Amicus Curiae Brief — Brenda Evers Andrew, Petitioner v. Tamika White, Warden
Supreme Court briefFeb 26, 2024
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No. 23-6573
(CAPITAL CASE)
IN THE
Supreme Court of the United States
________________
BRENDA EVERS ANDREW,
v.
Petitioner,
TAMIKA WHITE, WARDEN,
________________
Respondent.
ON PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
________________
BRIEF OF AMICI CURIAE HABEAS
SCHOLARS IN SUPPORT OF PETITIONER
________________
Melanie L. Bostwick
Counsel of Record
Thomas M. Bondy
Samantha M. Leff
ORRICK, HERRINGTON &
SUTCLIFFE LLP
2100 Pennsylvania Ave., NW
Washington, DC 20037
(202) 339-8400
mbostwick@orrick.com
Counsel for Amici Curiae
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ..................................... ii
INTEREST OF AMICI CURIAE .............................. 1
INTRODUCTION AND SUMMARY OF
ARGUMENT ....................................................... 1
ARGUMENT ............................................................. 4
I.
The Tenth Circuit Misapprehended The
“Clearly Established Federal Law” Set
Out In Payne. ...................................................... 4
A. The Tenth Circuit declined to consider
this Court’s precedent confirming that
Payne set out the “clearly established
federal law” at issue here.............................. 7
B. The Tenth Circuit misunderstood the
inquiry for determining what is
“clearly established federal law.” ............... 12
C. The Tenth Circuit’s decision is unlike
other cases applying § 2254(d)(1)
because it casts doubt on the “clearly
established federal law” itself..................... 18
CONCLUSION ........................................................ 20
Appendix A .............................................................. 1a
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Andrew v. State,
164 P.3d 176 (Okla. Crim. App.
2007) .....................................................................15
Baker v. Steele,
No. 15 CV 1262, 2018 WL 4300203
(E.D. Mo. Sept. 10, 2018) .....................................10
Booth v. Maryland,
482 U.S. 496 (1987) ................................................3
Bowman v. Stirling,
No. 18-287, 2019 WL 8918815
(D. S.C. Dec. 10, 2019) .........................................11
Buck v. Davis,
580 U.S. 100 (2017) .................................. 15, 16, 17
Darden v. Wainwright,
477 U.S. 168 (1986) ............................................3, 6
Davis v. Royal,
No. Civ.-12-1111, 2017 WL 4204031
(W.D. Okla. Sept. 20, 2017) .................................11
Davis v. Straub,
430 F.3d 281 (6th Cir. 2005)................................13
Fairchild v. Trammell,
784 F.3d 702 (10th Cir. 2015)..............................14
Frontiero v. Richardson,
411 U.S. 677 (1973) ..............................................16
Fulcher v. Motley,
444 F.3d 791 (6th Cir. 2006)................................11
iii
Greene v. Fisher,
565 U.S. 34 (2011) ..............................................8, 9
Holland v. Allbaugh,
824 F.3d 1222 (10th Cir. 2016)............................14
Hooks v. Workman,
689 F.3d 1148 (10th Cir. 2012)............................18
Hope v. Pelzer,
536 U.S. 730 (2002) ..............................................17
Kansas v. Carr,
577 U.S. 108 (2016) ............................ 6, 7, 8, 10, 11
Lee v. Illinois,
476 U.S. 530 (1986) ..............................................11
Lilly v. Virginia,
527 U.S. 116 (1999) ..............................................11
Lockyer v. Andrade,
538 U.S. 63 (2003) ............................................2, 12
Matteo v. Superintendent, SCI Albion,
171 F.3d 877 (3d Cir. 1999) ...................................8
Payne v. Tennessee,
501 U.S. 808 (1991) .... 1, 2, 3, 4, 5, 7, 10, 11, 13, 17
Perkins v. Dunn,
No. 14-CV-1814, 2019 WL 4538737
(N.D. Ala. Sept. 19, 2019) ....................................10
Rivera v. Ryan,
No. CV-15-0586, 2016 WL 1622412
(D. Ariz. Mar. 2, 2016) .....................................9, 10
Rose v. Mitchell,
443 U.S. 545 (1979) ..............................................16
iv
Sawyer v. Smith,
497 U.S. 227 (1990) ..............................................13
Stringer v. Black,
503 U.S. 222 (1992) ................................................8
Taylor v. Riojas,
592 U.S. 7 (2020) ..................................................16
Teague v. Lane,
489 U.S. 288 (1989) ................................................8
Turner v. Quarterman,
481 F.3d 292 (5th Cir. 2007)................................18
United States v. Lanier,
520 U.S. 259 (1997) ..............................................17
Williams v. Taylor,
529 U.S. 362 (2000) ...................... 2, 4, 8, 12, 13, 14
Constitutional Provisions
U.S. Const. amend. VIII.......................... 3, 5, 7, 13, 14
U.S. Const. amend. XIV .................. 1, 2, 3, 4, 6, 11, 13
Statutes
28 U.S.C. § 2254(d)(1) ......................... 2, 7, 8, 9, 10, 12
14, 15, 18, 19
INTEREST OF AMICI CURIAE 1
Amici are law professors who teach and write
about habeas corpus, capital punishment, and constitutional law. A list of amici is attached as Appendix
A. Amici offer their diverse perspectives and deep
knowledge to draw this Court’s attention to a certiorari-worthy case and explain what conclusions the
Tenth Circuit should have reached under the proper
application of this Court’s precedent. Amici sign this
brief in their individual capacities and not on behalf
of their institutions; institutional affiliations are provided solely for identification purposes.
INTRODUCTION AND SUMMARY OF
ARGUMENT
Ms. Brenda Andrew was convicted and sentenced
to death based on irrelevant evidence which served no
purpose other than to sway the jury using sex-based
stereotypes. Ms. Andrew appealed the admission and
use of this evidence, arguing it violated the federal
law articulated in Payne v. Tennessee, 501 U.S. 808,
825 (1991): Admission of unduly prejudicial evidence
that renders the trial fundamentally unfair violates
the Due Process Clause of the Fourteenth Amendment. But the Tenth Circuit denied the existence of
this “clearly established federal law” based on a misinterpretation of this Court’s precedent and a
1 No counsel for a party authored the brief in whole or in
part. No party, counsel for a party, or any person other than
amici and their counsel made a monetary contribution intended
to fund the preparation or submission of the brief. Counsel of
record for all parties received timely notice of the intention to file
this brief.
2
misapplication of the required inquiry into whether
the purported clearly established law existed. For
these reasons, this Court should grant certiorari and
course-correct the dangerous precedent set by the
Tenth Circuit.
Under the Antiterrorism and Effective Death
Penalty Act of 1996 (AEDPA), when a state court has
“adjudicated” a claim “on the merits,” habeas corpus
relief is available if the petitioner establishes that the
adjudication “resulted in a decision that was contrary
to, or involved an unreasonable application of, clearly
established [f]ederal law, as determined by the Supreme Court of the United States.” 28 U.S.C.
§ 2254(d)(1).
In practice, the application of § 2254(d)(1) entails
two steps: (1) a court must determine “what constitutes clearly established [f]ederal law”; and, if there
is relevant “clearly established federal law,” (2) a
court must then determine whether the state court
decision was “contrary to, or involved an unreasonable application of,” that clearly established federal
law. Lockyer v. Andrade, 538 U.S. 63, 70-71 (2003) (citation omitted). The phrase “clearly established federal law” “refers to the holdings” of the Supreme
Court “as of the time of the relevant state-court decision.” Williams v. Taylor, 529 U.S. 362, 412 (2000).
In Payne, this Court set out “clearly established
federal law,” namely, that the admission of “evidence … that is so unduly prejudicial that it renders
the trial fundamentally unfair” violates the Due Process Clause of the Fourteenth Amendment. 501 U.S.
at 825. Tasked with reviewing the admission of
3
“victim impact” evidence, this Court revisited the
holding in Booth v. Maryland, 482 U.S. 496 (1987),
which barred all victim impact statements in guiltphase capital sentencing proceedings because they
“do not in general reflect on the defendant’s ‘blameworthiness.’” Payne, 501 U.S. at 817-19. The Payne
Court eliminated this per se bar, explaining that, in
some circumstances, victim impact statements may
serve “legitimate purposes” at the sentencing phase.
Id. at 825. But the Court also made clear that just because evidence may serve a legitimate purpose, this
does not mean it always will serve a legitimate purpose, and so the Court offered a broader guiding principle. Id. Where “evidence is introduced that is so
unduly prejudicial that it renders the trial fundamentally unfair, the Due Process Clause of the Fourteenth
Amendment provides a mechanism for relief.” Id. (citing Darden v. Wainwright, 477 U.S. 168, 179-83
(1986) (reviewing whether comments made in the
prosecution’s closing argument “rendered the trial unfair”)). In making this holding, the Payne Court articulated “clearly established federal law.”
The Tenth Circuit, however, misapprehended this
“clearly established federal law,” instead concluding
that Payne did not establish that the admission of unduly prejudicial evidence may violate the Due Process
Clause. According to the Tenth Circuit, “Payne’s central holding [is] more limited,” “merely establish[ing]
that the Eighth Amendment did not erect a ‘per se bar’
to the introduction of victim-impact statements in
capital cases.” Pet. App. 17a. To reach this conclusion,
the Tenth Circuit erred in at least two ways: (1) it refused to consider subsequent Supreme Court precedent that reiterated the “clearly established federal
4
law” set out in Payne and compelled an opposite holding, and (2) it adopted an overly narrow view of what
the inquiry for determining what constitutes “clearly
established federal law” entails.
This Court should grant certiorari—or summarily
vacate and remand—because the Tenth Circuit’s decision not only conflicts with the “clearly established
federal law” articulated in Payne but also is based on
improper analysis and calls the “clearly established
federal law” articulated in Payne into question. The
court of appeals made these errors at the cost of Ms.
Andrew’s constitutional rights and, ultimately, her
life.
ARGUMENT
I.
The Tenth Circuit Misapprehended The
“Clearly Established Federal Law” Set Out
In Payne.
This Court in Payne explicitly set out that “[i]n
the event that evidence is introduced that is so unduly
prejudicial that it renders the trial fundamentally unfair, the Due Process Clause of the Fourteenth
Amendment provides a mechanism for relief.” 501
U.S. at 825. This was not dicta, but rather a holding
central to the Court’s ultimate conclusion in Payne.
See Williams, 529 U.S. at 412. The Payne Court’s express statement set out “clearly established federal
law,” which included a prohibition on the admission
of irrelevant evidence that “is so unduly prejudicial
that it renders the trial fundamentally unfair.” Payne,
501 U.S. at 825.
5
The Payne Court expressed this law while reviewing the admission of a specific type of evidence, but
this does not negate that the broader principle expressed by the Court is equally foundational to and
part of its holding. In the criminal proceedings underlying Payne, the State presented testimony from the
victims’ family member, who spoke about how the
murders of his mother and sister affected the surviving infant son. Id. at 814-15. This “victim impact” evidence was relied on in the prosecution’s call for
capital punishment. Id. The defendant appealed the
admission and use of this testimony, arguing that it
violated the Eighth Amendment because it was “technically irrelevant” and “create[d] a constitutionally
unacceptable risk of an arbitrary imposition of the
death penalty.” Id. at 816-17 (citation omitted) (quoting the state court’s characterization of the evidence).
In part, the defendant relied on Booth and its per se
bar on victim impact statements at the sentencing
phase of a capital trial. Payne, 502 U.S. at 817-18.
This bar was based on a premise that such statements
“do not in general reflect on the defendant’s ‘blameworthiness.’” Id. Revisiting Booth, the Payne Court
noted that states are “free, in capital cases, … to devise new procedures and new remedies to meet felt
needs.” Id. at 824-25. “Victim impact evidence is
simply another form or method of informing the sentencing authority about the specific harm caused by
the crime.” Id. at 825. In doing away with the complete bar on admitting victim impact statements,
however, the Court established a broader principle informing the admission of evidence.
The Payne Court explained: “In the event that evidence is introduced that is so unduly prejudicial that
6
it renders the trial fundamentally unfair, the Due
Process Clause of the Fourteenth Amendment provides a mechanism for relief.” Id. (citing Darden, 477
U.S. at 179-83). Although the specific victim impact
testimony in Payne “serve[d] entirely legitimate purposes” and was not unduly prejudicial (and therefore,
its admission was not erroneous), the guiding principle was clear: Admission of unduly prejudicial evidence that renders the trial fundamentally unfair
violates the Due Process Clause of the Fourteenth
Amendment. Id.
The Tenth Circuit, however, held otherwise, concluding that Payne did not clearly establish that the
admission of irrelevant evidence that renders the trial
fundamentally unfair (a form of unduly prejudicial evidence) may violate the Due Process Clause. Pet. App.
17a. The Tenth Circuit acknowledged this same language in Payne but considered it to be a “broad statement” that applies only in scenarios involving victim
impact statements that are “so unfairly prejudicial …
that their introduction will violate the Constitution.”
Id. (citation omitted). This decision is erroneous for at
least two reasons. First, it contradicts Supreme Court
precedent affirming that Payne established that the
admission of unduly prejudicial evidence may violate
the Due Process Clause. See Kansas v. Carr, 577 U.S.
108 (2016). Second, the Tenth Circuit applied an
overly narrow test for determining what constitutes
“clearly established federal law.”
These errors alone justify review. This case further warrants certiorari because of the high individual stakes at risk (namely, Ms. Andrew’s life) and
because this case is markedly different from other
7
§ 2254(d)(1) cases. Other § 2254(d)(1) cases do not
doubt the existence of “clearly established federal
law” itself, but rather, turn on whether the guarantee
applies to the specific case at issue. In this case, however, the Tenth Circuit has called into question the
“clearly established federal law” itself, creating risk
that its error will spread to other cases.
A. The Tenth Circuit declined to consider
this Court’s precedent confirming that
Payne set out the “clearly established
federal law” at issue here.
The Due Process Clause forbids imposing punishment based on unduly prejudicial evidence resulting
in fundamental unfairness. This principle is “clearly
established” not only in Payne itself but also in other
decisions. Indeed, this Court has relied on the very
same holding from Payne in subsequent decisions.
For example, in Carr, this Court evaluated the
constitutionality of a joint capital-sentencing proceeding and determined whether the admission of “one defendant’s mitigating evidence,” which may have been
inadmissible in severed proceedings, “put a thumb on
death’s scale for the other,” in violation of the Eighth
Amendment. 577 U.S. at 122. In rejecting this premise, the Court reiterated: “[I]t is the Due Process
Clause that wards off the introduction of ‘unduly prejudicial’ evidence that would ‘rende[r] the trial fundamentally unfair.’” Id. at 123 (alteration in original)
(quoting Payne, 501 U.S. at 825). In this way, Carr
shows that this Court, interpreting its own precedent,
understood Payne to set out the exact “clearly established federal law” that Ms. Andrew contended it did
8
before the Tenth Circuit. Carr did not originate the
“clearly established federal law” relevant here, but instead, buttressed the fact that Payne had established
Due Process Clause limitations on admitting unduly
prejudicial evidence that would render the trial fundamentally unfair.
This is not unlike the situation in Stringer v.
Black, 503 U.S. 222 (1992), where this Court held that
a “new rule,” as defined in Teague v. Lane, 489 U.S.
288, 301 (1989), is not announced when a “clear principle emerges not from any single case, … but from [a]
long line of authority.” Stringer, 503 U.S. at 232; see
also Williams, 529 U.S. at 412 (“[W]hatever would
qualify as an old rule under our Teague jurisprudence
will constitute ‘clearly established [f]ederal law, as determined by the Supreme Court of the United States’
under § 2254(d)(1).” (citing Stringer, 503 U.S. at 228)).
Just as subsequent cases “underscore[d]” the “applicability” of new rules announced in prior decisions
in Stringer, 503 U.S. at 232, here, Carr underscores
the applicability of the “clearly established federal
law” set out in Payne. See also Matteo v. Superintendent, SCI Albion, 171 F.3d 877, 903-04 (3d Cir. 1999)
(Stapleton, J., concurring) (citing Stringer for this
very proposition in the AEDPA context) (“[T]he application of this line of cases to [defendant’s] claim would
not … result in a new rule under Teague.” (emphasis
added)).
The Tenth Circuit, however, declined to consider
Carr in any meaningful way because it “post-dates
the … appeal opinion by nearly a decade.” Pet. App.
19a n.13. It did so based on Greene v. Fisher, which
held that for “clearly established federal law” to
9
apply, it must be in place at the time of the state court
decision alleged to have gone awry from it in violation
of § 2254(d)(1), 565 U.S. 34, 38 (2011). Pet. App. 19a
n.13. But the timing requirement of Greene restricts
what case can be relied upon for originally setting out
“clearly established federal law”—not what case can
be relied upon for validating that “clearly established
federal law” was indeed set out in another, earlier decision. See Greene, 565 U.S. at 38. After applying
Greene to dispose of Ms. Andrew’s reliance on Carr,
the Tenth Circuit only summarily addressed the
heart of Ms. Andrew’s Carr argument in a catch-all
statement: “Further, Carr does not persuade us that,
contrary to our precedent, Payne serves as clearly established law entitling her to proceed with her dueprocess claim.” Pet. App. 19a n.13.
The Tenth Circuit provided no substantive basis
for its conclusion that Carr did not recognize the law
that was clearly established in Payne, which undeniably predates the state-court decision at issue here.
Nor could it. Payne set out a “clearly established federal law,” and Carr acknowledged that law by relying
on it. The inquiry into whether a “clearly established
federal law” exists should have ended here, with Carr
as determinative proof that Payne set out the claimed
“clearly established federal law.”
Other courts considering similar arguments from
defendants appealing pre-Carr state-court decisions
have viewed Carr as solidifying the “clearly established federal law” set out in Payne—not as establishing the law in the first instance. For example, in
Rivera v. Ryan, the District Court for the District of
Arizona reviewed whether the admission of
10
“testimony show[ing] that [the defendant] had a negative attitude … and that he had been involved in
multiple confrontations regarding his work” violated
the defendant’s constitutional rights because its only
purported purpose was “to establish guilt by showing
prior bad acts, or a propensity for violence.” No. CV15-0586, 2016 WL 1622412, at *8, 17-18 (D. Ariz. Mar.
2, 2016) (citation omitted). The defendant was convicted and sentenced to death in 2007, and the denial
of his § 2254(d)(1) petition was affirmed in 2011. Id.
at *1-5. That means that Payne predated and Carr
postdated the totality of the defendant’s criminal proceedings. The district court began by reiterating the
clearly established law: “Unfairly prejudicial evidence
can amount to a denial of due process.” Id. at *17. It
then quoted this Court’s articulation of this principle
in Payne, followed by a citation to Carr, which the district court parenthetically described as “citing Payne
for the proposition that the Due Process Clause prohibits the introduction of unduly prejudicial evidence
that would render the trial fundamentally unfair.” Id.
Other courts have treated Carr in the same fashion.
See, e.g., Perkins v. Dunn, No. 14-CV-1814, 2019 WL
4538737, at *7, 35-36 (N.D. Ala. Sept. 19, 2019) (appealing 1994 conviction/sentence affirmed in 2001)
(“‘Rather, it is the Due Process Clause that wards off
the introduction of “unduly prejudicial” evidence that
would render the trial fundamentally unfair.’ [Carr,
577 U.S. at 123] (quoting [Payne, 501 U.S. at 825])”
(footnote omitted)); Baker v. Steele, No. 15 CV 1262,
2018 WL 4300203, at *8 (E.D. Mo. Sept. 10, 2018) (appealing 2010 conviction/sentence affirmed in 2014)
(“A state violates the Fourteenth Amendment’s Due
Process Clause when it admits evidence that is ‘so
11
unduly prejudicial that it renders the trial fundamentally unfair.’ [Payne, 501 U.S. at 825]; [Carr, 577 U.S.
at 123].”); Davis v. Royal, No. CIV-12-1111, 2017 WL
4204031, at *14 (W.D. Okla. Sept. 20, 2017) (appealing 2007 conviction/sentence affirmed in 2012)
(same); Bowman v. Stirling, No. 18-287, 2019 WL
8918815, at *44 (D.S.C. Dec. 10, 2019) (appealing
2001 conviction/sentence affirmed in 2012) (same).
Courts considering similar line-of-cases reasoning regarding other “clearly established federal law” have
also adopted a similar view. See, e.g., Fulcher v. Motley, 444 F.3d 791, 803-04 (6th Cir. 2006) (“To summarize, at the time the Kentucky Supreme Court
affirmed Fulcher’s conviction (1996), [the purported
‘clearly established law,’ was established.] Though it
was not made explicit until Lilly [v. Virginia, 527 U.S.
116] (1999), Lee [v. Illinois, 476 U.S. 530] (1986) had
implied that” clearly established federal law.).
Consistent with how other courts have applied
similar lines of cases to conclude that a preceding case
originated “clearly established federal law,” Ms. Andrew relied on Carr to show that Payne set out the
purported “clearly established federal law.” The
Tenth Circuit should have given this argument its
due weight. This Court should grant certiorari so that
Ms. Andrew’s argument—which, under proper consideration, compels an opposite holding—is given the
consideration it requires.
12
B. The Tenth Circuit misunderstood the
inquiry for determining what is “clearly
established federal law.”
Not only did the Tenth Circuit refuse to consider
Carr and its validation of the “clearly established federal law” set out in Payne, but it also adopted an
overly narrow inquiry for determining what constitutes “clearly established federal law,” contrary to
this Court’s instructions.
In Williams, this Court explained what constitutes “clearly established [f]ederal law, as determined
by the Supreme Court of the United States” for the
purposes of § 2254(d)(1). 529 U.S. at 412 (citation
omitted). “That statutory phrase refers to the holdings, as opposed to the dicta, of this Court’s decisions
as of the time of the relevant state-court decision.” Id.
But the term “holding” for the purposes of § 2254(d)(1)
is not limited to the narrow, at-bottom conclusion that
resolves a case. Rather, it is “the governing legal principle or principles set forth by the Supreme Court at
the time the state court renders its decision.” Lockyer,
538 U.S. at 71-72. On the one hand, “[i]f this Court
has not broken sufficient legal ground to establish an
asked-for constitutional principle, the lower federal
courts cannot themselves establish such a principle
with clarity sufficient to satisfy the AEDPA bar.” Williams, 529 U.S. at 381. On the other, “rules of law may
be sufficiently clear for habeas purposes even when
they are expressed in terms of a generalized standard
rather than as a bright-line rule.” Id. at 382. There is
a spectrum of abstraction in determining whether a
particular legal principle was clearly established in a
13
specific Supreme Court decision. As Sixth Circuit
Judge Merritt has explained:
At one end of the spectrum lie legal principles with such a high level of generality, like
the Eight[h] Amendment principle of reliability in sentencing, whose application does
not necessarily lead to a “predictable development” in the relevant law and therefore
[cannot] be considered clearly established.
See Sawyer v. Smith, 497 U.S. 227, 236, 110
S. Ct. 2822, 111 L.Ed.2d 193 (1990). On the
other end are narrowly drawn bright-line
rules with little application beyond factually
indistinguishable situations. In the middle
of the spectrum lie those general principles
of law crafted by the Supreme Court to constitute clearly established law in a wide
range of factual situations.
Davis v. Straub, 430 F.3d 281, 292 (6th Cir. 2005)
(Merritt, J., dissenting). In Payne, this Court set out
a “rule[] of law … sufficiently clear for habeas purposes,” Williams, 529 U.S. at 382: “In the event that
evidence is introduced that is so unduly prejudicial
that it renders the trial fundamentally unfair, the
Due Process Clause of the Fourteenth Amendment
provides a mechanism for relief,” Payne, 501 U.S. at
825. At worst, a court may think that this holding is
a “generalized standard rather than … a bright-line
rule.” See Williams, 529 U.S. at 382. Even so, that is
all that Williams and this Court’s subsequent decisions require.
14
The Tenth Circuit, however, did not approach the
clearly-established-federal-law inquiry in a manner
consistent with Williams. Instead, it limited the holding in Payne to what was necessary to resolve the exact factual dispute before the Court, requiring that
the Court’s “holdings ‘must be construed narrowly’
and ‘on-point,’” Pet. App. 10a (quoting Fairchild v.
Trammell, 784 F.3d 702, 721 (10th Cir. 2015))—these
harsh restrictions are inconsistent with the broader
meaning of “holding” under § 2254(d)(1) as the “governing legal principle” of the decision, Williams, 529
U.S. at 412-13.
Specifically, the Tenth Circuit reasoned that the
district court erred in determining that the first part
of the § 2254(d)(1) inquiry—the clearly-establishedlaw requirement—was met. Pet. App. 16a. Interpreting its own precedent, the Tenth Circuit explained
that, in Holland v. Allbaugh, 824 F.3d 1222 (10th Cir.
2016), it “viewed Payne’s central holding as more limited … merely establish[ing] that the Eighth Amendment did not erect a ‘per se bar’ to the introduction of
victim-impact statements in capital cases.” Pet. App.
17a (quoting Holland, 824 F.3d at 1228). According to
the Tenth Circuit, because “Payne is not ‘clearly established law’ that establishe[d] a due-process violation arising from ordinary evidentiary rulings at
trial,” Ms. Andrew’s claim challenging the state
court’s evidentiary rulings fails. Pet. App. 18a.
The Tenth Circuit’s approach applies an unduly
narrow view of what constitutes “clearly established
federal law.” The court required identical facts—“victim-impact statements in a capital case,” Pet. App.
17a—rather than considering the broader principle
15
that is established in law. As the Tenth Circuit interpreted its task, Ms. Andrew needed to point to “clearly
established law governing … evidentiary-rulingsbased claim[s]” to surpass the first step of the
§ 2254(d)(1) inquiry. Pet. App. 17a-18a. Absent a specific holding establishing that “a due-process violation
aris[es] from ordinary evidentiary rulings at trial,”
the Tenth Circuit determined that there was no
“clearly established federal law” on point. Pet. App.
18a; see also Pet. App. 17a (requiring that “holdings”
under § 2254(d)(1) be “construed narrowly” and “onpoint” (citation omitted)).
But the Tenth Circuit has missed the forest
among the trees and incorrectly applied an overly narrow version of the § 2254(d)(1) inquiry. Applying the
correct level of generality, the principle that is wellestablished is that the admission of irrelevant evidence that is so unduly prejudicial may violate Due
Process.
The error in the Tenth Circuit’s reasoning is even
more clear when considered in view of the background
principle underlying Ms. Andrew’s appeal—that her
conviction and sentence were unduly prejudiced by
the introduction of irrelevant evidence that served “no
purpose other than to hammer home that [she] is a
bad wife, a bad mother, and a bad woman.” Andrew v.
State, 164 P.3d 176, 206 (Okla. Crim. App. 2007)
(Johnson, J., concurring in part and dissenting in
part).
It is well established that punishment cannot be
imposed based on sex. See Buck v. Davis, 580 U.S.
100, 103, 123 (2017) (“[A] reasonable probability that
16
[a defendant] was sentenced to death in part because
of [an immutable characteristic] … is a disturbing departure from the basic premise that our criminal law
punishes people for what they do, not who they
are …. Dispensing punishment on the basis of an immutable characteristic flatly contravenes this guiding
principle.”); Frontiero v. Richardson, 411 U.S. 677,
686 (1973) (“[S]ex … is an immutable characteristic ….”). While “odious in all aspects,” “[d]iscrimination on the basis of [an immutable characteristic] is
especially pernicious in the administration of justice.”
Rose v. Mitchell, 443 U.S. 545, 555 (1979).
Even if no specific case has yet explicitly stated
the point, it is clearly true that the imposition of capital punishment based on sex—or even, that there is
a “reasonable probability that [a defendant is] sentenced to death in part because of” sex, Buck, 580 U.S.
at 103—violates a general constitutional rule. In Taylor v. Riojas, there was no “new rule” where “no reasonable correctional officer could have concluded
that … it was constitutionally permissible to house”
the inmate “for six full days … in a pair of shockingly
unsanitary cells”—the first being “covered, nearly
floor to ceiling,” in fecal matter, and the second being
“frigidly cold” and “equipped with only a clogged drain
in the floor to dispose of bodily wastes.” 592 U.S. 7, 89 (2020). The Tenth Circuit’s analysis runs afoul of
this general principle, requiring “on-point” holdings
that are “construed narrowly” to constitute “clearly
established federal law.” Pet. App. 10a (citation omitted). In Ms. Andrew’s case, no reasonable person,
much less a reasonable judge, could conclude that it
was proper to impose criminal punishment—let alone
capital punishment—based on sex and sexual
17
stereotypes. See, e.g., Trial Tr., Volume 17, 4125
(prosecution referring to Ms. Andrew as a “slut
puppy” in guilt-phase closing argument); Trial Tr.,
Volume 2, 323 (prosecution eliciting testimony that
Ms. Andrew was a “hoochie” because she had “lot[s] of
cleavage … exposed”).
Any trial, therefore, where any aspect of the conviction or imposition of punishment rests on sex is
“unduly prejudicial” because it would “render[] the
trial fundamentally unfair.” Payne, 501 U.S. at 825.
In other words, a trial cannot both be fundamentally
fair and simultaneously result in a conviction or sentence based, in any part, on sex. This rule of law is a
“general constitutional rule already identified in the
decisional law … with obvious clarity.” Hope v. Pelzer,
536 U.S. 730, 741 (2002) (“[A] general constitutional
rule already identified in the decisional law may apply with obvious clarity to the specific conduct in
question, even though ‘the very action in question has
[not] previously been held unlawful.’” (alteration in
original)); United States v. Lanier, 520 U.S. 259, 271
(1997) (same); see Buck, 580 U.S. at 103.
Combining this background principle—that criminal punishment cannot be imposed based on sex—
with the “clearly established federal law” in Payne—
that the admission of unduly prejudicial evidence may
violate the Due Process Clause—it is indisputable
that admitting irrelevant evidence that serves only
the purpose of invoking sex as a basis for conviction
and punishment is “unduly prejudicial” and violates
the Due Process Clause. Yet the Tenth Circuit
reached the opposite conclusion. This Court’s intervention is necessary not only to correct the life-and-
18
death outcome in Ms. Andrew’s case, but also to prevent the Tenth Circuit’s overly narrow inquiry from
infecting other cases.
C. The Tenth Circuit’s decision is unlike
other
cases
applying
§ 2254(d)(1)
because it casts doubt on the “clearly
established federal law” itself.
The discussion above by itself demonstrates that
this Court should grant certiorari. The need for review, however, is made even more pressing when, as
here, the challenged decision is mechanically very different from other cases applying the same statute.
The Tenth Circuit resolved Ms. Andrew’s § 2254(d)(1)
challenge on the basis of whether the “clearly established federal law” that Ms. Andrew identified actually exists. In doing so, the Tenth Circuit called into
question the very substance of the identified rule of
law itself. In other words, it casts doubt on what has
previously been well recognized (including by this
Court) as the law established by Payne.
In contrast, other cases addressing § 2254(d)(1)
arguments generally do not doubt the existence or
breadth of the identified “clearly established federal
law” itself. Instead, the analysis is typically devoted
to whether the established guarantee applies to the
case at issue. See, e.g., Turner v. Quarterman, 481
F.3d 292, 298-99 (5th Cir. 2007) (“It is undisputed
that the due process right … recognized in Simmons
does not apply ….”); Hooks v. Workman, 689 F.3d
1148, 1175 (10th Cir. 2012) (denying relief where the
asserted “clearly established federal law” “[did] not
apply” to the case at issue).
19
This case is unlike other § 2254(d)(1) cases because it calls into question what “clearly established
federal law” was set out in Payne. This difference
weighs heavily in favor of granting certiorari given
the widespread consequences of such a challenge to
the “clearly established federal law” set out in Payne.
There is a significant difference in holding that a
clearly established law does not apply to a specific factual scenario—that is, to a specific defendant’s case
based on the particular facts of that case—and holding as a more general matter that the asserted clearly
established law does not exist. The latter fundamentally changes the breadth of law available to future
defendants in seeking review across any number of
factual scenarios. For example, as understood by the
Tenth Circuit, Payne articulated only that the admission of victim impact statements that are unduly prejudicial violates the Due Process Clause—the
consequences of its decision could be that any defendant seeking review with respect to any other type of
unduly prejudicial evidence is now without recourse.
20
CONCLUSION
For the foregoing reasons, this Court should grant
Ms. Andrew’s petition for certiorari.
Respectfully submitted,
Melanie L. Bostwick
Counsel of Record
Thomas M. Bondy
Samantha M. Leff
ORRICK, HERRINGTON &
SUTCLIFFE LLP
2100 Pennsylvania Ave., NW
Washington, DC 20037
(202) 339-8400
mbostwick@orrick.com
February 26, 2024
APPENDIX TABLE OF CONTENTS
Appendix A, List of Amici ....................................... 1a
1a
APPENDIX A
Amici are law professors who teach and write
about habeas corpus, capital punishment, and constitutional law. Their titles and institutional affiliations
are provided for identification purposes only.
Erwin Chemerinsky
Dean
Jesse H. Choper Distinguished Professor of Law
University of California, Berkeley School of Law
Randy A. Hertz
Vice Dean
Fiorello LaGuardia Professor of Clinical Law
New York University School of Law
Sheri Lynn Johnson
James and Mark Flanagan Professor of Law
Cornell Law School
Lee Kovarsky
Bryant Smith Chair in Law
Co-Director, Capital Punishment Center
University of Texas at Austin School of Law
James S. Liebman
Simon H. Rifkind Professor of Law
Columbia Law School
Justin Marceau
Brooks Institute Faculty Research Scholar of Animal
Law and Policy
University of Denver Sturm College of Law
2a
Jordan M. Steiker
Judge Robert M. Parker Endowed Chair in Law
Co-Director, Capital Punishment Center
University of Texas at Austin School of Law
Stephen I. Vladeck
Charles Alan Wright Chair in Federal Courts
University of Texas at Austin School of Law
Keir M. Weyble
Clinical Professor of Law
Director, Death Penalty Litigation
Cornell Law School
Samuel R. Wiseman
Professor of Law
Penn State Law
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.