Petition for Writ of Certiorari — Allstates Refractory Contractors, LLC, Petitioner v. Julie A. Su, Acting Secretary of Labor, et al.
Supreme Court briefJan 26, 2024
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No. 23-___
IN THE
Supreme Court of the United States
ALLSTATES REFRACTORY CONTRACTORS, LLC,
Petitioner,
v.
JULIE A. SU, ET AL.,
Respondents.
On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Sixth Circuit
PETITION FOR A WRIT OF CERTIORARI
DONALD F. MCGAHN II
BRETT A. SHUMATE
Counsel of Record
JOHN M. GORE
ANTHONY J. DICK
BRINTON LUCAS
HARRY S. GRAVER
JONES DAY
51 Louisiana Ave., NW
Washington, DC 20001
(202) 879-3939
bshumate@jonesday.com
Counsel for Petitioner
i
QUESTION PRESENTED
Congress gave the Occupational Safety and Health
Administration (OSHA) the power to write permanent
safety standards for virtually every business in
America. Both the majority and dissent below agreed
that this rulemaking authority, which imposes billions
of dollars of costs each year, tasks OSHA with resolving
“important choices of social policy.” Indus. Union Dep’t
v. Am. Petroleum Inst., 448 U.S. 607, 685 (1980)
(Rehnquist, J., concurring in the judgment). The
government has never contended otherwise. And the
sole statutory limit on this sweeping power over major
policy questions is that these standards must, in
OSHA’s view, be “reasonably necessary or appropriate”
for a “safe” workplace. 29 U.S.C. §§ 652(8), 655(b).
The question presented is:
Whether Congress’s delegation of authority to write
“reasonably necessary or appropriate” workplace-safety
standards violates Article I of the U.S. Constitution.
ii
PARTIES TO THE PROCEEDING
Petitioner Allstates Refractory Contractors, LLC was
the plaintiff in the district court and appellant in the
court of appeals.
Respondents Julie A. Su, United States Department
of Labor, James Frederick, and the Occupational Safety
and Health Administration were defendants in the
district court and appellees in the court of appeals.
RULE 29.6 STATEMENT
Allstates Refractory Contractors, LLC, is a
corporation that has no parent corporation. Allstates is
not publicly held, and no publicly held corporation owns
10% or more of its stock.
iii
TABLE OF CONTENTS
Page
QUESTION PRESENTED .......................................... i
PARTIES TO THE PROCEEDING ........................... ii
RULE 29.6 STATEMENT .......................................... ii
TABLE OF AUTHORITIES ....................................... v
OPINIONS BELOW ................................................... 1
JURISDICTION ......................................................... 1
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED .............................. 1
INTRODUCTION ....................................................... 2
STATEMENT OF THE CASE ................................... 4
REASONS FOR GRANTING THE PETITION....... 10
I.
THE QUESTION PRESENTED IS
IMPORTANT. ..................................................... 10
A.
Article I at Least Precludes
Congress From Delegating Major
Questions. ............................................ 11
B.
Congress Delegated to OSHA the
Power Over a Major Policy
Question. ............................................. 15
C.
The Major Questions Doctrine
Informs the Standard, But
Cannot Solve the Problem. ................. 17
II.
THIS CASE IS AN IDEAL VEHICLE. ................... 21
III.
THE DECISION BELOW IS WRONG. ................... 25
A.
Section 655(b) Violates Article I. ........ 26
iv
B.
The Court of Appeals Erred in
Failing to Hold § 655(b)
Unconstitutional. ................................ 29
CONCLUSION ......................................................... 34
APPENDIX A: Opinion of the United States
Court of Appeals for the Sixth Circuit
(Aug. 23, 2023) ............................................... 1a
APPENDIX B: Memorandum Opinion by the
United States District Court for the
Northern District of Ohio (Sept. 2, 2022) ... 69a
APPENDIX C: Denial of Petition for Rehearing
by the United States Court of Appeals
for the Sixth Circuit (Dec. 20, 2023) .......... 83a
APPENDIX D: Statutory Appendix
U.S. Const. art. I, § 1 ................................... 85a
29 U.S.C. § 651 ............................................. 86a
29 U.S.C. § 652 ............................................. 89a
29 U.S.C. § 654 ............................................. 92a
29 U.S.C. § 655 ............................................. 93a
v
TABLE OF AUTHORITIES
Page(s)
CASES
A.L.A. Schechter Poultry Corp. v. United
States,
295 U.S. 495 (1935) ...... 4, 11, 13, 14, 16–18, 27, 28
Am. Textile Mfrs. Inst., Inc. v. Donovan,
452 U.S. 490 (1981) ................................................ 6
Biden v. Nebraska,
143 S. Ct. 2355 (2023) .................................... 13, 18
Blocksom & Co. v. Marshall,
582 F.2d 1122 (7th Cir. 1978) .............................. 23
City of Arlington v. FCC,
569 U.S. 290 (2013) ........................................ 20, 28
Consumers’ Research v. FCC,
88 F.4th 917 (11th Cir. 2023) ........................ 14, 23
Dep’t of Transp. v. Ass’n of Am. R.Rs.,
575 U.S. 43 (2015) .......................................... 12, 29
FDA v. Brown & Williamson Tobacco
Corp.,
529 U.S. 120 (2000) .............................................. 15
Free Enter. Fund v. PCAOB,
561 U.S. 477 (2010) .............................................. 17
Fulton v. City of Philadelphia,
141 S. Ct. 1868 (2021) .......................................... 22
Gundy v. United States,
139 S. Ct. 2116 (2019) .. 3, 11–13, 18, 25, 27–29, 33
vi
Haaland v. Brackeen,
599 U.S. 255 (2023) .............................................. 21
In re AFL-CIO,
No. 20-1158, 2020 WL 3125324
(D.C. Cir. June 11, 2020) ..................................... 24
In re MCP No. 165,
20 F.4th 264 (6th Cir. 2021) ............................ 7, 16
In re Nat’l Nurses United,
47 F.4th 746 (D.C. Cir. 2022) ............................... 32
Indus. Union Dep’t v. Am. Petroleum Inst.,
448 U.S. 607 (1980) ..................... 3, 4, 6, 11–13, 17,
21–24, 26, 33
Int’l Union v. Chao,
361 F.3d 249 (3d Cir. 2004).................................. 32
Int’l Union v. OSHA,
938 F.2d 1310 (D.C. Cir. 1991) ........................ 5, 16
Michigan v. EPA,
576 U.S. 743 (2015) .............................................. 27
Mistretta v. United States,
488 U.S. 361 (1989) .............................................. 12
Nat’l Mar. Safety Ass’n v. OSHA,
649 F.3d 743 (D.C. Cir. 2011) ........................ 23, 26
NFIB v. OSHA,
595 U.S. 109 (2022) (per curiam) ... 4, 12, 16, 19, 24
Panama Refining Co. v. Ryan,
293 U.S. 388 (1935) ........................................ 27, 28
Paul v. United States,
140 S. Ct. 342 (2019) ............... 3, 11–15, 17–19, 21,
22, 25, 26, 32–34
vii
SeaWorld of Fla., LLC v. Perez,
748 F.3d 1202 (D.C. Cir. 2014) .................. 2, 15, 16
Tiger Lily, LLC v. HUD,
5 F.4th 666 (6th Cir. 2021) .................................. 30
Touby v. United States,
500 U.S. 160 (1991) .............................................. 27
United States Telecom Ass’n. v. FCC,
855 F.3d 381 (D.C. Cir. 2017) .............................. 18
Utility Air Regul. Grp. v. EPA,
573 U.S. 302 (2014) .............................................. 17
Wayman v. Southard,
23 U.S. 1 (1825) .............................................. 10, 11
West Virginia v. EPA,
597 U.S. 697 (2022) ................ 13, 16, 17, 19, 25, 26
Whitman v. Am. Trucking Ass’ns, Inc.,
531 U.S. 457 (2001) ...................... 11–13, 26, 32, 33
CONSTITUTIONAL AND STATUTORY AUTHORITIES
U.S. Const. art. I, § 1 ........................... 1, 10, 11, 24, 28
28 U.S.C. § 1254 .......................................................... 1
28 U.S.C. § 2461 note .................................................. 8
29 U.S.C. § 629 .......................................................... 31
29 U.S.C. § 651 ...................................... 1, 6, 15, 24, 30
29 U.S.C. § 652 ........................ 1, 2, 5–7, 15, 27, 30, 33
29 U.S.C. § 654 ............................................ 1, 7, 15, 24
29 U.S.C. § 655 ......................... 1, 2, 4–6, 9, 15, 22–24,
26, 29, 31–33
29 U.S.C. § 666 ...................................................... 8, 15
viii
29 U.S.C. § 667 .......................................................... 24
29 U.S.C. § 668 ............................................................ 7
OTHER AUTHORITIES
29 C.F.R. § 1910.132 .................................................... 9
29 C.F.R. § 1910.133 .................................................... 9
29 C.F.R. § 1910.135 .................................................... 9
29 C.F.R. § 1910.136 .................................................... 9
29 C.F.R. § 1910.137 .................................................... 9
29 C.F.R. § 1910.138 .................................................... 9
29 C.F.R. § 1910.140 .................................................... 9
29 C.F.R. § 1910.155 .................................................... 9
29 C.F.R. § 1910.156 .................................................... 9
29 C.F.R. § 1910.157 .................................................... 9
29 C.F.R. § 1910.158 .................................................... 9
29 C.F.R. § 1910.159 .................................................... 9
29 C.F.R. § 1910.160 .................................................... 9
29 C.F.R. § 1910.161 .................................................... 9
29 C.F.R. § 1910.162 .................................................... 9
29 C.F.R. § 1910.163 .................................................... 9
29 C.F.R. § 1910.164 .................................................... 9
29 C.F.R. § 1910.165 .................................................... 9
29 C.F.R. § 1975.4........................................................ 7
Nicole V. Crain & W. Mark Crain, The
Impact of Regulatory Costs on Small
Firms (2010) ........................................................... 8
ix
Harvey S. James Jr., Estimating OSHA
Compliance Costs,
31 POLICY SCIENCES 297 (1998) ............................. 7
OSHA, Workplace Violence SBREFA,
Prevention of Workplace Violence in
Healthcare and Social Assistance,
SBREFA Materials for Review –
Issues Document and Preliminary
Interim Regulatory Flexibility
Analysis .................................................................. 8
A. Scalia, A Note on the Benzene Case,
AEI, 4 J. ON GOVT. & SOC. 25 (1980) ........ 12, 25, 33
Cass. R. Sunstein, Is OSHA
Unconstitutional?,
94 VA. L. REV. 1407 (2008) ....... 2, 16, 21, 24, 25, 33
U.S. Dep’t of Lab., OSHA, Industry
Profile for an OSHA Standard
Results ALL ............................................................ 8
U.S. Dep’t of Lab., OSHA, OSHA
Penalties ................................................................. 8
U.S. Dep’t of Lab., OSHA, State Plans ....................... 7
Ilan Wurman, Nondelegation at the
Founding, 130 YALE L.J. 1490 (2021).................. 13
1
OPINIONS BELOW
The opinion of the United States Court of Appeals for
the Sixth Circuit (Pet.App.1a) is reported at 79 F.4th
755. The opinion of the United States District Court for
the Northern District of Ohio (Pet.App.69a) is reported
at 625 F. Supp. 3d 676.
JURISDICTION
The Sixth Circuit issued its judgment on August 23,
2023, and denied both panel rehearing and rehearing
en banc on December 20, 2023. This Court has
jurisdiction under 28 U.S.C. § 1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The appendix reproduces Article I, § 1 of the U.S.
Constitution, and 29 U.S.C. §§ 651, 652, 654, 655.
2
INTRODUCTION
This case presents a question of exceptional
importance: Whether Congress’s delegation of
legislative authority over major policy questions
violates Article I. The statute at issue confers power on
the Executive Branch to enact “any occupational safety
… standard” that OSHA deems “appropriate.” 29
U.S.C. §§ 655(b), 652(8). Both the majority and dissent
below agreed—and the government never denied—that
this delegation “confer[s] significant power to OSHA to
oversee large sections of our economy” by making safety
rules for virtually every workplace. Pet.App.22a; see
Pet.App.41a, 63a-66a. Indeed, even some of the most
ardent defenders of the administrative state have
admitted this grant of authority is perhaps the most
extraordinary delegation of legislative power in the
U.S. Code today. “No other federal regulatory statute
confers so much discretion on federal administrators, at
least in any area with such broad scope, and it is not
difficult to distinguish [it] from statutes that the Court
has upheld.” Cass. R. Sunstein, Is OSHA
Unconstitutional?, 94 VA. L. REV. 1407, 1448 (2008).
If there is any case in which the Court should stand
up for the principle that Congress, not agencies, must
write major rules affecting the American people, this is
it. Congress has empowered OSHA not only to enact
major occupational safety rules but also to enforce them
against “practically every business in the United
States,” Pet.App.63a, from manufacturers and
accounting firms, to the “sports and entertainment
industry,” SeaWorld of Fla., LLC v. Perez, 748 F.3d
1202, 1221 (D.C. Cir. 2014) (Kavanaugh., J.,
dissenting).
3
At the same time, Congress has given OSHA
virtually no instruction on how to use this vast
lawmaking authority. Instead, OSHA has “nearly
unfettered discretion” to make whatever workplace
safety rules it wants for almost every company in
America. Pet.App.24a. As Judge Nalbandian explained
in dissent, the Act puts one question to OSHA—“What
seems appropriate in workplaces around the nation?”—
and gives the agency far-reaching power to dictate
whatever its answer may be. Pet.App.56a. OSHA’s
unilateral view of what is “appropriate” is no “general
check” on its authority; it is no limit at all. Indus.
Union Dep’t v. Am. Petroleum Inst., 448 U.S. 607, 681
(1980) (Rehnquist, J., concurring in the judgment).
This delegation is as unconstitutional as it is
unparalleled among modern agencies. And it was
adopted precisely so Congress could avoid making the
“hard choices” innate to balancing worker safety with
industry costs—the sort of legislative choices the
Constitution requires Congress to make. Id. at 687.
The Sixth Circuit nevertheless upheld this
delegation, reasoning that this Court’s precedents have
virtually foreclosed lower federal courts from ever
invalidating a congressional delegation of legislative
authority. In its view—and in the view of practically
every appellate court nationwide—the Constitution’s
limits on such delegations are moribund until this
Court says otherwise.
This is the case to do so. At bottom, this petition asks
whether Article I includes a “nondelegation principle
for major questions.” Paul v. United States, 140 S. Ct.
342, 342 (2019) (Kavanaugh, J., respecting the denial of
certiorari) (Paul) (citing Gundy v. United States, 139 S.
4
Ct. 2116, 2136-2148 (2019) (Gorsuch, J., dissenting),
and Indus. Union, 448 U.S. at 685-86 (Rehnquist, J.,
concurring in the judgment)). Whatever the current
state of nondelegation doctrine for non-major questions,
this Court has never allowed Congress to “expressly
and specifically delegate to [an] agency the authority
both to decide [a] major policy question and to regulate
and enforce.” Id.; see, e.g., A.L.A. Schechter Poultry
Corp. v. United States, 295 U.S. 495 (1935). But that is
exactly what Congress has done here. This petition thus
challenges a statute that implicates the doctrine’s very
core—and in turn, is the natural place for this Court to
announce that reports of the nondelegation doctrine’s
death have been greatly exaggerated.
This case is also an excellent vehicle. It presents a
standalone constitutional challenge; raises no other
issues; and harbors no impediments to review.
If the nondelegation doctrine means anything, this
Court should reverse the decision here. And if not, this
Court should grant review to afford it a proper eulogy.
STATEMENT OF THE CASE
1. In 1970, Congress passed, and President Nixon
signed, the Occupational Safety and Health Act. The
Secretary of Labor soon delegated the Act’s powers to
OSHA, whereunder OSHA wields authority to issue
“three different kinds of standards—national consensus
standards, permanent standards, and temporary
emergency standards.” Indus. Union, 448 U.S. at 640
n.45 (plurality). This case exclusively concerns
“permanent standards”—not national consensus
standards, 29 U.S.C. § 655(a), or emergency temporary
standards, id. § 655(c), such as the vaccine mandate
from NFIB v. OSHA, 595 U.S. 109 (2022) (per curiam).
5
OSHA’s power to issue permanent standards stems
from § 655(b), which provides that it “may by rule
promulgate … any occupational safety or health
standard[s].” The Act defines such a “standard” as
anything that “requires conditions, or the adoption or
use of one or more practices, means, methods,
operations, or processes, reasonably necessary or
appropriate to provide safe or healthful employment
and places of employment.” 29 U.S.C. § 652(8).
2. This case concerns only permanent safety
standards, not permanent health standards. Safety
standards are those addressing “hazards that cause
immediately visible physical harm” (e.g., falling
objects); health standards, by contrast, are those
dealing with “latent hazards,” like toxic materials or
other harmful physical agents (e.g., carcinogens). Int’l
Union v. OSHA, 938 F.2d 1310, 1313 (D.C. Cir. 1991).
The Act’s definitional provision states that both
safety standards and health standards must be
“reasonably necessary or appropriate to provide safe or
healthful employment and places of employment.” 29
U.S.C. § 652(8) (emphasis added). But the Act contains
no further requirements for safety standards. See id.
Thus, unlike with other standards, the Act does not
provide any other textual guidance regarding the
content of safety standards—e.g., what issues they
should cover, what requirements they should impose, or
what criteria should go into any new regulation.
Health standards are different, in that they are
subject to far more statutory direction. For health
standards, OSHA “shall set the standard which most
adequately assures, to the extent feasible, on the basis
of the best available evidence, that no employee will
6
suffer material impairment of health or functional
capacity even if such employee has regular exposure to
the hazard dealt with by such standard for the period of
his working life.” Id. § 655(b)(5).
In the “Benzene Case,” this Court held that the Act’s
health-standards provisions do not violate the
nondelegation doctrine—but just barely. The Court
readily acknowledged that a plain reading of those
provisions would “make such a sweeping delegation of
legislative power that it might be unconstitutional.”
Indus. Union, 448 U.S. at 646 (plurality). But taking
§§ 652(8) and 655(b)(5) in tandem, a plurality held the
Act was best read as requiring OSHA to find a
“significant risk of [a] material health impairment”
before issuing any health standard. Id. at 639; see Am.
Textile Mfrs. Inst., Inc. v. Donovan, 452 U.S. 490, 513
n.32 (1981) (“[A]ll § 6(b)(5) standards must be
addressed to ‘significant risks’ of material health
impairment.”). Then-Justice Rehnquist, concurring in
the judgment, would have held that § 655(b)(5) violated
the nondelegation doctrine, notwithstanding the
plurality’s attempted saving construction. Indus.
Union, 448 U.S. at 687-88.
This Court has never considered OSHA’s authority to
promulgate safety standards, or whether § 652(8)’s
“reasonably necessary or appropriate” metric—the sole
constraint on OSHA’s safety-standard authority—
violates the nondelegation doctrine.
3. OSHA’s power to promulgate safety standards for
“every working man and woman in the Nation” is no
small deal. 29 U.S.C. § 651(b). Rather, it is undeniably
a major grant of authority.
7
To start, OSHA’s authority extends over virtually
every business in America. The Act mandates that
every “employer” must comply with OSHA’s safety
standards, 29 U.S.C. § 654(a)(2), and defines an
“employer” as any “person engaged in a business
affecting commerce who has employees,” id. § 652(5).
According to OSHA, that definition includes “[a]ny
employer employing one or more employees,” with a
narrow exception for a “farm employer” employing only
“immediate family.” 29 C.F.R. § 1975.4(a), (b)(2). OSHA
even maintains “[c]hurches or religious organizations”
are covered, so long as “they employ” a single person
who happens to be engaged in “secular activities.” Id.
§ 1975.4(c).
OSHA’s domain does not stop at the private sector.
The Act requires all federal agencies—save for the
Postal Service—to create their own occupational safety
and health programs that are “consistent with the
standards promulgated” by OSHA. 29 U.S.C. § 668(a);
see id. § 652(5). And Congress has used its spending
power to “encourage States to accept federal funding—
up to 50% of the total cost of each state plan—in return
for adopting an OSHA-approved state plan,” which
“must be at least as effective as the federal standards
required” by OSHA itself. In re MCP No. 165, 20 F.4th
264, 270-71 (6th Cir. 2021) (Sutton, C.J., dissenting
from denial of initial hearing en banc). Given these
incentives, 22 States have adopted an OSHA-approved
plan. U.S. Dep’t of Lab., OSHA, State Plans,
https://perma.cc/NV68-N4PD.
Complying with OSHA’s standards is expensive,
running well into eight figures every year. See Harvey
S. James Jr., Estimating OSHA Compliance Costs, 31
POLICY SCIENCES 297, 321-341 (1998) (“the total annual
8
cost of compliance with OSHA’s regulations in 1993 are
estimated at approximately $33 billion”); Nicole V.
Crain & W. Mark Crain, The Impact of Regulatory
Costs on Small Firms 30 (2010) (estimating that
occupational safety and health regulations cost $65
billion annually). As just one recent example, OSHA is
currently considering a workplace-violence standard for
the healthcare industry projected to cost employers
$1.22 billion annually. See OSHA, Workplace Violence
SBREFA, Prevention of Workplace Violence in
Healthcare and Social Assistance, SBREFA Materials
for Review – Issues Document and Preliminary Interim
Regulatory
Flexibility
Analysis
(PIRFA),
https://perma.cc/A254-5FZT.
It is also enormously costly for an employer to violate
OSHA’s standards. Transgressors face penalties up to
$16,131 per violation, with willful or repeated offenses
triggering sanctions up to $161,323. 29 U.S.C. §§
666(a), (c); see 28 U.S.C. § 2461 note; U.S. Dep’t of Lab.,
OSHA, OSHA Penalties, https://perma.cc/XX7S-YC5E.
And OSHA has not been shy about visiting these
sanctions. In 2022-2023, the agency conducted over
21,000 inspections, issued over 58,000 citations, and
imposed over $261 million in penalties. U.S. Dep’t of
Lab., OSHA, Industry Profile for an OSHA Standard
Results ALL, https://perma.cc/YR2Z-A8AU.
4. Allstates typifies just how far OSHA reaches, and
just how onerous its standards are on businesses across
the country. Allstates is an Ohio-based general
contractor that provides furnace services to the glass,
metals, and petrochemical industries. R.23-2, at 258. It
has been in business for almost 30 years and has only
four full-time employees. Id. at 258-59.
9
Despite its small size, Allstates is an American
business, and thus finds itself within OSHA’s ambit. As
a result, every year, Allstates must spend thousands of
dollars complying with OSHA’s many standards, along
with hours upon hours training its employees about
their many demands. Id. at 260-263. 1
It does so, because it must. And it does so even
though OSHA’s top-down regulations are often more
dangerous than what Allstates would do on its own. Id.
at 264-65. For example, OSHA’s safety standards for
fall protection and confined spaces are unsafe in the
high-heat environments in which Allstates works,
because they do not allow employees to move quickly
enough to avoid injury from heat exposure. Id. But
OSHA requires Allstates to adhere to these dangerous
rules on pain of substantial penalties.
Allstates prides itself on its commitment to safety.
Over the past 200,000 hours worked by its employees—
an amount of time that took years to reach, given its
size—Allstates has not experienced a single OSHArecordable work-related injury. Id. at 259. Allstates’
experience modification rate—a statistic that measures
the likelihood a business will have a worker’s
compensation claim—reveals it is much safer than
most of its peers. Id. at 260. But in 2019, OSHA fined
Allstates for violating its standards for falling-object
protection, and cited Allstates for violating its
standards for hand and power tools. Id. at 263.
1 For a sample of the safety standards Allstates is subject to, all
promulgated under § 655(b), see 29 C.F.R. § 1910.140 (fall
protection); § 1910.137 (electrical protective equipment);
§§ 1910.132, .133, .135, .136, .138 (personal protective equipment);
§§ 1910.155 to .165 (fire protection).
10
5. In 2021, Allstates brought a facial challenge under
Article I to OSHA’s authority to promulgate permanent
safety standards. R.1.
Following cross-motions for summary judgment, the
district court granted judgment in OSHA’s favor.
Pet.App.69a-82a. The court agreed that this Court had
“not yet addressed the meaning of ‘reasonably
necessary or appropriate’” in this context, Pet.App.77a78a, but upheld OSHA’s permanent-safety-standard
delegation as falling within this Court’s “intelligible
principle” precedents, Pet.App.76a-77a, 81a.
A divided Sixth Circuit panel affirmed. Joined by
Judge Cook, Judge Griffin held that OSHA’s grant of
authority fell “comfortably” within the delegations that
this Court has already sanctioned. Pet.App.22a. Judge
Nalbandian dissented, finding an “unconstitutional
delegation of legislative power.” Pet.App.67a. The panel
denied rehearing, and the full circuit declined en banc
review. Pet.App.84a.
REASONS FOR GRANTING THE PETITION
I.
THE QUESTION PRESENTED IS IMPORTANT.
The nondelegation doctrine is well known, yet rarely
seen. Since the early Republic, this Court has
recognized that while the Executive Branch can be
given authority to “fill up the details” on certain
regulatory matters, there remain some “important
subjects, which must be entirely regulated by the
legislature itself.” Wayman v. Southard, 23 U.S. 1, 43
(1825) (Marshall, C.J.). But this Court has not directly
enforced that rule since the New Deal, and the lower
courts have drawn a clear conclusion: Until this Court
says something further, the nondelegation doctrine is
dead. Pet.App.7a-10a, 19a-20a, 22a, 24a, 34a n.1.
11
This Court should correct the misimpression that the
nondelegation doctrine is a constitutional relic that
imposes no real limit on Congress’s ability to pass the
buck on legislative decisionmaking. And this is the case
to start, as it reaches the core of that doctrine: the bar
on Congress “expressly and specifically” giving an
agency “authority to decide major policy questions.”
Paul, 140 S. Ct. at 342; see Schechter Poultry, 295 U.S.
at 541-42; Gundy, 139 S. Ct. at 2136, 2145, 2147
(Gorsuch, J., dissenting); Whitman v. Am. Trucking
Ass’ns, Inc., 531 U.S. 457, 487 (2001) (Thomas, J.,
concurring); Indus. Union, 448 U.S. at 685-87
(Rehnquist, J., concurring in the judgment).
That is precisely what Congress has done here,
giving OSHA the unilateral power to set “appropriate”
safety standards for every workplace in America (save
the family farm), and thereby ceding “significant power
to OSHA to oversee large sections of our economy.”
Pet.App.22a; see Pet.App.41a, 63a-66a. If that does not
violate Article I, nothing does. And if not, this Court
should at least make express what the lower courts
have taken as implicit, and lay the nondelegation
doctrine to rest for good.
A. Article I at Least Precludes Congress
From Delegating Major Questions.
Article I provides that “[a]ll legislative Powers herein
granted shall be vested in a Congress of the United
States.” U.S. Const. art. I, § 1. This grant of power to
Congress bars its transfer to another branch. As Chief
Justice Marshall put it: Congress may not “delegate …
powers which are strictly and exclusively legislative.”
Wayman, 23 U.S. at 42-43.
12
This doctrine is indispensable to the separation of
powers “that underlies our tripartite system of
Government.” Mistretta v. United States, 488 U.S. 361,
371 (1989). It ensures “that any new laws governing the
lives of Americans are subject to the robust democratic
processes the Constitution demands,” NFIB, 595 U.S.
at 124-25 (Gorsuch, J., concurring), and guards against
a “government by bureaucracy supplanting government
by the people,” A. Scalia, A Note on the Benzene Case, 4
AEI, J. ON GOVT. & SOC. 25, 27 (1980) (Scalia).
Of course, simply delegating policymaking discretion
does not violate the separation of powers. And where
Congress has made somewhat tailored delegations, this
Court has in turn “‘almost never felt qualified to
second-guess Congress regarding the permissible
degree of policy judgment that can be left to those
executing or applying the law,’” Whitman, 531 U.S. at
474-75; see Indus. Union, 448 U.S. at 684-85
(Rehnquist, J., concurring in the judgment) (“[T]his
Court has abided by a rule of necessity, upholding
broad delegations of authority where it would be
‘unreasonable and impracticable to compel Congress to
prescribe detailed rules’ regarding a particular policy or
situation.”). But even still, a majority of this Court has
reaffirmed that at some point delegation crosses into
abnegation, and that the status quo’s approach to
policing that line may be gravely out of step with the
Constitution’s structure and original meaning. 2
2 See, e.g., Gundy, 139 S. Ct. at 2130-31 (Alito, J., concurring in
the judgment); id. at 2133-42 (Gorsuch, J., joined by Roberts, C.J.
and Thomas, J., dissenting); Paul, 140 S. Ct. at 342; Dep’t of
Transp. v. Ass’n of Am. R.Rs., 575 U.S. 43, 76-77 (2015) (Thomas,
J., concurring in the judgment).
13
Whatever the line when it comes to delegations more
generally, this Court has never sanctioned Congress
“expressly and specifically delegat[ing] to [a federal]
agency the authority both to decide [a] major policy
question and to regulate and enforce [it].” Paul, 140
S. Ct. at 342; see Schechter Poultry, 295 U.S. at 541-42.
In other words, this Court has never let the Executive
unilaterally make major policy. For good reason. In our
system of government, sometimes the “significance of
the delegated decision is simply too great for” it to be
made by anyone but Congress, Whitman, 531 U.S. at
487 (Thomas, J., concurring), which holds exclusive
power to legislate on “major questions,” Gundy, 139 S.
Ct. at 2142 (Gorsuch, J., dissenting).
Instead, under the Constitution, the rules of the road
for “important choices of social policy” must be made by
Congress—and only Congress. Indus. Union, 448 U.S.
at 685 (Rehnquist, J., concurring in the judgment).
That has been true from the get-go. See Ilan Wurman,
Nondelegation at the Founding, 130 YALE L.J. 1490,
1497 (2021) (“Overall, the picture the Founding-era
history paints is one of a nondelegation doctrine
whereby Congress could not delegate to the Executive
decisions over ‘important subjects’”). And it is why “a
merely plausible textual basis” can support an agency
action “[i]n the ordinary case,” but not when “major
policy decisions” are at stake. West Virginia v. EPA, 597
U.S. 697, 721-23 (2022) (noting the “separation of
powers” underlies this distinction); see also Biden v.
Nebraska, 143 S. Ct. 2355, 2380-81 (2023) (Barrett, J.,
concurring) (“[I]n a system of separated powers, a
reasonably informed interpreter would expect Congress
to legislate on ‘important subjects’ while delegating
away only ‘the details.’”).
14
Overlooking this distinction, the lower federal courts
have drawn all the wrong lessons from this Court’s
precedents. They have given all nondelegation
challenges the back of the hand for decades. But this is
a grave misreading of this Court’s cases, with grave
consequences for the separation of powers to boot. At
bottom, delegating the power to make rules on major
questions of policy is not an application of this Court’s
precedent, but an extension of it—and one this Court
has never sanctioned. See Paul, 140 S. Ct. at 342;
Schechter Poultry, 295 U.S. at 541-42.
That is precisely what happened in this case below,
where the panel majority reasoned, in essence, that
this Court has shut the door on all nondelegation
challenges. Pet.App.7a-10a. Other recent examples are
not hard to find. See, e.g., Consumers’ Research v. FCC,
88 F.4th 917, 924 (11th Cir. 2023); id. at 929 (Newsom,
J., concurring in judgment) (“Their challenge fails, as I
see it, only because non-delegation doctrine has become
a punchline.”); id. at 938-39 (Lagoa, J., concurring). The
lower federal courts now uniformly believe that any
stripe of nondelegation challenge is doomed to fail
under this Court’s precedent.
Thus, this Court must say something to preserve the
constitutional truth that only Congress may legislate
on major policy questions. Unless it corrects the
misimpression that the nondelegation doctrine is a
curious artifact—something for law school exams, but
not real cases—the lower federal courts will continue to
heed what they think is the message. And Congress
will continue to pass the buck to the Executive,
unbound by an unenforced limit.
15
B. Congress Delegated to OSHA the Power
Over a Major Policy Question.
Congress “expressly and specifically” delegated to
OSHA the power to set permanent safety standards for
virtually every business in the country. Paul, 140 S. Ct.
at 342. According to OSHA, it has the power to do
everything from regulate the minutiae of how Allstates
employees use power tools, to “eliminate familiar sports
and entertainment practices, such as punt returns in
the NFL, speeding in NASCAR, or the whale show at
SeaWorld.” SeaWorld, 748 F.3d at 1222 (Kavanaugh,
J., dissenting) (citing FDA v. Brown & Williamson
Tobacco Corp., 529 U.S. 120, 160 (2000)). And in
addition to giving OSHA power to make these major
rules, Congress also empowered it to enforce them with
steep monetary penalties—or at times, even prison. 29
U.S.C. §§ 654(a)(2), 652(5), 666(a), (c), (e).
“If that delegation sounds like a lot of power—it is. It
gives [OSHA] broad discretion to create mandatory safe
and healthy working conditions for ‘every working man
and woman in the Nation.’” Pet.App.41a (quoting §
651(b)). Even the Sixth Circuit acknowledged—and the
government never disputed—that “Congress has
allowed OSHA to regulate much of the economy.”
Pet.App.21a. Section 655(b) “isn’t a statute that only
pertains to one industry.” Pet.App.63a. “Nor does the
power seem to be a traditional executive function.” Id.
“Instead, [the Act] delegates broad power over every
industry that has a workplace (probably all of them)—
power to create permanent health and safety standards
that would not traditionally fall within the Executive
Branch’s wheelhouse.” Pet.App.63a-64a. “In view of the
scope of that broad declaration and of the nature of the
few restrictions that are imposed,” OSHA’s discretion to
16
promulgate safety standards “is virtually unfettered.”
Schechter Poultry, 295 U.S. at 541-42; see NFIB, 595
U.S. at 117 (OSHA has the off-the-shelf power to
impact a “vast number of employees” by its fiat alone).
This has all borne out in practice. OSHA standards
cost employers tens of billions of dollars each year, with
each new rule adding a few billion more to the ledger.
See supra at 7-8. On top of these compliance costs,
OSHA annually singles out thousands of employers for
inspections, citations, and millions of dollars in fines.
Id. OSHA often wields its vast enforcement power in
“arbitrary” ways by drawing “head-scratching
distinctions” between employers. SeaWorld, 748 F.3d at
1221 (Kavanaugh, J., dissenting). Indeed, OSHA has a
long track record of growing its vast domain to “storm[]
headlong into … new regulatory arena[s].” Id. at 1218.
As the D.C. Circuit put it decades ago, “the scope of”
OSHA’s regulatory domain “is immense, encompassing
all American enterprise.” Int’l Union, 938 F.2d at 1317;
see Sunstein, supra, at 1429 (OSHA wields an
“untrammeled discretion” over “essentially all
American workers”). And all in an “area—public health
and safety—traditionally regulated by the States.”
MCP No. 165, 20 F.4th at 267 (Sutton, C.J., dissenting
from the denial of initial hearing en banc); see also
Pet.App.64a n.16; SeaWorld, 748 F.3d at 1218, 1222
(Kavanaugh, J., dissenting).
This Court has a word to describe a delegation that is
“immense,” giving a federal agency “broad discretion”
over “all American enterprise,” a “vast number” of its
employees, and in a regulatory area traditionally
managed by the State—“major.” West Virginia, 597
U.S. at 721-22. Regardless of any other tenet of the
17
nondelegation doctrine—or any supposed agency
expertise—the authority to decide the major policy
question regarding the “appropriate” safety standards
for all employers nationwide abides in Congress alone.
Paul, 140 S. Ct. at 342; see also Utility Air Regul. Grp.
v. EPA, 573 U.S. 302, 324 (2014); Schechter Poultry,
295 U.S. at 541-42; Indus. Union, 448 U.S. at 687
(Rehnquist, J., concurring in the judgment).
But Congress has passed it off on OSHA. Absent the
Court’s intervention, this will remain the new normal.
If all Congress needs to do to resolve a major policy
question is identify it, and tell an agency to solve it as
“appropriate,” federal legislation will continue to
devolve into “nothing more than the will of the current
President, or, worse yet, the will of unelected officials
barely responsive to him.” West Virginia, 597 U.S. at
739 (Gorsuch, J., concurring). Whatever the merits of
that approach, it is not the Framers’ government. It is
instead a “blueprint” for totally leveling our “system of
checks and balances.” Free Enter. Fund v. PCAOB, 561
U.S. 477, 500 (2010).
C. The Major Questions Doctrine Informs
the Standard, But Cannot Solve the
Problem.
This Court’s recent major questions cases make the
question presented here ripe for resolution—but they
do not (and cannot) solve the delegation problem.
The major questions doctrine is a tool for reading
ambiguous grants of statutory authority; it presumes
that Congress does not intend to delegate away its
authority on major questions. But it offers little help
where Congress makes such a delegation unambiguous.
Where Congress forces the issue and clearly delegates a
18
major question to a federal agency—as it did here—it is
the nondelegation doctrine alone that can do the job.
Schechter Poultry, 295 U.S. at 541-42. In this situation,
the major questions doctrine can only inform the
“nondelegation principle” by helping to identify when a
delegation is in fact “major.” Paul, 140 S. Ct. at 342.
1. The major questions doctrine has been a feature
of this Court’s jurisprudence (under one name or
another) for “at least 40 years.” Nebraska, 143 S. Ct. at
2381 (Barrett, J., concurring). It provides a workable
and sensible standard for deciding when a legislative
policy decision is so significant that it must be made by
Congress alone.
“Because the Constitution vests Congress with all
legislative Powers, a reasonable interpreter would
expect it to make the big-time policy calls itself, rather
than pawning them off to another branch.” Id. at 2380.
Americans expect Congress “to make major policy
decisions itself, not leave those decisions to agencies.”
United States Telecom Ass’n. v. FCC, 855 F.3d 381, 419
(D.C. Cir. 2017) (Kavanaugh, J, dissenting from the
denial of rehearing en banc). The doctrine is thus a
“commonsense” one, as shaped by our political
tradition’s common sensibilities. Nebraska, 143 S. Ct.
at 2380 (Barrett, J., concurring); see Gundy, 139 S. Ct.
at 2142 (Gorsuch, J., dissenting).
Applying these intuitions, this Court’s cases have
marked the touchstones for when a legislative policy
decision is too weighty to be resolved by anyone other
than the people’s elected representatives in Congress.
For instance, a policy is major if it reaches a
“significant portion of the American economy” or
involves “billions of dollars in spending by private
19
persons or entities”; concerns a subject of “great
political significance”; or would “intrud[e] into an area
that is the particular domain of state law.” West
Virginia, 597 U.S. at 743-44 (Gorsuch, J., concurring).
In each instance, the issue is “significant” enough to
require Congress’s voice alone. Id. at 744.
2. The major questions doctrine therefore prevents
federal agencies from discovering elephants in
mouseholes. But it cannot stop an agency that has been
explicitly gifted a pachyderm. That is, where Congress
“expressly and specifically delegate[s] to the agency the
authority … to decide [a] major policy question,” the
major questions doctrine does not stand in its way; the
only thing that would is “nondelegation.” Paul, 140 S.
Ct. at 342; see NFIB, 595 U.S. at 124 (Gorsuch, J.,
concurring) (nondelegation doctrine is necessary to
prevent “Congress from intentionally delegating its
legislative powers” in the first place).
This case is a prime example. There is no doubt
OSHA has been handed authority over major policy
questions here. See supra at 6-8. As clear, however, is
the fact that the major questions doctrine can do
nothing about it. As the panel below noted, “this is not
a major-questions case,” Pet.App.20a n.3, as Congress
clearly told OSHA to write “any occupational safety …
standard,” § 655(b) (emphasis added); see NFIB, 595
U.S. at 120 (“Congress has indisputably given OSHA
the power to regulate occupational dangers”).
The dispute here is thus not whether Congress has
given OSHA extraordinary power over every workplace
in America—it has. The issue is whether Congress can
do so. As for that question, the major questions doctrine
can inform the answer, but cannot provide it.
20
3. The major questions doctrine thus cannot solve
the constitutional problem presented here. And that is
a serious deal, for this Court’s major question cases also
make another thing apparent: The doctrine is trying to
treat the symptoms of a far more deep-rooted disease.
The fundamental problem is that Congress has made
it a steady practice to write broader and broader laws,
with vaguer and vaguer standards, delegating away its
legislative power over greater and greater swaths of
American life. “The Framers could hardly have
envisioned today’s ‘vast and varied federal bureaucracy’
and the authority administrative agencies now hold
over our economic, social, and political activities.” City
of Arlington v. FCC, 569 U.S. 290, 313 (2013) (Roberts,
C.J., dissenting). To be sure, the major questions
doctrine has proven essential in nipping the most
offensive outgrowths of that system. But it can only do
so much, limited to discrete rules that transgress
specific statutory provisions.
This is deeply inadequate, because it fails to address
the deeper constitutional ill. When Congress delegates
a major policy question to an agency, that delegation is
what contravenes the Constitution’s structure. But if
left to rule-by-rule adjudication, the delegation itself
will almost always escape scrutiny. How an agency goes
about answering the major question it has been tasked
with resolving will rarely trigger the major questions
doctrine. It will be a falling-object standard here; a
power-tools rule there. While each independent rule
may seem inoffensive on its own, their collective sum
will be a major policy initiative developed entirely by
federal bureaucrats, unaccountable to the people. See
id. at 313-14. But it makes no difference to the
separation of powers whether an agency decides a
21
major question over a series of rules, or in one fell
swoop. For law as in life, a death by a thousand cuts is
a death all the same.
Accordingly, without a nondelegation doctrine that
prevents major delegations at the outset, this Court
will be consigned to a never-ending game of
constitutional whack-a-mole: It will be called upon to
police the worst excesses of agencies wielding their
major delegated powers, which will embroil the Court
in controversy time and again as it clashes with the
most aggressive parts of the President’s agenda. The
only way to fix this problem is to make clear that such
major delegations are forbidden in the first place,
putting the “hard choices” back in the hands of “the
elected representatives of the people.” Indus. Union,
448 U.S. at 687 (Rehnquist, J., concurring in the
judgment). This is the case to start.
II. THIS CASE IS AN IDEAL VEHICLE.
This case presents a clean nondelegation challenge to
perhaps the most open-ended delegation of legislative
authority in the U.S. Code. Sunstein, supra, at 1448. It
is an excellent vehicle to address the scope of that
doctrine and, in particular, whether the Constitution
contains a “nondelegation principle for major
questions.” Paul, 140 S. Ct. at 342.
First, this case indisputably involves the delegation
of a major policy question to an agency, Pet.App.21a22a, 41a, 63a-66a, so resolving it does not necessitate
any wholesale reevaluation of the nondelegation
doctrine for everything else. No party is asking this
Court to raze its precedent, without a plan for what
comes next. Cf. Haaland v. Brackeen, 599 U.S. 255,
279-80 (2023). The Court can decide this case by simply
22
holding that “major national policy decisions must be
made by Congress and the President in the legislative
process, not delegated by Congress to the Executive
Branch.” Paul, 140 S. Ct. at 342 (citing Indus. Union,
448 U.S. at 685-86 (Rehnquist, J., concurring in the
judgment)). Nor would this case involve this Court
adopting a standard that poses too many known
unknowns. Cf. Fulton v. City of Philadelphia, 141 S. Ct.
1868, 1883 (2021) (Barrett, J., concurring). Rather, a
straightforward way to resolve this case is to ask
whether the Constitution bars Congress from
delegating major questions of policy. And if so, the
Court would have its existing body of major questions
cases to guide when Congress has done so.
Second, addressing this issue does not require
reevaluating or overturning any existing precedent.
This Court has never “decided whether the permanent
[safety] standards provision under OSHA constitutes
an unconstitutional delegation of power,” Pet.App.40a41a & n.2, nor endorsed the notion that Congress may
delegate a major policy question to an agency. Said
otherwise, and as discussed more below, the delegation
here is different in kind from all of those this Court has
previously upheld. Pet.App.53a.
Third, this case cleanly tees up the question. The
complaint asserts a single claim—a facial challenge to
the constitutionality of § 655(b). Moreover, Allstates is
seeking only a declaratory judgment and a partyspecific injunction. Nor are there any threshold
impediments to reaching the merits: Allstates
undisputedly has standing, and the courts below all
found there to be subject-matter jurisdiction.
23
Fourth, although the question here does not involve a
circuit split—unsurprisingly, given the lower-court
consensus that the “non-delegation doctrine has become
a punchline,” Consumers’ Research, 88 F.4th at 929
(Newsom, J., concurring in judgment)—§ 655(b) has
long generated “uncertainty” as to how to give content
to its open-ended provisions. Indus. Union, 448 U.S. at
672 (Rehnquist, J., concurring in the judgment). That
independently highlights the need for this Court’s
review. Indeed, while the opinion below agreed with the
D.C. and Seventh Circuits that § 655(b) does not violate
the Constitution, it did engender a circuit split as to
whether § 655(b) is mandatory (i.e., OSHA must
regulate in the face of a significant risk) or permissive
(as the D.C. and Third Circuits have held, see infra at
31-32). 3
Should
this
Court
hold
§ 655(b)
unconstitutional, it would cut through this Gordian
knot outright. But to the extent it does not, it would
still need to resolve what § 655(b) means as part of
upholding its constitutionality. So either way—win or
lose—this petition warrants review.
Fifth, holding this delegation unconstitutional will
reinvigorate the nondelegation doctrine without
causing severe practical consequences. OSHA has
identified only a handful of safety standards that would
be affected by holding this delegation unconstitutional.
OSHA C.A. Br. 5-6. The vast majority of OSHA’s
3 As Judge Nalbandian explained, neither the D.C. nor the
Seventh Circuits analyzed the constitutional question presented
here at any length, and neither offers a sound reason for how
§ 655(b) squares with the nondelegation doctrine. Pet.App.46a-47a
n.6 (discussing Nat’l Mar. Safety Ass’n v. OSHA, 649 F.3d 743, 750
n.8 (D.C. Cir. 2011); Blocksom & Co. v. Marshall, 582 F.2d 1122,
1125 (7th Cir. 1978)).
24
regulations would be unaffected by a ruling for
Allstates because they rest on alternative sources of
rulemaking authority: this suit does not challenge
OSHA’s ability to issue national consensus standards,
temporary emergency standards, or even permanent
health standards—all of which involve different,
narrower grants of authority than the one at issue
here. See Indus. Union, 448 U.S. at 688 n.8 (Rehnquist,
J., concurring in the judgment); NFIB, 595 U.S. at 114.
Moreover, even in the absence of an applicable
regulation, OSHA has “regulatory tools … at its
disposal to ensure that employers are maintaining
hazard-free work environments.” In re AFL-CIO, No.
20-1158, 2020 WL 3125324, at *1 (D.C. Cir. June 11,
2020). For example, OSHA could directly enforce the
statute’s mandate to keep workplaces “free from
recognized hazards that are causing or are likely to
cause death or serious physical harm.” 29 U.S.C.
654(a)(1). OSHA has also issued “a broad collection of
guidance materials” addressing “health and safety
issues.” Dep’t of Labor’s Resp. to Emergency Pet. for a
Writ of Mandamus 5, In re AFL-CIO, No. 20-1158 (D.C.
Cir. filed May 29, 2020). And even if OSHA were
unable to address a particular safety hazard, nothing
that the Court says about § 655(b) would affect the
ability of the states to establish their own workplace
safety regimes in an area “traditionally regulated by
the States.” Pet.App.64a n.16; see 29 U.S.C. §§
651(b)(11), 667(a)-(b); supra at 7.
More broadly, adopting a nondelegation principle for
major questions would not spell the end of the
administrative state. As one of its chief defenders put
it: vindicating Article I here “would be less radical than
it might seem.” Sunstein, supra, at 1448. If anything,
25
holding OSHA’s safety-standard delegation unlawful
would “have a democracy-forcing function, one that
would spur a degree of national deliberation about how
best to protect American workers” and would likely
“produce a greatly improved statute” through the
legislative process in Congress. Id. at 1447-48.
So too for agencies and statutes beyond OSHA. “The
separation of powers does not prohibit any particular
policy outcome, let alone dictate any conclusion about
the proper size and scope of government.” Gundy, 139
S. Ct. at 2145 (Gorsuch, J., dissenting). Unlike other
constitutional commands that serve as “an absolute
impediment to governmental action,” the nondelegation
doctrine “merely requires the action to be taken in a
different fashion.” Scalia, supra, at 28. So Congress
could still “delegate to agencies the authority to decide
less-major or fill-up-the-details decisions,” even through
broad statutory language. Paul, 140 S. Ct. at 342; see
also Gundy, 139 S. Ct. at 2136 (Gorsuch, J., dissenting).
But the one thing Congress cannot do is what it did
here: give the Executive the unilateral power to decide
a major question of federal policy. Of course,
“lawmaking under our Constitution can be difficult.”
West Virginia, 597 U.S. at 738 (Gorsuch, J.,
concurring). But the difficulty of creating new laws is a
feature of our constitutional system of government, not
a bug. Congress must live within those strictures; and
this Court must hold it to those bounds.
III. THE DECISION BELOW IS WRONG.
If the nondelegation doctrine means anything, then
OSHA’s safety standards power is unconstitutional.
The Sixth Circuit held otherwise based on two main
premises: One, that the Act could be read as conferring
26
a narrower grant of power; and two, that in all events,
this Court’s cases have blessed such delegations. Both
are wrong, and neither can sustain the unlawful
delegation here.
A. Section 655(b) Violates Article I.
Article I’s “text permits no delegation of” Congress’s
legislative “powers,” Whitman, 531 U.S. at 472, but the
Act violates that rule from any vantage point.
As detailed above, perhaps the most straightforward
way the Act violates the nondelegation doctrine is that
it confers on OSHA the “authority to decide [a] major
policy question[]” through legislative rulemaking. Paul,
140 S. Ct. at 342; see supra Part I.B. Adopting this
principle, then-Justice Rehnquist’s Benzene opinion
provides a clear roadmap for resolving this case.
Indeed, it follows a fortiori, given the Act’s grant of
authority for permanent safety standards is far broader
than its grant for permanent health standards, which
Justice Rehnquist found violated the separation of
powers. Indus. Union, 448 U.S. at 685-86 (Rehnquist,
J., concurring in the judgment). Even more here than
there, the Act’s delegation entrusts to OSHA the task of
“balancing statistical lives and industrial resources” in
the workplace—and in so doing, setting rules that trade
off the safety of employees versus the economic growth
of industry across almost every business in the nation.
Id. at 685. Those “important choices of social policy,”
however, must be “made by Congress.” Id.; see West
Virginia, 597 U.S. at 730. Nothing more is required to
hold the delegation here unconstitutional.
Moreover, even if Congress could delegate some
major policy questions to agencies, this one would still
be unlawful, because the statute fails to provide an
27
“intelligible principle,” under this Court’s cases—at
least properly understood. See Gundy, 139 S. Ct. at
2141
(Gorsuch,
J.,
dissenting)
(discussing
“misunderstandings of the intelligible principle ‘test’”).
Under those precedents, Congress must “meaningfully
constrain[]” the agency through “specific restrictions”
on its “discretion.” Touby v. United States, 500 U.S.
160, 166-67 (1991). In particular, a statute must either
provide “(1) a fact-finding or situation that provokes
Executive action or (2) standards that sufficiently guide
Executive discretion.” Pet.App.40a (citing Panama
Refining Co. v. Ryan, 293 U.S. 388 (1935); Schechter
Poultry, 295 U.S. 495).
The statute here fails to do so, as Judge Nalbandian
explained at length below. The Act’s only constraint is
that a standard must be “reasonably necessary or
appropriate”—a disjunctive that allows OSHA to act if
either is met. 29 U.S.C. § 652(8) (emphasis added). And
if the term “appropriate” amounts to a meaningful
constraint, those words have no meaning. Rather,
“appropriate” is the textbook “all-encompassing term
that naturally and traditionally includes consideration
of all the relevant factors.” Michigan v. EPA, 576 U.S.
743, 752 (2015). The Act thus “doesn’t seem to require
anything but the Secretary asking: What seems
appropriate in workplaces around the nation?”
Pet.App.55a-56a.
That is an unconstitutional delegation. “Appropriate”
is in the eye of the beholder; but a standard that is all
things to all people is no standard at all. And here, the
term “appropriate” requires no fact-finding by OSHA
before it acts, nor does it provide the federal courts with
any ascertainable standard with which to evaluate
those actions. Pet.App.50a, 61a.
28
Moreover, while that open-ended delegation would be
bad enough, it is constitutionally disastrous in light of
the scope of OSHA’s power. “[W]hen the grant of power
is big[], such that it can affect the entire national
economy, Congress must provide substantial
guidance.’” Pet.App.63a. And it has not done so. This is
thus one of those rare cases that flunks Panama
Refining and Schechter Poultry, because Congress has
given the Executive “virtually unfettered” discretion to
write “laws for the government of trade and industry
throughout the country.” Pet.App.50a; Schechter
Poultry, 295 U.S. at 542.
This Court has never upheld such a major delegation
of legislative power as in this case, and thus there is no
need to overturn any precedent here. But to the extent
this Court’s cases do bless the delegation at issue here,
they should be overturned. This Court’s “intelligible
principle” test fits poorly with the Constitution’s
original public meaning—as a majority of this Court
has documented. See supra n. 2; see also Pet.App.65a66a n.17. The Framers understood the term “legislative
power” in Article I “to mean the power to adopt
generally applicable rules of conduct governing future
actions by private persons.” Gundy, 139 S. Ct. at 2133
(Gorsuch, J., dissenting). “And yet ... the citizen
confronting thousands of pages of regulations—
promulgated by an agency directed by Congress to
regulate, say, ‘in the public interest’—can perhaps be
excused for thinking that it is the agency really doing
the legislating.” City of Arlington, 569 U.S. at 315
(Roberts, C.J., dissenting). While the Constitution
permits the Executive to “fill up the details” of
legislation as part of executing the law, it does not
allow the Executive to determine the law’s basic
29
demands. Gundy, 139 S. Ct. at 2138 (Gorsuch, J.,
dissenting). That was “the legislative power that the
Framers” entrusted to Congress, and also “sought to
protect from consolidation with the executive.” Dep’t of
Transp. v. Ass’n of Am. R.Rs., 575 U.S. 43, 76 (2015)
(Thomas, J., concurring in the judgment).
The “intelligible principle” test fails to properly
safeguard this distinction. And here, but for that test’s
all-too-forgiving standard for evaluating congressional
delegations, the Act’s delegation to OSHA in § 655(b)
would be unlawful, because it clearly allows the
Executive to perform what the Framers understood to
be “legislative power.”
B. The Court of Appeals Erred in Failing to
Hold § 655(b) Unconstitutional.
The Sixth Circuit nevertheless upheld this
unconstitutional delegation. It did so foremost by
grafting onto the Act limitations it does not contain—
and further held that even if OSHA’s delegation was
rather capacious, it was no more so than those this
Court has already tolerated. As Judge Nalbandian
explained, neither of those arguments persuades. And
neither offers a reason for this Court to decline review
of the decision below.
1. Perhaps aware of the problems that would come
with reading the Act as written, the court of appeals
tried to narrow § 655(b) in four ways. None works in
light of the statute’s text; more fundamentally, none
solves the underlying nondelegation problem.
First, the court held that OSHA was constrained by
the “host of principles, purposes, and goals” the Act
states it furthers. Pet.App.13a. But these high-level
policy statements—all geared generically to improving
30
safety, see, e.g., 29 U.S.C. § 651(b)—do not bind OSHA
in any sense, or provide any real guidance as to how it
should execute its discretion. In telling OSHA to
further these broad goals as “appropriate,” Congress
has at most “‘merely announce[d] vague aspirations
and then assign[ed] [OSHA] responsibility of adopting
legislation to realize its goals.’” Tiger Lily, LLC v. HUD,
5 F.4th 666, 674 (6th Cir. 2021) (Thapar, J.,
concurring).
That is not enough. In essence, the Act’s overarching
statements of policy are too high-level to matter, and
make none of the hard choices or tradeoffs that are
supposed to be done by the legislature. OSHA has been
simply told the goal is safety (whatever that means),
and that it should get there as appropriate (whatever
that means). As Judge Nalbandian explained, these
“purpose statements ‘in no way limit the authority
which [the Act] undertakes to vest in [OSHA] with no
other conditions than those there specified.’”
Pet.App.56a.
Second, the court held that OSHA could only issue a
safety standard when “required,” such that the
standard must be one that “is genuinely needed to
protect the safety of workers.” Pet.App.14a. But this
rests on a clear misreading of the statute. The statute
defines a standard as something that “requires”
something of regulated parties. 29 U.S.C. § 652(8). But
that is about what a standard does, not when a
standard can be issued. As for the latter, the same
provision makes explicit OSHA may issue a standard
anytime doing so is either “reasonably necessary or
appropriate.” Id.; see also Pet.App.52a n.8 (this
“‘require[ment]’ language pertains to employees or
employers, not the Secretary”).
31
Third, the court relied upon dictionary definitions for
“reasonable” and “necessary” to conclude that the
“standards adopted should be needed to improve safety
but not to the exclusion of all else.” Pet.App.16a. But
the statute says that the agency has the discretion to
issue safety standards that are “reasonably necessary
or appropriate,” and that language is plainly
disjunctive, not conjunctive. Supra Part III.A. So even
if the court of appeals’ definition of “reasonably
necessary” is right, it is incomplete. The statute also
allows OSHA to issue whatever safety standards are
“appropriate.” And that word’s definition is the
quintessential all-the-above term, maximizing
discretion and minimizing restraint. Pet.App.55a-56a.
Fourth, the court held OSHA’s discretion was also
constrained, because the Act is mandatory, such that
the agency “must take action and issue standards in
response to safety issues.” Pet.App.14a. For starters,
even if this were a plausible reading of the Act, it is
hard to see how it helps: Forcing an agency to exercise
its unbounded discretion to issue major rules whenever
it deems fit would seem to make any nondelegation
problem worse, not better.
Regardless, the court’s reading is implausible. The
Act states that OSHA “may” issue safety standards
when doing so is “reasonably necessary or appropriate.”
29 U.S.C. §§ 655(b), 629(8). And the panel offered no
reason—none—why “may” would mean “must” in this
context. Pet.App.14a. Nor could it, as Judge
Nalbandian detailed. Pet.App.47a-49a. Indeed, as
touched on above, the only other appellate courts to
consider whether § 655(b) is mandatory or permissive
have come out in the latter camp, as compelled by the
Act’s plain text, coupled with the tremendous practical
32
complications of a mandatory regulation-issuing
provision in this setting. See In re Nat’l Nurses United,
47 F.4th 746, 754 (D.C. Cir. 2022); Int’l Union v. Chao,
361 F.3d 249, 254 (3d Cir. 2004).
Accordingly, none of the attempts by the court of
appeals to cabin OSHA’s discretion work on a plain
reading of the statute. Of course, trying to rewrite a
statute to save it from a nondelegation problem is a
doubtful practice in its own right, because imposing
bounds on a boundless law “would itself be an exercise
of the forbidden legislative authority.” Whitman, 531
U.S. at 473. But in all events, each attempt by the court
to do that here is irreconcilable with the text. By
design, the Act gives OSHA the power to set any and
all workplace safety standards for the entire nation, so
long as those standards are “appropriate.”
More fundamentally, even if the Sixth Circuit were
right about how to read § 655(b), it would not solve the
core constitutional problem here. Again, perhaps the
central defect with § 655(b) is its scope—the ability of a
federal agency to decide for itself a major question of
federal policy. And nothing above reduces OSHA’s
function to “decid[ing] less-major or fill-up-the-details
decisions.” Paul, 140 S. Ct. at 342. The constitutional
defect here, simply put, is inescapable.
2. The court of appeals also reasoned that, however
one reads § 655(b), it says enough to survive review
under this Court’s cases. Pet.App.16a-20a. But as
already noted, that is a grave misreading of this Court’s
precedent, which has never sanctioned Congress
“expressly and specifically delegat[ing] to [an] agency
the authority … to decide [a] major policy question.”
33
Paul, 140 S. Ct. at 342 (Kavanaugh, J., respecting the
denial of certiorari).
Indeed, as Judge Nalbandian catalogued, this Court
has never faced a delegation like the one here. In each
of its earlier cases, “other factors—whether it be factfinding, situations, criteria, or considerations—
provided an agency sufficient guidance on the
boundaries of its authority.” Pet.App.53a; see Gundy,
139 S. Ct. at 2129 (plurality); Indus. Union, 448 U.S. at
684-85 (Rehnquist, J., concurring in the judgment). But
not § 655(b). See Sunstein, supra, at 1431 (as compared
to the law in Whitman, “Congress left [OSHA] at sea”).
That includes the Benzene Case—even if it is hard to
glean a clean holding from it. See Scalia, supra, at 25
(the case is a “three-one-one-four split decision that
literally provides no conclusive answer to any legal
question more general than whether the benzene
exposure regulation” was valid). For one, that case
turned on a separate provision governing health
standards, 29 U.S.C. § 655(b)(5), which “requir[ed] the
agency to ‘“set the standard which most adequately
assures, to the extent feasible, on the basis of the best
available evidence, that no employee will suffer any
impairment of health.”’” Whitman, 531 U.S. at 473.
Here, by contrast, “the only substantive criteria” for
safety standards, Indus. Union, 448 U.S. at 640 n.45
(plurality), are that they be “reasonably necessary or
appropriate,” 29 U.S.C. § 652(8). Moreover, even there,
the plurality read the Act to require (i) a specific
factual-finding on the part of the agency (a “significant
risk” of a material health impairment), before (ii) the
Executive could exercise a power separately cabined by
another provision (§ 655(b)(5)). See Indus. Union, 448
U.S. at 646 (plurality). None of those hallmarks exists
34
when it comes to OSHA’s power to issue safety
standards. Pet.App.43a-47a.
In short, nothing in this Court’s precedents blesses
the sweeping delegation here. Rather, the Court has
not yet decided whether to “adopt[] a nondelegation
principle for major questions.” Paul, 140 S. Ct. at 342.
That is why this case “matters so much.” Pet.App.46a47a n.6.
CONCLUSION
The petition for a writ of certiorari should be
granted.
January 26, 2024
Respectfully submitted,
DONALD F. MCGAHN II
BRETT A. SHUMATE
Counsel of Record
JOHN M. GORE
ANTHONY J. DICK
BRINTON LUCAS
HARRY S. GRAVER
JONES DAY
51 Louisiana Ave., NW
Washington, DC 20001
(202) 879-3939
bshumate@jonesday.com
Counsel for Petitioner
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.