Amicus Curiae Brief — Lonnie Allen Bassett, Petitioner v. Arizona
Supreme Court briefMar 4, 2024
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No. 23-830
IN THE
Supreme Court of the United States
LONNIE ALLEN BASSETT,
Petitioner,
vs.
STATE OF ARIZONA,
Respondent.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE SUPREME COURT OF ARIZONA
BRIEF OF AMICI CURIAE NATIONAL
ASSOCIATION OF CRIMINAL DEFENSE
LAWYERS, ARIZONA ATTORNEYS FOR
CRIMINAL JUSTICE, ARIZONA CAPITAL
REPRESENTATION PROJECT, ARIZONA
JUSTICE PROJECT, AND THE FEDERAL
PUBLIC DEFENDER FOR THE DISTRICT OF
ARIZONA IN SUPPORT OF PETITIONER
KEITH J. HILZENDEGER
Counsel of Record
Assistant Federal Public Defender
850 West Adams Street, Suite 201
Phoenix, Arizona 85007
(602) 382-2700 voice
keith_hilzendeger@fd.org
Counsel for Amici Curiae
Additional Counsel Listed in Signature Block
I
TABLE OF CONTENTS
Table of Authorities .......................................................... iii
Interests of Amici Curiae ................................................. 1
Introduction and Summary of Argument ........................ 3
Argument ............................................................................. 5
1. At the time of Mr. Bassett’s trial and sentencing
hearing, Arizona had a mandatory life-withoutparole sentencing scheme, which is
unconstitutional as applied to juveniles under
Miller. ...................................................................... 5
A. At the time Mr. Bassett was sentenced,
Arizona law did not allow him to be sentenced
to anything other than life without the
possibility of parole. .......................................... 5
B. The availability of clemency—the only type of
“release” that was legally available at the time
Mr. Bassett was sentenced—is not
constitutionally equivalent to the possibility of
parole. ................................................................. 7
2. Mr. Bassett and other similarly situated juvenile
offenders in Arizona sentenced to life without
parole have never received a Miller-compliant
sentencing, and the court’s decision below will
prevent them from ever having their capacity
for rehabilitation reviewed. ................................... 9
A. Because Arizona’s sentencing scheme did not
allow for a parole-eligible sentence, juvenile
offenders in Arizona like Mr. Bassett did
not have Miller-compliant sentencing
hearings. ............................................................ 9
II
B. Arizona’s sentencing procedures did not
sufficiently narrow the class of juvenile
offenders for whom natural life is an
appropriate sentence. ..................................... 11
C. The vast majority of juveniles in Arizona
unconstitutionally sentenced to life without
parole have not received any type of relief
since Miller. ..................................................... 13
D. The lower Arizona courts are relying on the
decision below to permanently deny relief and
any possibility of release to other similarly
situated defendants. ....................................... 14
Conclusion .......................................................................... 18
III
TABLE OF AUTHORITIES
Cases:
Chaparro v. Shinn, 459 P.3d 50 (Ariz. 2020) ............. 6
Cruz v. Arizona, 598 U.S. 17 (2023) .................... 14, 15
Graham v. Florida, 560 U.S. 48 (2010) ....................... 7
Jones v. Mississippi,
593 U.S. 98 (2021) ................................ 1, 4, 9–10, 12–17
Lynch v. Arizona,
578 U.S. 613 (2016) (per curiam) ............................. 6–8
Miller v. Alabama,
567 U.S. 460 (2012) ................................ 1, 3–6, 8–15, 17
Montgomery v. Louisiana,
577 U.S. 190 (2016) .......................... 1, 3–4, 9–10, 12–15
Roper v. Simmons,
543 U.S. 551 (2005) ................................................ 10, 11
Solem v. Helm, 463 U.S. 277 (1983) ............................ 7
State ex rel. Mitchell v. Cooper,
535 P.3d 3 (Ariz. 2023) ................................................ 15
State v. Arias, No. 1 CA-CR 22-0064 PRPC
(Ariz. Ct. App. Sept. 25, 2023) ................................... 15
State v. Aston, No. 1 CA-SA 22-0068
(Ariz. Ct. App. Jan. 3, 2024) ....................................... 15
State v. Bosquez, No. 1 CA-CR 22-0360 PRPC
(Ariz. Ct. App. Feb. 6, 2024) ...................................... 15
State v. Cabanas, No. 1 CA-CR 21-0534 PRPC
(Ariz. Ct. App. Dec. 6, 2023) ...................................... 15
State v. Conley, No. 1 CA-CR 22-0266 PRPC
(Ariz. Ct. App. Feb. 6, 2024) ...................................... 15
IV
State v. Dansdill,
443 P.3d 990 (Ariz. Ct. App. 2019) ............................... 8
State v. McLeod, No. 1 CA-SA 22-0196
(Ariz. Ct. App. Oct. 13, 2023) ..................................... 15
State v. Odom, No. 1 CA-CR 21-0537 PRPC
(Ariz. Ct. App. Sept. 25, 2023) ................................... 15
State v. Pierce, No. 2 CA-CR 22-0160 PR
(Ariz. Ct. App. Nov. 16, 2023) .................................... 15
State v. Valencia, 386 P.3d 392 (Ariz. 2016) ........... 4, 5
State v. Vera, 334 P.3d 754 (Ariz. Ct. App. 2014) ...... 5
State v. Wagner, No. 1 CA-CR 21-0492 PRPC
(Ariz. Ct. App. Dec. 20, 2023) .................................... 15
Tatum v. Arizona, 580 U.S. 952 (2016) .................... 13
Viramontes v. Attorney General of Arizona, No.
4:16-cv-151-TUC-RM, 2021 WL 977170
(D. Ariz. Mar. 16, 2021) ............................................ 7, 8
Constitution, statutes, and rules:
U.S. Const. amend. VIII .............................................. 1
18 U.S.C. § 3006A ......................................................... 3
18 U.S.C. § 3599 ............................................................ 3
28 U.S.C. § 2254 ...................................................... 3, 16
Ariz. Rev. Stat. § 13-751 ............................................. 16
Ariz. Rev. Stat. § 13-752 ............................................... 5
Ariz. Rev. Stat. § 41-1604.09 ........................................ 5
Ariz. R. Crim. P. 32.1 ............................................ 14, 15
Miscellaneous:
Brief in Opposition, Rue v. Thornell, No. 22-6027
(U.S. Mar. 7, 2023) ...................................................... 16
V
Brief of Amicus Curiae Arizona Attorneys for
Criminal Justice, State v. Valencia,
No. CR-16-0156-PR (Ariz. Jul. 15, 2016) .................. 12
Defendant’s Motion for Certification or Dismissal,
Chaparro v. Shinn, No. 2:19-cv-650-PHX-DWL (D.
Ariz. Mar. 27, 2019) ....................................................... 6
Supplemental Merits Brief of Plaintiff-Appellant,
Shinn v. Board of Executive Clemency, No. CV-210275-PR (Ariz. May 24, 2022) ...................................... 6
1
INTERESTS OF AMICI CURIAE
Amici are 1 the National Association of Criminal
Defense Lawyers, Arizona Attorneys for Criminal
Justice, the Arizona Capital Representation Project, the
Arizona Justice Project, and the Federal Public Defender
for the District of Arizona. Amici have a strong interest
in the consistent and reliable application of the Eighth
Amendment’s prohibition on disproportionate punishment, as interpreted in Miller v. Alabama, 567 U.S. 460
(2012), Montgomery v. Louisiana, 577 U.S. 190 (2016),
and Jones v. Mississippi, 593 U.S. 98 (2021), and in
ensuring that juvenile life-without-parole sentences are
imposed only in the rare case where that harsh sentence
is constitutional.
The National Association of Criminal Defense
Lawyers (NACDL) is a nonprofit voluntary professional
bar association that works on behalf of criminal defense
attorneys to ensure justice and due process for those
accused of crime or misconduct. NACDL was founded in
1958. It has a nationwide membership of many thousands
of direct members, with up to 40,000 more in its affiliates.
NACDL’s members include private criminal defense
lawyers, public defenders, military defense counsel, law
professors, and judges. NACDL is the only nationwide
professional bar association for public defenders and
private criminal defense lawyers. NACDL is dedicated to
advancing the proper, efficient, and just administration of
Pursuant to Rule 37.2, amici have informed counsel of record
for all parties of their intention to file this brief more than 10 days
before its due date. Pursuant to Rule 37.6, amici affirm that no
counsel for a party authored this brief in whole or in part, and that no
person or entity other than amici, their members, and their counsel
made a monetary contribution intended to fund the preparation or
submission of this brief.
1
2
justice. NACDL files numerous amicus briefs each year
in the U.S. Supreme Court and other federal and state
courts, seeking to provide assistance in cases that present
issues of broad importance to criminal defendants,
criminal defense lawyers, and the criminal justice system
as a whole.
Arizona Attorneys for Criminal Justice (AACJ), the
Arizona state affiliate of NACDL, was founded in 1986 in
order to give a voice to the rights of the criminally accused
and to those attorneys who defend the accused. AACJ is a
statewide non-profit membership organization of criminal
defense lawyers, law students, and associated
professionals, who are dedicated to protecting the rights
of the accused in the courts and in the legislature, to
promoting excellence in the practice of criminal law
through education, training, and mutual assistance, and to
fostering public awareness of citizens’ rights, the criminal
justice system, and the role of the defense lawyer.
The Arizona Capital Representation Project (ACRP)
is a statewide non-profit legal services organization that
assists indigent persons facing the death penalty in
Arizona through direct representation, pro bono training
and consulting services, and education. ACRP tracks and
monitors all capital prosecutions in Arizona. ACRP also
represents several individuals sentenced to life without
parole for offenses committed when juveniles.
The Arizona Justice Project (AJP) is a non-profit
organization dedicated to preventing and overturning
wrongful convictions and other manifest injustices, such
as excessive or unconstitutional sentences. Since its
founding in 1998, AJP has received several thousands of
requests for assistance from individuals incarcerated in
Arizona prisons and has represented numerous
individuals before courts of law and the Arizona Board of
3
Executive Clemency, including many juvenile offenders
who have been successfully rehabilitated. AJP has a
compelling interest in ensuring affected juvenile
defendants receive sentences that comply with the Eighth
Amendment’s prohibition on cruel and unusual
punishment.
The Federal Public Defender for the District of
Arizona (FPD) is the organization established under the
Criminal Justice Act of 1964, 18 U.S.C. § 3006A(g), to
provide representation of indigent criminal defendants
before the federal trial and appellate courts covering
Arizona. Under 18 U.S.C. §§ 3006A(a)(2)(B) and
3599(a)(2), the FPD also represents Arizona state
prisoners seeking relief in federal court under 28 U.S.C.
§ 2254 from their unconstitutional sentences of either
incarceration or death. The FPD has represented
numerous individuals in federal habeas proceedings
challenging the constitutionality of their life-withoutparole sentences following this Court’s decisions in Miller
and Montgomery.
Amici have a particular and informed perspective on
the operation of Arizona’s first-degree murder sentencing
scheme and Arizona’s response to this Court’s decision in
Miller declaring mandatory life-without-parole sentences
for juvenile offenders unconstitutional.
INTRODUCTION AND SUMMARY OF ARGUMENT
Dozens of juvenile offenders in Arizona—like
petitioner Lonnie Bassett—were sentenced to life
imprisonment without the opportunity for any type of
release for crimes they committed as teenagers. Because
the Arizona Legislature eliminated parole for all felonies
committed after 1993, juvenile offenders sentenced
between 1994 and 2014 in Arizona were sentenced under
4
a scheme in which judges had no discretion to grant a
parole-eligible sentence.
Despite this Court’s clear directive in Miller v.
Alabama, 567 U.S. 460 (2012), reaffirmed and made
retroactive in Montgomery v. Louisiana, 577 U.S. 190
(2016), that a sentencing scheme that requires a sentence
of life without the possibility of parole for a juvenile
offender constitutes cruel and unusual punishment in
violation of the Eighth Amendment, the State of Arizona
has repeatedly refused to allow individuals who received
these unconstitutional sentences to be resentenced. While
this Court recently reaffirmed in Jones v. Mississippi
that “an individual who commits a homicide when he or
she is under 18 may be sentenced to life without parole,
but only if the sentence is not mandatory and the
sentencer therefore has discretion to impose a lesser
punishment,” 593 U.S. 98, 100 (2021), the State of Arizona
interpreted that decision to foreclose any further relief to
Arizona juvenile offenders unconstitutionally sentenced
to mandatory life without parole.
In the wake of Montgomery, the Arizona Supreme
Court held that individuals like Mr. Bassett were entitled
to postconviction evidentiary hearings at which they could
prove that their sentences did not reflect “irreparable
corruption” so as to warrant a life-without-parole
sentence. State v. Valencia, 386 P.3d 392, 395–96 (Ariz.
2016) (quoting Miller, 567 U.S. at 479–80). But here, the
Arizona Supreme Court reversed course, holding that
juvenile offenders in Arizona are not eligible for such
hearings even though their life-without-parole sentences
were mandatory at the time they were imposed. 2 The
The Valencia court resisted characterizing the sentences as
mandatory, even as it acknowledged a sentencing judge’s lack of
discretion to impose a parole-eligible sentence. Against the backdrop
of the aggravating and mitigating factors for first-degree murder, see
2
5
Arizona Supreme Court once again has demonstrated its
unique inability to follow this Court’s straightforward
holdings. As a result of the Arizona Supreme Court’s
decision in Mr. Bassett’s case, dozens of juvenile offenders
who were unconstitutionally sentenced to mandatory lifewithout-parole sentences will lose their chance to ever
have a Miller-compliant re-sentencing hearing.
ARGUMENT
1. At the time of Mr. Bassett’s trial and sentencing
hearing, Arizona had a mandatory life-withoutparole sentencing scheme, which is unconstitutional as applied to juveniles under Miller.
A. At the time Mr. Bassett was sentenced, Arizona
law did not allow him to be sentenced to
anything other than life without the possibility
of parole.
In Miller, this Court properly identified Arizona as a
jurisdiction with a mandatory life-without-parole
sentencing scheme. See 567 U.S. at 482, 486–487 & nn.9,
13, 15. Effective January 1, 1994, the Arizona legislature
prospectively eliminated the state’s parole scheme. Ariz.
Rev. Stat. § 41-1604.09; see also State v. Vera, 334 P.3d
754, 758 (Ariz. App. 2014) (“Because the Arizona
legislature had eliminated parole for all offenders who
committed offenses after January 1, 1994…, [a
defendant’s] only possibilities for release would be
Ariz. Rev. Stat. § 13-752(F), (G), the court said that the “natural life
sentences at issue… were not mandatory but did amount to sentences
of life without parole” because the “system of ‘earned release
credits,’” which replaced the parole scheme, “did not by its terms
apply to natural life sentences.” 386 P.3d at 394 (citing State v. Vera,
334 P.3d 754, 758–59 (Ariz. Ct. App. 2014)).
6
through a pardon or commutation by the governor.”)
(cleaned up). Accordingly, when Mr. Bassett was
sentenced in 2006, no sentence the judge could have
legally imposed would have allowed for the possibility of
parole. See Lynch v. Arizona, 578 U.S. 613, 615 (2016) (per
curiam) (“But under state law, the only kind of release for
which Lynch would have been eligible—as the State does
not contest—is executive clemency.”).
The state argued below that some Arizona courts’
mistaken belief that parole was still available after 1994
somehow converts Arizona’s sentencing scheme into one
that did not mandatorily impose life without parole for
first-degree murder. But the Arizona Supreme Court
itself has explained that a parole-eligible sentence was not
legally available when Mr. Bassett was sentenced. See
Chaparro v. Shinn, 459 P.3d 50, 52, 54 (Ariz. 2020)
(characterizing a sentence that “include[s] parole
eligibility after he has served 25 years,” as “illegally
lenient”). As Mr. Bassett explains in his petition, the state
previously argued that Arizona did have mandatory lifewithout-parole sentencing before Miller. (Pet. 8.) And the
state has continued to argue in other cases, as recently as
2022, that Arizona’s sentencing scheme unambiguously
barred parole eligibility and that judges understood that
parole was not available, even where, as in Mr. Bassett’s
case, parole was referenced during sentencing
proceedings. See Defendant’s Motion for Certification or
Dismissal at 2, 12–13, Chaparro v. Ryan, No. 2:19-cv-650DWL (D. Ariz. Mar. 27, 2019); Supplemental Merits Brief
of Plaintiff-Appellant at 5, Shinn v. Board of Executive
Clemency, No. CV-21-0275-PR (Ariz. May 24, 2022) (“[I]n
1994, first-degree murderers… were not statutorily
eligible for parole; they were eligible only for ‘release,’ i.e.
commutation or pardon.”).
7
B. The availability of clemency—the only type of
“release” that was legally available at the time
Mr. Bassett was sentenced—is not constitutionally equivalent to the possibility of parole.
If an Arizona defendant convicted of first-degree
murder after 1993 received a sentence carrying the
possibility of “release after 25 years,” the “only kind of
release” for which that defendant was statutorily eligible
was executive clemency. Lynch, 578 U.S. at 615. Yet in the
decision below, the Arizona Supreme Court ignored this
Court’s directive in Lynch: executive clemency is not
constitutionally equivalent to parole. 578 U.S. at 615–16;
see also Solem v. Helm, 463 U.S. 277, 303 (1983)
(“Recognition of such a bare possibility [of executive
clemency] would make judicial review under the Eighth
Amendment meaningless.”).
In Graham v. Florida, this Court explicitly held that
“the remote possibility” of executive clemency is not a
constitutionally adequate substitute for parole. 560 U.S.
48, 70 (2010). Graham considered a scheme analogous to
Arizona’s: Florida had abolished its parole system, leaving
executive clemency as the only available form of release.
Id. at 57 (“Because Florida has abolished its parole
system… a life sentence gives a defendant no possibility
of release unless he is granted executive clemency.”). This
Court concluded that, in the case of juveniles, Florida’s
sentencing scheme providing for executive clemency was
not constitutionally interchangeable with one providing
for parole. Id. at 70.
The Eighth Amendment distinguishes parole, which
represents a meaningful opportunity for release, from
executive clemency, which—in Arizona especially—
amounts to a de facto natural life sentence. See
Viramontes v. Att’y Gen. of Arizona, No. 4:16-cv-151-
8
TUC-RM, 2021 WL 977170, at *2 (D. Ariz. March 16,
2021) (“Unlike parole, the chances of obtaining release
through executive clemency are slim.”); id. at *2 n.2
(citing statistics from 2013 in which parole was granted in
approximately 24% of cases, while commutation was
granted in only 0.005% of cases); see also State v.
Dansdill, 443 P.3d 990, 1000 n.10 (Ariz. Ct. App. 2019)
(“[I]n Arizona, the possibility that a life sentence may
allow for release after twenty-five years is more
theoretical than practical. Parole was eliminated for all
offenses committed after January 1, 1994, leaving
commutation or pardon as the only possibilities for
release…. The likelihood of either is so remote that the
mandatory noncapital life sentence for felony murder is
constitutionally indistinct from the mandatory noncapital
natural life sentence for premeditated murder.”) (cleaned
up). The possibility of clemency is particularly illusory in
Arizona: amici who track clemency proceedings in
Arizona are not aware of a single instance in which an
individual convicted of first-degree murder since Arizona
eliminated parole in 1994 has received a grant of executive
clemency (i.e., commutation of sentence or pardon), which
requires a recommendation from the Board of Executive
Clemency and approval by the Governor.
As in Lynch, the Arizona Supreme Court in the
decision below has once again failed to acknowledge the
constitutionally significant difference between the only
type of release Mr. Bassett’s sentencing judge could
lawfully permit—executive clemency—and the type of
release Miller requires a judge to have discretion to
impose—parole.
9
2. Mr. Bassett and other similarly situated juvenile
offenders in Arizona sentenced to life without
parole have never received a Miller-compliant
sentencing, and the court’s decision below will
prevent them from ever having their capacity for
rehabilitation reviewed.
A. Because Arizona’s sentencing scheme did not
allow for a parole-eligible sentence, juvenile
offenders in Arizona like Mr. Bassett did not
have Miller-compliant sentencing hearings.
This Court has repeatedly held that “the Eighth
Amendment forbids a sentencing scheme that mandates
life in prison without possibility of parole for juvenile
offenders.” Miller, 567 U.S. at 479; see also Jones, 593
U.S. at 118 (“Today’s decision does not disturb [the]
holding” of Miller “that a State may not impose a
mandatory life-without-parole sentence on a murderer
under 18.”). Despite these clear precedents, the court
below held that “Miller and its progeny do not specifically
require the availability of parole when sentencing a
juvenile offender.” (Pet. App. 19a.) That is the opposite of
what this Court held in Miller, Montgomery, and, most
recently, Jones: “[A]n individual who commits a homicide
when he or she is under 18 may be sentenced to life
without parole, but only if the sentence is not mandatory
and the sentencer therefore has discretion to impose a
lesser punishment.” Jones, 593 U.S. at 100 (emphasis
added).
As explained above—and as acknowledged by the
court below—Arizona courts sentencing offenders like
Mr. Bassett between 1994 and 2014 did not have
discretion to impose a life sentence that carried the
possibility of parole. Sentences that are more severe were
available, including natural life with no eligibility for any
10
kind of executive clemency, and death. But Miller’s
prohibition on mandatory sentencing requires a sentencer
to have discretion to impose a sentence of life with the
possibility of parole or a less severe sentence than those
two. See 567 U.S. at 474–76.
Indeed, many of the individuals now sentenced to
natural life for crimes committed as juveniles were
sentenced at a time when death was an available sentence.
While Mr. Bassett’s case was pending trial, this Court
held in Roper v. Simmons that executing a person for a
crime committed during childhood violates the Eighth
Amendment. 543 U.S. 551 (2005). Prior to Simmons,
Arizona law allowed certain offenders younger than 18 to
be sentenced to death. Of the 29 individuals throughout
Arizona currently serving natural life for crimes
committed when they were children, 19 were sentenced
before Simmons was decided. This timing matters for two
reasons. First, Simmons marked the beginning of a
paradigm shift—continued in this Court’s later
jurisprudence through Miller and its progeny—in how
juvenile crime and punishment are understood under the
Eighth Amendment. While judges may have considered
youth as a chronological fact in pre-Simmons cases, they
could not have appreciated the constitutional significance
of “youth and its attendant characteristics” that this
Court has since held must factor into sentencing. Jones,
593 U.S. at 111 (quoting Montgomery, 577 U.S. at 210).
Second, because death was an alternative available
punishment, the fact that these individuals received a less
severe sentence—natural life—indicates that they are not
among the “rarest of children, those whose crimes reflect
‘irreparable corruption.’” Montgomery, 577 U.S. at 195
(quoting Miller, 567 U.S. at 479–80).
Under Arizona’s pre-Simmons scheme, a natural-life
sentence does not reliably indicate that an individual falls
11
within the class of juveniles for whom a life-without-parole
sentence is constitutionally permissible. To the contrary,
in these cases, a natural life sentence reflects either a
prosecutorial or judicial determination that an individual
is not one of the “worst of the worst” for whom the
harshest possible penalty—life without the possibility of
parole—is appropriate.
B. Arizona’s sentencing procedures did not
sufficiently narrow the class of juvenile
offenders for whom natural life is an
appropriate sentence.
Simmons marked the beginning of a dramatic shift in
how juvenile offenders are treated under the Eighth
Amendment––a shift that this Court has continued to bear
out and expand in the two decades since. Simmons
described the meaningful differences between child and
adult offenders and acknowledged that these differences
are of constitutional import. 543 U.S. at 569–71. In
Simmons the Court concluded that, given juveniles’
“diminished culpability,” the “penological justifications”
for the most severe penalty “apply to them with lesser
force than to adults.” Id. at 571. Accordingly, in Miller,
this Court stated that “given all we have said in Roper,
Graham, and this decision about children’s diminished
culpability and heightened capacity for change, we think
appropriate occasions for sentencing juveniles to this
harshest possible penalty [i.e., life without the possibility
of parole] will be uncommon.” 567 U.S. at 479. While the
Court stopped short of outlawing life-without-parole
sentences for juveniles, it mandated that sentencers “take
into account how children are different, and how those
differences counsel against irrevocably sentencing them
to a lifetime in prison.” Id. at 480.
12
A few years later in Montgomery, this Court explained
that under Miller, “a lifetime in prison is a disproportionate sentence for all but the rarest of children, those
whose crimes reflect irreparable corruption.” 577 U.S. at
195 (cleaned up). This Court then affirmed in Jones the
outcome-driven policy behind Montgomery and Miller
that a discretionary sentencing scheme in which youth
and its attendant characteristics must be considered will
“help[] ensure that life-without-parole sentences are
imposed only in cases where that sentence is appropriate
in light of the defendant’s age,” 593 U.S. at 111–12, and
that these procedures themselves “would make lifewithout-parole sentences ‘relatively rare’ for juvenile
offenders.” Id. at 112–13. In Jones, this Court assumed
that Miller’s promise had come true, and that “when given
the choice, sentencers impose life without parole on
children relatively rarely.” Id. (quoting Miller, 567 U.S. at
483 n.10).
Unfortunately, in Arizona, Miller’s promise has not
proven true. Even assuming there was a meaningful
difference between life with the possibility of release and
natural life sentences, Arizona sentencing courts impose
natural life on juvenile offenders at an alarmingly high
rate. See Brief of Amicus Curiae Arizona Attorneys for
Criminal Justice at 11 and Appx. A, State v. Valencia, No.
CR-16-0156-PR (Ariz. July 15, 2016) (collecting data
demonstrating that more than 30% of juvenile offenders
convicted of first-degree murder in Arizona are sentenced
to natural life). This is hardly reconcilable with Jones’s
assumption that “when given the choice, sentencers
impose life without parole on children relatively rarely,”
593 U.S. at 112, and thus is more evidence that Arizona’s
scheme at the time of Mr. Bassett’s sentencing did not
comply with Miller’s directives.
13
C. The vast majority of juveniles in Arizona
unconstitutionally sentenced to life without
parole have not received any type of relief since
Miller.
In Jones, this Court assumed that “[b]y now, most
offenders who could seek collateral review as a result of
Montgomery have done so and, if eligible, have received
new discretionary sentences under Miller.” Jones, 593
U.S. at 110 n.4. But this assumption also has not proven
true in Arizona. The State of Arizona has successfully
fought to prevent re-sentencing hearings from occurring
in almost all cases. Immediately after Miller, the state
argued that Miller was not retroactive and did not provide
a basis for postconviction relief under Arizona law—a
position this Court rejected in Montgomery. Following
Montgomery, this Court vacated and remanded several
Arizona cases, finding that the Arizona courts had not
properly “take[n] into account how children are different,
and how those differences counsel against irrevocably
sentencing them to a lifetime in prison.” Tatum v.
Arizona, 580 U.S. 952, 952 (2016) (Sotomayor, J.,
concurring) (quoting Miller, 567 U.S. at 480). While a
handful of defendants were resentenced following
Montgomery and Tatum, most were not. In Maricopa
County—Arizona’s most populous county, where the vast
majority of natural life sentences in Arizona were
imposed—not a single one of the 25 juvenile offenders who
received natural life sentences has been resentenced since
Miller. This was not consistent with the Court’s
assumption when it decided Jones. Yet the State of
Arizona has continued to argue juveniles are not entitled
to any hearings on the constitutionality of their lifewithout-parole sentences, most recently relying on this
Court’s decision in Jones to argue to Arizona courts that
Miller is meaningless in Arizona and to convince them to
14
vacate pending
proceedings.
re-sentencing
and
postconviction
Unlike the defendant in Jones, whose life-withoutparole sentence was upheld following a post-Miller resentencing hearing, Mr. Bassett and similarly situated
juveniles sentenced to mandatory life without parole in
Arizona have never received a re-sentencing hearing.
These individuals have never had the discretionary
sentencing at which a judge would consider a child’s
“‘diminished culpability and heightened capacity for
change’ before condemning him or her to die in prison.”
Montgomery, 577 U.S. at 195 (quoting Miller, 567 U.S at
479). As a result, Arizona’s procedures have failed to
distinguish between the “rarest” children whose crimes
reflect permanent incorrigibility—for whom life without
parole may be a permissible sentence—and the majority
of children whose crimes reflect transient immaturity—
for whom such a sentence is disproportionate under the
Eighth Amendment. Jones, 593 U.S. at 106 n.2 (quoting
Montgomery, 577 U.S. at 211).
D. The lower Arizona courts are relying on the
decision below to permanently deny relief and
any possibility of release to other similarly
situated defendants.
Despite the faulty logic of the Arizona Supreme
Court’s decision below, lower courts have found their
hands tied by the decision. Bound by the decision below,
lower courts in Arizona have denied review to all other
juvenile offenders in Arizona who had pending claims that
they are entitled to postconviction relief because Miller is
a change in the law that would likely make their sentences
unconstitutional. Notably, such claims arose under
Arizona Rule of Criminal Procedure 32.1(g), the same
state rule at issue in Cruz v. Arizona, 598 U.S. 17 (2023).
15
Under the decision below, lower courts are dismissing
pending postconviction proceedings and finding that all
juvenile lifers in Arizona are categorically not entitled to
relief, without individualized consideration of each case.
See, e.g., State v. Wagner, No. 1 CA-CR 21-0492 PRPC
(Ariz. Ct. App. Dec. 20, 2023) (denying relief because
“under the Arizona Supreme Court’s holding in [State ex
rel. Mitchell v. Cooper (Bassett), 256 Ariz. 1 (2023)],”
Miller is not a “significant change in the law that, if
applied to Wagner’s case, would probably overturn his
sentence, [and therefore] Wagner is not entitled to relief
under Arizona Criminal Rule of Procedure 32.1(g)”); see
also State v. Arias, No. 1 CA-CR 22-0064 PRPC (Ariz. Ct.
App. Sept. 25, 2023) (denying relief to defendant following
the Arizona Supreme Court’s decision in State v. Hon.
Cooper/Bassett); State v. Odom, No. 1 CA-CR 21-0537
PRPC (Ariz. Ct. App. Sept. 25, 2023) (same); State v.
McLeod, No. 1 CA-SA 22-0196 (Ariz. Ct. App. Oct. 13,
2023) (same); State v. Pierce, No. 2 CA-CR 22-0160 PR
(Ariz. Ct. App. Nov. 16, 2023) (same); State v. Cabanas,
No. 1 CA-CR 21-0534 PRPC (Ariz. Ct. App. Dec. 6, 2023)
(same); State v. Aston, No. 1 CA-SA 22-0068 (Ariz. Ct.
App. Jan. 3, 2024) (same); State v. Conley, No. 1 CA-CR
22-0266 PRPC (Ariz. Ct. App. Feb. 6, 2024) (same); State
v. Bosquez, No. 1 CA-CR 22-0360 PRPC (Ariz. Ct. App.
Feb. 6, 2024) (same). While several other cases are still
pending in the Arizona courts, these results furnish no
reason to believe that they will depart from the Arizona
Supreme Court’s holding here. Thus, the decision below
represents a bar to all Arizona juveniles challenging their
mandatory life-without-parole sentences as unconstitutional under Miller—a perverse result given this
Court’s rulings in Montgomery, Tatum, Jones, and Cruz.
This Court should grant review to correct the Arizona
Supreme Court’s error and allow these cases to proceed
to litigation on the merits of the individuals’ constitutional
16
claims challenging their sentences in the Arizona state
courts. The Arizona Attorney General’s Office has
previously asked this Court to deny review in similar
cases seeking certiorari review from the Ninth Circuit,
requesting this Court to delay review while Mr. Bassett’s
case was pending in the Arizona Supreme Court because
it was possible that there would be a state remedy that
would moot any federal claims. See, e.g., Brief in
Opposition at 27‒28, Rue v. Thornell, No. 22-6027 (Mar. 7,
2023). The State further argued that instead of using a
habeas case subject to the limitation on relief in 28 U.S.C.
§ 2254(d), “the better vehicle [for this Court] to address
the constitutionality of Arizona [sentencing] statutes
would be a decision from the Arizona Supreme Court
interpreting and analyzing those statutes.” Id. at 28. The
opportunity the State of Arizona asked this Court to wait
for in Rue is now here. The Court should not allow the
State of Arizona to continue to ignore this Court’s
precedents, to disavow its own previous arguments, and
to deny individuals with potentially meritorious
constitutional claims their day in court.
Finally, this Court in Jones concluded its analysis by
stating that the Court’s decision was “far from the last
word on whether Jones will receive relief from his
sentence” because the Court’s decision allowed him to
present his “moral and policy arguments for why he
should not be forced to spend the rest of his life in prison”
to “the state officials authorized to act on them.” Jones,
593 U.S. at 121. Unfortunately, no such opportunity exists
for juveniles like Mr. Bassett sentenced to natural life in
Arizona. Under Arizona law, a natural life sentence
prevents an individual from ever seeking review of his
sentence through any form of executive clemency and
denies him any opportunity to present evidence of his
rehabilitation. See Ariz. Rev. Stat. § 13-751(A)(1) (“A
defendant who is sentenced to natural life is not eligible
17
for commutation, parole, work furlough, work release or
release from confinement on any basis.”). As explained
above, the natural life sentence imposed on Mr. Bassett
and other juvenile offenders in Arizona is even harsher
than the life-without-parole sentences this Court
considered in Miller and Jones. If the Court allows the
decision of the Arizona Supreme Court below to stand, it
will truly shut the prison gates forever for impacted
juvenile offenders in Arizona.
18
CONCLUSION
The petition for a writ of certiorari should be granted.
Respectfully submitted,
JON M. SANDS
Federal Public Defender
KEITH J. HILZENDEGER
Counsel of Record
Assistant Federal Public Defender
850 West Adams Street, Suite 201
Phoenix, Arizona 85007
(602) 382-2700 voice
keith_hilzendeger@fd.org
Additional counsel:
JEFFREY T. GREEN
Co-Chair, Amicus Committee
National Association of
Criminal Defense Lawyers
1660 L Street NW
Washington, DC 20036
AMY ARMSTRONG
SAM KOOISTRA
Arizona Capital
Representation Project
25 South Grande Avenue
Tucson, Arizona 85745
KAREN S. SMITH
LILIAN NIMLO
Arizona Justice Project
4001 North 3rd Street,
Suite 401
Phoenix, Arizona 85012
DAVID J. EUCHNER
Co-Chair, Amicus Committee
Arizona Attorneys for
Criminal Justice
33 North Stone Avenue,
21st Floor
Tucson, Arizona 85701
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.