Opposition Brief — RiseandShine Corporation, dba Rise Brewing, Petitioner v. PepsiCo, Inc.
Supreme Court briefJul 14, 2025
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NO. 24-1016
In the
Supreme Court of the United States
________________
RISEANDSHINE CORPORATION, DBA RISE BREWING,
v.
Petitioner,
PEPSICO, INC.,
________________
Respondent.
On Petition for Writ of Certiorari to the
United States Court of Appeals
for the Second Circuit
________________
BRIEF IN OPPOSITION
________________
DIANA TORRES
KIRKLAND & ELLIS LLP
2049 Century Park East
Los Angeles, CA 90067
GEORGE W. HICKS, JR.
KIRKLAND & ELLIS LLP
1301 Pennsylvania Ave.
NW
Washington, DC 20001
DALE M. CENDALI
Counsel of Record
KIRKLAND & ELLIS LLP
601 Lexington Avenue
New York, NY 10022
(212) 446-4800
dale.cendali@kirkland.com
Counsel for Respondent
July 14, 2025
ii
QUESTION PRESENTED
Whether this Court should review an unpublished
summary order holding that there is no likelihood of
confusion between petitioner’s and respondent’s
trademarks, based on a question presented that
implicates no circuit split warranting intervention,
the merits of which petitioner did not raise below and
no lower court addressed, and resolution of which in
petitioner’s favor would not change the case’s outcome.
iii
CORPORATE DISCLOSURE STATEMENT
Respondent PepsiCo, Inc. has no parent
corporation, and no publicly held company owns more
than 10% of its stock.
iv
TABLE OF CONTENTS
QUESTION PRESENTED ......................................... ii
CORPORATE DISCLOSURE STATEMENT ........... iii
TABLE OF AUTHORITIES ....................................... v
INTRODUCTION ....................................................... 1
STATEMENT OF THE CASE ................................... 4
A. Factual Background ..................................... 4
B. RBC Obtains a Preliminary Injunction. ...... 7
C. The Second Circuit Vacates the
Preliminary Injunction................................. 9
D. The District Court Grants Summary
Judgment to PepsiCo. ................................ 11
E. The Second Circuit Affirms. ....................... 12
REASONS FOR DENYING THE PETITION ......... 13
I.
RBC Does Not Identify A Circuit Split
Warranting Review. .......................................... 13
II. This Case Is A Poor Vehicle To Address The
Question Presented. .......................................... 23
III. The Question Presented Is Not Of Sufficient
Importance To Warrant Review. ...................... 31
IV. The Decision Below Is Correct. ......................... 33
CONCLUSION ......................................................... 38
v
TABLE OF AUTHORITIES
Page(s)
Cases
A & H Sportswear, Inc. v. Victoria’s Secret
Stores, Inc.,
237 F.3d 198 (3d Cir. 2000)............................... 17
Affliction Holdings, LLC v. Utah Vap or
Smoke, LLC,
935 F.3d 1112 (10th Cir. 2019) ......................... 19
AMF Inc. v. Sleekcraft Boats,
599 F.2d 341 (9th Cir. 1979) ............................. 19
Anheuser-Busch Inc. v. Stroh Brewery Co.,
750 F.2d 631 (8th Cir. 1984) ............................. 32
Appliance Liquidation Outlet, L.L.C. v. Axis
Supply Corp.,
105 F.4th 362 (5th Cir. 2024) ........................... 18
Aronowitz v. Health-Chem Corp.,
513 F.3d 1229 (11th Cir. 2008) ................... 18, 19
Arrowpoint Capital Corp. v. Arrowpoint
Asset Mgt., LLC,
793 F.3d 313 (3d Cir. 2015)............................... 19
AWGI, LLC v. Atlas Trucking Co.,
998 F.3d 258 (6th Cir. 2021) ............................. 18
vi
B&B Hardware, Inc. v. Hargis Industries,
Inc.,
575 U.S. 138 (2015) ........................................... 30
Boston Duck Tours, LP v. Super Duck
Tours, LLC,
531 F.3d 1 (1st Cir. 2008) ................................. 19
City & Cnty. of San Francisco, Cal., v.
Sheehan,
575 U.S. 600 (2015) ........................................... 28
Cooper Indus. v. Aviall Servs., Inc.,
543 U.S. 157 (2004) ........................................... 34
Donchez v. Coors Brewing Co.,
392 F.3d 1211 (10th Cir. 2004) ......................... 20
E.T. Browne Drug Co. v. Cococare Prods.,
Inc.,
538 F.3d 185 (3d Cir. 2008)............................... 20
Elevate Fed. Credit Union v. Elevations
Credit Union,
67 F.4th 1058 (10th Cir. 2023) ......................... 19
Eli Lilly & Co. v. Nat. Answers, Inc.,
233 F.3d 456 (7th Cir. 2000) ............................. 18
Future Proof Brands, L.L.C. v. Molson Coors
Beverage Co.,
982 F.3d 280 (5th Cir. 2020) ............................. 17
George & Co. v. Imagination Ent. Ltd.,
575 F.3d 383 (4th Cir. 2009) ............................. 19
vii
In re Guild Mortg. Co.,
912 F.3d 1376 (Fed. Cir. 2019) ......................... 19
Hana Financial, Inc. v. Hana Bank,
574 U.S. 418 (2015) ............... 3, 28, 29, 33, 35-37
Homeowners Grp., Inc. v. Home Mktg.
Specialists, Inc.,
931 F.2d 1100 (6th Cir. 1991) ........................... 19
Jack Daniel’s Props., Inc. v. VIP Prods. LLC,
599 U.S. 140 (2023) ........................................... 18
Kingdomware Techs., Inc. v. United States,
579 U.S. 162 (2016) ........................................... 27
Lang v. Ret. Living Publ’g Co.,
949 F.2d 576 (2d Cir. 1991)................................. 7
Lerner & Rowe PC v. Brown Engstrand &
Shely LLC,
119 F.4th 711 (9th Cir. 2024) ........................... 20
Lodestar Anstalt v. Bacardi & Co.,
31 F.4th 1228 (9th Cir. 2022) ........................... 20
Loper Bright Enters. v. Raimondo,
603 U.S. 369 (2024) ........................................... 18
McGregor-Doniger Inc. v. Drizzle Inc.,
599 F.2d 1126 (2d Cir. 1979)............................. 27
Miller v. Fenton,
474 U.S. 104 (1985) ..................................... 24, 29
viii
Moke Am. LLC v. Moke Int’l Ltd.,
126 F.4th 263 (4th Cir. 2025) ........................... 32
Nabisco, Inc. v. Warner-Lambert Co.,
220 F.3d 43 (2d Cir. 2000) ................................ 26
OBB Personenverkehr AG v. Sachs,
577 U.S. 27 (2015) ............................................. 27
Ornelas v. United States,
517 U.S. 690 (1996) ........................................... 36
Petro Shopping Centers L.P. v. James River
Petroleum, Inc.,
130 F.3d 88 (4th Cir. 1997) ............................... 19
Polaroid Corp. v. Polarad Electronics Corp.,
287 F.2d 492 (2d Cir. 1961)............... 8, 13, 32, 33
Pullman-Standard v. Swint,
456 U.S. 273 (1982) ........................................... 29
Rent-A-Center, W., Inc. v. Jackson,
561 U.S. 63 (2010) ............................................. 27
Santa Fe Independent School District v. Doe,
530 U.S. 290 (2000) ..................................... 36, 37
Scenic Am., Inc. v. Dep’t of Transp.,
138 S.Ct. 2 (2017) .............................................. 29
Sensient Techs. Corp. v. SensoryEffects
Flavor Co.,
613 F.3d 754 (8th Cir. 2010) ............................. 20
ix
Sorensen v. WD-40 Co.,
792 F.3d 712 (7th Cir. 2015) ............................. 21
Star Indus., Inc. v. Bacardi & Co.,
412 F.3d 373 (2d Cir. 2005)............................... 27
Swatch AG v. Beehive Wholesale, LLC,
739 F.3d 150 (4th Cir. 2014) ............................. 20
Team Tires Plus, Ltd. v. Tires Plus, Inc.,
394 F.3d 831 (10th Cir. 2005) ........................... 18
Teva Pharms. USA, Inc. v. Sandoz, Inc.,
574 U.S. 318 (2015) ........................................... 18
The Sports Auth., Inc. v. Prime Hosp. Corp.,
89 F.3d 955 (2d Cir. 1996) ................................ 27
Town of Chester, N.Y., v. Laroe Ests., Inc.,
581 U.S. 433 (2017) ........................................... 28
United States PTO v. Booking.com B.V.,
591 U.S. 549 (2020) ...................... 3, 28, 29, 33-35
United States v. Detroit Timber & Lumber
Co.,
200 U.S. 321 (1906) ........................................... 34
Variety Stores, Inc. v. Wal-Mart Stores, Inc.,
888 F.3d 651 (4th Cir. 2018) ............................. 17
Welding Servs., Inc. v. Forman,
509 F.3d 1351 (11th Cir. 2007) ......................... 20
Zivotofsky ex rel. Zivotofsky v. Clinton,
566 U.S. 189 (2012) ..................................... 28, 29
x
Statutes
15 U.S.C. § 1064(3) ................................................. 35
15 U.S.C. § 1114(1)(A) ............................................ 18
Other Authorities
Barton Beebe, An Empirical Study of the
Multifactor Tests for Trademark
Infringement,
94 Cal. L. Rev. 1581 (2006) ............................... 19
FIFTH CIR. PATTERN CIVIL JURY
INSTRUCTIONS (CIVIL CASES) (rev. 2024) ........... 22
MCCARTHY ON TRADEMARKS & UNFAIR
COMPETITION (5th ed. 2025) ..... 14, 17, 30, 31, 35
NINTH CIR. MANUAL OF MODEL CIVIL JURY
INSTRUCTIONS (Mar. 2025 update) .................... 22
INTRODUCTION
This case is a run-of-the-mill trademark dispute
in which petitioner RiseandShine Corporation
(“RBC”), having twice unanimously lost before the
Second Circuit—most recently in an unpublished
summary order—asks this Court to address an issue
that implicates no circuit split, was not raised or
addressed below, would not make a difference to the
outcome, and lacks sufficient importance to warrant
this Court’s intervention. Certiorari should be denied.
In 2015, RBC, a newly-formed startup, set out to
develop a nitrogen-infused cold brew coffee. But when
it tried to register the trademark RISE COFFEE CO.
with the U.S. Patent & Trademark Office (“PTO”), the
PTO rejected its application because of the many other
products using the word “rise,” thus creating a
likelihood of confusion. RBC responded that because
“many entities” use the word “rise,” the word is
“extremely weak,” defeating likelihood of confusion.
The PTO nevertheless reaffirmed its refusal, and RBC
instead registered another “rise”-based mark, RISE
BREWING CO.
Several years later, when a
competitor demanded that RBC cease using marks
similar to its own using the word “rise,” RBC likewise
responded that the word “rise” is “so commonly used”
that marks using that word are “relatively weak.”
Shortly thereafter, however, RBC did an aboutface. In 2021, it filed this Lanham Act trademark
infringement suit against respondent PepsiCo, Inc.
(“PepsiCo”), which had recently launched an energy
drink called Mountain Dew Rise Energy using the
trademark MTN DEW RISE ENERGY. Contrary to
its prior representations, RBC contended that the
2
word “rise” renders its trademark strong and
PepsiCo’s use of “rise” creates a likelihood of confusion
between PepsiCo’s trademarks for its energy drink
and RBC’s trademarks for its coffee product.
RBC obtained a preliminary injunction enjoining
use of PepsiCo’s mark. But the Second Circuit
unanimously vacated the injunction, pointing to
RBC’s prior representations regarding the weakness
of the word “rise,” the nearly 100 products on the
market using the term “rise,” the many associations
between the word “rise” and coffee, and the numerous
dissimilarities between RBC’s and PepsiCo’s marks.
On remand, the district court granted summary
judgment to PepsiCo, and the Second Circuit affirmed
in an unpublished, unsigned summary order.
That order does not merit this Court’s
intervention. First, RBC contends that review is
necessary to resolve a circuit split over whether
“trademark strength” is a question of fact or question
of law. But trademark strength consists of two
subcomponents—acquired strength and conceptual
strength—and there is no circuit split on acquired
strength, which all courts treat as factual. RBC
appears to contend that the Second Circuit alone
treats conceptual strength as a question of law, but
that argument assumes that the conceptual strength
inquiry consists only of determining a mark’s level of
distinctiveness, i.e., its “classification” on a spectrum
from generic to arbitrary. In the Second Circuit,
though, as in other circuits, a mark’s level of
distinctiveness is only the starting point for
determining conceptual strength. The additional
analysis that courts like the Second Circuit further
3
undertake—which RBC does not challenge—
implicates legal elements such as the meaning of the
word at issue, and RBC identifies no circuit that treats
that further inquiry as a question of fact. Nor would
any marginal differences warrant intervention, for
courts routinely grant summary judgment on the
conceptual strength subcomponent, as well as on
overall likelihood of confusion based on other factors
in each circuit’s respective multifactor test.
Second, this case is an exceptionally poor vehicle
to address the question presented. A ruling for RBC
would not change this case’s outcome given the
reasoning below, unchallenged Second Circuit
precedent, and the record. RBC also never raised
below—and no decision below addressed—the merits
arguments it now presses, including that United
States PTO v. Booking.com B.V., 591 U.S. 549 (2020),
and Hana Financial, Inc. v. Hana Bank, 574 U.S. 418
(2015), require treating trademark strength as a
factual question. And this Court would have to
address significant threshold questions, including the
role of trademark strength and its subcomponents in
the likelihood-of-confusion inquiry, and how to
evaluate trademark strength when a plaintiff alleges
“reverse confusion,” as here.
Third, the question presented is not of sufficient
importance to warrant review. RBC cites no cases
turning on this issue, and its invocation of forumshopping and jury-right concerns is unavailing.
Finally, neither Booking.com nor Hana Financial
addresses this issue or demonstrates that the decision
below is incorrect. The petition should be denied.
4
STATEMENT OF THE CASE
A. Factual Background
1. RBC was founded in 2015 by three prep-school
classmates and their friend, whose goal was to “find
something … that would have [them] retired by forty.”
C.A.App.535, 537-38, 997. RBC’s founders decided to
capitalize on the then-hot trend of nitrogen-infused
cold brew coffee. C.A.App.997-98.
The founders initially chose RISE COFFEE CO.
for the company’s trademark. C.A.App.898. They
explained that the name “rise” “symbolizes the start of
a new day and getting up and on the go” and that
“[t]here’s something energetic” about it. C.A.App.977.
In choosing the RISE COFFEE CO. trademark, RBC
joined at least 22 other companies already using the
word “rise” in their products’ names, including RISE
for coffee, RISE for beer, RISE UP for coffee, and RISE
UP COFFEE ROASTERS, as the following marks
show:
5
C.A.App.404-10, 491-98.
RBC attempted to register RISE COFFEE CO.
with the PTO. C.A.App.916. The PTO rejected RBC’s
application, citing a “likelihood of confusion with prior
registrations” for trademarks also using the word
“rise,” namely RISE UP, RISE UP COFFEE
ROASTERS, and RISE UP ORGANIC COFFEE.
C.A.App.436-37. RBC urged the PTO to reconsider,
arguing: “[M]any entities have used the word ‘Rise’ in
relation to [RBC’s] goods, making it unlikely that
consumers would give significant weight to this term
in ascertaining the source of such goods.”
C.A.App.438. Accordingly, RBC continued, the “term
‘Rise’ is extremely weak and diluted, such that it
creates little source identifying significance that could
contribute to any likelihood of confusion.”
C.A.App.439 (emphasis added).
The PTO reaffirmed its refusal. C.A.App.214.
RBC changed its mark to RISE BREWING CO. and
reapplied. The PTO registered RISE BREWING CO.,
indicating that it found the word “brewing” (not “rise”)
sufficient to differentiate RBC’s new mark.
C.A.App.260, 267.
6
In 2016, RBC launched its coffee product, which it
sells in 7-ounce cans:
C.A.App.97.
In 2018, RBC received a cease-and-desist letter
from a company identifying similarities in the parties’
logos (which both contained “rise”) and noting that the
company had used its logo for “coffee[] since 2012.”
C.A.App.983.
RBC responded that “RISE is so
commonly used” that trademarks using the word
“rise” are “relatively weak and afforded only a narrow
scope of protection.”
C.A.App.988-92 (emphasis
added).
2. In 2020, PepsiCo began developing an energy
drink. PepsiCo created an innovative, caffeinated,
fruit-flavored energy drink featuring ingredients like
zinc, antioxidants, and vitamins.
C.A.App.302.
PepsiCo extended the iconic MTN DEW brand and
chose the name MTN DEW RISE ENERGY (here,
MDRE) because it evoked “morning energy and new
beginnings” and the concept of “‘rising up’ and
overcoming obstacles.” C.A.App.306, 940.
PepsiCo’s brand team designed a lion’s head logo
to serve as MDRE’s symbol and connected it to MTN
DEW by using the triangular shards from MTN DEW
7
cans.
C.A.App.303.
The lion’s head was the
centerpiece of the 16-ounce MDRE can. App.17a;
C.A.App.303. The logo design also featured the MTN
DEW house mark and vivid colors for each flavor:
App.17a; C.A.App.306. MDRE launched nationwide
in March 2021. C.A.App.302.
B. RBC Obtains a Preliminary Injunction.
In 2021, RBC sued PepsiCo, alleging violations of
the Lanham Act and state law. RBC alleged liability
based on, inter alia, a “reverse confusion” theory,
under which a junior user “selects a trademark that is
likely to cause consumers to believe, erroneously, that
the goods marketed by the [senior] user are produced
by the [junior] user.” Lang v. Ret. Living Publ’g Co.,
8
949 F.2d 576, 583 (2d Cir. 1991); App.78a. RBC
sought a preliminary injunction enjoining PepsiCo’s
mark.
The district court granted the preliminary
injunction, concluding that RBC had demonstrated
that PepsiCo’s actions are “likely to cause confusion.”
App.76a-77a. The court applied the eight factors the
Second Circuit uses to evaluate “likelihood of
confusion”: “(1) the strength of the trademark; (2) the
degree of similarity between the plaintiff’s mark and
the defendant’s allegedly imitative use; (3) the
proximity of the products and their competitiveness
with each other; (4) the likelihood that the plaintiff
will ‘bridge the gap’ by developing a product for sale in
the defendant’s market; (5) evidence of actual
consumer confusion; (6) evidence that the defendant
adopted the imitative term in bad faith; (7) the
respective quality of the products; and (8) the
sophistication of the relevant population of
consumers.” App.79a (citing Polaroid Corp. v. Polarad
Electronics Corp., 287 F.2d 492, 495 (2d Cir. 1961)).
The court determined that the “strength of the
mark” factor “tilts slightly” toward RBC because “the
word ‘RISE’ is suggestive” and RBC had provided
some evidence of “market distinctiveness.” App.80a84a. The court added that the “similarity of the
marks” factor “tips strongly” toward RBC. App.84a,
86a. The court concluded that three remaining factors
favored RBC, two were inconclusive or neutral, and
one was inapplicable. App.87a-90a.
Weighing the Polaroid factors, the district court
held that RBC would likely prevail in showing
likelihood of confusion. App.80a, 91a. The court also
9
concluded that RBC had satisfied the
preliminary-injunction factors. App.91a-94a.
C. The Second Circuit
Preliminary Injunction.
Vacates
other
the
The Second Circuit unanimously vacated the
preliminary injunction. App.45a-63a. In an opinion
by Judge Leval, the court held that the preliminary
injunction was “premised on two significant errors.”
App.46a.
First, the district court erred in concluding that
the strength of RBC’s mark “slightly favored” RBC.
The Second Circuit noted that a mark’s strength is
comprised of its “inherent strength” and “acquired
strength.” App.6a-7a. As to inherent strength, the
Second Circuit agreed with the district court that
RBC’s mark should be classified as “suggestive,” but
“labeling a mark as ‘suggestive’ is not the end of the
inquiry,” because “it can be difficult to distinguish
weak suggestive marks from descriptive ones.”
App.54a. The court then observed that “the strong
logical associations between ‘Rise’ and coffee represent
weakness and place the mark at the low end of the
spectrum of suggestive marks.” App.29a; see also
App.56a (cataloguing the “close associations between
the word ‘Rise’ and coffee,” which “constitute[] a
weakness of the mark under the trademark law”). The
Second Circuit also noted that RBC had previously
“acknowledged” that “the presence of multiple marks
using the word ‘Rise’ indicated the mark’s weakness.”
App.58a. The district court’s failure to account for
these aspects, the Second Circuit observed,
“constituted legal error.” App.55a. In so holding, the
court explained that while “classification of a mark is
10
a factual matter,” there “is an undeniable legal
element in the determination of how much strength a
given mark commands.” Id.
As for “acquired strength,” the court saw “merit”
in PepsiCo’s argument that, because RBC alleged
“reverse confusion,” any acquired strength would not
help RBC. App.60a. It did not resolve that issue,
however, because RBC had not shown “sufficient
acquired strength to counterbalance the inherent
weakness of its mark.” App.61a.
Second, the Second Circuit examined the
similarity-of-the-mark factor and deemed the district
court’s finding that RBC’s and PepsiCo’s marks are
“confusingly similar” to be “clear error.” App.61a. The
court reviewed the two products’ features and
concluded that “the differences appear far more
notable than the similarities,” including the use of the
colorful lion’s head and the fact that RBC’s “sevenounce can is less than half the size of Defendant’s
sixteen-ounce can,” as shown here:
11
App.62a.
In short, there was “little about the
appearance of the two cans that would suggest to a
consumer that they come from the same source.”
App.63a.
D. The District Court Grants Summary
Judgment to PepsiCo.
After discovery, PepsiCo moved for summary
judgment. RBC submitted no new evidence on
inherent strength, arguing instead that the Second
Circuit relied on “hearsay” in determining that its
mark was “inherently weak.” Dkt.398 at 6-7.
The district court granted summary judgment for
PepsiCo. App.15a-44a. As to inherent strength, the
court adhered to the Second Circuit’s observation that
the mark was “‘decidedly’ weak,” a conclusion “based
on the nature of the mark and not on any extrinsic
evidence.” App.29a. As to acquired strength, the court
held that RBC failed to create a genuine factual
dispute, noting in particular RBC’s failure to submit
any survey evidence establishing secondary meaning.
App.32a.
As to similarity, the district court acknowledged
the Second Circuit’s holding that deeming the marks
similar was “clear error.” App.34a-35a. It then noted
that “the record has not changed since the Second
Circuit’s decision.” App.35a. Thus, this factor “weighs
strongly against” RBC. Id. The court also concluded
that one remaining factor favored neither party,
another was inapplicable, and four favored RBC—
though, in some respects, “only slightly, given the
nature and quantum of evidence.” App.39a.
The district court then weighed the factors,
mindful that it “should focus on the ultimate question
12
of whether consumers are likely to be confused,” and
noting that, in the Second Circuit, the “ultimate
question of consumer confusion” is “a question of law.”
App.42a. The court concluded that RBC had not
shown a likelihood of confusion, warranting summary
judgment for PepsiCo. App.43a.
E. The Second Circuit Affirms.
RBC appealed. RBC did not challenge the district
court’s ruling that the “similarity” factor “weighs
strongly against” it. App.35a. Instead, it made three
arguments. First, the district court “misinterpreted”
the Second Circuit’s initial opinion “as having
resolved” the “inherent strength” issue “as a matter of
law” when, instead, Second Circuit precedent required
treating that issue as a factual matter. C.A.Br.17.
RBC alleged a factual dispute on inherent strength by
citing dictionary definitions for the word “Rise”—an
argument it did not make in the district court.
CA.Br.29-30. Second, on acquired strength (the other
subcomponent of trademark strength), the district
court “ignor[ed] key evidence, resolv[ed] factual
disputes, and fail[ed] to draw all inferences in [RBC]’s
favor.” C.A.Br.21. Third, the district court erred by
“treating the test for likelihood of confusion as a
question of law instead of a question of fact.”
C.A.Br.21.
In an unpublished, unsigned summary order, the
Second Circuit unanimously affirmed. App.1a-14a.
On inherent strength, the court held that the district
court “correctly concluded that it was bound by the
previous panel’s determination” that “rise” is “an
inherently weak mark for a coffee product” given its
association with coffee, caffeine, and beginning the
13
morning. App.7a. The court next held that RBC had
not “raised triable issues of fact regarding the
acquired strength of its mark.” App.8a. The court
observed, as had the district court, that the record on
acquired strength had barely changed since the
preliminary injunction proceedings, and it noted in
particular the “absence of any consumer studies that
link ‘RISE’ to [RBC].” App.9a. Although “not the only
way to establish” acquired strength, the “absence of
survey evidence is probative.” Id. Finally, the court
rejected RBC’s argument that likelihood of confusion
is a question of fact rather than law. App.10a.
The Second Circuit concluded by stating that
there is “not a likelihood that consumers would be
confused by PepsiCo’s use of the term ‘Rise.’” App.11a.
The court noted that it has “found the similarity-ofmarks” factor “dispositive at the summary judgment
stage.” App.12a. Regardless, “when viewing the
Polaroid factors in the aggregate … there is no
likelihood of confusion and thus summary judgment
was warranted in PepsiCo’s favor.” App.13a.
REASONS FOR DENYING THE PETITION
I.
RBC Does Not Identify A Circuit Split
Warranting Review.
RBC contends that the Court should intervene
because “[t]welve circuits consider trademark
strength an issue of fact” while the Second Circuit
alone “consider[s] it a question of law.” Pet.i. This
characterization is imprecise at best, as RBC fatally
ignores that “trademark strength,” one of the many
factors in determining likelihood of confusion, is itself
comprised of two subcomponents: “conceptual
strength” (or “inherent strength”) and “acquired
14
strength.” See App.6a; MCCARTHY ON TRADEMARKS &
UNFAIR COMPETITION §11.80 (5th ed. 2025). As Judge
Leval’s decision below illustrates, conceptual strength
can incorporate a legal element when the inquiry goes
beyond mere classification of a mark and includes
examining the inherent meaning of a word, while
acquired strength looks to external evidence like sales
and advertising. There is no circuit split on whether
that additional analysis of conceptual strength, i.e.,
beyond classification of a mark’s distinctiveness, is a
question of fact or law. And both trademark strength
and the ultimate determination of likelihood of
confusion are routinely decided on summary judgment
across all circuits when there is no true issue for the
jury to decide.
A. RBC’s question presented alleges a split over
“trademark strength,” which RBC defines as a
trademark’s “level of distinctiveness.” Pet.i. RBC
asserts that this “spectrum for distinctiveness” refers
to a mark’s “conceptual strength” (or “inherent
strength”), and that “every circuit in the nation …
treats the conceptual strength of a trademark as a
question of fact.” Pet.10-11. Elsewhere, however,
RBC acknowledges that “trademark strength”
includes not just “conceptual strength” but also
“acquired strength,” and argues that “the circuit
courts consider a trademark’s conceptual and acquired
strength as factual questions.” Id. at 1. Still other
times, RBC refers generally to a split over “strength of
the mark” without identifying whether it means
overall trademark strength, conceptual strength, or
acquired strength. See id. at 10, 13, 14, 18.
15
RBC is equally imprecise in describing how the
Second Circuit purportedly diverges from other
circuits. After contending that other circuits “consider
a trademark’s conceptual and acquired strength as
factual questions,” RBC asserts that only the Second
Circuit “consider[s] it a legal question,” without
specifying whether “it” refers to overall trademark
strength, conceptual strength, or acquired strength.
Id. at 1 (emphases added). RBC later refers to the
Second Circuit treating both “conceptual strength”
and “acquired strength” as “questions of fact,” before
describing the court’s alleged shift to treating
“strength of mark”—i.e., conceptual strength and
acquired strength—“as a ‘legal’ question.” Id. at 1213.
This imprecision is significant because, while
RBC contends that the Second Circuit “applies a
different standard for trademark law than everywhere
else in the country,” RBC never contends that the
Second Circuit treats acquired strength any
differently than other circuits. Nor could it, because
the decision below unquestionably treated acquired
strength as a question of fact, concluding that RBC
had not “raised triable issues of fact regarding the
acquired strength of its mark.” App.8a. Given that
acquired strength is one of the two subcomponents of
trademark strength, and all circuits (including the
Second Circuit) treat acquired strength as a question
of fact, it is thus inaccurate for RBC to allege that the
Second Circuit “treat[s] strength of mark as an issue
of law,” Pet.13 (capitalization altered), and that this
Court’s intervention is therefore necessary to “unify[]
the standard for analyzing the strength of a
trademark,” id. at 18.
16
Even as to conceptual strength, RBC’s allegation
of a circuit split is incorrect, and this case does not
implicate any divide among the circuits.
RBC
describes “conceptual strength” as where a mark lies
along the “spectrum for distinctiveness,” meaning how
it is classified “from generic on the weakest end to
arbitrary and fanciful on the strongest end.” Pet.10.
It then contends that such “conceptual strength”
should “be determined as a question of fact.” Id. RBC
points to the decision under review as “unambiguously
cement[ing]” the Second Circuit’s approach that
“conceptual strength” is a “question of law.” Id. at 13.
But that decision is unpublished and non-precedential
and thus could not have “cement[ed]” anything.
As for the only published decision in this case—
which is not under review, and arose in a preliminaryinjunction posture—the panel did not disagree that
“the classification of a mark is a factual matter.”
App.55a. And it agreed that RBC’s mark on the
“spectrum for distinctiveness” is properly classified as
“suggestive.” App.54a. But as the panel then
explained, conceptual strength involves more than
just a mark’s classification along the distinctiveness
spectrum; “labeling a mark as ‘suggestive’ is not the
end of the inquiry.” Id. It was in the course of
performing that additional analysis of conceptual
strength—beyond reviewing the mark’s placement on
the spectrum of distinctiveness—that the Second
Circuit observed that there can be a “legal element in
the determination of how much strength a given mark
commands.” App.55a. And it was only on that
additional basis that the court concluded that RBC’s
mark, although “suggestive,” was nevertheless
“decidedly weak.” App.57a.
17
The Second Circuit’s analysis of conceptual
strength beyond a mark’s classification on the
“distinctiveness” spectrum is correct and consistent
with other circuits’ approaches. The leading treatise
distinguishes
between
“distinctiveness”
and
“strength,” explaining that “strength” is “a question of
degree” from “very weak to very strong.” MCCARTHY
§11:75. Other courts of appeals likewise evaluate
conceptual strength beyond just looking at a mark’s
placement on the “distinctiveness” spectrum. For
example, the Fourth Circuit has held that a mark can
be “suggestive” but “conceptually weak,” because a
mark’s
“designation”
on
the
spectrum
of
distinctiveness “does not resolve the mark’s
conceptual strength.” Variety Stores, Inc. v. Wal-Mart
Stores, Inc., 888 F.3d 651, 662 (4th Cir. 2018). The
Third Circuit has held that “[a]lthough the conceptual
strength of a mark is often associated with the
particular category of ‘distinctiveness’ into which a
mark falls … , that is not the only measure of
conceptual strength.” A & H Sportswear, Inc. v.
Victoria’s Secret Stores, Inc., 237 F.3d 198, 222 (3d Cir.
2000). The Fifth Circuit has held that “the strength
inquiry is different from the distinctiveness inquiry.”
Future Proof Brands, L.L.C. v. Molson Coors Beverage
Co., 982 F.3d 280, 290 (5th Cir. 2020). And so on.
RBC does not challenge this approach to
conceptual strength—i.e., additional analysis of a
mark’s conceptual strength beyond mere classification
of distinctiveness. More important, RBC does not
identify any circuit that treats that additional
analysis as a factual rather than legal question. That
should come as no surprise, for examining a mark’s
conceptual strength beyond its designation on the
18
spectrum of distinctiveness unquestionably implicates
legal issues, such as the meaning and associations of
a word. See, e.g., Teva Pharms. USA, Inc. v. Sandoz,
Inc., 574 U.S. 318, 325 (2015) (explaining that courts
“treat document construction as a question of law”); cf.
Loper Bright Enters. v. Raimondo, 603 U.S. 369, 38587 (2024). Because there is no split on how the circuits
treat this additional analysis of the conceptual
strength subcomponent of trademark strength, the
Court’s intervention is unnecessary.
B.
Additionally, any marginal differences
concerning the extent to which conceptual strength is
a question of fact or law make virtually no difference
in the ultimate likelihood-of-confusion analysis that is
the “keystone” of Lanham Act cases. Jack Daniel’s
Props., Inc. v. VIP Prods. LLC, 599 U.S. 140, 147
(2023); see 15 U.S.C. §1114(1)(A).
Conceptual
strength is but one subcomponent of trademark
strength, which is but one of many factors in each
circuit’s multifactor balancing test for determining
likelihood of confusion. RBC breezily asserts, without
support, that these tests are “largely similar” and
consider trademark strength the “[c]hief” factor, Pet.i,
1, but in reality, the tests differ substantially in both
the number of factors and the emphases they place on
various factors. Some circuits employ six factors. See
Team Tires Plus, Ltd. v. Tires Plus, Inc., 394 F.3d 831,
833 (10th Cir. 2005). Others use seven, see Aronowitz
v. Health-Chem Corp., 513 F.3d 1229, 1239 (11th Cir.
2008); Eli Lilly & Co. v. Nat. Answers, Inc., 233 F.3d
456, 461–62 (7th Cir. 2000); still others, eight. See
Appliance Liquidation Outlet, L.L.C. v. Axis Supply
Corp., 105 F.4th 362, 381 (5th Cir. 2024); AWGI, LLC
v. Atlas Trucking Co., 998 F.3d 258, 264–65 (6th Cir.
19
2021); Boston Duck Tours, LP v. Super Duck Tours,
LLC, 531 F.3d 1, 10 n.6 (1st Cir. 2008); AMF Inc. v.
Sleekcraft Boats, 599 F.2d 341, 348-49 (9th Cir. 1979);
App.50a. One circuit uses seven or nine factors. See
George & Co. v. Imagination Ent. Ltd., 575 F.3d 383,
393 (4th Cir. 2009); Petro Shopping Centers L.P. v.
James River Petroleum, Inc., 130 F.3d 88, 91 (4th Cir.
1997). Another uses ten. See Arrowpoint Capital
Corp. v. Arrowpoint Asset Mgt., LLC, 793 F.3d 313,
319 (3d Cir. 2015). And one even uses thirteen. See
In re Guild Mortg. Co., 912 F.3d 1376, 1379 (Fed. Cir.
2019).
Within each of these tests, moreover, circuits have
identified different factors as the most important,
ranging from “degree of similarity” of marks, Affliction
Holdings, LLC v. Utah Vap or Smoke, LLC, 935 F.3d
1112, 1115 (10th Cir. 2019), to “actual confusion,”
George, 575 F.3d at 398, to “relatedness” of the goods,
Homeowners Grp., Inc. v. Home Mktg. Specialists, Inc.,
931 F.2d 1100, 1109 (6th Cir. 1991). Only the
Eleventh Circuit considers “type of mark” to be “the
most important” factor. Aronowitz, 513 F.3d at 1239.
Given this “great diversity of factors” underlying
the circuits’ likelihood-of-confusion analyses, Barton
Beebe, An Empirical Study of the Multifactor Tests for
Trademark Infringement, 94 Cal. L. Rev. 1581, 1589
(2006)—which RBC does not ask this Court to
resolve—the issue of whether one subcomponent
(conceptual strength) of one factor (trademark
strength) is a question of fact or law does not warrant
review. Indeed, even where conceptual strength is a
factual question, courts frequently grant summary
judgment on that subcomponent. See, e.g., Elevate
20
Fed. Credit Union v. Elevations Credit Union, 67 F.4th
1058, 1075 (10th Cir. 2023) (holding that “any
reasonable juror would assign relatively weak
conceptual strength to” marks using word “elevate”);
Lodestar Anstalt v. Bacardi & Co., 31 F.4th 1228, 1259
(9th Cir. 2022) (holding that “no reasonable jury could
find that the Untamed Word Mark is arbitrary”);
Donchez v. Coors Brewing Co., 392 F.3d 1211, 1218
(10th Cir. 2004) (“We are not persuaded that a jury
could rationally find … that the term ‘beerman’ is
descriptive.”).
Even where there is a genuine factual dispute on
conceptual strength, moreover, courts frequently
grant summary judgment on overall trademark
strength after accounting for acquired strength—as
RBC’s cases demonstrate. See, e.g., E.T. Browne Drug
Co. v. Cococare Prods., Inc., 538 F.3d 185, 192 (3d Cir.
2008) (finding genuine factual dispute on conceptual
strength, but holding mark unprotected because no
genuine factual dispute on acquired strength). And
even when there is a genuine factual dispute on
overall trademark strength—or the mark is
determined to be strong—courts frequently grant
summary judgment on overall likelihood of confusion
based on other factors in the circuit’s respective
multifactor test. See, e.g., Lerner & Rowe PC v. Brown
Engstrand & Shely LLC, 119 F.4th 711, 719 (9th Cir.
2024) (affirming summary judgment of no likelihood
of confusion despite strong mark); Swatch AG v.
Beehive Wholesale, LLC, 739 F.3d 150, 162 (4th Cir.
2014) (same); Sensient Techs. Corp. v. SensoryEffects
Flavor Co., 613 F.3d 754, 764 (8th Cir. 2010) (same);
Welding Servs., Inc. v. Forman, 509 F.3d 1351, 1361
(11th Cir. 2007) (declining to grant summary
21
judgment on lack of distinctiveness but granting
summary judgment on no likelihood of confusion); see
also Sorensen v. WD-40 Co., 792 F.3d 712, 726 (7th Cir.
2015) (“A court may grant summary judgment even if
there is a genuine issue of material fact as to one or
more of the seven factors, as long as no reasonable
jury, looking at the seven factors as a whole, could
conclude that there is a likelihood of confusion.”).
Additionally, the Second Circuit is one of several
circuits that treats the ultimate likelihood-ofconfusion determination as a question of law.
App.10a, 23a-24a. RBC challenged that approach
below but does not raise it here. Accordingly, even if
the conceptual strength subcomponent of trademark
strength were a factual question in the Second Circuit,
courts in that circuit could—and would—still
ultimately determine likelihood of confusion
regardless of any factual disputes among the factors.
That makes this case a particularly poor vehicle to
address the question presented, see p.26, infra, but
also underscores that any differences between the
Second Circuit and other circuits on whether one
subcomponent of one factor in a multifactor test is a
question of fact or law are ultimately immaterial and
do not warrant certiorari.
C. RBC’s argument that every other circuit holds
that “conceptual strength … should be determined …
by a jury” is also misguided and underscores the
broader infirmity of its position. Pet.10. In Lanham
Act cases, juries are not asked to “determine[]”
conceptual strength, or any other factor. Instead, they
are asked to determine likelihood of confusion—the
22
element required under the Lanham Act—as guided
by the multifactor test in each circuit.
Thus, for example, the Ninth Circuit’s model jury
instructions provide that the jury must determine if
the defendant used the trademark “in a manner that
is likely to cause confusion.” NINTH CIR. MANUAL OF
MODEL CIVIL JURY INSTRUCTIONS 15.6 (Mar. 2025
update). The instructions add that, to guide that
determination, the judge “will suggest some factors
you should consider,” which comprise the Ninth
Circuit’s eight-factor likelihood-of-confusion test. Id.
15.18. Similarly, the Fifth Circuit instructs juries to
determine “likelihood of confusion” by “consider[ing]
the following factors,” which comprise that circuit’s
multifactor test. FIFTH CIR. PATTERN CIVIL JURY
INSTRUCTIONS (CIVIL CASES) 14.10 (Trademark
Infringement) (rev. 2024).
Indeed, juries are
instructed that “[t]he absence or presence of any one
of the [factors] does not determine whether there is, or
is not, a likelihood of confusion.” Id.
In these and other circuits, therefore, the model
instructions, reflecting circuit law, not only
demonstrate that juries do not “determine” conceptual
strength (or any factor, for that matter) but also
reinforce that conceptual strength is only one
miniscule subcomponent of the overall likelihood-ofconfusion determination—one that a decisionmaker
need not even consider when making that
determination. That is not the stuff of a circuit split,
much less one that calls for this Court’s intervention.
23
II. This Case Is A Poor Vehicle To Address The
Question Presented.
Even if there were a circuit split warranting
review, this case would be a poor vehicle for resolving
that split for numerous reasons.
A. To begin, a decision holding that conceptual
strength is a question of fact would make no difference
to the outcome of this case. RBC contends that the
Second Circuit’s “treating conceptual strength as a
legal question … resolved the likelihood-of-confusion
analysis in this case,” Pet.1, 15-16, but that contention
ignores the decisions below, unchallenged Second
Circuit precedent, and the uncontroverted record.
First, even treating conceptual strength as a
question of fact, it is far from clear that, on remand,
the Second Circuit would not simply hold that no
reasonable jury could conclude that RBC’s mark was
conceptually strong—just as other courts have held in
similar circumstances. See pp.19-20, supra. The
Second Circuit recited a series of reasons why RBC’s
mark was “inherently weak” if not “decidedly weak.”
App.57a. Those reasons included (1) “the close
associations between the word ‘Rise’ and coffee”;
(2) the fact that there were, on the market, “over 100
uses of the term ‘Rise’ in connection with coffee, tea,
bottled beverages, energy drinks, soft drinks,
drinkable health supplements, cafes, yogurts, and
granolas”; and (3) most problematic, RBC’s own prior
acknowledgment to the PTO that “the presence of
multiple marks using the word ‘Rise’ indicated the
mark’s weakness,” and that the “term ‘Rise’ is
extremely weak and diluted” and would not contribute
to “any likelihood of confusion.” App.57a-58a. As the
24
Second Circuit explained, “If there was room for
[RBC’s] use of ‘Rise’ in the already crowded coffee field,
there would also be room for [PepsiCo’s], especially on
a product that is distinct from coffee.” App.59a.
This reasoning strongly indicates that, even
treating conceptual strength as a question of fact, the
Second Circuit would not alter its conclusion
regarding the conceptual strength of RBC’s mark.
Instead, it would conclude that RBC had raised no
genuine factual dispute that “rise” is not inherently
weak. That is particularly so given that, in opposing
summary judgment, RBC offered no new evidence on
conceptual strength. Instead, before the district court,
it argued that the Second Circuit’s conceptual
strength ruling relied on “hearsay”; then, on appeal, it
cited dictionary definitions for the word “Rise” (an
argument it never made in the district court). See
pp.11-12, supra. Indeed, it is entirely unclear exactly
what “historical fact[s]” regarding conceptual strength
need resolving in this case. Miller v. Fenton, 474 U.S.
104, 113-14 (1985). Determining that subcomponent
here does not turn on any disputed historical facts but
instead on the meaning of the word “rise” and what
RBC has represented about its mark (which is
uncontested).
Second, a decision by this Court would not affect
the rulings below against RBC as to acquired
strength—the other subcomponent of trademark
strength—which RBC does not challenge here. The
Second Circuit “agree[d] with the district court” that
“no reasonable jury could find that the primary
significance of the mark ‘RISE’ is to identify [RBC] as
the source of the product,” which is the test for
25
acquired strength. App.8a. The court noted that RBC
largely relied on the same acquired-strength evidence
that the court had previously rejected. And RBC’s
“minimal additional evidence” was “insufficient to
move the analytical needle.” App.9a. The court
observed in particular that RBC had failed to provide
“any consumer studies that link the ‘RISE’ mark to”
RBC. Id. Though not itself dispositive, that failure
was “probative” given RBC’s unpersuasive other
evidence of acquired strength. Id.
RBC contends that the Second Circuit “held that
[RBC’s]
evidence
of
acquired
marketplace
distinctiveness was not enough to overcome the legal
determination of the ‘mark’s inherent weakness,’” as
if to suggest that if the mark were deemed inherently
stronger, there would be a triable factual issue on
acquired strength or overall trademark strength.
Pet.9 (quoting App.9a–10a). But the Second Circuit
was clear that RBC had not “raised triable issues of
fact regarding the acquired strength of its mark.”
App.8a. Therefore, even if the district court ignored
the Second Circuit’s numerous criticisms of the
inherent strength of RBC’s mark, the lack of any
triable factual issue on acquired strength would
almost certainly result in a determination for PepsiCo
on overall trademark strength. As a result, the
outcome below would not change.
Third, RBC does not challenge the lower courts’
determinations that the “similarity” factor “strongly”
favors PepsiCo. App.35a. On remand after the Second
Circuit deemed “clearly erroneous” the district court’s
finding that RBC’s and PepsiCo’s marks were
“confusingly similar,” the district court noted that
26
RBC had offered no additional evidence on this factor
and, citing the Second Circuit’s decision, concluded
that this factor “weighs strongly against” RBC. Id.
RBC has never challenged that determination. That
concession is significant because, as the Second
Circuit observed below, it has held “the similarity-ofmarks factor dispositive at the summary judgment
stage when the marks are sufficiently dissimilar.”
App.12a (citing Nabisco, Inc. v. Warner-Lambert Co.,
220 F.3d 43, 46-48 (2d Cir. 2000)) (emphasis added).
Accordingly, even if this Court’s decision
(i) resulted in a change in the conceptual-strength
determination (ii) in a way that offsets the nowconceded lack of acquired strength, the Second Circuit
would nevertheless deem “dispositive” the nowconceded substantial dissimilarity between that mark
and PepsiCo’s marks. And even if the Second Circuit
did not find that factor dispositive, then because the
Second Circuit treats overall likelihood of confusion as
a question of law, it would almost certainly conclude
that there is no likelihood of confusion given the
“dissimilarity” factor weighing “strongly” against RBC
and the lack of any triable issue of fact on acquired
strength.1
Fourth, all else aside, the Second Circuit has held
that when a Lanham Act defendant submits
“consumer surveys tending to rebut charges of actual
1 RBC asserts that the district court had “determined that the
majority of the remaining likelihood-of-confusion factors favored”
RBC. Pet.16. But the district court held that those factors “only
slightly” favored RBC, and regardless, the Second Circuit largely
rejected them below for reasons not challenged here. See
App.12a-13a, 39a.
27
consumer confusion,” and a plaintiff “fail[s] to present
its own consumer survey,” Star Indus., Inc. v. Bacardi
& Co., 412 F.3d 373, 388 (2d Cir. 2005), then “actual
confusion cannot be shown,” The Sports Auth., Inc. v.
Prime Hosp. Corp., 89 F.3d 955, 964 (2d Cir. 1996).
And it is “proper” to “infer from the absence of actual
confusion that there was … no likelihood of confusion.”
McGregor-Doniger Inc. v. Drizzle Inc., 599 F.2d 1126,
1136 (2d Cir. 1979). Here, PepsiCo proffered six
different surveys “rebut[ting] charges of actual
consumer confusion,” while RBC “fail[ed] to present
its own consumer survey.” Star Indus., 412 F.3d at
388; see C.A.App.912-914, 311-395, 945-949, 959-962,
625-630, 964-969; App.12a-13a (noting that RBC
“failed” to provide “consumer surveys”). Accordingly,
“actual confusion cannot be shown,” Sports Auth., 89
F.3d at 964, and it is “proper” to thus conclude that
there is no “likelihood of confusion,” McGregorDoniger, 599 F.2d at 1136. PepsiCo raised this
argument to the Second Circuit below, but the court
had no need to address it given its other holdings.
Nevertheless, it provides yet another reason why the
result of this case would not change following any
intervention by this Court, rendering this case an
extremely poor vehicle.
B. Furthermore, RBC’s question presented was
insufficiently raised and considered below. This Court
“normally decline[s] to entertain” arguments not
“raised … in the courts below.” Kingdomware Techs.,
Inc. v. United States, 579 U.S. 162, 173 (2016); see also
OBB Personenverkehr AG v. Sachs, 577 U.S. 27, 38
(2015); Rent-A-Center, W., Inc. v. Jackson, 561 U.S. 63,
75-76 (2010). RBC contended below that “the district
court erred by analyzing the RISE mark’s strength as
28
a question of law,” but only because Second Circuit
precedent purportedly required treating trademark
strength as a question of fact. C.A.Br.22-24. RBC
never argued the actual merits of whether trademark
strength is a question of law or fact. In particular, it
never argued that “treating strength of mark as an
issue of law contravenes this Court’s precedent.”
Pet.13 (capitalization altered). Despite emphasizing
them now, RBC did not once cite Booking.com below,
and it cited Hana Financial only when pressing a
completely different issue—that the ultimate
likelihood-of-confusion determination is a question of
fact rather than law—that it does not raise here. See
C.A.Br.18-20, 21-22, 37-45; C.A.Reply.19-26.
Moreover, because RBC did not argue the merits
of the question presented below, the Second Circuit
never addressed that issue. This Court “does not
ordinarily decide questions that were not passed on
below.” City & Cnty. of San Francisco, Cal., v.
Sheehan, 575 U.S. 600, 609 (2015); see also Town of
Chester, N.Y., v. Laroe Ests., Inc., 581 U.S. 433, 441
n.4 (2017) (given “lack of a reasoned conclusion on this
question from the Court of Appeals, we are not
inclined to resolve it in the first instance”). Rather,
the Court prefers “the benefit of thorough lower court
opinions” addressing the question presented.
Zivotofsky ex rel. Zivotofsky v. Clinton, 566 U.S. 189,
201 (2012). There is no such “thorough” opinion below
here.
The Court would thus be writing on a completely
blank slate—which is always suboptimal, but
especially here, given “the vexing nature of the
distinction between questions of fact and questions of
29
law.” Pullman-Standard v. Swint, 456 U.S. 273, 288
(1982); see also Miller, 474 U.S. at 113. Were the
Court ever inclined to review RBC’s question
presented, it should wait for a case where the issue
was raised and discussed below—including in light of
Booking.com and Hana Financial—resulting in a
published decision that would “guide [its] analysis,”
rather than undertake that analysis in the first
instance. Zivotofsky, 566 U.S. at 201.
C. Finally, to review the question presented, the
Court would have to address significant threshold
issues of first impression on which the lower courts are
divided but RBC does not seek review. See, e.g., Scenic
Am., Inc. v. Dep’t of Transp., 138 S.Ct. 2, 3 (2017)
(where case is “burdened with … antecedent …
questions,” the “proper course is to deny certiorari”).
The first of these is the test for determining likelihood
of confusion and what role trademark strength (and
any subcomponents, such as conceptual strength and
acquired strength) play in that analysis. This case, for
example, proceeded under the Second Circuit’s eightfactor test. But other circuits have different tests,
applying different factors and assigning different
levels of importance to those factors, including
trademark strength. See pp.18-19, supra. RBC does
not ask this Court to resolve those many differences.
Yet if the Court grants review, it will be required to
address the extent to which trademark strength—or,
more specifically, conceptual strength—affects the
likelihood-of-confusion analysis, even though different
30
circuits take varying approaches to that question and
no decision below addresses that issue.2
The second unaddressed threshold question
involves evaluating trademark strength when, as
here, “reverse confusion” is alleged. See App.32a
(“Plaintiff’s theory of liability is reverse confusion.”);
App.49a (noting that RBC “argues that [PepsiCo’s] use
of the word ‘Rise’ created a likelihood of reverse
confusion”). In reverse confusion cases, there are
“differences from the rules for forward confusion
cases,” particularly as to trademark strength.
MCCARTHY §23:10 (capitalization altered).
For
example, “[i]n a reverse confusion case,” it “makes no
sense to apply the forward confusion requirement that
the senior user have a mark strong enough that
confusion will result.” Id. Instead, “the court should
evaluate the strength of the junior user’s mark so as
to gauge its ability to overpower the senior user’s
mark.” Id.
Before this Court, however, RBC is not
challenging “the strength of the junior user’s [i.e.,
PepsiCo’s] mark.” Instead, it contends that its mark
(as the senior user) is stronger than the lower courts
determined. But focusing on the strength of RBC’s
mark “makes no sense” under RBC’s reverse-confusion
2 In B&B Hardware, Inc. v. Hargis Industries, Inc., 575 U.S.
138 (2015), the Court noted that the “factors” in the Trademark
Trial and Appeal Board’s and Eighth Circuit’s likelihood-ofconfusion tests “are not fundamentally different.” Id. at 154. The
Court made that observation only in the context of determining
whether issue preclusion applied, however. It did not purport to
evaluate whether, in practice, applying the tests’ factors produces
materially different results. Nor, of course, did the Court address
any other circuit’s test or suggest a uniform test for all circuits.
31
theory. Id. At a minimum, the inconsistency between
RBC’s arguments and its theory of liability renders
this case unsuitable for review. If the Court were ever
inclined to review the question presented, it should do
so in a Lanham Act case premised on ordinary
“forward confusion,” not the uncommon case involving
“reverse confusion,” where trademark strength plays
a different role in the likelihood-of-confusion analysis.
III. The Question Presented Is Not Of Sufficient
Importance To Warrant Review.
The question presented also is of insufficient
importance to warrant this Court’s review. RBC
contends the issue is “critically important” principally
because the Second Circuit’s allegedly “unique,
incorrect standard” raises “forum-shopping concerns.”
Pet.16-17 (capitalization altered).
RBC cites no
evidence or precedent to support this assertion—or
any amicus support. Instead, it simply asserts that
“forum-shopping concerns are bound to arise.” Id. at
17. Not only is that statement vague and conclusory,
but by RBC’s own telling, the Second Circuit’s “shift”
to its new approach began over twenty years ago, in
2003, and has been regularly applied in cases since
2020. Id. at 15 n.1. Yet RBC identifies no noticeable
increase or decrease in Lanham Act cases filed within
the Second Circuit. For good reason: a Lanham Act
plaintiff’s choice of forum is not going to turn on
whether one subcomponent of a factor in a multifactor
test comprising six to thirteen other factors is a
question of fact or law—especially when that factor
could cut for or against a plaintiff. Regardless, if
forum-shopping concerns are “bound to arise,” the
better course is to allow further percolation and wait
32
to see if such concerns actually materialize, and only
then consider intervention (in a suitable vehicle,
unlike this case).
The question is also unimportant because it
matters, if at all, only in a small universe of cases—
specifically, Lanham Act cases within the Second
Circuit where the trademark strength factor (or, more
specifically, the conceptual-strength subcomponent of
that factor) would change if it were a question of fact
instead of a question of law, in a way that tips the
overall likelihood-of-confusion analysis away from one
party and toward the other when all the other
Polaroid factors are considered. That set of cases is
already miniscule (if it exists at all), but is even
smaller, and less significant, given that the overall
likelihood-of-confusion determination in the Second
Circuit is a legal question for the district court’s
plenary consideration and the appellate court’s de
novo review.
RBC’s appeal to the jury-trial right, Pet.17-18, is
also unavailing. For one, as RBC’s cases demonstrate,
many Lanham Act plaintiffs do not even request a jury
trial, or they seek only equitable relief. See, e.g., Moke
Am. LLC v. Moke Int’l Ltd., 126 F.4th 263, 269 (4th
Cir. 2025); Anheuser-Busch Inc. v. Stroh Brewery Co.,
750 F.2d 631, 633-35 (8th Cir. 1984). For another, as
noted, juries do not determine conceptual strength (or
even trademark strength); they determine likelihood
of confusion, of which conceptual strength is but a
small subcomponent that is not on verdict forms. See
pp.21-22, supra. For still another, even accepting the
erroneous premise that juries decide each likelihoodof-confusion factor individually, plaintiffs in the
33
Second Circuit would get a jury trial on all the
Polaroid factors except the conceptual strength
subcomponent—essentially, then, 7.5 out of the 8
factors. That is hardly the revocation of an “important
bulwark against tyranny and corruption” warranting
this Court’s intervention. Pet.17.
Even then, questions of fact can be taken from the
jury if the court believes the evidence is insufficient,
as is not-uncommon in Lanham Act cases. See pp.1920, supra. Accordingly, even if a jury found that a
mark had a particular level of conceptual strength,
either the district court or Second Circuit could hold
as a matter of law that the evidence did not support
that finding. Finally, as noted, courts in the Second
Circuit (and the Second Circuit itself) treat the
likelihood-of-confusion determination as a question of
law—a position unchallenged here. Accordingly,
whatever a jury may have found as to the conceptual
strength subcomponent is, in practice, subordinated to
the court’s overall assessment of likelihood of
confusion,
substantially
minimizing
that
subcomponent’s role in the ultimate inquiry.
IV. The Decision Below Is Correct.
RBC invokes Booking.com and Hana Financial to
argue that “treating strength of mark as an issue of
law contravenes this Court’s precedent.” Pet.13
(capitalization altered). As noted, no court has yet
addressed these arguments, but regardless, they are
unavailing.
At the outset, RBC frequently cites the
Booking.com syllabus, not the Court’s opinion. On the
petition’s very first page, for example, RBC quotes
from page 550 of Booking.com, which is the syllabus.
34
See United States v. Detroit Timber & Lumber Co., 200
U.S. 321, 337 (1906). RBC does so again later. See
Pet.14-15. Indeed, RBC quotes language—“generic (or
nongeneric) character”—found only in the syllabus.
Pet.14. This is not a promising start for RBC’s merits
argument.3
Regardless,
Booking.com
addressed
an
exceedingly narrow issue: whether the addition of
“.com” to a generic word is per se generic. 591 U.S. at
557. Rejecting that “sweeping rule,” the Court instead
held that “[w]hether any given ‘generic.com’ term is
generic … depends on whether consumers in fact
perceive that term as the name of a class or, instead,
as a term capable of distinguishing among members of
the class.” Id. at 551, 560-61. The Court did not
address whether that determination is a factual or
legal question.
RBC emphasizes the language
“whether consumers in fact perceive,” but that phrase
does not reflect a holding; rather, the parties had
agreed that “the relevant meaning of a term is its
meaning to consumers.” Id. at 556; see, e.g., Cooper
Indus. v. Aviall Servs., Inc., 543 U.S. 157, 170 (2004)
(noting that “[q]uestions which merely lurk in the
record” and are not “ruled upon” are “not to be
considered as having been so decided as to constitute
precedents”).
Furthermore, because the case arose from PTO
proceedings, the Court looked to the section of the
Lanham Act governing registration cancellation,
3 RBC also quotes language—“generic (or not generic)”—found
nowhere in the syllabus or opinion. Pet.1. Presumably RBC
meant “generic (or nongeneric),” but as noted, even that language
is only in the syllabus.
35
which provides that “[t]he primary significance of the
registered mark to the relevant public … shall be the
test for determining whether the registered mark has
become the generic name of goods or services.” 591
U.S. at 556 (quoting 15 U.S.C. §1064(3)). This case
does not arise from PTO proceedings and thus does not
implicate that statutory guidance. And even if
Booking.com had some applicability, that decision’s
reference to how “consumers in fact perceive” a mark,
id. at 560, would be relevant to determining a mark’s
acquired strength—which looks at a mark’s perception
in the actual marketplace—and not a mark’s
conceptual strength. See MCCARTHY §11:80 (defining
acquired strength as “the marketplace recognition
value of the mark,” which “evaluates the actual
customer recognition value of the mark”).
Hana Financial is likewise inapposite. It, too,
addressed a narrow and esoteric issue: “whether a
judge or jury should determine whether tacking is
available in a given case.” 574 U.S. at 420. “Tacking”
refers to a party “cloth[ing] a new mark with the
priority position of an older mark,” and it is available
“when the original and revised marks are ‘legal
equivalents’ in that they create the same, continuing
commercial impression.” Id. at 419-20. In a short,
unanimous opinion, the Court issued a concededly
limited holding: “We hold only that, when a jury trial
has been requested and when the facts do not warrant
entry of summary judgment or judgment as a matter
of law, the question whether tacking is warranted
must be decided by a jury.” Id. at 423.
Perhaps recognizing the decision’s narrow scope,
RBC invokes Hana Financial’s observation that
36
“[a]pplication of a test that relies upon an ordinary
consumer’s understanding of the impression that a
mark conveys falls comfortably within the ken of a
jury.” Pet.1 (quoting 574 U.S. at 422). As noted,
however, the “ordinary consumer’s understanding of
the impression that a mark conveys” is more suited
toward
acquired,
not
conceptual,
strength.
Regardless, this single statement made in the context
of a doctrine addressing how much a mark was
changed does not bear the weight that RBC places
upon it. For one, in its very next sentence, the Court
declined to adopt a categorical rule. See 574 U.S. at
422 (“[W]hen the relevant question is how an ordinary
person or community would make an assessment, the
jury is generally the decisionmaker that ought to
provide the fact-intensive answer.”
(emphasis
added)). The Court also recognized that “the question
whether tacking is warranted” must “be decided by a
jury” only “when the facts do not warrant entry of
summary judgment,” id. at 423. Hana thus reaffirms
that, as in many Lanham Act cases, questions of fact
can nevertheless be decided on summary judgment.
For another, it is far from true that operating from
the perspective of an ordinary person suffices to treat
an inquiry as a factual question. For example, in
Ornelas v. United States, 517 U.S. 690 (1996), this
Court held that whether there is reasonable suspicion
for a search is a legal question, even though it involves
“the factual and practical considerations of everyday
life on which reasonable and prudent men … act.” Id.
at 691, 695. Similarly, in Santa Fe Independent
School District v. Doe, 530 U.S. 290 (2000), the Court
observed that whether a statement violates the
Establishment Clause is largely “a legal question”
37
despite turning on whether an objective member of the
audience “would perceive it as a state endorsement of
prayer in public schools.” Id. at 308, 315. Just these
two instances demonstrate that one cannot simply
leap to the conclusion that a trademark’s conceptual
strength is a factual question merely because it may
turn on a consumer’s perspective.
Hana Financial is further distinguishable
because the ultimate “likelihood of confusion”
determination involves a multifactor test that the
Second Circuit and other circuits treat as a legal
question. The “tacking” issue in Hana Financial
involved
no
such
multifactor
subsidiary
decisionmaking, much less one laced with a balancing
test decided as a legal question.
Finally, it bears noting that RBC barely addresses
the actual reasoning employed by the Second Circuit
in this case.
RBC contends that a mark’s
“character”—whether it is generic, descriptive,
suggestive, and so forth—depends on its “meaning to
consumers,” thereby rendering it a factual question.
Pet.1. As noted, however, the Second Circuit agreed
with the “character” that the district court affixed to
RBC’s mark; it found “no error in the district court’s
determination that [RBC’s] mark is ‘suggestive,’” and
it did not disclaim that where a mark lies on the
distinctiveness spectrum is a question of fact.
App.54a. The Second Circuit simply explained that
the mere “label[]” a mark receives is not the end of the
conceptual-strength inquiry, and in that additional
analysis, there can be a “legal element.” App.55a.
Part of that “legal element” unquestionably
includes, for example, construing the meaning of a
38
word or noting that a plaintiff now claiming a strong
mark previously represented that its mark was weak,
as RBC did to both the PTO and a competitor when
such assertions served its then-purposes. The Second
Circuit was entirely correct to hold that these and
other features demonstrated that RBC’s mark, while
“suggestive,” was nevertheless “decidedly weak” as an
inherent matter. App.57a. That reasoning comports
with a rule stating that a mark’s “character” may be a
factual question (as RBC urges) while other aspects
have a “legal element” bearing on the assessment of
the mark’s overall conceptual strength.
CONCLUSION
The Court should deny the petition.
Respectfully submitted,
DIANA TORRES
KIRKLAND & ELLIS LLP
2049 Century Park East
Los Angeles, CA 90067
GEORGE W. HICKS, JR.
KIRKLAND & ELLIS LLP
1301 Pennsylvania Ave.
NW
Washington, DC 20001
DALE M. CENDALI
Counsel of Record
KIRKLAND & ELLIS LLP
601 Lexington Avenue
New York, NY 10022
(212) 446-4800
dale.cendali@kirkland.com
Counsel for Respondent
July 14, 2025
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.