Petition for Writ of Certiorari — Association of Club Executives of Dallas, Inc., et al., Petitioners v. City of Dallas, Texas
Supreme Court briefFeb 1, 2024
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No. ________
IN THE
SUPREME COURT OF THE UNITED STATES
ASSOCIATION OF CLUB EXECUTIVES
OF DALLAS, INC., et al.,
v.
Petitioners,
CITY OF DALLAS, TEXAS,
Respondent.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
PETITION FOR A WRIT OF CERTIORARI
ROGER ALBRIGHT
T.CRAIG SHEILS
LATRICE ANDREWS
SHEILS WINNUBST
1701 N. Collins Blvd.
Suite 1100
Richardson, Texas 75080
(972) 644-8181
J. MICHAEL MURRAY
Counsel of Record
STEVEN D. SHAFRON
BERKMAN, GORDON,
MURRAY & DEVAN
55 Public Square
Suite 2200
Cleveland, Ohio 44113
(216) 781-5245
jmmurray@bgmdlaw.com
Counsel for Petitioners
QUESTIONS PRESENTED
1. The secondary effects doctrine of City of Renton
v. Playtime Theatres, Inc., 475 U.S. 41 (1986), provides
that regulations adopted for the content-neutral
purpose of mitigating the claimed adverse secondary
effects associated with businesses offering sexually
oriented expression are subject to intermediate
scrutiny. Does that doctrine survive Reed v. Town of
Gilbert, 576 U.S. 155 (2015), and City of Austin v.
Reagan National Advertising of Austin, LLC, ___ U.S.
___, 142 S.Ct. 1464 (2022), which hold that facially
content-based laws are subject to strict scrutiny,
regardless of their content-neutral justifications?
2. City of Los Angeles v. Alameda Books, Inc., 535
U.S. 425 (2002), is a plurality decision addressing the
evidentiary burdens under the secondary effects
doctrine, which the lower courts have struggled to
apply. In this case, Petitioners presented extensive
evidence challenging the City’s rationale for an
ordinance requiring sexually oriented businesses to
close between 2:00 a.m. and 6:00 a.m. The district
court found that evidence to be compelling and granted
a preliminary injunction. The Fifth Circuit vacated the
injunction, holding that the district court held the City
to too high a standard. Thus, if the secondary effects
doctrine survives, the question presented is what
quantum of evidence is sufficient to cast doubt on a
municipality’s rationale for such an ordinance, under
the plurality opinion in Alameda Books?
3. Justice Kennedy provided the fifth vote for
reversal in Alameda Books, and the lower courts have
uniformly held his concurring opinion is controlling
under Marks v. United States, 430 U.S. 188 (1977).
i
Under his test, a city must show “that its regulation
has the purpose and effect of suppressing secondary
effects while leaving the quantity and accessibility of
speech substantially intact.” Id. at 449 (Kennedy, J.,
concurring). Here, the district court found that the
evidence established that the City’s Ordinance failed
that test as well, but the Fifth Circuit also rejected
that conclusion. Thus, the further question presented
is whether an ordinance requiring the closure of speech
businesses during certain hours, on a record showing
a substantial reduction of speech, violates Justice
Kennedy’s effect on speech test?
ii
PARTIES TO THE PROCEEDING
Petitioners Association of Club Executives of
Dallas, Incorporated, a Texas non-profit Corporation;
Nick’s Mainstage Inc.– Dallas PT’s, doing business as
PT’s Mens Club; Fine Dining Club, Incorporated, a
Texas Corporation, doing business as Silver City;
TMCD Corporation, a Texas Corporation, doing
business as The Men’s Club of Dallas; 11000 Reeder,
L.L.C., a Texas Limited Liability Company, doing
business as Bucks Wild; AVM-AUS, Limited, a Texas
limited partnership, doing business as New Fine Arts
Shiloh were the Plaintiffs in the district court and the
Appellees in the court of appeals.
Respondent is the City of Dallas, which was the
Defendant in the district court and the Appellant in
the court of appeals.
CORPORATE DISCLOSURE STATEMENT
Petitioner Fine Dining Club, Inc.’s parent
corporation is RCI Hospitality Holdings, Inc., a
publicly traded corporation that holds 10% or more of
Fine Dining Club, Inc.’s stock. None of the other
Petitioners have a parent company, and no publicly
traded company owns 10% or more of their stock.
iii
RELATED CASES
Association of Club Executives, Inc., et al. v. City
of Dallas, Texas, No. 3:22-cv-00177-M, U.S. District
Court for the Northern District of Texas. Preliminary
Injunction issued May 24, 2022.
Association of Club Executives, Inc., et al. v. City
of Dallas, Texas, No. 22-10556, U.S. Court of Appeals
for the Fifth Circuit. Judgment entered October 12,
2023. Petitions for rehearing and rehearing en banc
denied November 7, 2023.
iv
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED . . . . . . . . . . . . . . . . . . . i
PARTIES TO THE PROCEEDING. . . . . . . . . . . . . iii
CORPORATE DISCLOSURE
STATEMENT . . . . . . . . . . . . . . . . . . . . . . . . . . iii
RELATED CASES . . . . . . . . . . . . . . . . . . . . . . . . . . iv
TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . . viii
PETITION FOR A WRIT
OF CERTIORARI . . . . . . . . . . . . . . . . . . . . . . . . 1
OPINIONS BELOW. . . . . . . . . . . . . . . . . . . . . . . . . . 1
JURISDICTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
CONSTITUTIONAL PROVISIONS AND
ORDINANCES INVOLVED . . . . . . . . . . . . . . . . 1
STATEMENT OF THE CASE . . . . . . . . . . . . . . . . . . 2
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Procedural History . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Statement of Facts . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
REASONS FOR GRANTING
THE WRIT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
v
TABLE OF CONTENTS (cont’d)
Page
I.
THE SECONDARY EFFECTS DOCTRINE,
ON WHICH THE COURT OF APPEALS
BASED
ITS
DECISION,
IS
IRRECONCILABLE WITH THE COURT’S
DECISIONS IN REED V. TOWN OF
GILBERT, 576 U.S. 155 (2015), AND CITY OF
AU ST IN V. REAGAN N A T I O N A L
ADVERTISING OF AUSTIN, LLC, 142 S. CT.
1464 (2022) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
II. IMPORTANT QUESTIONS, ON WHICH
COURTS HAVE STRUGGLED, ARE
PRESENTED UNDER ALAMEDA BOOKS :
1) WHAT QUANTITY OF EVIDENCE MUST
A CHALLENGER SUBMIT TO CAST
DIRECT DOUBT ON A CITY’S RATIONALE
FOR A SECONDARY EFFECTS
ORDINANCE, UNDER THE PLURALITY
OPINION; AND, 2) DOES A CLOSING
HOURS ORDINANCE, ON A RECORD
SHOWING A SUBSTANTIAL REDUCTION
OF SPEECH, VIOLATE THE EFFECT ON
SPEECH TEST OF JUSTICE KENNEDY’S
CONTROLLING, CONCURRING OPINION . 22
Petitioners met Their Burden Under Both the
Plurality and Concurring
Opinions in
Alameda Books . . . . . . . . . . . . . . . . . . . . . . . . . 25
A. The Information Offered to Support the
Ordinance . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
vi
TABLE OF CONTENTS (cont’d)
Page
B. The Evidentiary Record About the
Ordinance . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
Appendix
Opinion of the United States
Court of Appeals for the Fifth
Circuit (October 12, 2023) . . . . . . . . . . . . . App. 1
Memorandum of Opinion and Order
of the United States District Court
for the Northern District of Texas
(May 24, 2022) . . . . . . . . . . . . . . . . . . . . . App. 21
Order Granting Preliminary Injunction,
United States District Court for the
Northern District to Texas
(May 24, 2022) . . . . . . . . . . . . . . . . . . . . . App. 70
Order Denying Motion for Temporary
Restraining Order, United States District
Court for the Northern District
of Texas (January 28, 2022) . . . . . . . . . . App. 72
Order on Petition for Rehearing and
Rehearing en banc, United States
Court of Appeals for the Fifth Circuit
(November 7, 2023) . . . . . . . . . . . . . . . . . App. 73
vii
TABLE OF CONTENTS (cont’d)
Page
United States Const., amend. I . . . . . . . . . . . App. 75
United States Const., amend XIV . . . . . . . . . App. 76
Ordinance No. 32125 . . . . . . . . . . . . . . . . . . . App. 78
Dallas City Code Chapter 41A . . . . . . . . . . . App. 86
viii
TABLE OF AUTHORITIES
Page
CASES
Annex Books, Inc. v. City of Indianapolis, Ind.,
581 F.3d 460 (7th Cir. 2009),
appeal after remand, 624 F.3d 368
(7th Cir. 2010),740 F.3d 1136 (7th Cir.),
cert. denied, 574 U.S. 820 (2014) . . . . . . . . . . . 25
Annex Books, Inc. v. City of Indianapolis, Ind.,
740 F.3d 1136 (7th Cir.), cert. denied,
574 U.S. 820 (2014) . . . . . . . . . . . . . . . . 29, 35-36
BBL, Inc. v. City of Angola,
809 F.3d 317 (7th Cir. 2015) . . . . . . . . . . . . . . . 21
Cahaly v. Larosa, 796 F.3d 399 (4th Cir. 2015) . . . 13
Cent. Radio Co. Inc. v. City of Norfolk,
811 F.3d 625 (4th Cir. 2016) . . . . . . . . . . . . . . . 13
City of Austin v. Reagan National Advertising
of Austin, LLC, ___ U.S. ___,142 S.Ct. 1464
(2022). . . . . . . . . . . . . i-3, 5, 13, 14, 16-18, 20-22
City of Los Angeles v. Alameda Books, Inc.,
535 U.S. 425 (2002) . . . . . . . . i, 3, 4, 17, 22-26, 35
City of Renton v. Playtime Theatres, Inc.,
475 U.S. 41 (1986) . . . . . . . . . . . . . i, 3, 17, 19, 21
ix
TABLE OF AUTHORITIES (cont’d)
Page
Flanigan's Enterprises, Inc. of Georgia v.
City of Sandy Springs, Georgia,
703 F. App'x 929 (11th Cir. 2017),
cert. denied, 138 S.Ct. 2623 (2018) . . . . . . . . . . 21
Free Speech Coalition, Inc. v.
Attorney General United States,
825 F.3d 149 (3rd Cir. 2016) . . . . . . . . . . . . 13, 21
Int'l Outdoor, Inc. v. City of Troy, Michigan ,
974 F.3d 690 (6th Cir. 2020) . . . . . . . . . . . . . . . 14
Lucero v. Early, 873 F.3d 466 (4th Cir. 2017) . . . . 13
Marks v. United States, 430 U.S. 188 (1977) . . . i, 23
Norton v. City of Springfield,
806 F.3d 411 (7th Cir. 2015) . . . . . . . . . . . . . 3, 14
Reagan National Advertising of Austin,
Incorporated v. City of Austin,
972 F.3d 696, 710 (5th Cir. 2020),
rev’d on other grounds sub nom.,
City of Austin v. Reagan National
Advertising of Austin, LLC,
__ U.S. ___, 142 S.Ct. 1464 (2022) . . . . . . . . . . 14
Reed v. Town of Gilbert,
576 U.S. 155 (2015) . . . . . . . . i-3, 5, 13, 14, 16-22
x
TABLE OF AUTHORITIES (cont’d)
Page
Wagner v. City of Garfield Heights,
577 F. App'x 488, 494 (6th Cir. 2014),
cert. granted, judgment vacated,
576 U.S. (2015) . . . . . . . . . . . . . . . . . . . . . . . . . 14
Ward v. Rock Against Racism,
491 U.S. 781(1989) . . . . . . . . . . . . . . . . . . . . . . 19
Wollschlaeger v. Governor, Florida,
848 F.3d 1293 (11th Cir. 2017) . . . . . . . . . . . . . . 2
CONSTITUTIONAL PROVISIONS
United States Const.,
amend. I . . . . . . . . . . . . . 1, 3-6, 13, 14, 16, 20, 35
United States Const., amend. XIV . . . . . . . . . . . . 1, 6
STATUTES, RULES AND REGULATIONS
28 U.S.C. § 1254(1). . . . . . . . . . . . . . . . . . . . . . . . . . . 1
28 U.S.C. §1331 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
42 U.S.C. §1983 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Dallas Ord. 32125 . . . . . . . . . . . . . . . . . . . . . . . . . 1, 6
Dallas City Code, Chapter 41A . . . . . . . . . . . . . 2, 6, 9
xi
TABLE OF AUTHORITIES (cont’d)
Page
Dallas City Code, Section 41A-2(2) . . . . . . . . . . . . . 10
Dallas City Code, Section 41A-2(3) . . . . . . . . . . . . . 9
Dallas City Code, Section 41A-2(4) . . . . . . . . . . . . . 10
Dallas City Code, Section 41A-2(5) . . . . . . . . . . . . . 10
Dallas City Code, Section 41A-2(33) . . . . . . . . . . . . 11
Dallas City Code, Section 41A-2(34) . . . . . . . . . . . . 11
MISCELLANEOUS
Adam Liptak, Court’s Free-Speech Expansion Has
Far-Reaching Consequences, N.Y. TIMES
(Aug. 17, 2015) (quoting Floyd Abrams). . . . . . . 2
Anthony Lauriello, Panhandling Regulation
after Reed v. Town of Gilbert, 116 Colum.
L. Rev. 1105 . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Ashutosh Bhagwat, The Test That Ate
Everything: Intermediate Scrutiny
in First Amendment Jurisprudence,
2007 U.ILL.L. REV. 783 (2007) . . . . . . . . . . . . 20
Brian J. Connolly & Alan C. Weinstein, Sign
Regulation After Reed: Suggestions
for Coping with Legal Uncertainty,
47 URB. LAW. 569 (2015) . . . . . . . . . . . . . . . . . 20
xii
TABLE OF AUTHORITIES (cont’d)
Page
Genevieve Lakier, Reed v. Town of
Gilbert, Arizona, And the Rise
of the Anticlassificatory First
Amendment, 2016 Sup. Ct.
Rev. 233 (2016) . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Geoffrey R. Stone, Content-Neutral Restrictions,
54 U. CHI. L. REV. 46 (1987) . . . . . . . . . . . . . . 19
Leslie Gielow Jacobs, Making Sense of
Secondary Effects Analysis After
Reed v. Town of Gilbert, 57 Santa
Clara L. Rev. 385 (2017) . . . . . . . . . . . . . . . . . . . 2
Ofer Raban, Content-Based, Secondary
Effects, and Expressive Conduct:
What in the World Do They Mean
(And What Do They Mean to the
United States Supreme Court)?,
30 SETON HALL L. REV. 551 (2000) . . . . . . . 19
xiii
PETITION FOR A WRIT OF CERTIORARI
Association of Club Executives of Dallas,
Incorporated, Nick’s Mainstage Inc.– Dallas PT’s, Fine
Dining Club, Incorporated, TMCD Corporation, 11000
Reeder, L.L.C., and AVM-AUS, Limited, petition the
Court for a writ of certiorari to review the decision of
the United States Court of Appeals for the Fifth Circuit
in this case.
OPINIONS BELOW
The decision of the Court of Appeals is published at
83 F.4th 958 (5th Cir. 2023), and is reproduced at App.
1-20. The order of the Fifth Circuit Court of Appeals
denying Petitioners’ separate petitions for panel
rehearing and rehearing en banc is set forth in the
Appendix at App. 73-74. The Memorandum and
Opinion of the District Court is published at 604 F.
Supp.3d 414 (N.D. Tex. 2022), and reproduced at App.
21-69. The district court’s order granting the
preliminary injunction is set forth at App.70-71. Its
order denying the motion for a temporary restraining
order is set forth at App. 72.
JURISDICTION
The Court of Appeals entered its judgment on
October 12, 2023. It denied Petitioners’ petitions for
rehearing and for rehearing en banc on November 7,
2023. This Court has jurisdiction under 28 U.S.C.
§ 1254(1).
CONSTITUTIONAL PROVISIONS AND
ORDINANCES INVOLVED
The First and Fourteenth Amendments to the
Constitution are reproduced at App.75-77. Dallas Ord.
2
32125 is reproduced at App. 78-85. Pertinent parts of
Chapter 41A, Dallas City Code, are reproduced at App.
86-94.
STATEMENT OF THE CASE
When this Court decided Reed v. Town of Gilbert,
576 U.S. 155 (2015), it was described as “a
blockbuster,”1 “a sea change,”2 and “a missile” shot
“into [the Court’s] own reasoning.”3 Reed held that
regulations of expression that, on their face, make
distinctions based on content, are subject to strict
scrutiny, regardless of a “benign motive [or] contentneutral justification.” Id. at 165. In City of Austin v.
Reagan National Advertising of Austin, LLC, ___ U.S.
___, 142 S. Ct. 1464 (2022), the Court reaffirmed that
core holding of Reed, while concluding that the
ordinance before it was facially content neutral and,
therefore, subject only to intermediate scrutiny.
While “injecting some much-needed clarity into
Adam Liptak, Court’s Free-Speech Expansion
Has Far-Reaching Consequences, N.Y. TIMES (Aug.
1
17, 2015) (quoting Floyd Abrams)
2
Wollschlaeger v. Governor, Florida, 848 F.3d
1293, 1332-33 (11th Cir. 2017) (en banc) (Tjoflat, J.,
dissenting)
Leslie Gielow Jacobs, Making Sense of
Secondary Effects Analysis After Reed v. Town of
Gilbert, 57 Santa Clara L. Rev. 385, 413 (2017).
3
3
First Amendment jurisprudence,” 4 Reed and City of
Austin have left a number knotty questions in their
wake. This case presents one of them: Does the
secondary effects doctrine of Renton v. Playtime
Theatres, Inc., 475 U.S. 41 (1986), survive Reed and
City of Austin? That doctrine holds that content-based
regulations, enacted for the content-neutral purpose of
mitigating the adverse secondary effects claimed to be
associated with businesses offering sexually oriented
expression, are to be reviewed under intermediate,
rather than strict, scrutiny.
If this Court determines that the secondary effects
doctrine does survive Reed and City of Austin, then
this case raises two other important questions on
which courts have struggled since the Court decided
City of Los Angeles v. Alameda Books, Inc, 535 U.S.
425 (2002), over two decades ago: What quantum of
evidence offered by a challenger suffices to cast doubt
on a city’s rationale for a secondary effects ordinance,
under Justice O’Connor’s plurality opinion, and how
does an ordinance pass or fail the test set forth in
Justice Kennedy’s controlling, concurring opinion that
it have the “purpose and effect of suppressing
secondary effects, while leaving the quantity and
accessability of speech substantially intact.” Id. at 449
(Kennedy, J., concurring).
Norton v. City of Springfield, 806 F.3d 411, 413
(7th Cir. 2015) (Mannion, J., concurring); See also
Genevieve Lakier, Reed v. Town of Gilbert, Arizona,
And the Rise of the Anticlassificatory First
Amendment, 2016 Sup. Ct. Rev. 233, 234.
4
4
Introduction
Dallas is a late night city and has a vibrant latehours entertainment and art presence. This includes
adult entertainment at late night clubs and twentyfour hour adult bookstores, which are extremely
popular and well patronized by citizens who choose
that type of constitutionally protected expression.
These adult businesses, their employees, entertainers
and others depend upon those late-night hours for their
success and livelihoods.
Dallas passed an Ordinance closing, during the
hours of 2:00 a.m. to 6:00 a.m., not all entertainment
venues or retail outlets or restaurants, gas stations,
drug stores, grocery stores or other late night
enterprises, but only businesses offering erotic dance
performances protected by the First Amendment and
retail outlets offering constitutionally protected books,
magazines, DVDs, movies and videos with a sexually
oriented content. Petitioners challenged the Ordinance.
They argued it was a content-based ordinance that was
subject to, but could not satisfy, strict scrutiny.
They argued the Ordinance failed intermediate
scrutiny as well, under both the framework of the
plurality opinion in City of Los Angeles v. Alameda
Books, Inc., 535 U.S. 425 (2002), and Justice Kennedy’s
controlling concurring opinion in that case. They built
a record, under the burden shifting approach in Justice
O’Connor’s plurality opinion. That opinion requires a
city’s evidence to fairly support its rationale, which in
this case was that crime around the adult businesses
was substantial and problematic during the late night
hours, and that closing these businesses during those
5
hours would further a substantial government interest
in reducing crime and conserving police resources. The
plurality opinion allows a plaintiff to cast direct doubt
on that rationale by demonstrating that the city’s
evidence does not fairly support its rationale or by
offering evidence disputing the municipality’s findings.
Petitioners presented an extensive evidentiary
record, found by the district court to make a compelling
case that the City’s evidence did not fairly support its
rationale for the Ordinance. In addition, they offered
evidence and argument, also credited by the district
court, that the Ordinance failed Justice Kennedy’s test
that a law of this kind must have the purpose and
effect of reducing secondary effects while leaving the
quantity and accessibility of speech substantially
intact.
The district court issued a factually intensive
opinion, leading to its conclusion that Petitioners had
demonstrated a likelihood of success on the merits of
their First Amendment claim, regardless of whether
the Ordinance was tested under strict or intermediate
scrutiny. It, therefore, entered a preliminary injunction
against the enforcement of the ordinance.
On the City’s appeal, the Fifth Circuit vacated that
decision. It concluded that the Ordinance should be
analyzed as a content neutral law under intermediate,
rather than strict, scrutiny, holding “it would be a
mistake to interpret [Reed and City of Austin] as
silently spelling” the demise of the secondary effects
doctrine. App. 9. It added:
More to the point, whether to overrule or
modify Renton is the High Court’s business,
6
not ours. ‘Our job, as an inferior court, is to
adhere strictly to Supreme Court precedent,
whether or not we think a precedent’s best
days are behind it.’” United States v Vargas,
74 F.4th 673, 683 (5th Cir. 2023)(en
banc)(citing Mallory v. Norfolk S. Ry. Co., 143
S. Ct 2028, 2038 (2023).
App. 9.
It then faulted the district court’s application of
intermediate scrutiny. While it did not state that any
of the district court’s factual findings were clearly
erroneous, it determined that the district court had
“held the City’s evidence to a standard of exactitude
not required by the Supreme Court’s precedents.” App.
10. Concluding that Petitioners did not have a
likelihood of success on the merits of their First
Amendment claims, it vacated the district court’s
preliminary injunction.
Procedural History
On January 26, 2022, the Dallas City Council
adopted Ord. 32125 (“the Ordinance”), which amended
Chapter 41A of the Dallas Codified Ordinances
governing sexually oriented businesses. The Ordinance
requires sexually oriented businesses to close between
the hours of 2:00 a.m. and 6:00 a.m. The justification
advanced for the Ordinance was that it would reduce
crime and preserve police resources.
That same day, the Petitioners filed a verified
complaint and motion for a temporary restraining
order and preliminary injunction challenging the
Ordinance under the First and Fourteenth
7
Amendments, invoking the district court’s federal
question jurisdiction under 28 U.S.C. §1331, and
bringing suit pursuant to 42 U.S.C. §1983.
The district court denied the motion for a
temporary restraining order based on the
understanding the ordinance would not be enforced
before the preliminary injunction hearing. App. 72. The
City later agreed to withhold enforcement until the
district court ruled on the preliminary injunction
motion. ROA. 9919.5
The district court issued its opinion and order
granting a preliminary injunction on May 24, 2022.
The City appealed and the Fifth Circuit vacated its
decision on October 12, 2023. On November 7, 2023, it
denied Petitioners’ petitions for rehearing and
rehearing en banc.
Statement of Facts
Petitioners, Association of Club Executives of
Dallas, Inc., (“ACE”), a trade association whose
members include adult cabarets and adult
bookstores/arcades located in the City of Dallas, and
individual members of ACE that operate licensed
sexually oriented businesses in the City of Dallas,
have, for many years, as a part of the city’s energetic
late night culture, offered constitutionally protected
sexually oriented expression during the late night
hours to their patrons. Indeed, Petitioners’ businesses
are extremely popular and well patronized by citizens
5
“ROA” refers to the pagination of the record on
appeal in the Fifth Circuit.
8
who, for many years, have chosen to view that type of
constitutionally protected expression.
Petitioner 11000 Reeder, LLC, dba Bucks Wild, is
a 15,000 square foot adult cabaret that does not sell or
serve alcohol, but allows customers to bring in their
own alcoholic beverages until 2:00 a.m. (BYOB). Before
the enforcement of the Ordinance, it was open until
4:00 a.m. Sunday through Thursdays, 5:00 a.m. on
Fridays and 6:00 a.m. on Saturdays. ROA. 9480, 9483.
Petitioner TCMD Corp., dba The Men’s Club of
Dallas, is an upscale, 19,000 square foot adult cabaret
that has operated for 30 years. It holds a liquor license
from the Texas Alcohol Beverage Commission
(“TABC”), and is open until 2:00 a.m. Sunday through
Thursday, and was open until 4:00 a.m. on Friday and
Saturday before the enforcement of the Ordinance.
ROA. 9508, 9509.
Petitioner AVM-AUS, Ltd., dba New Fine Arts
Shiloh, is an adult bookstore/arcade that has been in
business since the 1960s. ROA. 1093. It was open
twenty-four hours a day before the Ordinance was
enforced. ROA. 1095.
Petitioner Nick’s Mainstage, Inc.-Dallas PT’s, dba
PT’s Mens Club (“PT’s”), is a BYOB adult cabaret that
has operated for the past 40 years. It is open from
11:00 a.m. until 2:00 a.m. on Monday through
Wednesday, and on Thursdays through Sundays, it
was open until 4:00 a.m. before enforcement of the
Ordinance. ROA. 1092, 1094.
Petitioner Fine Dining Club, Inc., dba Silver City
is an adult cabaret that holds a license from the TABC.
9
It operates from 11:00 a.m. to 2:00 a.m., on Sunday
through Thursday, and stayed open until 4:00 a.m. on
Friday and Saturday until the Ordinance was enforced.
ROA. 1092, 1094.
Petitioner Association of Club Executives of Dallas,
Inc., is a trade association comprised of adult cabarets
and adult bookstores/arcades that hold sexually
oriented business licenses from the City of Dallas.
ROA. 9524, 9527. The adult cabaret members licensed
by the TABC present topless dance performances to
their patrons, while the BYOB adult cabaret members,
who do not hold liquor licenses, present nude dance
performances to their patrons. ROA. 9467, 9476, 9482,
9495, 9529, 9950.
Like New Fine Arts Shiloh, the adult
bookstore/arcade members of the Association have a
business model and brand under which they operated
twenty-four hours a day, seven days a week. ROA.
9528.
Chapter 41A of the Dallas City Code governs
sexually oriented businesses such as Petitioners, and
defines those businesses by the content of the
expression that they present or disseminate to patrons.
App. 87. Section 41A-2(3) defines an “Adult Bookstore
or Adult Video Store,” in pertinent part, as
a commercial establishment that as one of its
principal business purposes offers for sale or
rental for any form of consideration any one or
more of the following: (A) books, magazines,
periodicals or other printed matter, or
photographs, films, motion pictures, DVD’s,
video cassettes or video reproductions, slides,
10
or other visual representations, that depict or
describe “specified sexual activities” or
“specified anatomical areas.”
App. 86.
Section 41A-2(4) defines an “adult cabaret” as a
“commercial establishment that regularly features the
offering to customers of adult cabaret entertainment.”
App. 86-87.
“Adult cabaret entertainment” in turn, is defined
in Section 41A-2(5) as “live entertainment that: (A) is
intended to provide sexual stimulation or sexual
gratification; and (B) is distinguished by or
characterized by an emphasis on matter depicting,
simulating, describing, or relating to “specified
anatomical areas” or “specified sexual activities.” App.
87.
Section 41A-2(2) defines an “Adult Arcade” as
any place to which the public is permitted or
invited wherein coin- operated or
slug-operated or electronically, electrically, or
mechanically controlled still or motion picture
machines, projectors, or other image-producing
devices are maintained to show images to five
or fewer persons per machine at any one time,
and where the images so displayed are
distinguished or characterized by the depicting
or describing of “specified sexual activities” or
“specified anatomical areas.
App. 86.
11
“Specified anatomical areas,” and “specified sexual
activities” are also terms of art. “Specified anatomical
areas,” is defined in Section 41A-2(33) as
(A) any of the following, or any combination of
the following, when less than completely and
opaquely covered: (i) any human genitals,
pubic region, or pubic hair;(ii) any buttock; or
(iii) any portion of the female breast or breasts
that is situated below a point immediately
above the top of the areola; or (B) human male
genitals in a discernibly erect state, even if
completely and opaquely covered.
App. 92.
“Specified sexual activities” is defined in Section
41A-2(34) as including:
any of the following: (A) the fondling or other
erotic touching of human genitals, pubic
region, buttocks, anus, or female breasts; (B)
sex acts, normal or perverted, actual or
simulated, including intercourse, oral
copulation, or sodomy; (C) masturbation,
actual or simulated; or (D) excretory functions
as part of or in connection with any of the
activities set forth in Paragraphs (A) through
(C) of this subsection.
App. 92-93.
The Ordinance threatens the livelihoods of the
more than 1,000 employees and independent contractor
performers who work at Dallas’ sexually oriented
businesses during the late night hours, and the
12
continued viability of the businesses themselves. ROA.
9530-32. During the course of the evidentiary hearing,
an exotic dance performer at Bucks Wild testified that
her ability to work during the late night hours four
days a week allows her to care for her disabled father,
a veteran, during the day, and to stay home with her
two year old son and put him to bed at night. ROA.
9466, 9468, 9470. Were she unable to continue to work
during the late night hours, she testified that she
would probably have to find another job, and move in
with other family members. ROA. 9469. Other
entertainers at Bucks Wild, she explained, choose to
perform during those late night hours for similar
reasons. ROA. 9470.
The owner of Buck’s Wild testified that
enforcement of the Ordinance would cause the club to
lose approximately 45% of its employees and
independent contractor performers, and suffer a
similar loss of its revenues. ROA 9489. The operator of
The Men’s Club of Dallas testified that club would be
forced to cut approximately 25% of its staff if the
Ordinance were to be enforced. ROA. 9516.
The vice-president of the Association gave an
overall view of the effect of the law on its members and
testified that losses resulting from the enforcement of
the Ordinance could not only force some of the
businesses to close, but that the business’ employees
and the independent contractor performers would also
suffer. The BYOB adult cabarets would be particularly
hard hit, he testified, because their business model is
built on being open after hours. ROA. 9531.
13
REASONS FOR GRANTING THE WRIT
I.
THE SECONDARY EFFECTS DOCTRINE, ON
WHICH THE COURT OF APPEALS BASED ITS
DECISION, IS IRRECONCILABLE WITH THE
COURT’S DECISIONS IN REED V. TOWN OF
GILBERT, 576 U.S. 155 (2015), AND CITY OF
AUSTIN V. REAGAN NATIONAL ADVERTISING
OF AUSTIN, LLC, 142 S. CT. 1464 (2022).
Reed v. Town of Gilbert, 576 U.S. 155 (2015),
fundamentally refocused the analysis in determining
whether a regulation of speech is content based, and
therefore, subject to strict scrutiny, or content neutral
and subject to intermediate scrutiny. Reed held that
the Town’s facially content-based sign code was subject
to strict scrutiny– notwithstanding its content-neutral
justification. Id. at 2224, 2228, 2231.
Reed’s impact was swiftly noted by the courts of
appeals. Free Speech Coalition, Inc. v. Attorney
General United States, 825 F.3d 149, 160 n.7 (3rd Cir.
2016)(“Reed represents a drastic change in First
Amendment jurisprudence”).
The Fourth Circuit Court of Appeals concluded
that Reed had abrogated its First Amendment
precedent holding that content-based regulations
justified by a content-neutral purpose were subject to
intermediate scrutiny. Cahaly v. Larosa, 796 F.3d 399
(4th Cir. 2015); Cent. Radio Co. Inc. v. City of Norfolk,
811 F.3d 625, 632 (4th Cir. 2016); Lucero v. Early, 873
F.3d 466, 471 (4th Cir. 2017).
The Sixth Circuit similarly recognized that
Reed required a different mode of analysis than it had
14
previously used to assess content neutrality: “The
Supreme Court has flatly confirmed the requirement to
apply Reed’s strict-scrutiny standard, after this court
had applied intermediate scrutiny by using a less
stringent “‘practical’ test for assessing content
neutrality. . . .” Int'l Outdoor, Inc. v. City of Troy,
Michigan, 974 F.3d 690, 706 (6th Cir. 2020), quoting
Wagner v. City of Garfield Heights, 577 F. App'x 488,
494 (6th Cir. 2014), cert. granted, judgment vacated,
576 U.S. (2015).
The Seventh Circuit likewise recognized that
“Reed understands content discrimination differently.”
Norton v City of Springfield, 806 F.3d. 411, 412 (7th
Cir. 2015).
The Fifth Circuit’s decision reviewed by this Court
in City of Austin v. Reagan National Advertising of
Austin, LLC, __ U.S. ___, 142 S. Ct. 1464 (2022),
agreed that Reed represented a “sea change” in First
Amendment law because now, at the first step of the
analysis of deciding whether a law is content based or
content neutral, the government’s justification or
purpose in enacting the law is irrelevant. Reagan
National Advertising of Austin, Incorporated v. City of
Austin, 972 F.3d 696, 710 (5th Cir. 2020), rev’d on
other grounds sub nom., City of Austin v. Reagan
National Advertising of Austin, LLC, __ U.S. ___, 142
S.Ct. 1464 (2022)(“Reagan I”).
In that decision, the Fifth Circuit considered the
effect of Reed on its prior cases and concluded that it
was wrong to have applied intermediate scrutiny to
content based laws enacted in furtherance of a contentneutral purpose:
15
This circuit has yet to take inventory of our
pre-Reed cases. We do so now. We had
previously held that “[a] statute that appears
content-based on its face may still be deemed
content-neutral if it is justified without regard
to the content of the speech .... Contentneutrality has continued to be defined by the
justification of the law or regulation, and this
court has consistently employed that test.”
Asgeirsson v. Abbott, 696 F.3d 454, 459–60
(5th Cir. 2012) (citing Ward v. Rock Against
Racism, 491 U.S. 781, 791, 109 S.Ct. 2746, 105
L.Ed.2d 661 (1989) (“The principal inquiry in
determining content neutrality, in speech
cases generally and in time, place, or manner
cases in particular, is whether the government
has adopted a regulation of speech because of
disagreement with the message it conveys.
The government's purpose is the controlling
consideration.” (citation omitted))). The
Asgeirsson case predates Reed and cites to
Ward, which the Supreme Court addressed in
Reed.
Id. at 703.
As a consequence it held:
In the wake of Reed, our Asgeirsson precedent
must be revisited. Like the Ninth Circuit, our
pre-Reed case law ascribed to an incorrect
understanding of the test for
content-neutrality given in Ward. See
Asgeirsson, 696 F.3d at 459–60. Therefore,
Asgeirsson and any portion of a case that
relies on Asgeirsson's content-neutrality
16
analysis must be abrogated.
Id. In a footnote, it gave as examples nine of its
previous cases that had to be abrogated. Id. n.3. Four
of those decisions involved sexually oriented business
regulations that had been justified as being aimed at
ameliorating secondary effects and evaluated under
intermediate scrutiny. Id.
In this case, Petitioners urged the court below to
follow the panel opinion in Reagan I, because City of
Austin had reaffirmed the core holding of Reed. The
panel below however, retreated from the position set
out in Reagan I and concluded otherwise, reasoning
that “Any shadow cast on the secondary effects
doctrine by our Reagan I opinion has been dispelled by
City of Austin.” App. 8.
To the contrary, this Court’s decision in City of
Austin reaffirmed Reed’s central holding that “[a]
regulation of speech is facially content based under the
First Amendment if it ‘target[s] speech based on its
communicative content’– that is, if it ‘applies to
particular speech because of the topic discussed or the
idea or message expressed.’” Id. at 1471, quoting Reed,
576 U.S. at 163. A law that defines “regulated speech
by particular subject matter” is content based and
subject to strict scrutiny. Id. at 1474, quoting Reed at
576 U.S. at 163.
In concluding that the distinction between off
premise and on premise signs in the Austin ordinance
at issue was not such a law, the Court explained:
Unlike the regulations at issue in Reed, the
City’s off-premises distinction requires an
17
examination of speech only in service of
drawing neutral, location-based lines. It is
agnostic as to content.
Id. at 1471 (emphasis added).
The Court made the same point later in its opinion:
“Unlike the sign code at issue in Reed, however, the
City’s provisions at issue here do not single out any
topic or subject matter for differential treatment.” Id.
at 1472 (emphasis added). Accordingly, it reversed and
remanded the case for a determination whether the
Austin ordinance survives intermediate scrutiny.
Dallas’s Ordinance here does precisely what the
Court in City of Austin stated a content based law
does– it applies to expression based on its topic and
subject matter and singles it out for differential
treatment.
A look at the secondary effects doctrine bears out
its irreconcilability with both Reed and City of Austin.
The doctrine had its genesis in Renton v. Playtime
Theatres, Inc., 475 U.S. 41 (1986), and was reaffirmed
in Alameda Books. In each case, the Court held that,
because the zoning ordinance at issue had been
adopted to address adverse secondary effects claimed
to be associated with the presence of sexually oriented
businesses, the Court treated the laws as content
neutral and subjected them to intermediate, rather
than strict, scrutiny, because they were “justified
without reference to the content of the regulated
speech.” Renton, 475 U.S. at 48. (citations omitted).
See also Alameda Books, 535 U.S. at 448 (Kennedy, J.,
concurring).
18
Reed and City of Austin, however, rejected that
approach. The Court in Reed explained, in determining
whether a regulation is content based or content
neutral, a court must first look at “whether a
regulation of speech ‘on its face’ draws distinctions
based on the message a speaker conveys”; if it does,
that ends the inquiry. Id. at 163 (citation omitted).
Turning to the ordinance before it, the Court
found:
On its face, the Sign Code is a content-based
regulation of speech. We thus have no need to
consider the government's justifications or
purposes for enacting the Code to determine
whether it is subject to strict scrutiny.
Id. at 164-65.
The court of appeals in Reed had reasoned,
however, that Gilbert’s ordinance was content neutral
because of its content-neutral justifications and the
town’s lack of hostility toward the regulated
speech–the very particulars on which the secondary
effects doctrine is also premised. Id. at 162. The Court
rejected that approach:
But this analysis skips the crucial first step in
the content-neutrality analysis: determining
whether the law is content neutral on its face.
A law that is content based on its face is
subject to strict scrutiny regardless of the
government's benign motive, content-neutral
justification, or lack of “animus toward the
ideas contained” in the regulated speech.
19
Id. at 165 (citation omitted)(emphasis added).
The Court found the lower court’s reliance on Ward
v. Rock Against Racism, 491 U.S. 781(1989), to justify
its use of intermediate scrutiny, was misplaced:
The Court of Appeals and the United States
misunderstand our decision in Ward as
suggesting that a government's purpose is
relevant even when a law is content based on
its face. That is incorrect. Ward had nothing to
say about facially content-based restrictions
because it involved a facially content-neutral
ban....But Ward’s framework “applies only if a
statute is content neutral.”...Its rules thus
operate to “protect speech,” not “to restrict it.”
Reed, 576 U.S. at 166-67 (emphasis original) (citations
omitted).
Criticism of the inconsistency between the
secondary effects doctrine and the central premise
recognized in Reed, that facially content-based
regulations are to be reviewed under strict scrutiny,
regardless of their content-neutral justifications, is not
new. See Geoffrey R. Stone, Content-Neutral
Restrictions, 54 U. CHI. L. REV. 46, 115 (1987)
(describing Renton as “disturbing, incoherent, and
unsettling” and “threaten[ing] to undermine the very
foundation of the content-based/content-neutral
distinction”); Ofer Raban, Content-Based, Secondary
Effects, and Expressive Conduct: What in the World Do
They Mean (And What Do They Mean to the United
States Supreme Court)?, 30 SETON HALL L. REV.
551, 553 (2000) (“[T]he doctrine of secondary effects
obliterates the content-based doctrine, the doctrine to
20
which the doctrine of secondary effects was meant to be
a mere exception.”); Ashutosh Bhagwat, The Test That
Ate Everything: Intermediate Scrutiny in First
Amendment Jurisprudence, 2007 U.ILL.L. REV. 783,
797 (2007) (“The secondary effects doctrine is an
extremely odd one, as it seems clearly inconsistent
with the Court’s approach to content neutrality
elsewhere in its First Amendment jurisprudence....”).
And following the decision in Reed, scholars have
noted the irreconcilability of the secondary effects
doctrine with it. Brian J. Connolly & Alan C.
Weinstein, Sign Regulation After Reed: Suggestions for
Coping with Legal Uncertainty, 47 URB. LAW. 569,
598-99 (2015)(“The secondary effects doctrine is at odds
with both the Reed majority's ‘on its face’ rule and the
concerns about limiting disfavored messages
underlying that rule. . . .Moreover, the secondary
effects doctrine contradicts the Reed majority's
rationale underlying the ‘on its face” rule.’”); Anthony
Lauriello, Panhandling Regulation after Reed v. Town
of Gilbert, 116 Colum. L. Rev. 1105, 1140-41 (“[A]fter
Reed, it is still an open question if the secondaryeffects doctrine remains relevant in determining
content-based speech regulations.”)
While Reed and City of Austin provided clarity in
holding that “[a] law that is content based on its face is
subject to strict scrutiny regardless of the government’s
benign motive, content-neutral justification, or lack of
‘animus toward the ideas contained’ in the regulated
speech,” Reed, 576 U.S. at 165, the Court did not
address how that holding affects the status of the
secondary effects doctrine.
Indeed, the court below stated that, since neither
21
Reed nor City of Austin said anything about the
secondary effects doctrine, the doctrine has not been
abrogated, and continues to exist, and in doing so,
rejected the conclusion of the Fifth Circuit panel in
Reagan I that strict scrutiny applies to laws regulating
sexually oriented businesses. App.7-10.
Other courts, too, have recognized the disconnect
between the secondary effects doctrine and Reed’s
methodology, but have concluded that the doctrine still
exists. See, e.g., Flanigan's Enterprises, Inc. of Georgia
v. City of Sandy Springs, Georgia, 703 F. App'x 929,
935 (11th Cir. 2017), cert. denied, 138 S.Ct. 2623
(2018) (“There is no question that Reed has called into
question the reasoning undergirding the
secondary-effects doctrine.”); BBL, Inc. v. City of
Angola, 809 F.3d 317, 326 n.1 (7th Cir. 2015)
(recognizing that Reed “clarified the concept of
‘content-based’ laws but noting that it did not “think
Reed upends established doctrine for evaluating
regulation of businesses that offer sexually explicit
entertainment.” ); Free Speech Coalition, 825 F.3d 149,
161 n.8 (“Although we do not reach the issue, we agree
with the dissent that it is doubtful that Reed has
overturned the Renton secondary effects doctrine.”); id.
at 174 (“The secondary effects doctrine thus seems
logically irreconcilable with Reed.”)(Rendell, J.,
dissenting).
But if the core holding of Reed, approved in City of
Austin, stands, that a content based regulation of
speech that defines its applicability by specific subject
matter and topic (which is what a regulation of
sexually oriented businesses does) is subject to strict
scrutiny, then the secondary effects doctrine cannot
stand.
22
Otherwise, the central holding of Reed, as
reaffirmed in City of Austin, that strict scrutiny
applies to a facially content based regulation of speech
regardless of a content neutral purpose and lack of
hostility to the speech, will be subject to broad
exceptions which will swallow the rule enunciated in
that case.
This case squarely presents the opportunity to
resolve the fundamental inconsistency between Reed
and City of Austin on the one hand, and the secondary
effects doctrine on the other.
II. IMPORTANT
QUESTIONS,
ON WHICH
COURTS HAVE STRUGGLED, ARE
PRESENTED UNDER ALAMEDA BOOKS : 1)
WHAT QUANTITY OF EVIDENCE MUST A
CHALLENGER SUBMIT TO CAST DIRECT
DOUBT ON A CITY’S RATIONALE FOR A
SECONDARY EFFECTS ORDINANCE, UNDER
THE PLURALITY OPINION; AND, 2) DOES A
CLOSING HOURS ORDINANCE, ON A RECORD
SHOWING A SUBSTANTIAL REDUCTION OF
SPEECH, VIOLATE THE EFFECT ON SPEECH
TEST
OF
JUSTICE
KENNEDY’S
CONTROLLING, CONCURRING OPINION.
Justice O’Connor’s plurality opinion in Alameda
Books set out a burden-shifting framework in
considering a challenge to a law aimed at curbing the
secondary effects claimed to be associated with
sexually oriented businesses. She explained:
[A] municipality may rely on any evidence that
is ‘reasonably believed to be relevant’ for
23
demonstrating a connection between speech
and a substantial, independent government
interest. This is not to say that a municipality
can get away with shoddy data or reasoning.
The municipality's evidence must fairly
support the municipality's rationale for its
ordinance. If plaintiffs fail to cast direct doubt
on this rationale, either by demonstrating that
the municipality's evidence does not support
its rationale or by furnishing evidence that
disputes the municipality's factual findings,
the municipality meets the standard set forth
in [City of] Renton [v. Playtime Theatres, Inc.,
475 U.S. 41 (1986)]. If plaintiffs succeed in
casting doubt on a municipality's rationale in
either manner, the burden shifts back to the
municipality to supplement the record with
evidence renewing support for a theory that
justifies its ordinance.
Id. at 438 (internal citations omitted).
Justice Kennedy provided the fifth vote for reversal
in Alameda Books and the lower courts, including the
Fifth Circuit in this case, have uniformly held that his
concurring opinion represents the controlling one
under the rule of Marks v. United States, 430 U.S. 188
(1977). Justice Kennedy explained that government
cannot address the adverse secondary effects claimed
to attend adult speech by reducing the speech itself
and cautioned:
[A] city may not regulate the secondary effects
of speech by suppressing the speech itself....
[A] city must advance some basis to show that
its regulation has the purpose and effect of
24
suppressing secondary effects, while leaving
the quantity and accessibility of speech
substantially intact.... The rationale of the
ordinance must be that it will suppress
secondary effects and not by suppressing
speech.
Id. at 445, 449-50. He went on:
It is no trick to reduce secondary effects by
reducing speech or its audience; but a city may
not attack secondary effects indirectly by
attacking speech.
Id. at 450.
It has been 22 years since Alameda Books was
decided. As the Seventh Circuit observed in one of its
three opinions that ultimately struck down an
ordinance restricting the hours of operation of adult
bookstores, the decision in Alameda Books has
provided little guidance to lower courts:
The parties have pressed on us dozens of
precedents, from this circuit and elsewhere,
that do more to show the problems of
interpretation and application created by the
fractured decision in Alameda Books than to
establish any concrete legal rule. Few of these
decisions offer much guidance, either to us or
to the district court on remand, because few
deal with hours-of-operation rules applicable
to businesses that do not offer on-site viewing.
It is accordingly unnecessary for us to canvass
the dozens of appellate decisions that have
struggled to understand and apply Alameda
25
Books. For example, Center for Fair Public
Policy v. Maricopa County, 336 F.3d 1153 (9th
Cir.2003), and Richland Bookmart, Inc. v.
Knox County, 555 F.3d 512 (6th Cir.2009),
both sustained regulations applicable to book
and video stores, but only after concluding
that the plaintiffs had not undermined the
justifications for the laws. We refrain from a
survey, which would lengthen this opinion
without edifying the reader.
Annex Books, Inc. v. City of Indianapolis, Ind., 581
F.3d 460, 466 (7th Cir. 2009), appeal after remand, 624
F.3d 368 (7th Cir. 2010),740 F.3d 1136 (7th Cir.), cert.
denied, 574 U.S. 820 (2014).
This case presents the perfect vehicle to clarify
both the burden shifting approach of the plurality and
the effect on speech test of the concurrence.
Petitioners met Their Burden Under Both the
Plurality and Concurring
Opinions in
Alameda Books.
In this case, over the course of a three day hearing,
Petitioners offered abundant evidence to cast doubt on
the rationale for the Ordinance and to demonstrate
that the data on which the law was adopted was
“shoddy.” They also demonstrated that the Ordinance
would have the effect of reducing and suppressing
speech. The district court considered that evidence, and
made detailed factual findings, consuming twenty-one
pages of its thirty-nine page opinion, explaining how,
on this record, Petitioners had met their burden under
the plurality opinion in Alameda Books, as well as
under Justice Kennedy’s controlling concurring opinion
26
in that case.
The Fifth Circuit vacated that decision, however,
without any meaningful discussion of those factual
findings, or concluding that any of them were clearly
erroneous. Without exhaustively reciting all of the
evidence Petitioners mustered, some examples of the
evidence they offered to meet their burden follow, and
demonstrate that this case is a perfect vehicle for
elucidation of the tests set forth in Alameda Books that
courts have struggled to apply.
A. The Information Offered to Support the
Ordinance
The Ordinance was adopted at the request of the
Dallas Police Department (“Department”) following
presentations it made to two City Council committees
in December 2021, and presentations to the entire City
Council on January 5 and January 14, 2022.
Lieutenant Stephen Bishopp, one of the City’s Rule
30(b)(6) deposition witnesses, holds a Ph.D. in
Criminology and is trained in statistical analysis and
research design. ROA. 9344. He is the commander in
charge of the data collection process for crime statistics
and information for the City of Dallas. ROA. 9776. He
collected data of crime incidents, arrests, and calls for
service between the hours of 10:00 p.m. to 6:00 a.m.
within a 500 foot radius of 35 locations where there
were sexually oriented business licenses in place over
the three year period 2019-2021.6 The 35 locations
6
Although the data actually covered 34 1/2
months, both the presentations to Council and the
27
consisted of:
9 adult bookstores/arcades
10 alcohol licensed topless adult cabarets
9 BYOB nude adult cabarets
7 not operating sexually oriented business.
He then put that information into various slides and
bar graphs that were presented to Council comparing
crime data between the hours of 10:00 p.m. and 2:00
a.m., and the hours of 2:00 a.m. to 6:00 a.m. to support
the Ordinance requiring closure during those latter
hours. ROA. 9345, 9352, 9942-75, 9976-9987.
B. The Evidentiary
Ordinance
Record
About
the
He readily acknowledged there were limitations to
his presentation. It was not a crime study, nor was it
an academic study of the kind he was familiar with in
connection with his doctoral training. Indeed, he was
not asked to do such a study. Rather, the information
he presented was simply a report, an exploratory look
at the crime data. ROA. 9770-01.
Lieutenant Bishopp acknowledged there were
many other late night businesses open between the
hours of 2:00 a.m. and 6:00 a.m. in Dallas, including
convenience stores, gas stations, drugstores, retail
parties referred to it as a three year period. ROA. 9708,
9725.
28
shops, grocery stores, hotels and motels, non-adult
nightclubs, and restaurants. But, no data about crime
within 500 feet of those businesses during the late
night hours was collected. ROA. 9361-63.
Thus, the data he presented did not compare crime
around the adult businesses to crime around
appropriate control sites, even though he agreed he
could have selected proper control sites with which to
make that comparison. ROA. 9365. See also ROA.
9770-01, 9428, 9432. Indeed, he admitted that he did
not apply any sort of methodological research design in
evaluating the crime data he collected, and did not
perform a multi-variate regression analysis of the data
to control for variables. ROA. 9770-01.
Consequently, Lt. Bishopp admitted that he had no
way of knowing whether crime within 500 feet of the
sexually oriented businesses was less, more or the
same as crime within a 500 foot radius of other late
night enterprises. ROA. 9365, 9428, 9432. In fact, in
answer to a question by the court, he acknowledged
that “it’s possible that those same statistics apply to
crime generally in Dallas during those hours.” ROA.
9711.
Similar shortcomings led the Seventh Circuit to
hold that an Indianapolis ordinance requiring adult
bookstores to close between midnight and 10 a.m., and
all day on Sunday was unconstitutional:
The current justification is weak as a
statistical matter. The City did not use a
multivariate regression to control for other
potentially important variables, such as the
presence of late-night taverns. The change in
29
the number of armed robberies is small; the
difference is not statistically significant. The
data do not show that robberies are more
likely at adult bookstores than at other latenight retail outlets, such as liquor stores,
pharmacies, and convenient stores, that are
not subject to the closing hours imposed on
bookstores. . . .
Annex Books, Inc. v. City of Indianapolis, Ind., 740
F.3d 1136, 1138 (7th Cir.), cert. denied, 574 U.S. 820
(2014).
Petitioners showed there were other problems with
the Dallas’s crime data as well, not the least of which
was that of the 35 addresses used to compile the crime
data, according to Lt. Bishopp, seven of them – fully
20%– did not have an operating sexually oriented
business on it. ROA. 9353. By including locations
without an operating adult business, Dallas’s crime
data were suspect ab initio. App. 52. See also ROA.
9355, 9360, 9977.7 What is more, violent crime actually
increased, from 7 incidents to 13 incidents, within 500
feet of those seven vacant locations between the hours
of 2:00 a.m. and 6:00 a.m., compared to the hours of
10:00 p.m. to 2:00 a.m., undermining the rationale for
the Ordinance that shutting the adult businesses
during those hours would reduce crime. ROA. 9397.
7
Dallas acknowledged that three of the seven
locations were non-operational during the entire three
year period. It suggested, however, that some of the
other locations had an operating adult business on it
during part of the three year period. ROA. 9616-19.
30
The City’s data showed that when property crime
and violent crime data within 500 feet of the 35
locations were examined across 2019, 2020 and 2021,
there were fewer combined property crimes and violent
crimes within 500 feet of the sexually oriented
business locations between the hours of 2:00 a.m. and
6:00 a.m., the hours the Ordinance closes the
businesses, than between the hours of 10:00 p.m. and
2:00 a.m.
Petitioners also established that the number of
arrests for violent crime within 500 feet of the sexually
oriented businesses during the hours of 2:00 a.m. to
6:00 a.m., were low. There were just 11 violent crime
incidents, between 2:00 a.m. and 6:00 a.m.,within 500
feet of the nine adult bookstores over the course of the
three years, an average of one incident every three
months within 500 feet of one of the nine retail outlets,
while none occurred during that same period at the
other eight. ROA. 9780-81.
The 66 violent crime incidents reported over three
years within 500 feet of the nine BYOB nude adult
cabarets averages to a single incident around one
cabaret every 16.5 days, and none at the remaining
eight. And the 45 reported violent crime incidents
within 500 feet of the ten topless cabarets with liquor
licenses over the course of three years means that, on
average, just one incident occurred every 24 days
within 500 feet of one of those locations, and none at
the others. ROA. 9395-96.
Petitioners also showed that arrests for violent
crimes within 500 feet of the sexually oriented
businesses between 2:00 a.m. and 6:00 a.m. were
exceedingly rare from 2019-2021: two near the adult
31
bookstores, eleven near the BYOB adult cabarets and
just seven within 500 feet of the topless cabarets.
Viewed more broadly, the crime incidents within
500 feet of the adult businesses represented a
minuscule portion of crime in Dallas. Petitioners
catalogued all crimes in Dallas for the years 2020 and
2021, and the City acknowledged that the data were
similar for 2019. ROA. 9830-32, 9834-35, Exhibits 9,
10, 13 and 14.
From 2019-2021, there were more than 316,000
crimes reported in the City of Dallas. ROA. 10602. The
399 total crime incidents within 500 feet of the 35
sexually oriented business locations between 2:00 a.m.
and 6:00 a.m., during that same time frame however,
represents just 0.0012623– 12/100 of 1%– of the crime
in Dallas. ROA. 10602. Violent crimes reported within
500 feet of the sexually oriented businesses, when
compared to the number of violent crimes throughout
the City, were an equally tiny percentage, 38/100 of
1%. ROA. 9837, 10604.
Petitioners also established that from 2019 to
2021, custodial arrests within 500 feet of the adult
businesses were lower between the hours of 2:00 a.m.
and 6:00 a.m., the hours the Ordinance requires the
businesses to close, as compared with the hours of
10:00 p.m. to 2:00 a.m.
Dallas’s reliance on the calls for service data to
support the law was undermined and cast doubt on the
Ordinance’s rationale when Petitioners showed that
the calls did not have to come from the sexually
oriented business itself, or relate to the business; if a
call for service came from a convenience store that
32
happened to be within 500 feet of one of the 35 sexually
oriented business locations used by the City, that
particular call for service would be included in the data
reported. ROA. 9800. No analysis was done to
determine how many of the Priority 1 calls, the most
serious calls, actually emanated from an event that
took place at the sexually oriented businesses, as
opposed to some location within 500 feet of one of
them. ROA. 9800.
More significantly, as Lt. Bishopp acknowledged,
the theory of the Ordinance is that closing the
businesses between 2:00 a.m. and 6:00 a.m. will reduce
calls for service and conserve police resources by
reducing crime. Under that rationale, he agreed that
he would expect the alcohol licensed cabarets, which
were closed between 2:00 a.m. and 6:00 a.m., five days
a week, to have fewer Priority 1 calls for service than
the BYOB cabarets, which were open after 2:00 a.m.
most days of the week, and the adult bookstores,
which were open twenty-four hours. But the data
showed that the topless clubs, which were closed
beteen 2 am and 6 am five days a week, had more
Priority 1 calls for service than the BYOB cabarets and
the adult bookstores during those hours. ROA 9800-02.
Petitioners also cast doubt on the City’s crime data
generated by a police task force that stepped up
enforcement for a period of time in the Northwest
police district, an area of Dallas where a number of
adult businesses are located. App. 55-56; ROA. 9345,
9352, 9942-75, 9976-9987. More specifically, the police
department formed the Northwest Task Force after six
homicides took place in 2020 and 2021 in the
Northwest police district, an area of Dallas where a
33
number of sexually oriented businesses are located.
Two of the six homicides had no connection to the
sexually oriented businesses, while three or four had
some nexus to an adult nightclub. ROA. 9566, 9992-94.
Those three or four homicides represent a tiny fraction
of Dallas’s homicides in 2020 and 2021– citywide there
were a total of 530 homicides in that two year period.
ROA. 10538.
The vast majority of the citations and arrests made
by the Northwest Task Force– which added an
additional 8 officers to patrol the area during the late
night hours– were the result of routine traffic stops for
going through a red light, turning right on red without
stopping, expired license plates, and similar offenses,
and were not the result of incidents at the City’s
sexually oriented businesses. ROA. 9411.
Those traffic stops, in turn, led to arrests for
individuals with outstanding warrants for offenses that
had taken place in the past or, if probable cause to
search a stopped vehicle was present, an arrest for
contraband in the vehicle. ROA. 9411. And of those
arrests and the citations the Task Force issued, there
was no evidence, other than proximity, of a nexus
between those events and any of the sexually oriented
businesses in the area. ROA. 9953, 9416-18, 9385.
Indeed, as the City admitted, adding eight additional
officers to step up enforcement would lead to increased
stops and arrests that otherwise would not have taken
place, regardless of where in the City and the time of
day the stepped up enforcement occurred. App. 55-56;
ROA. 9412.
In addition, contrary to the City’s claim, the City’s
34
own crime statistics showed that the Northwest
District, where many of the sexually oriented
businesses are located, is not a high crime area in the
city. It ranked sixth lowest of the seven police districts
in homicides in 2021, and fifth lowest in 2020. ROA.
10601. It was sixth in the number of crimes against
persons both in 2020 and in 2021. ROA. 10598. And, it
ranked sixth when robberies were combined with
crimes against persons during those two years. ROA.
10599.
When homicides, aggravated assaults, sexual
assaults and robberies were combined, the Northwest
District ranked fifth out of the seven in both 2020 and
2021. ROA. 10600. See also ROA. 9833-34.
Moreover, there were fewer arrests around the
adult bookstores during the hours that the City wants
them to close than between the hours of 10:00 p.m. and
2:00 a.m. The number of violent crime arrests within
500 feet of the nine bookstores was low to begin with,
but dropped to just two arrests between the hours of
2:00 a.m. and 6:00 a.m., over a three year period when
compared to the five arrests that occurred between
10:00 p.m. to 2:00 a.m. ROA. 9979.
The five hundred 911 calls within 500 feet of the
nine bookstore locations between 2:00 a.m. and 6:00
a.m., cited by the Fifth Circuit, represents just 17 more
calls than between 10:00 p.m. and 2:00 a.m. over the
course of three years, or less than a single additional
call every two months within 500 feet of one store and
none around the other eight.
Finally, Lt. Bishopp, the City’s representative,
35
acknowledged that none of the three academic studies
cited in the slide presentations addressed an hours of
operation law, and that he would not use them as a
basis to support the hours of operation regulation that
the City adopted. ROA. 9812-13.
This case presents the perfect vehicle to clarify the
burden shifting approach, as Petitioners offered
abundant evidence over a three day evidentiary
hearing casting doubt on the Dallas’s rationale for its
law, which the district court found as a factual matter
sufficient to have met that burden.
It is also an appropriate vehicle for the Court to
address the application of Justice Kennedy’s
controlling, concurring opinion in Alameda Books.
The district court found, as fact, that a substantial
number of patrons visit the sexually oriented
businesses after 2:00 a.m.; that clubs earn a significant
portion of their revenue after that time; and, that
many of the dancers employed by Petitioners work
other jobs or have child care obligations, which means
they can only perform during the late night hours,
including after 2:00 a.m. As a result, the quantity and
accessibility of speech was not left substantially intact.
App. 66. The Fifth Circuit concluded, however, that
the Ordinance had to force Petitioners out of business
to violate the First Amendment. So long as they have
a reasonable opportunity to operate their businesses,
the Ordinance withstood Justice Kennedy’s
proportionality test. App. 19.
Its reasoning on that score again conflicts with the
Seventh Circuit’s final decision in Annex Books, which
held Indianapolis’s closing law unconstitutional under
36
Justice Kennedy’s opinion:
That the City's regulation takes the form of
closure is the nub of the problem. Justice
Kennedy, whose vote was essential to the
disposition of Alameda Books, remarked that
“a city may not regulate the secondary effects
of speech by suppressing the speech itself.” 535
U.S. at 445, 122 S.Ct. 1728 (opinion
concurring in the judgment). Yet that's what
Indianapolis has done. The benefits come from
closure: shuttered shops can't be robbed at
gunpoint, and they lack customers who could
be mugged. If that sort of benefit were enough
to justify closure, then a city could forbid adult
bookstores altogether.
740 F.3d at 1138.
It rejected Indianapolis’s argument– the position
taken by the Fifth Circuit— that speech was not
reduced because “customers are free to patronize stores
during the hours they are allowed to be open.” Id.
This case presents an ideal vehicle to clarify what
it means for a law to have “the purpose and effect of
suppressing secondary effects, while leaving the
quantity and accessibility of speech substantially
intact,” and what a challenger must show under that
test.
37
CONCLUSION
For the foregoing reasons, Petitioners request that
the Court grant their petition for a writ of certiorari.
Respectfully submitted,
ROGER ALBRIGHT
T.CRAIG SHEILS
LATRICE ANDREWS
SHEILS WINNUBST
1701 N. Collins Blvd.
Suite 1100
Richardson, Texas 75080
(972) 644-8181
J. MICHAEL MURRAY
Counsel of Record
STEVEN D. SHAFRON
BERKMAN, GORDON,
MURRAY & DEVAN
55 Public Square
Suite 2200
Cleveland, Ohio 44113
(216) 781-5245
jmmurray@bgmdlaw.com
Counsel for Petitioners
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