Petition for Writ of Certiorari — Jay Hymas, dba Dosmen Farms, Petitioner v. Department of the Interior
Supreme Court briefFeb 20, 2024
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No. 23-
JAY HYMAS, D/B/A DOSMEN FARMS,
Petitioner,
v.
UNITED STATES DEPARTMENT OF THE INTERIOR,
Respondent.
On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Ninth Circuit
PETITION FOR A WRIT OF CERTIORARI
DOUGLAS A. SMITH
MICHAEL A. SCODRO
MAX W. HIRSCH
Counsel of Record
Mayer Brown LLP
BRETT E. LEGNER
355 S. Grand Avenue
Mayer Brown LLP
Los Angeles, CA 20006 71 S. Wacker Dr.
(213) 229-9500
Chicago, IL 60602
(312) 782-0600
mscodro@mayerbrown.com
Counsel for Petitioner
QUESTION PRESENTED
Congress has determined that individuals should
not be denied access to federal court based on their
economic circumstances. To effectuate that important
policy, Congress enacted 28 U.S.C. § 1915(a)(1), which
governs in forma pauperis applications for all litigants. The statute provides in relevant part:
“Subject to subsection (b), any court of the United
States may authorize the commencement, prosecution
or defense of any suit, action or proceeding, civil or
criminal, or appeal therein, without prepayment of
fees or security therefor, by a person who submits an
affidavit that includes a statement of all assets such
prisoner possesses that the person is unable to pay
such fees or give security therefor.”
Does 28 U.S.C. § 1915(a)(1) grant district courts
authority to set a partial filing fee for in forma pauperis litigants, as the Ninth Circuit below and the
Sixth and Seventh Circuits have held, or only to waive
prepayment of litigation fees in full as the Fifth Circuit has held?
ii
PARTIES TO THE PROCEEDING AND RULE
29.6 STATEMENT
The petitioner in this case is Jay Hymas, doing
business as Dosmen Farms, and the respondent is the
United States Department of the Interior.
Petitioner is an individual and therefore no
Rule 29.6 disclosure is required.
RELATED PROCEEDINGS
None.
iii
TABLE OF CONTENTS
Page
QUESTION PRESENTED..........................................i
PARTIES TO THE PROCEEDING AND
RULE 29.6 STATEMENT .............................. ii
RELATED PROCEEDINGS ..................................... ii
OPINIONS BELOW ................................................... 1
JURISDICTION ......................................................... 1
STATUTORY PROVISIONS INVOLVED ................ 1
STATEMENT ............................................................. 1
REASONS FOR GRANTING THE PETITION ........ 6
I.
The Circuits Are Split Over Whether
§ 1915(a)(1) Authorizes a District Court
To Impose Partial Filing Fees On
Litigants proceeding IFP. ................................ 6
II.
The Question Presented Is Important. ......... 11
III.
The Ninth Circuit’s Decision Is Wrong
On The Merits. ............................................... 12
IV.
This Case Is An Excellent Vehicle For
Answering The Question Presented. ............ 15
CONCLUSION ......................................................... 15
iv
TABLE OF AUTHORITIES
Page(s)
Cases
Crawford Fitting Co. v. J. T. Gibbons, Inc.,
482 U.S. 437 (1987) ........................................ 14, 15
Garza v. Thaler,
585 F.3d 888 (5th Cir. 2009) ....................... 5-10, 13
Harris v. Nelson,
394 U.S. 286 (1969) .............................................. 12
In re Williamson, 786 F.2d 1336 (8th Cir. 1986)...... 10
Intel Corp. Inv. Pol’y Comm. v. Sulyma,
140 S. Ct. 768 (2020) ............................................ 14
LaFontaine v. Tobin,
2013 WL 4048571 (N.D. Iowa Aug. 9, 2013) ......... 9
Leslie v. Bryant,
752 F. App’x 660 (10th Cir. 2018) ......................... 8
Longbehn v. United States,
169 F.3d 1082 (7th Cir. 1999) .......................... 9, 10
Olivares v. Marshall,
59 F.3d 109 (9th Cir. 1995) ...................... 3, 4, 5, 10
Robbins v. Switzer,
104 F.3d 895 (7th Cir. 1997) ................................ 10
Samarripa v. Ormond,
917 F.3d 515 (6th Cir. 2019) ........................ 8, 9, 10
v
TABLE OF AUTHORITIES—continued
Page(s)
Thomas v. Saul,
2020 WL 13573499 (N.D. Tex. Aug. 3, 2020) ........ 8
Thomas v. Zatecky,
712 F.3d 1004 (7th Cir. 2013) ............................ 2, 3
United States v. Cotton,
2011 WL 13213858 (W.D. La. Aug. 25, 2011) ....... 8
White ex rel. Diggs v. Barnhart,
2002 WL 1760980 (M.D.N.C. July 30, 2002) ...... 10
Wilson v. Twitter,
2019 WL 540870 (W.D. Pa. Jan. 16, 2019) ........... 9
STATUTES AND RULES
28 U.S.C. § 1254(1) ...................................................... 1
28 U.S.C. § 1821 .................................................... 2, 15
28 U.S.C. § 1913 .................................................... 2, 11
28 U.S.C. § 1914 .................................................... 2, 15
28 U.S.C. § 1914(a) .................................................. 3, 4
28 U.S.C. § 1914(a)-(b) .............................................. 11
28 U.S.C. § 1915 .................................... 5, 7, 10, 13, 15
28 U.S.C. § 1915(a) .............................. 2, 5, 8, 9, 10, 15
28 U.S.C. § 1915(a)(1) .............................. 2, 6, 8, 10-14
vi
TABLE OF AUTHORITIES—continued
Page(s)
28 U.S.C. § 1915(b)(1) ................................... 2, 8, 9, 10
OTHER AUTHORITIES
Federal Rule of Appellate Procedure 24 ..................... 7
Federal Rule of Civil Procedure 54(d) ................ 14, 15
PETITION FOR WRIT OF CERTIORARI
Petitioner Jay Hymas respectfully petitions for
a writ of certiorari to review the judgment of the
United States Court of Appeals for the Ninth Circuit
in this case.
OPINIONS BELOW
The Ninth Circuit’s opinion is reported at 73 F.4th
763, and is reproduced at Pet. App., infra, 1a-10a. The
district court’s order is unreported and is reproduced
at Pet. App., infra, 13a-14a. The magistrate judge’s
report and recommendation is unreported and is reproduced at Pet. App., infra, 15a-18a.
JURISDICTION
The Ninth Circuit entered judgment on July 12,
2023. This Court granted Hymas an extension of time
to file this petition to February 18, 2024. Pursuant to
Supreme Court Rule 30(1), the due date for the petition is February 20, 2024, which is the first non-weekend, non-holiday day after the due date. This Court
has jurisdiction under 28 U.S.C. § 1254(1).
STATUTORY PROVISIONS INVOLVED
28 U.S.C. §§ 1914 and 1915 are reproduced at
Pet. App., infra,19a-23a.
STATEMENT
1. Congress has long authorized courts to exercise
their discretion to waive prepayment of court fees and
costs in their entirety for litigants based on their economic circumstances. Before April 25, 1996, Congress
gave all federal courts the power to “authorize the
commencement, prosecution or defense of any suit, action or proceeding, civil or criminal, or appeal therein
2
without prepayment of fees or security therefor” by
persons who by affidavit state that they are “unable
to pay such costs.” 28 U.S.C. § 1915(a).
Effective April 1996, Congress amended this authority as part of the Prison Litigation Reform Act
(PLRA), which created two different systems, one for
prisoners acting as plaintiffs or appellants, and one
for all other in forma pauperis (IFP) litigants. Following the amendment, 28 U.S.C. § 1915(b)(1) states that
a prisoner plaintiff “shall be required to pay the full
amount of the filing fee,” but the court may assess and
collect “a partial payment of fees” initially and the remainder through installments. Other than carving
out that special rule for certain incarcerated litigants,
the text of 28 U.S.C. § 1915(a)(1) remained substantively unchanged.
Subsection 1915(a)(1)’s phrase “without prepayment of fees” refers to any fees an IFP litigant might
incur during the course of the litigation, including the
filing fee to start the litigation (28 U.S.C. § 1914), the
per diem and mileage fees for witnesses the IFP litigant calls (id. § 1821), transcript and printed record
fees (id. § 1915(f)), the fee for filing an appeal (id.
§ 1913), and the District Court fee to file a petition for
certiorari to this Court (id. § 1917). See Thomas v.
Zatecky, 712 F.3d 1004, 1005 (7th Cir. 2013) (stating
that § 1915(a)(1) “supplies judges’ authority to allow
litigation to proceed without prepayment of the fees
required by § 1913 and other statutes, such as 28
U.S.C. §§ 1912, 1914, 1917, 1920, and 1921”). Subsection 1915(a)(1) thus permits a party with IFP status
to proceed IFP throughout the litigation “without prepayment of fees” the party might incur.
2. On February 25, 2020, Petitioner filed a pro se
complaint in the U.S. District Court for the Eastern
3
District of Washington against the United States Department of the Interior (the Department). C.A. E.R.
41-43. The complaint asserts violations of federal law
pertaining to the leasing of Department-controlled
farmland. Id. at 41. Petitioner alleges that the Department’s land-leasing practices fail to comply with the
competition and notice requirements in the Federal
Grant and Cooperative Agreement Act, the Competition in Contracting Act, and the Administrative Procedure Act. Ibid. Petitioner also alleges that the Department violated federal law by removing an irrigation system and planting seeds on leased property. Id.
at 42.
3. After rejecting Petitioner’s initial and renewed
applications to proceed IFP, the magistrate judge
granted Petitioner’s second renewed application “in
part.” Citing Olivares v. Marshall, 59 F.3d 109 (9th
Cir. 1995), the magistrate required Petitioner to pay
a partial filing fee of $100 instead of the $350 fee set
by Congress in 28 U.S.C. § 1914(a). Further, the magistrate directed that the partial fee “shall also satisfy
any Administrative Fee,” which would have been the
then-$52 administrative fee for filing a civil action set
by the Judicial Conference of the United States pursuant to its authority under § 1914(b). In sum, the
magistrate set Petitioner’s filing fee at $100 instead of
the required, combined fee of $402. C.A. E.R. 15.
4. Petitioner moved for reconsideration of the order setting a partial filing fee, explaining that he had
“no income in the past 6 months” and would have to
“deplete [his assets] to the point of zero” were he to
pay the partial filing fee. C.A. E.R. 14. He also argued
that imposing a partial filing fee on a non-prisoner
4
civil litigant, such as himself, was not permitted, reasoning that the “Olivares case and those cited by it are
dealing with . . . prisoners.” Ibid. This was a distinguishing factor, Petitioner argued, because unlike
him, an inmate has “all his necessities of life provided
for him” by virtue of being incarcerated and therefore
is not “put in the untenable position of choosing the
partial filing fee or life’s essentials.” C.A. E.R. 13, 14.
5. The magistrate denied the motion for reconsideration and reaffirmed his assessment of “a partial filing fee of $100.00 to fulfill the required filing and administrative fees.” Pet. App., infra, 15a-18a. Regarding the court’s authority to demand a partial fee, the
magistrate reasoned that “[d]istrict courts have significant discretion [in] setting the amount of payment
so long as the exercise of discretion serves the ‘in
forma pauperis statute’s goal[s] of granting equal access to the courts regardless of economic status . . . ,
defraying some of the judicial costs of litigation[,] and
screening out frivolous claims.’” Ibid. (quoting Olivares, 59 F.3d at 111 (emphasis added)). Noting that
“[c]ourts in the Ninth Circuit have repeated[ly] relied
on Olivares in civil proceedings,” the magistrate exercised “discretion” to “recommend[] the previously assessed partial filing fee of $100 be affirmed.” Pet.
App., infra, 17a.
6. Without elaboration, the district court adopted
the magistrate’s report and recommendation and ordered Petitioner to “pay a filing fee of $100,” which
“shall also satisfy any Administrative Fee,” within 14
days. Pet. App., infra, 14a. Hymas could not pay the
$100 partial filing fee and appealed instead of proceeding with his case. See Notice of Appeal, ECF No.
27.
5
7. On appeal, the Ninth Circuit appointed pro
bono counsel and asked the parties to address, inter
alia, “whether under Olivares . . . , a district court can
order a non-prisoner to pay a partial filing fee.” C.A.
Order 2, ECF No. 6. Relying on the plain language of
§ 1915(a) and the Fifth Circuit’s decision in Garza v.
Thaler, 585 F.3d 888, 890 (5th Cir. 2009), Petitioner
argued that district courts may either make a plaintiff
prepay the full filing fee or waive it entirely, but the
court may not impose a partial fee on a non-prisoner
plaintiff. C.A. Appellant’s Br. 3.
The Ninth Circuit rejected this argument and affirmed. Without citing Garza, the court held that district courts have the authority to set partial fees, reasoning that district courts’ “‘greater power to waive all
fees includes the lesser power to set partial fees,’” and
that “partial filing fees serve the goals of the IFP statute.” Pet. App., infra, 4a (quoting Olivares, 59 F.3d at
111 (emphasis added)). The court acknowledged that,
post-Olivares, the PLRA amended § 1915 to distinguish between prisoner and non-prisoner litigants.
See Pet. App., infra, 4a-6a. But the court rejected Petitioner’s argument that the amendment rendered the
holding in Olivares—which involved a prisoner plaintiff—irrelevant for non-prisoner plaintiffs like Petitioner. See Pet. App., infra, 6a-8a.
8. The Ninth Circuit denied Petitioner’s petition
for rehearing en banc, Pet. App., infra, 11a, and Petitioner timely filed this petition for certiorari.
9. The district court has since granted Petitioner’s
motion to stay proceedings in that court pending resolution of any proceedings in this Court. See D. Ct.
Order, ECF No. 46.
6
REASONS FOR GRANTING THE PETITION
This petition squarely presents an important, frequently recurring question at the heart of parties’ access to the courts, over which the circuit courts are
split. In 28 U.S.C. § 1915(a)(1), Congress recognized
that an individual’s economic circumstances should
not bar that individual from accessing the courts and
accordingly gave district courts authority to waive the
prepayment of litigation “fees”—including case-initiating fees (at issue here), U.S. marshal fees for effectuating service, witness fees, and appellate fees—if
the litigant shows an inability to pay in a financial affidavit. But the circuits are split over whether Congress has granted district courts authority to set a
partial filing fee, or whether Congress only authorized
district courts to waive in full prepayment of litigation
“fees,” including filing fees, for those who qualify for
IFP status. This Court’s intervention is needed to resolve the circuit split over this issue and thereby guarantee that courts apply this important access-tocourts statute uniformly to all non-PLRA litigants.
I. THE
CIRCUITS
ARE
SPLIT
OVER
WHETHER § 1915(A)(1) AUTHORIZES A DISTRICT COURT TO IMPOSE PARTIAL FILING FEES ON LITIGANTS PROCEEDING
IFP.
The Ninth Circuit deepened an existing split over
whether § 1915(a)(1) authorizes district courts to impose prepayment of partial filing fees on litigants
seeking to proceed IFP.
1. In Garza v. Thaler, 585 F.3d 888 (5th Cir. 2009)
(per curiam), the Fifth Circuit held that “there is ‘no
7
authority’” in § 1915 or Federal Rule of Appellate Procedure 241 to “grant” an IFP motion while requiring
partial payments of the appellate filing fee. 585 F.3d
at 890. In that case, a magistrate judge granted an incarcerated habeas corpus petitioner leave to appeal
IFP but ordered him to pay an initial partial appellate
filing fee, with installment payments due on the remainder. Id. at 889-90. The magistrate “explicitly denie[d] that [he was] requiring payment of fees pursuant to the [installment payment plan in the] PLRA,”
as codified in § 1915(b) (because habeas petitioners
are treated like non-prisoner litigants under § 1915).
Ibid. Instead, he set the amounts of the initial partial
filing fee and later installments on the theory that it
was simply “within the court’s discretion to order payment of fees when it does not impose undue hardship
on a petitioner.” Id. at 890.
The Fifth Circuit reversed. The court reasoned
that under Federal Rule of Appellate Procedure 24,
litigants granted IFP status “may proceed on appeal
without prepaying or giving security for fees and
costs, unless a statute provides otherwise.” 585 F.3d at
890 (some emphasis omitted). And no statute authorized the court to set an initial partial fee. Ibid. The
“only statute that authorizes payment of an initial
partial filing fee, with the remainder in installments,
1 Subsection (a)(1) of Federal Rule of Appellate Procedure 24 pro-
vides in relevant part that, “[e]xcept as stated in Rule 24(a)(3), a
party to a district-court action who desires to appeal in forma
pauperis must file a motion in the district court.” Subsection
(a)(2) of Federal Rule of Appellate Procedure 24 provides in relevant part that, “[i]f the district court grants the motion, the party
may proceed on appeal without prepaying or giving security for
fees or costs, unless a statute provides otherwise. If the district
court denies the motion, it must state its reasons in writing.”
8
is the PLRA,” as codified in § 1915(b) and applicable
only to prisoners. Ibid. Accordingly, the “district court
did not have either the discretion or the inherent
power” under § 1915(a) to require prepayment of an
initial partial filing fee or create an installment payment plan. See ibid; see also Leslie v. Bryant, 752 F.
App’x 660, 664 (10th Cir. 2018) (for Leslie, a habeas
petitioner not subject to § 1915(b), “vacat[ing] those
portions of the [district court’s] orders assessing partial payment of fees. Notwithstanding this directive,
Leslie is reminded that § 1915(a)(1) excuses only prepayment of fees; he remains liable to pay the full
amount of the appellate filing and docketing fees” (emphasis added)).2
2. The Sixth Circuit reached the opposite conclusion in Samarripa v. Ormond, 917 F.3d 515, 519 (6th
Cir. 2019), recognizing that Garza “took a different
approach.” In Samarripa, federal prisoners appealing
denials of their habeas corpus petitions sought to
avoid prepaying the then-$505 appellate filing fee as
litigants proceeding IFP. Id. at 516-517. Once again,
district courts granted the motions in part under
2 District courts within the Fifth Circuit have not been consistent
in applying Garza. For instance, the court followed Garza’s rule
in United States v. Cotton, 2011 WL 13213858, at *2 & n.14 (W.D.
La. Aug. 25, 2011), holding that when § 1915(b)(1) does not apply,
“there is no option for installment payments,” and the litigant
“must either pay the fee in full or satisfy the requirements for
proceeding in forma pauperis,” in which case prepayment of all
court fees would be waived. But in Thomas v. Saul, 2020 WL
13573499, at *1 (N.D. Tex. Aug. 3, 2020), the court cited and followed the Sixth and Seventh Circuit decisions discussed below,
without citing Garza, and held that § 1915(a)(1) authorized
courts to require a partial filing fee rather than taking an all-ornothing approach to prepayment.
9
§1915(a), this time requiring each petitioner to make
a one-time, partial prepayment of the appellate filing
fee. Id. at 517. And although the federal government
in that case sided with the petitioners and “agreed that
the district courts had no such authority” to order partial payment, ibid., the Sixth Circuit affirmed. The
court concluded that the Fifth Circuit’s decision in
Garza was “not convincing” and held that the PLRA
language codified in § 1915(b)—specifically permitting an initial partial payment (with later installment
payments) only for prisoners—did nothing to change
courts’ previously recognized discretion to order partial payment of fees under § 1915(a). Id. at 517-519.
3. Samarripa favorably cited the Seventh Circuit’s decision in Longbehn v. United States, 169 F.3d
1082, 1083 (7th Cir. 1999), which also held that courts
may assess an initial partial filing fee in cases not covered by the PLRA. Samarripa, 917 F.3d at 519. There,
the district court required a habeas petitioner to pay
a partial fee to proceed IFP on appeal, and to pay the
remainder of the full statutory fee in later installments. Longbehn, 169 F.3d at 1083. In short, the court
applied the rule codified in § 1915(b)(1) to a litigant
not governed by § 1915(b). Ibid. The Seventh Circuit
affirmed, announcing that “[p]artial-payment requirements remain appropriate even when the PLRA does
not apply.” Ibid. 3
3 District courts in other circuits have also followed the rule that
§ 1915(a) “allows the district court to exercise discretion in nonprisoner actions and require that the filing fee be made in installment payments” or “to require that a non-prisoner litigant seeking IFP status pay a one-time partial filing fee.” Wilson v. Twitter, 2019 WL 540870, at *3 (W.D. Pa. Jan. 16, 2019); see also
LaFontaine v. Tobin, 2013 WL 4048571, at *2 (N.D. Iowa Aug. 9,
10
The Seventh Circuit limited the district court’s
discretion, reasoning that the authority to assess an
initial partial filing fee does not alleviate the litigant’s
responsibility to pay the entire fee eventually. Longbehn, 169 F.3d at 1083 (“[E]very litigant has a legal
responsibility to pay the filing and docketing fees to
the extent feasible. All that permission to proceed in
forma pauperis has ever meant is that the fees need
not be pre-paid”); see Robbins v. Switzer, 104 F.3d 895,
898 (7th Cir. 1997) (“Section 1915(b)(1) says that prisoners are liable for the full fees, but so is every other
person who proceeds in forma pauperis; all § 1915(a)
does for any litigant is excuse the prepayment of fees.
Unsuccessful litigants are liable for fees and costs and
must pay when they are able.”). Thus, in the Seventh
Circuit’s view, § 1915 does not permit a court to set fee
amounts different than those established by Congress
or the Judicial Conference. See also In re Williamson,
786 F.2d 1336, 1338, 1340 (8th Cir. 1986) (reasoning,
in pre-PLRA case, that “Section 1915 contains no provision indicating that a court may require a litigant to
pay a portion of the fees and costs if he cannot pay the
full amount,” but holding that district court could
nonetheless impose an initial partial fee combined
with a payment plan to satisfy the full fee amount).
4. In this case, the Ninth Circuit deepened the
split by siding with Samarripa and Longbehn (and the
Ninth Circuit’s pre-PLRA decision in Olivares)—without acknowledging Garza—and holding that
§1915(a)(1) allows courts to set partial filing fees for
non-prisoner litigants.
2013); White ex rel. Diggs v. Barnhart, 2002 WL 1760980, at *1
(M.D.N.C. July 30, 2002).
11
II. THE QUESTION
PORTANT.
PRESENTED
IS
IM-
1. The question presented is not only recurring
and unsettled, but it is also extraordinarily important
to ensuring uniform access to the judicial system. Because of the current circuit split, a litigant seeking to
file suit IFP in the Central District of California might
be forced to prepay a $100 filing fee before proceeding
with her case, while that same litigant, had she filed
in the Western District of Louisiana, would not be required to prepay any filing fees. Unquestionably, access to federal court should not turn on geography,
something Congress expressly recognized, for example, by setting the district court filing fee nationwide
at $350 and having the Judicial Conference set other
fees for all district courts, see 28 U.S.C. § 1914(a)-(b),
and authorizing the Judicial Conference to “charge[]
and collect[]” appellate fees in a manner that is “reasonable and uniform in all circuits.” 28 U.S.C. § 1913
(emphasis added). The Ninth Circuit’s decision converts courts’ authority to waive the prepayment requirement for litigation fees, including filing fees, for
litigants proceeding IFP into the power to set fees and
thereby control access to the district and appellate
courts. But the right to impose financial conditions on
a litigant’s ability to access the courts is a power Congress alone possesses. The Ninth Circuit’s decision
thus usurps Congress’s fee-setting role and ignores
that § 1915(a)(1) allows only for a waiver of the prepayment requirement for already prescribed litigation
fees. The Ninth Circuit rule does so, moreover, without any of the protections available to non-habeas
prisoners under the PLRA, codified in § 1915(b).
12
2. The case has nationwide importance and the
potential to affect the massive number of non-prisoner
litigants seeking IFP status, both in district court and
on appeal. It is critical that federal courts remain
available for civil rights and other claims advanced by
these litigants, without court access depending on the
happenstance of the location of the federal courthouse.
Likewise, the Ninth Circuit’s rule in this case affects prisoners seeking a federal writ of habeas corpus, “the fundamental instrument for safeguarding
individual freedom against arbitrary and lawless
state action.” Harris v. Nelson, 394 U.S. 286, 290-291
(1969).
3. In short, the question presented is important,
and unless this Court provides guidance, litigants
seeking to proceed IFP will continue to receive different treatment depending on the district in which they
litigate. Only this Court can resolve this inconsistency.
III. THE NINTH CIRCUIT’S
WRONG ON THE MERITS.
DECISION
IS
1. The plain language of § 1915(a)(1) permits
courts to “authorize the commencement” of any suit or
action “without prepayment of fees.” (emphasis
added.) Read naturally, this means that, based on its
review of the IFP applicant’s financial affidavit, the
court either waives prepayment of all “fees” the IFP
litigant might incur during the litigation, including
the filing fee needed to initiate litigation, or none at
all. Subsection 1915(a)(1) does not permit a district
court to engage in a fee-by-fee analysis whereby it has
authority to waive one fee but not another, or only
waive part of a fee, thereby setting a new, partial fee.
13
As the Fifth Circuit recognized in Garza, “there is ‘no
authority’” in § 1915 to allow a district court to impose
partial filing fees. 585 F.3d at 890.
2. The Judicial Conference appears to agree that
§ 1915(a)(1) requires the “all-or-nothing” approach in
Garza. The “District Court Miscellaneous Fee Schedule” established by the Judicial Conference states:
“Administrative fee for filing a civil action, suit, or
proceeding in a district court, $55.” Pet. App., infra,
19a. It then states, “This fee does not apply to applications for a writ of habeas corpus or to persons
granted in forma pauperis status under 28 U.S.C.
§ 1915.” Ibid. But under the Ninth Circuit’s rule, the
district court could ignore the statement that the $52
“fee does not apply” to IFP litigants and could invoke
§ 1915(a)(1) to charge the litigant a partial fee of $20.
Or it could order, as in Hymas’ case, “a partial filing
fee of $100.00 to fulfill the required filing and administrative fees,” Pet. App., infra, 16a, even though the
administrative fee “does not apply” to persons granted
IFP status, on the theory that the person is only being
granted partial, not full, IFP status.
3. Subsection 1915(b) further supports Petitioner’s (and Garza’s) reading of § 1915(a)(1). Subsection 1915(b)(1) provides that a “court shall assess and,
when funds exist, collect, as a partial payment of any
court fees required by law, an initial partial filing fee.”
Subsection (b)(2) then requires that, “[a]fter payment
of the initial partial filing fee, the prisoner shall be
required to make [specified] monthly payments” until
“the filing fees are paid.” Further, subsection (b)(4)
states that “[i]n no event shall a prisoner be prohibited
from bringing a civil action” for lack of ability to pay
the “initial partial filing fee.”
14
Subsection 1915(b) thus uses the word “partial”
four times. If Congress intended § 1915(a)(1) to give
district courts the discretion to require partial fee payments, § 1915(b) shows that Congress knew precisely
how to do so. Yet, when it enacted the PLRA, it did not
include any such language in § 1915(a)(1). Courts
“generally presume that Congress acts intentionally
and purposely when it includes particular language in
one section of a statute but omits it in another.” Intel
Corp. Inv. Pol’y Comm. v. Sulyma, 140 S. Ct. 768, 777
(2020) (cleaned up).
4. Subsection 1915(c) offers still more support for
Petitioner’s reading. That subsection provides that,
“[u]pon the filing of an affidavit in accordance with
subsections (a) and (b) and the prepayment of any partial filing fee as may be required under subsection (b),
the court may direct payment by the United States of
[certain] expenses.” Thus, Congress explicitly
acknowledged that partial filing fees are permitted
under subsection (b), while conspicuously omitting
any reference to “partial filing fees” under subsection
(a). If Congress meant to authorize courts to impose
partial fees under subsection (a)(1), then it would
have used the word “partial” in connection with those
fees as well in subsection (c).
5. Finally, the decision below is difficult to reconcile with this Court’s reasoning in Crawford Fitting
Co. v. J. T. Gibbons, Inc., 482 U.S. 437 (1987). Crawford held that the district court exceeded its discretion
when it taxed the losing party above the then-$30-perday witness fee provided in Federal Rule of Civil Procedure 54(d), reasoning that the “discretion granted
by Rule 54(d) is not a power to evade this specific congressional command” that a witness “shall” be paid an
15
attendance fee of $30 per day for each day’s attendance under 28 U.S.C. § 1821. 482 U.S. at 442. “Rather,
it is solely a power to decline to tax, as costs, the items
enumerated in § 1920.” Ibid. Like Rule 54(d), the discretion § 1915(a) grants is not the “power to evade” the
specific congressional command to charge the specific
fees prescribed by 28 U.S.C. § 1914, namely the $350
filing fee set by Congress and the other fees set by the
Judicial Conference.
For all of these reasons, the Ninth Circuit erred,
and the judgment below should be reversed.
IV. THIS CASE IS AN EXCELLENT VEHICLE
FOR ANSWERING THE QUESTION PRESENTED.
This case is an ideal vehicle to answer the question presented. The parties exhaustively briefed the
meaning of § 1915 in the Ninth Circuit, and the court
expressly decided that issue in a thorough, published
opinion. Four Circuits have now weighed in on the issue. It is a purely legal question that does not turn on
any disputed issues of fact. And because the case is
stayed below, there are no jurisdictional or mootness
issues that would prevent this Court from answering
the question presented and resolving the circuit split.
CONCLUSION
The petition for a writ of certiorari should be
granted.
Respectfully submitted.
MICHAEL A. SCODRO
DOUGLAS A. SMITH
Counsel of Record
MAX W. HIRSCH
BRETT E. LEGNER
Mayer Brown LLP
Mayer Brown LLP
355 S. Grand Avenue
Los Angeles, CA 20006 71 S. Wacker Dr.
Chicago, IL 60602
(213) 229-9500
(312) 782-0600
mscodro@mayerbrown.com
Counsel for Petitioner
FEBRUARY 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.