Amicus Curiae Brief — Salvatore Delligatti, Petitioner v. United States
Supreme Court briefFeb 29, 2024
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No. 23-825
IN THE
SALVATORE DELLIGATTI,
Petitioner,
v.
UNITED STATES OF AMERICA,
Respondent.
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Second Circuit
BRIEF OF NATIONAL ASSOCIATION FOR
PUBLIC DEFENSE AS AMICUS CURIAE IN
SUPPORT OF PETITIONER
Emily Hughes
NATIONAL ASSOCIATION
FOR PUBLIC DEFENSE
130 Byington Road
Iowa City, IA 52242
Daniel Woofter
Counsel of Record
GOLDSTEIN, RUSSELL &
WOOFTER LLC
1701 Pennsylvania Ave. NW
Suite 200
Washington, DC 20006
(202) 240-8433
dw@goldsteinrussell.com
TABLE OF CONTENTS
TABLE OF AUTHORITIES ........................................ ii
INTEREST OF AMICUS CURIAE ............................. 1
INTRODUCTION AND SUMMARY OF
ARGUMENT ................................................................ 2
ARGUMENT ................................................................ 3
I.
New York Second Degree Murder Is Not A
Predicate Offense Under Section 924 Of The
ACCA. .................................................................... 3
A. Second degree murder can be committed
in New York with no action at all. ................. 3
B. Crimes that require zero physical action
by the defendant are not predicates
under the use-of-force clauses of the
ACCA. ............................................................. 7
II. Congress Has Had Over Thirty Years To
Amend The Force Clauses Of Section 924 In
The Face Of Seemingly Unsatisfying Results
And Chosen Not To Do So. .................................. 13
CONCLUSION .......................................................... 16
ii
TABLE OF AUTHORITIES
Cases
Bailey v. United States,
516 U.S. 137 (1995) .................................................. 8
Descamps v. United States,
570 U.S. 254 (2013) .................................................. 4
In re Dashawn W.,
21 N.Y.3d 36 (2013) .................................................. 5
Johnson v. United States,
559 U.S. 133 (2010) ............................ 6, 9, 10, 11, 12
Leocal v. Ashcroft,
543 U.S. 1 (2004) ............................................ 8, 9, 12
Mathis v. United States,
579 U.S. 500 (2016) .......................................... 13, 14
Matthews v. Barr,
927 F.3d 606 (2d Cir. 2019) ..................................... 3
Moncrieffe v. Holder,
569 U.S. 184 (2013) .............................................. 6, 7
Neal v. United States,
516 U.S. 284 (1996) ................................................ 14
People v. Steinberg,
595 N.E.2d 845 (N.Y. 1992) ............................. 5, 6, 7
People v. Wong,
619 N.E.2d 377 (N.Y. 1993) ................................. 6, 7
Shepard v. United States,
544 U.S. 13 (2005) ............................................ 13, 14
Taylor v. United States,
495 U.S. 575 (1990) ............................................ 2, 14
United States v. Aparicio-Soria,
740 F.3d 152 (4th Cir. 2014) .................................... 7
iii
United States v. Castleman,
572 U.S. 157 (2014) .......................... 9, 10, 11, 12, 13
United States v. Covington,
880 F.3d 129 (4th Cir. 2018) .................................. 13
United States v. Drummond,
925 F.3d 681 (4th Cir. 2019) .................................... 4
United States v. Harris,
289 A.3d 1060 (Pa. 2023) ....................................... 15
United States v. Harris,
68 F.4th 140 (3d Cir. 2023) .................................... 10
United States v. Harris,
88 F.4th 458 (3d Cir. 2023) .............. 2, 10, 14, 15, 16
United States v. Harris,
844 F.3d 1260 (10th Cir. 2017) ................................ 6
United States v. Kroll,
918 F.3d 47 (2d Cir. 2019) ..................................... 16
United States v. Mayo,
901 F.3d 218 (3d Cir. 2018) ............................. 10, 12
United States v. Middleton,
883 F.3d 485 (4th Cir. 2018) .................................... 9
United States v. Torres-Miguel,
701 F.3d 165 (4th Cir. 2012) .................................. 13
Villanueva v. United States,
893 F.3d 123 (2d Cir. 2018) ................................... 10
Statutes
18 U.S.C. § 16(a) .......................................................... 8
18 U.S.C. § 3559(e) .................................................... 16
18 U.S.C. § 921(a)(33)(A)(ii) ...................................... 11
18 U.S.C. § 922(g)(9) .................................................. 11
18 U.S.C. § 924... 2, 3, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16
iv
18 U.S.C. § 924(c)(3)(A) ....................................... 2, 3, 8
18 U.S.C. § 924(e) ............................................ 8, 10, 11
18 U.S.C. § 924(e)(1) .................................................. 13
18 U.S.C. § 924(e)(2)(B)(i) ........................................ 3, 8
N.Y. Penal Law § 125.20 ............................................. 4
N.Y. Penal Law § 125.20(1) ......................................... 5
N.Y. Penal Law § 125.25 ......................................... 4, 8
N.Y. Penal Law § 125.25(1) ..................................... 4, 5
N.Y. Penal Law § 125.25(2) ..................................... 4, 5
N.Y. Penal Law § 125.25(3) ..................................... 4, 5
N.Y. Penal Law § 125.25(4) ..................................... 4, 5
N.Y. Penal Law § 125.25(5) ..................................... 4, 5
N.Y. Penal Law § 15.10 ............................................... 4
Rules
Supreme Court Rule 37 ............................................... 1
1
INTEREST OF AMICUS CURIAE1
The National Association for Public Defense
(NAPD) is an association of more than 28,000
professionals who deliver the right to counsel
throughout all U.S. states and territories. NAPD
members include attorneys, investigators, social
workers, administrators, and other support staff who
are responsible for executing the constitutional right
to effective assistance of counsel. NAPD’s members
are advocates in jails, in courtrooms, and in
communities, and are experts in not only theoretical
best practices, but also in the practical, day-to-day
delivery of legal services. Their collective expertise
represents federal, state, county, and local systems
through full-time, contract, and assigned counsel
delivery mechanisms, dedicated juvenile, capital and
appellate offices, and a diversity of traditional and
holistic practice models. In addition, NAPD hosts
annual conferences and webinars where discovery,
investigation, cross-examination, and prosecutorial
duties are addressed. NAPD also provides training to
its members concerning zealous pretrial and trial
advocacy and strives to obtain optimal results for
clients both at the trial level and on appeal.
1
Pursuant to Supreme Court Rule 37, counsel for amicus
represents that he authored this brief in its entirety and that
none of the parties or their counsel, nor any other person or entity
other than amicus or its counsel, made a monetary contribution
intended to fund the preparation or submission of this brief.
Counsel of record for all parties received timely notice of amicus’s
intent to file this brief.
2
INTRODUCTION AND
SUMMARY OF ARGUMENT
NAPD’s members represent a broad cross-section
of the criminal defense bar. All have a strong interest
in this case because the Second Circuit incorrectly
held that a crime that can be committed with no action
at all “has as an element the use, attempted use, or
threatened use of physical force against the person or
property of another.” See Pet. App. 8a, 11a-12a
(quoting 18 U.S.C. § 924(c)(3)(A)). The Second
Circuit’s holding does violence to the text of
Section 924 of the Armed Career Criminal Act (ACCA)
and misapplies this Court’s precedents—prejudicing
NAPD’s members and those they represent.
As the Third Circuit recently explained, a prior
criminal conviction cannot be a predicate offense
under Section 924’s force clauses when the statute of
conviction can be committed with no physical act at
all. Thus, because first-degree aggravated assault in
Pennsylvania, for example, can be accomplished by
“‘omission,’” it “does not include the use of force as an
element. Period. That should be the end of it.” United
States v. Harris, 88 F.4th 458, 464 (3d Cir. 2023)
(Jordan, J., concurring in denial of rehearing en banc,
joined by Chagares, C.J., and Hardiman, Krause,
Bibas, Porter, and Matey, JJ.) (rejecting government’s
contrary argument). This result may sometimes “be a
source of great frustration for the government.” See id.
at 459. But it is the “outcome” that “is compelled by
precedent” from this Court going back more than
thirty years. Id. at 459, 466-70; see Taylor v. United
States, 495 U.S. 575 (1990). At this point, the
government must turn to Congress if it wants a
different statutory regime.
3
ARGUMENT
I.
New York Second Degree Murder Is Not A
Predicate Offense Under Section 924 Of The
ACCA.
A. Second degree murder can be committed
in New York with no action at all.
1. New York’s highest court has held that second
degree murder can be committed under state statute
regardless of whether the defendant caused the death
by his own physical action. In other words, second
degree murder can be committed in New York with a
complete lack of action by a defendant. That cannot be
a predicate offense under Section 924 of the ACCA
because it necessarily does not require “as an element
the use, attempted use, or threatened use of physical
force against the person ... of another.” 18 U.S.C.
§ 924(c)(3)(A) (use-of-force element in “‘crime of
violence’” definition); see 18 U.S.C. § 924(e)(2)(B)(i)
(same in “‘violent felony’” definition).2
In assessing whether an offense qualifies as a
crime of violence, “the Supreme Court and other
Courts of Appeals have recognized that federal courts
are bound by the highest state court’s interpretations
of state law.” Matthews v. Barr, 927 F.3d 606, 622 n.11
(2d Cir. 2019) (citing cases). Thus, to determine the
minimum conduct necessary for a conviction, this
Court looks to the state “statute, as interpreted by the
New York Court of Appeals.” Id. at 621; see also United
States v. Drummond, 925 F.3d 681, 689-90 (4th Cir.
2
The use-of-force clauses in Section 924 are functionally
identical, so they are treated collectively as “Section 924” in this
brief.
4
2019) (“When evaluating a state court conviction for
ACCA predicate offense purposes, a federal court is
bound by the state court’s interpretation of state law,
including its determination of the elements of the
potential predicate offense. ... For statutory offenses,
we look to the physical actions specified in the statute,
and any state court decisions interpreting its terms.”
(cleaned up)).
In New York, “[a] person is guilty of murder in the
second degree when,” “[w]ith intent to cause the death
of another person,” for example, “he causes the death
of such person or of a third person.” N.Y. Penal Law
§ 125.25(1). Although N.Y. Penal Law § 125.25 lists
four other, alternative sets of scenarios with different
mens rea requirements that all count as second degree
murder, the indictment failed to charge a specific
subsection of this “divisible” statute. Cf. Descamps v.
United States, 570 U.S. 254, 257 (2013). But this
failure matters not for present purposes, because the
actus reus is the same in each subsection, and New
York’s highest court has repeatedly held that the
statute—and others with the same language—does
not require the application of physical force.
Under state law, “[t]he minimal requirement for
criminal liability is the performance by a person of
conduct which includes a voluntary act or the omission
to perform an act which he is physically capable of
performing.” N.Y. Penal Law § 15.10 (emphasis
added). This understanding is confirmed by Court of
Appeals of New York cases interpreting the crime of
first degree manslaughter under N.Y. Penal Law
§ 125.20, which differs from some subsections of the
State’s second degree murder statute only as far as the
applicable mens rea is concerned. See In re Dashawn
5
W., 21 N.Y.3d 36, 48 (2013). The actus reus, though, is
the same across the board.3
In explaining the same actus reus required for
first degree manslaughter, the Court of Appeals of
New York has held that harm caused by omission is
sufficient for a conviction. Put differently, a defendant
can be found guilty of first degree manslaughter in
New York without taking any action at all, so long as
there is a duty of care. See People v. Steinberg, 595
N.E.2d 845, 847 (N.Y. 1992).
Thus, for example, a parent who declines to seek
medical care for a child who has been severely injured
may be found guilty of first degree manslaughter in
New York. Steinberg, 595 N.E.2d at 847. As put by the
State’s highest court, “the failure to obtain medical
care” by a legal caretaker “can ... support a first degree
manslaughter charge, so long as there is sufficient
proof of the requisite mens rea—intent to cause serious
physical injury.” Ibid. “If the objective is to cause
serious physical injury, the mental culpability element
3
Compare N.Y. Penal Law § 125.20(1) (“A person is guilty of
manslaughter in the first degree when,” with “intent to cause
serious physical injury to another person, he causes the death of
such person or of a third person ... .”), with N.Y. Penal Law
§ 125.25(1) (“A person is guilty of murder in the second degree
when,” with “intent to cause the death of another person, he
causes the death of such person or of a third person ... .”), id.
§ 125.25(2) (same actus reus), id. at § 125.25(3) (actus reus is that
defendant “or another participant, if there be any, causes the
death of a person other than one of the participants” during an
enumerated felony), id. § 125.25(4) (actus reus is “causes the
death” of “another person less than eleven years old” “[u]nder
circumstances evincing a depraved indifference to human life”),
and id. § 125.25(5) (same actus reus as to “a person less than
fourteen years old”).
6
of first degree manslaughter is satisfied—whether or
not defendant had knowledge that the omission would
in fact cause serious injury or death.” Id. at 848.
The Court of Appeals of New York reiterated
Steinberg’s holding just a year later. According to the
court, even a “‘passive’ defendant” can be criminally
liable “predicated on an ‘omission.’” People v. Wong,
619 N.E.2d 377, 381 (N.Y. 1993). Thus, “where the
requisite proof [of intent] is present,” the court
explained, “a person in the position of the ‘passive’
defendant ... may be held criminally liable for failing
to seek emergency medical aid for a seriously injured
child.” Ibid. So long as a passive defendant can be
shown to be “personally aware” of the danger to the
victim, the defendant may be found “criminally liable
for failing to seek medical help” for the victim to whom
she owes a duty of care. Id. at 381-82.
2. These pronouncements of the law of second
degree murder and first degree manslaughter in New
York—from the State’s highest court—are all this
Court needs to find a “realistic probability” “that the
State would apply its statute” to criminalize
omissions. Moncrieffe v. Holder, 569 U.S. 184, 191
(2013) (quotation marks omitted). “Decisions from the
state supreme court best indicate a ‘realistic
probability,’ supplemented by decisions from the
intermediate-appellate courts.” United States v.
Harris, 844 F.3d 1260, 1264 (10th Cir. 2017).
Because the Court of Appeals of New York has
defined the actus reus for second degree murder and
first degree manslaughter in the State, that is all that
is necessary to show the minimum conduct
criminalized by the state statute. See, e.g., Johnson v.
United States, 559 U.S. 133, 138, 140 (2010)
7
(Johnson I) (holding that Florida battery is not a
“violent felony” under Section 924 because the “Florida
Supreme Court has held that the element of actually
and intentionally touching under Florida’s battery law
is satisfied by any intentional physical contact, no
matter how slight” (quotation marks omitted)).
“We do not need to hypothesize about whether
there is a ‘realistic probability’ that [New York]
prosecutors will charge defendants” for omissions; “we
know that they can because the state’s highest court
has said so.” E.g., United States v. Aparicio-Soria, 740
F.3d 152, 158 (4th Cir. 2014) (so holding as to
Maryland prosecutors) (en banc). The “State actually
prosecutes the relevant offense,” see Moncrieffe, 569
U.S. at 206, based on omission. The defendants in
Steinberg and Wong were “actually prosecuted” based
on theories of the case that an omission alone is
enough to charge, and take to a jury, the analogous
crime of first degree manslaughter. Supra pp.5-6.
There is thus more than a “realistic probability” that
defendants will be prosecuted for these New York
crimes despite the lack of any force by the defendant
whatsoever. See Moncrieffe, 569 U.S. at 191 (“realistic
probability” of prosecution enough) (quotation marks
omitted). Prosecutors in the State have done so. And
the State’s highest court has affirmed such convictions
thus obtained.
B. Crimes that require zero physical action
by the defendant are not predicates
under the use-of-force clauses of the
ACCA.
Everyone agrees that New York second degree
murder only counts as a “crime of violence” for
8
purposes of the ACCA if the crime “has as an element
the use, attempted use, or threatened use of physical
force against the person ... of another.” 18 U.S.C.
§ 924(c)(3)(A); see 18 U.S.C. § 924(e)(2)(B)(i) (same as
to “‘violent felony’”). Everyone also agrees that the
Court looks to the minimum conduct necessary to be
convicted of second degree murder under New York’s
penal statute, which, again, provides that “[a] person
is guilty of murder in the second degree when,” in
various scenarios and with different levels of intent,
“he causes the death” of another person. See N.Y.
Penal Law § 125.25.
It is important to start, as always, with the text.
A previous conviction is a predicate “crime of violence”
for purposes of Section 924 when it “has an element
the use, attempted use, or threatened use of physical
force against the person or property of another.” 18
U.S.C. § 924(c)(3)(A). Crimes that can be committed by
a complete lack of action necessarily are not a “use” of
“physical force.” As this Court has held, “‘use’” in this
context “requires active employment.” Leocal v.
Ashcroft, 543 U.S. 1, 9 (2004) (quoting Bailey v. United
States, 516 U.S. 137, 145 (1995)). One cannot “use
physical force against” another by doing nothing, any
more than one can accidentally or even recklessly
“use” such force as the text of Section 924 requires. See
ibid. (holding that negligently or accidentally causing
damage does not “use” force as required under
analogous “crime of violence” definition in 18 U.S.C.
§ 16(a)) (cleaned up); see also Borden v. United States,
593 U.S. 420, 423 (2021) (“The question here is
whether a criminal offense can count as a ‘violent
felony’” under 18 U.S.C. § 924(e) “if it requires only a
mens rea of recklessness—a less culpable mental state
9
than purpose or knowledge. We hold that a reckless
offense cannot so qualify.”).
Indeed, describing complete inaction as the “use”
of “physical force” is perplexing—fairly described as a
“comical misfit” for Section 924’s text. See Johnson I,
559 U.S. at 145 (so holding as to nonviolent touching
for purposes of “‘violent felony’” definition in Section
924(e)). As the Court explained in Johnson I, “the
phrase ‘physical force’ means violent force—that is,
force capable of causing physical pain or injury to
another person.” Id. at 140 (emphasis original). When
one does nothing, it is not a use of force at all, let alone
a use of “violent force.” If “[d]e minim[is] physical force,
such as mere offensive touching, is insufficient to
trigger the ACCA’s force clause because it is not
violent,” United States v. Middleton, 883 F.3d 485, 489
(4th Cir. 2018) (explaining Johnson I), then no
physical force whatsoever (either direct or indirect)
cannot be considered “violent” force as required for
force-clause predicates under Section 924.
The Second Circuit cited United States v.
Castleman, 572 U.S. 157 (2014), to reason that the
harm to the victim is all that is required to show that
the defendant’s crime “involve[d] the use of force.” Pet.
App. 11a-12a. But that misunderstands Castleman.
Castleman did not purport to overrule Johnson I,
Leocal, or the like—which require the “active
employment” of “violent physical force.” On the
contrary, the Court expressly reserved the question.
See Castleman, 572 U.S. at 170 (whether resultant
injury “necessitate[s] violent force, under Johnson[ I]’s
definition of that phrase” is “a question we do not
decide”).
10
Rather, Castleman addressed (a) the level of force
necessary for a different statute that, unlike
Section 924, does not require violent force, and (b)
whether an active employment of force that indirectly
results in injury constitutes a use of force against
another, in the common-law sense. Castleman simply
doesn’t answer whether a failure to act satisfies the
force-clause requirement of Section 924.
As the Third Circuit recently explained, “an act of
omission does not constitute an act of physical force.”
United States v. Harris, 68 F.4th 140, 146 (3d Cir.
2023) (assessing a predicate offense under
Section 924(e)); see also United States v. Harris, 88
F.4th 458, 459 (3d Cir. 2023) (Jordan, J., concurring in
denial of rehearing en banc, joined by Chagares, C.J.,
and Hardiman, Krause, Bibas, Porter, and Matey, JJ.)
(same). To conclude otherwise would “conflate the
infliction of bodily injury with physical force.” Harris,
68 F.4th at 148. But this Court’s “Castleman decision
involved the common-law concept of force, and it
‘expressly reserved the question of whether causing
“bodily injury” necessarily involves the use of “violent
force” under the ACCA.’” Id. (quoting United States v.
Mayo, 901 F.3d 218, 228 (3d Cir. 2018)); see also Mayo,
901 F.3d at 230 (citing and quoting Castleman, 572
U.S. at 170-71, as “likening ‘the act of employing
poison knowingly as a device to cause physical harm’
or firing a bullet at a victim, to ‘a kick or punch,’ as
each act involves the ‘application’ or ‘use of force,’ even
though the resulting harm might occur indirectly”);
Villanueva v. United States, 893 F.3d 123, 129 (2d Cir.
2018) (reasoning that under Castleman, “the use of a
‘substance’ ... constitutes use of physical force, for
federal law purposes, because the relevant force is the
11
impact of the substance on the victim, not the impact
of the user on the substance”).
Castleman dealt with the meaning of force as
defined for misdemeanor crimes of domestic violence
under 18 U.S.C. § 922(g)(9). As the Court noted, that
statute does not require the use of violent force, unlike
the force clauses of Section 924. Rather, in
distinguishing Section 924, the Court held that
Section 922(g)(9) only requires the de minimis level of
force that was required at common law. Castleman,
572 U.S. at 163-66 (distinguishing Johnson I, where
the Court “declined to read the common-law meaning
of ‘force’ into [Section 924(e)]’s definition of a ‘violent
felony,’ because we found it a ‘comical misfit with the
defined term’”). The Court explained that the word
“‘violence’ standing alone ‘connotes a substantial
degree of force,’” but domestic violence is not just a
type of “‘violence’” but rather “a term of art
encompassing acts that one might not characterize as
‘violent’ in a nondomestic context.” Id. at 164-65
(quoting Johnson I, 559 U.S. at 140). Castleman’s
conclusion that causing bodily injury required the
application of physical force was based on this broader
definition of “physical force,” as the Court repeatedly
emphasized. See, e.g., id. at 170 (“It is impossible to
cause bodily injury without applying force in the
common-law sense.” (emphasis added)); ibid. (“[T]he
common-law concept of ‘force’ encompasses even its
indirect application.” (emphasis added)).
And Castleman dealt with whether a
commission—not total inaction—could meet the force
clause of the misdemeanor crime of domestic violence
definition in 18 U.S.C. § 921(a)(33)(A)(ii), even if that
action injured the victim indirectly. Because, unlike
12
the force clauses in Section 924, the misdemeanor
crime of domestic violence definition imported the
common-law definition of force (the level rejected in
Johnson I), the Court had to grapple with whether the
common-law concept of force encompassed only direct
applications of force—such as a kick or punch—or
whether it also encompassed indirect applications of
force—such as poisoning someone’s food or drink. 572
U.S. at 170-71. “It was in that context that the Court
concluded, ‘it is impossible to cause bodily injury
without applying force in the common-law sense.’”
Mayo, 901 F.3d at 228 (quoting Castleman, 572 U.S.
at 170) (emphasis added; brackets removed); see also
Castleman, 572 U.S. at 170 (noting that the element of
“force” in common-law battery “need not be applied
directly to the body of the victim”) (citation omitted).
Castleman’s concept of “indirect force” focuses on
commissions—for example, employing poisons or
pulling the trigger on a gun—not omissions, and does
so in the context of a statute that only requires the
common-law concept of force, not the violent force
required under Section 924. Castleman did not
address the issue presented here: Whether causing
injury without applying any force at all, but by
inaction, is a use of violent (not common law) force.
Leocal and Johnson I answer that question in the
negative.
Thus, the Second Circuit erroneously conflated
the use of violent force—as required by Section 924
and not for the misdemeanor crime of violence
definition—with the causation of injury. “[A]n offense
that results in physical injury, but does not involve the
use or threatened use of force, simply does not meet
the” force requirement of Section 924. Cf. United
13
States v. Torres-Miguel, 701 F.3d 165, 168 (4th Cir.
2012) (so holding as to sentencing guidelines),
abrogated on other grounds by Castleman as
recognized in United States v. Covington, 880 F.3d 129,
134 n.4 (4th Cir. 2018) (“Castleman did not however
abrogate the causation aspect of Torres-Miguel ... .”).
“Of course, a crime may result in death or serious
injury without involving use of physical force.” Ibid.
II. Congress Has Had Over Thirty Years To
Amend The Force Clauses Of Section 924 In
The Face Of Seemingly Unsatisfying Results
And Chosen Not To Do So.
To be sure, the categorical approach can
sometimes lead to seemingly odd or perhaps
discomforting results. But those results are merely the
byproduct of Congress’s chosen text—language it has
left undisturbed despite this Court’s long-standing
interpretation and application of the categorical
approach.
The Court has repeatedly found that Section 924’s
text requires the elements-focused inquiry. See, e.g.,
Shepard v. United States, 544 U.S. 13, 19-20 (2005).
Section 924, by its plain terms, enhances the sentence
for a criminal defendant with certain “‘previous
convictions.’” Mathis v. United States, 579 U.S. 500,
511 (2016) (quoting 18 U.S.C. § 924(e)(1)) (emphasis
added). The focus, then, is on the criminal statute’s
elements, not on “what the defendant had actually
done.” Ibid. Congress could have constructed an
alternate system for establishing predicate offenses.
And had it wished to do something different,
“Congress well knows,” for example, “how to instruct
sentencing judges to look into the facts of prior
14
crimes,” given that “different language” in other
statutory schemes requires as much. Ibid. But
“Congress chose another course in ACCA.” Ibid.
In case there were any doubt of Congress’s intent,
Taylor v. United States, 495 U.S. 575 (1990), which
“set out the essential rule governing [Section 924]
cases,” was decided “more than a quarter century ago.”
Mathis, 579 U.S. at 509 (so reasoning almost a decade
ago). In the time since, Congress has not legislated
around this Court’s interpretation of the text. See id.
at 521 (Kennedy, J., concurring) (noting that
“Congress is capable of amending the ACCA”). Cf.
Shepard, 544 U.S. at 23 (“In this instance, time has
enhanced even the usual precedential force, nearly 15
years having passed since Taylor came down, without
any action by Congress to modify the statute as subject
to our understanding that it allowed only a restricted
look beyond the record of conviction under a
nongeneric statute.”). That absence of contrary
legislation is further evidence of Congress blessing the
categorical approach, warts and all. See, e.g., Neal v.
United States, 516 U.S. 284, 295-96 (1996) (noting that
the Court “give[s] great weight to stare decisis in the
area of statutory construction” because Congress “has
the responsibility for revising its statutes”).
Judges have sometimes expressed frustration
with the results of categorical-approach inquiries.
This is true, for example, with the Third Circuit in its
on-point (and correct) opinion in Harris. It reached
that result because “the Supreme Court of
Pennsylvania,” in answering a certified question
directly asking whether the State’s first-degree
assault statute has the required force element,
responded: “‘there is no express element in [the
15
Pennsylvania criminal statute] requiring the use or
attempted use of physical force, or any reference to
force at all.’” Harris, 88 F.4th at 463 (quoting United
States v. Harris, 289 A.3d 1060, 1070 (Pa. 2023))
(Jordan, J., concurring in denial of rehearing en banc,
joined by Chagares, C.J., and Hardiman, Krause,
Bibas, Porter, and Matey, JJ.). The Pennsylvania high
court “observe[d] that ‘the General Assembly was
cognizant of how to codify the manner of causing a
particular bodily injury as an element of the crime.
The legislature did not restrict the manner of causing
or attempting to cause serious bodily injury” in the
statute, so the Supreme Court of Pennsylvania
“‘decline[d] the invitation to do so by judicial fiat.’”
Ibid. (quoting Harris, 289 A.3d at 1070-71).
The Third Circuit described this as “yet another
absurd result dictated by the categorical approach.”
Harris, 88 F.4th at 465 (Jordan, J., concurring in
denial of rehearing en banc, joined by Chagares, C.J.,
and Hardiman, Krause, Bibas, Porter, and Matey,
JJ.). “How on Earth did we end up here?,” the court
asked. Ibid. It then answered, in a thorough
explanation, that this is the result required by this
Court’s interpretation of the plain text of Section 924.
See id. at 465-75. Even when the defendant’s previous
“crime was violent, even murderous,” it does not count
as a predicate crime of violence under the ACCA so
long as the statute of conviction “encompass[es] acts
that do not involve the use of physical force.” Id. at
473. That is the approach that Congress has chosen to
leave in place—and the one this Court, too, must
continue to faithfully apply.
Indeed, the categorical approach has “certain
practical advantages,” for example, avoiding Sixth
16
Amendment concerns. See United States v. Kroll, 918
F.3d 47, 53-54 (2d Cir. 2019) (applying the categorical
approach under 18 U.S.C. § 3559(e)). Despite
criticizing the method, the Third Circuit recognized
that “the result of applying the categorical approach
sometimes makes sense.” Harris, 88 F.4th at 459
(Jordan, J., concurring in denial of rehearing en banc,
joined by Chagares, C.J., and Hardiman, Krause,
Bibas, Porter, and Matey, JJ.).
But all this is beside the point. Faithfully applying
the categorical approach and the text of Section 924,
as interpreted by this Court, ought clearly to lead the
Court to conclude that crimes that can be committed
by inaction, as a categorical matter, simply do not have
the use of violent force as an element.
CONCLUSION
Amicus Curiae NAPD respectfully urges the
Court to grant the petition for a writ of certiorari.
February 29, 2024
Respectfully submitted,
Emily Hughes
NATIONAL ASSOCIATION
FOR PUBLIC DEFENSE
130 Byington Road
Iowa City, IA 52242
Daniel Woofter
Counsel of Record
GOLDSTEIN, RUSSELL &
WOOFTER LLC
1701 Pennsylvania Ave. NW
Suite 200
Washington, DC 20006
(202) 240-8433
dw@goldsteinrussell.com
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.