THE
QUESTION PRESENTED. ....................................... 15
A. The Ninth Circuit Requires Movants to
Prove Not Only the Requisite Passage of
Time But Also That the Prospective
Relief Does Not Satisfy the § 3626 (b)(3)
Factors. ......................................................... 15
v
B. The First and Fifth Circuits, and
Numerous Courts Within Other Circuits,
Require Movants to Show Only the
Requisite Passage of Time, Recognizing
That Plaintiffs Bear the Burden to Prove
That the Prospective Relief Satisfies the
§ 3626 (b)(3) Factors. .................................... 19
C. The Decision Below Brings This Split
Within the Fifth Circuit Itself...................... 23
II. THE DECISION BELOW IS WRONG. ..................... 25
A. The PLRA’s Burden-Shifting Framework
Requires That a Movant Establish Only
the Requisite Passage of Time. .................... 25
B. The Ninth Circuit’s Side of the Circuit
Split Is Wrong. .............................................. 28
III. THE QUESTION PRESENTED IS “OBVIOUSLY
IMPORTANT.” .................................................... 30
IV. THIS CASE IS AN IDEAL VEHICLE. .................... 32
CONCLUSION .......................................................... 36
vi
TABLE OF APPENDICES
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE
FIFTH CIRCUIT, FILED JANUARY 28,
2025…………….…………….……………...…1a
APPENDIX B — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE
FIFTH CIRCUIT, FILED AUGUST 26,
2024…………….………….……………..…..43a
APPENDIX C — ORDER & REASONS OF THE
UNITED STATES DISTRICT COURT,
EASTERN DISTRICT OF LOUISIANA
FILED SEPTEMBER 5, 2023.………..…..81a
APPENDIX D — ORDER OF THE UNITED
STATES DISTRICT COURT, EASTERN
DISTRICT OF LOUISIANA FILED JULY 19,
2023……....…………………………......…..107a
vii
TABLE OF AUTHORITIES
Cases
Anderson v. City of New Orleans,
38 F.4th 472 (5th Cir. 2022)................................... 10
Anderson v. Hutson,
No. 23-30633 (5th Cir.)........................................... iii
Balla v. Idaho Bd. of Corr.,
2019 WL 9831671 (D. Idaho Apr. 18, 2019) ......... 18,
26, 27
Balla v. Idaho,
29 F.4th 1019 (9th Cir. 2022)........................... 17, 18
Benjamin v. Shriro,
2009 WL 3464286 (S.D.N.Y. Oct. 26, 2009) .......... 22
Berwanger v. Cottey,
178 F.3d 834 (7th Cir. 1999) .................................... 8
Brown v. Collier,
929 F.3d 218 (5th Cir. 2019) .............................. 3, 21
Brown v. Plata,
563 U.S. 493 (2011) ................................................ 28
Busby v. Bonner,
2021 WL 4100290 (W.D. Tenn. Aug. 30, 2021) ..... 23
Cason v. Seckinger,
231 F.3d 777 (11th Cir. 2000) .................................. 8
Gilmore v. California,
220 F.3d 987 (9th Cir. 2000) ...... 3, 15, 16, 18, 28, 29
Graves v. Arpaio,
623 F.3d 1043 (9th Cir. 2010) ...................... 3, 16, 17
Guajardo v. Tex. Dep’t of Criminal Justice,
363 F.3d 392 (5th Cir. 2004) ........... 3, 14, 20, 21, 22,
23, 24, 26
viii
Hadix v. Johnson,
228 F.3d 662 (6th Cir. 2000) .................................... 8
Hedrick v. Grant,
648 F. App’x 715 (9th Cir. 2016) ........................ 3, 17
Imprisoned Citizens Union v. Ridge,
169 F.3d 178 (3d Cir. 1999)......................... i, 2, 8, 22
Imprisoned Citizens Union v. Shapp,
11 F. Supp. 2d 586 (E.D. Pa. 1998)........................ 21
Jones v. Gusman,
No. 12-859 (E.D. La.).............................................. iii
Laaman v. Warden, N.H. State Prison,
238 F.3d 14 (1st Cir. 2001)..................... 3, 19, 20, 22
Miller v. French,
530 U.S. 327 (2000) ............................. i, 7, 11, 27, 29
Parker v. Hooper,
128 F.4th 691 (5th Cir. 2025)................................. 31
Porter v. Clarke,
923 F.3d 348 (4th Cir. 2019) .................................... 8
Regan v. Cnty. of Salt Lake,
2006 WL 3613217 (D. Utah Dec. 11, 2006) ........... 22
Rufo v. Inmates of Suffolk Cty. Jail,
502 U.S. 367 (1992) .......................................... 15, 17
Ruiz v. United States,
243 F.3d 941 (5th Cir. 2001) .................................. 35
Skinner v. Lampert,
457 F. Supp. 2d 1269 (D. Wyo. 2006) .................... 22
United States v. Territory of the Virgin Islands,
884 F. Supp. 2d 399 (D.V.I. 2012).......................... 22
Valentine v. Collier,
993 F.3d 270 (5th Cir. 2021) ............................ 28, 36
ix
Woodford v. Ngo,
548 U.S. 81 (2006) .................................................. 27
Statutes
18 U.S.C. § 3626 ............ i, 1, 2, 3, 4, 5, 7, 8, 10, 11, 13,
14, 15, 16, 18, 20, 21, 22, 23, 24, 25, 26, 27, 28, 29,
32, 33, 34, 35, 36
28 U.S.C. § 1254 .......................................................... 5
28 U.S.C. § 1291 ........................................................ 31
42 U.S.C. § 1983 .......................................................... 8
1
PETITION FOR WRIT OF CERTIORARI
The United States and its private-plaintiff partners “want[] to build a prison”—a $100+ million
prison—on New Orleanians’ dime. App.42a (Oldham,
J., dissenting from the denial of rehearing en banc)
(quoting App.64a (Smith, J., dissenting)). For over a
decade, the United States, a friendly (to the United
States) former Sheriff, and others have willed this construction project into existence. First through a consent decree, and then through a series of judicial orders mandating a new prison, come hell or high water.
Indeed, the district court’s most recent directives are
unequivocal:
[A]ny further delay in the construction of [the
prison] shall not be tolerated by the Court, and
any party’s failure to abide by this Court’s orders shall result in severe sanctions, including
consideration of whether that party is to be
held in contempt of court. App.82a.
But there is, as they say, “a new Sheriff in town”—
Petitioner Susan Hutson. App.44a. When she took office, she recognized the utter unlawfulness of what has
happened. To take the starkest example, in curtailing
federal courts’ ability to interfere with State and local
prisons, the Prison Litigation Reform Act (PLRA)
states that “[n]othing” within its provisions “shall be
construed to authorize the courts, in exercising their
remedial powers, to order the construction of prisons.”
§ 3626(a)(1)(C). Yet, Petitioner is under the gun to
build a prison that her predecessor agreed—and now
the courts are ordering her—to build.
2
Petitioner moved to terminate the orders mandating the prison construction. The PLRA’s termination
provisions state that orders granting prospective relief
“shall be terminable” upon the filing of any termination motion filed at least two years after the date they
were entered—a condition undisputedly satisfied
here. § 3626(b)(1)(A)(i). “After that, the burden shifts
to the parties opposing termination to provide sufficient evidence to support [certain] findings required
by” § 3626(b)(3). App.40a (Oldham, J.). As then-Judge
Alito put it, a district court “may refuse to terminate
jurisdiction only if it makes” those § 3626(b)(3) findings. Imprisoned Citizens Union v. Ridge, 169 F.3d
178, 182 (3d Cir. 1999); see § 3626(b)(3) (stating that
prospective relief “shall not terminate if the court
makes written findings based on the record that,”
among other things, “prospective relief remains necessary to correct a current and ongoing violation of the
Federal right” and “the prospective relief is narrowly
drawn”).
But the district court refused to terminate its orders—and the Fifth Circuit affirmed in a decision that
Judges Oldham and Smith described as “inscrutable,”
“jurisdictionally dysphoric,” “totally unhinged,” “incomprehensible,” and, ultimately, “tak[ing] a hatchet
to the [PLRA].” App.15a (Oldham, J.); App.64a (Smith,
J.); see App.3a (Ho, J., dissenting from denial of rehearing en banc) (recognizing that this is an “obviously important case”). As best Petitioner can understand that decision, it holds that Petitioner did not file
“a proper motion to terminate” because she “has not
argued that the relief is no longer necessary to correct
the existing constitutional violations.” App.59a, 61a
3
(citing § 3626(b)(3)). In other words, merely filing a
timely motion under § 3626(b)(1)(A) does not suffice;
Petitioner was additionally required to allege and
prove that the § 3626(b)(3) factors for continuing prospective relief are not satisfied.
That holding implicates a longstanding and entrenched circuit split regarding the burden-shifting
framework in the PLRA’s termination provisions. On
one side, the Ninth Circuit has long rejected the notion
that termination flows “automatically” from a movant’s timely filed motion; instead, “the burden is on
the movant to demonstrate” also that the § 3626(b)(3)
factors are not satisfied. Hedrick v. Grant, 648
F. App’x 715, 716 (9th Cir. 2016) (citing Graves v. Arpaio, 623 F.3d 1043, 1048 (9th Cir. 2010) (per curiam);
Gilmore v. California, 220 F.3d 987, 1007–08 (9th Cir.
2000)) (emphasis added). On the other side, the First
and Fifth Circuits have long held that plaintiffs bear
the burden of preventing termination by proving up
the § 3626(b)(3) factors. See Laaman v. Warden, N.H.
State Prison, 238 F.3d 14, 20 (1st Cir. 2001); Brown v.
Collier, 929 F.3d 218, 228 (5th Cir. 2019) (citing
Guajardo v. Tex. Dep’t of Criminal Justice, 363 F.3d
392, 396 (5th Cir. 2004) (per curiam)). That is, a movant’s only burden is to “establish the requisite passage of time,” after which “the burden of proof then
shifts to the prisoners to demonstrate” the § 3626(b)(3)
factors. Guajardo, 363 F.3d at 395.
That split now exists within the Fifth Circuit itself.
Nearly half of its judges continue to adhere to the
Guajardo rule, while the majority below required Petitioner to demonstrate more than just the requisite
passage of time. See App.73a (Smith, J.) (“What must
4
Sheriff Hutson do to move for termination of relief?
Nothing but show the requisite passage of time—e.g.,
‘2 years after the date the court granted or approved
the prospective relief.’”); App.39a (Oldham, J.) (“[T]he
Sheriff’s only burden is to make her motion ‘2 years
after the date the court granted or approved the respective relief.’”).
The decision below (as well as the Ninth Circuit’s
view) is also profoundly wrong. Until the decision below, virtually no federal court agreed with the Ninth
Circuit’s view that the PLRA requires a movant to
demonstrate more than the requisite passage of time.
That is because § 3626(b) sets out a textbook burdenshifting framework: First, a movant must show that
the motion is timely; and, second, if the movant
demonstrates timeliness, the burden then shifts to the
plaintiff to prevent termination by proving up the
§ 3626(b)(3) factors. The movant bears no further burden. The statutory context confirms that straightforward reading given the PLRA’s presumption in favor
of termination of prospective relief—a presumption
that, logically, only a plaintiff has the burden to overcome. And that accords with the PLRA’s history: The
whole point of the PLRA was to curtail federal courts’
micro-management of prisons, which Petitioner’s
reading advances.
This issue is extraordinarily important on many
levels. The inter- and intra-circuit splits speak for
themselves. Resolving those splits is especially warranted because of their impact on two of the largest
federal courts of appeals where PLRA litigation is pervasive. In addition, the decision below is emblematic
5
of a growing trend to undercut the PLRA, which warrants special attention by this Court. And of course,
the millions of dollars of taxpayer money that is at
stake in this case—“sticker shock,” the Magistrate
Judge admitted, App.132a—is equally important.
Finally, this petition is a perfect vehicle to decide
the question presented. That question presents a clean
issue of statutory interpretation, completely devoid of
fact-bound questions. Moreover, that this issue arises
in a case where a federal court is directing the construction of a jail only underscores the appropriateness of taking this opportunity to protect and enforce
the PLRA.
OPINIONS BELOW
The Fifth Circuit’s opinion (App.43a–80a) is reported at 114 F.4th 408. The Fifth Circuit’s order
denying the petition for rehearing en banc and dissenting opinions are reproduced at App.1a–42a. The
district court’s opinion (App.81a–106a) is available at
2023 WL 11910564. The magistrate judge’s report and
recommendation is also not reported but is reproduced
at App.107a–179a.
JURISDICTION
The Fifth Circuit issued its decision on August 26,
2024, App.43a–80a, and denied the petition for rehearing en banc on January 28, 2025, App.1a–42a.
This Court has jurisdiction under 28 U.S.C. § 1254(1).
STATUTORY PROVISIONS INVOLVED
18 U.S.C. § 3626(b) provides:
6
(1) Termination of Prospective Relief.
(A) In any civil action with respect to prison conditions in which prospective relief is ordered, such
relief shall be terminable upon the motion of any
party or intervener—
(i) 2 years after the date the court granted or approved the prospective relief;
(ii) 1 year after the date the court has entered an
order denying termination of prospective relief
under this paragraph; or
(iii) in the case of an order issued on or before the
date of enactment of the Prison Litigation Reform Act, 2 years after such date of enactment.
(B) Nothing in this section shall prevent the parties from agreeing to terminate or modify relief before the relief is terminated under subparagraph
(A).
(2) Immediate Termination of Prospective Relief.
In any civil action with respect to prison conditions, a defendant or intervener shall be entitled to
the immediate termination of any prospective relief if the relief was approved or granted in the absence of a finding by the court that the relief is narrowly drawn, extends no further than necessary to
correct the violation of the Federal right, and is the
least intrusive means necessary to correct the violation of the Federal right.
(3) Limitation.
Prospective relief shall not terminate if the court
makes written findings based on the record that
7
prospective relief remains necessary to correct a
current and ongoing violation of the Federal right,
extends no further than necessary to correct the violation of the Federal right, and that the prospective relief is narrowly drawn and the least intrusive means to correct the violation.
STATEMENT OF THE CASE
A. Legal Background
“[T]he PLRA establishes standards for the entry
and termination of prospective relief in civil actions
challenging conditions at prison facilities.” Miller v.
French, 530 U.S. 327, 333 (2000). In particular, “a
court ‘shall not grant or approve any prospective relief
unless the court finds that such relief is narrowly
drawn, extends no further than necessary to correct
the violation of the Federal right, and is the least intrusive means necessary to correct the violation of the
Federal right.’” Id. (quoting § 3626(a)(1)(A)). Moreover, “[n]othing” in the PLRA “shall be construed to authorize the courts, in exercising their remedial powers,
to order the construction of prisons[.]” § 3626(a)(1)(C).
The PLRA also expressly provides that “a defendant or intervenor is entitled to ‘immediate termination’” if prospective relief under an existing injunction
“does not satisfy these standards.” Miller, 530 U.S. at
331 (quoting § 3626(b)(2)). Specifically, such relief
“shall be terminable upon the motion of any party or
intervener ... 2 years after the date the court granted
or approved the prospective relief.” § 3626(b)(1)(A)(i).
A court “may refuse to terminate jurisdiction only if it
makes [certain] written findings”—that “‘prospective
8
relief remains necessary to correct a current and ongoing violation of the Federal right, extends no further
than necessary to correct the violation of the Federal
right, and that the prospective relief is narrowly
drawn and the least intrusive means to correct the violation.’” Imprisoned Citizens Union, 169 F.3d at 182
(Alito, J.) (quoting § 3626(b)(3)). (These are commonly
known as the § 3626(b)(3) “factors,” “criteria,” or “findings.”)
The upshot of these termination provisions is clear
and well settled: “[I]n ruling on a motion for termination, the district court must determine whether prospective relief is justified according to § 3626(b)(3)’s
criteria; if the district court does not make the requisite findings, it must terminate the consent decree.”
Hadix v. Johnson, 228 F.3d 662, 670 (6th Cir. 2000)
(Moore, J.); Porter v. Clarke, 923 F.3d 348, 374 (4th
Cir. 2019) (Niemeyer, J., dissenting) (prospective relief shall be terminated on a party’s timely motion “unless” the district court makes the required findings);
Cason v. Seckinger, 231 F.3d 777, 781 (11th Cir. 2000)
(Carnes, J.) (on a party’s timely motion, “the relief is
terminable unless the limiting provisions of
§ 3626(b)(3) prohibit termination”); Berwanger v. Cottey, 178 F.3d 834, 838 (7th Cir. 1999) (Easterbrook, J.)
(a timely motion requires immediate termination “unless the judge makes the termination-avoiding findings specified in subsection (b)(3)”).
B. Procedural Background
1. In 2012, prisoners at the Orleans Parish Prison
(OPP) filed this 42 U.S.C. § 1983 lawsuit against thenSheriff Marlin Gusman of Orleans Parish and other
9
local officials, alleging “abusive and unconstitutional
conditions of confinement.” Dist.Ct.Doc. 1 at 1 ¶ 1.
Within the same year, the United States filed a complaint in intervention, claiming that Sheriff Gusman
was “engaging in a pattern or practice of violating the
constitutional rights of prisoners” at OPP.
Dist.Ct.Doc. 70 at 1 ¶ 1. In 2013, the district court entered a consent judgment at the behest of the United
States, the private plaintiffs, and Sheriff Gusman.
Dist.Ct.Doc. 465.
“In 2016, the parties implemented their consent
decree via an agreement that the district court entered
as a stipulated order (‘Stipulated Order’).” App.12a–
13a (Oldham, J.). “The Stipulated Order stated that
‘the City [of New Orleans], the Sheriff, and the Compliance Director shall develop and finalize a plan for ...
appropriate housing for prisoners with mental health
issues and medical needs.’” Id. at 13a (alteration in
original). Key here is that “[t]he Compliance Director’s
[subsequent] plan recommended construction of
‘Phase III,’ a new facility at the existing jail designed
to house detainees with mental-health needs.” Id.
In 2019, the district court entered two orders (the
2019 Orders) giving rise to the issues in this appeal.
First, in January 2019, “the district court ordered the
City ... to begin construction of the Phase III jail facility and related programming ‘as soon as possible.’” Id.;
accord App.91a. Second, in March 2019, “the district
court ordered the City to continue renovating the existing ‘temporary accommodations’ for the prison’s detainees with mental-health conditions during the construction of the Phase III jail facility, and it ordered
10
the City and Sheriff to continue the ‘programming’ aspect of Phase III.” App.13a (Oldham, J.); accord
App.91a. In addition, the district court “ordered the
City to provide monthly progress reports concerning
the construction of the Phase III jail facility.” App.13a
(Oldham, J.).
2. In 2020, the City of New Orleans filed a Rule
60(b) motion seeking, among other things, the “indefinite[] suspen[sion] [of] the programming, design, and
construction of a new Phase III jail facility.”
Dist.Ct.Doc. 1281-1 at 1. The district court denied that
motion, and the Fifth Circuit affirmed. Anderson v.
City of New Orleans, 38 F.4th 472 (5th Cir. 2022). Relevant here, the City asserted in its district court reply
brief that the PLRA, § 3626(a)(1)(C), “barred the court
from ordering the city to construct a new facility.” Id.
at 477. The Fifth Circuit declined to address the merits of that claim because Rule 60(b)(5) “requires a
change ‘in factual conditions or in law,’” and the court
held that “[t]he city’s PLRA issue [wa]s based on neither.” Id. at 479 (citation omitted). “Therefore, the
claim fails under Rule 60(b)(5); accordingly, we need
not consider whether it has been waived.” Id.
3. In May 2022, Petitioner took her oath as the new
Sheriff of Orleans Parish, having defeated Sheriff
Gusman in a 2021 election. One of Petitioner’s principal campaign pledges was to halt the unlawful Phase
III project. Once in office, she made good on that promise by filing a “Motion to Terminate All Orders Regarding Construction of the Phase III Jail,” including
the 2019 Orders. App.107a, 113a; see App.119a–20a
(Magistrate describing the 2019 Orders as “the essential orders regarding construction of Phase III”); see
11
also § 3626(b)(1)(A)(i) (“relief shall be terminable upon
the motion of any party ... 2 years after the date the
court granted or approved the prospective relief”). She
also advised the Magistrate Judge that she did not intend “to sign a Cooperative Endeavor Agreement
(‘CEA’) with the City for the construction of Phase III,
which agreement was due to be discussed on the Council’s agenda the next day.” App.108a. In response, the
Magistrate “ordered the parties to ‘file memoranda addressing whether the Court should issue an order embodying the terms of the CEA currently before the City
Council.’” Id.
A core piece of Petitioner’s termination motion is
that the Phase III mandate violates the PLRA, which
bars courts from directing the construction of prisons—either directly or indirectly. See § 3626(a)(1)(C);
see also § 3626(c)(2)(A). On this question, the Magistrate Judge vehemently disclaimed doing so. App.120a
(“[T]he Orders at issue did not direct the City to build
Phase III.”). Yet the Magistrate also went out of his
way to explain that, even if he had, “the PLRA does
not prohibit courts from ordering the construction of a
jail in the exercise of their equitable powers.”
App.122a. In the Magistrate Judge’s view, “[t]he plain
language of [§ 3626(a)(1)(C)] simply says that the
PLRA does not, in and of itself, authorize federal
courts to order prison construction; it does not say that
federal courts are prohibited from doing so or that the
PLRA somehow repealed the courts’ equitable powers
to remedy the violation of constitutional rights.”
App.123a; but see Miller, 530 U.S. at 339 (“curbing the
equitable discretion of district courts was one of the
PLRA’s principal objectives”).
12
In the end, the Magistrate Judge deemed Petitioner’s termination motion “not a serious motion.”
App.140a. The Magistrate conceded that Phase III
could be viewed as “bad politics and bad policy.”
App.141a. He also “fully underst[ood] the sticker
shock associated with” the $100+ million price tag.
App.132a. Yet he promised that “we will” have a
prison. App.142a. To that end, the Magistrate recommended the denial of Petitioner’s motion. App.144a.
Further, to override Petitioner, the Magistrate recommended that the district court enter “the attached ‘Order Setting Conditions of Construction’ ... as an order
of this Court, which conditions will be in force as
though they had been agreed to by the City and Sheriff
as a [CEA], for the duration of the project.” App.143a.
The Order Setting Conditions of Construction
reads: “The Court is issuing this Order in lieu of the
[CEA] that Sheriff Hutson has refused to sign in this
matter. It will be in effect just as if the parties had
signed it as an agreement.” App.146a. And the Order
sets out specific terms and conditions for requiring Petitioner to “collaboratively design and construct the
new Mental and Medical Health Services Facility commonly known as Phase III.” Id.
4. The district court largely followed suit. Like the
Magistrate, it vigorously denied ever ordering the construction of Phase III. E.g., App.90a (“[T]he Court did
not order the construction of the Phase III jail.”); accord App.94a. But, unlike the Magistrate, the district
court deemed unnecessary “a comprehensive discussion of whether the PLRA prohibits federal courts
from ordering the construction of prisons.” App.94a.
Instead—and especially relevant here—the district
13
court observed that “Sheriff Hutson has not argued
that the relief is no longer necessary to correct constitutional violations,” i.e., she has not argued and disproved the § 3626(b)(3) factors. App.88a. In addition,
the district court purported to make the § 3626(b)(3)
findings (mirrored in § 3626(a)(1)(A))—summarily
stating that “[t]he Court has already found that proceeding with Phase III is necessary to remedy a constitutional violation and there is no reason to think
that Phase III is no longer necessary.” App.103a (footnotes omitted). (There is no finding or reasoned explanation that ordering the construction of a $100+ million jail is the narrowest and least intrusive means of
remedying any alleged violation.)
The district court thus denied Petitioner’s termination motion and entered the Order Setting Conditions
of Construction. App.106a. The district court continued (id.):
Any further delay in the construction of Phase
III shall not be tolerated by the Court and any
party’s failure to abide by this Court’s orders
shall result in severe sanctions, including consideration of whether that party is to be held in
contempt of court.
5. Petitioner then appealed to the Fifth Circuit,
which resulted in the majority decision below. There
are voluminous writings in this case, engendered by
the majority’s “incomprehensible,” App.64a (Smith,
J.), and “inscrutable,” App.15a (Oldham, J.), opinion.
But for present purposes, the key aspect of the decision is that the majority confirmed that it has appellate jurisdiction over a district court’s denial of “a
14
proper motion to terminate under the PLRA.”
App.50a, 53a. A “proper” motion, by the majority’s telling, is one in which the movant seeks to satisfy the
§ 3626(b)(3) factors by “argu[ing] that the relief is no
longer necessary to correct the existing constitutional
violations.” App.61a. The majority deemed Petitioner’s motion improper, however, because she claims
only “that Section 3626(a)(1)(C) prohibits the existence of the 2019 Orders and Stipulated Order.” Id. The
majority then “dismiss[ed] this appeal,” App.63a, although it is anyone’s guess whether dismissal was for
lack of jurisdiction or on the merits, hence Judge Oldham’s characterization of the majority’s opinion as “jurisdictionally dysphoric,” App.15a.
Citing the Fifth Circuit’s Guajardo decision, Judge
Smith firmly dissented, emphasizing—as relevant
here—that Petitioner “need do nothing more” than
“show[] the requisite passage of time” (i.e., two years)
to seek termination. App.73a. “From that point onward, the PLRA shifts the burden to the parties opposing termination. It is their job—not Hutson’s—to provide sufficient proof to support the findings required
by § 3626(b)(3).” Id.
6. The Fifth Circuit denied en banc review in a 611 vote, with Judges Jones, Smith, Richman, Ho, Duncan, and Oldham voting in favor of en banc review.
Judge Oldham (joined by Judges Jones, Smith, and
Duncan) dissented, explaining—as Judge Smith
had—that the majority “incorrectly placed the burden
on the Sheriff to argue that the prospective ‘relief is no
longer necessary to correct the existing constitutional
violations.’” App.39a. “[T]he Sheriff’s only burden is to
make her motion ‘2 years after the date the court
15
granted or approved the prospective relief,’” and “[s]he
did that.” Id. at 39a–40a (citation omitted). “After
that, the burden shifts to the parties opposing termination to provide sufficient evidence to support the
findings required by the limitation clause in
§ 3626(b)(3).” Id. at 40a. Judge Ho filed a separate dissent underscoring “this obviously important case” and
“fully agree[ing] with [Judge Oldham’s] analysis.”
App.3a.
REASONS FOR GRANTING THE PETITION
I. THE COURTS OF APPEALS ARE DIVIDED ON THE
QUESTION PRESENTED.
A. The Ninth Circuit Requires Movants to
Prove Not Only the Requisite Passage of
Time But Also That the Prospective Relief
Does Not Satisfy the § 3626 (b)(3) Factors.
The Ninth Circuit’s entrenched view is that a movant who seeks to terminate prospective relief under
the PLRA bears the burden of proving that such relief
is no longer warranted—merely showing the requisite
passage of time is insufficient.
That view first appeared in Gilmore, where the
Ninth Circuit equated the PLRA’s termination provisions with Rule 60(b)(5). 220 F.3d at 1006–07. Specifically, the Ninth Circuit reasoned that, in the Rule
60(b)(5) context, “modification is warranted if there is
‘a significant change either in factual conditions or in
law.’” Id. at 1007 (quoting Rufo v. Inmates of Suffolk
Cty. Jail, 502 U.S. 367, 384 (1992)). And “the burden
of establishing such a change rests on the party seeking modification.” Id.
16
The Ninth Circuit acknowledged that, “[o]bviously,
the PLRA creates a more exacting standard for federal
courts to follow.” Id. But the Ninth Circuit refused to
relinquish a court’s “equitable discretion” in favor of “a
rule of decision.” Id. Instead, the Ninth Circuit
claimed that “nothing in the [PLRA’s] termination
provisions can be said to shift the burden of proof from
the party seeking to terminate the prospective relief.”
Id. The Ninth Circuit also argued that a district
court’s determination whether to keep prospective relief in place “requires real adjudication—the careful
application of law to fact—not the wooden ratification
of a legislatively prescribed conclusion.” Id. at 1008. It
thus falls to the movant to prove whether the prospective relief is “necessary to correct a current and ongoing violation, so long as the relief is tailored to the constitutional minimum.” Id. (citing § 3626(b)(3)).
This holding was dispositive in Gilmore. In particular, the Ninth Circuit criticized the district court for
“plac[ing] the burden on plaintiffs to establish a current and ongoing violation of a Federal right rather
than requiring the CDC, which had moved to terminate the decree, to prove its compliance with inmates’
access to the courts.” Id.; see id. (“We conclude that the
court erred in its allocation of the burden of proof ....”).
In Graves, the Ninth Circuit reiterated that,
“[w]hen a party moves to terminate prospective relief
under § 3626(b), the burden is on the movant to
demonstrate that there are no ongoing constitutional
violations, that the relief ordered exceeds what is necessary to correct an ongoing constitutional violation,
or both.” 623 F.3d at 1048. The Ninth Circuit reprised
Rufo’s statement that “a party seeking modification of
17
a consent decree bears the burden of establishing that
a significant change in circumstances warrants revision of the decree.” Id. (quoting Rufo, 502 U.S. at 383)
(alteration omitted). The Ninth Circuit rejected Sheriff Arpaio’s “argu[ment] that the district court erred by
placing the burden on him to demonstrate that the
§ 3626(b) requirements were met.” Id. And again, this
holding was dispositive. See id. at 1051 (“As the movant, the burden was on Sheriff Arpaio to demonstrate
that the relief ordered by the Amended Judgment
went beyond what is necessary to remedy the ongoing
constitutional violations at the Maricopa County
jails.”); id. at 1050 n.3 (“[T]he burden was on Sheriff
Arpaio, not the plaintiffs, to prove current jail conditions.”).
Similarly, in Hedrick, the Ninth Circuit recognized
that it was “bound by Graves’ and Gilmore’s direct
holding.” 648 F. App’x at 716 n.1. It thus specifically
rejected the argument “that termination should have
followed automatically” once the defendants established “that (b)(1) allowed them to move for termination because enough time had passed.” Id. at 716. “Rather,” the Ninth Circuit said, “Defendants still were
required to meet the burden described above”—i.e., “to
demonstrate that there are no ongoing constitutional
violations, that the relief ordered exceeds what is necessary to correct an ongoing constitutional violation,
or both.” Id. (quoting Graves, 623 F.3d at 1048).
Most recently, confronted with arguments that
“the burden framework established in Graves and Gilmore‘is wrong,’” the Ninth Circuit refused to change
its position. Balla v. Idaho, 29 F.4th 1019, 1028 (9th
Cir. 2022). The rule, the Ninth Circuit continued, is
18
that “[t]he movant must prove ... that the (b)(3) limitation does not apply.” Id. “We are bound by the law of
our circuit, and only an en banc court or the U.S. Supreme Court can overrule a prior panel decision.” Id.
So, the Ninth Circuit “continue[s] to follow” its current
position, which places “the burden of proof [on] the
party seeking to terminate the prospective relief.” Id.
(quoting Gilmore, 220 F.3d at 1007).
But this continued position has not escaped criticism from within the Ninth Circuit. The district court
in Balla criticized the Ninth Circuit for not “adopt[ing]
what this Court believes is the better view, the view
more in keeping with the language of § 3626(b).” Balla
v. Idaho Bd. of Corr., 2019 WL 9831671, at *3 n.2 (D.
Idaho Apr. 18, 2019). The court explained that the better view is that § 3626(b) “set[s] forth a burden-shifting framework.” Id. at *3. Specifically, “the defendants
have the burden—as the moving party—of proving
that two years have passed since the relevant date under § (b)(1).” Id. If they “satisfy that initial burden,
then the statutory ‘limitation’ [in § 3626(b)(3)] would
allow the court to refuse termination only if the plaintiffs can prove that the relief satisfies the need-narrowintrusiveness requirements.” Id. The district court thus
emphasized that, if it “were writing on a clean slate, it
would so hold.” Id. But the court recognized that its
hands were tied by Graves and Gilmore—and thus,
“[t]his Court must follow Ninth Circuit precedent.” Id.
19
B. The First and Fifth Circuits, and Numerous Courts Within Other Circuits, Require
Movants to Show Only the Requisite Passage of Time, Recognizing That Plaintiffs
Bear the Burden to Prove That the Prospective Relief Satisfies the § 3626 (b)(3)
Factors.
The First and Fifth Circuits, by contrast, emphatically reject the Ninth Circuit’s view. And that is echoed by courts in numerous other circuits, including the
Second, Third, and Tenth Circuits.
First Circuit. Start with the First Circuit’s decision in Laaman, which is the foundation of the various
judicial decisions on this side of the circuit split.
Laaman addressed the question whether, in adjudicating a PLRA motion to terminate, a district court
must “afford inmates who allege ‘current and ongoing’
violations of federal rights the opportunity to supplement the existing record.” 238 F.3d at 15. In answering yes (at least sometimes), the First Circuit repeatedly emphasized that plaintiffs bear the burden to prevent automatic termination upon the timely filing of a
motion to terminate.
It recognized first that “[t]he district court [] found
that ‘plaintiffs have failed to demonstrate that a basis
currently exists for finding that the decree extends no
further than necessary to correct the violation of the
Federal right, or that the decree is narrowly drawn
and the least intrusive means to correct any alleged
violations of the plaintiffs’ federal rights.’” Id. at 18
(internal quotation marks omitted). The First Circuit
20
then adopted that view as its own. It held that the district court should give the plaintiffs “the opportunity
to demonstrate ‘current and ongoing’ violations of constitutional rights that would prevent termination of
the Consent Decree pursuant to § 3626 (b)(3).” Id. at
20. But the First Circuit went out of its way to emphasize that “the burden remains on the plaintiffs to show
that such violations persist.” Id.
Fifth Circuit. Three years later, the Fifth Circuit
added its now-longstanding view agreeing with
Laaman. In Guajardo, the district court held that the
Texas Department of Criminal Justice “was entitled to
termination [of a consent decree], unless plaintiffs established that the relief remained necessary to correct
an ongoing violation.” 363 F.3d at 394. On appeal, the
plaintiffs advanced the Ninth Circuit’s view, complaining that “the district court erred by ... placing the
burden of proof on them to show ongoing violations rather than requiring TDCJ, the party seeking relief, to
demonstrate none.” Id. at 394–95. The Fifth Circuit
rejected that view, citing Laaman and other cases.
The Fifth Circuit explained (as the Balla district
court did) that the PLRA’s termination provisions establish a burden-shifting framework. At the first step,
the movant, “in seeking termination, must initially establish the requisite passage of time” under
§ 3626(b)(1)(A)—i.e., one or two years, depending on
the particular circumstances. Id. at 395. If the movant
meets that burden, “the burden of proof then shifts to
the prisoners to demonstrate ongoing violations and
that the relief is narrowly drawn” as required by
§ 3626(b)(3). Id.
21
The Fifth Circuit did not think this was a close
question: “[A] plain reading of the PLRA, including its
structure, imposes the burden on the prisoners.” Id. at
395–96. Specifically, § 3626(b)(3) “places a limitation
on the termination of prospective relief under a consent decree if the court makes the requisite written
findings based on the record; but the burden of proof
to support these findings is obviously on the party opposing termination.” Id. at 396. For that reason, the
Fifth Circuit concluded that this burden “was allocated correctly to plaintiffs.” Id.
After Guajardo, the Fifth Circuit has reaffirmed its
view that the PLRA places on plaintiffs the burden to
avoid termination upon the filing of a timely motion to
terminate. See Brown, 929 F.3d at 228 (“We have held
that ‘the burden of proof to support these findings is
obviously on the party opposing termination.’” (quoting Guajardo, 363 F.3d at 396)); see id. at 254 (King,
J., concurring in part and concurring in the judgment)
(stating that “[t]he inmates [] fail[ed] to meet their
burden under the [PLRA] to continue the Consent Decree”).
Other Courts. This view also extends into other
circuits as well. Although the Third Circuit itself has
not directly addressed the issue, Guajardo invokes
then-Judge Alito’s decision for the Third Circuit in Imprisoned Citizens. See Guajardo, 363 F.3d at 395. In
that case, the Pennsylvania federal district court expressly stated that “the burden imposed by the
PLRA[’s termination provisions]” is that “inmates
prove a ‘current and ongoing violation’ of a federal
right.” Imprisoned Citizens Union v. Shapp, 11
F. Supp. 2d 586, 604 (E.D. Pa. 1998); see also id. at 606
22
(“[T]he plaintiffs have not attempted to establish the
facts necessary to meet the standard which would permit the Court to deny defendants’ Motion to Terminate.”).
The Third Circuit affirmed, although not on that
basis. See Imprisoned Citizens, 169 F.3d 178. But the
Fifth Circuit nonetheless counted the district court decision (“aff’d sub nom.” by the Third Circuit) as reflecting the position “held by most courts.” Guajardo, 363
F.3d at 395. And at least one other district court in the
Third Circuit has taken the same route, flagging the
Imprisoned Citizens district court decision as “aff’d on
other grounds sub nom.” United States v. Territory of
the Virgin Islands, 884 F. Supp. 2d 399, 415 (D.V.I.
2012) (citing Imprisoned Citizens, Guajardo, and
Laaman to hold that “Plaintiff bears the burden of
proving the existence of a ‘current and ongoing violation of a Federal right’ under § 3626(b)(3)”).
Similarly, courts within the Second and Tenth Circuits routinely cite some combination of Guajardo,
Laaman, and related decisions to reach the same result. See Benjamin v. Shriro, 2009 WL 3464286, at *4
(S.D.N.Y. Oct. 26, 2009) (“This Court previously has
found that, upon a termination motion, the burden is
on the Plaintiffs to show that the relief meets this
test.” (citing Guajardo)); Skinner v. Lampert, 457
F. Supp. 2d 1269, 1276 (D. Wyo. 2006) (“The burden is
upon the Plaintiffs to prevent termination of the Remedial Plan.” (citing Laaman and Guajardo)); Regan
v. Cnty. of Salt Lake, 2006 WL 3613217, at *3 (D. Utah
Dec. 11, 2006) (“Plaintiffs, who have the burden to
demonstrate ongoing violations[,] have not shown a
23
current and ongoing violation of a federal right of detainees, and more significantly, have not even alleged
any facts which, if true, would amount to a current and
ongoing violation.” (citing Guajardo) (footnote omitted)).
C. The Decision Below Brings This Split
Within the Fifth Circuit Itself.
Until the decision below, it was widely acknowledged that “[a] circuit split exists”—between the
Ninth Circuit on one side and the First and Fifth Circuits on the other side—“as to which party bears the
burden of demonstrating that there are, or are not, ongoing constitutional violations and that the relief is
narrowly drawn.” Busby v. Bonner, 2021 WL 4100290,
at *2 (W.D. Tenn. Aug. 30, 2021). But the decision below directly rejects the Fifth Circuit’s earlier decision
in Guajardo, creating an intra-circuit split that the en
banc Fifth Circuit refused to address and that is emblematic of the broader circuit split.
1. As recounted above, Guajardo held that the
PLRA’s termination provisions establish a two-step,
burden-shifting framework: (a) The movant need only
“initially establish the requisite passage of time” (under § 3626(b)(1)(A)); and then (b) “the burden of proof
[] shifts to the prisoners to demonstrate ongoing violations and that the relief is narrowly drawn” (under
§ 3626(b)(3)). 363 F.3d at 395. Nearly half of the Fifth
Circuit judges currently maintain that view.
“What must Sheriff Hutson do to move for termination of relief,” asked Judge Smith. App.73a. “Nothing but show the requisite passage of time—e.g., ‘2
years after the date the court granted or approved the
24
prospective relief.’” Id. (citation omitted). And Petitioner “has done just that” because “[m]ore than two
years have elapsed since” the 2019 Orders. Id. “She
need do nothing more.” Id. For “[f]rom that point onward, the PLRA shifts the burden to the parties opposing termination. It is their job—not Hutson’s—to provide sufficient proof to support the findings required
by § 3626(b)(3).” Id.
Similarly, Judge Oldham (on behalf of himself and
Judges Jones, Smith, and Duncan) emphasized that
“the Sheriff’s only burden is to make her motion ‘2
years after the date the court granted or approved the
respective relief.’” App.39a (citations omitted). “She
did that,” he explained—and “[a]fter that, the burden
shifts to the parties opposing termination to provide
sufficient evidence to support the findings required by
the limitation clause in § 3626(b)(3).” Id. at 40a; accord App.3a (Ho, J.) (“fully agree[ing] with that analysis”).
2. The Guajardo view is now in limbo, however, because the other half of the Fifth Circuit has rejected it.
The decision below does not (and cannot) dispute that
Petitioner carried her burden of showing that the requisite amount of time (two years) passed before she
filed her motion to terminate the prospective relief requiring the construction of Phase III. The majority below should have recognized that this undisputed fact
“then shift[ed] to the prisoners” the burden of proof to
prevent termination. Guajardo, 363 F.3d at 395. But
instead, the majority faulted Petitioner for not filing
what, in the majority’s view, is “a proper motion to terminate under the PLRA.” App.53a. Petitioner’s supposed sin? Her central claim is that § 3626(a)(1)(C)
25
bars the district court’s “build the prison” mandate,
while the panel required her also to argue that the
mandate “is no longer necessary to correct the existing
constitutional violations” under § 3626(b)(3). App.61a.
And that reasoning turns both the PLRA and
Guajardo “upside down.” App.73a (Smith, J.).
3. The inter- and intra-circuit splits on this issue
are compounded by the fact that a majority of the Fifth
Circuit refused to resolve the issue in an en banc decision. As a result, the existing circuit split is 2-1, but
without any clue as to whether the Fifth Circuit remains with the First or now stands with the Ninth.
Whatever the answer, there is a clear and intractable
split both within and without the Fifth Circuit that requires this Court’s intervention.
II. THE DECISION BELOW IS WRONG.
A. The PLRA’s Burden-Shifting Framework
Requires That a Movant Establish Only
the Requisite Passage of Time.
On the merits, the majority below is just wrong.
Text. Start with the text. The PLRA states that,
“[i]n any civil action with respect to prison conditions
in which prospective relief is ordered, such relief shall
be terminable upon the motion of any party or intervener ... 2 years after the date the court granted or approved the prospective relief.” § 3626(b)(1)(A)(i). It
then adds a “[l]imitation”: “Prospective relief shall not
terminate if the court makes written findings based on
the record that prospective relief remains necessary to
correct a current and ongoing violation of the Federal
right, extends no further than necessary to correct the
26
violation of the Federal right, and that the prospective
relief is narrowly drawn and the least intrusive means
to correct the violation.” § 3626(b)(3).
Those two provisions establish a straightforward
two-step, “burden-shifting framework that is familiar
to lawmakers from other contexts.” Balla, 2019 WL
9831671, at *3. First, the movant, “in seeking termination,” bears the burden of “initially establish[ing]
the requisite passage of time”—i.e., two years since entry of the challenged relief. Guajardo, 363 F.3d at 395.
Second, if the movant carries that burden, “the burden
of proof then shifts to the prisoners to demonstrate ongoing violations and that the relief is narrowly
drawn.” Id. (citing § 3626(b)(3)). Put otherwise, “if the
[movant] satisf[ies] that initial burden, then the statutory ‘limitation’ on the [movant’s] right to termination would allow the court to refuse termination only
if the plaintiffs can prove that the relief satisfies the
need-narrowness-intrusiveness requirements.” Balla,
2019 WL 9831671, at *3.
The upshot is that a movant like Petitioner may
file a motion to terminate for any reason or no reason
at all. So long as they show (as Petitioner did) that two
years have passed since the district court entered the
relevant orders, the PLRA requires nothing more of
them—for, at that point, the ball is in the plaintiffs’
court to prevent termination. App.73a (Smith, J.);
App.39a (Oldham, J.).
Context. Surrounding features of the PLRA reinforce this interpretation. For example, § 3626(a)(2) requires preliminary injunctive relief to “automatically
expire” 90 days after it is entered “unless”—among
27
other things—“the court makes the findings required
under subsection (a)(1)” (which track the § 3626(b)(3)
factors). § 3626(a)(2). Similarly, § 3626(e)(2) enters an
“automatic” stay of prospective relief 30 days after the
filing of a motion to modify or terminate the prospective relief. Miller, 530 U.S. at 337. And, in fact, Congress provided for an immediate appeal where “courts
[] circumvent[] the PLRA’s plain commands” by trying
to sidestep “the mandatory stay.” Id. at 339–40 (citing
§ 3626(e)(4)).
In each of these examples, the statutory default is
firmly in favor of pausing and terminating prospective
relief. It is thus unsurprising that § 3626(b) is structured in precisely the same way—requiring termination upon a timely filed motion, unless the § 3626(b)(3)
factors are satisfied. Given that overall theme, therefore, it would make no sense to conclude that the movant bears the burden to avoid the statutory default.
It is the plaintiff who wishes to maintain the prospective relief—and, thus, it is the plaintiff who logically
bears the burden to prevent termination under the
PLRA. Once the movant has established that the motion is timely, therefore, the movant has no other
pleading or evidentiary burden under § 3626(b).
History. This interpretation likewise accords with
“the entire purpose of the PLRA.” Balla, 2019 WL
9831671, at *3. “The PLRA attempts to eliminate unwarranted federal-court interference with the administration of prisons[.]” Woodford v. Ngo, 548 U.S. 81,
93 (2006). After all, “[f]ederal judges are particularly
ill-equipped to manage state prisons: ‘Three years of
law school and familiarity with pertinent Supreme
Court precedents give no insight whatsoever into the
28
management of social institutions.’” Valentine v. Collier, 993 F.3d 270, 294 (5th Cir. 2021) (Oldham, J., concurring in the judgment) (quoting Brown v. Plata, 563
U.S. 493, 558 (2011) (Scalia, J., dissenting)).
Yet that is the upside-down world endorsed by the
Ninth Circuit and the majority below. By their telling,
State and local officials affirmatively must prove that
interference with State and local prison administration is unwarranted. That is backwards. The PLRA
says such interference is impermissible unless plaintiffs can meet the demanding standards for prospective relief. And only Petitioner’s view properly respects that statutory design: Upon the timely filing of
a termination motion, termination is automatic, unless plaintiffs carry their burden to prevent termination under § 3626(b)(3).
B. The Ninth Circuit’s Side of the Circuit
Split Is Wrong.
To the extent the majority decision below reflects
the Ninth Circuit’s own view, the Ninth Circuit is
wrong. First, the Ninth Circuit invoked Rule 60(b)(5)
and imported its burden framework into the PLRA.
Gilmore, 220 F.3d at 1007. Despite admitting that,
“[o]bviously, the PLRA creates a more exacting standard for federal courts to follow,” the Ninth Circuit concluded that—as in Rule 60(b)(5) cases—“the burden of
establishing such a change rests on the party seeking
modification.” Id.
The Ninth Circuit is wrong. For the reasons just
explained, the PLRA’s text, context, and history refute
the Ninth Circuit’s reading. But, more fundamentally,
29
the Ninth Circuit’s view renders the PLRA’s termination provisions superfluous; for defendants like Petitioner already had Rule 60(b)(5) in their toolbox. In
fact, and if anything, the Ninth Circuit’s view means
that the PLRA makes it harder for defendants to terminate prospective relief—because they must satisfy
not only Rule 60(b)(5)’s dictates but also the
§ 3626(b)(3) factors. That makes zero sense.
As Judge Smith explained, “[t]he PLRA expressly
provides that motions to terminate exist in addition to
‘otherwise ... legally permissible’ grounds for modification and termination.” App.71a n.7 (Smith, J.) (quoting § 3626(b)(4)). Conflating Rule 60(b)(5) and the
PLRA’s termination provisions—as the Ninth Circuit
has done—is thus misguided.
Second, in justifying its view, the Ninth Circuit
complained about giving up a district court’s “equitable discretion.” Gilmore, 220 F.3d at 1007. But “curbing the equitable discretion of district courts was one
of the PLRA’s principal objectives.” Miller, 530 U.S. at
339. The Ninth Circuit’s death grip on such discretion
thus betrays the mistake in that court’s approach to
the PLRA.
Finally, the Ninth Circuit worried that a district
court’s determination to keep prospective relief “requires real adjudication—the careful application of
law to fact—not the wooden ratification of a legislatively prescribed conclusion.” Gilmore, 220 F.3d at
1008. That may well be correct, assuming a plaintiff
actually attempts to prevent termination by proving
up the § 3626(b)(3) factors. But this point does not answer the question who bears the burden to supply the
30
relevant arguments and evidence in the first instance—and whether a movant bears any burden
other than establishing that the termination motion is
timely.
At bottom, the Ninth Circuit (as well as the majority below) is simply wrong in holding that a movant
must establish something more than the requisite passage of time to secure termination of the challenged
prospective relief.
III. THE QUESTION PRESENTED IS “OBVIOUSLY IMPORTANT.”
The issues presented by this case also are “obviously important.” App.3a (Ho, J.). There are at least
four overarching ways in which this is true.
First, as detailed above, supra Section I, the jurisprudence is a mess. It was a mess before the majority
decision below because of the circuit split. But it is
even messier now that the Fifth Circuit has dueling
decisions. This Court should thus intervene to correct
course both inside and outside the Fifth Circuit.
Second, the majority decision below “takes a
hatchet to the [PLRA].” App.64 (Smith, J.). If the
Court does not intervene, plaintiffs in the Fifth Circuit
(now, in addition to the Ninth Circuit) will cite the majority decision below in inappropriately foisting plaintiffs’ own PLRA burden onto States and localities,
which are statutorily entitled to automatic termination under the PLRA. And those who seek termination
in two of the largest federal courts of appeals where
PLRA litigation is especially pervasive will have no recourse.
31
Third, this issue is uniquely important because it
exemplifies a larger problem in the Fifth Circuit. The
decision below is one of two recent (and published)
PLRA decisions in which the Fifth Circuit has attempted to foreclose appellate review of PLRA problems. In Parker v. Hooper, 128 F.4th 691 (5th Cir.
2025) (per curiam), the Fifth Circuit refused (under either 28 U.S.C. § 1291 or § 1292(a)(1)) to allow Louisiana to appeal a final judgment that (a) “closed” decade-long litigation over conditions at the State’s largest prison, (b) ordered the plaintiffs to move for attorney’s fees as “prevailing parties,” and (c) ordered the
State to provide “special masters” immediate access to
the prison, prisoners, and records and pay for said
masters’ activities. See id. at 710 (Jones, J., dissenting) (“How preposterous. And unauthorized.”).
The Fifth Circuit has requested a response to the
State’s en banc petition in that case. But whether the
Fifth Circuit itself fixes the Parker problem or not, the
broader effort to undercut the PLRA is unmistakable.
The Court should thus take into account the potentially sweeping ramifications of this effort absent the
Court’s intervention.
Finally, the issue presented is, of course, important
to Petitioner herself and the New Orleanians whose
taxpayer dollars are on the line. Even the Magistrate
registered “sticker shock” in response to the Phase III
price tag, “above $100 million.” App.132a. With so
much money on the line, therefore, the core legal question in this case plainly warrants the Court’s review.
32
IV. THIS CASE IS AN IDEAL VEHICLE.
1. Finally, this case is an exceptional vehicle to decide the question presented. As recounted above, that
issue presents a clean question of statutory interpretation: Does the framework in § 3626(b) impose on a
movant seeking termination any affirmative burden
beyond showing the requisite passage of time? The answer to that question is not fact-bound in any way.
And if the Court answers “no” (as it should), then the
Court need only reverse the decision below on that basis alone and remand for further proceedings.
Reversal would require the majority below to ask
and answer—for the first time—whether the United
States and the private plaintiffs carried their burden
to prevent termination of the prospective relief requiring the construction of Phase III by satisfying the
§ 3626(b)(3) factors. The majority below never did so
because it required Petitioner to show more than the
requisite passage of time in filing her termination motion. By correcting that error, this Court’s reversal will
thus properly send the case back for a do-over under
the proper burden-shifting framework.
2. Petitioner notes that the majority below included approximately three to four statements at the
end of its opinion that appear intended to insulate the
opinion from this Court’s review. See App.61a–63a.
These faux alternative holdings (under a misapprehension of the PRLA’s burden-shifting framework, no
less) cannot keep the case out of this Court’s hands.
First, the panel stated (in one sentence) that the
denial of Petitioner’s termination motion was proper
because “the district court’s 2023 order includes the
33
PLRA findings that ‘prospective relief’ extends ‘no further than necessary to correct the violation of the Federal right’ in this case”—so no § 3626(b)(3) problem.
App.62a. Demonstrably wrong.
As Judges Smith and Oldham explained, the district court’s decision quite literally never identifies
any specific conditions that constitute a current and
ongoing violation of a federal right, let alone specifies
how the “build the prison” mandate is narrowly
drawn. App.75a–78a (Smith, J.); App.40a–41 (Oldham, J.). Judge Smith aptly summed up the problem:
“[T]he [district] court’s analysis leaves us with no idea
what the current violations are (if any), how any violations are addressed by the consent judgment’s conditions (if they are at all), or why those conditions are
the least intrusive means to remedy the violation.”
App.77a; see id. at 78a (“The PLRA does not allow the
district court to deny termination of relief merely by
speculating that ‘there is no reason to think that
Phase III is no longer necessary.’”). And this Court
does not need to take Judges Smith and Oldham’s
word for it; the district court’s failure to comply is
readily apparent on the face of its own decision. See
App.103a.
On remand, therefore, that defect will independently require the Fifth Circuit to reverse the denial of Petitioner’s termination motion. And if the
Court wishes, it may include one sentence in its decision stating that the Fifth Circuit should reconsider
the issue in the first instance.
Second, the majority stated that “[t]he district
court has also made abundantly clear that it did not
34
order the construction of a prison”—so no
§ 3626(a)(1)(C) problem. App.62a; see § 3626(a)(1)(C)
(“Nothing in this section shall be construed to authorize the courts, in exercising their remedial powers, to
order the construction of prisons[.]”). Again, with great
respect, the majority is not forthcoming.
However the Court conceives of what the district
court has done in this case, § 3626(b)(3)—through the
limitation set out in § 3626(a)(1)(C)—requires “the termination of current, ongoing prospective relief that orders the construction of prisons.” App.41a (Oldham,
J.); see App.79a (Smith, J.) (“Section 3626(b)(3) is constrained by § 3626(a)(1)(C), which applies to all parts
of § 3626.”). Put otherwise, a district court’s ordering
the construction of a jail “can never qualify as preliminary relief that, in the words of § 3626(a)(1)(C), ‘shall
not terminate’ under § 3626(b)(3).” App.79a (Smith,
J.). It thus would not matter “if the district court
makes more [§ 3626(b)(3)] findings on remand,” for it
has no authority to “continue[] enforcing prospective
relief relating to the construction of the Phase III facility.” App.79a–80a (Smith, J.).
Here, too, this defect will independently require
the Fifth Circuit to reverse the denial of Petitioner’s
termination motion. And if the Court wishes, it may
(but need not) add a sentence in its decision instructing the Fifth Circuit to reconsider the issue under the
proper burden-shifting framework.
Third, the majority stated that Petitioner’s motion
is “premature” because “Phase III is ‘in progress at
12.82% complete’ and the Sheriff and the City have
been slow to effectuate any stipulated remedy.”
35
App.63a. No. Judge Oldham described the majority as
“simply incoherent” on this point because Petitioner’s
motion
is
unquestionably
timely
under
§ 3626(b)(1)(A)—and nothing in the PLRA permits a
district court to decline to adjudicate a termination
motion simply because the movant has not effectuated
the prospective relief quickly enough (and the district
court did not even do so). App.37a (Oldham, J.).
3. Petitioner also notes that the majority’s handwringing about appellate jurisdiction is a red herring.
The majority expressly acknowledged—and in fact,
the private “Plaintiffs and the United States argue[d]”—that the Fifth Circuit had “jurisdiction over
the denial of [the] motion to terminate.” App.50a. The
majority limited its exercise of that jurisdiction, however, to reviewing what, in the majority’s view, is “a
proper motion to terminate under the PLRA”—i.e., the
precise question addressed in the issue presented.
App.53a; see App.67a (Smith, J.) (“Denials of motions
to terminate under the PLRA are treated as ‘refusal[s]
to dissolve an injunction.’ … That alone ends the jurisdictional dispute.” (quoting Ruiz v. United States, 243
F.3d 941, 945 (5th Cir. 2001) (first alteration in original))). Accordingly, this Court’s reversal on the issue
presented would confirm the Fifth Circuit’s jurisdiction to review and reverse the denial of Petitioner’s
termination motion. Cf. App.15a (Oldham, J.) (describing the majority’s decision as “jurisdictionally
dysphoric”); id. at 37a (“The panel’s chimerical holdings—part jurisdictional, part merits—are ... malformed hybrid monsters.”).
4. Finally, these remarkable facts offer the perfect
vehicle to address the question presented: In a post-
36
PLRA world, a federal district court is threatening a
local sheriff with “severe sanctions” and “contempt” if
she does not build a jail fast enough. App.82a. If that
sounds familiar, that is because these facts “harken[]
back to the institutional-reform litigation of yesteryear—back before the [PLRA], when federal supervision of state prisons was normal.” Valentine, 993 F.3d
at 291 (Oldham, J., concurring in the judgment). Indeed, that is why the PLRA expressly states that
“[n]othing” within its terms “shall be construed to authorize the courts, in exercising their remedial powers,
to order the construction of prisons[.]” § 3626(a)(1)(C).
What better vehicle to correct a misunderstanding
about the PLRA’s burden-shifting framework, therefore, than one that “takes a hatchet to the [PLRA].”
App.64a (Smith, J.).
CONCLUSION
The Court should grant the petition.
37
Respectfully submitted,
JOSHUA S. FORCE
DAVID A. MARCELLO
CURTIS J. CASE
SHER GARNER CAHILL
RICHTER KLEIN &
HILBERT, L.L.C.
909 Poydras St.,
28th Floor
New Orleans, LA
70112
JOHN S. WILLIAMS
YOLANDA MARTINSINGLETON
ORLEANS PARISH SHERIFF’S OFFICE
2800 Perdido St.
New Orleans, LA
70119
ELIZABETH B. MURRILL
Attorney General
J. BENJAMIN AGUIÑAGA
Solicitor General
Counsel of Record
ZACHARY FAIRCLOTH
Principal Deputy
Solicitor General
KELSEY L. SMITH
Deputy Solicitor General
LOUISIANA DEPARTMENT OF
JUSTICE
1885 N. Third St.
Baton Rouge, LA 70802
(225) 506-3746
AguinagaB@ag.louisiana.gov
APPENDIX
i
TABLE OF APPENDICES
Page
A P P E N DI X A — O P I N ION O F T H E
UNITED STATES COURT OF APPEALS
FOR T H E FI F T H CIRCU I T, FILED
JANUARY 28, 2025 . . . . . . . . . . . . . . . . . . . . . . . . . . . 1a
A P P E N DI X B — O P I N ION O F T H E
UNITED STATES COURT OF APPEALS
FOR T H E FI F T H CIRCU I T, FILED
AUGUST 26, 2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . 43a
APPENDIX C — ORDER & REASONS OF
THE UNITED STATES DISTRICT COURT,
EASTERN DISTRICT OF LOUISIANA,
FILED SEPTEMBER 5, 2023 . . . . . . . . . . . . . . . . 81a
A PPEN DI X D — OR DER OF T H E
UNITED STATES DISTRICT COURT
FOR T H E E A S T ER N DI ST RIC T OF
LOUISIANA, FILED JULY 19, 2023 . . . . . . . . . 107a
1a
APPENDIX A — Appendix
OPINIONAOF THE UNITED
STATES COURT OF APPEALS FOR THE
FIFTH CIRCUIT, FILED JANUARY 28, 2025
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 23-30633
KENT ANDERSON; STEVEN DOMINICK;
ANTHONY GIOUSTAVIA; JIMMIE JENKINS;
GREG JOURNEE; RICHARD LANFORD;
LEONARD LEWIS; EUELL SYLVESTER;
LASHAWN JONES,
Plaintiffs-Appellees,
UNITED STATES OF AMERICA,
Intervenor Plaintiff-Appellee,
v.
SUSAN HUTSON, SHERIFF, ORLEANS PARISH,
SUCCESSOR TO MARLIN N. GUSMAN,
Defendant/Third Party Plaintiff-Appellant,
v.
CITY OF NEW ORLEANS,
Third Party Defendant-Appellee.
2a
Appendix A
Filed January 28, 2025
Appeal from the United States District Court
for the Eastern District of Louisiana
USDC No. 2:12-CV-859
Before Smith, Wiener, and Douglas, Circuit Judges.
ON PETITION FOR REHEARING EN BANC
Before Smith, Wiener, and Douglas, Circuit Judges.
Per Curiam:
Treating the petition for rehearing en banc as a
petition for panel rehearing (5th Cir. R. 35 I.O.P.), the
petition for panel rehearing is DENIED. The petition for
rehearing en banc is DENIED because, at the request of
one of its members, the court was polled, and a majority
did not vote in favor of rehearing (Fed. R. A pp. P. 35 and
5th Cir. R. 35).
In the en banc poll, six judges voted in favor of
rehearing, Judges Jones, Smith, Richman, Ho, Duncan,
and Oldham, and eleven judges voted against rehearing,
Chief Judge Elrod, and Judges Stewart, Southwick,
Haynes, Graves, Higginson, Willett, Engelhardt, Wilson,
Douglas, and Ramirez.
3a
Appendix A
James C. Ho, Circuit Judge, dissenting from denial of
rehearing en banc:
The panel majority dismissed this appeal for lack
of jurisdiction. See Anderson v. Hutson, 114 F.4th 408,
421 (5th Cir. 2024). I would reach the merits and reverse
the district court, and accordingly voted to rehear this
obviously important case en banc. To begin with, we have
jurisdiction under 28 U.S.C. § 1292(a)(1), because the
district court’s denial of the motion to terminate is an
appealable interlocutory order. See Ruiz v. United States,
243 F.3d 941, 945 (5th Cir. 2001); Abbott v. Perez, 585 U.S.
579, 594 (2018). And as to the merits, the decision of the
district court does not comply with the Prison Litigation
Reform Act. See 18 U.S.C. §§ 3626(a)(1)(C), (b)(3); Ruiz,
243 F.3d at 950. My dissenting colleagues detail the
substantive legal reasons why I reach these conclusions,
and I fully agree with that analysis.
4a
Appendix A
A ndrew S. Oldham, Circuit Judge, joined by Jones,
Smith, and Duncan, Circuit Judges, dissenting from the
denial of rehearing en banc:
The Prison Litigation Reform Act prohibits federal
courts from ordering the construction of prisons or
enforcing consent decrees and settlement agreements that
provide for the construction of prisons. Such prospective
relief exceeds the remedial authority of federal courts. See
Miller v. French, 530 U.S. 327, 347 (2000). The district
court nevertheless ordered the New Orleans Parish
Sheriff and the City of New Orleans to build a prison
and then denied the Sheriff’s motion under the statute to
terminate that prospective relief.
Bizarrely, the panel in this case dismissed the Sheriff’s
appeal for lack of appellate jurisdiction. That dismissal
was egregiously wrong; defied landmark jurisdictional
precedents stretching from Hayburn’s Case to Steel Co.;
and “force[d] the political subdivision of a coordinate
sovereign to build a prison, in conformance with that
court’s specifications, under express threats of ‘severe
sanctions’ and ‘contempt of court’” in violation of federal
law. Anderson v. Hutson, 114 F.4th 408, 422 n.5 (5th Cir.
2024) (“Anderson II”) (Smith, J., dissenting). The en
banc court should have granted rehearing. I respectfully
dissent.
5a
Appendix A
I
A
Before getting to the facts and procedural history
of this case, I explain (1) the nature of prospective relief
in consent decrees, (2) the limits Congress has placed on
federal courts’ remedial authority in prison litigation, and
(3) the appealability of motions to terminate prospective
relief in prison litigation.
1
In federal court, a consent decree is an agreement
by parties to waive their rights to litigate issues involved
in their case, typically embodying a compromise where
the defendant agrees to change its conduct under the
supervision of the district court. See United States v.
Armour & Co., 402 U.S. 673, 681 (1971). Despite “closely
resembl[ing] contracts,” consent decrees also “bear some
of the earmarks of judgments.” Int’l Ass’n of Firefighters,
AFL-CIO C.L.C. v. City of Cleveland, 478 U.S. 501, 519
(1986). They are enforceable by a court and “subject to
the rules generally applicable to other judgments and
decrees.” Rufo v. Inmates of Suffolk Cnty. Jail, 502 U.S.
367, 378 (1992). Hence the Supreme Court’s comment
that consent decrees have a “hybrid nature.” Int’l Ass’n
of Firefighters, 478 U.S. 501 at 519.
Consent decrees must protect federal interests, and
they are generally limited to addressing the “general
scope of the case made by the pleadings,” and they must
6a
Appendix A
“further the objectives of the law upon which the complaint
was based.” Frew ex rel. Frew v. Hawkins, 540 U.S. 431,
437 (2004). Consent decrees between private parties
and States or political subdivisions have arisen in many
areas of federal law, and they often involve prospective
injunctive relief requiring States or political subdivisions
to correct ongoing violations of federal rights.1 Compliance
with prospective relief issued under a consent decree is
enforceable by contempt proceedings in the issuing court.
Int’l Ass’n of Firefighters, 478 U.S. at 523.
Although consent decrees are “enforceable in the
same way as court injunctions,” they do not require any
“determination by the court either that the party thus
bound had violated the law or that the relief thus granted
was legally warranted.” Michael W. McConnell, Why Hold
Elections? Using Consent Decrees to Insulate Policies
from Political Change, 1987 U. Chi. Legal F. 295, 296. And
the prospective relief ordered under a consent decree may
“sweep more broadly” than the relief a “court could have
awarded after a trial.” Smith v. Sch. Bd. of Concordia,
906 F.3d 327, 335 (5th Cir. 2018) (quoting Int’l Ass’n
of Firefighters, 478 U.S. at 525). 2 But that scope is not
1. For example, Frew involved States’ obligations under
Medicaid. Miller and Rufo involved prison conditions. International
Ass’n of Firefighters involved government hiring. And Board of
Education of Oklahoma City v. Dowell, 498 U.S. 237 (1991),
involved school desegregation.
2. I note that consent decrees and injunctions in institutional
reform litigation “often raise sensitive federalism concerns,” Horne
v. Flores, 557 U.S. 433, 448 (2009), which loom over this case. These
concerns have generated plentiful judicial criticism. See, e.g., ibid.;
7a
Appendix A
unlimited. Because the court’s “remedial authority” over
the case “derives from the consent decree” itself, Smith,
906 F.3d at 334, the “scope of a consent decree” is limited
to its “four corners,” Armour & Co., 402 U.S. at 682.
2
Federal judges’ powers to govern States via consent
decrees are limited in other ways, too. In 1996, Congress
passed the Prison Litigation Reform Act (“PLRA”). Pub.
L. No. 104-134, 110 Stat. 1321 (codified at 18 U.S.C. § 3626).
Missouri v. Jenkins, 515 U.S. 70, 131 (1995) (Thomas, J., concurring)
(“A structural reform decree eviscerates a State’s discretionary
authority over its own program and budgets and forces state officials
to reallocate state resources and funds to the [court-ordered plan]
at the expense of other citizens, other government programs, and
other institutions not represented in court.”); Frew, 540 U.S. at 441
(“[R]emedies outlined in consent decrees involving state officeholders
may improperly deprive future officials of their designated legislative
and executive powers. They may also lead to federal-court oversight
of state programs for long periods of time even absent an ongoing
violation of federal law.”); Valentine v. Collier, 993 F.3d 270, 291 (5th
Cir. 2021) (Oldham, J., concurring) (“[F]ederal supervision of state
prisons . . . is unlawful” and “imposes grave federalism costs that
should be avoided not celebrated.”).
And powerful scholarly criticism too. McConnell, supra, at
297 (“To the extent that consent decrees insulate today’s policy
decisions from review and modification by tomorrow’s political
processes, they violate the democratic structure of government.”);
see also generally Michael T. Morley, Consent of the Governed or
Consent of the Government? The Problems with Consent Decrees
in Government-Defendant Cases, 16 U. Pa. J. Const. L. 637 (2014)
(arguing that consent decrees raise Article III and separation of
powers concerns).
8a
Appendix A
It recognized that “[f]ederal judges are particularly
illequipped to manage state prisons.” Valentine v. Collier,
993 F.3d 270, 294 (5th Cir. 2021) (Oldham, J., concurring).
And it was designed to bring “prisoner litigation in the
federal courts . . . under control.” Woodford v. Ngo, 548
U.S. 81, 84 (2006).
The PLRA limits the remedial power of district courts
in prison litigation by restricting “courts’ authority to
issue and enforce prospective relief concerning prison
conditions.” Miller, 530 U.S. at 347. “The PLRA strongly
disfavors continuing relief through the federal courts;
indeed, its fundamental purpose was to extricate them
from managing state prisons.” Brown v. Collier, 929 F.3d
218, 228 (5th Cir. 2019) (quoting Guajardo v. Tex. Dep’t of
Crim. Just., 363 F.3d 392, 394 (5th Cir. 2004) (per curiam)).
The PLRA provides “standards for the entry
and termination of prospective relief in civil actions
challenging conditions at prison facilities.” Miller, 530
U.S. at 331. One of those standards is that a court “shall
not grant or approve any prospective relief unless the
court finds that such relief is narrowly drawn, extends
no further than necessary to correct the violation of the
Federal right, and is the least intrusive means necessary
to correct the violation of the Federal right.” Id. at 333
(quoting 18 U.S.C. § 3626(a)(1)(A)). That standard also
applies to existing injunctions. See ibid. (citing 18 U.S.C.
§ 3626(b)(2)).
The PLRA also specifies that “[n]othing in this section
shall be construed to authorize the courts, in exercising
9a
Appendix A
their remedial powers, to order the construction of
prisons.” 18 U.S.C.A. § 3626(a)(1)(C). And it prohibits court
enforcement of consent decrees and private settlement
agreements that fail to “comply with the limitations set
forth in subsection (a),” id. § 3626(c)(1), (2), including
the prohibition against orders to construct new prisons
provided by § 3626(a)(1)(C). These limitations apply
irrespective of the validity of the prospective relief at the
time it was issued by a court. See Miller, 530 U.S. at 34748. Accordingly, the PLRA provides no way for a court to
order the construction of a prison, either directly or via
the enforcement of private agreements.
If prospective relief “d[id] not satisfy these standards”
when it was granted, “a defendant or intervenor is entitled
to ‘immediate termination’ of that relief.” Miller, 530 U.S.
at 331 (emphasis added) (quoting 18 U.S.C. § 3626(b)(2)).
In other words, the statute “prohibits the continuation
of prospective relief” that did not meet the statute’s
standards ab initio. Miller, 530 U.S. at 346. And “the
PLRA entitles a State to terminate” any prospective
relief concerning prison litigation still in place “after
two years.” Brown v. Plata, 563 U.S. 493, 515 (2011); see
also 18 U.S.C. § 3626(b)(1)(A)(i) (“In any civil action with
respect to prison conditions in which prospective relief is
ordered, such relief shall be terminable upon the motion
of any party or intervener 2 years after the date the court
granted or approved the prospective relief.” (cleaned up)).
The PLR A’s presumption against continuing
prospective relief is so strong that it expressly authorizes
mandamus actions to “remedy any failure to issue a prompt
10a
Appendix A
ruling on such a motion.” Id. § 3626(e)(1). And “[a]ny motion
to modify or terminate prospective relief” triggers an
“automatic stay” of the prospective relief starting 30 days
after the motion is filed. Id. § 3626(e)(2); see also Miller,
530 U.S. at 350 (upholding the constitutionality of the
automatic stay and noting that “Congress clearly intended
to make operation of the automatic stay mandatory”).
The movant’s right to terminate prospective relief
two years after it was granted is subject to the limitations
of § 3626(b)(3). That provision limits the termination of
such prospective relief when “the district court finds
that the relief ‘remains necessary to correct a current
and ongoing violation of the Federal right,’” Plata, 563
U.S. at 515 (emphasis added) (quoting 18 U.S.C. § 3626(b)
(3)), “extends no further than necessary to correct the
violation of the Federal right,” and “is narrowly drawn
and the least intrusive means to correct the violation,”
18 U.S.C. § 3626(b)(3). The district court’s findings must
be “written” and “based on the record.” Ibid. And “the
burden of proof to support these findings is obviously on
the party opposing termination,” Collier, 929 F.3d at 228
(quoting Guajardo, 363 F.3d at 396), not the movant.
3
Denials of motions to terminate prospective relief
under the PLRA are appealable as interlocutory orders
“refusing to dissolve . . . injunctions.” 28 U.S.C. § 1292(a)
(1). Long-settled precedent in our circuit so holds. See
Ruiz v. United States, 243 F.3d 941, 945 (5th Cir. 2001)
(“[T]his Court has jurisdiction over the appeal of both
11a
Appendix A
orders under 28 U.S.C. § 1292(a)(1) as refusals to dissolve
an injunction.”).
Congress has granted this court jurisdiction over
appeals from “[i]nterlocutory orders of the district courts
of the United States . . . granting, continuing, modifying,
refusing or dissolving injunctions, or refusing to dissolve
or modify injunctions.” 28 U.S.C. § 1292(a)(1). This statute
carves out an exception to the “general principle that
only final decisions of the federal district courts would be
reviewable on appeal.” Carson v. Am. Brands, Inc., 450
U.S. 79, 83 (1981) (citing 28 U.S.C. § 1291). Unlike other
interlocutory orders, orders concerning injunctions are
“immediately appealable as of right.” Ali v. Quarterman,
607 F.3d 1046, 1048 (5th Cir. 2010) (quotation omitted).
It does not matter whether the word “injunction”
appears on a district court’s order because “the label
attached to an order is not dispositive.” Abbott v. Perez,
585 U.S. 579, 594 (2018). If “an order has the ‘practical
effect’ of granting or denying an injunction, it should be
treated as such for purposes of appellate jurisdiction.”
Ibid. (quoting Carson, 450 U.S. at 83). In practice, a court
“grants an injunction when an action it takes is directed to
a party, enforceable by contempt, and designed to accord
or protect some or all of the substantive relief sought in
the complaint in more than a temporary fashion.” In re
Deepwater Horizon, 793 F.3d 479, 491 (5th Cir. 2015)
(quotation omitted).
None of this turns on an “individualized jurisdictional
inquiry.” Mohawk Indus., Inc. v. Carpenter, 558 U.S. 100,
12a
Appendix A
107 (2009) (quoting Coopers & Lybrand v. Livesay, 437
U.S. 463, 473 (1978)). That means “[a]ppeal rights cannot
depend on the facts of a particular case.” Carroll v. United
States, 354 U.S. 394, 405 (1957). The appeals court is not
supposed to scrutinize individually every order that gets
appealed to it, looking for “particular injustice[s]” that
might be “averted” or whether the “litigation at hand”
might benefit from an appeal of that order. Mohawk
Indus., 558 U.S. at 605 (quoting Digital Equip. Corp. v.
Desktop Direct, Inc., 511 U.S. 863, 868 (1994)). Instead,
the inquiry focuses on “the entire category to which a
claim belongs.” Ibid.
B
This appeal arises out of longstanding constitutional
litigation about conditions at the Orleans Parish Prison
relating to detainees with mental-health needs. The
procedural history of this litigation is lengthy and complex,
stretching back to a consent decree entered in 2013. The
two panel opinions in this case provide the factual and
procedural background. See Anderson v. City of New
Orleans, 38 F.4th 472, 472-78 (5th Cir. 2022) (“Anderson
I”); Anderson II, 114 F.4th at 408-14. The instant appeal
involves the district court’s denial of a motion to terminate
prospective relief that requires New Orleans Parish
Sheriff Hutson (“the Sheriff”) to construct a new prison
facility. Anderson II, 114 F.4th at 412.
1
In 2016, the parties implemented their consent
decree via an agreement that the district court entered
13a
Appendix A
as a stipulated order (“Stipulated Order”). Ibid. The
Stipulated Order stated that “the City, the Sheriff, and the
Compliance Director shall develop and finalize a plan for
. . . appropriate housing for prisoners with mental health
issues and medical needs.” Id. at 413. The Compliance
Director’s plan recommended construction of “Phase
III,” a new facility at the existing jail designed to house
detainees with mental-health needs. Ibid.
In January 2019, the district court ordered the City of
New Orleans (the “City”) to begin the construction of the
Phase III jail facility and related programming “as soon
as possible.” ROA.13075. Then, in March 2019, the district
court ordered the City to continue renovating the existing
“temporary accommodations” for the prison’s detainees
with mental-health conditions during the construction
of the Phase III jail facility, and it ordered the City and
Sheriff to continue the “programming” aspect of Phase
III. ROA.13225. It also ordered the City to provide
monthly progress reports concerning the construction
of the Phase III jail facility. I refer to the January and
March orders as the “2019 Orders.”
In June 2020, the City moved under Federal Rule of
Civil Procedure 60(b)(5) for relief from the 2019 Orders,
arguing that “significant change[s] in the factual conditions
. . . render programming, design, and construction of the
Phase III jail facility unsustainable.” ROA.14102. It argued
that the prison provided “medical and mental healthcare
that is above the minimal constitutional standard”;
the “COVID-19 pandemic w[ould] cause a significant
budgetary shortfall for the City”; and “the decrease in the
14a
Appendix A
inmate population ma[de] the programming, design, and
construction of a new Phase III jail facility unnecessary.”
ROA.14104. The City also argued that § 3626(a)(1)(C) of
the PLRA prohibited the district court from ordering the
construction of Phase III.
The district court adopted the magistrate judge’s
report and recommendation to deny the City’s Rule 60(b)
(5) motion. The district court found that the City had
waived its PLRA argument and, in any event, that the
court had never ordered the construction of the Phase III
jail facility. Instead, the district court found that it had
merely enforced the City’s contractual obligation under
the Stipulated Order to build the Phase III jail facility.
The district court also held that the City failed to show
changed factual conditions. The City appealed.
In Anderson I, a panel of this court affirmed. 38 F.4th
at 481. That panel refused to rule on the City’s PLRA
argument because “Rule 60(b)(5) may not be used to
challenge the legal conclusions on which a prior judgment
or order rests.” Id. at 478 (quoting Horne v. Flores, 557
U.S. 433, 477 (2009)). In its view, the panel “lack[ed]
jurisdiction to review the substance of the January and
March 2019 orders” from which the City sought relief.
Ibid. Accordingly, the panel evaluated the City’s PLRA
argument only to the extent it constituted a change in
factual conditions or law per Rule 60(b)(5). Id. at 479.
Under that abuse-of-discretion review, the panel held that
the City’s PLRA claim failed. Ibid.
15a
Appendix A
2
Then, in June 2023, the Sheriff moved under the
PLRA, 18 U.S.C. § 3626(b), to “terminate all prospective
relief regarding the construction of the Phase III jail.”
ROA.19054. The Sheriff argued that the district court had
ordered “the parties to abide by their private agreement
to build” the Phase III jail facility, ROA.19055, which is
forbidden by the PLRA, see 18 U.S.C. § 3626(c)(2), (g)(6).
The district court adopted the magistrate judge’s
report and recommendation to deny the Sheriff ’s
motion to terminate. It also entered an “Order Setting
Conditions of Construction” for the Phase III jail facility,
which incorporated the terms of a previous, unsigned
Cooperative Endeavor Agreement (“CEA”) between the
City and The Sheriff. The Sheriff appealed.
C
A panel of this court dismissed the Sheriff’s appeal
for lack of appellate jurisdiction. Anderson II, 114 F.4th at
412, 418, 421. The panel’s opinion is sometimes inscrutable,
sometimes inconsistent, and jurisdictionally dysphoric.
As Judge Smith noted in his powerful dissenting opinion:
“[The majority] takes a hatchet to the [PLRA] and turns
a blind eye to binding circuit precedent. The result? An
opinion with reasoning that, at every turn, is fatally
compromised. Some parts are totally unhinged. And the
remainder is incomprehensible.” Id. at 421 (Smith, J.,
dissenting).
16a
Appendix A
Here, I do my best to explicate the panel’s reasoning
in service of criticizing it. There seem to be three holdings:
(1) the panel lacked appellate jurisdiction over the denial
of the motion to terminate to the extent it was really an
appeal of the 2019 Orders; (2) the motion to terminate
itself, to the extent it was a bona fide motion to terminate,
was inadequately pleaded and therefore destroyed
jurisdiction; and (3) even if the panel could reach the
merits, a motion to terminate was premature, somehow
also destroying jurisdiction.
1
The panel first explained why it had “jurisdiction to
review the denial of the . . . motion, but not the underlying
. . . orders.” Id. at 415 (majority opinion) (quoting Anderson
I, 38 F.4th at 477-78; citing Ruiz, 243 F.3d at 945).
The panel’s analysis proceeded as if the Sheriff had
attempted to appeal the 2019 Orders directly, rather
than the district court’s denial of her motion to terminate
prospective relief under the PLRA. Acknowledging
that the Sheriff “styled her motion as one to ‘terminate’
rather than vacate or reverse the Phase III orders,” the
panel claimed that the Sheriff “[wa]s directly attacking
the validity of the orders as being prohibited under the
PLRA.” Id. at 416. 3 The panel then accused the Sheriff of
3. The panel supports this point by analogy to Moody
National Bank v. GE Life & Annuity Assurance Co., 383 F.3d
249 (5th Cir. 2004). In that case, this court held that “a motion
to allocate costs” that was labeled as a Rule 59(e) motion should
be characterized as a Rule 54(d) motion instead. Id. at 251. This
17a
Appendix A
“attempt[ing] to circumvent procedural history and rules
under the guise of a PLRA motion.” Id. at 418 n.13. Thus,
to the panel, the Sheriff’s “filing is a ‘motion to terminate’
in name only.” Id. at 419. 4 The panel held this destroyed
§ 1292(a)(1) jurisdiction for three reasons.
First, the panel construed the district court’s denial
of the Sheriff’s motion as an implementation of its prior
orders. See id. at 416. The panel reasoned that “a court has
not modified an injunction when it simply implements an
injunction according to its terms or designates procedures
for enforcement without changing the command of the
injunction.” Id. at 415 (quoting In re Deepwater Horizon,
court reasoned that “any post-judgment motion addressing costs
or attorney’s fees must be considered a collateral issue even when
costs or attorney’s fees are included in a final judgment.” Id. at
253. But without more, that logic does not extend to equate PLRA
motions to terminate prospective relief with direct appeals of
orders.
4. Why does the panel reach this conclusion, despite Ruiz’s
clear statement that a denial of a motion to terminate categorically
is, in substance, a refusal to dissolve an injunction that grounds
jurisdiction under § 1292(a)(1), which the panel cites? Because,
according to the panel, in Ruiz, the defendants moved to terminate
a consent decree; here, the Sheriff challenges the Stipulated Order
and 2019 Orders. See Anderson II, 114 F.4th at 419 n.14.
How is that a distinction with a difference? Beats me. In any
event, “we have not allowed district courts to ‘shield [their] orders
from appellate review’ by avoiding the label ‘injunction.’” Abbott,
585 U.S. at 595 (quoting Sampson v. Murray, 415 U.S. 61, 87
(1974)) (alteration in Abbott); see also Sampson, 415 U.S. at 87-88
(treating an order labeled as a TRO, which is not appealable under
§ 1292(a)(1), as a preliminary injunction, which is).
18a
Appendix A
793 F.3d at 491) (cleaned up). From that premise alone,
the panel concluded that the district court’s orders
“simply implement the consent decree without changing
the command of the injunction.” Id. at 416 (quoting In re
Deepwater Horizon, 793 F.3d at 491) (cleaned up).
Second, because § 1292(a)(1)’s exception to the finaljudgment rule is “narrow,” the panel reasoned, “a party
challenging an interlocutory order” on appeal must
also “show serious, perhaps irreparable, consequences”
arising from the order. Id. at 415 (quoting In re Deepwater
Horizon, 793 F.3d at 492) (cleaned up). Thus, the panel
concluded, even if the district court’s “observation”
(observation?) “was a modification of an injunction, or
refusal to dissolve an injunction,” the Sheriff had not met
her burden to establish “serious, perhaps irreparable,
consequences.” Id. at 416.
Third, the panel held that it was “bound” by Anderson
I under the law of the case doctrine or the rule of
orderliness. See id. at 416-17 & n.11 (citing Anderson I,
38 F.4th 472). (The panel was not sure which.) The panel
stated that Anderson I and Anderson II both “concern
the well-settled principles of post-judgment proceedings.”
Id. at 417. 5 The logic seems to be that because the
5. As best I can tell, the actual holding of Anderson I that
apparently controlled Anderson II was the workaday rule that an
appeal of a post-judgment motion such as one under Rule 60(b) is
“restricted to the questions properly raised by the postjudgment
motion” and does “not extend to revive lost opportunities to appeal
the underlying judgment.” Anderson II, 114 F.4th at 417 (quoting
15B C harles A lan Wright & A rthur R. M iller , F ederal
19a
Appendix A
Anderson I panel held that the appeal of an order denying
a changed-circumstances Rule 60(b)(5) motion for relief
from a judgment did not give it jurisdiction to review
the substance of the underlying judgment, it followed
that no post-judgment motion could ever give a future
Fifth Circuit panel jurisdiction to review the legality of
the ongoing prospective relief in this case. Further, the
panel concluded that Anderson I precluded the Sheriff’s
arguments that the 2019 Orders violated § 3626(a)(1)(C)
because Anderson I had held that the PLRA worked
no new change in the law, but that Anderson I did not
preclude the Sheriff’s new arguments about private
settlement agreements under § 3626(c)(2). Id. at 418.
Nevertheless, the panel declined to “reach those other”
issues because it lacked jurisdiction. Ibid.
For these three reasons, the panel concluded that it
“lack[ed] appellate jurisdiction over the substance of the
2019 Orders, and the PLRA is not a proper vehicle to
challenge them.” Ibid.
2
After concluding it lacked jurisdiction because the
district court’s injunction was not really an injunction,
the panel went on to evaluate the “procedural basis
for the district court’s denial of the Sheriff’s motion to
terminate.” Ibid. Analogizing to Anderson I’s Rule 60(b)
holding again, the panel again disclaimed jurisdiction over
P ractice & P rocedure § 3916 (2d ed. 1990); citing Bowles v.
Russell, 551 U.S. 205, 209 (2007)).
20a
Appendix A
the 2019 Orders (which no one argues are on appeal) but
concluded it could review “the procedural basis for the
district court’s denial of the Sheriff’s motion to terminate.”
Ibid.
The panel then held that the Sheriff’s motion to
terminate “fails procedurally” under PLRA § 3626(b)
because it did not show that prospective “relief is no
longer necessary to correct the existing constitutional
violations.” Id. at 420. Next, the panel mentioned that
the Stipulated Order provided that “the City, the Sheriff,
and the Compliance Director shall develop and finalize
a plan for . . . appropriate housing for prisoners with
mental health issues and medical needs,” which was
apparently “a finding of compliance with the limitations
set forth in § 3626(a).” Ibid. Plus, the district court’s
denial of the motion to terminate stated that “prospective
relief extends no further than necessary to correct the
violation of the Federal right in this case.” Ibid. (quotation
omitted). Finally, it reasoned that “nothing in Section
3626(b) supports” the argument that “Section 3626(a)(1)
(C) prohibits the existence of the 2019 Orders.” Ibid.
3
The panel concluded the apparently jurisdictional
portion of its opinion by stating that “the district court
has not erred in denying the motion.” Ibid. Then the
panel further asserted hypothetical jurisdiction to
resolve the merits of an appeal that (it said) was beyond
its jurisdiction: “Even assuming arguendo that we
could reach the merits of the Sheriff’s claim,” the panel
21a
Appendix A
reasoned, “the lack of effort and time implementing Phase
III would undermine a motion for termination,” which it
thought “premature.” Ibid.
The panel was not forthcoming with an explanation
for how these maneuvers comported with Article III
limitations on its subject matter jurisdiction, which
require the court to dismiss as soon as it realizes it
lacks jurisdiction and forbid the court from exercising
hypothetical jurisdiction over the merits. See Ex parte
McCardle, 74 U.S. (7 Wall.) 506, 514 (1869); Steel Co. v.
Citizens for a Better Env’t, 523 U.S. 83, 101 (1998).
Neither of those bedrock legal principles troubled the
panel, however. The panel opined on the merits, but rather
than affirm the district court, it stated: “We therefore
DISMISS this appeal.” Anderson II, 114 F.4th at 421.
*
So much for explicating the panel’s opinion. In the
following parts, I (II) explain why the panel undoubtedly
had jurisdiction. Then I (III) show how the panel
improperly analyzed the merits under the heading of
jurisdiction. And I (IV) turn to the merits myself and
conclude that the motion to terminate prospective relief
should have been granted, as required by the PLRA.
II
The panel piles jurisdictional misconstruction on top
of misunderstanding on top of egregious legal mistake.
22a
Appendix A
A mistake because ample precedent establishes that this
court has jurisdiction to hear the Sheriff’s appeal of the
denial of her motion to terminate. And egregious because
this court has a “virtually unflagging obligation . . . to
exercise the jurisdiction given” it. Colo. River Water
Conservation Dist. v. United States, 424 U.S. 800, 817
(1976); accord Cohens v. Virginia, 19 U.S. (6 Wheat.) 264,
404 (1821) (“It is most true that this Court will not take
jurisdiction if it should not: but it is equally true, that it
must take jurisdiction if it should.”).
I (A) show why this court had jurisdiction to review the
district court’s denial of the Sheriff’s motion to terminate
prospective relief under the PLRA. Then I (B) explain
why the panel’s arguments to the contrary were wrong.
A
This court has § 1292(a)(1) appellate jurisdiction over
the Sheriff’s appeal of the district court’s denial of her
motion to terminate prospective relief under the PLRA
because such denials are categorically appealable as
interlocutory orders “refusing to dissolve . . . injunctions.”
28 U.S.C. § 1292(a)(1).
Long-settled precedent in our circuit supports that
conclusion. See Ruiz, 243 F.3d at 945 (“[T]his Court
has jurisdiction over the appeal of both orders [denying
motions to terminate] under 28 U.S.C. § 1292(a)(1) as
refusals to dissolve an injunction.”); see also Brown,
929 F.3d at 254 (reversing a district court’s denial of a
motion to terminate prospective relief under the PLRA);
Guajardo, 363 F.3d at 398 (affirming a district court’s
23a
Appendix A
grant of a motion to terminate prospective relief under
the PLRA).
That makes sense. Denials of motions to terminate
prospective relief have the “practical effect” of granting
an injunction or refusing to dissolve an injunction,
Abbott, 585 U.S. at 594 (quotation omitted), because
they affirmatively authorize courts to continue issuing
prospective relief—and congressionally disfavored relief
at that. As Judge Smith’s dissent made exceedingly clear,
the “order denying the motion to terminate contains
all of the requisite features of an injunction”: It is an
in personam order directed at a party, the Sheriff; it
contemplates enforcement by means of contempt and
sanctions; and it “refuses to dissolve any part of the
consent judgment.” Anderson II, 114 F.4th at 422 (Smith,
J., dissenting); see also In re Deepwater Horizon, 793
F.3d at 491 (“A district court grants an injunction when
an action it takes is directed to a party, enforceable by
contempt, and designed to accord or protect some or all
of the substantive relief sought in the complaint in more
than a temporary fashion.” (cleaned up)).
It does not matter whether the word “injunction”
appeared in the district court’s denial of the motion to
terminate because “the label attached to an order is not
dispositive.” Abbott, 585 U.S. at 594. Thus, these denials
“should be treated as such for purposes of appellate
jurisdiction,” ibid., and Ruiz was right to so hold. Indeed,
that treatment should be—and has been—categorical, as
the Supreme Court has instructed. See Mohawk Indus.,
558 U.S. at 107.
24a
Appendix A
Put simply, denials of motions to terminate under the
PLRA fall within “a class of orders for which appellate
jurisdiction lies.” Anderson II, 114 F.4th at 422 (Smith, J.,
dissenting). The denial of the Sheriff’s motion is in that
class, so this court has appellate jurisdiction to review
it. QED.
B
I n st e a d , t he pa nel conduc t ed t he verb ot en
“individualized jurisdictional inquiry” rather than
focusing on “the entire category to which a claim belongs.”
Mohawk Indus., 558 U.S. at 107 (quotations omitted). The
panel carved out the Sheriff’s “particular motion from the
class of motions to which it belongs,” Anderson II, 114
F.4th at 422 (Smith, J., dissenting), by scrutinizing the
Sheriff’s motion for “particular injustices” that might be
“averted,” Mohawk Indus., 558 U.S. at 107 (cleaned up).
To accomplish this task, the panel concocted three
made-to-order reasons to dismiss the Sheriff’s appeal.
It (1) implausibly construed the district court’s denial of
the motion to terminate as a mere “implementation” of
the district court’s previous orders. It then (2) applied
the inapplicable “irreparable consequences” standard.
And finally it (3) misapplied the law of the case and rule of
orderliness doctrines. In doing all this, the panel ignored
this court’s plain holding in Ruiz.
1
The panel’s first maneuver was to construe the district
court’s denial of the Sheriff’s motion as an implementation
25a
Appendix A
of its prior orders rather than a modification. See
Anderson II, 114 F.4th at 416. That is, the district court’s
orders “simply implemented the consent decree without
changing the command of the injunction.” Ibid. (quoting
In re Deepwater Horizon, 793 F.3d at 491) (cleaned up).
It is difficult to imagine how this could be more
wrong.
For one, the denial of the motion to terminate is itself
a refusal to dissolve an injunction, immediately appealable
under its own name under 28 U.S.C. § 1292(a)(1). See Ruiz,
243 F.3d at 945.
Moreover, the Cooperative Endeavor Agreement
(“CEA”) modified the district court’s prior orders rather
than merely implementing them. Recall that in denying
the Sheriff’s motion, the district court also entered an
“Order Setting Conditions of Construction” for the Phrase
III jail facility. Those conditions incorporated the terms
of a previous, unsigned CEA between the City and the
Sheriff. The CEA purports to bind the Sheriff and the City
to new terms and obligations regarding the construction
of the Phase III facility. None of the CEA’s terms—which
specify precisely how the City must construct Phase III—
appeared in the district court’s prior orders.6
6. Not relevant to this appeal, but worth noting, is some of
the CEA’s highly questionable substance. The CEA requires that
“[a]ny party to this contract,” including “any subcontractors,”
“must take all necessary affirmative steps to assure that minority
businesses” and “women’s business enterprises . . . are used when
possible.” ROA.19347. “Affirmative steps must include,” among
26a
Appendix A
The CEA is not an implementation of the district
court’s prior orders: It is plainly a modification. Under
penalty of contempt and sanction, the construction
of Phase III must now—because of the court’s new
order—“proceed pursuant to the . . . terms of the CEA.”
ROA.19519. Those new injunctive obligations undoubtedly
modifed the substantive relief sought in the complaint. Cf.,
e.g., Integrity Collision Ctr. v. City of Fulshear, 837 F.3d
581, 586 (5th Cir. 2016) (holding that an order requiring
the city to include two companies on its call list for towing
impounded vehicles “provides substantive relief” and “is
therefore an injunction, appealable under Section 1292(a)
(1)”).
Put simply, prior to the district court’s order, actions
taken by the Sheriff and the City that were inconsistent
with the CEA were accorded no special status; after the
order, those actions became punishable by contempt and
sanctions. That is a modification “changing the command
of the injunction,” In re Deepwater Horizon, 793 F.3d at
491 (quotation omitted), not an implementation of it. Not
that any of this matters, because even if the district court
simply refused to change the injunction, that would be
appealable too.
others, “[a]ssuring that . . . minority businesses, and women’s
business enterprises are solicited whenever they are potential
sources.” ROA.19347-48. These provisions at a minimum offend
the maxim that “[d]istinctions between citizens solely because of
their ancestry are by their very nature odious to a free people
whose institutions are founded upon the doctrine of equality.”
Students for Fair Admissions, Inc. v. President & Fellows of
Harvard Coll., 600 U.S. 181, 208 (2023).
27a
Appendix A
2
The panel next conjured an inexplicable hurdle for the
Sheriff’s motion to be appealable: “a party challenging
an interlocutory order” on appeal must also “show
serious, perhaps irreparable, consequences” arising from
the order. Anderson II, 114 F.4th at 415 (quoting In re
Deepwater Horizon, 793 F.3d at 492) (cleaned up).
Again, no. The “serious, perhaps irreparable
consequences” language comes from Carson v. American
Brands, Inc., 450 U.S. 79 (1981). It helps an appellate
court evaluate jurisdiction under § 1292(a)(1) when it is not
clear whether a district court’s order “was the practical
equivalent of an order denying an injunction.” Abbott, 585
U.S. at 595 (citing Carson, 450 U.S. at 83-84). It is not
an independent bar to appealing a district court order;
indeed, it appears nowhere in the text of § 1292(a).
In any event, ample judicial precedent establishes
that this so-called “requirement” “does not apply to
orders specifically granting or denying injunctions.”
Atwood Turnkey Drilling, Inc. v. Petroleo Brasileiro,
S.A., 875 F.2d 1174, 1176 (5th Cir. 1989). Such orders “are
immediately appealable as of right; no additional finding of
immediate, irreparable injury is required.” Quarterman,
607 F.3d at 1048 (quoting Sherri A.D. v. Kirby, 975 F.2d
193, 203 (5th Cir. 1992)).
As Ruiz establishes, a denial of a motion to terminate
under § 3626(b)(2) of the PLRA is categorically a “refusal
to dissolve an injunction.” 243 F.3d at 945. No one could
28a
Appendix A
seriously contend that the district court’s denial of the
motion to terminate and its order enforcing the CEA did
not have the “practical effect” of granting an injunction
(or refusing to dissolve one). So the “serious, perhaps
irreparable consequence” test does not apply to the denial
of the Sheriff’s motion to terminate.
But even if that test did apply, it is easy to see the
serious and irreparable consequences of the district
court’s denial of the motion to terminate the prospective
relief from the 2019 Orders.
The consequences are serious. The City and Sheriff
will have to build and operate an entirely new jail facility,
per the district court’s minute specifications, under the
threat of “contempt of court” and “severe sanctions.”
ROA.19520. The Sheriff tells us that complying with this
order creates “the need to re-appropriate” upwards of
$110 million “from other municipal public works projects.”
Pet. for Reh’g En Banc at 8, Anderson v. Hutson, No.
23-30633 (5th Cir. Sept. 9, 2024). That is a “big deal.”
Anderson II, 114 F.4th at 422 n.5 (Smith, J., dissenting).
And those consequences are irreparable. What
remedy could provide the defendants relief other than
the dissolution of the injunction ordering them to build,
maintain, and operate the Phase III facility?
These consequences are nothing like those complained
of in the Deepwater Horizon case cited breathlessly by
the panel. See Anderson II, 114 F.4th at 416 (citing In re
Deepwater Horizon, 793 F.3d at 492). In that case, this
29a
Appendix A
court held that BP had not shown serious or irreparable
consequences in its challenge to a settlement agreement
where it wanted to claw back settlement funds that had
been awarded to fraudulent nonprofit organizations. See
In re Deepwater Horizon, 793 F.3d at 492. The court
reasoned that these consequences were “adequately
reparable through the multiple avenues BP ha[d] to pursue
awards obtained fraudulently” and recover monies. Ibid.
Indeed, the court noted, “an injury is irreparable” when
it “cannot be undone through monetary remedies.” Ibid.
(quoting Miss. Power & Light Co. v. United Gas Pipe
Line Co., 760 F.2d 618, 629 (5th Cir. 1985)). That is the
case here, where the injury is the ongoing prospective
relief requiring political subdivisions to construct a prison
facility in open defiance of the PLRA.
3
The panel’s third attempt to skirt jurisdiction also
fails. Implausibly, the panel held that it was bound by
Anderson I’s jurisdictional holding under the law of the
case doctrine or the rule of orderliness. See Anderson II,
114 F.4th at 416-17 (citing Anderson I, 38 F.4th 472).7
7. The panel seemed unsure about which doctrine to rely
on. It appeared to ground its arguments primarily in law of the
case doctrine, which the district court ruled on and the parties
briefed. See Anderson II, 114 F.4th at 416-417. But in a footnote,
the panel suggested it was also bound by the rule of orderliness.
See id. at 416 n.11. Ultimately, this confusion does not matter,
because no holding of Anderson I speaks to the issues underlying
this appeal—so neither doctrine applies.
30a
Appendix A
Given the amount of precedent from both the Supreme
Court and our court that the panel openly disregarded, in
addition to the amount of statutory text from Congress
that the panel openly contravened, it is difficult to take
seriously the idea that the panel decision was somehow a
jurisprudentially modest attempt to follow the law. And
in any event, neither the law of the case doctrine nor the
rule of orderliness supports, much less compels, Anderson
II’s holding that it lacked jurisdiction.
“The law of the case doctrine generally prevents
reexamination of issues of law or fact decided on appeal
either by the district court on remand or by the appellate
court itself on a subsequent appeal.” Id. at 416 (quoting
Bigford v. Taylor, 896 F.2d 972, 974 (5th Cir. 1990))
(cleaned up). And the rule of orderliness means that
“one panel of our court may not overturn another panel’s
decision, absent an intervening change in the law, such as
by a statutory amendment, or the Supreme Court, or our
en banc court.” Id. n.11 (quoting United States v. Traxler,
764 F.3d 486, 489 (5th Cir. 2014)).
But Anderson I rendered exactly zero holdings about
whether this court would have jurisdiction over future
appeals based on different motions in the case or whether
the prospective relief ordered by the district court violated
the PLRA. Anderson II involved no “reexamination
of issues of law” decided in Anderson I and finding
jurisdiction would not have “overturn[ed] another panel’s
decision,”8 especially not Anderson I.
8. Adding irony to injury, Anderson II quietly disregarded
Ruiz, 243 F.3d at 945.
31a
Appendix A
The Sheriff’s instant appeal for the denial of her
motion to terminate raised different challenges than the
City’s Rule 60(b) appeal in Anderson I. In Anderson I, the
City had moved in the district court under Rule 60(b)(5) for
relief from the 2019 Orders on a “changed circumstances”
theory. Anderson I, 38 F.4th at 478-79. Attached to that
motion was an argument that § 3626(a)(1)(C) of the PLRA
barred the district court from ordering the defendants to
build the Phase III jail facility, because that provision does
not authorize “the courts, in exercising their remedial
powers, to order the construction of prisons.” 18 U.S.C.
§ 3626(a)(1)(C). The Anderson I panel noted it lacked
jurisdiction over the 2019 Orders but held that the PLRA
claim failed under the Rule 60(b)(5) motion because there
was no change in factual conditions or law. Anderson I,
38 F.4th at 479. It certainly never purported to divest
future panels of the Fifth Circuit of jurisdiction over other
appeals in the case.
Strange, then, to invoke the law of the case doctrine
and our rule of orderliness. As the panel admits, the
Anderson I panel “declined to rule on the merits of the
City’s PLRA argument.” Anderson II, 114 F.4th at 417.
Nor does “the Sheriff make[] the same argument” now
that the City had made in Anderson I. Anderson II, 114
F.4th at 417. Although the district court and the United
States (as intervenor-plaintiff) maintained that the law
of the case doctrine precluded the Sheriff’s attempt to
“revive the City’s already-rejected argument that the
2019 Orders violated Section 3626(a)(1)(C) [of] the PLRA,”
even they (i.e., the district court and the United States)
“agreed that the law of the case doctrine d[id] not bar the
32a
Appendix A
Sheriff’s private settlement agreement argument” under
the banner of §§ 3626(c)(2) and (g)(6). Id. at 418.9
Turning baffling into bewildering, after admitting
all that, the panel declined to “reach the issue of private
settlement agreements” because it lacked jurisdiction
over the substance of the 2019 Orders. Ibid. Even if one
spots the panel that Anderson I foreclosed the Sheriff’s
§ 3626(a)(1)(C) arguments (which it did not), it is a blatant
non sequitur to conclude from that that the court lacked
jurisdiction over the non-foreclosed § 3626(c)(2) and (g)
(6) arguments.
Moreover, the Sheriff’s motion to terminate, on appeal
here, brought PLRA challenges under a completely
different procedural heading. Due in part to the district
court’s conclusion that it had not ordered the defendants to
build the Phase III jail facility, as prohibited by § 3626(a)
(1)(C) of the PLRA, but rather ordered them to abide by
their private agreement, the Sheriff brought her motion to
terminate under § 3626(c)(2) and (g)(6). Those provisions,
the Sheriff argued, forbid federal courts from enforcing
private settlement agreements to construct a prison and
limit remedies for breach to reinstatement of the case in
federal court and breach-of-settlement claims in state
court. The Sheriff did not bring this motion under Rule
60(b) for relief from a judgment. She brought it under
§ 3626(b) of the PLRA itself, which authorizes motions
for termination of prospective relief. See Anderson II,
114 F.4th at 419.
9. How, then, can the panel maintain that “the substance of
the motions are identical”? Anderson II, 114 F.4th at 418. I have
not a clue.
33a
Appendix A
That procedural difference matters. The panel cannot
ignore that difference by calling the Sheriff’s motion to
terminate one “in name only,” ibid., and acting as if it were
“attacking the validity of the [2019] orders,” id. at 416.
The Sheriff’s PLRA motion did not attack the validity of
the 2019 Orders as if it were a direct appeal. It asserted
limitations on the district court’s remedial authority to
continue maintaining the prospective relief then in place.
The Sheriff’s appeal to our court is over the denial of that
motion—itself a refusal to dissolve an injunction—not the
2019 Orders.
As Judge Smith made clear in dissent, “[a]n order
issuing prospective relief can be both (1) completely
valid and enforceable at the time it was ordered and (2)
subsequently terminable for providing relief beyond the
scope permitted by the PLRA.” Anderson II, 114 F.4th at
423 (Smith, J., dissenting) (quotation omitted). So again,
the procedural difference matters: The Sheriff’s motion
to terminate prospective relief under the PLRA is not
a rehash of the City’s Rule 60(b)(5) motion for changed
circumstances (interred by Anderson I), and it is not an
attack on the validity of the 2019 Orders when issued or
the 2013 consent decree. It is a motion to terminate the
relief currently in place.
So it is surely not the case that the Sheriff’s motion
to terminate is an “end run to effect an appeal outside
the specified time limits.” Id. at 417 (majority opinion)
(quoting Anderson I, 38 F.4th at 478). If that were true,
the Sheriff’s motion to terminate under the PLRA would
have been timely only if brought within 60 days of the
34a
Appendix A
district court’s 2019 Orders. See Fed. R. App. P. 4(a)(1)(B).
But the PLRA allows motions to terminate only one or two
years after the district court grants or denies termination
of prospective relief. See 18 U.S.C. § 3626(b)(1)(A)(i)-(iii).
On the panel’s read, then, defendants in prison litigation
could never bring motions to terminate prospective relief,
“thereby erasing PLRA motions to terminate from the
U.S. Code.” Anderson II, 114 F.4th at 424 (Smith, J.,
dissenting). Anderson I held no such thing.
III
The panel’s next set of blunders is even more confusing.
After finding that it lacked jurisdiction over the appeal of
the motion to terminate, the panel twice proceeded to the
merits anyway, but then purported to dismiss for lack of
jurisdiction rather than affirm the district court’s denial.
First, the panel concluded that the Sheriff’s motion
to terminate “fails procedurally” under § 3626(b) of the
PLRA because she did not argue that prospective “relief is
no longer necessary to correct the existing constitutional
violations.” Id. at 420. As a result of the Sheriff’s failure to
meet this supposed pleading burden, the panel dismissed
the Sheriff’s appeal of the denial of her motion, seemingly
for lack of jurisdiction (again).
Second, the panel made a failed attempt at an
advisory opinion on the merits. After two purportedly
jurisdictional holdings, the panel exercised hypothetical
jurisdiction. “Even assuming arguendo that we could
reach the merits of the Sheriff’s claim, the lack of effort
35a
Appendix A
and time implementing Phase III would undermine a
motion for termination.” Ibid. Reaching the merits,
the panel reasoned that the Phase III jail facility was
“12.82% complete and the Sheriff and City ha[d] been
slow to effectuate any stipulated remedy,” so “a motion
to terminate [was] at best premature.” Id. at 420-21
(quotation omitted). But then the panel concluded it
“lack[ed] jurisdiction to review” the motion’s denial. Id.
at 421.
These mystifying statements are wrong twice over:
They (A) sound in merits analysis, not in jurisdiction.
And (B) by proceeding to the merits after finding a lack
of jurisdiction, the panel violated fundamental dictates
of Article III.
A
1
First, the “procedural failure.” The panel opinion
was confused on its face about whether this holding was
jurisdictional or merits based. At the end of the section
discussing how the Sheriff’s motion “fails procedurally,”
the panel concluded that “the district court ha[d] not
erred in denying the motion.” Anderson II, 114 F.4th at
420. That sounds like affirmance on the merits to me.
But the decretal line ambiguously states: “We therefore
DISMISS this appeal.” Id. at 421. And other parts of the
opinion sound in jurisdictional defects as to the entire
case. See id. 420-21 (“[T]he record shows that a motion to
terminate is at best premature and we lack jurisdiction to
36a
Appendix A
review it.”); id. at 420 (“Even assuming arguendo that we
could reach the merits of the Sheriff’s claim . . . ”); id. at
412 (“We agree and DISMISS for lack of jurisdiction.”).
Despite that language, the panel’s reasoning sounds
in merits. The panel identified a burden (an improper one,
as I discuss below) to show “relief is no longer necessary
to correct the existing constitutional violations” and held
that the Sheriff failed to meet it. Id. at 410. When other
appellate courts have agreed, as the panel did, that “the
district court ha[d] not erred in denying the motion”
to terminate prospective relief, they have affirmed the
denial, not dismissed for lack of jurisdiction. For example,
when the Supreme Court upheld a court’s remedy of
mandating a lower prison population in California against
a challenge under § 3626 of the PLRA, it affirmed rather
than dismissed for lack of jurisdiction. See Brown v.
Plata, 563 U.S. 493, 545 (2011). But the panel provides
not a single reason why the Sheriff’s failure to meet a
pleading burden destroyed its appellate jurisdiction over
the denial of the motion.
2
Second, the supposed “prematurity” of the motion to
terminate.
The panel purported to “assum[e] arguendo” that it
could “reach the merits of the Sheriff’s claim.” Anderson
II, 114 F.4th at 420. Did it? It seemed like the panel did,
because it assessed the motion’s so-called “maturity”
under the merits heading. That would have made for an
interesting advisory opinion (given the panel had already
37a
Appendix A
dismissed for lack of jurisdiction twice over). But finding
the motion premature, the panel declined to affirm the
district court’s denial of the motion. Instead, it concluded
(again) that it lacked jurisdiction to review it, (again) for
no apparent reason and without citation to supporting
legal materials. Id. at 420-21. That is simply incoherent.
In any event, the statute literally says the opposite of
what the panel holds: “In any civil action with respect to
prison conditions in which prospective relief is ordered,
such relief shall be terminable upon the motion of any
party or intervener . . . 2 years after the date the court
granted or approved the prospective relief.” 18 U.S.C.
§ 3626(b)(1)(A)(i). The Sheriff’s 2023 motion to terminate
came more than two years after the 2019 Orders. It
was not “premature,” and block quotes from Brown v.
Plata, 563 U.S. 493 (2011), do not suggest otherwise. See
Anderson II, 114 F.4th at 420.
B
The panel’s chimerical holdings—part jurisdictional,
part merits—are not only malformed hybrid monsters.
See Homer, The Iliad 275 (A.T. Murray trans., 1924)
(“The raging Chimaera . . . [was] not of men, in the fore
part a lion, in the hinder a serpent, and in the midst a
goat, breathing forth in terrible wise the might of blazing
fire.”). Worse still, they also violate fundamental dictates
of Article III.
“Without jurisdiction the court cannot proceed at all
in any cause.” Ex parte McCardle, 74 U.S. (7 Wall.) 506,
38a
Appendix A
514 (1869). So once a court decides it lacks jurisdiction
over the case, “the only function remaining to the court
is that of announcing the fact and dismissing the cause.”
Ibid. In assuming jurisdiction and opining on the merits
anyway, a court engages in the repudiated practice of
“hypothetical jurisdiction,” which “produces nothing more
than a hypothetical judgment—which comes to the same
thing as an advisory opinion, disapproved by this Court
from the beginning.” Steel Co. v. Citizens for a Better
Env’t, 523 U.S. 83, 101 (1998) (citing Muskrat v. United
States, 219 U.S. 346, 362 (1911); Hayburn’s Case, 2 Dall.
409 (1792)). To issue such an opinion is “to act ultra vires.”
Id. at 102. Thus, as I have clarified before, a “jurisdictionless court cannot reach the merits.” Spivey v. Chitimacha
Tribe of La., 79 F.4th 444, 449 (5th Cir. 2023).
The panel violated these bedrock principles several
times over. First, the panel concluded it lacked statutory
appellate jurisdiction under § 1292(a)(1) to review the
denial of the motion to terminate. As I explained, that
was wrong; the court definitely had appellate jurisdiction.
But having decided it lacked jurisdiction, the panel should
have done nothing more than announced that fact and
dismissed, as Ex parte McCardle requires. Instead,
the panel went on to consider whether the motion “fails
procedurally” because the Sheriff did not meet a pleading
standard, and it concluded that the “district court ha[d]
not erred in denying the motion.” As discussed above, that
was a merits analysis, not a jurisdictional one. And as
discussed below, the panel placed the burden on the wrong
party anyway. So having just declared itself “jurisdictionless,” the panel should not have proceeded to the merits.
Spivey, 79 F.4th at 449.
39a
Appendix A
But even if one were to spot the panel that it lacked
jurisdiction to review the denial of the Sheriff’s motion
for two independent reasons, its holding that the motion
was premature is indefensible. It is an open and notorious
violation of the Supreme Court’s teaching in Steel Co. The
panel admitted that it was “assuming arguendo” it “could
reach the merits of the Sheriff’s claim” before ruling the
Sheriff’s motion to terminate was “premature.” That is
exactly the sort of “hypothetical jurisdiction” that Steel
Co. made clear is an “ultra vires” act. 523 U.S. at 102.
And it is no improvement to conclude, as if by magic, that
a failure on the merits yields a lack of jurisdiction. See
Anderson II, 114 F.4th at 420-21.
IV
Despite the panel’s purported dismissal(s) for lack of
jurisdiction, the panel did reach the merits of the Sheriff’s
motion to terminate under the heading of “procedural
basis.” Anderson II, 114 F.4th at 418. Unfortunately, that
analysis was deficient top to bottom. Three of the panel’s
“patent error[s]” merit emphasis here. Id. at 424 (Smith,
J., dissenting).
First, the panel incorrectly placed the burden on the
Sheriff to argue that the prospective “relief is no longer
necessary to correct the existing constitutional violations.”
Id. at 420 (majority opinion). Because “prospective relief
. . . must be terminated on the motion of any party,”
Collier, 929 F.3d at 228, the Sheriff’s only burden is to
make her motion “2 years after the date the court granted
or approved the prospective relief,” 18 U.S.C. § 3626(b)
40a
Appendix A
(1)(A)(i). She did that. After that, the burden shifts to
the parties opposing termination to provide sufficient
evidence to support the findings required by the limitation
clause in § 3626(b)(3). See Collier, 929 F.3d at 228; see also
Guajardo, 363 F.3d at 396 (explaining that the burden of
proving the requisite § 3626(b)(3) findings “is obviously
on the party opposing termination”).
Second, the district court did not make the requisite
findings. “Prospective relief must be terminated unless
‘a court makes specific written findings regarding the
continuing necessity of [such] relief.’” Anderson II, 114
F.4th at 425 (Smith, J., dissenting) (quoting Ruiz, 243 F.3d
at 950) (alteration in Anderson II). These findings must be
“written” and “based on the record.” 18 U.S.C. § 3626(b)
(3). The court cannot “simply . . . state in conclusory fashion
that the requirements of the consent decrees satisfy” the
PLRA’s “criteria.” Anderson II, 114 F.4th at 425 (Smith,
J., dissenting) (quoting Castillo v. Cameron County, 238
F.3d 339, 354 (5th Cir. 2001)).
The magistrate judge’s report and recommendation
failed to conduct the analysis required by § 3626(b)(3)
beyond two “fleeting reference[s]” to previous findings. Id.
at 425. Even counting those references, the district court’s
analysis never “identifie[d] any specific conditions in the
[prison system] at the time termination was requested that
constituted a current and ongoing violation of a federal
right.” Id. at 426 (quotation omitted). It never mentioned
whether the Sheriff failed to comply with any of the terms
of the consent decree. Ibid. And it never showed that any
of the consent decree’s terms, “or the relief previously
41a
Appendix A
ordered by the court,” were “still needed to cure ongoing
constitutional violations.” Ibid.
Third , the PLRA requires termination of the
prospective relief ordered by the district court in its
2019 Orders and CEA order as a matter of law. See id. at
427. That is true even if the district court had made the
necessary findings required by § 3626(b)(3) of the PLRA.
Why? Section 3626(a)(1)(C) of the PLRA provides that
“[n]othing in this section shall be construed to authorize
the courts, in exercising their remedial powers, to order
the construction of prisons.” So § 3626(b)(3) cannot be
construed to stop the termination of current, ongoing
prospective relief that orders the construction of prisons.
As Judge Smith put it, “the court necessarily acts
ultra vires if it continues enforcing prospective relief
relating to the construction of the Phase III facility,”
Anderson II, 114 F.4th at 427 (Smith, J., dissenting),
because that order exceeds the district court’s “authority
to issue and enforce prospective relief,” Miller, 530 U.S.
at 347; see also Saahir v. Estelle, 47 F.3d 758, 762 (5th
Cir. 1995) (“Just as the scope of the consent decree does
not enlarge the court’s jurisdiction, the way the parties
agreed to implement the remedy contained in the consent
decree likewise cannot affect the jurisdictional bounds of
the federal courts.”).
Accordingly, the panel should have reached the merits
and reversed. The district court should have granted the
Sheriff’s motion for termination of prospective relief,
because “such relief shall be terminable upon the motion
42a
Appendix A
of any party” brought “2 years after the date the court
granted or approved the prospective relief,” 18 U.S.C.
§ 3626(b)(1)(i), unless the limitations of § 3626(b)(3) are
met. The Sheriff’s motion was procedurally valid, and the
limitations were not met. The panel instead erred coming
(in its erroneous finding of no jurisdiction) and going (in
its erroneous merits holding).
***
The panel “majority wants to build a prison,”
Anderson II, 114 F.4th at 421 (Smith, J., dissenting), in
direct contravention of the Prison Litigation Reform
Act. Along the way, the panel made a mess of our great
jurisdictional doctrines and flouted foundational Supreme
Court precedents. Regrettably, the en banc court today
grants the panel’s wish. I respectfully dissent.
43a
APPENDIX B — Appendix
OPINIONBOF THE UNITED
STATES COURT OF APPEALS FOR THE
FIFTH CIRCUIT, FILED AUGUST 26, 2024
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 23-30633
KENT ANDERSON; STEVEN DOMINICK;
ANTHONY GIOUSTAVIA; JIMMIE JENKINS;
GREG JOURNEE; RICHARD LANFORD;
LEONARD LEWIS; EUELL SYLVESTER;
LASHAWN JONES,
Plaintiffs-Appellees,
UNITED STATES OF AMERICA,
Intervenor Plaintiff-Appellee,
v.
SUSAN HUTSON, SHERIFF, ORLEANS PARISH,
SUCCESSOR TO MARLIN N. GUSMAN,
Defendant/Third Party Plaintiff-Appellant,
v.
CITY OF NEW ORLEANS,
Third Party Defendant-Appellee.
44a
Appendix B
Filed August 26, 2024
Appeal from the United States District Court
for the Eastern District of Louisiana
USDC No. 2:12-CV-859
Before Smith, Wiener, and Douglas, Circuit Judges.
Dana M. Douglas, Circuit Judge:
This appeal stems from twelve years of litigation
against, inter alia, the Orleans Parish Sheriff’s Office
regarding constitutionally inadequate housing and medical
care for jail detainees at Orleans Parish Prison. In 2013,
the district court approved a consent decree proposed by
Plaintiffs, the United States, and former Sheriff Gusman.
The City and Sheriff also stipulated to developing the plan
for adequate housing and care. After years of stalemate,
a compliance director and the former Sheriff proposed a
plan to construct a mental health annex, known as Phase
III, at the existing jail. The former Sheriff was a driving
force behind that decision. But as temporary housing for
detainees became untenable, the district court ordered
the parties to proceed with their stipulations and Phase
III. No party appealed those orders. Now, there’s a new
Sheriff in town, and she has moved to terminate all
orders concerning Phase III. The district court denied
the motion. Plaintiffs class and the United States argue
chiefly that this court lacks jurisdiction to hear the appeal.
We agree and DISMISS for lack of jurisdiction.
45a
Appendix B
I.
We previously described the facts in detail. See
Anderson v. City of New Orleans, 38 F.4th 472, 475-78
(5th Cir. 2022) (“Anderson I”). We do not repeat them
here. However, because the arguments are strikingly
similar, we begin with Anderson I. There, we considered
the City of New Orleans’s (“City”) motion for relief from
the orders on Phase III.
In 2016, after years of delay and disagreements about
implementation of the consent decree, the parties entered
a stipulated order which, at the parties’ request, the
district court entered as an order of the court (“Stipulated
Order”). As relevant here, the Stipulated Order provided
that “the City, the Sheriff, and the Compliance Director
shall develop and finalize a plan for . . . appropriate housing
for prisoners with mental health issues and medical
needs.”
A fter extensive consultation w ith the parties,
the Compliance Director submitted a Supplemental
Compliance Action Plan (“Plan”). The Plan recommended
the construction of a new treatment facility called “Phase
III” on existing Orleans Parish Sheriff’s Office property,
with eighty-nine beds to house detainees, an infirmary,
and treatment space for all detainees with certain medical
and mental-health needs. In 2017, Sheriff Gusman signed
the Plan, along with the Compliance Director. The City
indicated that the parties were “moving forward” with the
construction of Phase III and that “the project should be
completed within 24 to 40 months.”
46a
Appendix B
Two years later, in 2019, despite its earlier commitment
to the Stipulated Order, the City wanted to explore
alternatives to Phase III. The district court ordered the
City to comply with the Plan and direct the architect to
begin Phase III construction and programming “as soon as
possible” (“January 2019 Order”). Subsequently, the City
informed the district court that it was “actively working”
with Sheriff Gusman and the compliance director “to
program, design, and construct a Phase III project that
meets the requirements of the Consent Decree, and does so
in a cost-effective manner.” Accordingly, the court ordered
the City and Sheriff to “continue the programming phase
of Phase III,” to “work collaboratively to design and build
a facility that provides for the constitutional treatment of
[detainees with serious mental-health and medical needs]
without undue delay, expense[,] or waste,” and to provide
monthly progress reports to “advise the Court of the City’s
progress toward construction of Phase III” (“March 2019
Order”).1
After entry of the March 2019 Order, however, the City
unilaterally ordered the architect and project manager to
stop Phase III. The City filed a motion under Federal
Rule of Civil Procedure 60(b)(5), arguing that changed
circumstances warranted relief from the district court’s
January 2019 and March 2019 Orders (collectively “2019
Orders”). Specifically, the City argued that Section 3626(a)
1. To be clear, this appeal does not concern the consent decree
referenced by the dissent. The Sheriff ’s motion only addresses the
Stipulated Order and 2019 Orders, not the 2013 consent decree.
Thus, we consider whether we have jurisdiction over those orders
only.
47a
Appendix B
(1)(C) of the Prison Litigation Reform Act (“PLRA”)
prohibited the court from ordering the construction of a
new jail facility. The City also moved for a stay of those
orders. Following a two-week hearing, the magistrate
judge issued a report and recommendation, later adopted
by the district court, denying the City’s motions. The City
appealed.
In Anderson I, we affirmed the district court’s
decision. 2 As relevant here, we declined to rule on the
merits of the City’s PLRA argument, holding that,
because “Rule 60(b)(5) may not be used to challenge the
legal conclusions on which a prior judgment or order
rests,” the Court lacked jurisdiction over “the substance
of the January and March 2019 orders.” Anderson I, 38
F.4th at 478, 479. We explained that “Rule 60(b) simply
may not be used as an end run to effect an appeal outside
the specified time limits, otherwise those limits become
essentially meaningless.” Id. (citation omitted); see also
id. (“Rule 60(b)(5) may not be used to challenge the legal
conclusions on which a prior judgment or order rests.”
(quoting Horne v. Flores, 557 U.S. 433, 477, 129 S. Ct.
2579, 174 L. Ed. 2d 406 (2009))).
After Anderson I, Sheriff Hutson was automatically
substituted as a party under Federal Rule of Civil
2. The panel permitted Sheriff Hutson, who was inaugurated
as the new Sheriff of Orleans Parish in May 2022, to file an amicus
brief and participate in oral argument with respect to the City’s
appeal. Anderson I, 38 F.4th at 480.
48a
Appendix B
Procedure 25(d), replacing Sheriff Gusman. 3 Meanwhile,
the City entered a construction contract and began work
on Phase III. Sheriff Hutson, her counsel, and several
members of her Office’s staff were included in monthly
discussions regarding the ongoing construction of Phase
III.
Over a year after Sheriff Hutson was sworn into
office, however, she moved to “terminate all prospective
relief regarding the construction of the Phase III jail
pursuant to 18 U.S.C. § 3626(b).” The magistrate judge
recommended the denial of the Sheriff’s motion and the
entry of an order embodying the terms of the Cooperative
Endeavor Agreement (“CEA”), which was negotiated by
the parties and signed by the former Sheriff.4 In July
3. Rule 25(d) provides that “[a]n action does not abate when
a public officer who is a party in an official capacity dies, resigns,
or otherwise ceases to hold office while the action is pending. The
officer’s successor is automatically substituted as a party.”
4. To clarify, the terms of the CEA are not in dispute. Sheriff
Hutson did not object to any of its discrete provisions despite
having the opportunity to do so. Nonetheless, the dissent takes
issue with the CEA’s terms involving a federal contract clause.
Compare post at 2 n.1 (citing Students for Fair Admissions, Inc. v.
President & Fellows of Harvard Coll., 600 U.S. 181, 208, 143 S. Ct.
2141, 216 L. Ed. 2d 857 (2023)) with 2 C.F.R. § 200.321 (“The nonfederal entity must take all necessary affirmative steps to assure
that minority businesses, women’s business enterprises, and labor
surplus area firms are used when possible.”). Setting aside the
red herring, the record reflects that the order “embodying the
terms of the CEA would not be an order ‘authorizing’ a project.
Rather, it would ‘set out the various conditions under which the
project will be conducted and spell out the City’s and the Sheriff ’s
respective obligations during the project.’” After all, that is the
natural result of parties negotiating and signing an agreement.
49a
Appendix B
2023, the district court adopted that recommendation with
amendments unrelated to this appeal. In so doing, the
district court made findings pursuant to Section 3626(a)(1)
(A), (B) of the PLRA for at least the third time in this case.
The Sheriff appealed and twice moved to stay “all
orders regarding the construction of the Phase III jail.”
A panel of this court denied those motions. The Phase III
facility remains “in progress at 12.82% complete.”
II.
This case is déjà vu all over again. 5 Similar to the City,
Sheriff Hutson argues—under a different procedural
mechanism—that the PLRA bars the district court from
ordering the construction of Phase III. Anderson I, 38
F.4th at 478. As always, we have jurisdiction to determine
our own jurisdiction. Brown v. Pac. Life Ins. Co., 462 F.3d
384, 390 (5th Cir. 2006).
The Sheriff suggests two primary bases6 for appellate
jurisdiction over the 2019 Orders.7 First, the Sheriff
5. Springboards to Educ., Inc. v. Pharr-San Juan-Alamo
Indep. Sch. Dist., 33 F.4th 747, 748 (5th Cir. 2022) (footnote citation
omitted).
6. The Sheriff asserts a third basis for appellate jurisdiction:
federal question jurisdiction pursuant to 28 U.S.C. § 1331. As
Plaintiffs explain, Section 1331 speaks only to the “original
jurisdiction” of the “district courts,” not to our appellate authority.
See 28 U.S.C. § 1331.
7. Although the Sheriff has not specified the exact orders
on appeal, we assume the Sheriff challenges the 2019 Orders. To
50a
Appendix B
contends that we have jurisdiction over a court’s denial of
a motion to terminate pursuant to the PLRA. Second, the
Sheriff argues that we have jurisdiction over the refusal
to modify a consent decree. See 28 U.S.C. § 1292(a)(1).
In opposition, Plaintiffs and the United States argue
that we have jurisdiction over the denial of a motion to
terminate, but we lack jurisdiction over the substance
of the 2019 Orders and Stipulated Order. Moreover,
they contend that the Sheriff’s motion is not the proper
procedural mechanism for the relief sought. 8
We now turn to jurisdiction and the function and scope
of the Sheriff’s motion. As before, “we have jurisdiction to
review the denial of the . . . motion, but not the underlying
. . . orders.” Anderson I, 38 F.4th at 477-78; see Ruiz v.
United States, 243 F.3d 941, 945 (5th Cir. 2001).
the extent the Sheriff challenges additional orders, such as the
Stipulated Order, our analysis encompasses all.
8. Separately, Plaintiffs note that the Sheriff ’s and City’s
reliance on 28 U.S.C. § 1292(a)(1) undermines the Sheriff ’s
purported basis for termination: that the district court’s
enforcement of a “private settlement agreement” to build Phase
III violates the PLRA. To invoke § 1292(a)(1), however, there must
be a “consent decree” or “injunction” that the Sheriff ’s motion
sought to “modify.” § 1292(a)(1). Here, the Sheriff disavows the
existence of any consent decree regarding the Phase III facility.
Thus, the Sheriff ’s § 1292(a)(1) argument is a nonstarter.
51a
Appendix B
A.
Section 1292(a)(1) confers jurisdiction over appeals
from “[i]nterlocutory orders . . . granting, continuing,
modifying, refusing or dissolving injunctions, or refusing
to dissolve or modify injunctions.” 28 U.S.C. § 1292(a)(1).
“Just as it has done with the collateral order doctrine, the
Court has ‘approached this statute somewhat gingerly lest
a floodgate be opened’ that permits immediate appeal over
too many nonfinal orders.” In re Deepwater Horizon, 793
F.3d 479, 491 (5th Cir. 2015) (quoting Switz. Cheese Ass’n,
Inc. v. E. Home’s Mkt., Inc., 385 U.S. 23, 24-25, 87 S. Ct.
193, 17 L. Ed. 2d 23 (1966)). “A district court ‘grants’ an
injunction when an action it takes is ‘directed to a party,
enforceable by contempt, and designed to accord or protect
some or all of the substantive relief sought in the complaint
in more than a temporary fashion.’” Id. at 491 (quoting
Police Ass’n of New Orleans Through Cannatella v. City of
New Orleans, 100 F.3d 1159, 1166 (5th Cir. 1996)). “On the
other hand, a court has not modified an injunction when it
‘simply implements an injunction according to its terms or
designates procedures for enforcement without changing
the command of the injunction.’” Id. “Interpretation,
then, is not modification. . . . [T]aking a practical view
of modification, [we] ‘look [] beyond the terms used by
the parties and the district court to the substance of the
action.’” Id. (quoting In re Seabulk Offshore Ltd., 158 F.3d
897, 899 (5th Cir. 1998)).
“In addition to showing that an order granted,
modified, refused, or dissolved an injunction, a party
challenging an interlocutory order must show ‘serious,
52a
Appendix B
perhaps irreparable, consequences,’ because the § 1292(a)
(1) ‘exception is a narrow one.’” In re Deepwater Horizon,
793 F.3d at 492 (quoting Gardner v. Westinghouse Broad.
Co., 437 U.S. 478, 480, 98 S. Ct. 2451, 57 L. Ed. 2d 364
(1978)).
For example, in In re Deepwater Horizon, we
dismissed the appeal for lack of jurisdiction regarding
an order interpreting part of a massive class-action
settlement.9 Id. at 492. There, defendants argued that an
order constituted an injunction or, alternatively, the court’s
subsequent denial of the motion for reconsideration was a
modification of the injunction. Id. We assumed arguendo
that the order was an injunction or modification but
explained that defendants failed to “‘show serious, perhaps
irreparable, consequence[s].’” Id. (quoting Gardner, 437
U.S. at 480). Thus, we concluded that defendants could not
invoke jurisdiction under Section 1292(a)(1). Id. at 492.
Like In re Deepwater Hor izon, the Sher iff ’s
jurisdictional argument fails under Section 1292(a)(1). As
the district court observed, “the Sheriff has styled her
motion as one to ‘terminate’ rather than vacate or reverse
the Phase III Orders. That turn of phrase does not change
the fact that she is directly attacking the validity of the
orders as being prohibited under the PLRA.” The Sheriff
has not shown that the district court refused to modify or
dissolve an injunction. Rather, the court’s orders “‘simply
implement[]’” the consent decree “‘without changing the
9. See 15B Charles A. Wright & A rthur R. Miller, Fed.
Prac. & Proc. Juris. § 3916 (2d ed.) (hereinafter “Wright &
Miller”).
53a
Appendix B
command of the injunction.’” In re Deepwater Horizon,
793 F.3d at 491 (quoting Switz. Cheese Ass’n Inc., 385
U.S. at 24-25). Accordingly, the court’s orders were an
interpretation of the stipulated relief. Id. To suggest
otherwise would open a “floodgate” of repetitive and
untimely appeals. Id.
To be clear, this does not mean that the parties are
prohibited from filing a proper motion to terminate under
the PLRA. But, as discussed in Part B, the Sheriff has not
done so. Even assuming arguendo that the district court’s
observation was a modification of an injunction, or refusal
to dissolve an injunction, the Sheriff has not pointed to
any ‘“serious, perhaps irreparable, consequence[s].’” In re
Deepwater Horizon, 793 F.3d at 492 (quoting Gardner, 437
U.S. at 480).10 However, there are well-documented risks
of inadequate housing and care for detainees at Orleans
Parish Prison. Anderson I, 38 F.4th at 475 (explaining that
the jail was still “not adequate for detainees with mentalhealth needs or who were suicidal”). Indeed, despite the
10. On this, the dissent misconstrues this opinion. Post at
3 n.5. First, the issue is that the Sheriff has not satisfied any
evidentiary burden. Second, it is false to suggest that the district
court ordered the construction of a prison. Anyone familiar
with this case can recall the factual and procedural history that
refutes any assertion that courts have ordered the construction
of a prison. Third, and to reiterate, the Sheriff does not challenge
the 2013 consent decree. Instead, she challenges the judicially
enforceable orders that came years later. That argument was
foreclosed in Anderson I. Finally, the dissent raises arguments
concerning “irreparable consequences” that the Sheriff herself
has not raised in the district court or on appeal. Thus, we do not
entertain them here.
54a
Appendix B
consent decree requiring the Sheriff’s Office to implement
systemic and durable reforms, the independent monitor
has reported that the jail “has regressed slightly” and
“the same deficiencies are likely to continue to be noted
time and time again.” Hence, the 2019 Orders and CEA
followed.
In addition, we are bound by Anderson I. The law
of the case doctrine “generally prevents reexamination
of issues of law or fact decided on appeal ‘either by the
district court on remand or by the appellate court itself
on a subsequent appeal.’”11 Bigford v. Taylor, 896 F.2d
972, 974 (5th Cir. 1990) (quoting Todd Shipyards Corp.
v. Auto Transp., S.A., 763 F.2d 745, 750 (5th Cir. 1985);
see Arizona v. California, 460 U.S. 605, 618, 103 S. Ct.
1382, 75 L. Ed. 2d 318 (1983)). However, “the issues need
not have been explicitly decided; the doctrine also applies
to those issues decided by ‘necessary implication.’” In
re AKD Invs., 79 F.4th 487, 491 (5th Cir. 2023) (quoting
Alpha/Omega Ins. Servs. v. Prudential Ins. Co. of Am.,
272 F.3d 276, 279 (5th Cir. 2001)).
11. In addition to the law of the case doctrine, we are bound
by the rule of orderliness: “It is a well-settled Fifth Circuit rule of
orderliness that one panel of our court may not overturn another
panel’s decision, absent an intervening change in the law, such as
by a statutory amendment, or the Supreme Court, or our en banc
court.” United States v. Traxler, 764 F.3d 486, 489 (5th Cir. 2014)
(internal citations and quotation marks omitted). Thus, we cannot
ignore the well-settled principles that Anderson I applied to the
facts of this exact case.
55a
Appendix B
In Anderson I, the City moved to “suspend all orders
regarding the programming, design, and construction of a
new Phase III jail facility” because, inter alia, the PLRA
purportedly prohibits the construction of Phase III. The
magistrate judge conducted a two-week hearing on that
motion and recommended that the court deny the City’s
motion. It did so. Then, we affirmed the district court’s
decision. Although we declined to rule on the merits of
the City’s PLRA argument, we nonetheless concluded
that the City’s post-judgment motion under “Rule 60(b)
(5) may not be used to challenge the legal conclusions on
which a prior judgment or order rests,” and we lacked
jurisdiction over “the substance of the January and March
2019 orders.” Anderson I, 38 F.4th at 478, 479. “Rule 60(b)
simply may not be used as an end run to effect an appeal
outside the specified time limits, otherwise those limits
become essentially meaningless.” Id. (citation omitted).
Now, the Sheriff makes the same argument but with
different procedural mechanisms: motions to terminate
and stay all orders regarding the construction of Phase
III. We have already denied the motions to stay12 Phase
III, and we now address the motion to terminate.
Again, “we have jurisdiction to review the denial of the
. . . motion, but not the underlying . . . orders.” Anderson
I, 38 F.4th at 477-78. The Sheriff’s appeal is “restricted
to the questions properly raised by the post-judgment
motion” and it does “not extend to revive lost opportunities
12. See Men v. Holder, 556 U.S. 418, 434, 129 S. Ct. 1749, 173
L. Ed. 2d 550 (2009).
56a
Appendix B
to appeal the underlying judgment.” 15B Wright & Miller
§ 3916 (quoting Anderson I, 38 F.4th at 478); see Bowles v.
Russell, 551 U.S. 205, 209, 127 S. Ct. 2360, 168 L. Ed. 2d
96 (2007) (“This Court has long held that the taking of
an appeal within the prescribed time is mandatory and
jurisdictional” (internal citations and quotation marks
omitted)). Just as “a Rule 60(b) motion may not be used
as a substitute for a timely appeal from the judgment or
order from which the motion seeks relief,” a purported
motion to terminate under the PLRA cannot “be used as
an end run to effect an appeal outside the specified time
limits.” Id. at 478 (internal quotation and citation omitted).
The decision in Anderson I applies here “by ‘necessary
implication’” as both cases concern the well-settled
principles of post-judgment proceedings. In re AKD Invs.,
79 F.4th at 491 (quoting Alpha/Omega Ins. Servs., 272
F.3d at 279); see 15B Wright & Miller § 3916. Contrary
to the Sheriff’s suggestion, the law of the case does not
change based on the name of the motion “for that would
exalt nomenclature over substance.” Browder v. Dir.,
Dep’t of Corr. of Illinois, 434 U.S. 257, 272, 98 S. Ct. 556,
54 L. Ed. 2d 521 (1978) (Blackmun, J., concurring). This
is particularly true when the substance of the motions are
identical. The issue here and in Anderson I was whether
the PLRA prohibits the 2019 Orders and Stipulated Order.
Like Anderson I, “the timely notice of appeal in a civil case
is a jurisdictional requirement” and we cannot create an
exception for the Sheriff’s motion as that time has long
passed. Funk v. Stryker Corp., 631 F.3d 777, 781 (5th Cir.
2011). Accordingly, we lack appellate jurisdiction to review
the substance of the 2019 Orders and Stipulated Order.13
13. The dissent concedes that the Sheriff ’s motion seeks
relief from the 2019 Orders but nonetheless suggests that the
57a
Appendix B
The dissent argues that the law of the case doctrine
does not apply. In so doing, it mischaracterizes the position
of the United States and the orders of the district court.
Post at 4. In reviewing the court’s denial of the Sheriff’s
motion, we find that the Sheriff made the same postjudgment arguments as the City did in Anderson I. The
Sheriff later clarified that she is relying on a different
subsection of the PLRA. Accordingly, what the United
States and district court correctly explained is: “to the
extent that the Sheriff was attempting to revive the
City’s already-rejected argument that the 2019 Orders
violated Section 3626(a)(1)(C) the PLRA, such argument
was precluded under the law of the case doctrine.” Then,
the district court and the United States agreed that the
law of the case doctrine does not bar the Sheriff’s private
settlement agreement argument regarding Section 3626(c)
(2), (g)(6). The United States contends that the Sheriff’s
argument “nonetheless fails for other reasons.” Here,
we do not reach those other reasons because we lack
jurisdiction. Indeed, as the United States principally
argued, this court lacks appellate jurisdiction over the
substance of the 2019 Orders, and the PLRA is not a
proper vehicle to challenge them. Thus, because we lack
jurisdiction, we do not reach the issue of private settlement
agreements.
post-judgment rule addressed in Anderson I has no impact on
this appeal. Post at 7. But “[o]bviously, this well-established rule
is critical to this appeal.” Anderson I, 38 F.4th at 478. The fact
that the Sheriff attempts to circumvent procedural history and
rules under the guise of a PLRA motion does not mean we can
ignore Anderson I.
58a
Appendix B
B.
Next, we address the procedural basis for the district
court’s denial of the Sheriff’s motion to terminate. Again,
in Anderson I we concluded that we may review the
district court’s denial of the City’s motion, but it would be
improper to review the 2019 Orders and Stipulated Order.
“Interpreting effective unreviewability to permit appeal
in this case would signify that each time [the Sheriff or
City] could show a handful of claims arguably impacted
by the district court’s interpretation of the [Stipulated]
Agreement, it could immediately appeal to this court.
The limited benefits of such unrestricted access to the
appellate court are outweighed by the attendant systemic
disruption and institutional cost.” See In re Deepwater
Horizon, 793 F.3d at 489 (citing Mohawk Indus., Inc. v.
Carpenter, 558 U.S. 100, 112, 130 S. Ct. 599, 175 L. Ed. 2d
458 (2009); Digital Equip. Corp. v. Desktop Direct, Inc.,
511 U.S. 863, 884, 114 S. Ct. 1992, 128 L. Ed. 2d 842 (1994)).
As a procedural matter, Plaintiffs and the United
States argue that the Sheriff has not presented a proper
basis for a motion to terminate under Section 3626(b) of
the PLRA. The district court agreed. The Sheriff argues
that the 2019 Orders and Stipulated Order impermissibly
enforce a private settlement agreement under the PLRA.
On the other hand, the City, which already made similar
arguments in Anderson I, states that “its legal challenges
to the Phase III facility have come to a definitive end . . .
and the City does not now espouse a position contrary to
the prior rulings of the magistrate, district or appellate
courts in this appeal.”
59a
Appendix B
To begin, simply naming a document “motion to
terminate” does not automatically establish a basis for
jurisdiction or relief. See, e.g., Moody Nat’l Bank of
Galveston v. GE Life & Annuity Assurance Co., 383 F.3d
249, 251 (5th Cir. 2004) (“As an initial matter, it is important
to make clear that the fact that GE labeled its motion as
a Rule 59(e) motion to alter or amend is immaterial; a
motion’s substance, and not its form, controls.”). Moreover,
it is true that a district court’s denial of a proper motion
to terminate relief under Section 3626(b)(1)(A) is subject
to appeal. But, as Plaintiffs argue, the Sheriff’s filing is
a “motion to terminate” in name only.14
Section 3626(b) establishes the parameters in a prison
conditions civil action for “termination of relief.” “Although
the PLRA entitles [a party] to terminate remedial orders
such as these after two years unless the district court finds
that the relief ‘remains necessary to correct a current and
ongoing violation of the Federal right,’ § 3626(b)(3), [the
Sheriff] has not attempted to obtain relief on this basis.”
Brown v. Plata, 563 U.S. 493, 515, 131 S. Ct. 1910, 179
L. Ed. 2d 969 (2011).
14. The dissent relies on Ruiz v. United States to argue
that the Sheriff ’s motion is a proper vehicle for challenging
the 2019 Orders and Stipulated Order. Post at 7. In Ruiz, the
defendants moved to terminate a consent decree and this court had
jurisdiction pursuant to § 1292(a)(1). Ruiz, 243 F.3d at 945. Here,
it bears repeating that the Sheriff has not moved to terminate the
consent decree. Rather, she challenges the Stipulated Order and
2019 Orders. Thus, Ruiz does not support the dissent’s contention
that we may review those orders.
60a
Appendix B
The Sheriff claims instead that the March 2019 Order
and “associated orders” violate the PLRA. See Moody
Nat’l Bank of Galveston, 383 F.3d at 251.15
The Supreme Court has made clear that Section
3626(b) acts as a mechanism for termination of prospective
relief when such relief is no longer necessary to correct
a violation of a federal right. Id. Our court has done the
same. For example, in Castillo v. Cameron County, 238
F.3d 339 (5th Cir. 2001), we explained that, in deciding
whether to grant a motion to terminate, a district
court should consider whether a “current and ongoing
violation” exists, based on “conditions in the jail at the
time termination is sought . . . to determine if there is
a violation of a federal right.” See also Ruiz, 243 F.3d
at 950-951; Brown v. Collier, 929 F.3d 218, 253 (5th Cir.
15. In addition, the Sheriff argues that she cannot be bound
by her predecessor’s prior decisions as to the Stipulated Order
and CEA. Specifically, she contends that even if the district court’s
orders are enforceable, they are not enforceable against her
because she was not a party to the stipulated agreement. Because
that argument is a procedural matter, we will briefly address it.
In actions against defendants in their official capacity, individual
office holders may come and go, but the defendant never changes
because the office, not the person occupying it, is the party. See
Fed. R. Civ. P. 25(d), 1961 Advisory Committee Note; see also,
e.g., Deauville Assoc, v. Murrell, 180 F.2d 275, 277 (5th Cir. 1950)
(explaining that even if a party has changed, such as in the case
of a transfer or assignment of rights under Federal Rule of Civil
Procedure 25(c), that “would not justify our disturbing all prior
orders and decrees entered in this controversy and unfavorable
to” the current party); In re Bernal, 207 F.3d 595, 599 (9th Cir.
2000). Therefore, the Sheriff fails to furnish any legal support for
this argument, and it is foreclosed.
61a
Appendix B
2019) (affirming district court’s termination of a consent
decree that was no longer “necessary to correct current
and ongoing violations” of federal law); Guajardo v. Texas
Dep’t of Crim. Just, 363 F.3d 392, 398 (5th Cir. 2004)
(per curiam) (same). Our sister circuits agree. See, e.g.,
Porter v. Clarke, 923 F.3d 348, 367 (4th Cir. 2019), as
amended (May 6, 2019) (“Congress’s use of ‘current and
ongoing’ in Section 3626(b)(3) demonstrates that it knew
how to “clear[ly] command” that courts may not use their
equitable authority in the case of a violation that is not
‘current and ongoing.’”).
In this case, Sheriff Hutson has not argued that
the relief is no longer necessary to correct the existing
constitutional violations. Rather, she alleges that Sectio
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