Amicus Curiae Brief — Karyn D. Stanley, Petitioner v. City of Sanford, Florida
Supreme Court briefSep 23, 2024
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No. 23-997
In The
Supreme Court of the United States
Karyn D. Stanley,
v.
City of Sanford, Florida,
Petitioner,
Respondent.
On Writ of Certiorari to the
United States Court of Appeals
for the Eleventh Circuit
BRIEF OF THE AMERICAN FEDERATION OF
LABOR AND CONGRESS OF INDUSTRIAL
ORGANIZATIONS AS AMICUS CURIAE
IN SUPPORT OF PETITIONER
Harold C. Becker
(Counsel of Record)
Matthew Ginsburg
815 Black Lives Matter Plaza, NW
Washington, DC 20006
(202) 637-5310
cbecker@aflcio.org
Counsel for American
Federation of Labor and
Congress of Industrial
Organizations (AFL-CIO)
Mosaic - (301) 927-3800 - Cheverly, MD
49261_Ltrhd.indd
1
6/11/08
12:44:0
i
TABLE OF CONTENTS
Page
INTEREST OF AMICUS CURIAE.....................
1
SUMMARY OF THE ARGUMENT....................
1
ARGUMENT........................................................
8
I. The Discrimination Occurred While
Stanley Was an Employee and Thus
Indisputably a Qualified Individual and
Her Claim Was Timely Under the Lilly
Ledbetter Act..............................................
8
A. The Discrimination Occurred While
Stanley Was an Employee....................
8
B. The Claim was Timely Under the
Lilly Ledbetter Act................................
14
II. The ADA Protects Former Employees
Even After They Are No Longer Able
to Work........................................................
16
A. A Contrary Construction Would
Seriously Undermine the Clear
Purpose of the ADA...............................
16
B. Stanley’s Construction is Consistent
With the Purpose of the Definition of
“Qualified Individual”...........................
21
C. Robinson is Highly Persuasive.............
23
CONCLUSION.....................................................
29
iii
TABLE OF AUTHORITIES
Page
Cases
Allied Chem. & Alkali Workers of Am., Local
Union No. 1 v. Pittsburgh Plate Glass Co.,
404 U.S. 157 (1971)........................... 2, 7, 9, 27, 28
Ariz. Governing Comm. for Tax Deferred
Annuity & Deferred Comp. Plans v. Norris,
463 U.S. 1073 (1983)......................... 2, 7, 9, 11, 27
Blassie v. Kroger Co.,
345 F.2d 58 (8th Cir. 1965)..............................
28
Burlington N. & Santa Fe Ry. Co. v. White,
548 U.S. 53 (2006)...........................................
26
Castellano v. City of New York,
142 F.3d 58 (2d Cir. 1998)..................
18-19, 22-23
EEOC v. CNA Ins. Cos.,
96 F.3d 1039 (7th Cir. 1996)............................
10
Gonzales v. Garner Food Servs., Inc.,
89 F.3d 1523 (11th Cir. 1996)..........................
19
Hishon v. King & Spalding,
467 U.S. 69 (1984)............................................ 2, 11
Inland Steel Co.,
77 NLRB 1 (1948).............................................
9-10
Johnson v. K Mart Corp.,
273 F.3d 1035 (11th Cir. 2001)........................
20
Ledbetter v. Goodyear Tire & Rubber Co.,
550 U.S. 618 (2007)..........................................
14
Lewis v. Aetna Life Ins. Co.,
982 F.Supp. 1158 (E.D. Va. 1997)...................
19
McKnight v. Gen. Motors Corp.,
550 F.3d 519 (6th Cir. 2008)............................ 18, 21
iv
TABLE OF AUTHORITIES—Continued
Page
Newport News Shipbuilding & Dry Dock Co.
v. E.E.O.C.,
462 U.S. 669 (1983).......................................... 2, 10
PGA Tour, Inc. v. Martin,
532 U.S. 661 (2001)..........................................
Robinson v. Shell Oil Co.,
519 U.S. 337 (1997)...................
16
6, 7, 10, 21, 23-27
Shaw v. Delta Air Lines, Inc.,
463 U.S. 85 (1983)............................................
18
Weyer v. Twentieth Century Fox Film Corp.,
198 F.3d 1104 (9th Cir. 2000)................. 10, 18, 21
Statutes
29 U.S.C. § 158(a)(5)............................................
27
29 U.S.C. § 186(a)(2)............................................
28
29 U.S.C. § 186(c)(5)............................................ 7, 28
29 U.S.C. § 1001(a)..............................................
4
42 U.S.C. § 12101(b)(1)........................................ 4, 16
42 U.S.C. § 12102(1)(A)....................................... 3, 12
42 U.S.C. § 12111(4)............................................ 6, 25
42 U.S.C. § 12111(8)................................ 5, 13, 20, 21
42 U.S.C. § 12111(8) (2006).................................
12
42 U.S.C. § 12112(a)........ 1, 3, 6, 8, 12, 13, 16, 23, 24
42 U.S.C. § 12112(a) (2006)................................. 3, 12
42 U.S.C. § 12112(b)............................................ 6, 24
42 U.S.C. § 12112(b)(1)........................................
24
42 U.S.C. § 12112(b)(2).................................. 4, 16, 24
42 U.S.C. § 12112(b)(3)(A)................................... 2, 12
v
TABLE OF AUTHORITIES—Continued
42 U.S.C. § 12117(a)...............................
Page
6, 15, 25, 26
42 U.S.C. § 2000e(f)............................................. 6, 24
42 U.S.C. § 2000e-3(a).........................................
23
42 U.S.C. § 2000e-5..............................................
15
42 U.S.C. § 2000e-5(e)(3)(A).................... 4, 14, 15, 16
42 U.S.C. § 2000e-5(g)(1)..................................... 6, 25
ADA Amendments Act of 2008 (ADAAA),
Pub. L. No. 110-325, 122 Stat. 3553............... 12-13
Lilly Ledbetter Fair Pay Act of 2009,
Pub. L. No. 111-2, 123 Stat. 5......................... 4, 14
Legislative Materials
H.R. Rep. No. 101-485, pt. 2 (1990)...... 2, 6, 11, 17, 22
H.R. Rep. No. 101-485, pt. 3 (1990)........... 7, 16, 26-27
S. Rep. No. 101-116 (1989)..................................
17
Other Authorities
Black’s Law Dictionary (6th ed. 1990)...............
Bureau of Economic Analysis, U.S. Dept. of
Commerce, National Data, National Income
and Product Accounts, Table 1.10 Gross
Domestic Income by Type of Income,
https://apps.bea.gov/iTable/?reqid=19&step=
2&isuri=1&categories=survey&_gl=1*17i59
tq*_ga*Mzc0OTE5MjQ2LjE3MjMxNDA5
NTg.*_ga_J4698JNNFT*MTcyNjc1Mjk3M
i4yMi4xLjE3MjY3NTMwMjkuMy4wLjA.#
eyJhcHBpZCI6MTksInN0ZXBzIjpbMSwy
LDMsM10sImRhdGEiOltbImNhdGVnb3Jp
ZXMiLCJTdXJ2ZXkiXSxbIk5JUEFfVGF
ibGVfTGlzdCIsIjUxIl0sWyJGaXJzdF9ZZ
8
vi
TABLE OF AUTHORITIES—Continued
Page
WFyIiwiMTk5MCJdLFsiTGFzdF9ZZWFy
IiwiMjAyNCJdLFsiU2NhbGUiLCItOSJdLF
siU2VyaWVzIiwiUSJdXX0.............................
17
Bureau of Economic Analysis, U.S. Dept. of
Commerce, National Data, National Income
and Product Accounts, Table 7.8 Supplement
to Wages and Salaries by Type,
https://apps.bea.gov/iTable/?reqid=19&step=
2&isuri=1&categories=survey&_gl=1*17i59
tq*_ga*Mzc0OTE5MjQ2LjE3MjMxNDA5NT
g.*_ga_J4698JNNFT*MTcyNjc1Mjk3Mi4y
Mi4xLjE3MjY3NTMwMjkuMy4wLjA.#ey
JhcHBpZCI6MTksInN0ZXBzIjpbMSwyLD
MsM10sImRhdGEiOltbImNhdGVnb3JpZX
MiLCJTdXJ2ZXkiXSxbIk5JUEFfVGFib
GVfTGlzdCIsIjI4NSJdLFsiRmlyc3RfWWVh
ciIsIjE5OTAiXSxbIkxhc3RfWWVhciIsIjIwM
jIiXSxbIlNjYWxlIiwiLTkiXSxbIlNlcmllcy
IsIkEiXV19....................................................... 17-18
Historical Trends and Future Uncertainties,
testimony of Patricia Neuman, Henry J.
Kaiser Family Foundation, before the
Special Committee on Aging, United States
Senate (May 17, 2004), https://www.
kff.org/wp-content/uploads/2013/01/thestate-of-retiree-health-benefits-historicaltrends-and-future uncertainties.pdf...............
17
Merriam-Webster Dictionary (9th ed. 1990)......
8
1
INTEREST OF AMICUS CURIAE
The American Federation of Labor and Congress of
Industrial Organizations (“AFL-CIO”) is a federation
of 60 national and international labor organizations
with a total membership of over 12.5 million working
men and women.1 The AFL-CIO and its affiliated
unions have negotiated benefits on behalf of millions
of workers that accrue upon their retirement, including the continued provisions of health insurance postretirement. In addition, the AFL-CIO has advocated
for statutory protection of workers with disabilities,
including those contained in the Americans with Disabilities Act (ADA). The AFL-CIO thus has a strong
interest in the protections of the ADA extending to all
forms of deferred compensation earned by workers
with disabilities during their employment and relied
on during their retirement.
SUMMARY OF THE ARGUMENT
The Court of Appeals erred for two separate reasons.
First, the discrimination occurred while Stanley
was an employee and thus indisputably a “qualified
individual” protected from discrimination under 42
U.S.C. § 12112(a) and her claim was timely under the
Lilly Ledbetter amendments.
While Stanley was still working and thus indisputably a “qualified individual,” her employer discriminated against her “on the basis of disability in regard
to” both “employee compensation” and “other terms,
conditions, and privileges of employment” by shorten1 No counsel for a party authored this brief in whole or in part,
and no person or entity, other than the amicus curiae, made a monetary contribution to the preparation or submission of this brief.
2
ing the period during which she would be entitled to
retiree health insurance upon her retirement if she
retired due to a disability.
The plain meaning of the word “compensation” as
well as the phrase “other terms, conditions, and privileges of employment” includes deferred compensation
such as retiree health insurance. Moreover, when
Congress included those words in the ADA in 1990, it
did so against the background of long and consistent
construction of the same words in parallel statutes to
encompass deferred compensation. See Allied Chem.
& Alkali Workers of Am., Local Union No. 1 v. Pittsburgh Plate Glass Co., 404 U.S. 157, 180 (1971); Ariz.
Governing Comm. for Tax Deferred Annuity & Deferred Comp. Plans v. Norris, 463 U.S. 1073, 1079
(1983) (Marshall, J., joined by Brennan, White, Stevens, and O’Connor, JJ.); Newport News Shipbuilding
& Dry Dock Co. v. EEOC, 462 U.S. 669, 682 (1983);
Hishon v. King & Spaulding, 467 U.S. 69, 77 (1984).
And the legislative history of the ADA makes clear
that Congress intended to prohibit discrimination in
regard to “fringe benefits available by virtue of employment” not simply wages and fringe benefits paid
during employment. H.R. Rep. No. 101-485, pt. 2, at
55 (1990) (emphasis added).
In addition, the ADA prohibits “utilizing standards,
criteria, or methods of administration . . . that have
the effect of discrimination on the basis of disability.”
42 U.S.C. § 12112(b)(3)(A). And while Stanley was an
employee, her employer changed its retiree health insurance policy to provide for a shorter period of coverage for employees who retire due to disability and
thus “utilize[ed a] standard[ and a] criteri[on] . . . that
ha[d] the effect of discrimination on the basis of disability.” Id.
3
The employer thus violated the ADA even though
Stanley was not disabled at the time of the discrimination. The ADA prohibits “discriminat[ion] against a
qualified individual on the basis of disability.” 42
U.S.C. § 12112(a) (emphasis added). An employer’s
adoption of a policy that discriminates “on the basis of
disability” in the provision of retiree healthcare does
not fall outside the prohibition merely because a particular employee is not disabled at the time the policy
is adopted and is therefore not affected by the discrimination until after she develops “a physical or mental
impairment that substantially limits one or more major life activities.” 42 U.S.C. § 12102(1)(A). Congress
amended by ADA in 2008 precisely to avoid that result, changing the original language prohibiting
“discriminat[ion] against a qualified individual with a
disability because of the disability of such individual,”
42 U.S.C. § 12112(a) (2006) (emphasis added), to the
current language prohibiting “discriminat[ion] against
a qualified individual on the basis of disability.” 42
U.S.C. § 12112(a) (emphasis added).
A contrary reading would lead to incongruous results clearly not intended by Congress. Because Stanley was not yet disabled at the time of the discriminatory policy change, she would be barred from seeking
redress when the policy was applied to her upon retirement. But a coworker doing the same job and suffering from the same disability, even one hired after
Stanley, who started suffering from the disability earlier than Stanley and before the policy change, would
state a cause of action even if the change had exactly
the same adverse effect on the two employees due to
their disabilities after they retired.
While Stanley did not pursue her claim immediately after the retiree health benefit was unlawfully
4
changed during her employment, her claims was still
timely after she retired under the amendment adopted by the Lilly Ledbetter Fair Pay Act. 42 U.S.C.
§ 2000e-5(e)(3)(A). She filed a timely charge after she
“bec[ame] subject to [the] discriminatory compensation decision or other practice,” i.e., after she retired
and began to utilize the retiree health insurance benefit that would terminate sooner because of her disability. Id.
Second, the ADA protects former employees.
A contrary construction permitting discrimination
against retirees would be starkly inconsistent with
Congress’ express purpose “to provide a clear and
comprehensive national mandate for the elimination
of discrimination against individuals with disabilities.” 42 U.S.C. § 12101(b)(1) (emphasis added). Congress made explicit that it intended to bar discrimination in “fringe benefits,” 42 U.S.C. § 12112(b)(2), and
certainly understood in 1990 that many employees
relied on such benefits, earned during their employment, after they retired. After all, just 16 years earlier, Congress adopted the Employee Retirement Income Security Act (ERISA) in recognition of the fact
that that “the continued well-being and security of
millions of employees and their dependents are directly affected by these [retirement benefit] plans.” 29
U.S.C. § 1001(a).
Imagining the possible consequences of affirming
the Court of Appeals’ construction in this case clearly
illustrates that Congress could not possibly have intended such a result. Under the Court of Appeals’ construction, a new employer that did not wish to bear
the expense and inconvenience of providing reasonable accommodations to qualified individuals with a
disability could easily, instead of simply refusing to do
5
so, announce to all prospective employees that individuals with a disability would not be eligible for retiree health insurance or any other post-employment
benefits. If any such employees sued after being denied benefits post-retirement, the employer could simply argue the former employees were no longer “qualified individuals” and could not state a claim. The
employer could thus deter qualified individuals with a
disability from even applying to work for the employer
while staying within the letter of the law as construed
by the Court of Appeals.
Construing the definition of “qualified individual”
in isolation as the Court of Appeals did here, would
also lead to anomalous results. Imagine two employees working for the City of Sanford. Both are individuals with disabilities but both continue to work with
reasonable accommodations. While they are working,
the City changes its retiree health insurance benefit
as in this case. Both then retire. After their health
insurance terminates pursuant to the changed policy,
both sue. However, one former employee seeks to return to work because she needs health insurance (but
is not rehired) and the other does not. The employee
who no longer “desires” to return to work cannot state
a claim but the employee who does can because she is
“an individual who, with . . . reasonable accommodation, can perform the essential function of the employment position that [she] . . . desires.” 42 U.S.C.
§ 12111(8). Because the alleged discrimination does
not relate to hiring, the different treatment of the two
employees under the law is entirely arbitrary and
could not have been intended by Congress.
While adopting the Court of Appeals’ construction
would be starkly inconsistent with Congress’ intent,
construing the ADA to protect retired employees
6
would in no way be inconsistent with the express purpose of the definition of “qualified individual,” which
was simply “to ensure that employers can continue to
require that all applicants and employees, including
those with disabilities, are able to perform the essential, i.e., the non-marginal functions of the job in question.” H.R. Rep. No. 101-485, pt. 2, at 55 (1990). It
would be perverse to use the definition of “qualified
individual,” which was intended to protect employers’
ability to ensure employees can do the job, to permit
discrimination against an individual who adequately
performed the job and is no longer seeking to do so.
Given the “broader context” and “primary purpose”
of the ADA, this Court’s holding in Robinson v. Shell
Oil Co., 519 U.S. 337 (1997), that the word “employee” in Title VII’s prohibition of retaliation should be
construed to include former employees, makes clear
that the word “employee” in the ADA should likewise
be construed to include former employees. Like the
anti-retaliation provision of Title VII at issue in Robinson, both the “general rule” stated in 42 U.S.C.
§ 12112(a) and the “construction” of the rule in Section 12112(b) bar discrimination against an “employee.” And the two statutes define the word “employee”
in identical terms. Compare 42 U.S.C. § 2000e(f) with
42 U.S.C. § 12111(4). Moreover, key elements of Robinson’s reasoning apply equally under the ADA. For
example, the Robinson Court observes that “a number of other provisions in Title VII use the term ‘employees’ to mean something more inclusive or different than ‘current employees,’ ” 519 U.S. at 342, such
as Section 706(g)(1), 42 U.S.C. § 2000e-5(g)(1) (providing that after a finding of unlawful discrimination,
a court can order “reinstatement or hiring of employees”), which is expressly incorporated into the ADA
by 42 U.S.C. § 12117(a).
7
Indeed, granting persons with disabilities less protection than accorded those covered by Title VII would
itself be contrary to express congressional intent. The
House Report on the ADA explained that “the purpose
of the ADA” was “to provide civil rights protections for
persons with disabilities that are parallel to those available to minorities and women.” H.R. Rep. No. 101-485,
pt. 3 at 48 (1990). And, prior to the adoption of the ADA,
this Court had made clear that Title VII barred discrimination in the payment of retirement benefits. See,
e.g., Ariz. Governing Comm., 463 U.S. at 1080.
Finally, this Court’s observation in Allied Chem.
Workers that the word “employee” in the exception to
the prohibition on employer payments to unions in the
Labor Management Relations Act, 29 U.S.C. § 186(c)
(5), for payments into benefit funds had been properly
construed to include retired employees further supports a parallel construction of the ADA. 404 U.S. at
169-70. There is “no anomaly,” this Court found, “in
the conclusion that retired workers are ‘employees’
. . . entitled to the benefits negotiated while they were
active employees.” Id. at 170.
As under Title VII in Robinson and the LMRA in
Allied Chem. Workers, context and statutory purpose
make clear that Congress intended the term employee
in the ADA to include retired employees.
8
ARGUMENT
I. The Discrimination Occurred While Stanley
Was an Employee and Thus Indisputably a
Qualified Individual and Her Claim Was
Timely Under the Lilly Ledbetter Act
A. The Discrimination Occurred While
Stanley Was an Employee
For two separate reasons, the discrimination occurred while Stanley was an employee and thus indisputably a “qualified individual.”
First, the ADA expressly states, “No covered entity
shall discriminate against a qualified individual on
the basis of disability in regard to . . . compensation
. . . or other terms, conditions, and privileges of employment.” 42 U.S.C. § 12112(a). While Stanley was
still working and thus a “qualified individual,” her
employer discriminated against her “on the basis of
disability” in regard to both “employee compensation”
and “other terms, conditions, and privileges of employment” by shortening the period during which she
would be entitled to retiree health insurance upon her
retirement if she retired due to a disability.
The plain meaning of the word “compensation” encompasses both (1) current compensation, i.e., wages or
salary paid while employees are working, and (2) deferred compensation, i.e., pensions and retiree health
insurance benefits paid after employees retire but owing to their prior employment. The common meaning of
the word “compensation” in 1990, when the ADA was
enacted, included all forms of compensation paid in return for services. See, e.g., Compensation, MerriamWebster Dictionary 268 (9th ed. 1990) (“Compensation:
Something that constitutes . . . recompense.”); Compensation, Black’s Law Dictionary 283 (6th ed. 1990) “Com-
9
pensation . . . Remuneration for services rendered . . .
See also Deferred compensation.”) Moreover, when
Congress adopted that language in 1990, it did so
against the background of a long and consistent construction of the word “compensation” to encompass
both current and deferred compensation in the form of
retirement benefits. In 1971, this Court observed, “future retirement benefits of active workers are part and
parcel of their overall compensation.” Allied Chem.
Workers, 404 U.S. at 180. And again in 1983, this Court
stated, “There is no question that . . . retirement benefits constitute a form of ‘compensation.’ ” Ariz. Governing Comm., 463 U.S. at 1079. As early as 1948, the National Labor Relations Board explained that the term
“wages,” surely one form of compensation, includes deferred compensation:
The term ‘wages’ as used in [the National Labor Relations Act] must be construed to include emoluments of value, like pension and insurance benefits,
which may accrue to employees out of their employment relationship. There is indeed an inseparable
nexus between an employee’s current compensation
and his future pension benefits. Regardless of the
particular economic considerations that may motivate the establishment of a pension system, the fact
remains that the employer’s financial contribution
thereto, in whole or in part, on behalf of the employees provides a desirable form of insurance annuity
. . . In substance, therefore, the respondent’s monetary contribution to the pension plan constitutes an
economic enhancement of the employee’s money
wages. Their actual total current compensation is
reflected by both types of items.
Inland Steel Co., 77 NLRB 1, 4-5 (1948) (emphasis
added). The Board continued, “in all fields of law deal-
10
ing with Congressional legislation for the protection of
public rights, the term ‘wages’ has consistently been
construed to include increments, such as retirement
benefits . . . , which flow to employees because of their
longevity.” Id. at 5. Congress intended the term “compensation” in the ADA, in accordance with this longstanding, preexisting construction, to include deferred
compensation such as retiree healthcare.2
Thus, Stanley was discriminated against while she
was still employed when her employer altered the deferred compensation she was entitled to receive “on
the basis of disability.”
Moreover, even if the word “compensation” did not
include deferred compensation, the words “other terms,
conditions, and privileges of employment” are a catchall that encompass retiree health insurance. The plain
meaning of the phrase, “terms . . . and privileges of employment,” encompasses deferred compensation like
retiree health care. In addition, as with the word “compensation,” when Congress adopted the ADA in 1990,
it did so against the background of a long and consistent construction of the phrase “terms . . . and privileges of employment” to encompass both health insurance and other fringe benefits, even if they are received
post-employment. Indeed, this Court expressly so held
in the decade prior to the adoption of the ADA. First,
in Newport News Shipbuilding, 462 U.S. at 682, this
2 For this reason, the Courts of Appeals that are aligned with
the Eleventh Circuit on this issue and that have distinguished
Robinson on the grounds that “in [the Title VII case] the protected interest of the former employee arose during the period of
employment, [while] it did not here,” are wrong. See, e.g., Weyer
v. Twentieth Century Fox Film Corp., 198 F.3d 1104, 1111 (9th
Cir. 2000) (citing EEOC v. CNA Ins. Cos., 96 F.3d 1039, 1045 (7th
Cir. 1996)).
11
Court stated, “[h]ealth insurance and other fringe benefits are ‘compensation, terms, conditions, or privileges
of employment’ ” under Title VII. And a year later in
Hishon, 467 U.S. at 77, this Court added:
A benefit need not accrue before a person’s employment is completed to be a term, condition, or privilege of that employment relationship. Pension benefits, for example, qualify as terms, conditions, or
privileges of employment even though they are received only after employment terminates.
See also Ariz. Governing Comm, 463 U.S. at 1079
(“There is no question that the opportunity to participate in a deferred compensation plan constitutes a
‘conditio[n] or privileg[e] of employment.’ ”)
The legislative history of the ADA also makes clear
that Congress intended to bar discrimination in receipt of fringe benefits earned during employment
even if they are not enjoyed until after retirement.
The House Report on the bill that became the ADA
states that “decisions covered” by the bill “include . . .
fringe benefits available by virtue of employment.”
H.R. Rep. No. 101-485, pt. 2, at 55 (1990) (emphasis
added). The choice of the words “by virtue of employment” rather than “during employment” is telling. It
makes clear the Congress intended to bar discrimination in the provision of deferred compensation, including retiree health insurance.
For that reason alone, the discrimination occurred
while Stanley was an employee and thus indisputably
a “qualified individual.”
A second reason why the discrimination occurred
while Stanley was an employee and thus a “qualified
individual” is that the ADA expressly prohibits “utilizing standards, criteria, or methods of administration
12
. . . that have the effect of discrimination on the basis
of disability.” 42 U.S.C. § 12112(b)(3)(A). That is exactly what happened here. While Stanley was an employee, her employer changed its retiree health insurance policy to provide for a shorter period of coverage
for employees who retire due to disability and thus
“utiliz[ed a] standard[ and a] criteri[on] . . . that ha[d]
the effect of discrimination on the basis of disability.”
For each of those reasons, the Court below erred.
The foregoing is correct regardless of whether Stanley had a disability at the time the retiree health insurance policy was changed. The ADA prohibits
“discriminat[ion] against a qualified individual on the
basis of disability.” 42 U.S.C. 12112(a) (emphasis added). An employer’s adoption of a policy that discriminates “on the basis of disability” in the provision of
retiree healthcare does not fall outside the prohibition
merely because a particular employee is not disabled
at the time the policy is adopted and is therefore not
affected by the discrimination until after she develops
“a physical or mental impairment that substantially
limits one or more major life activities.” 42 U.S.C.
§ 12102(1)(A).
That reading of the text of the prohibition is supported by its legislative history. As originally enacted,
the ADA prohibited “discriminat[ion] against a qualified individual with a disability because of the disability of such individual,” 42 U.S.C. § 12112(a) (2006)
(emphasis added), and defined the term “qualified individual with a disability” as “an individual with a
disability who, with or without reasonable accommodation, can perform the essential functions of the employment position that such individual holds or desires,” 42 U.S.C. § 12111(8) (2006) (emphasis added).
The ADA Amendments Act of 2008 (ADAAA), Pub. L.
13
No. 110-325, 122 Stat. 3553, modified Section 12112(a)
to prohibit “discriminat[ion] against a qualified individual on the basis of disability,” and struck the words
“with a disability” from the heading and text of Section 12111(8). See 42 U.S.C. §§ 12111(8) and 12112(a)
(emphasis added). Those amendments were intended
to broaden the prohibited discrimination to reach discrimination against a qualified individual “on the basis of disability” even when the discrimination was
not, at least at the time it occurred, “against a qualified individual with a disability because of the disability of such individual.”3
A contrary reading would lead to incongruous results clearly not intended by Congress. Because Stanley was not yet disabled at the time of the discriminatory policy change, she would be barred from seeking
redress when the policy was applied to her after her
retirement. But a coworker doing the same job and
suffering from the same disability, even one hired after Stanley, who started suffering from the disability
earlier than Stanley and before the policy change,
would state a cause of action even if the change had
exactly the same adverse effect on the two employees
due to their disabilities after they retired. That result
makes no sense and was not intended by Congress.4
We note that all of the Court of Appeals’ decisions in accord
with the Eleventh Circuit’s decision in this case preceded these
amendments to the ADA.
3
4 Moreover, Stanley had a disability as of 2016 when she was
diagnosed with Parkinson’s and continued to work until 2018.
Thus, she was indisputably a “qualified individual” during that
two-year period and was also, at that time, discriminated against
on the basis of disability because the retiree health insurance
plan then in effect provided her with a shorter period of coverage
based on her disability. As we explain in the next subsection, she
was, at that time, “subject to a discriminatory compensation de-
14
The discrimination occurred while Stanley was still
employed and thus indisputably a “qualified
individual.”5
B. The Claim Was Timely Under the Lilly
Ledbetter Act
While Stanley did not pursue her claim at the time
the retiree health benefit was unlawfully changed, her
claims was still timely under the Lilly Ledbetter Fair
Pay Act of 2009, Pub. L. No. 111-2, 123 Stat. 5.
In the Lilly Ledbetter Act, Congress amended Title
VII and other civil rights statutes to specifically address situations where an employee is not subject to or
actually affected by an act of discrimination until after the statute of limitations would otherwise have
run under this Court’s decision in Ledbetter v. Goodyear Tire & Rubber Co., 550 U.S. 618 (2007). Title VII
now provides:
For purposes of this section [establishing the “time
for filing charges”], an unlawful employment practice occurs, with respect to discrimination in compensation in violation of this subchapter, when a
discriminatory compensation decision or other
practice is adopted, when an individual becomes
subject to a discriminatory compensation decision
or other practice, or when an individual is affected
by application of a discriminatory compensation
decision or other practice, including each time wages, benefits, or other compensation is paid, resultcision,” even if she had not yet been “affected by” its application.
See 42 U.S.C. § 2000e-5(e)(3)(A).
5 The Court below simply ignored this argument on the
grounds that it had been waived by Stanley, a suggestion that is
persuasively rebutted in Stanley’s brief. Pet. Br. at 24-25.
15
ing in whole or in part from such a decision or other
practice.
42 U.S.C. § 2000e-5(e)(3)(A). The fact that Congress
intended discrimination in fringe benefits to be included in this provision is made clear by the express
inclusion of payment of “benefits” in the amendment.
And the ADA expressly incorporates the “powers,
remedies and procedures set forth in Title VII.” 42
U.S.C. § 12117(a). Thus, Congress specifically noted
that the amendment “shall apply to claims of discrimination in compensation brought under title I” of the
ADA. 42 U.S.C. § 2000e-5 note.
Under the Ledbetter amendments, even if Stanley
did not pursue her claim in a timely manner after “the
discriminatory compensation decision or other practice [was] adopted,” she did so in a timely manner after she “bec[ame] subject to [the] discriminatory compensation decision or other practice,” i.e., after she
retired and began to utilize the retiree health insurance benefit that would terminate early because of her
disability.6 42 U.S.C. § 2000e-5(e)(3)(A). Stanley’s
claim was thus timely.7
For these reasons, the discrimination occurred
while Stanley was a “qualified individual” and her
claim was timely.
Stanley’s health insurance terminated two years after her
retirement, while, if she had retired for reasons other than disability, it would not have terminated until she reached age 65,
giving her another 16 years of coverage, as she retired at age 47.
See Pet. App. 3a.
6
7 We note that all the Court of Appeals’ decisions in accord
with the Eleventh Circuit’s decision in this case predate the Ledbetter amendments.
16
II. The ADA Protects Former Employees Even
After They Are No Longer Able to Work
A. A Contrary Construction Would Seriously
Undermine the Clear Purpose of the ADA
Congress intended the ADA to protect disabled persons from all forms of employment discrimination.
Congress stated that the purpose of the Act was to “to
provide a clear and comprehensive national mandate
for the elimination of discrimination against individuals with disabilities.” 42 U.S.C. § 12101(b)(1) (emphasis added). This Court has recognized the Act’s “broad
mandate” and “sweeping purpose.” PGA Tour, Inc. v.
Martin, 532 U.S. 661, 675 (2001). The express purpose
to create a “comprehensive” prohibition of discrimination would be seriously undermined by permitting discrimination against employees once they retire.
Specifically, Congress intended to bar discrimination in “employee compensation” and in “other terms
and conditions of employment.” 42 U.S.C. § 12112(a).
Both terms clearly encompass fringe benefits as explained above. Moreover, Congress specifically identified discrimination in the provisions of “fringe benefits”
as among the forms of “discrimination prohibited by
[the ADA]” when it provided that “the term ‘discriminate against a qualified individual on the basis of disability’ includes—. . . participating in a contractual or
other arrangement or relationship that has the effect
of subjecting a covered entity’s qualified applicant or
employee with a disability to the discrimination prohibited by this subchapter (such relationship includes
a relationship with . . . an organization providing fringe
benefits to an employee of the covered entity . . .).” 42
U.S.C. § 12112(b)(2). See also H.R. Rep. No. 101-485,
pt. 3, at 38 (1990) (“[E]mployers may not deny health
insurance coverage completely to an individual based
17
on the person’s . . . disability.”); S. Rep. No. 101-116, at
27 (1989) (“All people with disabilities must have equal
access to health insurance coverage that is provided by
the employer to all employees.”); H.R. Rep. No. 101-485,
pt. 2, at 55 (1990) (the Act covers decisions concerning
“fringe benefits available by virtue of employment”).
And central among all fringe benefits, now and in
1990 when the ADA was adopted, are retirement income and retiree health insurance. Sixty-six percent
of employers provided retiree health benefits in 1988,
two years before Congress enacted the ADA. The State
of Retiree Health Benefits: Historical Trends and Future Uncertainties, p. 10, Ex. 4, Testimony of Patricia
Neuman, Henry J. Kaiser Family Foundation, before
the Special Committee on Aging, United States Senate (May 17, 2004), https://www.kff.org/wp-content/
uploads/2013/01/the-state-of-retiree-health-benefitshistorical-trends-and-future-uncertainties.pdf. In
1990, when the ADA was adopted, employees received
$172 billion annually in post-retirement fringe benefits, not even including retiree health care, amounting
to approximately five per cent of total employee compensation.8 In 1974, just 16 years before it enacted the
8 Figures derived from Bureau of Economic Analysis, U.S.
Dept. of Commerce, National Data, National Income and Product
Accounts, Table 1.10 Gross Domestic Income by Type of Income,
https://apps.bea.gov/iTable/?reqid=19&step=2&isuri=1&
categories=survey&_gl=1*17i59tq*_ga*Mzc0OTE5MjQ2LjE3Mj
MxNDA5NTg.*_ga_J4698JNNFT*MTcyNjc1Mjk3Mi4yMi4xLj
E3MjY3NTMwMjkuMy4wLjA.#eyJhcHBpZCI6MTksInN0ZXBz
IjpbMSwyLDMsM10sImRhdGEiOltbImNhdGVnb3JpZXMiLC
JTdXJ2ZXkiXSxbIk5JUEFfVGFibGVfTGlzdCIsIjUxIl0sWyJ
GaXJzdF9ZZWFyIiwiMTk5MCJdLFsiTGFzdF9ZZWFyIiwiMj
AyNCJdLFsiU2NhbGUiLCItOSJdLFsiU2VyaWVzIiwiUSJdX
X0=, and Table 7.8 Supplement to Wages and Salaries by Type,
https://apps.bea.gov/iTable/?reqid=19&step=2&isuri=1&
categories=survey&_gl=1*17i59tq*_ga*Mzc0OTE5MjQ2LjE3Mj
18
ADA, Congress adopted the Employee Retirement Income Security Act (ERISA), recognizing that “the continued well-being and security of millions of employees and their dependents are directly affected by these
[benefit] plans.” 29 U.S.C. § 1001(a).9 Surely, Congress
did not intend to leave employees with a disability exposed to discrimination in regard to this valuable, indeed often life-sustaining, form of compensation.
The lower federal courts have persuasively made
this point. The Second Circuit observed, “[m]any fringe
benefits are paid out to those who no longer work and
who are no longer able to work, and some fringe benefits are paid out to individuals precisely because they
can no longer work.” Castellano v. City of New York,
MxNDA5NTg.*_ga_J4698JNNFT*MTcyNjc1Mjk3Mi4yMi4xLj
E3MjY3NTMwMjkuMy4wLjA.#eyJhcHBpZCI6MTksInN0ZX
BzIjpbMSwyLDMsM10sImRhdGEiOltbImNhdGVnb3JpZXM
iLCJTdXJ2ZXkiXSxbIk5JUEFfVGFibGVfTGlzdCIsIjI4NSJdL
FsiRmlyc3RfWWVhciIsIjE5OTAiXSxbIkxhc3RfWWVhciIsIjIw
MjIiXSxbIlNjYWxlIiwiLTkiXSxbIlNlcmllcyIsIkEiXV19.
9 Contrary to the suggestion of some lower federal courts that
agree with the Eleventh Circuit, see McKnight v. Gen. Motors
Corp., 550 F.3d 519, 528 (6th Cir. 2008); Weyer, 198 F.3d at 1112,
while the passage of ERISA evidences Congress’ awareness of
the importance of post-retirement fringe benefits to the well-being of U.S. workers, ERISA in no way substitutes for the antidiscrimination provisions of the ADA. As this Court expressly
held prior to adoption of the ADA, “ERISA does not mandate that
employers provide any particular benefits, and does not itself
proscribe discrimination in the provision of employee benefits.”
Shaw v. Delta Air Lines, Inc., 463 U.S. 85, 91 (1983). In fact, the
legislative history of ERISA makes clear that an amendment
that would have prohibited discrimination in benefit plans was
not even introduced based on the express understanding that
nondiscrimination in [such benefit plans] is fully required under
[Title VII].” Id. at 104 (quoting Senator Mondale who had raised
the possibility of such an amendment). See also id. (referencing
similar colloquy in the House).
19
142 F.3d 58, 68 (2d Cir. 1998). “Under [the employer’s]
reading,” the Court continued, “none of these individuals would be protected by the ADA.” Id. As Judge
Anderson stated in his dissent in Gonzales v. Garner
Food Servs, Inc., 89 F.3d 1523 (11th Cir. 1996), “It
would be counter-intuitive, and quite surprising, to
suppose . . . that Congress intended to protect current
employees’ fringe benefits, but intended to then
abruptly terminate that protection upon retirement or
termination, at precisely the time that those benefits
are designed to materialize.” Id. at 1532 (Anderson,
J., dissenting). “So enormous a gap in the protection
afforded by Title I would be clearly at odds with the
expressed purpose of the ADA.” Lewis v. Aetna Life
Ins. Co., 982 F.Supp. 1158, 1163 (E.D. Va. 1997). “[I]t
is inconceivable,” the Second Circuit observed, “that
Congress would in the same breath expressly prohibit
discrimination in fringe benefits, yet allow employers
to discriminatorily deny or limit post-employment
benefits to former employees who ceased to be ‘qualified’ at or after their retirement, although they had
earned those fringe benefits through years of service
in which they performed the essential functions of
their employment.” Castellano, 142 F.3d at 69.
Imagining the possible consequences of affirming
the Court of Appeals’ construction in this case clearly
illustrates that Congress could not possibly have intended such a result. Under the Court of Appeals’ construction, an employer starting a business who did
not wish to bear the expense and inconvenience of
providing reasonable accommodations to qualified individuals with a disability could easily, instead of
simply refusing to do so, announce to all prospective
employees that individuals with a disability would
not be eligible for retiree health insurance or any other post-employment benefits. If any such employees
20
sued after being denied benefits post-retirement, the
employer could simply argue the former employees
were no longer “qualified individuals” and could not
state a claim. The employer could thus deter qualified
individuals with a disability from even applying to
work for the employer while staying within the letter
of the law as construed by the Court of Appeals. As
the Eleventh Circuit explained in Johnson v. K Mart
Corp., 273 F.3d 1035, 1048 (11th Cir. 2001), vacated
pending reh’g en banc, 273 F.3d 1035, 1070 (11th Cir.
2001), “reading [the prohibition] narrowly to exclude
coverage of former employees . . . [would] create a
‘perverse incentive’ for employers to interfere with
the post-employment benefits of former employees.”
Congress could not have intended and did not intend
to permit such a result.
Finally, construing the definition of “qualified individual” in isolation, as the Court of Appeals did here,
would lead to anomalous results. Imagine two employees working for the City of Sanford. Both are individuals with disabilities but both continue to work
with reasonable accommodations. While they are
working, the City changes its retiree health insurance benefit as in this case. Both then retire. After
their health insurance terminates pursuant to the
changed policy, both sue. However, one former employee seeks to return to work because she needs
health insurance (but is not rehired) and the other
does not. The employee who no longer “desires” to
return to work cannot state a claim but the employee
who does can because she is “an individual who, with
. . . reasonable accommodation, can perform the essential function of the employment position that
[she] . . . desires.” 42 U.S.C. § 12111(8). Because the
alleged discrimination does not relate to hiring, the
different treatment of the two employees under the
21
law is entirely arbitrary and could not have been intended by Congress.10
B. Stanley’s Construction is Consistent with
the Purpose of the Definition of
“Qualified Individual”
Not only is the Court of Appeals’ construction of the
ADA starkly inconsistent with clear congressional intent, Stanley’s proposed construction11 is fully consistent with the purpose of the limiting language relied
on by the Court below.
Congress adopted the definition of “qualified individual” in order to set limits on whom the Act requires
employers to hire and retain, not to limit the protections of retired employees. Congress wanted to make
clear that employers had no obligation to hire or retain
individuals who could not do the job, even with a reasonable accommodation. Stanley’s construction of the
Even courts that agree with the Eleventh Circuit acknowledge this anomaly (but simply choose to ignore it). See McKnight,
550 F.3d at 528 (“We acknowledge the plain language of Title I
suggests that disabled former employees who still ‘desire’ their
former employment positions might, in fact, have standing.”) This
example also illustrates why the Courts of Appeals that have suggested a narrow reading of “qualified individual” is supported by
a coherent congressional intent to protect against discrimination
only in hiring and during employment are wrong—because a narrow reading does, under some circumstances, protect employees
post-retirement. See, e.g., Weyer, 198 F.3d at 1112-13.
10
11 Stanley persuasively argues that the words of limitation in
the definition of “qualified individual” in 42 U.S.C. § 12111(8)—
“who can perform the essential functions of the employment position”—apply only to current employees and applicants and not to
retired employees. Pet. Br. at 34-42. We do not reiterate Stanley’s argument here but rather demonstrate how it is bolstered
by the use of the word “employee” in the prohibition of discrimination read as instructed in Robinson.
22
Act would in no way undermine that purpose. Indeed,
it would be perverse to use the definition of “qualified
individual,” which was intended to protect employers’
ability to ensure employees can do the job, to permit
discrimination against an individual who adequately
performed the job and is no longer seeking to do so.
The legislative history confirms the limited intent
behind the definition. The House Report on the ADA
makes clear that Section 12111(8) was “intend[ed] to
reaffirm that [the] legislation does not undermine an
employer’s ability to choose and maintain qualified
workers.” H.R. Rep. No. 101-485, pt. 2 at 55 (1990).
The purpose was “to ensure that employers can continue to require that all applicants and employees, including those with disabilities, are able to perform the
essential, i.e., the non-marginal functions of the job in
question.” Id. Congress adopted the definition in order
to ensure that employers were not required to hire,
promote, or retain unqualified employees simply because they are disabled.
The Second Circuit clearly explained why that congressional purpose is not undermined by the protection of the post-employment benefits of retired employees who performed their job duties fully despite
their disabilities:
Where the alleged discrimination relates to the provision of post-employment benefits, rather than to hiring, promotion, or firing, Congress’s expressed concern about qualifications is no longer implicated.
Because retired employees who receive fringe benefits no longer work or seek to work for their former
employers, they plainly need not perform the essential functions, or indeed any functions, of their former
employment. Provided that retired employees were
qualified (i.e., performed the ‘essential functions’ of
23
their jobs) while employed and on that basis became
entitled to post-employment benefits, the purpose of
the ‘essential functions’ requirement has been met.
Castellano, 142 F.3d at 68. Stanley’s construction is
thus entirely consistent with the purpose of the definition of “qualified individuals.”
C. Robinson is Highly Persuasive
In Robinson, this Court addressed a question that is
precisely parallel to the question raised by this case.
The Court’s rationale for holding in Robinson that the
term “employee” in Title VII includes former employees is highly persuasive here.
Title VII makes it unlawful “for an employer to discriminate against any of his employees or applicants
for employment . . . because he has opposed any practice made an unlawful employment practice by this
subchapter, or because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under [the law].”
42 U.S.C. § 2000e-3(a). Just as in this case, the employer in Robinson argued that the term “employee”
in that prohibition did not include former employees,
thus leaving the plaintiff unable to state a claim based
on his former employer’s retaliatory action (giving
him a negative reference). The Supreme Court unanimously rejected the argument.
As in Title VII, the prohibition of discrimination in
the ADA uses the term “employee.” While the “general
rule” stated in Section 12112(a) uses the term “qualified individual,” it also provides that the prohibition of
discrimination against a “qualified individual” may be
“in regard to . . . employee compensation . . . and other
terms, conditions, and privileges of employment.” 42
24
U.S.C. § 12112(a). Moreover, the “construction” in
Section 12112(b) makes clear that “discriminate
against a qualified individual on the basis of disability” “includes—. . . limiting, segregating, or classifying
a job applicant or employee in a way that adversely
affects the opportunities or status of such applicant or
employee because of the disability of such applicant or
employee.” 42 U.S.C. § 12112(b)(1) (emphasis added).12
Thus, the two statutes use the same word, “employee,”
which should be construed in the same manner for the
following reasons.
This Court began its analysis in Robinson by observing that “[t]he plainness or ambiguity of statutory
language is determined by reference to the language
itself, the specific context in which that language is
used, and the broader context of the statute as a
whole.” 519 U.S. at 341. Here, the Court of Appeals
focused on the language in isolation. But as in Robinson, the context in which the language is used and the
broader statutory context suggest ambiguity where
the Court below saw clarity.
Key elements of the Robinson Court’s reasoning apply equally here. There, as here, the employer relied
on the present tense form of the relevant definition.
Title VII defines an employee to be “an individual employed by an employer.” 42 U.S.C. § 2000e(f) (empha-
12 Proscribed discrimination also includes “participating in a
contractual or other arrangement or relationship that has the
effect of subjecting a covered entity’s qualified applicant or employee with a disability to the discrimination prohibited by this
subchapter (such relationship includes a relationship with an
employment or referral agency, labor union, an organization
providing fringe benefits to an employee of the covered entity, or
an organization providing training and apprenticeship programs).” 42 U.S.C. § 12112(b)(2) (emphasis added).
25
sis added). The ADA defines employee in precisely the
same manner. 42 U.S.C. § 12111(4). The Court held in
Robinson that “the word ‘employed’ . . . could . . . be
read to mean ‘was employed.’ ” 519 U.S. at 342. The
same is true under the ADA.
In Robinson, “there [was] no temporal qualifier in
the statue such as would make plain” that it does not
protect former employees. Id. at 341. The same is
true under the ADA. Like Section 2000e(f) of Title
VII, Section 12111 of the ADA does not read “currently employed by an employer” and Section 12111(8)
does not read “can currently perform” or “currently
holds or desires.”
The Robinson Court also observed that “a number
of other provisions in Title VII use the term ‘employees’ to mean something more inclusive or different
than ‘current employees.’ ” 519 U.S. at 342. And
among the provisions of Title VII cited by the Court is
Section 706(g)(1), 42 U.S.C. § 2000e-5(g)(1), which is
expressly incorporated into the ADA by 42 U.S.C.
§ 12117(a). That section provides that after a finding
of unlawful discrimination, a court can order “reinstatement or hiring of employees.” 42 U.S.C. § 2000e5(g)(1). The Robinson Court explained, “because one
does not ‘reinstat[e]’ current employees, that language necessarily refers to former employees. Likewise, one may hire individuals to be employees, but
one does not typically hire persons who already are
employees.” 519 U.S. at 342. That logic applies directly here because the remedial provision is incorporated by reference into the ADA.13
13 In addition, as Stanley points out, the Eleventh Circuit’s
reading of Section 12111(8) would render the qualifying language
in Section 12112(b)(5)(A) mere surplusage as all “qualified individuals” would be either applicants or employees. Pet. Br. at 32-33.
26
Based on that reasoning, the Court held in Robinson “that the term ‘employees,’ as used in § 704(a) of
Title VII, is ambiguous as to whether it includes former employees.” 519 U.S. at 346. The Court therefore
proceeded to consider context and purpose and concluded, “[i]t being more consistent with the broader
context of Title VII and the primary purpose of
§ 704(a), we hold that former employees are included
within § 704(a)’s coverage.” Id. The “broader context”
of the ADA and the “primary purpose” of Section
12111(8) lead to the same conclusion here as explained
in subsection A and B above.14
Indeed, granting persons with disabilities less protection than accorded those covered by Title VII would
itself be contrary to express congressional intent. The
enforcement provisions of the ADA expressly incorporate those of Title VII. See 42 U.S.C. § 12117(a). The
House Report on the ADA explained that “the purpose
of the ADA” was “to provide civil rights protections for
persons with disabilities that are parallel to those avail14 The suggestion by the Court below that Robinson is distinguishable because the purpose of the anti-retaliation provision in
Title VII would be uniquely frustrated if it were construed not to
protect former employees, Pet. App. 8a, is plainly wrong. The
facts in Robinson, involving retaliation in the form of refusal to
provide a reference to a former employee, were actually very unusual. Many, if not most, cases of retaliation involve current employees who are passed over for promotion, disciplined, or otherwise treated worse because they invoked the protections of Title
VII. See, e.g., Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S.
53, 58-59 (2006) (retaliation charge by current employee based
on adverse change in job responsibilities and disciplinary suspension). Thus, the Court of Appeals’ suggestion that Robinson is
distinguishable because its “construction was ‘necessary to provide meaning to anti-retaliation statutory provisions and effectuate congressional intent’ ” is simply wrong. Pet. App. 8a (quoting
Gonzales, 89 F.3d at 1529).
27
able to minorities and women.” H.R. Rep. No. 101-485,
pt. 3, at 48 (1990). And, prior to the adoption of the
ADA, this Court had made clear that Title VII barred
discrimination in the payment of retirement benefits.
See, e.g., Ariz. Governing Comm., 463 U.S. at 1080 (“We
have no hesitation in holding . . . that the classification
of employees on the basis of sex is . . . [impermissible]
at the pay-out stage of a retirement plan.”).
Moreover, the holding in Robinson is consistent
with this Court’s earlier holding in Allied Chem. Workers, which made clear that the word “employee” can be
read to encompass retired employees depending on
the specific statutory context. In analyzing the purpose of employers’ duty to bargain “with a representative of [their] employees” imposed by the National Labor Relations Act, 29 U.S.C. § 158(a)(5), the Allied
Chem. Workers Court held that the duty did not extend to retired employees.15 But, before reaching that
conclusion, the Court distinguished a separate provision of the Labor-Management Relations Act (“LMRA”)
authorizing employers to make payments to unionmanaged trust funds established “for the sole and exclusive benefit of the employees of such employer.” 404
15 In reaching this conclusion, despite several categorical
statements about the “plain meaning” of the word “employees,”
see, e.g., Allied Chem. Workers, 404 U.S. at 166, statements later
contradicted by Robinson, the Court relied heavily on the fact
that the NLRA’s primary purpose was to prevent industrial unrest in the form of strikes, reasoning that Congress did not intend retired employees who cannot strike and thus cannot cause
such unrest to be covered by the Act. Id. (“The Act, after all, as s
1 makes clear, is concerned with the disruption to commerce that
arises from interference with the organization and collectivebargaining rights of ‘workers’—not those who have retired from
the work force.”)
28
U.S. at 169-70 (citing 29 U.S.C. § 186(c)(5)).16 As to the
latter provision—relating to funds that are generally
used to provide fringe benefits such as health insurance and retirement income—the Supreme Court cited with approval a lower court’s conclusion that the
word “employee” should include both “current employees” and “persons who were . . . current employees but
are now retired.’ ” Id. at 169 (citing Blassie v. Kroger
Co., 345 F.2d 58, 70 (8th Cir. 1965)).
Like here, this Court explained that the issue was
whether retired employees remain protected by statutory provisions securing fringe benefits. See id. at
169-70 (“The question . . . was simply whether . . . retirees remain eligible for benefits of trust funds established during their active employment.”). Given the
different congressional purposes of the bargaining
duty and the authorization of payments into benefit
funds, the Court found that there was “no anomaly in
the conclusion that retired workers are ‘employees’
. . . entitled to the benefits negotiated while they were
active employees, but are not ‘employees’ whose ongoing benefits are embraced by the bargaining obligation of [the NLRA].” Id. at 170. Differing interpretations of an identical term were dictated by statutory
context and purpose.
In other words, the word “employee” can mean different things in different statutory contexts and here,
in the ADA, as in Title VII, for the reasons explained
in Robinson, and in the exception for employer payments into benefit funds in the LMRA, for the reasons
explained in Allied Chem. Workers, the context and
16 This provision operates as an exception to the LMRA’s general prohibition making it unlawful for an employer to provide
“any money or other thing of value” to a labor organization. 29
U.S.C. § 186(a)(2).
29
statutory purpose make clear that Congress intended
the term “employee” to include retired employees.
CONCLUSION
For the above-stated reasons, the decision below
should be reversed.
Respectfully submitted,
/s/ Harold C. Becker
harolD C. BecKer
(Counsel of Record)
MaTThew GInSburg
815 Black Lives Matter Plaza, N.W.
Washington, DC 20006
(202) 637-5310
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.