Amicus Curiae Brief — Donald J. Trump, Petitioner v. Norma Anderson, et al.
Supreme Court briefJan 31, 2024
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No. 23-719
IN THE
Supreme Court of the United States
————
DONALD J. TRUMP,
v.
Petitioner,
NORMA ANDERSON, et al.,
Respondents.
————
On Writ of Certiorari to the
Supreme Court of Colorado
————
BRIEF FOR RETIRED STATE SUPREME
COURT JUSTICES AS AMICI CURIAE
SUPPORTING RESPONDENTS
————
CHARLES N. NAUEN
RONALD A. FEIN
LOCKRIDGE GRINDAL
Counsel of Record
NAUEN PLLP
JOHN C. BONIFAZ
100 Washington Avenue South BEN T. CLEMENTS
COURTNEY HOSTETLER
Suite 2200
FREE SPEECH FOR PEOPLE
Minneapolis, MN 55401
1320 Centre St. #405
(612) 339-6900
Newton, MA 02459
cnnauen@locklaw.com
(617) 244-0234
rfein@freespeechforpeople.org
Counsel for Amici Curiae
January 31, 2024
WILSON-EPES PRINTING CO., INC. – (202) 789-0096 – WASHINGTON, D.C. 20002
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ................................
ii
INTEREST OF AMICI CURIAE ........................
1
SUMMARY OF ARGUMENT .............................
1
ARGUMENT ........................................................
2
I. States do not require federal legislation
to enforce Section 3 ...................................
2
A. State courts do not need congressional
permission to enforce the Fourteenth
Amendment .........................................
2
B. Nothing in the Fourteenth Amendment suggests Section 3 requires
federal legislation ................................
5
C. Griffin’s Case is wrong and does not
apply to state court proceedings .........
10
D. The federal criminal insurrection statute does not preempt state authority
to apply Section 3 in civil proceedings
12
II. The Constitution authorizes states to
adjudicate presidential candidates’ qualifications ......................................................
14
A. The Electors Clause grants states
plenary power to appoint electors, and
condition appointments on electors
voting for eligible candidates ..............
14
B. The political question doctrine does
not bar states from adjudicating presidential candidates’ qualifications ......
16
(i)
ii
TABLE OF CONTENTS—Continued
Page
C. No contrived distinction between
“qualifications” and “disqualifications,”
or “easy” and “hard” cases, strips
states’ powers.......................................
22
D. A state legislature may enact a
process for adjudicating the qualifications of candidates who are “running”
for office, even if the Constitution only
bars insurrectionists from “holding”
office .....................................................
24
E. Banning state adjudication would
render all constitutional qualifications for president merely advisory
and invite a showdown on January 6.
26
III. Section 3 was enacted to prevent the
threats that Trump presents to state and
federal courts ............................................
27
CONCLUSION ....................................................
31
iii
TABLE OF AUTHORITIES
CASES
Page(s)
Allen v. McCurry,
449 U.S. 90 (1980) .....................................
4
ASARCO v. Kadish,
490 U.S. 605 (1989) ...................................
4
Baker v. Carr,
369 U.S. 186 (1962) .................. 16, 17, 19-21, 23
Brown v. Bd. of Educ.,
349 U.S. 294 (1955) ...................................
5
Burwell v. Hobby Lobby Stores, Inc.,
573 U.S. 682 (2014) ...................................
21
Bush v. Gore,
531 U.S. 98 (2000) .....................................
14
Castro v. Scanlan,
86 F.4th 947 (1st Cir. 2023)......................
22
Chiafalo v. Washington,
591 U.S. __, 140 S. Ct. 2316 (2020) .......... 14-16
City of Boerne v. Flores,
521 U.S. 507 (1997) ...................................
6
City of Portland v. City of Bangor,
65 Me. 120 (Me. 1876)...............................
5
Civil Rights Cases,
109 U.S. 3 (1883) ....................................... 6-7, 9
Claflin v. Houseman,
93 U.S. 130 (1876) .....................................
3
Cohens v. Virginia,
19 U.S. (6 Wheat) 264 (1821)....................
17
iv
TABLE OF AUTHORITIES—Continued
Page(s)
Cory v. Carter,
48 Ind. 327 (Ind. 1874) .............................
4
Dallman v. Ritter,
225 P.3d 610 (Colo. 2010) .........................
3
Davis v. Wayne Cnty. Election Comm’n,
__ N.W.2d __, 2023 WL 8656163
(Mich. Ct. App. Dec. 14, 2023), leave to
appeal denied sub nom. LaBrant v. Sec’y
of State, No. 166470 (Mich. Dec. 27,
2023) ..........................................................
22
Egbert v. Boule,
596 U.S. 482 (2022) ...................................
4
Ex parte Ward,
173 U.S. 452 (1899) ...................................
12
Gebhart v. Belton,
91 A.2d 137 (Del. 1952).............................
5
Griffin’s Case,
11 F. Cas. 7 (C.C.D. Va. 1869) ..................... 10-13
Grinols v. Electoral College,
622 Fed. Appx. 624 (9th Cir. 2015) .........
22
Hassan v. Colorado,
495 Fed. Appx. 947
(10th Cir. 2012) ....................... 14, 18, 21, 23, 24
Howlett v. Rose,
496 U.S. 356 (1990) ...................................
3
In re Candidacy of Indep. Party
Candidates Moore v. Kiffmeyer,
688 N.W.2d 854 (Minn. 2004)...................
5
v
TABLE OF AUTHORITIES—Continued
Page(s)
Jankovich v. Ill. State Police,
78 N.E.3d 548 (Ill. App. Ct. 2017) ............
3
Jones v. Alfred H. Mayer Co.,
392 U.S. 409 (1968) ...................................
9
Kerchner v. Obama,
612 F.3d 204 (3d Cir. 2010) ......................
22
Lindsay v. Bowen,
750 F.3d 1061 (9th Cir. 2014) .... 14, 18, 21, 23-25
Lujan v. Defs. of Wildlife,
504 U.S. 555 (1992) ...................................
25
Martin v. Hunter’s Lessee,
14 U.S. (1 Wheat.) 304 (1816)...................
4
McCabe v. Dep’t of Registration & Educ.,
413 N.E.2d 1353 (Ill. App. Ct. 1980) ........
3
McPherson v. Blacker,
146 U.S. 1 (1892) ................................. 14, 15, 17
Minnesota v. Clover Leaf Creamery Co.,
449 U.S. 456 (1981) ...................................
5
Moore v. Harper,
600 U.S. 1 (2023) .............................................
14
Moss v. Superior Ct.,
950 P.2d 59 (Cal. 1998) .............................
9
NLRB v. Noel Canning,
573 U.S. 513 (2014) ...................................
10
N.Y. Horse & Carriage Ass’n v.
City of New York,
545 N.Y.S.2d 439 (N.Y. Sup. Ct. 1989) ....
3
vi
TABLE OF AUTHORITIES—Continued
Page(s)
Nixon v. Condon,
286 U.S. 73 (1932) .....................................
25
Nixon v. Herndon,
273 U.S. 536 (1927) ...................................
25
Nw. Austin Mun. Util. Dist. No. One v.
Holder,
557 U.S. 193 (2009) .....................................
9
Ownbey v. Morgan,
256 U.S. 94 (1921) .....................................
7
Passalino v. City of Zion,
928 N.E.2d 814 (Ill. 2010) .........................
5
Perry v. Judd,
840 F. Supp. 2d 945 (E.D. Va. 2012),
aff’d, 471 F. App’x 219 (4th Cir. 2012) .....
21
Robb v. Connolly,
111 U.S. 624 (1884) ...................................
3
Rucho v. Common Cause,
588 U.S. __, 139 S. Ct. 2484 (2019) .... 16, 17, 19
Sands Bethworks Gaming, LLC v.
Penn. Dep’t of Revenue,
207 A.3d 315 (Pa. 2019) ............................
5
Smith v. Allwright,
321 U.S. 649 (1944) ...................................
25
State ex rel. West v. LaRose,
161 N.E.3d 631 (Ohio 2020) .....................
21
Tafflin v. Levitt,
493 U.S. 455 (1990) ...................................
3
vii
TABLE OF AUTHORITIES—Continued
Page(s)
Testa v. Katt,
330 U.S. 386 (1947) ......................................
3
Timmons v. Twin Cities Area New Party,
520 U.S. 351 (1997) ...................................
24
U.S. Term Limits, Inc. v. Thornton,
514 U.S. 779 (1995) ...................................
14
United States v. Powell,
27 F. Cas. 605 (C.C.D.N.C. 1871) .............
19
United States v. Trump,
88 F. 4th 990 (D.C. Cir. 2023) .................. 28, 29
Van Valkenburg v. Brown,
43 Cal. 43 (Cal. 1872) ......................................
4
Wood v. Fitzgerald,
3 Or. 568 (1870) ........................................
9
Worcester v. Georgia,
31 U.S. 515 (1832) .....................................
16
Worthy v. Barrett,
63 N.C. 199, appeal dismissed sub nom.
Worthy v. Comm’rs, 76 U.S. (9 Wall) 611
(1869) ...............................................................
19
Younger v. Harris,
401 U.S. 37 (1971) .....................................
4
Zivotofsky ex rel. Zivotofsky v. Clinton,
566 U.S. 189 (2012) ................................... 16, 17
CONSTITUTION
U.S. Const. art. I, § 2, cl. 2 ...........................
2, 6
U.S. Const. art. I, § 2, cl. 3 ...........................
7
viii
TABLE OF AUTHORITIES—Continued
Page(s)
U.S. Const. art. I, § 2, cl. 5 ...........................
7
U.S. Const. art. I, § 3, cl. 3 ...........................
2, 6
U.S. Const. art. I, § 3, cl. 6 ...........................
7
U.S. Const. art. I, § 4, cl. 1-2 ........................
7
U.S. Const., art. I, § 5, cl. 1............................
17
U.S. Const. art. I, § 8, cl. 1 ...........................
8
U.S. Const. art. I, § 8, cl. 6 ...........................
7
U.S. Const. art. II ......................... 2, 17, 22, 24, 25
U.S. Const. art. II, § 1, cl. 2 ...... 2, 8, 14, 15, 17, 20
U.S. Const. art. II, § 1, cl. 5 ........................ 2, 6, 22
U.S. Const. art. II, § 4 ..................................
7
U.S. Const. art. III, § 3 .................................
7
U.S. Const. art. III, § 3, cl. 2 ........................
8
U.S. Const. art. IV, § 3, cl. 2.........................
8
U.S. Const. art. VI, § 2 .................................
1-4
U.S. Const. amend. I ....................................
3
U.S. Const. amend. II ...................................
3
U.S. Const. amend. IV ..................................
3
U.S. Const. amend. V ...................................
3
U.S. Const. amend. X ...................................
16
U.S. Const. amend. XII ........................ 2, 6, 18, 20
U.S. Const. amend. XIII ...............................
6, 9
U.S. Const. amend. XIII, § 1 ........................ 9, 10
ix
TABLE OF AUTHORITIES—Continued
Page(s)
U.S. Const. amend. XIII, § 2 ........................ 9, 10
U.S. Const. amend. XIV ......... 1, 4-9, 11-13, 22, 25
U.S. Const. amend. XIV, § 1 ........... 1, 2, 4-7, 9, 10
U.S. Const. amend. XIV,
§ 3 .................... 2, 4-13, 18, 19, 22-25, 27, 29, 30
U.S. Const. amend. XIV, § 5 ..................... 8-10, 12
U.S. Const. amend. XV ................................. 9, 25
U.S. Const. amend. XV, § 1 .......................... 9, 10
U.S. Const. amend. XV, § 2 .......................... 9, 10
U.S. Const. amend. XX ................................. 2, 18
U.S. Const. amend. XX, § 3 ..........................
18
U.S. Const. amend. XXII .............................. 22, 26
U.S. Const. amend. XXII, § 1 .......................
22
STATUTES
3 U.S.C. 15(d)(2)(C)(ii)..................................
26
18 U.S.C. 2383 ..............................................
12
42 U.S.C. 1983 ..............................................
4
An Act to suppress Insurrection, to punish
Treason and Rebellion, to seize and
confiscate the Property of Rebels, and for
other Purposes, § 2, Pub. L. 37-195, 12
Stat. 589, 590 (1862) .................................
12
Colo. Rev. Stat. § 1-1-113 .............................
4
Colo. Rev. Stat. § 1-4-1204 ...........................
4
x
TABLE OF AUTHORITIES—Continued
COURT FILINGS
Page(s)
Notes on Resentencing, United States v.
Little, No. 21-CR-315 (D.D.C. Jan. 25,
2024), ECF No. 73 .....................................
27
Op. & Order, United States v. Trump, No.
23-CR-257 (D.D.C. Oct. 17, 2023), ECF
No. 105 ......................................................
29
OTHER AUTHORITIES
Case Tracker, Ohio State Univ., https://
bit.ly/2020Cases (last visited Jan. 26,
2024) ..........................................................
28
Cong. Globe, 39th Cong., 1st Sess. 1095
(1866) .........................................................
6
Cong. Globe, 39th Cong., 1st Sess. 2544
(1866). ........................................................
8
Cong. Globe, 39th Cong., 1st Sess. 2916
(1866) .........................................................
27
Cong. Globe, 40th Cong., 3d Sess. 1263
(1869) .........................................................
11
Derek T. Muller, Scrutinizing Federal
Electoral Qualifications, 90 Ind. L.J. 559
(2015) ......................................................... 15, 18
Gerard N. Magliocca, Amnesty and Section
Three of the Fourteenth Amendment, 36
Const. Comment. 87 (2021) ......................
13
“Insurrection,” Webster’s Dictionary (1830) ..
19
xi
TABLE OF AUTHORITIES—Continued
Page(s)
Kierra Frazier, The Violent Political
Threats Public Officials Are Facing Amid
Trump’s Legal Woes, Politico (Jan. 12,
2024), https://politi.co/3w2SUDq ..............
29
Nat’l Portrait Gallery, Chester Arthur: A
Birthplace Controversy, 1880, https://
npg.si.edu/blog/chester-arthur-birthplace
-controversy-1880 (last visited Jan. 26,
2024) ..........................................................
15
Pres. Abraham Lincoln, Instructions for the
Gov’t of Armies of the United States in the
Field, Gen. Orders No. 100 (Apr. 24, 1863),
https://avalon.law.yale.edu/19th_century/
lieber.asp .................................................... 18-19
Pres. Andrew Johnson, Proclamation No.
179, Granting Full Pardon and Amnesty
for the Offense of Treason Against the
United States During the Late Civil War
(Dec. 25, 1868), https://www.loc.gov/reso
urce/rbpe.23602600 ......................................
13
Pres. Andrew Johnson, Proclamation
Pardoning Persons who Participated
in the Rebellion (May 29, 1865),
https://www.loc.gov/resource/rbpe.235025
00....................................................................
13
The Reconstruction Acts, 12 U.S. Op. Att’y
Gen. 141 (1867) ......................................... 18, 19
xii
TABLE OF AUTHORITIES—Continued
Page(s)
William Baude & Michael Stokes Paulsen,
The Sweep and Force of Section Three,
172 U. Pa. L. Rev. (forthcoming 2024),
https://papers.ssrn.com/sol3/papers.cfm?
abstract_id=4532751 (last revised Sept.
19, 2023) .................................................... 5, 23
INTEREST OF AMICI CURIAE
Amici are retired state supreme court justices
who seek to ensure that state courts retain their
ability to enforce the Fourteenth Amendment without
special permission from Congress, that states may
adjudicate candidate eligibility challenges; and that
state court judges and staff are protected from threats
and political violence:1
Paul H. Anderson (Associate Justice, Minnesota
Supreme Court, 1994-2013);
Fernande Duffly (Associate Justice, Massachusetts
Supreme Judicial Court, 2011-2016);
James Exum, Jr. (Associate Justice, North Carolina
Supreme Court, 1975-1986; Chief Justice, 1986-1994);
Joseph Grodin (Associate
Supreme Court, 1982-1987);
Justice,
California
James Nelson (Associate Justice, Montana Supreme
Court, 1993-2013);
Robert Orr (Associate Justice, North Carolina
Supreme Court, 1995-2004);
Peggy Quince (Associate Justice, Florida Supreme
Court, 1999-2008 and 2010-2019; Chief Justice, 20082010).
SUMMARY OF ARGUMENT
The Supremacy Clause requires state courts to enforce
federal constitutional provisions where they apply to
1
No party’s counsel authored the brief in whole or part or made
a monetary contribution to fund preparation or submission of
the brief. No party besides amici or their counsel contributed
monetarily to preparation or submission of the brief. Counsel of
record received advance notice of intent to file this brief.
2
state-law causes of action. And state courts have
continuously enforced Section 1 of the Fourteenth
Amendment—including the Equal Protection and Due
Process Clauses—since Reconstruction. In this respect,
Section 3, like the presidential qualifications established
in Article II, operates like Section 1: state courts do not
require congressional permission to enforce it.
Under the Electors Clause, states’ plenary power to
appoint presidential electors allows states to condition
appointment on their voting only for constitutionally
eligible candidates. This necessarily includes power to
decide whether candidates are eligible. Neither the
Twelfth nor the Twentieth Amendment, nor any other
constitutional provision, commits this determination
exclusively to Congress or strips states of their power.
State courts have a particular interest in vindicating Section 3’s purpose: protecting the republic from
insurrectionists returning to power. Trump exemplifies
this risk by repeatedly threatening judges, judicial
employees, and others involved in the court system.
Declining to apply Section 3 for fear of Trump-incited
mob violence would not prevent that violence; it would
simply shift its burden to thousands of justices, judges,
and court staff, and would invite more chaos, violence,
and insurrection.
ARGUMENT
I. States do not require federal legislation to
enforce Section 3.
A. State courts do not need congressional
permission to enforce the Fourteenth
Amendment.
State courts must apply the Constitution. U.S.
Const. art. VI, § 2 (U.S. Constitution is “the supreme
3
Law of the Land; and the Judges in every State shall
be bound thereby”). This Court has “consistently held
that state courts have inherent authority, and are thus
presumptively competent, to adjudicate claims arising
under the laws of the United States.” Tafflin v. Levitt,
493 U.S. 455, 458 (1990); Claflin v. Houseman, 93 U.S.
130, 136 (1876); Robb v. Connolly, 111 U.S. 624, 637
(1884) (Harlan, J.) (“Upon the State courts, equally
with the courts of the Union, rests the obligation to
guard, enforce, and protect every right granted or secured
by the [C]onstitution of the United States . . . .”).
Indeed, if federal law applies to a state law cause of
action, state courts must apply it. See Howlett v. Rose,
496 U.S. 356, 367 (1990) (“The Supremacy Clause
makes [federal law] ‘the supreme Law of the Land,’
and charges state courts with a coordinate responsibility to enforce that law according to their regular modes
of procedure.”); Testa v. Katt, 330 U.S. 386, 389-93 (1947).
When state-court civil plaintiffs raise federal constitutional claims through state law causes of action,
courts do not first demand a federal statute authorizing them to consider the claims. Instead, they review
the claims on their merits. See, e.g., Dallman v. Ritter,
225 P.3d 610, 619 (Colo. 2010) (First Amendment);
Jankovich v. Ill. State Police, 78 N.E.3d 548, 552 (Ill.
App. Ct. 2017) (Second Amendment); N.Y. Horse &
Carriage Ass’n v. City of New York, 545 N.Y.S.2d 439,
443-44 (N.Y. Sup. Ct. 1989) (Fourth Amendment);
McCabe v. Dep’t of Registration & Educ., 413 N.E.2d
1353, 1358-59 (Ill. App. Ct. 1980) (Fifth Amendment).
Sometimes, a federal constitutional question arises as
a defense in a state proceeding, but as these cases
illustrate, state courts routinely adjudicate affirmative
federal constitutional claims raised by civil plaintiffs
where state law supplies a cause of action.
4
In fact, this Court has developed doctrines of preference for state court adjudication of federal constitutional
questions. See, e.g., Allen v. McCurry, 449 U.S. 90, 105
(1980) (prior state court judgment on federal constitutional question binds federal courts by estoppel); Younger
v. Harris, 401 U.S. 37, 40-41 (1971) (federal court
cannot ordinarily enjoin pending state court criminal
proceeding based on federal constitutional claims).
In federal court, the availability of relief under the
Constitution depends on statutory or implied private
rights of action. See, e.g., 42 U.S.C. 1983; Egbert v.
Boule, 596 U.S. 482, 486 (2022). But state courts do not
require specific congressional statutes to enforce
federal constitutional rights through applicable state
law procedures.2 See ASARCO v. Kadish, 490 U.S. 605,
617 (1989) (state courts can “render binding judicial
decisions that rest on their own interpretations of
federal law”). Except where Congress grants federal
courts exclusive jurisdiction, state courts must apply
and enforce federal constitutional provisions when
properly invoked under state law.
That understanding was settled long before the
Fourteenth Amendment. See Martin v. Hunter’s Lessee,
14 U.S. (1 Wheat.) 304, 339-42 (1816). Unsurprisingly,
state courts began adjudicating civil claims under the
Fourteenth Amendment soon after its passage, without
special authorization from Congress. See, e.g., Van
Valkenburg v. Brown, 43 Cal. 43 (Cal. 1872) (affirmative
claim under Section 1’s Privileges and Immunities
Clause); Cory v. Carter, 48 Ind. 327 (Ind. 1874) (Equal
2
Amicus Claremont Institute contends (Amicus Br. 13-14) that
neither the Supremacy Clause nor Section 3 creates an implied
private right of action. Amici agree. But state legislatures can (as
Colorado has here) create private rights of action in state court.
See Colo. Rev. Stat. §§ 1-1-113, 1-4-1204.
5
Protection Clause); City of Portland v. City of Bangor,
65 Me. 120 (Me. 1876) (Due Process Clause). With this
Court’s approval, this practice has continued to the
present time. See, e.g., Minnesota v. Clover Leaf
Creamery Co., 449 U.S. 456, 460-61 (1981) (reviewing
state supreme court decision affirming injunction
under Equal Protection Clause); Sands Bethworks
Gaming, LLC v. Penn. Dep’t of Revenue, 207 A.3d 315,
324 (Pa. 2019) (upholding Fourteenth Amendment
claim); Passalino v. City of Zion, 928 N.E.2d 814, 816
(Ill. 2010) (similar); In re Candidacy of Indep. Party
Candidates Moore v. Kiffmeyer, 688 N.W.2d 854, 85657 (Minn. 2004) (similar). Indeed, Brown v. Board of
Education arose partly from a Delaware state court
case deciding plaintiffs’ Fourteenth Amendment claim.
See Gebhart v. Belton, 91 A.2d 137, 139-40 (Del. 1952),
aff ’d sub nom. Brown v. Bd. of Educ., 349 U.S. 294
(1955). The Fourteenth Amendment is thus “selfexecuting” in the sense that state courts may enforce
it through state law causes of action, without need for
any federal statute.
B. Nothing in the Fourteenth Amendment
suggests Section 3 requires federal
legislation.
1. Section 3 states a direct prohibition, not an
authorization. It says: “No person shall be a [Member
of Congress or presidential elector] or hold any office”
after breaking the oath and engaging in insurrection.
(Emphasis added.) “It lays down a rule by saying what
shall be. It does not grant a power to Congress (or any
other body) to enact or effectuate a rule of disqualification. It enacts the rule itself.” William Baude &
Michael Stokes Paulsen, The Sweep and Force of
Section Three, 172 U. Pa. L. Rev. (forthcoming 2024)
(manuscript at 17-18) (emphasis in original), https://
6
papers.ssrn.com/sol3/papers.cfm?abstract_id=4532751
(last revised Sept. 19, 2023). It parallels other constitutional qualifications that require no special implementing
legislation. See U.S. Const. art. I, § 2, cl. 2 (“No Person
shall be a Representative” who does not meet age,
citizenship, and residency requirements); id. art. I,
§ 3, cl. 3 (same for Senators); id. art. II, § 1, cl. 5 (“No
Person . . . shall be eligible to the Office of President”
who does not meet age, citizenship, and residency
requirements); id. amend. XII (“no person constitutionally ineligible to the office of President shall be eligible
to that of Vice-President”) (emphases added).
Likewise, Section 3’s prohibitory language parallels
Section 1. See id. amend. XIV, § 1 (“No State shall make
or enforce any law which shall abridge the privileges
or immunities of citizens of the United States; nor
shall any State deprive any person of life, liberty, or
property, without due process of law; nor deny to any
person within its jurisdiction the equal protection of
the laws.”) (emphases added).
State courts do not need congressional legislation to
enforce the Due Process or Equal Protection Clauses.
In fact, the Fourteenth Amendment constitutionalizes
these protections precisely so they do not depend on
the whims of Congress. See, e.g., Cong. Globe, 39th
Cong., 1st Sess. 1095 (1866) (Rep. Hotchkiss) (arguing
for constitutional protection of civil rights because
“We may pass laws here to-day, and the next Congress
may wipe them out”). Section 1 is in this sense “selfexecuting.” City of Boerne v. Flores, 521 U.S. 507, 52224 (1997) (“Section 1 of the new draft Amendment
imposed self-executing limits on the States . . . . As
enacted, the Fourteenth Amendment confers substantive
rights against the States which, like the provisions of
the Bill of Rights, are self-executing.”); Civil Rights
7
Cases, 109 U.S. 3, 20 (1883) (“[The Thirteenth] amendment, as well as the Fourteenth, is undoubtedly selfexecuting without any ancillary legislation . . . .”)
(emphasis added).3
As with Section 1, the Framers did not leave Section
3 to the whims of “the next Congress” which could pass
or repeal legislation by bare majority. Instead, they
removed any possible doubt that Section 3 is selfexecuting, by expressly providing that only a bicameral
two-thirds vote could remove disqualification.
In contrast, constitutional provisions that require
affirmative congressional action for enforcement contain
no direct prohibition; they merely authorize Congress
to act. For example, Article I authorizes Congress “[t]o
provide for the Punishment of counterfeiting the
Securities and current Coin of the United States.” U.S.
Const. art. I, § 8, cl. 6. This neither prohibits counterfeiting, nor establishes a punishment; it authorizes
Congress to “provide for” such punishment. The Treason
Clause defines treason and authorizes Congress “to
declare [its] Punishment,” but does not itself impose
consequences for treason. Id. art. III, § 3. The
Impeachment Clause defines impeachable offenses, id.
art. II, § 4, but the Constitution expressly and exclusively leaves the House to decide whether to impeach,
id. art. I, § 2, cl. 5, and the Senate to decide whether to
convict, id. art. I, § 3, cl. 6.
3
Ownbey v. Morgan held only that Delaware did not violate
the Due Process Clause; its use of “self-executing” bears no
relation to the usage in this case. See 256 U.S. 94, 110-12 (1921).
Here, Colorado did enforce the Fourteenth Amendment; Trump
and his amici contend that Colorado cannot do so without federal
legislation.
8
Authorizing language typically provides that Congress
“may” or “shall” do something “by Law”, e.g., id. art. I,
§ 2, cl. 3; id. art. I, § 4, cl. 1-2, or that Congress “shall
have Power” to do something, e.g., id. art. I, § 8, cl. 1;
id. art. III, § 3, cl. 2; id. art. IV, § 3, cl. 2. But Section 3
enacts its own disqualification—“No person shall be . . .
or hold”—and, like other provisions of the Fourteenth
Amendment, does not require congressional action before
states may implement it. Rather, the only exclusive
role Section 3 grants Congress is power to remove
disqualification—a power which Congress has not
exercised for Trump.4
2. Section 5’s authorization of congressional legislation does not make Section 3 unenforceable without
legislation. See id. amend. XIV, § 5 (“Congress shall
have power to enforce, by appropriate legislation, the
provisions of this article.”).5 This provision authorizes
federal legislation but does not require it. As this Court
recognized soon after the amendment’s enactment—in
a dispute over the scope of Congress’s Section 5
enforcement power—“the Fourteenth [Amendment],
4
Amicus Republican National Committee (RNC) cites (Amicus
Br. 18) a badly out-of-context quote from Rep. Thaddeus Stevens
involving an earlier draft of Section 3 that would have banned exConfederates from voting. See Cong. Globe, 39th Cong., 1st Sess.
2460, 2544 (1866). Stevens admitted this earlier draft would
require implementing legislation; Congress abandoned that
draft. See id. at 2544, 2869. The RNC also complains (Amicus Br.
10) that the Fourteenth Amendment was designed to limit state
power. But Article II grants states plenary power over appointing
electors. See Part II.A, infra. The RNC’s dispute is not with
Section 3, but with the Electoral College.
5
Section 5 is occasionally misquoted as “Congress shall have
the power.” If anyone might misinterpret “the” power as meaning
exclusive power, the fact that Section 5 does not say that refutes
the argument.
9
is undoubtedly self-executing without any ancillary
legislation.” Civil Rights Cases, 109 U.S. at 20
(emphasis added).
Section 5 applies to the entire Fourteenth Amendment,
including Section 1’s Due Process and Equal Protection
Clauses. If Section 5 meant states could not adjudicate
questions under Section 3 without congressional
legislation, then it would also mean states could not
adjudicate Due Process or Equal Protection Clause
questions without congressional legislation—but they
can and do. See Part I.A, supra.
The Thirteenth and Fifteenth Amendments further
confirm this reading. Their first sections create direct
prohibitions. U.S. Const. amend. XIII, § 1 (slavery or
involuntary servitude); id. amend. XV, § 1 (deprivation
of vote on account of race, color, or previous servitude).
Their second sections provide: “Congress shall have
power to enforce this article by appropriate legislation.”
Id. amend. XIII, § 2; id. amend. XV, § 2. But no one
contends that if Congress failed to legislate, then
Section 1 of the Thirteenth or Fifteenth Amendment
would be unenforceable. Indeed, state courts directly
adjudicate claims under these amendments’ substantive
sections, see, e.g., Moss v. Superior Ct., 950 P.2d 59, 7273 (Cal. 1998) (Thirteenth Amendment), and have
done so since immediately after their adoption, e.g.,
Wood v. Fitzgerald, 3 Or. 568, 577 (1870) (Fifteenth
Amendment). Rather, the legislation clause “empowered
Congress to do much more” than what the amendments
themselves do. Jones v. Alfred H. Mayer Co., 392 U.S.
409, 439 (1968) (emphasis added); see also Nw. Austin
Mun. Util. Dist. No. One v. Holder, 557 U.S. 193, 197 (2009)
(Section 1 of Fifteenth Amendment is “self-executing”).
Section 5 of the Fourteenth Amendment is nearly
verbatim identical to Section 2 of the Thirteenth and
10
Fifteenth Amendments, and the Fourteenth Amendment’s legislation clause stands in precisely the same
relationship to the insurrectionist disqualification
clause as the Thirteenth and Fifteenth Amendments’
legislation clauses stand to their substantive prohibitions. The same legislation clause—which indisputably
does not preempt independent judicial enforcement
of the Thirteenth Amendment’s ban on slavery, the
Fourteenth Amendment’s protections of equal protection and due process, or the Fifteenth Amendment’s
ban on race-based deprivation of the vote—cannot
somehow act in an entirely different way to preempt
independent judicial enforcement of Section 3.
C. Griffin’s Case is wrong and does not
apply to state court proceedings.
1. Griffin’s Case, 11 F. Cas. 7 (C.C.D. Va. 1869), openly
contradicts the plain meaning of the Constitution’s
text. Chief Justice Chase (riding circuit) acknowledged
that the “literal construction”—what today would
be called the plain meaning—of Section 3 disqualified
the Virginia judge who had sentenced the habeas
petitioner. Id. at 24. Noting that the judge’s counsel
“seemed to be embarrassed by the difficulties” supposedly presented by that plain meaning, Chase expounded
upon the “great inconvenience” of applying it, sympathizing with various “calamities which have already
fallen upon the people of these [ex-Confederate]
states.” Id. at 24-25. But courts cannot disregard the
Constitution’s plain text due to “inconvenience.” See
NLRB v. Noel Canning, 573 U.S. 513, 600 (2014)
(Scalia, J., concurring in the judgment) (criticizing
constitutional interpretation that rejects plain meaning
due to “embarrassing inconveniences”). Section 3 was
intended to exclude oath-breaking insurrectionists
from public office—even when inconvenient.
11
2. Its constitutional interpretation is wrong. First,
Chase relied on Section 5, which authorizes congressional
legislation. See 11 F. Cas. at 26. But authorizing
Congress to enact legislation does not deprive states of
their inherent authority and obligation to enforce the
Constitution. Then, Chase observed that Congress’s exclusive role in removing disqualifications gives Congress
“absolute control of the whole operation of the
amendment.” Ibid. But Section 3’s grant of exclusive
authority to Congress to remove disqualification (by
two-thirds vote of each house), coupled with the
absence of such authority regarding disqualification
itself, refutes this.
3. It does not address state procedures in state court.
Chase noted that “[t]o accomplish this ascertainment
[of who is disqualified] and ensure effective results,
proceedings, evidence, decisions, and enforcements of
decisions, more or less formal, are indispensable.” Ibid.
But he never addressed why state legislatures could
not establish such proceedings by law. Indeed, both
sides’ counsel essentially conceded that quo warranto
could lie in state court against a state judge holding
office in violation of Section 3. Compare id. at 14
(Griffin’s counsel) with id. at 21 (Virginia judge’s
counsel). Instead, Chase simply assumed that “these
can only be provided for by congress.” Id. at 26. Even
if true in federal court, that does not explain why a
state court would need federal legislation to enforce
the Fourteenth Amendment.6
6
John Marshall Harlan understood that states could enforce
Section 3. On December 1, 1868—eighteen months before any
federal law enforcing Section 3 in Kentucky—he wrote to Congress
supporting a Kentucky resident’s amnesty petition. See Cong.
Globe, 40th Cong., 3d Sess. 1263 (1869). This would have been
pointless if Section 3 were not already enforceable.
12
4. It was, in modern parlance, affirmed on other
grounds. Per Chief Justice Chase, the full Court
“unanimously concur[red] in the opinion that a person
convicted by a judge de facto acting under color of
office, though not de jure, and detained in custody in
pursuance of his sentence, can not be properly discharged
upon habeas corpus.” Id. at 27. Chase did not state
whether he presented his theory that Section 3
requires implementing legislation to the full Court
before resorting to the de facto officer doctrine, which
sufficed to resolve the case, but that omission suggests
that the full Court did not support that view.7
D. The federal criminal insurrection statute
does not preempt state authority to
apply Section 3 in civil proceedings.
The federal criminal insurrection statute, 18 U.S.C.
2383, predates the Fourteenth Amendment. It derives
from the Second Confiscation Act of 1862, which made
it a crime to “incite, set on foot, assist, or engage in any
rebellion or insurrection against the authority of the
United States, or the laws thereof.” An Act to suppress
Insurrection, to punish Treason and Rebellion, to seize
and confiscate the Property of Rebels, and for other
Purposes, § 2, Pub. L. 37-195, 12 Stat. 589, 590 (1862).
This pre-Fourteenth Amendment statute could neither
implement congressional authority under Section 5
nor preempt state authority to enforce Section 3.
7
Amicus Seth Barrett Tillman (Amicus Br. 5) claims that in
Ex parte Ward, 173 U.S. 452 (1899), this Court cited Griffin’s
Case “favorably, on point, and as good law.” The Court did cite
Griffin’s Case favorably—but only for the de facto officer ruling,
not the proposition that Trump invokes here. See Ward, 173 U.S.
at 454–56.
13
Historically, the statute played no role under Section
3—as preemption or otherwise. Before the Fourteenth
Amendment was even proposed, President Johnson
pardoned most ex-Confederates. See Pres. Andrew
Johnson, Proclamation Pardoning Persons who Participated in the Rebellion (May 29, 1865), https://www.loc.
gov/resource/rbpe.23502500. Congress’s outrage helped
motivate the development of the Fourteenth Amendment and Section 3’s insistence that only Congress
could remove disqualification. See Gerard N. Magliocca,
Amnesty and Section Three of the Fourteenth Amendment, 36 Const. Comment. 87, 94-95 (2021). In 1868,
Johnson pardoned all remaining ex-Confederates, without exception. Pres. Andrew Johnson, Proclamation
No. 179, Granting Full Pardon and Amnesty for the
Offense of Treason Against the United States During
the Late Civil War (Dec. 25, 1868), https://www.loc.gov/
resource/rbpe.23602600. Thus, the criminal insurrection
statute ensnared zero people.
If the statute occupied the field of insurrection
disqualification, then no one would have been disqualified after December 25, 1868. Yet state courts continued
to apply Section 3; ex-Confederates continued to seek
congressional amnesty; and Congress, eventually,
enacted broad amnesties in 1872 and 1898. See
Magliocca, supra, at 111-27. No one in any of the
judicial decisions enforcing Section 3, nor in Griffin’s
Case, nor in congressional or public debates regarding
amnesty, suggested that the criminal insurrection
statute preempted states from enforcing Section 3
against individuals not charged under that statute.
14
II. The Constitution authorizes states to adjudicate presidential candidates’ qualifications.
A. The Electors Clause grants states plenary
power to appoint electors, and condition
appointments on electors voting for
eligible candidates.
The Electors Clause empowers states to appoint
presidential electors in the manner they choose. See
U.S. Const., art. II, § 1, cl. 2. This power is plenary
absent some other constitutional constraint. Moore v.
Harper, 600 U.S. 1, 37 (2023) (“[I]n choosing Presidential
electors, the Clause leaves it to the legislature exclusively to define the method of effecting the object.”)
(cleaned up); Chiafalo v. Washington, 591 U.S. __, 140
S. Ct. 2316, 2324 (2020) (Electors Clause gives states
“far-reaching authority over presidential electors”);
Bush v. Gore, 531 U.S. 98, 104 (2000) (legislature’s
power is “plenary”); McPherson v. Blacker, 146 U.S. 1,
35 (1892) (similar).
This plenary power includes conditioning electors’
appointment on their candidates’ meeting constitutional eligibility criteria.8 Lindsay v. Bowen, 750 F.3d
1061, 1063 (9th Cir. 2014) (for presidential primary
ballot, state’s interest in “protecting the integrity of
the election process” allows it to enforce “the lines that
the Constitution already draws”) (cleaned up); Hassan
v. Colorado, 495 Fed. Appx. 947, 948 (10th Cir. 2012)
(Gorsuch, J.) (“[A] state’s legitimate interest in protecting the integrity and practical functioning of the
8
States cannot add to the constitutional qualifications for
president. See U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779,
800-04 (1995). But this case does not involve an additional
qualification—it involves a qualification from the Constitution
itself.
15
political process permits it to exclude from the ballot
candidates who are constitutionally prohibited from
assuming office.”); Derek T. Muller, Scrutinizing Federal
Electoral Qualifications, 90 Ind. L.J. 559, 604 (2015)
(“[B]ecause the legislature[] may choose the manner
by which it selects its electors, it follows that it may
restrict the discretion of the election process through
an ex ante examination of candidates’ qualifications.”).
This comports with the Clause’s history: a compromise between competing visions of who should choose
presidential electors. See McPherson, 146 U.S. at 28.
For years, many state legislatures directly appointed
presidential electors; Colorado did so as recently as
1876. See id. at 29-33. An eighteenth or nineteenth
century legislature that planned to appoint electors
directly could require those electors to vote for specific
candidates. Chiafalo, 140 S. Ct. at 2323-24. And it could
have first authorized a committee to examine whether
candidates met constitutional eligibility requirements—
e.g., Chester Arthur, who was dogged by rumors of
foreign birth9—before appointing electors, so the legislature would not waste electoral votes on ineligible
candidates. And since a legislature could direct a
committee to examine candidates’ constitutional qualifications before appointing electors, it likewise can
authorize a court to adjudicate that question.
Nothing has stripped states of that power. In states
like Colorado, legislatures have specified that electors
will be selected by popular vote, but have empowered
9
See, e.g., Nat’l Portrait Gallery, Chester Arthur: A Birthplace
Controversy, 1880, https://npg.si.edu/blog/chester-arthur-birthpl
ace-controversy-1880 (last visited Jan. 26, 2024).
16
their courts, as is their prerogative, to screen constitutionally ineligible candidates.10
B. The political question doctrine does not
bar states from adjudicating presidential candidates’ qualifications.
The political question doctrine constrains the jurisdiction of federal courts, not of states. “[I]t is the
relationship between the judiciary and the coordinate
branches of the Federal Government, and not the
federal judiciary’s relationship to the States, which gives
rise to the ‘political question.’” Baker v. Carr, 369 U.S.
186, 210 (1962); Rucho v. Common Cause, 588 U.S. __,
139 S. Ct. 2484, 2500 (2019) (describing “a political
question beyond the competence of the federal courts”)
(emphasis added).11 If the political question doctrine
applied here, then finding this case nonjusticiable in
federal court would deprive this Court of jurisdiction,
leaving the Colorado Supreme Court’s judgment intact.
Even if the political question doctrine applied to a
state’s actions, it is a “narrow exception.” Zivotofsky ex
rel. Zivotofsky v. Clinton, 566 U.S. 189, 194-95 (2012).
It concerns “‘political questions,’ not . . . ‘political cases.’
The courts cannot reject as ‘no law suit’ a bona fide
controversy as to whether some action denominated
‘political’ exceeds constitutional authority.” Baker, 369
10
States also retain inherent authority to bind electors to
vote for eligible candidates. States retain “all powers that the
Constitution does not withhold from them.” Chiafalo, 140 S. Ct.
at 2334 (Thomas. J., concurring in the judgment) (cleaned up);
see U.S. Const. amend. X.
11
For example, Baker explained how in Worcester v. Georgia,
31 U.S. 515 (1832), “despite the consequences in a heated federalstate controversy and the opposition of the other branches of the
National Government,” the political question doctrine had not
rendered the case nonjusticiable. Baker, 369 U.S. at 215 n.43.
17
U.S. at 217. Rather, a court “has a responsibility to
decide cases properly before it, even those it ‘would
gladly avoid.’” Zivotofsky, 566 U.S. at 194-95 (quoting
Cohens v. Virginia, 19 U.S. (6 Wheat) 264, 404 (1821)).
And the doctrine does not apply simply because a
presidential election is involved. McPherson, 146 U.S.
at 23 (“It is argued that the subject-matter of the
controversy is not of judicial cognizance, because it is
said that all questions connected with the election of a
presidential elector are political in their nature . . . .
But the judicial power of the United States extends
to all cases in law or equity arising under the
[C]onstitution and laws of the United States, and this
is a case so arising . . . .”).
Baker identified six relevant factors, but this Court
has recently focused on whether the issue (1) is textually
committed to another branch of government, or
(2) lacks judicially manageable standards for resolution.
See Rucho, 139 S. Ct. at 2494 (citing only second
factor); Zivotofsky, 566 U.S. at 195 (citing only first two
factors).
1. Appointment of presidential electors is textually
committed to states, not Congress. As discussed above,
the Electors Clause establishes states’ authority to
limit electoral appointments to only those electors who
will vote for constitutionally eligible candidates. That
necessarily includes power to determine whether
particular candidates are eligible.
Conversely, the Constitution does not expressly
commit that power to Congress. While Article I explicitly
authorizes Congress to judge qualifications of incoming
members, U.S. Const., art. I, § 5, cl. 1 (“Each House
shall be the Judge of the . . . Qualifications of its own
Members . . . .”), neither Article II nor any other constitutional provision explicitly authorizes—let alone
18
directs—Congress to judge presidential candidate
eligibility. The Twelfth Amendment authorizes Congress
to count electoral votes; it does not explicitly authorize
Congress to judge presidential qualifications. See id.
amend. XII. Similarly, the Twentieth Amendment
provides a contingency procedure “if the President
elect shall have failed to qualify,” but does not commit
adjudication of eligibility to Congress or anyone else.
Id. amend. XX, § 3.
Even if Congress holds some unwritten power to
judge presidential candidates’ qualifications, that power
is not exclusive. See Lindsay, 750 F.3d at 1065 (“[N]othing
in the Twentieth Amendment states or implies that
Congress has the exclusive authority to pass on the
eligibility of candidates for president.”); Hassan, 495
Fed. Appx. at 948-49; Muller, supra, at 605 (“[T]he
power of Congress to examine the qualifications of
executive candidates is, at the very best, debatable,
and certainly not exclusive.”).
2. Section 3 involves judicially manageable standards.
Interpreting constitutional text and applying that
text to (sometimes disputed) facts is precisely what
courts do. Like “due process” and “equal protection,” the
meanings of “engage” and “insurrection” are judicially
discoverable. Indeed, the terms “insurrection” and
“engage” are more clearly defined than terms like “due
process” and “equal protection.”
“Insurrection” was interpreted and defined repeatedly
by courts, law dictionaries, and other authoritative
legal sources before, during, and after Reconstruction.
See, e.g., The Reconstruction Acts, 12 U.S. Op. Att’y
Gen. 141, 160 (1867) (language in similarly-worded
statute “comprehend[ed] not only the late rebellion,
but every past rebellion or insurrection . . . in the
United States”); Pres. Abraham Lincoln, Instructions
19
for the Gov’t of Armies of the United States in the Field,
Gen. Orders No. 100 (Apr. 24, 1863), art. 149 (“Insurrection
is the rising of people in arms against their government, or a portion of it, or against one or more of its
laws, or against an officer or officers of the government.
It may be confined to mere armed resistance, or it may
have greater ends in view.”), https://avalon.law.yale.
edu/19th_century/lieber.asp; Webster’s Dictionary (1830)
(“combined resistance to . . . lawful authority . . .,
with intent to the denial thereof ”).
Likewise, the judicial interpretation of “engage” under
Section 3 has been settled for 150 years. See United
States v. Powell, 27 F. Cas. 605, 607 (C.C.D.N.C. 1871)
(“a voluntary effort to assist the Insurrection . . . and
to bring it to a successful [from insurrectionists’ perspective] termination”); Worthy v. Barrett, 63 N.C. 199,
203 (1869) (“[v]oluntarily aiding the rebellion, by personal
service, or by contributions, other than charitable, of
any thing that was useful or necessary”), appeal dismissed sub nom. Worthy v. Comm’rs, 76 U.S. (9 Wall)
611 (1869); 12 U.S. Op. Att’y Gen. at 161-62 (similar).
Unlike Rucho, which held that broad principles of
“fairness” implicit in equal protection were not judicially manageable, see 139 S. Ct. at 2500, this case does
not require interpreting implicit values (like fairness),
nor arbitrarily dividing a continuous spectrum. Rather,
it involves interpreting explicit terms (“engage” and
“insurrection”) that were well defined when the amendment was enacted and were construed soon after its
ratification.
3. None of Baker’s final three prudential factors
apply here. First, there is no “impossibility of a court’s
undertaking independent resolution without expressing
lack of the respect due coordinate branches of government.” Baker, 369 U.S. at 217. The “branch” due respect
20
is Colorado’s legislature. Different entities control
different stages of the presidential selection process.
In the first (current) stage, states have plenary
authority to appoint electors “in such Manner as the
Legislature thereof may direct.” U.S. Const., art. II,
§ 1, cl. 2. Colorado’s legislature has chosen to appoint
electors via a process that includes empowering courts
to hear ballot access challenges. After electors cast
their votes, Congress will take the lead in counting votes.
Id. amend. XII. Colorado’s use of a judicial process to
help ensure it appoints electors only for constitutionally
eligible candidates does not disrespect Congress.
Second, there is no “unusual need for unquestioning
adherence to a political decision already made,” Baker,
369 U.S. at 217, nor could there be at this stage. After
electors are appointed, that need might arise. But the
election is nine months away. No political decision has
been made, nor will be made any time soon.
Third, there is no “potentiality of embarrassment
from multifarious pronouncements by various departments on one question.” Ibid. The Constitution obligates
“Each State” to appoint electors “in such Manner as the
Legislature thereof may direct.” U.S. Const., art. II, § 1,
cl. 2 (emphases added). The states are not different
“departments” of the federal government, and interstate differences in Electoral College processes are not
21
an “embarrassment” —they are the result of separate
sovereigns whose courts may interpret federal law differently unless this Court pronounces a uniform rule.
As between this Court and Congress, there is no potential for multifarious pronouncements. If this Court
rules that Trump is, in fact, disqualified, Congress can
(if it chooses) remove that disqualification. This is no
more embarrassing than when this Court renders an
opinion and Congress responds by passing a statute.
See, e.g., Burwell v. Hobby Lobby Stores, Inc., 573 U.S.
682, 694 (2014). And, unsurprisingly, Baker says
nothing about different state courts deciding matters
differently; the doctrine is meant to protect the federal
government’s branches from each other.
12
For this reason, federal and state appellate courts
have consistently rejected or declined to adopt this
political question theory. The Ninth and Tenth Circuits
have confirmed states’ authority to exclude constitutionally ineligible candidates from their ballots. See
Lindsay, 750 F.3d at 1065 (confirming state’s authority
to remove ineligible candidate from presidential primary
ballot, and explicitly rejecting the idea that the
Constitution commits presidential candidates’ qualification determinations exclusively to Congress); Hassan,
495 Fed. Appx. at 948. Conversely, no federal or state
12
The sky does not fall when even famous presidential
candidates appear on some states’ ballots but not others. In 2012,
four major Republican candidates (Rick Perry, Rick Santorum,
Newt Gingrich, and Jon Huntsman) were excluded from
Virginia’s Republican primary ballot. See Perry v. Judd, 840 F.
Supp. 2d 945, 953 (E.D. Va. 2012) (upholding exclusion), aff’d, 471
F. App’x 219 (4th Cir. 2012) (denying emergency motion). In the
2020 general election, multiple states excluded Kanye West from
their ballots. See, e.g., State ex rel. West v. LaRose, 161 N.E.3d 631
(Ohio 2020) (upholding exclusion).
22
appellate court has ever adopted this political question
argument.13
C. No contrived distinction between
“qualifications” and “disqualifications,”
or “easy” and “hard” cases, strips states’
powers.
States’ power to adjudicate cannot turn on whether
Section 3 is characterized as a “qualification” or
“disqualification.” These terms are mirror images.
Nothing materially distinguishes the presidential
“qualifications” in Article II from the Fourteenth
(or Twenty-Second) Amendment’s “disqualifications.”
They are phrased in parallel. U.S. Const. art. II, § 1,
cl. 5 (“No Person . . . shall be eligible to the Office of
President. . . .”); id. amend. XIV, § 3 (“No person shall
. . . hold any office . . . under the United States . . . .”);
id. amend. XXII, § 1 (“No person shall be elected to the
office of the President . . .”). One might equally say that
Article II, the Fourteenth Amendment, and the TwentySecond Amendment declare qualifications or that—
per their negative phrasing—they disqualify anyone
who does not meet these criteria from the presidency.
13
Trump’s amici cite various unpublished state and federal
trial court decisions that were affirmed on other grounds. State
and federal appellate courts have consistently and expressly
declined to indulge any trial court suggestion that the political
question doctrine preempts state authority to adjudicate presidential candidates’ qualifications. See Castro v. Scanlan, 86 F.4th
947, 953 (1st Cir. 2023) (declining to decide political question
issue discussed below); Grinols v. Electoral College, 622 Fed.
Appx. 624, 625 n.1 (9th Cir. 2015) (similar); Kerchner v. Obama,
612 F.3d 204, 209 n.3 (3d Cir. 2010) (similar); Davis v. Wayne
Cnty. Election Comm’n, __ N.W.2d __, 2023 WL 8656163, at *16
n.18 (Mich. Ct. App. Dec. 14, 2023) (similar), leave to appeal
denied sub nom. LaBrant v. Sec’y of State, No. 166470 (Mich. Dec.
27, 2023) (mem.).
23
Attempts to distinguish “qualifications” from
“disqualifications,” claiming that states may
adjudicate one but not the other, are sophistry.14
Likewise, states’ power to condition appointment of
electors on their voting for eligible candidates cannot
turn on the supposed difficulty of adjudication. None
of Baker’s factors turn on the existence of factual or
legal disputes, and no constitutional principle says
that “harder” cases are nonjusticiable. See Baude &
Paulsen, supra, at 22 (“More difficult it may be, to
interpret and apply the disqualification of Section
Three than the disqualifications of age, citizenship,
and residency. But the fact of difficulty is a non
sequitur. . . . The Constitution says what it says and
we must try to apply it as best we can.”).
If all eligibility questions were textually committed
to Congress, then—contra Lindsay and Hassan—
states could not exclude any candidates as ineligible,
even on undisputed facts. Nothing in the Constitution
supports a concocted division of labor wherein states
can decide “easier” questions, but Congress must
decide “harder” questions. Rather, it assigns states
plenary authority to appoint electors and Congress
authority to count those electors’ votes.
14
States might assign the burden of proof differently depending on the qualification challenged. Here, Colorado assigned the
challengers the burden to prove Trump’s engagement in insurrection, and they met it.
24
D. A state legislature may enact a process
for adjudicating the qualifications of
candidates who are “running” for office,
even if the Constitution only bars
insurrectionists from “holding” office.
Trump argues that Section 3 only bars disqualified
individuals from holding office, not from running for
or being elected to that office. But this is also true of
Article II’s age, citizenship, and residency requirements, for which courts have confirmed states’ authority
to exclude ineligible candidates from ballots, including
primary ballots. See Lindsay, 750 F.3d at 1063-64
(upholding exclusion of underage candidate from
presidential primary ballot); Hassan, 495 Fed. Appx.
at 948-49; see also Timmons v. Twin Cities Area New
Party, 520 U.S. 351, 359 (1997) (noting that a political
party is not “absolutely entitled to have its nominee
appear on the ballot as that party's candidate” because
“[a] particular candidate might be ineligible for
office”). The Tenth Circuit rejected this argument in
Hassan. Like Trump, Hassan argued that “[e]ven if
Article II properly holds him ineligible to assume the
office of president,” it was unlawful “for the state to
deny him a place on the ballot.” 495 Fed. Appx. at 948
(emphasis in original). The Tenth Circuit rejected
this distinction, concluding that “a state’s legitimate
interest in protecting the integrity and practical
functioning of the political process permits it to exclude
from the ballot candidates who are constitutionally
prohibited from assuming office.” Ibid. (emphasis
added). Likewise, while Section 3 itself only prohibits
disqualified individuals from holding office, states
may limit their appointment of electors—and, hence,
25
ballots used to select those electors—to candidates
eligible to take office.15
Trump claims that Section 3 differs from Article II’s
requirements because Congress might, in theory,
remove his disqualification. But he has not even asked
Congress to do so. This Court does not decide cases
based on fanciful scenarios that are “conjectural or
hypothetical.” Lujan v. Defs. of Wildlife, 504 U.S. 555,
560 (1992) (cleaned up).
Under Trump’s view, if a disqualified insurrectionist
seeks the presidency, the issue could only be resolved
after the general election—either by Congress at the
counting of electoral votes, on January 6, 2025, or by
persons unknown (the Chief Justice?) at noon on
January 20, 2025. Trump’s contention that election
officials and the courts cannot enforce Section 3 unless
and until a disloyal insurrectionist has successfully
run for an office from which he is currently disqualified,
15
The fact that this is a presidential primary election is
irrelevant. Primaries using state-prepared ballots and state-run
elections are not strictly internal party processes. When political
parties choose to use the election machinery of the state, they are
subject to constitutional requirements. See Smith v. Allwright,
321 U.S. 649 (1944) (exclusion of African-Americans from party
primary violated Fifteenth Amendment); Nixon v. Condon, 286
U.S. 73 (1932) (state Democratic Party’s action amounted to
delegation of state power and was invalid under Fourteenth
Amendment); Nixon v. Herndon, 273 U.S. 536 (1927) (statute
barring African-Americans from participation in Democratic primary
violated Fourteenth Amendment). Just as the state cannot delegate
to a party or its membership the effective “right” to discriminate
based on race, the state cannot delegate to a party the effective
“right” to list ineligible candidates on the state-printed presidential primary ballot. At minimum, states clearly have the authority to
remove ineligible candidates from presidential primary ballots.
See Lindsay, 750 F.3d at 1065.
26
then belatedly and unsuccessfully asked Congress to
remove the disability, invites chaos and perhaps another
insurrection. Right now, he is not constitutionally
qualified to hold office; Colorado acted within its
authority to exclude him from the ballot.
E. Banning state adjudication would
render all constitutional qualifications
for president merely advisory and
invite a showdown on January 6.
The position that states cannot protect their ballots
from ineligible candidates renders all presidential
constitutional qualifications merely advisory. Congress is
only called upon to adjudicate a presidential candidate’s
eligibility if the candidate either received a majority of
electoral votes or came sufficiently close that real or
pretended irregularities put the counting of electoral
votes into play. An objection based on the candidate’s
ineligibility would require “separate concurring votes
of each House.” 3 U.S.C. 15(d)(2)(C)(ii). Since one
chamber can defeat an objection, and a presidential
candidate rarely wins without his party also taking
one chamber, all constitutional qualifications for the
presidency would be merely advisory. Under this view,
if a two-term president seeks a third term, no state
can exclude him from its ballot; as long as his party
controls one chamber, neither states nor Congress
nor this Court could enforce the Twenty-Second
Amendment to prevent third or fourth terms.
Further, Trump claims that allowing states to
adjudicate eligibility of presidential candidates would
“unleash chaos and bedlam.” Pet. Br. 2. But Trump’s
view would maximize “chaos and bedlam” by postponing adjudication of a candidate’s eligibility until
either January 6, 2025—the anniversary of the bloody
27
insurrection that gave rise to this matter—or January
20, 2025 at high noon.16
III. Section 3 was enacted to prevent the
threats that Trump presents to state and
federal courts.
Trump’s ongoing threats against state and federal
courts before and after January 6 highlight the hardlearned lesson that motivated Section 3. As Senator
Grimes explained, “the man who has once violated his
oath will be more liable to violate his fealty to the
Government in the future.” Cong. Globe, 39th Cong.,
1st Sess. 2916 (1866).
Trump illustrates this danger. He abuses court
proceedings to intimidate court officials. In 2020, Trump
and his allies filed over sixty court cases challenging
election results. All courts, including this Court, categorically rejected Trump’s baseless attempts to overturn
16
Amicus Peter Meijer (Amicus Br. 20-27) presents an “endless”
but irrelevant parade of horribles. On January 6, 2021, a violent,
armed mob acting on Trump’s behalf and at his direction attacked
the U.S. Capitol, defeated law enforcement, conquered the seat of
our national government, nearly assassinated the vice president
and congressional leaders, obstructed Congress, and disrupted
the peaceful transfer of power. See, e.g., Notes on Resentencing
at 5, United States v. Little, No. 21-CR-315 (D.D.C. Jan. 25, 2024),
ECF No. 73 (noting that the mob “interfered with a necessary
step in the constitutional process, disrupted the lawful transfer
of power, and thus jeopardized the American constitutional order,”
and that they “achieved this result through force”). Nothing in
our history compares; not even the Confederacy reached the
Capitol or disrupted the transfer of power. Courts can consider
other challenges on their own merits when raised. Colorado
correctly applied Section 3 on these facts; hypothetical (and
frivolous) challenges about unrelated facts do not change that.
28
the election. See Case Tracker, Ohio State Univ.,
https://bit.ly/2020Cases (last visited Jan. 26, 2024).
But instead of accepting his losses, Trump exploited
them to foment violence against courts and stoke the
unrest that culminated in the insurrection. This includes
Trump’s inflammatory rhetoric in support of the “Million
MAGA Marches” on November 14 and December 12,
2020, which focused on this Court, and Trump’s public
justification of his supporters’ violence there as selfdefense against “ANTIFA SCUM.” Pet. App. 93a, 218a.
As the 2024 election approaches, Trump continues to
exhort followers to target specific judges, prosecutors,
court employees, and potential witnesses in his criminal
and civil cases. In a decision partially upholding an
order restraining Trump’s speech about his federal
criminal case for conspiring to overturn the 2020
presidential election through unlawful means, the D.C.
Circuit described some of Trump’s public attacks:
The day after his initial court appearance, Mr.
Trump posted on his social media account: “IF
YOU GO AFTER ME, I’M COMING AFTER
YOU!” He then shared with his over six
million social media followers on Truth Social
his view that the district court judge is a
‘fraud dressed up as a judge[,]’ ‘a radical
Obama hack[,] and a ‘biased, Trumphating
[sic] judge[.] He labeled the prosecutors in the
case ‘[d]eranged[,]’ ‘[t]hugs[,]’ and ‘[l]unatics[.]
United States v. Trump, 88 F. 4th 990, 998 (D.C. Cir.
2023). His supporters swiftly responded with violent
threats against the district court judge and other
participants in the case. Ibid.
That case followed a dangerous pattern: Trump
singles out judges, prosecutors, and court officials on
29
social media. They are immediately threatened. Id. at
1011. He has repeatedly and baselessly claimed that
prosecutors, judges, and court officials are politically
biased, maintaining a narrative of aggrievement that
leads his supporters to threaten violence if he loses the
election. See Op. & Order at 2, United States v. Trump,
No. 23-CR-257 (D.D.C. Oct. 17, 2023), ECF No. 105
(“[W]hen [Trump] has publicly attacked individuals,
including on matters related to this case, those individuals are consequently threatened and harassed. . . .
[Trump] has continued to make similar statements
attacking individuals involved in the judicial process,
including potential witnesses, prosecutors, and court
staff. . . [including] that particular individuals involved
. . . deserve death.”).17 Unrepentant, Trump boasts
that his followers “listen to [him] like no one else.”
Trump, 88 F.4th at 1018 (quoting Trump).
Trump’s attacks on judges and court employees demonstrate his ongoing willingness to threaten, intimidate,
and exhort his supporters to attack the court system
with the same tactics and rhetoric that fueled the
insurrection. While he remains on the ballot, he will
continue to threaten court personnel and use court
proceedings to inflame his supporters into violence.
This Court must not be swayed by fear of mob
violence that Trump may incite upon its affirming
Colorado’s decision.18 The Constitution and the rule of
law demand enforcing Section 3. The arguments for
17
See Kierra Frazier, The Violent Political Threats Public
Officials Are Facing Amid Trump’s Legal Woes, Politico (Jan. 12,
2024), https://politi.co/3w2SUDq.
18
Trump’s own brief to this Court threatens “chaos and
bedlam” unless this Court reverses the Colorado Supreme Court’s
judgment. Pet. Br. 2.
30
reversal are political arguments, not based on law but
rather on threats and fears of supposedly adverse
consequences. But those political arguments are for
Congress, which can, by two-thirds bicameral vote,
grant Trump amnesty. Until it does, he remains
disqualified, and this Court—bound by the Constitution’s
plain text and original public meaning—cannot indulge
such politics. Failing to enforce Section 3 out of fear
Trump and his supporters’ reactions would prostrate
the Constitution before a mob.
Conversely, allowing Trump to appear on ballots
despite his disqualification would avoid neither violence
nor further insurrection. It would convey that our
Constitution does not apply to individuals who threaten
it, precisely because they threaten it. And because the
2024 election will likely involve dozens of contested
court cases before and after Election Day, Trump’s
propensity to threaten and incite violence against
court personnel means that allowing him onto ballots
would endanger thousands of justices, judges, and
court employees—and election workers and voters—
nationwide.
31
CONCLUSION
The judgment of the Colorado Supreme Court
should be affirmed.
Respectfully submitted,
CHARLES N. NAUEN
RONALD A. FEIN
LOCKRIDGE GRINDAL
Counsel of Record
NAUEN PLLP
JOHN C. BONIFAZ
100 Washington Avenue South BEN T. CLEMENTS
COURTNEY HOSTETLER
Suite 2200
FREE SPEECH FOR PEOPLE
Minneapolis, MN 55401
1320 Centre St. #405
(612) 339-6900
Newton, MA 02459
cnnauen@locklaw.com
(617) 244-0234
rfein@freespeechforpeople.org
Counsel for Amici Curiae
January 31, 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.