Petition for Writ of Certiorari — Andrew S. Clyde, Individually and in His Official Capacity as a Member of the U.S. House of Representatives, et al., Petitioners v. William McFarland, in His Official Capacity as Sergeant at Arms of the U.S. House of Representatives, et al.
Supreme Court briefJan 10, 2024
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No. 23In the
Supreme Court of the United States
ANDREW S. CLYDE, et al.,
Petitioners,
v.
WILLIAM J. WALKER, et al.,
Respondents.
On Petition for a Writ of Certiorari to the United States
Court of A ppeals for the District of Columbia Circuit
PETITION FOR A WRIT OF CERTIORARI
Kenneth T. Cuccinelli, II
Earl N. “Trey” Mayfield, III
Counsel of Record
Juris Day, PLLC
10521 Judicial Drive, Suite 200
Fairfax, VA 22030
(703) 268-5600
tmayfield@jurisday.com
Counsel for Petitioners
326580
A
(800) 274-3321 • (800) 359-6859
i
QUESTIONS PRESENTED
The Constitution’s Speech or Debate Clause provides
in pertinent part that, “for any Speech or Debate in
either House, [Senators and Representatives] shall
not be questioned in any other Place.” Art. I, § 6, cl.1.
The Behavior Clause of the Constitution provides that,
“[e]ach House may determine the Rules of its Proceedings,
punish its Members for disorderly Behaviour, and, with the
Concurrence of two thirds, expel a Member.” Art. I, § 5,
cl.2. And the Constitution’s Twenty-Seventh Amendment
states that, “No law, varying the compensation for the
services of the Senators and Representatives, shall take
effect, until an election of Representatives shall have
intervened.” Amend. XXVII.
1.
Whether the Speech or Debate Clause creates
a jurisdictional bar to judicial consideration
of whether internal congressional rules or
practices violate other textual provisions of the
Constitution?
2.
W hether the immunity from suit created
by the Speech or Debate Clause extends to
administrative functions within Congress like
payroll deductions and floor security that are not
core legislative activities?
3.
Whether the T wenty-Seventh A mendment
to the Constitution prohibits the U.S. House
of Representatives from reducing Members’
compensation by deducting punitive fines from
their salaries before the Members receive those
salaries?
ii
PARTIES TO THE PROCEEDING
& RULE 29.6 STATEMENT
Petitioners Andrew Clyde, Louie Gohmert, and
Lloyd Smucker were all Members of the U.S. House of
Representatives in the 117th Congress, and bring suit
both Individually and in their Official Capacities.
Respondents William J. Walker and Catherine
Szpindor are sued in their Official Capacities as Employees
of the U.S. House of Representatives.
Petitioners are individuals without corporate status.
iii
RELATED CASES
Clyde v. Walker, Civ. Act. No. 21-1605 (TJK), U.S.
District Court for the District of Columbia, Judgment
entered Aug. 1, 2022.
Clyde v. Walker, No. 22-5263, U.S. Court of Appeals
for the District of Columbia Circuit, Judgment entered
Oct. 20, 2023.
iv
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED . . . . . . . . . . . . . . . . . . . . . . . i
PARTIES TO THE PROCEEDING & RULE 29.6
STATEMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii
RELATED CASES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . iv
TABLE OF APPENDICES . . . . . . . . . . . . . . . . . . . . . . vii
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . viii
OPINIONS BELOW . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
JURISDICTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
PROVISIONS INVOLVED . . . . . . . . . . . . . . . . . . . . . . . 1
STATEMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
I.
CONTRARY TO THE D.C. CIRCUIT’S
OPINION, T HIS COU RT H A S
CLEARLY HELD THAT THE SPEECH
OR DEBATE CLAUSE DOES NOT
CREATE A JURISDICTIONAL BAR
TO JUDICIAL CONSIDERATION OF
CONSTITUTIONAL CHALLENGES OF
INTERNAL CONGRESSIONAL ACTS . . . . . 11
v
Table of Contents
Page
A. The D.C. Circuit’s Holding is against
this Court’s Precedents and Makes
Many Previously Justiciable Clauses
of the Constitution Unjusticiable . . . . . . . . 11
B. The D.C. Circuit’s “Jurisdictional
Bar” Theory Would Prevent Judicial
Review of Significant Constitutional
Questions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
C. No Case from this Court Describes
the Speech or Debate Clause as a
“Jurisdictional Bar,” Although the
D.C. Circuit Has Misinterpreted it for
Seventeen Years . . . . . . . . . . . . . . . . . . . . . . 17
D. T he S p e e c h or D eb at e C l au s e
Cr e at e s a Pot ent i a l I m mu n it y,
Not a Ba r t o Just iciabi l ity, for
Congressional Actions . . . . . . . . . . . . . . . . . 22
II. A D M I N I S T E R I N G PA Y R O L L &
SECURITY SCREENING ARE NOT
CORE LEGISLATIVE ACTS COVERED
B Y T H E S P E E C H OR DE B A T E
CLAUSE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
vi
Table of Contents
Page
III. A STRAIGHT-FORWARD TEXTUAL
INTERPRETATION OF THE TWENTYSEV ENTH A MENDMENT SHOWS
T H A T T H E F I N E S “ VA R I E D ”
MEMBERS’ ACTUAL COMPENSATION,
A ND THIS COU RT SHOU LD
REVIEW THE MEANING OF THAT
CONSTITUTIONAL PROVISION . . . . . . . . . . 28
A. A Primary Purpose of the TwentySeventh Amendment is to Prevent
Congressional Salaries From Being
Decreased, a Practice the Founders
Expressly Recognized Could Be
Used to Threaten the Integ r ity
and Independence of Members and
Dissuade Indiv iduals of Modest
Means from Serving in Congress . . . . . . . 28
B. H o u s e R e s o l u t i o n 7 3 Va r i e s
Compensation in Violation of the
Twenty-Seventh Amendment . . . . . . . . . . . 32
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
vii
TABLE OF APPENDICES
Page
A PPENDI X A — J U DGMENT OF THE
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLU M BI A
CIRCUIT, FILED OCTOBER 20, 2023 . . . . . . . . . 1a
APPENDIX B — MEMORANDUM OPINION
OF THE UNITED STATES DISTRICT
C OU RT F OR T H E DI S T R IC T OF
COLUMBIA, FILED AUGUST 1, 2022 . . . . . . . . . . 8a
APPENDIX C — RELEVANT STATUTES . . . . . . 23a
viii
TABLE OF CITED AUTHORITIES
Page
CASES:
Albright v. Oliver,
510 U.S. 266 (1994) . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
Barker v. Conroy,
921 F.3d 1118 (D.C. Cir. 2019) . . . . . . . . . . . . . . . . . . 25
Coffin v. Coffin,
4 Mass. 1 (1808) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Doe v. McMillan,
412 U.S. 306 (1973) . . . . . . . . . . . . . . . 18, 22, 23, 25, 27
Dombrowski v. Eastland,
387 U.S. 82 (1967) . . . . . . . . . . . . . . . . . . . . . . 15, 17, 18
Eastland v. United States Servicemen’s Fund,
421 U.S. 491 (1975) . . . . . . . . . . . . . . . . . . . . . 13, 14, 15
Fields v. Office of Eddie Bernice Johnson,
459 F.3d 1 (D.C. Cir. 2006) . . . . . . . . . . . . . . . . . . 17, 19
Gravel v. United States,
408 U.S. 606 (1972) . . . . . . . . . . . . 13, 14, 18, 19, 20, 22,
23, 24, 25, 26, 27
Harlow v. Fitzgerald,
457 U.S. 800 (1982) . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
ix
Cited Authorities
Page
Howard v. Chief Administrative Officer of the
U.S. House of Representatives,
720 F.3d 929 (2013) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Hutchison v. Proxmire,
443 U.S. 111 (1979) . . . . . . . . . . . . . . . . . . . . . . . . 15, 22
In re Grand Jury Proceedings,
563 F.2d 577 (1977) . . . . . . . . . . . . . . . . . . . . . . . . 26, 27
In re Sealed Case,
80 F.4th 355 (D.C. Cir. 2023) . . . . . . . . . . . . . . . . . . . 22
INS v. Chadha,
462 U.S. 919 (1983) . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Kilbourn v. Thompson,
103 U.S. 168 (1881) . . . . . . . . . . . . . . . . . . 13, 14, 17, 18
Massie v. Pelosi,
72 F.4th 319 (2023) . . . . . . . . . . . . . . . . . . . . . . . . . 21, 24
McCarthy v. Pelosi,
5 F.4th 34 (2021) . . . . . . . . . . . . . . . . . . . . . . . . . . . 20, 21
NLRB v. Noel Canning,
573 U.S. 513 (2014) . . . . . . . . . . . . . . . . . . . . . . . . . 16, 18
Powell v. McCormack,
395 U.S. 486 (1969) . . . . . 2, 3, 11, 12, 13, 15, 16, 18, 22
x
Cited Authorities
Page
Rangel v. Boehner,
785 F.3d 19 (D.C. Cir. 2015) . . . . . . . . . . . . . . 19, 20, 24
Schaffer v. Clinton,
240 F.3d 878 (10th Cir. 2001) . . . . . . . . . . . . . . . . . . . 32
Siegert v. Gilley,
500 U.S. 226 (1991) . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Stop the Beach Renourishment, Inc. v.
Florida Dept. of Env. Protection,
560 U.S. 702 (2010) . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
United States v. Ballin,
144 U.S. 1 (1892) . . . . . . . . . . . . . . . . . . . . . 3, 18, 20, 21
United States v. Brewster,
408 U.S. 501 (1972) . . . . . . . . . . . . . . . . . . . . . 15, 25, 27
United States v. Hatter,
532 U.S. 557 (2001) . . . . . . . . . . . . . . . . . . . . . . . . 33, 34
United States v. Heltoski,
442 U.S. 477 (1979) . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
United States v. Johnson,
383 U.S. 169 (1966) . . . . . . . . . . . . . . . . . . . . . . . . 15, 24
United States v. Munoz-Flores,
495 U.S. 385 (1990) . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
xi
Cited Authorities
Page
Walker v. Jones,
733 F.2d 923 (D.C. Cir. 1984) . . . . . . . . . . . . . 24, 25, 27
RELEVANT CONSTITUTIONAL PROVISIONS:
U.S. Const., Amend. XXVII . . . . . . . . . 1, 2, 4, 5, 9, 10, 21,
22, 28, 29, 32, 33, 34
U.S. Const., Art. 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, 10
U.S. Const., Art. I, § 5, cl. 1 . . . . . . . . . . . . . . . . . . . 12, 20
U.S. Const., Art. I, § 5, cl. 2 . . . . . . . . . . . . . . . . . . . . . . .16
U.S. Const., Art. I, § 6, cl. 1 . . . . . . . . . . . . 1, 9, 10, 13, 30
U.S. Const., Art. I, § 7, cl. 1 . . . . . . . . . . . . . . . . . . . . . . . 16
U.S. Const., Art. III . . . . . . . . . . . . . . . . . . . . . . . . . . 17, 33
28 U.S.C. § 1254(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
H.R. 73 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 6, 9, 32, 33
H.R. 73 117th Congress, 1st Sess. § 1(a)(1) . . . . . . . . . . . 6
H.R. 73 117th Congress, 1st Sess. § 1(a)(2) . . . . . . . . . . . 6
H.R. 73 117th Congress, 1st Sess. § 1(a)(3) . . . . . . . . . . . 6
xii
Cited Authorities
Page
H.R. 73 117th Congress, 1st Sess. § 1(b) . . . . . . . . . . . . . 6
H.R. 73 117th Congress, 1st Sess. § 1(c)(1) . . . . . . 6, 8, 33
H.R. 73 117th Congress, 1st Sess. § 1(c)(2) . . . . . . . . . . . 6
H.R. 73 117th Congress, 1st Sess. § 1(d) . . . . . . . . . . . . 33
H.R. 1629 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
1 Edward Porritt with Annie G. Porritt, The
Unreformed House of Commons: Parliamentary
Representation Before 1832 (1909) . . . . . . . . . . . . . . 29
1 The Records of the Federal Convention of 1787
(Max Farrand ed., 1937) . . . . . . . . . . . . . . . . . . . 30, 31
Alexander Hamilton, Federalist Paper No. 79
(May 28, 1788) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
Bernard Bailyn, The Ideological Origins of the
American Revolution (enlarged ed. 1992) . . . . . . . . 29
Debates in the House of Representatives (Aug.
14, 1789), in The Congressional Register,
Aug. 14, 1789 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
Edmund Cody Burnett, The Continental Congress
420 (1941) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
xiii
Cited Authorities
Page
Elizabeth Rybicki, CRS Report No. 98-988, Voting
and Quorum Procedures in the House of
Representatives 7-8 (March 20, 2023) . . . . . . . . . . . . 9
Jack N. Rakove, The Beginnings of National Politics:
An Interpretive History of the Continental
Congress 235–38 (1979) . . . . . . . . . . . . . . . . . . . . . . . 30
Jack P. Greene, The Quest for Power (1963) . . . . . . . . . 30
Richard B. Bernstein, The Sleeper Wakes:
The History and Legacy of the TwentySeventh Amendment, 61 Fordham L. Rev. 497
(Dec. 1992) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28-29, 30
Richard B. Morris, The Forging of the Union,
1781-1789 (1987) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
The Eighteenth-Century Constitution: 1688-1815
(E. Neville Williams ed., 1960) . . . . . . . . . . . . . . . . . 29
1
OPINIONS BELOW
The court of appeals’ unreported opinion is available
at 2023 WL 6939987 (per curiam). Pet. App. 1a-7a. The
district court’s opinion is reported at 619 F.Supp.3d 193
(D.D.C. 2022). Pet. App. 8a-22a.
JURISDICTION
The judgment of the court of appeals was entered on
October 20, 2023. The jurisdiction of this Court is invoked
pursuant to 28 U.S.C. § 1254(1).
PROVISIONS INVOLVED
U.S. Const., Art. I, § 6, cl. 1. Pet. App. 23a.
U.S. Const. Amend. XXVII. Pet. App. 24a.
STATEMENT
This case is about when federal courts can avoid
deciding cases about the internal functioning of the
Houses of Congress when a constitutional provision was
arguably violated. The D.C. Circuit regarded these claims
as immune from judicial scrutiny, going against 140 years
of this Court’s precedents. While the judiciary may prefer
not to hear such a case, there are significant implications
to federal courts avoiding deciding important questions
that are part of the text of the Constitution, even if they
arise from internal congressional rules.
The D.C. Circuit held that the Speech and Debate
Clause is a jurisdictional bar. This Court has never held
2
the Speech or Debate Clause to be a jurisdictional bar
to constitutional challenges of congressional procedures.
Indeed, this Court has rejected that proposition when it
has taken such cases on the merits. Most notably, the D.C.
Circuit’s aversion to such suits is squarely in conflict with
this Court’s seminal decision in Powell v. McCormack,
395 U.S. 486 (1969), in which this Court reviewed a
constitutional claim arising from the House’s internal vote
denying a Member his seat and his salary.
In February 2021, the U.S. House of Representatives
passed a rule requiring the House Sergeant at Arms to
impose massive fines ($5,000 for the first offense, $10,000
for subsequent offenses) against Members who failed to
complete security screenings, and requiring the House’s
Chief Administrative Officer to deduct those fines from
the salaries of Members who did not pay the fines before
the Members ever received their salaries. Petitioners—
Members of Congress at the time—were all fined. Many
Members were denied the ability to vote on matters before
the House while they waited to pass through the required
security measures.
Petitioners sought judicial review of the House Rule,
asserting that the reduction of their salaries before
they ever received them constituted a “varying” of
their compensation in violation of the Twenty-Seventh
Amendment. They also argued that violating the screening
protocol to perform their representative duties could not,
in the absence of conduct disruptive to the legislative
process, constitute punishable “disorderly Behaviour.”
The D.C. Circuit held that the Speech or Debate
Clause “operates as a jurisdictional bar” to the judiciary’s
3
consideration of claims arising from legislative acts
“regardless of their alleged unconstitutionality.” The
court defined “legislative acts” as any act by the House
emanating from its powers under the Rules and Discipline
Clauses of Article I.
The D.C. Circuit’s interpretation of the Speech or
Debate Clause as a jurisdictional bar to the judicial
consideration of constitutional challenges of internal
congressional rules and procedures is contrary to this
Court’s precedents, dating at least from United States v.
Ballin, 144 U.S. 1 (1892). Ballin established that the House
is generally entitled to judicial deference in its internal
rulemaking, but that deference falls away when it ignores
constitutional restraints, violates fundamental rights, or
enforces rules not rationally connected to their claimed
objectives. The D.C. Circuit’s holding is inconsistent with
Ballin’s strictures. This Court has never held the Speech
or Debate Clause to be a jurisdictional bar to constitutional
challenges of congressional procedures. Indeed, the Court
has rejected that proposition when it has taken such cases
on the merits. Most notably, the D.C. Circuit’s aversion to
such suits is squarely in conflict with this Court’s seminal
decision in Powell v. McCormack, 395 U.S. 486 (1969).
Powell concerned the House’s internal vote denying a
Member his seat and his salary. Nonetheless, this Court
held both that it had subject matter jurisdiction to hear
the case and that the Speech or Debate Clause was no
bar to the justiciability of claims against congressional
employees who have violated textual commands of the
Constitution.
The D.C. Circuit’s all-encompassing construction of
Speech or Debate Clause immunity is at odds with this
4
Court’s long-standing instruction that the Clause applies
only to core legislative activities like voting, speaking
during congressional proceedings, and investigations.
This case challenges the automatic deduction of fines from
Members’ salaries. The D.C. Circuit held those deductions
to be a “legislative act” immune from judicial scrutiny
because they are performed pursuant to the House’s
internal authority under the Rulemaking and Discipline
Clauses. The Third Circuit, however, has split from that
view, instead holding that the payroll function is purely
ministerial and not a legislative act covered by Speech or
Debate immunity.
Moreover, this Court has never addressed the TwentySeventh Amendment’s protections. The Amendment
prevents “ vary ing” compensation. The Members’
compensation here was unquestionably “varied.” As with
judicial compensation, the Founders sought to protect
the ability of Members to exercise independent judgment
without financial coercion and to allow persons of modest
means to serve in the National legislature. This case
presents that very issue.
This Court should grant review to re-establish the
right of litigants to ask courts to determine whether
Congress is acting constitutionally, an admittedly difficult
question under our system of separation of powers. But
this Court has done it many times before. Under the D.C.
Circuit’s rationale, no challenge to unconstitutional actions
by the Houses of Congress based on internal rules and
procedures can be brought because every such action is
performed pursuant to the Rulemaking and Discipline
Clause. This unbounded view of “legislative acts” means
that no congressional variances of salary accomplished
5
by rule (instead of statute) can ever be heard. The D.C.
Circuit’s precedent-defying jurisdictional reinterpretation
of the Speech or Debate Clause will place large swathes
of unconstitutional congressional conduct beyond remedy.
The Court should take this opportunity to correct the
D.C. Circuit’s abdication of the judicial function, repair
the circuit split, and ensure that the Twenty-Seventh
Amendment is not a constitutional nullity.
1. Petitioners were Members of the U.S. House of
Representatives in the 117th Congress as members of
the then-minority opposition party Republican Caucus.
Congressmen Andrew Clyde (Georgia 9) and Lloyd
Smucker (Pennsylvania 11) currently serve in the 118th
Congress, while Louie Gohmert (Texas 1) did not seek
reelection. Am. Compl. ¶¶ 1–3, Dist. Ct. D.E. 9. Their
Amended Complaint alleges that their congressional
compensation was “varied” in violation of the TwentySeventh Amendment by the House deducting fines from
their salaries prior to those salaries being received. Id.
¶¶ 30–35.
Respondents Sergeant at Arms William Walker
(“SA A”) and Chief Administrative Officer (“CAO”)
Catherine Szpindor were senior employees of the U.S.
House of Representatives in the 117th Congress. Under
House Resolution 73, SAA Walker was responsible for
implementing the security procedures at the entrances to
the House chamber, including assessing the fines called
for under House Resolution 73. CAO Szpindor controlled
the payment of salaries to members of the House of
Representatives. Both individuals were accountable to
Speaker Pelosi. Id. ¶¶ 4–5, 8–10.
6
On February 2, 2021, the House passed H.R. 73,
directing the Sergeant at Arms to impose a $5,000 fine
against any member for “failure to complete security
screening for entrance to the House Chamber,” and a
$10,000 fine for any subsequent violation. H.R. 73, 117th
Congress, 1st Sess., § 1(a)(1)–(2), Imposition of Fines for
Failure to Complete Security Screening for Entrance to
House Chamber (2021) (hereafter, the “Screening Rule”).
Upon notice of an alleged Screening Rule violation, the
Member could appeal the charge to the House Ethics
Committee. Id. § 1(a)(3) and (b). The Member had 90 days
from the time a violation was determined with finality—
either because he didn’t contest it, or by the Committee’s
determination that he violated the rule—to pay the fine.
Id. § 1(c)(1) and (2). The CAO was required to deduct the
fine from a Member’s salary who did not pay the fine
within 90 days. Id. § 1(c)(1). Am. Compl. ¶¶ 8–10, Dist. Ct.
D.E. 9. The Sergeant at Arms implemented the Screening
Rule by placing magnetometers at the House Chamber
entrances. Id. ¶ 11.
As alleged in the Amended Complaint, Congressman
Clyde entered the House Chamber on February 3,
2021, without passing through a magnetometer. ThenActing Sergeant at Arms Timothy Blodgett notified
Congressman Clyde on February 5, 2021, that Clyde
would be fined $5,000 for violating the Screening Rule.
In contrast, on February 4, 2021, then-Speaker Nancy
Pelosi, the leader of the House Democratic majority,
violated the Screening Rule by entering the House
Chamber via a door in the Speaker’s Lobby, without
subjecting herself to the magnetometers. The security
personnel under the Sergeant at Arms’s authority made
no effort to force her to be screened or to restrain her
7
from entering the Chamber. The Sergeant at Arms did
not ever issue her a citation, her violation was never
referred to the House Ethics Committee, and she was
not fined. Similar violations without repercussions were
committed by senior Democratic leaders, Congresswoman
Maxine Waters (California 43), then-Chairwoman of the
House Financial Services Committee, Congressman
Jamie Raskin (Maryland 8), and Congresswoman Nydia
Velazquez (New York 7), then-Chairwoman of the House
Small Business Committee. Id. ¶¶ 12–17.
On February 5, 2021, Congressman Clyde again
entered the House Chamber, this time passing through
a magnetometer, but without allowing himself to be
detained for a secondary screening by security personnel,
saying, “I have to vote,” as his official phone had set off
the magnetometer. Sergeant at Arms Blodgett notified
Congressman Clyde on Feb. 8, 2021, that he would be fined
an additional $10,000 for violating the Screening Rule a
second time. Id. ¶¶ 18–19.
On February 3, 2021, then-Congressman Gohmert
was screened upon entry to the House Chamber without
incident. He later left the Chamber through the Speaker’s
Lobby to the men’s bathroom adjacent to the Speaker’s
Lobby—just feet from a security post. Security personnel
were present but did not request him to re-submit to
screening prior to re-entering the Chamber. He repeated
that course of action the next day, but the security
personnel then requested that Congressman Gohmert
submit to another screening; however, Gohmert informed
them that he had already been screened and proceeded
back into the House Chamber. Then-Acting Sergeant at
Arms Blodgett subsequently notified him that he had
8
violated the Screening Rule by entering the Chamber
without screening and would be fined $5,000. Id. ¶¶ 20–23.
On May 19, 2021, a vote was called for the final
passage of H.R. 1629. Congressman Smucker was then
away from the Capitol grounds, and he returned to vote
just before the vote closed. Knowing that he could miss
the vote, Congressman Smucker ran to the Chamber and
communicated to the security personnel at the entrance
that he would quickly vote—within their line of sight— and
return to complete the magnetometer screening, which
he did. He believed at the time that, had he delayed his
vote to accommodate the Screening Rule, he would have
missed the vote on H.R. 1629, thereby failing his first duty
to his constituents. Nonetheless, Sergeant at Arms Walker
notified Congressman Smucker that he had violated the
Screening Rule by entering the House Chamber without
being screened and would be fined $5,000. Id. ¶¶ 24–26. All
three Members appealed their fines to the House Ethics
Committee making several arguments, including that
the Screening Rule and its fines were being selectively
enforced against only Republicans and not against
Speaker Pelosi or other Democrats, and that such fines
reduced a Member’s salary in the same session in which it
was passed. The Ethics Committee denied their appeals,
affirming Clyde’s $15,000 fine and $5,000 each for Smucker
and Gohmert. After their unsuccessful appeals, CAO
Szpindor was required pursuant to H.R. 73 § 1(c)(1) to
take the fines directly from the Members’ congressional
salaries. Id. ¶¶ 19, 23, 26.
On April 14, 2021, Congressman Clyde was in his
legislative office when a vote was called. The magnetometer
went off, and he was required to be re-screened prior to
9
his entry. The voting system shut down just prior to him
being able to press the voting button.1 Other Members who
missed votes due to being delayed by the magnetometer
screening include Republican Representatives Michael
Burgess (Texas 26), Lauren Boebert (Colorado 3), Jeff
Duncan (South Carolina 3), Chris Smith (New Jersey 4),
and Brad Wenstrup (Ohio 2). Id. ¶¶ 28–29.
2. Petitioners Clyde and Gohmert filed suit on June
13, 2021, seeking declaratory and injunctive relief against
Sergeant at Arms Walker and CAO Szpindor in their
official capacities from enforcing H.R. 73 as violative of
the U.S. Constitution’s Twenty-Seventh Amendment and
the Discipline Clause, Article I, § 5, cl.2. 2 Compl., Dist. Ct.
D.E. 1. An Amended Complaint was filed July 15, 2021,
to add Congressman Smucker. Am. Compl., Dist. Ct.
D.E. 9. The Representatives alleged that reducing their
salaries by deducting the fines before they ever received
the salaries was a “variance” of their compensation in
violation of the Twenty-Seventh Amendment. Further,
they alleged that the House lacked authority to punish
them for (purportedly) violating the Screening Rule
because those infractions involved no disruptive conduct
and thus did not constitute “disorderly Behaviour” within
the Discipline Clause’s original meaning. Id. ¶¶ 30–41.
1. The House Speaker controls how long the voting period will
be kept open. Elizabeth Rybicki, CRS Report No. 98-988, Voting and
Quorum Procedures in the House of Representatives 7-8 (March
20, 2023).
2. Count II of both complaints also asserted violations of the
Arrest Clause, U.S. Const. Art. I, § 6, cl. 1, which were not pursued
on appeal.
10
The district court dismissed the case for lack of
subject matter jurisdiction under the Constitution’s
Speech or Debate Clause, Article I, § 6, cl.1. Judgment,
Dist. Ct. D.E. 21; Opinion Order, Dist. Ct. D.E.22. The
court concluded that the House’s actions were “legislative
acts” protected by the Clause that could not be judicially
reviewed. The court did not address parties’ merits
arguments of whether the Screening Rule violated either
the Twenty-Seventh Amendment or the Discipline Clause.
Id.; Pet. App. 9a–22a.
3. The D.C. Circuit affirmed per curiam, holding that
“the Speech or Debate Clause operates as a jurisdictional
bar when the actions upon which a plaintiff sought to
predicate liability were legislative acts. The Clause’s
immunity from suit is jurisdictional and prohibits the
judiciary from questioning speech, debate, or legislative
acts that fall within the Clause’s coverage.” Pet. App.
4a. Like the district court, the D.C. Circuit held that
“issuing a fine and deducting it from paychecks” were
“legislative acts” because they were done pursuant to
the internal procedures the House had established as
permitted by Article I’s Rules and Discipline Clauses.
Accordingly, it held that the Clause rendered the House’s
acts “absolutely” immune from suit “regardless of their
alleged unconstitutionality.” Id. 5a–7a.
11
ARGUMENT
I.
CONTRARY TO THE D.C. CIRCUIT’S OPINION,
THIS COURT HAS CLEARLY HELD THAT THE
SPEECH OR DEBATE CLAUSE DOES NOT
CREATE A JURISDICTIONAL BAR TO JUDICIAL
CONSIDER ATION OF CONSTIT U TIONA L
CHALLENGES OF INTERNAL CONGRESSIONAL
ACTS
A.
The D.C. Circuit’s Holding is against this
Court’s Precedents and Makes Many Previously
Justiciable Clauses of the Constitution
Unjusticiable.
This case should be controlled by Powell v. McCormack,
which expressly held that the Court could consider
Congressman Powell’s request that the Sergeant at Arms
“disburse funds,” i.e., his congressional salary. 395 U.S.
486, 504 (1969). If the D.C. Circuit below was correct
in asserting that any question related to the legislative
function is beyond the federal courts’ subject matter
jurisdiction, Powell could not have been decided. Powell
is one of this Court’s seminal Speech or Debate Clause
cases, and over 140 years of Supreme Court precedent
make clear that the Speech or Debate Clause is not—by
itself—a bar to justiciability. There is no instance in which
a party’s reliance upon the Clause was held by this Court
to deprive federal courts of jurisdiction to consider the
issue on the merits. The D.C. Circuit’s dismissal of this
case on subject matter jurisdiction grounds is directly
contrary to this Court’s precedents. The D.C. Circuit’s
belief that it lacks subject matter jurisdiction to consider
the Members’ constitutional claims merely because they
12
emanate from a legislative body, see Clyde Pet. App.
4a–7a, is untenable in the face of uniform Supreme Court
precedents to the contrary. Were the D.C. Circuit correct
in that conclusion, none of the discussed cases could have
been decided at all, regardless of this Court’s ultimate
determinations.
In Powell, Congressman Powell was prevented
from taking his seat in violation of the Qualifications
Clause of Article I, § 5, cl.1 and sought declaratory relief
against the House employees tasked with implementing
the House’s arguably unconstitutional decision. Powell
sought a declaratory judgment that the House Sergeant
at Arms had unconstitutionally withheld his congressional
salary and an injunction ordering the Sergeant at Arms
to provide that salary. Powell, 395 U.S. at 493–94.
Addressing arguments identical to those invoked by
the D.C. Circuit below, Powell expressly held both that
the Court had subject matter jurisdiction to hear the
case and that the Speech or Debate Clause is no bar to
justiciability to claims against congressional employees
who have violated textual commands of the Constitution.
Id. at 500–06, 512–16, 550. The Court concluded that
Powell had been unconstitutionally excluded from taking
his seat in the House of Representatives and remanded the
consideration of equitable relief for ordering the release
of his back pay to the lower courts. Id. at 550.
But the D.C. Circuit below rationalized dismissing
this case on jurisdictional g rounds because “ the
challenged acts are ‘legislative’ . . . because they involve
matters the Constitution places within the jurisdiction
of the House,” and “fines for violations of the [Screening
Rule] are an aspect of Congress’ power to punish its
Members for disorderly Behaviour.” Clyde, Pet. App.
13
5a (cleaned up). Powell rejected that logic, observing
that, “Respondents assert that the Speech or Debate
Clause of the Constitution, Art. I, § 6, is an absolute bar
to [Congressman Powell’s suit].” Powell, 395 U.S. at 501.
But, the Court held, legislative immunity does not bar
all judicial review of legislative acts. “That issue was
settled . . . expressly in Kilbourn v. Thompson, 103 U.S.
168 (1881), the first of this Court’s cases interpreting the
reach of the Speech or Debate Clause.” Powell, 395 U.S.
at 503. “The purpose of the [Clause‘s] protection afforded
legislators is not to forestall judicial review of legislative
action but to insure that legislators are not distracted from
or hindered in the performance of their legislative tasks by
being called into court to defend their actions.”3 Id. at 505.
Thus, legislative employees who commit unconstitutional
acts, even at the direction of Congress itself, can be held
liable for their acts. Id. at 504–05. It would be odd if this
were not true.
A f t er Po well, i n Ea stl an d v. Unit ed St at es
Servicemen’s Fund, 421 U.S. 491 (1975), a Senate
committee’s investigatory subpoena to a bank was
challenged and the Clause invoked as a defense to the
suit. All of the justices—in the majority, concurrence,
or dissent—expressly held the question of the Clause’s
applicability to be properly before the Court. The majority
opinion held, “[t]he question to be resolved is whether
the actions of the petitioners fall within the sphere of
legitimate legislative activity. If they do, the petitioners
‘shall not be questioned in any other Place’ about those
3. The Clause’s “fundamental purpose” is to “free[] the
legislator from executive and judicial oversight that realistically
threatens to control his conduct as a legislator.” Gravel, 408 U.S.
at 618.
14
activities since the prohibitions of the Speech or Debate
Clause are absolute[,]” and that “the Court of Appeals
correctly held that the District Court properly entertained
this action initially.” Id. at 513 and n.14 (cleaned up).
Concurring for three justices, Justice Marshall observed,
“the District Court properly entertained the action in
order to provide a forum in which respondent could assert
its constitutional objections . . . a court’s inquiry . . . is
necessarily quite limited once defendants entitled to do
so invoke [the Clause’s privilege].” Id. at 514. In dissent,
Justice Douglas wrote that the Clause’s immunity could
be denied to those “within the reach of judicial process.”
Id. at 518. No justice remotely suggested the Court lacked
subject matter jurisdiction to consider the case, even
though Eastland’s ultimate holding was that the Clause
provided “complete immunity” for the Members and
committee chief counsel at whom the suit was directed.
Id. at 495–96, 507.
The Court’s Speech or Debate cases have been
consistent on this point in the 140 years since Kilbourn. In
Gravel v. United States, another of the Court’s significant
explications of the Clause, the Court faced the question of
whether the Clause immunized a congressional aide, acting
on a senator’s behalf, from testifying before a grand jury.
408 U.S. 606, 613 (1972). The Court explicitly held, “we are
of the view that both the question of the aide’s immunity
and the extent of that immunity are properly before us in
this case.” Id. at 628 n.17. No justice, whether in majority
or dissent, suggested that the Clause’s invocation deprived
the Court of subject matter jurisdiction. See id., generally
and esp. at 618–20, 624–25.
The D.C. Circuit compounded its misapprehension
of the Clause’s coverage in assuming that “legislative
15
acts” means any internal congressional act. This Court
has resoundingly rejected that interpretation: While
“[i]t is beyond doubt that the Speech or Debate Clause
protects against inquiry into acts that occur in the
regular course of the legislative process and into the
motivation for those acts,” “[t]he only reasonable reading
of the Clause, consistent with its history and purpose, is
that it does not prohibit inquiry into activities that are
casually or incidentally related to legislative affairs, but
not part of the legislative process itself.” United States
v. Brewster, 408 U.S. 501, 525, 528 (1972). In other words,
passing an internal rule about security is not necessarily
“legislation.” Thus, the Brewster Court explicitly stated
it “has jurisdiction to hear this appeal.” Id. at 507. While
three justices dissented from the majority’s construction
of the Speech or Debate Clause, none contended the
Court lacked jurisdiction to consider the matter. See id.
at 529–50 (Brennan, J., dissenting), 551–63 (White, J.,
dissenting.).
Applying a fact-specific analysis in each case, this
Court has held the Clause gives absolute immunity for
members and staff, Eastland, 421 U.S. at 495–96, 507,
provided immunity for members, but not staff, Powell,
395 U.S. at 506, allowed no immunity for members or
staff, Hutchison v. Proxmire, 443 U.S. 111, 131, 133
(1979), embraced immunity for core legislative acts like
congressmen making speeches on the floor, United States
v. Johnson, 383 U.S. 169, 185 (1966), but not for nonlegislative acts like a staffer conducting an unlawful search
on behalf of a committee investigation, Dombrowski v.
Eastland, 387 U.S. 82, 82–83, 85 (1967), or – similar to the
instant case– the House doorkeeper denying a duly elected
member access to the House chamber. Powell, 395 U.S. at
493–94, 550. Notwithstanding the D.C. Circuit’s current
16
view that these cases are beyond judicial scrutiny, this
Court heard all those cases and rendered merits decisions
on the underlying constitutional challenges without the
Speech or Debate Clause rendering them non-justiciable.
B. The D.C. Circuit’s “Jurisdictional Bar” Theory
Would Prevent Judicial Review of Significant
Constitutional Questions.
House rules, or their implementation, are subject to
judicial review where a plausible constitutional violation is
alleged. The D.C. Circuit’s view of the Speech or Debate
Clause creates an absolute jurisdictional bar to judicial
consideration of any act simply because it is the subject of a
rule or practice internal to a house of Congress. Were that
the case, none of the following scenarios could be subject
to judicial review, as all plainly fall within the Rules and
Discipline Clause that the D.C. Circuit deems the final
word on what constitutes a “legislative act[:]” “Each House
may determine the Rules of its Proceedings” and “punish
its Members for disorderly Behaviour.” Art. I, § 5, cl.2.
For instance, under the D.C. Circuit’s “jurisdictional
bar,” as discussed supra, this Court could not have
heard Powell, a Member of Congress’ challenge to the
House’s refusal to seat him and pay his salary for reasons
not specified in the Constitution. This Court could not
have considered an external challenge to the Senate’s
own understanding of when it was “in session” or what
constitutes a “recess.” But see Noel Canning, 573 U.S. at
530–33, 550–53. The D.C. Circuit’s logic would preclude
any complaint that a revenue statute did not comply with
the Origination Clause. Art. I, § 7, cl. 1. But see United
States v. Munoz-Flores, 495 U.S. 385, 389–97 (1990)
(holding the judiciary had an independent obligation to
17
ensure that the political branches complied with textual
constitutional provisions).
That logic would also have prevented any challenge to
a legislative veto, whereby either house of Congress could,
by simple internal resolution not subject to bicameralism
or presentment, undo an executive branch act. But see INS
v. Chadha, 462 U.S. 919, 926–27, 941–43, 952, 958 (1983).
Third parties would be barred from challenging illegal
searches by congressional staffers conducted pursuant
to a congressional committee’s investigation (itself a
legislative act). But see Dombrowski v. Eastland, 387 U.S.
82 (1967). Likewise, there could be no liability against
congressional employees taking unlawful action pursuant
to a vote of the House ordering an unconstitutional act,
even though the vote itself is concededly a legislative act.
But see Kilbourne, 103 U.S. at 181–205.
The D.C. Circuit’s interpretation of the Speech or
Debate Clause as a bar to judicial review of actions
internal to either house of Congress is wholly inconsistent
with the Article III obligation to give all constitutional
commands effect.
C.
No Case from this Court Describes the Speech
or Debate Clause as a “Jurisdictional Bar,”
Although the D.C. Circuit Has Misinterpreted
it for Seventeen Years.
The circuit held below, “[T]he Speech or Debate
Clause operates as a jurisdictional bar when ‘the actions
upon which a plaintiff sought to predicate liability were
legislative acts.’” Clyde, Pet. App. 4a (emphasis added)
(quoting Fields v. Office of Eddie Bernice Johnson,
459 F.3d 1, 13 (D.C. Cir. 2006) (en banc) (cleaned up)
18
(quoting Doe v. McMillan, 412 U.S. 306, 318 (1973) (quoting
Gravel, 408 U.S. at 618)). That assertion cannot be squared
with this Court’s precedents, particularly in light of the
D.C. Circuit’s expansive view of what constitute ‘legislative
acts.’
First, regardless of whether a challenged congressional
rule or practice falls within the general rubric of a
“legislative act,” it must still otherwise be consistent with
the rest of the Constitution. United States v. Ballin, 144
U.S. 1, 5 (1892) (reaff’d, NLRB v. Noel Canning, 573 U.S.
513, 551 (2014)). Hence, for example, although the House
debated and voted not to seat Congressman Powell—
as “legislative” an act as can be imagined—the Court
nonetheless took up his case and found that act to violate
another provision of the Constitution, the Qualifications
Clause. Powell, 395 U.S. at 514, 519–48. Second, though
Members of Congress cannot be held liable for voting
and speaking in favor of unconstitutional measures,
congressional employees can be held liable and enjoined
from carrying out such measures. Gravel, 408 U.S. at
618–22; Powell, 395 U.S. at 506; Dombrowski, 387 U.S.
at 84; Kilbourn, 103 U.S. at 200, 202.
Moreover, neither McMillan nor Gravel describe the
Speech or Debate Clause as being “jurisdictional” in the
sense of depriving the courts of the ability to consider the
case on the merits. McMillan used the term “jurisdiction”
to describe the scope of the Clause’s reach, including
congressional investigations as within the meaning of
the “legislative acts” covered by the Clause because it
is a core function of the legislative process. 412 U.S. at
313, 318. Gravel’s mention of “jurisdiction,” moreover,
was the opposite of the D.C. Circuit’s conclusion here;
the Clause is not a complete barrier to adjudicating
19
anything Congress does internally: “Legislative acts are
not all-encompassing.” 408 U.S. at 606. “[T]hey must be
an integral part of the deliberative and communicative
processes by which Members participate in committee
and House proceedings with respect to the consideration
and passage or rejection of proposed legislation.” Id.
(cleaned up).
The D.C. Circuit’s error here appears to stem from
the loose use of the term “jurisdiction,” in tandem with a
failure to consistently discern the difference between a
“legislative act” and a “congressional act” in its Speech
or Debate jurisprudence over the past seventeen years.
Describing the Clause as “jurisdictional” is nomenclature
created by the Fields opinion. See 459 F.3d at 13. But the
Fields court correctly ascertained that the employment
discrimination claims alleged therein did not constitute
legislative acts (though the Clause might preclude certain
acts or evidence from being introduced in support of those
claims). Id. at 13–14.
In Howard v. Chief Administrative Officer of the
U.S. House of Representatives, another employment
discrimination case against the House, the circuit repeated
its “jurisdictional bar” formulation from Fields, but again
correctly discerned that the Clause was inapplicable where
“legislative acts” were not in question. 720 F.3d 929, 412
(2013). The term was used again in Rangel v. Boehner,
wherein then-Congressman Rangel sued other House
Members and employees, challenging the procedures by
which the House had censured him. 785 F.3d 19, 21–22
(D.C. Cir. 2015). Correctly applying this Court’s (and its
own) precedents, the circuit determined that the House’s
procedures to investigate and censure its Members were
legislative acts readily within the Clause’s protections
20
for House Members and their alter ego employees. Id. at
23–25. Citing Howard, the circuit unnecessarily referred
to the Clause’s effect as “jurisdictional,” id. at 22, while
also describing it as an “immunity” under this Court’s
precedents. Id. at 23–25.
The circuit again characterized the Clause as
“jurisdictional” in McCarthy v. Pelosi, a challenge to
the House’s adoption of an internal rule permitting
Members to vote by proxy. 5 F.4th 34, 36–38 (2021).
There, however, the circuit appears to have departed
from the Speech-or-Debate framework dictated by this
Court’s precedents. Without further detail, McCarthy
states the plaintiffs allege, “various constitutional
provisions require Members to be physically present on
the House floor in order to count towards a quorum and
cast votes.” Id. at 38. The opinion does not discuss the
alleged constitutional infirmities. Instead, McCarthy
asserts that because voting is a legislative act, the Clause
jurisdictionally precluded the circuit from even evaluating
any constitutional challenge to that voting procedure. Id.
at 38–39.4 That conclusion cannot be squared with this
4. Petitioners offer no view of whether McCarthy’s ultimate
conclusion dismissing the proxy voting challenge was correct; only
that the analytical framework was at odds with how this Court has
applied the Speech or Debate Clause. If, for example, the McCarthy
plaintiffs had raised a colorable claim that the Quorum Clause, Art. I,
§ 5, cl.1, was being violated by the House’s Proxy Voting Rule (which
cannot be discerned from the circuit’s truncated opinion), the courts
were obligated to consider the question on the merits. See Ballin, 144
U.S. at 5; Gravel, 408 U.S. at 620–21. So too, courts must consider
whether there are specific textual constitutional provisions that
take precedence over more general provisions. See Stop the Beach
Renourishment, Inc. v. Florida Dept. of Env. Protection, 560 U.S.
702, 721 (2010).
21
Court’s jurisprudence analyzing the Clause’s applicability
on a case-by-case basis.
More recently, Massie v. Pelosi was a challenge
to a mandatory mask rule for House Members during
COVID-19 that imposed fines upon violators, fines
deducted directly from their salaries before they were
paid. 72 F.4th 319, 320–21 (2023). The Massie plaintiffs
brought numerous constitutional challenges to the Mask
Rule, including that the fining mechanism violated
the Twenty-Seventh Amendment. Id. at 31. Adding
to McCarthy’s analytical errors, the Massie court
erroneously declared the Mask Rule to be a legislative
act simply because it was a congressional activity voted
on by the House. Id. at 322–23. As explained in Part II,
infra, this Court has repeatedly defined “legislative acts”
as limited to the functions of legislating, such as speaking,
voting, communicating, and investigating. Administrative
functions within the houses of Congress, regardless of
their desirability, are not core legislative activities. The
Speech or Debate Clause was inapposite in Massie, and
the court should have conducted an analysis under Ballin
as to whether any other constitutional provision precluded
the House from regulating hygiene under the Rules
Clause. Thus, as in McCarthy, the D.C. Circuit failed both
to consider the constitutional challenges presented to it
(asserting a jurisdictional bar to doing so), and to make
the mandatory distinction between Members supporting
unconstitutional rules and congressional employees
executing them. Id. at 322–24. All of Massie’s analytical
errors were replicated in Clyde below, where the D.C.
Circuit erroneously declared (1) the purely administrative
activities of security screening and payroll deduction to
be “legislative acts;” (2) that because the case involved
22
“legislative acts,” the court lacked jurisdiction to consider
the constitutional challenges under the Discipline Clause
and the Twenty-Seventh Amendment; and (3) jurisdiction
was likewise lacking to determine if congressional
employees had acted unconstitutionally. Pet. App. 4a–7a.
D.
The Speech or Debate Clause Creates a
Potential Immunity, Not a Bar to Justiciability,
for Congressional Actions.
The Clause creates an individual privilege for
Members, not collectively for the outcomes of congressional
action. See In re Sealed Case, 80 F.4th 355, 375 (D.C. Cir.
2023) (Katsas, J., concurring) (citing, e.g., Coffin v. Coffin,
4 Mass. 1, 27 (1808)). This Court characterizes the Speech
or Debate Clause as a legislative immunity doctrine. See,
e.g., Powell, 395 U.S. at 503; Gravel, 408 U.S. at 620, 626,
628 n.17; see also 648, 660–61 (Brennan, J., dissenting)
(also describing the Clause as creating an “immunity”);
McMillan, 412 U.S. at 307, 314–16, 318, 320, 324–25; see
also 326–27, 330 (Douglas, J., concurring) (also describing
the Clause as creating an “immunity”) and 339, 343
(Rehnquist, J., concurring in part and dissenting in part)
(same); Hutchison, 443 U.S. at 123, 127, 131–32; see also
136 (Brennan, J., dissenting) (also describing the Clause
as creating an “immunity”). Immunity doctrines are
generally considered a waivable defense, not an absolute
jurisdictional limitation on a court’s judicial authority.
Siegert v. Gilley, 500 U.S. 226, 231 (1991) (“qualified
immunity is a defense”); Gravel, 408 U.S. at 621–22
(suggesting that a Member of Congress could waive or
repudiate an aide’s Speech or Debate immunity); see
also United States v. Heltoski, 442 U.S. 477, 493 (1979)
(suggesting that an individual member of Congress
might be able to waive Speech or Debate immunity “by
23
an explicit and unequivocal expression”). As this Court’s
precedents demonstrate, a party’s invocation of the Speech
or Debate Clause is no impediment to a court’s exercise of
jurisdiction over the case, or to its justiciability. Like any
other constitutional provision, a court must determine if
and how it applies to the facts at hand.
II. ADMINISTERING PAYROLL & SECURITY
SCREENING ARE NOT CORE LEGISLATIVE
ACTS COVERED BY THE SPEECH OR DEBATE
CLAUSE.
The congressional staff functions at issue—conducting
payroll deductions and security screenings—are purely
administrative in nature, and not “legislative acts” within
the Speech or Debate Clause’s ambit. The constitutional
test for speech or debate tracks the common-sense notion
that the vast array of administrative functions performed
by the House do not fall within the Speech or Debate
Clause unless they are integral to the core legislative
functions of deliberation and communication among
members concerning the public’s business. The Clause
simply does not reach conduct “that is in no wise [sic]
related to the due functioning of the legislative process.”
Gravel, 408 U.S. at 625.
In general, the Supreme Court has followed a
functional approach to legislative immunity. See Harlow
v. Fitzgerald, 457 U.S. 800, 810–11 (1982) (holding the
courts’ functional approach to immunity cannot extend
that immunity beyond the core purpose being protected).
The Speech or Debate Clause does not insulate legislative
functionaries carrying out non-legislative tasks from
suit. McMillan, 412 U.S. 306, 315 (1973). Congressional
24
employees may accrue Speech or Debate immunity from
suit “insofar as the conduct of the [employee] would be
a protected legislative act if performed by the Member
himself.”5 Gravel, 408 U.S. at 618. “The key consideration,
the Supreme Court cases teach, is the act presented for
examination, not the actor.” Walker v. Jones, 733 F.2d
923, 929 (D.C. Cir. 1984) (Ginsburg, J.) (emphasis added).
“The heart of the [Speech or Debate] Clause is
speech or debate in either House. Insofar as the Clause is
construed to reach other matters, they must be an integral
part of the deliberative and communicative processes
by which Members participate in committee and House
proceedings with respect to the consideration and passage
or rejection of proposed legislation or with respect to
other matters which the Constitution places within the
jurisdiction of either House.” Gravel, 408 U.S. at 625
(emphasis added).
Clause-protected “legislative acts” include preparing
committee reports, conducting hearings and investigations,
committee staff using documents for official business,
communications between a congressman and his staff
regarding legislative business, selecting witnesses, bill
drafting, staff members’ preparations for legislative
activities, and, of course, speaking within the House, and
voting. See Rangel, 785 F.3d at 24–25 (collecting cases);
Johnson, 383 U.S. at 185.
5. The D.C. Circuit defined “legislative acts” as those
“regulat[ing] the conduct of Members on the House floor.” Clyde,
2023 WL 6939987 at *2 (quoting Massie, 72 F.4th at 323). That is
not a definition supported by this Court’s Speech or Debate Clause
jurisprudence.
25
By contrast, numerous activities well within the
normal course of congressional functions have been held
not to be protected by the Speech or Debate Clause:
contacting executive branch employees and agencies and
seeking to influence them, privately publishing documents
obtained in the course of congressional duties, Gravel,
408 U.S. at 624–26; assisting in obtaining government
contracts, preparing constituent newsletters, Brewster,
408 U.S. at 512–13; as well as press releases, speeches and
documents delivered outside of Congress. McMillan, 412
U.S. at 317. Moreover, non-legislative functions occurring
within the legislative branch, such as an opening prayer
by a chaplain employed by the House, or personnel actions
in the course of superintending congressional food service
facilities, are also plainly not subject to the Clause’s
immunity. See, e.g., Barker v. Conroy, 921 F.3d 1118 (D.C.
Cir. 2019); Walker, 733 F.2d at 930–32.
As then-Judge Ginsburg pointed out in Walker, the
argument that every administrative function performed
by the House falls within the Speech or Debate Clause is
“far-fetched.” 733 F.2d at 931. The Clause‘s “fundamental
purpose” is to “free the legislator from executive and
judicial oversight that realistically threatens to control
his conduct as a legislator.” Id. (quoting Gravel, 408
U.S. at 618) (emphasis added). Services “not peculiar to
a Congress member’s work qua legislator may advance
a member’s general welfare,” but is not “legislative in
character,” and “not reasonably described as work that
significantly informs or influences our nation’s laws.”
Walker, 733 F.2d at 931 (cleaned up).
The D.C. Circuit pointed to no contrary case from this
Court suggesting that administrative functions of security
26
and payroll might constitute “legislative acts.” Nor could
it, because notwithstanding its contrary suggestion that
the Clause extends to every internal House act resulting
from its rules, “the Clause has not been extended beyond
the legislative sphere.” Gravel, 408 U.S. at 624–25.
Payroll operations are not remotely “an integral
part of the deliberative and communicative processes
by which Members participate in committee and House
proceedings,” nor do they constitute “other matters
which the Constitution places within the jurisdiction of
the House.” Id.
The D.C. Circuit’s holding that House payroll
administration is a “legislative act” conflicts directly with
the Third Circuit’s determination on that same question in
In re Grand Jury Proceedings, 563 F.2d 577 (1977). Grand
Jury squarely held that legislative payroll is a merely
ministerial activity not within the Clause’s ambit. Id. at
585. Construing the Pennsylvania Constitution’s Speech or
Debate Immunity as being the same found in the Federal
Constitution, the Third Circuit rejected the Pennsylvania
Senate’s contention that it was immune from providing
its payroll records in response to a grand jury subpoena.
Id. “Such an expansion of the privilege would give it
wider coverage than the Speech or Debate Clause and
provide more of a safeguard than is necessary to preserve
legislative independence and integrity.” Id. While payroll
evidence is “tangentially related to the legislative function,
[it] is so peripheral as not to be covered by the privilege.
The legislative function is separate and distinct from that
of compensation of the office and the ministerial work to
prepare payrolls[.]” Id. (emphasis added). Rejecting the
D.C. Circuit’s notion here that payroll is a “legislative
27
act,” Grand Jury concluded, “[t]his clerical work must be
performed regardless of the position that any legislator
may wish to take on issues of public importance.” Id.
“The only reasonable reading of the Clause, consistent
with its history and purpose, is that it does not prohibit
inquiry into activities that are casually or incidentally
related to legislative affairs but not a part of the legislative
process itself.” Brewster, 408 U.S. at 528. Administering
payroll may well be an important function for House
operations, but the function’s importance does not convert
it into a legislative activity, much less speech or debate.
See Walker, 733 F.2d at 931. Accordingly, the Speech or
Debate Clause has no applicability to the payroll deduction
complained of here.
The distinction between legislative acts (where
Clause immunity applies), as opposed to their execution
(where it does not), is well-established. As then-Judge
Ginsburg pointed out, “The Supreme Court has drawn
a key distinction, ‘between legislative speech or debate
and associated matters such as voting and committee
reports and proceedings,’ on the one hand, and ‘executing a
legislative order,’ or ‘carrying out legislative directions,’ on
the other hand. The former, the Supreme Court has
emphasized, is what the Speech or Debate Clause shields.”
Walker, 733 F.2d at 931–32 (cleaned up) (citing Gravel, 408
U.S. at 620–21; Doe v. McMillan, 412 U.S. 306, 314–15
(1973)). Carrying out a decision, “even if the decision itself
is properly called ‘legislative,’ is not cloaked with Speech or
Debate immunity, for execution or carrying out directions
post-dates what the Clause protects—the process leading
up to the issuance of legislative directions.” Walker, 733
F.2d at 932 (emphasis in original). Members of Congress
28
may have immunity for discussing and voting for an
unconstitutional rule, like the automatic fine deduction at
issue here. But congressional employees, like the Sergeant
at Arms and Chief Administrative Officer, are not immune
from a judicial order forbidding the rule’s implementation.
III. A S T R A I G H T - F O R WA R D T E X T U A L
I N T ER PR ETAT ION OF T H E T W E N T YSEV EN T H A M EN DM EN T SHOWS T H AT
THE FINES “VARIED” MEMBERS’ ACTUAL
COM PENSATION, A N D T HIS COU RT
SHOULD REVIEW THE MEANING OF THAT
CONSTITUTIONAL PROVISION
As argued above, this Court can and should hear cases
about legislative functions where a specific provision of
the Constitution has been alleged to have been violated.
The Members here have had their compensation “varied,”
which, at a minimum, is contrary to the text of the TwentySeventh Amendment.
A.
A Primary Purpose of the Twenty-Seventh
Amendment is to Prevent Congressional
Salaries From Being Decreased, a Practice the
Founders Expressly Recognized Could Be Used
to Threaten the Integrity and Independence of
Members and Dissuade Individuals of Modest
Means from Serving in Congress.
W hat is today know n as the T wenty- Seventh
Amendment began its odyssey to enactment as the second
amendment in the original Bill of Rights draft proposed
by James Madison and adopted by the First Congress in
1789. See generally, Richard B. Bernstein, The Sleeper
Wakes: The History and Legacy of the Twenty-Seventh
29
Amendment, 61 Fordham L. Rev. 497, 521–31 (Dec. 1992)
(“Sleeper”). Between 1789 and 1791, this “compensation
amendment” was ratified by only six states, making it
ineligible to join the ten amendments that were approved
as the Bill of Rights. Id. at 532–33. Two more states
ratified it through 1978. Id. at 534, 537. A cascade of state
ratifications began in 1983, and it became the TwentySeventh Amendment to the Constitution in 1992. Id. at
537, 539 n.214.
While the Amendment is commonly thought of today
as a limitation on Congress’s ability to vote itself a pay
raise, that was but one animating purpose. Rather, it
prohibits any law “varying the compensation,” not just
those that increase it.
The Founders were greatly concerned that diminishing
congressional pay could be used to pressure Members
from exercising independent judgment and to prevent
qualified men of modest means from serving in the new
national legislature. The founding generation was wellaware of the practice of House of Commons candidates
promising to reduce (or even eliminate) their wages to
garner popularity with their constituents, which had that
very effect. Sleeper at 500–01.6 Americans in the 1770s
and 1780s found such conduct debasing to the notion of
representative government. Id. at 501.7
6. Citing 1 Edward Porritt with Annie G. Porritt, The
Unreformed House of Commons: Parliamentary Representation
Before 1832, at 151–203 (1909).
7. Citing 1 Por itt at 96 – 98; The Eighteenth- Centur y
Constitution: 1688-1815, at 151–52 (E. Neville Williams ed., 1960);
Bernard Bailyn, The Ideological Origins of the American Revolution
46–51, 85–93, 130–138 (enlarged ed. 1992).
30
During the Continental Congresses and into the
Articles of Confederation period, state legislatures
responsible for paying their congressional delegates
used that leverage to punish Congress for ignoring state
interests, and those delegates were an easy target for
fiscal belt-tightening during the post-Revolution’s poor
economy. Sleeper at 501–02. 8 Delegates endured lengthy
waits to be paid, if at all. “Even those delegates who had
independent means, and thus did not rely on the small
salaries paid by the states, did not accept this situation
lightly. Notable American politicians began to write
scathing letters to their home states, demanding to know
how long they were to serve their country without being
paid for it.” Id. at 502.9
Hence, the new national legislature’s independence and
stability was a major concern at the 1787 Constitutional
Convention. Id.10 In discussing how congressional pay
should be set in the context of debating what eventually
became known as the Constitution’s “Ascertainment
Clause,”11 the delegates avidly debated the potential
8. Citing Jack P. Greene, The Quest for Power (1963); Edmund
Cody Burnett, The Continental Congress 420, 421, 425, 629, 650, 710,
713 (1941); Richard B. Morris, The Forging of the Union, 1781-1789,
at 91–94 (1987); Jack N. Rakove, The Beginnings of National Politics:
An Interpretive History of the Continental Congress 235–38 (1979).
9. See sources cited supra, note 8.
10. Citing 1 The Records of the Federal Convention of 1787, at
20–22 (Max Farrand ed., 1937) (all references are to James Madison’s
notes unless otherwise indicated).
11. “The Senators and Representatives shall receive a
compensation for their services, to be ascertained by law, and paid
out of the treasury of the United States.” U.S. Const., Art. 1, § 6, cl.1.
31
harms of insufficient congressional remuneration, or its
potential diminishment.
Echoing the well-known concern about House of
Commons candidates seeking voter favor by promising
to cut their pay, Massachusetts delegate Elbridge
Gerry noted as “one principal evil” of democracy was
“the want of due provision for those employed in the
administration of Governnt [sic]. It would seem to be a
maxim of democracy to starve the public servants.” 1 The
Records of the Federal Convention of 1787, at 48 (Max
Farrand ed., 1937). Virginia delegate George Mason
raised the problematic history of low pay discouraging
capable men from public service, “[t]he parsimony of the
States might reduce the provision so low as had already
happened in choosing delegates to Congress, the question
would be not who were most fit to be chosen, but who were
most willing to serve.” Id. at 216. Nathaniel Gorham of
Massachusetts and Edmund Randolph of Virginia both
raised the threat to congressional independence created
by the possibility of salary reductions. Gorham pointed
out that state legislatures “were always paring down
salaries in such a manner as to keep out of offices men
most capable of executing the functions of them.” Id. at
372. Randolph, in turn, stressed that “[i]f the States were
to pay the members of the Natl. Legislature, a dependence
would be created that would vitiate the whole System.”
Id. (emphasis added).
With the proposed Constitution setting no restraint on
either increasing or decreasing congressional salaries, it
became the second of Madison’s proposed amendments in
the Bill of Rights he offered in the First Congress. As in
the Constitutional Convention, Representatives discussed
32
the House of Commons’ sorry history of manipulating pay.
Congressman Sedgwick stated that “designing men might
reduce the wages very low, much lower than it was possible
for any gentleman to serve without injury to his private
affairs.” Debates in the House of Representatives (Aug.
14, 1789), in The Congressional Register, Aug. 14, 1789.
Plainly, Revolutionary dismay over Parliamentary
reductions in pay, the Founders’ understanding of the way
national legislators could be dissuaded from independent
judgment, and the threat of excluding those of modest
means from public service all informed the TwentySeventh Amendment’s enactment. Those critical concerns
are precisely what underlie this case: salary manipulation
by the House Democratic Majority to deprive Republican
Members of their political independence and financial
ability to serve. “In the general course of human nature,
a power over a man’s subsistence amounts to a power
over his will.” Alexander Hamilton, Federalist Paper No.
79 (May 28, 1788). See also Schaffer v. Clinton, 240 F.3d
878, 884–85 (10th Cir. 2001) (noting that Hamilton was
speaking of a decrease in pay, and that such a decrease
would be a real injury providing standing under the
Twenty-Seventh Amendment). The Amendment was
enacted not just to prevent congressional self-dealing by
pay increases, but to protect Members from pay decreases
being used as an instrument for either political pressure
or exclusion.
B. House Resolution 73 Varies Compensation in
Violation of the Twenty-Seventh Amendment.
House Resolution 73 “varies compensation” of the
Members by specifically and explicitly targeting their
salary. “If a Member… against whom a fine is imposed
33
by the Sergeant-at-Arms under [this resolution] has not
paid the fine prior to the expiration of the [relevant time
period], the Chief Administrative Officer shall deduct
the amount of the fine from the net salary otherwise due
the Member.” H.Res. 73, § 1(c)(1) (emphasis added). The
fines are specifically directed against Members’ salaries;
Section 1(d) of the Resolution explicitly forecloses other
ways Members might have paid the fines in question—
leaving only their salary or other personal funds to
answer. This ensures maximum pressure is brought to
bear on Members who rely on their Congressional salary
as their primary means of support.
Respondents mistakenly argued below that “fines
imposed and collected pursuant to House Resolution 73
do not change the ‘compensation for services’ of House
Members.” While the fines may not change the underlying
salary level of $174,000 per annum, it defies logic (and
math) to suggest that deducting money—$5,000 or $15,000
per Congressman—does not vary, i.e., reduce, those
Members’ actual compensation for their services. The fine
reduces the Member’s salary before he ever receives it.
The Amendment’s protection against congressional
salary diminution mirrors the similar protection provided
by the Judicial Compensation Clause. Art. III, § 1. As
this Court observed in United States v. Hatter, which
concerned the constitutionality of particular tax increases
upon certain classes of then-sitting federal judges, the
Clause’s purpose is to protect judicial independence
from Congress by preventing Congress from reducing
judicial compensation. 532 U.S. 557 (2001). Likewise, a
foundational purpose of the Twenty-Seventh Amendment
is to prevent congressional majorities from coercing
congressional minorities with salary reductions. Hatter
34
speaks to that threat in the judicial context, observing
that “discriminatory taxes” or other “indirect measures
that . . . reduce take-home pay” would violate the Clause’s
protection against salary reduction. Id. at 569, 571, 576.
That is precisely what is occurring here in the legislative
context: indirect measures, i.e., fines, are being used to
reduce the take-home pay of targeted Representatives,
one of the very abuses the Twenty-Seventh Amendment
is designed to prevent. Indeed, a majority of one House
of Congress has accomplished by mere internal rule that
which could not be accomplished by statute: Reduction
of targeted Members’ salaries without an intervening
election.
Before 1992, Congress plainly had the authority
under the Discipline Clause to fine Members and deduct
those fines directly from Members’ salaries. The TwentySeventh Amendment now precludes that collection method,
at least for punitive fines deducted without a Member’s
consent.12 Rights specifically identified in the Constitution
take precedence over more general provisions. See, e.g.,
Albright v. Oliver, 510 U.S. 266, 273 (1994). The TwentySeventh Amendment prohibits deducting fines from
a Member’s salary before he receives it because that
diminution is a variance of his compensation, regardless
of how it is labeled or the rationale for doing so. Like any
other creditor, the House may collect its fines by means
other than salary reductions.
12. Petitioners take no position here on salary deductions
for absences, restitutional fines, or individual court-ordered
garnishments, as such circumstances may be governed by
considerations not relevant to this case.
35
CONCLUSION
The Court should grant the petition for a writ of
certiorari.
Respectfully submitted,
Kenneth T. Cuccinelli, II
Earl N. “Trey” Mayfield, III
Counsel of Record
Juris Day, PLLC
10521 Judicial Drive, Suite 200
Fairfax, VA 22030
(703) 268-5600
tmayfield@jurisday.com
Counsel for Petitioners
APPENDIX
i
TABLE OF APPENDICES
Page
A PPENDI X A — J U DGMENT OF THE
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLU M BI A
CIRCUIT, FILED OCTOBER 20, 2023 . . . . . . . . . 1a
APPENDIX B — MEMORANDUM OPINION
OF THE UNITED STATES DISTRICT
C OU RT F OR T H E DI S T R IC T OF
COLUMBIA, FILED AUGUST 1, 2022 . . . . . . . . . . 8a
APPENDIX C — RELEVANT STATUTES . . . . . . . 23
1a
Appendix A OF THE UNITED
APPENDIX A — JUDGMENT
STATES COURT OF APPEALS FOR THE
DISTRICT OF COLUMBIA CIRCUIT, FILED
OCTOBER 20, 2023
UNITED STATES COURT OF APPEALS FOR
THE DISTRICT OF COLUMBIA CIRCUIT
No. 22-5263
September Term, 2023
ANDREW S. CLYDE, INDIVIDUALLY, AND
IN HIS OFFICIAL CAPACITY AS A MEMBER
OF THE U.S. HOUSE OF REPRESENTATIVES;
LOUIE GOHMERT, INDIVIDUALLY, AND IN
HIS OFFICIAL CAPACITY AS A MEMBER OF
THE U.S. HOUSE OF REPRESENTATIVES;
LLOYD SMUCKER, INDIVIDUALLY, AND IN HIS
OFFICIAL CAPACITY AS A MEMBER OF THE
U.S. HOUSE OF REPRESENTATIVES,
Appellants,
v.
WILLIAM J. WALKER, IN HIS OFFICIAL
CAPACITY AS SERGEANT AT ARMS OF THE U.S.
HOUSE OF REPRESENTATIVES; CATHERINE
SZPINDOR, IN HER OFFICIAL CAPACITY AS
CHIEF ADMINISTRATIVE OFFICER OF THE U.S.
HOUSE OF REPRESENTATIVES,
Appellees.
FILED ON: OCTOBER 20, 2023
2a
Appendix A
Appeal from the United States District Court for the
District of Columbia (No. 1:21-cv-01605)
Before: Srinivasan, Chief Judge, and Rao and Childs,
Circuit Judges.
JUDGMENT
This case was considered on the record from the
United States District Court for the District of Columbia
and on the briefs and oral arguments of the parties.
The court has afforded the issues full consideration and
determined they do not warrant a published opinion.
See D.C. Cir. R. 36(d). For the reasons stated below, it is
hereby:
ORDERED and ADJUDGED that the district court’s
order be affirmed.
***
In February 2021, the United States House of
Representatives adopted House Resolution 73, which
required Members to complete security screening before
entering the House Chamber and authorized fines for any
Member who failed to complete such screening. H. Res.
73, 117th Cong. § 1(a)(1), 167 Cong. Rec. H274–75 (daily
ed. Feb. 2, 2021).1 Representatives Andrew Clyde, Louie
Gohmert, and Lloyd Smucker refused to complete the
mandated security screening before entering the House
1. H.R. 73 expired at the end of the 117th Congress.
3a
Appendix A
Chamber. 2 Pursuant to the Resolution, the Sergeant at
Arms levied fines against each Representative, which
were deducted from their net salaries by the Chief
Administrative Officer.
The Representatives sued the Sergeant at Arms and
the Chief Administrative Officer. They maintained the
Resolution violated the Twenty-Seventh Amendment and
the Discipline Clause and challenged its enforcement.
The district court held the suit barred by the Speech or
Debate Clause and dismissed for lack of subject matter
jurisdiction. Clyde v. Walker, 619 F. Supp. 3d 193, 199–201
(D.D.C. 2022). The Representatives timely appealed. 3
I.
The Representatives first contend the district court
erred when it dismissed their complaint for lack of subject
matter jurisdiction. They maintain that Speech or Debate
Clause immunity operates as an affirmative defense rather
than as a jurisdictional bar.4 We disagree.
2. These facts are taken from the complaint, which we
accept as true for purposes of reviewing the district court’s order
granting the Sergeant at Arms and Chief Administrative Officer’s
motion to dismiss. See Bernhardt v. Islamic Republic of Iran, 47
F.4th 856, 861 (D.C. Cir. 2022).
3. Although Louie Gohmert is no longer a representative, he
faces an ongoing pocketbook injury—a $5,000 fine—so his claims
are not moot. See, e.g., Powell v. McCormack, 395 U.S. 486, 496
(1969).
4. This case concerns only the Speech or Debate Clause’s
immunity from suit and does not implicate the other protections
recognized as flowing from the Clause, such as its evidentiary
4a
Appendix A
The Speech or Debate Clause provides: “Senators
and Representatives ... for any Speech or Debate in either
House ... shall not be questioned in any other Place.” U.S.
Const. art. I, § 6, cl. 1. In our system of separated powers,
the Clause is “one manifestation of the [Constitution’s]
‘practical security’ for ensuring the independence of the
legislature.” United States v. Johnson, 383 U.S. 169, 179
(1966) (quoting The Federalist No. 48, at 332 (James
Madison) (Jacob E. Cooke ed., 1961)). The Clause provides
this security by “prevent[ing] intimidation of legislators
by the Executive and accountability before a possibly
hostile judiciary.” Gravel v. United States, 408 U.S. 606,
617 (1972).
“[T]he Speech or Debate Clause operates as a
jurisdictional bar when ‘the actions upon which a plaintiff
sought to predicate liability were legislative acts.’” Fields
v. Off. of Eddie Bernice Johnson, 459 F.3d 1, 13 (D.C. Cir.
2006) (en banc) (cleaned up) (quoting Doe v. McMillan, 412
U.S. 306, 318 (1973)); see also In re Sealed Case, 80 F.4th
355, 362 (D.C. Cir. 2023); Massie v. Pelosi, 72 F.4th 319,
321 (D.C. Cir. 2023); Rangel v. Boehner, 785 F.3d 19, 22
(D.C. Cir. 2015); Howard v. Off. of Chief Admin. Officer of
U.S. House of Representatives, 720 F.3d 939, 941 (D.C. Cir.
2013). The Clause’s immunity from suit is jurisdictional
and prohibits the judiciary from “question[ing]” speech,
debate, or legislative acts that fall within the Clause’s
coverage. U.S. Const. art. I, § 6, cl. 1.
and testimonial privileges. Those privileges shield Members
against certain forms of questioning but do not deprive the court
of jurisdiction. See Massie v. Pelosi, 72 F.4th 319, 321 n.1 (D.C.
Cir. 2023).
5a
Appendix A
II.
We next consider whether the challenged acts fall within
the Clause’s ambit. The Representatives maintain the
defendants may be sued because issuing a fine and deducting
it from paychecks were merely “administrative activities
that are not speech, debate, or core legislative [acts].”
“Beyond actual speech or debate, an act is considered
‘legislative’ only if it is ‘an integral part of the deliberative
and communicative processes by which Members
participate in committee and House proceedings with
respect to’ either: (1) ‘the consideration and passage or
rejection of proposed legislation’ or (2) ‘other matters
which the Constitution places within the jurisdiction of
either House.’” Massie, 72 F.4th at 322 (quoting Gravel,
408 U.S. at 625).
The challenged acts are “legislative” within the
meaning of Gravel’s second prong because they involve
matters the Constitution places within the jurisdiction of
the House. The Constitution vests “[e]ach House” with the
authority to “determine the Rules of its Proceedings” and
“punish its Members for disorderly Behaviour.” U.S. Const.
art. I, § 5, cl. 2. We have recently held that the adoption
and execution of a House Resolution are legislative acts
implicating the House’s power pursuant to the Rules and
Discipline Clauses. In McCarthy v. Pelosi, Representatives
challenged a House Resolution permitting voting by proxy.
5 F.4th 34, 38 (D.C. Cir. 2021). We held that “the House
adopted its rules for proxy voting under its power to
‘determine the Rules of its Proceedings.’” Id. at 40 (quoting
U.S. Const. art. I, § 5, cl. 2). Although the challenged acts
6a
Appendix A
“involve[d] implementation of proxy voting pursuant to
the Resolution,” they were nonetheless “integral” to the
“processes by which Members participate in … House
proceedings.” Id. at 39 (emphasis added) (quoting Gravel,
408 U.S. at 625). And in Massie, Representatives challenged
a House Resolution that required wearing masks in the
House Chamber, and, as in this case, violations resulted
in fines deducted from Members’ salaries. 72 F.4th at 321.
We held that the Resolution was a legislative act because,
“like the proxy voting rule, [the mask rule] regulates the
conduct of Members on the House floor.” Id. at 323. And we
emphasized that fines for violations of the Resolution are
“an aspect of Congress’ power to ‘punish its Members for
disorderly Behaviour’ … that may not be questioned in this
court.” Id. (quoting U.S. Const. art. I, § 5, cl. 2).
The suit here is indistinguishable from Massie and
McCarthy. The House enacted Resolution 73 pursuant
to the Rules Clause, and the Resolution “regulates
the conduct of Members on the House floor.” Massie,
72 F.4th at 321. When the Representatives failed to
comply with the security procedures required by the
Resolution, the Sergeant at Arms issued a fine and the
Chief Administrative Officer deducted the fine from
their paychecks. “The [Sergeant at Arms] engaged in
a legislative act when he fined the Representatives for
violating the Resolution, and the Chief Administrative
Officer engaged in a legislative act when she deducted
those fines from the Representatives’ salaries.” Id. at 323.
Both acts are protected by the Speech or Debate Clause.
The Representatives resist this conclusion and
maintain that House Rules are reviewable whenever “a
7a
Appendix A
plausible constitutional violation is alleged.” We rejected
that argument in Massie, and we do so again today. Id.
at 323–24. To safeguard congressional independence,
the Clause’s “immunity from suit is ‘absolute,’” shielding
protected legislative acts regardless of their alleged
unconstitutionality. Id. (quoting Rangel, 785 F.3d at 24);
see also In re Sealed Case, 80 F.4th at 362; Eastland v.
U.S. Servicemen’s Fund, 421 U.S. 491, 509–10 (1975).
***
When executing House Resolution 73, the defendants
were engaged in legislative acts. They are therefore
entitled to Speech or Debate Clause immunity, and we lack
jurisdiction to consider the merits of the Representatives’
claims.
For the foregoing reasons, we affirm. Pursuant to D.C.
Circuit Rule 36(d), this disposition will not be published.
The Clerk is directed to withhold issuance of the mandate
until seven days after resolution of any timely petition for
rehearing or petition for rehearing en banc. See Fed. R.
A pp. P. 41(b); D.C. Cir. R. 41(a)(1).
Per Curiam
FOR THE COURT:
Mark J. Langer, Clerk
BY:
/s/
Daniel J. Reidy
Deputy Clerk
8a
B
APPENDIX B — Appendix
MEMORANDUM
OPINION
OF THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA,
FILED AUGUST 1, 2022
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
Civil Action No. 21-1605 (TJK)
ANDREW S. CLYDE et al.,
Plaintiffs,
v.
WILLIAM J. WALKER et al.,
Defendants.
August 1, 2022, Decided;
August 1, 2022, Filed
MEMORANDUM OPINION
Three Members of the United States House of
Representatives sued the Sergeant at Arms of the House
of Representatives and the Chief Administrative Officer
of the House of Representatives—collectively, the “House
Officers”—to challenge a House Rule requiring Members
to pass through security screening before entering
the House Chamber in the United States Capitol. The
House Officers move to dismiss. As explained further
9a
Appendix B
below, the Constitution’s Speech or Debate Clause bars
the Members’ claims, so the Court will grant the House
Officers’ motion and dismiss this case for lack of subject
matter jurisdiction.
I.
Background
This Court and others have recounted the details
about the attack on the United States Capitol on January 6,
2021. See, e.g., Republican Nat’l Committee v. Pelosi, No.
22-cv-659 (TJK), 2022 U.S. Dist. LEXIS 78501, 2022 WL
1294509, at *1 (D.D.C. May 1, 2022); Trump v. Thompson,
20 F.4th 10, 17-19, 455 U.S. App. D.C. 49 (D.C. Cir. 2021).
About a week after that, Acting Sergeant at Arms of the
House of Representatives Timothy Paul Blodgett issued a
memorandum requiring House Members, among others,
to undergo security screening when entering the House
Chamber inside the Capitol. See 167 Cong. Rec. H119,
H119 (daily ed. Jan. 11, 2021); ECF No. 14 at 13 & n.4.
On February 2, 2021, the House adopted House
Resolution 73, formally imposing this security-screening
requirement and establishing a protocol for its enforcement.
See H.R. Res. 73, 117th Cong. § 1(a)(1), 167 Cong. Rec.
H265, H274-75 (daily ed. Feb. 2, 2021). The Resolution
instructs the Sergeant at Arms to fine a Member failing
to comply with the security-screening requirement
$5,000 for a first offense and $10,000 for any subsequent
offense. Id. § 1(a)(2). Any Member fined may appeal the
fine to the House Committee on Ethics, and such fine will
be upheld “unless the appeal is agreed to by a majority
of the Committee.” Id. § 1(b)(1), (b)(2). If the fine is
10a
Appendix B
upheld and the Member does not pay it within a certain
period, the Chief Administrative Officer of the House
of Representatives—Catherine Szpindor, at all times
relevant here, see 167 Cong. Rec. H1, H9 (daily ed. Jan.
3, 2021)—is instructed to “deduct the amount of the fine
from the net salary otherwise due the Member.” H.R. Res.
73, § 1(c)(1). The Resolution authorizes the Sergeant at
Arms and the Chief Administrative Officer to “establish
policies and procedures” to implement it. Id. § 1(e). The
Acting Sergeant at Arms allegedly implemented the
Resolution by installing freestanding magnetometers
at the entrances to the House Chamber and equipping
security personnel stationed at those entrances with
handheld magnetometers. ECF No. 9 ¶ 11.
On February 3, Representative Andrew Clyde
allegedly entered the House Chamber without passing
through a magnetometer or being screened by security
personnel, and a few days later the Acting Sergeant at
Arms issued him a $5,000 fine for violating the Resolution.
ECF No. 9 ¶ 12. On February 5, Representative Clyde
allegedly entered the House Chamber by passing through
a magnetometer, but he refused to be “detained for a
secondary screening” by security personnel, and a few days
later the Acting Sergeant at Arms issued him a $10,000
fine for violating the Resolution. Id. ¶ 18. Representative
Clyde appealed the fines, but the Committee on Ethics
upheld them. Id. ¶ 19.
On February 4, Representative Louie Gohmert
allegedly went through security screening “without
incident” before entering the House Chamber, later exited
11a
Appendix B
the House Chamber briefly “in full view” of the security
personnel stationed at that exit, then reentered the
House Chamber without submitting to another security
screening. ECF No. 9 ¶ 21. The next day, the Acting
Sergeant at Arms issued him a $5,000 for violating the
Resolution. Id. ¶ 22. Representative Gohmert appealed
the fine, but the Committee on Ethics upheld it. Id. ¶ 23.
On May 19, Representative Lloyd Smucker allegedly
entered the House Chamber hurriedly to vote on a bill
he feared he had “only seconds” left to vote on, telling
security personnel stationed at the entrance he passed
through that he would vote “within their line of sight”
and then return to go through security screening. ECF
No. 9 ¶ 24.1 The next day, the Sergeant at Arms—by then,
William J. Walker had been sworn into the office, see 167
Cong. Rec. H2111, H2111 (daily ed. Apr. 26, 2021)—issued
him a $5,000 fine for violating the Resolution. ECF No. 9
¶ 25. Representative Smucker appealed the fine, but the
Committee on Ethics upheld it. Id. ¶ 26.
Representatives Clyde, Gohmert, and Smucker then
sued the Sergeant at Arms and the Chief Administrative
Officer in their official capacities. ECF No. 9 at 1-2;
id. ¶¶ 4-5. They brought three constitutional claims to
challenge implementation of the Resolution: (1) a claim
against the Sergeant at Arms under the Arrest Clause,
id. ¶¶ 38, 40-41 (discussing U.S. Const. art. I, § 6, cl.
1); (2) a claim against the Sergeant at Arms under the
1. Several Members, including Representative Clyde, have
allegedly missed votes because the security screening delayed their
entry into the House Chamber. ECF No. 9 ¶¶ 28-29.
12a
Appendix B
Discipline Clause, id. ¶¶ 37, 39, 41 (discussing U.S. Const.
art. I, § 5, cl. 2); and (3) a claim against both the Sergeant
at Arms and the Chief Administrative Officer under the
Twenty-Seventh Amendment, id. ¶¶ 30-31, 34 (discussing
U.S. Const. amend. XXVII). They sought declaratory and
injunctive relief. Id. ¶¶ 35, 41.
The House Officers move to dismiss, arguing that
the Speech or Debate Clause of Article I, Section 6 of
the Constitution deprives this Court of subject matter
jurisdiction over the Members’ claims and that, even if
not, the Members have failed to state a claim. See ECF
No. 14. The Members oppose the motion. See ECF No. 15. 2
II. Legal Standard
“Federal courts are courts of limited jurisdiction.”
Kokkonen v. Guardian Life Ins., 511 U.S. 375, 377, 114 S.
Ct. 1673, 128 L. Ed. 2d 391 (1994). “It is to be presumed
that a cause lies outside this limited jurisdiction,” and
the “party asserting jurisdiction” bears the burden of
“establishing the contrary.” See id.; Moran v. U.S. Capitol
Police Bd., 820 F. Supp. 2d 48, 53 (D.D.C. 2011) (citing
2. The Members also move for a hearing on the motion. ECF
No. 15 at 43; ECF No. 17; see LCvR 7(f). Whether to conduct one
is “within the discretion of the Court.” LCvR 7(f). Here, holding a
hearing will not assist the Court’s resolution of the motion because
the parties’ filings sufficiently address the clear, purely legal issues
presented. See Ndoromo v. Barr, 486 F. Supp. 3d 388, 395 (D.D.C.
2020); Borum v. Brentwood Vill., LLC, No. 16-cv-1723 (RC), 2020
U.S. Dist. LEXIS 54840, 2020 WL 1508906, at *15 n.25 (D.D.C. Mar.
30, 2020). Thus, the Court will deny the Members’ motion.
13a
Appendix B
Lujan v. Def. of Wildlife, 504 U.S. 555, 561, 112 S. Ct. 2130,
119 L. Ed. 2d 351 (1992)). The Court must dismiss an action
if it lacks subject matter jurisdiction. See Fed. R. Civ. P.
12(b)(1), (h)(3). When a defendant raises a jurisdictional
immunity from suit as a bar to claims, the plaintiff must
overcome that defense to avoid dismissal. See Jackson v.
Bush, 448 F. Supp. 2d 198, 200 (D.D.C. 2006).
III. Analysis
The House Officers move to dismiss the Members’
claims against them for lack of subject matter jurisdiction
under the Speech or Debate Clause. The Clause bars the
Members’ claims, so the Court will grant the motion and
dismiss the case for lack of subject matter jurisdiction.
The Speech or Debate Clause provides that “for
any Speech or Debate in either House, [Senators and
Representatives] shall not be questioned in any other
Place.” U.S. Const. art. I, § 6, cl. 1. Its purpose is “to
preserve the independence and thereby the integrity of
the legislative process.” United States v. Brewster, 408
U.S. 501, 524, 92 S. Ct. 2531, 33 L. Ed. 2d 507 (1972).
It “serves the additional function of reinforcing the
separation of powers so deliberately established by the
Founders.” Eastland v. U.S. Servicemen’s Fund, 421 U.S.
491, 502, 95 S. Ct. 1813, 44 L. Ed. 2d 324 (1975) (internal
quotation marks omitted). When it applies, the Clause
provides “absolute immunity from civil suit,” including
suits seeking only declaratory or injunctive relief, even
in the face of allegations that the challenged actions were
nefariously motivated or violated the Constitution. See
14a
Appendix B
Rangel v. Boehner, 785 F.3d 19, 23, 415 U.S. App. D.C.
60 (D.C. Cir. 2015); Eastland, 421 U.S. at 496, 502-03,
508-10. And in our Circuit, the Clause is a subject matter
jurisdictional bar. See Judicial Watch, Inc. v. Schiff, 998
F.3d 989, 993, 452 U.S. App. D.C. 308 (D.C. Cir. 2021).
It is “well established that the Clause’s protections
extend to Congressional aides and staff.” McCarthy v.
Pelosi, 5 F.4th 34, 39, 453 U.S. App. D.C. 305 (D.C. Cir.
2021), cert. denied, 142 S. Ct. 897, 211 L. Ed. 2d 604
(2022); see also Eastland, 421 U.S. at 495, 512; Rangel,
785 F.3d at 25. This is because the “key consideration”
under the Clause “is the act presented for examination,
not the actor.” McCarthy, 5 F.4th at 39 (internal quotation
marks omitted).
As for the acts protected by the Clause, the “Supreme
Court has consistently read the Speech or Debate Clause
‘broadly’ to achieve its purposes.” See Rangel, 785 F.3d
at 23 (quoting Eastland, 421 U.S. at 501). Thus, although
the Clause speaks of “Speech or Debate,” it protects all
“legislative acts.” Doe v. McMillan, 412 U.S. 306, 312,
93 S. Ct. 2018, 36 L. Ed. 2d 912 (1973). And “legislative
acts for purposes of Speech-or-Debate-Clause immunity
include both (i) matters pertaining ‘to the consideration
and passage or rejection of proposed legislation,’ and (ii)
‘other matters which the Constitution places within the
jurisdiction of either House.’” McCarthy, 5 F.4th at 40
(quoting Gravel v. United States, 408 U.S. 606, 625, 92 S.
Ct. 2614, 33 L. Ed. 2d 583 (1972)). In other words, whether
an act is protected by the Clause turns on whether the act
is “integral” to the “business” constitutionally committed
15a
Appendix B
to the House—legislating, of course, but also other
matters such as executing internal rules and disciplining
Members. See Walker v. Jones, 733 F.2d 923, 929, 236 U.S.
App. D.C. 92 (D.C. Cir. 1984); see also Consumers Union
of U.S., Inc. v. Periodical Correspondents’ Ass’n, 515 F.2d
1341, 1343, 1351, 169 U.S. App. D.C. 370 (D.C. Cir. 1975)
(citing the Rule-making Clause, U.S. Const. art. I, § 5, cl.
2); Rangel, 785 F.3d at 23 (citing the Discipline Clause,
U.S. Const. art. I, § 5, cl. 2).
Here, each challenged act of the House Officers
qualifies as a legislative act. See Gravel, 408 U.S. at 625.
Thus, the Speech or Debate Clause bars the Members’
claims.
First, the Members assert that the security screening
violates the Arrest Clause because it is an “arrest”
absent “treason,” “felony,” or “breach of the peace.”
See U.S. Const. art. I, § 6, cl. 1 (“The Senators and
Representatives . . . shall in all cases, except treason, felony
and breach of the peace, be privileged from arrest during
their attendance at the session of their respective Houses,
and in going to and returning from the same . . . .”). But
this security screening is a legislative act. For one, being
performed at the entrances to the House Chamber, the
security screening regulates “the very atmosphere in
which lawmaking deliberations occur,” which courts have
found makes an act legislative. See Walker, 733 F.2d at
930 (discussing Consumers Union, 515 F.2d at 1347 &
n.12, 1350); see also Massie v. Pelosi, 590 F. Supp. 3d 196,
2022 U.S. Dist. LEXIS 41944, 2022 WL 703942, at *12-14
(D.D.C. Mar. 9, 2022), appeal docketed, No. 22-5058 (D.C.
16a
Appendix B
Cir. Mar. 14, 2022) (concluding the same about a House
mask mandate inside the House Chamber). Also, the
screening is done in “execution of internal rules” of the
House—the Resolution. See Consumers Union, 515 F.2d
at 1351. And the “‘execution of internal rules’” like this
one “is ‘legislative.’” See Rangel, 785 F.3d at 24 (quoting
Consumers Union, 515 F.2d at 1351). Thus, the security
screening qualifies as a legislative act, and the Members’
Arrest Clause claim against the Sergeant at Arms is
barred. See McCarthy, 5 F.4th at 40.
Second, the Members assert that fining them for
violating the Resolution amounts to “punish[ ment]” absent
any “disorderly behavior” and thus is unconstitutional
under the Discipline Clause. See U.S. Const. art. I, § 5, cl.
2 (“Each House may . . . punish its members for disorderly
behavior . . . .”). But imposing these fines also qualifies
as a legislative act. At the very least, this is so because
the fines are imposed in “execution of internal rules” of
the House and to discipline Members for violating those
internal rules. See Consumers Union, 515 F.2d at 1351;
Rangel, 785 F.3d at 24. Also, the fines are an integral “part
of the scheme” that the House has adopted to regulate
“Members’ behavior” in the lawmaking “‘atmosphere’”—it
is the mechanism that the House has chosen to enforce
the security-screening requirement. See Massie, 2022
U.S. Dist. LEXIS 41944, 2022 WL 703942, at *11-12, *14
(quoting Walker, 733 F.2d at 930). That the fines at issue
were subsequently “ratified” by the House Committee
on Ethics confirms “their occurrence within the scope of
the legislative process.” See Consumers Union, 515 F.2d
at 1351. Thus, the imposition of these fines is a legislative
17a
Appendix B
act, and the Members’ Discipline Clause claim against the
Sergeant at Arms is barred. See McCarthy, 5 F.4th at 40.
Third, the Members assert that imposing fines on
them and then deducting those fines from their salaries
“var[ies]” their “compensation” before an “election of
Representatives . . . intervened” following adoption of the
“law” under which the fines are imposed and deducted,
violating the Twenty-Seventh Amendment. See U.S.
Const. amend. XXVII (“No law varying the compensation
for the services of the Senators and Representatives shall
take effect, until an election of Representatives shall have
intervened.”). But these actions too qualify as legislative
acts. As just discussed, the fines are imposed in “execution
of internal rules” of the House and to discipline Members
for violating those internal rules, as is the assessment of
the fines. See Consumers Union, 515 F.2d at 1351; Rangel,
785 F.3d at 24. Further, the imposition and deduction of
these fines are an integral “part of the scheme” that the
House has adopted to regulate “Members’ behavior” in the
lawmaking “‘atmosphere’”—they are the mechanisms that
the House has chosen to enforce the security-screening
requirement. See Massie, 2022 U.S. Dist. LEXIS 41944,
2022 WL 703942, at *11-12, *14 (quoting Walker, 733 F.2d at
930). Thus, the House Officers’ imposition and assessment
of fines are “legislative acts,” and the Members’ TwentySeventh Amendment claim against the House Officers is
barred. See McCarthy, 5 F.4th at 40.
The Members raise several counterarguments, but
all are foreclosed by precedent.
18a
Appendix B
First, the Members contend that the acts they
challenge—“security screening” and “administering
payroll”—are not legislative acts for Speech or Debate
Clause purposes because they are “administrative
functions.” ECF No. 15 at 16, 19. Without question,
“[a]uxiliary services” provided by congressional staff that
are “not closely connected to the business” constitutionally
committed to the House—for example, attending to “food
service, medical care, physical fitness needs, parking, and
haircutting” for Members—do not qualify as legislative
acts even though they “promote [legislators’] comfort
and convenience in carrying out Article I business.” See
Walker, 733 F.2d at 929, 931. But in characterizing the
acts they challenge as generic “administrative functions of
security and payroll,” the Members ignore their context.
See ECF No. 15 at 19. As discussed above, the security
screening, fining, and salary deductions challenged
here have a direct nexus to, and are part of an overall
scheme regulating, Members’ behavior in the lawmaking
atmosphere on the House floor. See also Massie, 2022
U.S. Dist. LEXIS 41944, 2022 WL 703942, at *12-14.
Thus, these acts qualify as legislative acts even though,
considered at a high degree of generality and divorced
from their context, they are “administrative functions.”
Second, invoking a line of authority, the Members
assert that the Court should distinguish between
“legislative acts and execution thereon” in determining
whether the Clause applies. ECF No. 15 at 22-25
(discussing Gravel, 408 U.S. 606; Powell v. McCormack,
395 U.S. 486, 89 S. Ct. 1944, 23 L. Ed. 2d 491 (1969);
Dombrowski v. Eastland, 387 U.S. 82, 87 S. Ct. 1425, 18 L.
Ed. 2d 577 (1967) (per curiam); Kilbourn v. Thompson, 103
19a
Appendix B
U.S. 168, 26 L. Ed. 377 (1880); and Walker, 733 F.2d 923).
They argue that while “Members of Congress may have
immunity for discussing and voting for an unconstitutional
rule,” “congressional employees . . . are not immune from
a judicial order forbidding the implementation of such a
rule.” ECF No. 15 at 25.
Recently, however, other House Members relied on
this same line of cases to make this same argument—
unsuccessfully. See, e.g., McCarthy, 5 F.4th at 40-41;
Massie, 2022 U.S. Dist. LEXIS 41944, 2022 WL 703942,
at *13. In McCarthy, for instance, in the face of a
constitutional challenge brought by some House Members
to another House resolution, the D.C. Circuit rejected
the argument that “the acts of voting on and adopting
the Resolution lie within the Clause’s zone of immunity,
but acts undertaken in implementing the Resolution
do not.” 5 F.4th at 40-41. It did so because, it held, the
“salient distinction under the Speech or Debate Clause
is not between enacting legislation and executing it”
but between “legislative acts and non-legislative acts.”
Id. at 41. The McCarthy court thus concluded that the
Clause encompasses the “execution” of congressional
directives so long as the “executing actions themselves
constitute legislative acts.” Id. And it explained that the
line of authority in question establishes only that “conduct
carrying out” congressional directives “is beyond the
Speech or Debate Clause’s compass when it is not itself a
legislative act.” See id.3 As discussed above, the steps the
3. The McCarthy court discussed Walker, see McCarthy, 5 F.4th
at 40, but it did not explicitly address the Walker court’s observation,
relied on by the Members here, that the “execution of a decision, even
20a
Appendix B
House Officers took to carry out the Resolution qualify
as “legislative acts” themselves. See McCarthy, 5 F.4th at
41. Thus, the Clause “encompasses the[ir] execution” of
the Resolution. See id.; see also Massie, 2022 U.S. Dist.
LEXIS 41944, 2022 WL 703942, at *13-14.
Third, the Members argue that “House rules are
susceptible to judicial review” under United States v.
if the decision itself is properly called ‘legislative,’ is not cloaked
with Speech or Debate immunity” because “execution or carrying
out directions post-dates what the Clause protects—the process
leading up to the issuance of legislative directions,” see Walker, 733
F.2d at 932. That said, the McCarthy court considered the same
line of cases from which the Walker court derived that observation
and concluded that it did not establish the per se decision/execution
distinction that the Members urge here. Compare McCarthy, 5
F.4th at 40-41, with Walker, 733 F.2d at 931-32 & n.11. The Court
reads Walker consistently with McCarthy to mean only that acts
that execute legislative acts are not automatically protected under
the Clause “merely because” the executing acts “relate to the
underlying decision.” See Walker, 733 F.2d at 943 (MacKinnon,
J., concurring in part and dissenting in part) (agreeing with and
restating the “majority’s distinction”). However, acts that execute
legislative acts are protected under the Clause when the executing
acts themselves are also legislative acts. See McCarthy, 5 F.4th at
41. Further, reading Walker this way reconciles it with Consumers
Union, which considered the same line of authority yet “spoke of
the Clause’s applicability to conduct ‘enforcing internal rules of
Congress’ or ‘executing . . . internal rules,’” thus precluding a per se
decision/execution distinction. See McCarthy, 5 F.4th at 41 (brackets
omitted) (quoting Consumers Union, 515 F.2d at 1350-51). In any
event, Consumers Union predates Walker, so the Court must follow
Consumers Union to the extent Walker conflicts with it on this point.
See, e.g., Sierra Club v. Jackson, 648 F.3d 848, 854, 396 U.S. App.
D.C. 297 (D.C. Cir. 2011).
21a
Appendix B
Ballin, 144 U.S. 1, 12 S. Ct. 507, 36 L. Ed. 321 (1892),
and its progeny whenever a House rule is alleged to
“ignore constitutional restraints,” “violate fundamental
rights,” or lack “a reasonable relation between the mode
or method of proceeding established by the rule and
the result which is sought to be attained.” ECF No. 15
at 13-15 (quoting Ballin, 144 U.S. at 5). This is true,
at times—but not when the Speech or Debate Clause
bars the challenge. Consumers Union—on which the
Members rely to make this argument, see ECF No. 15
at 13—shows as much. 515 F.2d 1341, 169 U.S. App.
D.C. 370.4 There, the court suggested that the plaintiff’s
constitutional challenge to a congressional rule might
have been justiciable under Ballin—but even so, it could
“not reach the merits” of that challenge because “despite
the claim of constitutional violation,” the Clause rendered
the matter “yet nonjusticiable.” See id. at 1347-48, 1348
n.16. McCarthy reinforces this point. 5 F.4th 34, 453
U.S. App. D.C. 305. The McCarthy court held that the
Clause barred the suit without considering the merits
of the House Members’ constitutional challenge to the
House resolution at issue in that case. Id. at 38-41; see
4. The Members also rely on Boehner v. Anderson, 30 F.3d
156, 160, 308 U.S. App. D.C. 94 (D.C. Cir. 1994), to argue that their
claims are “judicially cognizable.” See ECF No. 15 at 14, 19-20. The
Boehner court held that a Member of Congress had standing to
bring a Twenty-Seventh Amendment claim against the Clerk of the
House of Representatives (among others), and it did not exercise its
“equitable discretion” to decline jurisdiction. 30 F.3d at 160-61. But
it did not hold that the claim was justiciable even though the Speech
or Debate Clause applied. In fact, the Clerk apparently never invoked
the Clause because the Boehner court never even considered whether
it applied. Id. at 161.
22a
Appendix B
also Rangel, 785 F.3d at 23-24 (holding that the Clause
barred a constitutional challenge to a House disciplinary
proceeding because the proceeding was “a ‘legislative’
matter that ‘the Constitution places within the jurisdiction
of [the] House,’” without addressing the merits of the
challenge (quoting Gravel, 408 U.S. at 625)). Thus, where,
as here, the Clause applies, judicial review is precluded
even if it would otherwise be available under Ballin.
IV. Conclusion
For these reasons, the Court will dismiss this case
for lack of subject matter jurisdiction. A separate order
will issue.
/s/ Timothy J. Kelly
TIMOTHY J. KELLY
United States District Judge
Date: August 1, 2022
23a
Appendix
C
APPENDIX C —
RELEVANT
STATUTES
U.S.C.A. Const. Art. I § 6, cl. 1
Section 6, Clause 1. Compensation
of Members; Privilege from Arrest
The Senators and Representatives shall receive a
Compensation for their Services, to be ascertained by
Law, and paid out of the Treasury of the United States.
They shall in all Cases, except Treason, Felony and Breach
of the Peace, be privileged from Arrest during their
Attendance at the Session of their respective Houses,
and in going to and returning from the same; and for
any Speech or Debate in either House, they shall not be
questioned in any other Place.
24a
Appendix C
U.S.C.A. Const. Amend. XXVII
Amendment XXVII. Compensation
of Senators and Representatives
No law, varying the compensation for the services of
the Senators and Representatives, shall take effect, until
an election of Representatives shall have intervened.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.