Petition for Writ of Certiorari — Chad Parker, et al., Petitioners v. Governor of Pennsylvania, et al.
Supreme Court briefDec 7, 2023
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No. ______
In the
Supreme Court of the United States
__________________
CHAD PARKER, ET AL.,
v.
Petitioners,
GOVERNOR OF PENNSYLVANIA, ET AL.,
Respondents.
__________________
On Petition for Writ of Certiorari to the
United States Court of Appeals
for the Third Circuit
__________________
PETITION FOR WRIT OF CERTIORARI
__________________
David Yerushalmi
American Freedom
Law Center
2020 Pennsylvania Ave. NW
Suite 189
Washington, D.C. 20006
(646) 262-0500
Robert Joseph Muise
Counsel of Record
American Freedom
Law Center
P.O. Box 131098
Ann Arbor, MI 48113
(734) 635-3756
rmuise@americanfreedomlaw
center.org
Counsel for Petitioners
Becker Gallagher · Cincinnati, OH · Washington, D.C. · 800.890.5001
i
QUESTIONS PRESENTED
The COVID-19 pandemic created a constitutional
crisis.
For years, American citizens, including
Petitioners, were subject to constantly changing orders
that imposed burdens on fundamental freedoms in a
way that our nation has never experienced in its
history. The cost of these burdens is incalculable.
Unfortunately, many courts did nothing, abdicating
their duty to say what the law is and allowing this
assault on liberty to proceed largely unchecked.
1. Is this constitutional challenge to the
Pennsylvania “mask mandate” moot when the
restriction is capable of repetition yet so short in
duration that it evaded review and Pennsylvania
officials voluntary ceased the allegedly unlawful action
while this lawsuit was pending?
2. Do Petitioners have standing to challenge
Pennsylvania’s “contact tracing” program, which was
developed during the COVID-19 pandemic, when
Petitioners were directly subject to its restrictions
during the pandemic, the program had a chilling effect
on Petitioners’ freedom to associate, Petitioners had
private and personal data subject to disclosure as a
result of a breach of the program’s database, and the
program remains in existence today?
ii
PARTIES TO THE PROCEEDING
Petitioners are Chad Parker, Rebecca Parker
(“Parkers”), Mark Redman, and Donna Redman
(“Redmans”) (collectively referred to as “Petitioners”).
Respondents are the Governor of Pennsylvania, the
Attorney General of Pennsylvania, and the Secretary of
the Pennsylvania Department of Health (collectively
referred to as “Respondents”).
STATEMENT OF RELATED PROCEEDINGS
There are no related proceedings.
iii
TABLE OF CONTENTS
QUESTIONS PRESENTED . . . . . . . . . . . . . . . . . . . i
PARTIES TO THE PROCEEDING . . . . . . . . . . . . . . ii
STATEMENT OF RELATED PROCEEDINGS . . . . ii
TABLE OF AUTHORITIES. . . . . . . . . . . . . . . . . . . . v
PETITION FOR WRIT OF CERTIORARI . . . . . . . . 1
OPINIONS BELOW. . . . . . . . . . . . . . . . . . . . . . . . . . 1
JURISDICTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
CONSTITUTIONAL PROVISIONS INVOLVED . . . 1
STATEMENT OF THE CASE . . . . . . . . . . . . . . . . . . 2
I.
Procedural Background. . . . . . . . . . . . . . . . . . 2
II.
Decision Below. . . . . . . . . . . . . . . . . . . . . . . . . 3
III.
Statement of Facts. . . . . . . . . . . . . . . . . . . . . . 4
A. The Mask Mandate. . . . . . . . . . . . . . . . . . . 4
B. The Contact Tracing Program. . . . . . . . . . 7
REASONS FOR GRANTING THE PETITION . . . 12
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
I.
Petitioners’ Challenge to the Mask Mandate
Is Not Moot. . . . . . . . . . . . . . . . . . . . . . . . . . . 15
iv
A. Petitioners’ Challenge to the Mask
Mandate Is Not Moot as the Challenged
Restriction Falls Within the Capable of
Repetition, Yet Evading Review
Exception to Mootness. . . . . . . . . . . . . . . 17
B. Respondents’ Voluntary Cessation of the
Mask Mandate Does Not Moot
Petitioners’ Challenge. . . . . . . . . . . . . . . . 20
II.
Petitioners Have Standing to Challenge the
Contact Tracing Program.. . . . . . . . . . . . . . . 22
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
APPENDIX
Appendix A Opinion in the United States Court of
Appeals for the Third Circuit
(September 8, 2023) . . . . . . . . . . . App. 1
Appendix B Order in the United States District
Court for the Middle District of
Pennsylvania
(September 13, 2022) . . . . . . . . . App. 12
v
TABLE OF AUTHORITIES
CASES
Abbott Labs. v. Gardner,
387 U.S. 136 (1967). . . . . . . . . . . . . . . . . . . . . . . 26
Adarand Constr., Inc. v. Slater,
528 U.S. 216 (2000). . . . . . . . . . . . . . . . . . . . 20, 21
Allen v. Wright,
468 U.S. 737 (1984). . . . . . . . . . . . . . . . . . . . . . . 22
Ams. for Prosperity Found. v. Bonta,
141 S. Ct. 2373 (2021). . . . . . . . . . . . . . . . . . . . . 25
Blunt v. Lower Merion Sch. Dist.,
767 F.3d 247 (3d Cir. 2014) . . . . . . . . . . . . . . . . 23
City of Mesquite v. Aladdin’s Castle, Inc.,
455 U.S. 283 (1982). . . . . . . . . . . . . . . . . . . . . . . 20
Coolidge v. N.H.,
403 U.S. 443 (1971). . . . . . . . . . . . . . . . . . . . . . . 13
Dombrowski v. Pfister,
380 U.S. 479 (1965). . . . . . . . . . . . . . . . . . . . . . . 26
Elrod v. Burns,
427 U.S. 347 (1976). . . . . . . . . . . . . . . . . . . . 13, 26
G&V Lounge, Inc. v. Mich. Liquor Control Comm’n,
23 F.3d 1071 (6th Cir. 1994). . . . . . . . . . . . . . . . 27
Healy v. James,
408 U.S. 169 (1972). . . . . . . . . . . . . . . . . . . . . . . 24
Honig v. Doe,
484 U.S. 305 (1988). . . . . . . . . . . . . . . . . . . . . . . 19
vi
Kingdomware Techs., Inc. v. U.S.,
136 S. Ct. 1969 (2016). . . . . . . . . . . . . . . . . . . . . 18
Korematsu v. U.S.,
323 U.S. 214 (1944). . . . . . . . . . . . . . . . . . . . . . . 12
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) . . . . . . . . . . . . . . . 12
Meyer v. Neb.,
262 U.S. 390 (1923). . . . . . . . . . . . . . . . . . . . . . . 12
Parker v. Governor of Pa.,
No. 22-2789, 2023 U.S. App. LEXIS 23850 (3d
Cir. Sep. 8, 2023). . . . . . . . . . . . . . . . . . . . . . . . . . 1
Parker v. Wolf,
No. 1:20-CV-01601, 2022 U.S. Dist. LEXIS
244944 (M.D. Pa. Sep. 13, 2022) . . . . . . . . . . . . . 1
Roberts v. U.S. Jaycees,
468 U.S. 609 (1984). . . . . . . . . . . . . . . . . . . . . . . 25
Roman Catholic Diocese v. Cuomo,
141 S. Ct. 63 (2020). . . . . . . . . . . . . . . . . . . . 15, 19
Ross v. Bank of Am., N.A.,
524 F.3d 217 (2d Cir. 2008) . . . . . . . . . . . . . . . . 23
Salvation Army v. Dep’t of Cmty. Affairs,
919 F.2d 183 (3d Cir. 1990) . . . . . . . . . . . . . . . . 25
Smith v. Nixon,
807 F.2d 197 (D.C. Cir. 1986) . . . . . . . . . . . . . . . 27
S. Bay United Pentecostal Church v. Newsom,
141 S. Ct. 716 (2021). . . . . . . . . . . . . . . . . . . . . . 19
vii
Speech First, Inc. v. Schlissel,
939 F.3d 756 (6th Cir. 2019). . . . . . . . . . . . . . . . 21
Thomas More Law Ctr. v. Obama,
651 F.3d 529 (6th Cir. 2011). . . . . . . . . . . . . . . . 26
Trump v. Haw.,
138 S. Ct. 2392 (2018). . . . . . . . . . . . . . . . . . . . . 12
Tucker v. Gaddis,
40 F.4th 289 (5th Cir. 2022) . . . . . . . . . . . . . . . . 16
U.S. v. W. T. Grant Co.,
345 U.S. 629 (1953). . . . . . . . . . . . . . . . . . . . 20, 21
Warth v. Seldin,
422 U.S. 490 (1975). . . . . . . . . . . . . . . . . . . . . . . 22
Weinstein v. Bradford,
423 U.S. 147 (1975). . . . . . . . . . . . . . . . . . . . . . . 18
Wis. Right to Life,
551 U.S. 449 (2007). . . . . . . . . . . . . . . . . . . . . . . 19
CONSTITUTION AND STATUTES
U.S. Const. amend. I . . . . . . . . . . . . . . . . . . . 1, 24, 25
U.S. Const. amend. XIV, § 1 . . . . . . . . . . . . . . . . . . . 2
U.S. Const. art. III . . . . . . . . . . . . . . . . . . . . . . . . . 1, 3
28 U.S.C. § 1254(1). . . . . . . . . . . . . . . . . . . . . . . . . . . 1
28 Pa. Code § 27.60(a) . . . . . . . . . . . . . . . . . . . . . . . . 9
28 Pa. Code § 27.65 . . . . . . . . . . . . . . . . . . . . . . . . . . 9
28 Pa. Code § 27.66 . . . . . . . . . . . . . . . . . . . . . . . . . . 9
viii
28 Pa. Code § 27.8 . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
28 Pa. Code § 27.87(a) . . . . . . . . . . . . . . . . . . . . . . . . 9
28 Pa. Code § 27.88(a) . . . . . . . . . . . . . . . . . . . . . . . . 9
28 Pa. Code § 27.97 . . . . . . . . . . . . . . . . . . . . . . . . . . 9
28 Pa. Code § 27.152(b) . . . . . . . . . . . . . . . . . . . . . . . 9
28 Pa. Code § 27.152(c) . . . . . . . . . . . . . . . . . . . . . . . 9
RULES
Fed. R. Civ. P. 12(b)(1) . . . . . . . . . . . . . . . . . . . . . . . . 2
Fed. R. Civ. P. 12(b)(6) . . . . . . . . . . . . . . . . . . . . . . . . 2
Sup. Ct. R. 10(c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
OTHER AUTHORITIES
Joseph C. Davis & Nicholas R. Reaves, The Point
Isn’t Moot: How Lower Courts Have Blessed
Government Abuse of the Voluntary Cessation
Doctrine, 129 Yale L.J. Forum 325 (2019) . . . . . 16
1
PETITION FOR WRIT OF CERTIORARI
OPINIONS BELOW
The opinion of the court of appeals appears at
App. 1 and is available at Parker v. Governor of
Pennsylvania, No. 22-2789, 2023 U.S. App. LEXIS
23850 (3d Cir. Sep. 8, 2023). The opinion of the district
court appears at App. 12 and is available at Parker v.
Wolf, No. 1:20-CV-01601, 2022 U.S. Dist. LEXIS
244944 (M.D. Pa. Sep. 13, 2022).
JURISDICTION
The opinion of the court of appeals was entered on
September 8, 2023. App. 1. The jurisdiction of this
Court is invoked under 28 U.S.C. § 1254(1).
CONSTITUTIONAL PROVISIONS INVOLVED
Article III provides, in relevant part, “The judicial
power shall extend to all Cases [and] Controversies
. . . .” U.S. Const. art. III.
The First Amendment provides, in relevant part,
“Congress shall make no law respecting an
establishment of religion, or prohibiting the free
exercise thereof; or abridging the freedom of speech
. . . .” U.S. Const. amend. I.
The Fourteenth Amendment provides, in relevant
part, “No State shall make or enforce any law which
shall abridge the privileges or immunities of citizens of
the United States; nor shall any State deprive any
person of life, liberty, or property, without due process
of law; nor deny to any person within its jurisdiction
2
the equal protection of the laws.” U.S. Const. amend.
XIV, § 1.
STATEMENT OF THE CASE
I.
Procedural Background.
Petitioners filed this action on September 3, 2020.
On October 6, 2020, Petitioners filed a motion for
preliminary injunction, seeking to preliminarily enjoin
Pennsylvania’s mask mandate and contact tracing
program. The motion was denied on December 11,
2020. That same day, Petitioners filed a notice of
appeal. Petitioners also filed a motion for injunction
pending appeal with the district court. The motion was
denied. Petitioners then promptly filed a motion for
injunction pending appeal with the U.S. Court of
Appeals for the Third Circuit, and that motion was
denied without an opinion on January 19, 2021.
The Third Circuit affirmed the district court’s denial
of Petitioners’ request for a preliminary injunction on
November 23, 2021.
On May 25, 2021, Petitioners filed a First Amended
Complaint. R-42. Respondents moved to dismiss the
pleading under Rules 12(b)(1) and 12(b)(6) of the
Federal Rules of Civil Procedure. Petitioners opposed
the motion.
On September 13, 2022, the district court granted
Respondents’ motion, dismissing the claims on
justiciability grounds and closing the case. Petitioners
filed a timely notice of appeal. On September 8, 2023,
the Third Circuit affirmed the district court’s ruling.
App. 1-11.
3
This petition follows.
II.
Decision Below.
The Third Circuit affirmed the district court’s order
dismissing Petitioners’ First Amended Complaint on
justiciability grounds. The circuit court dismissed
Petitioners’ challenge to the contact tracing program on
standing grounds, concluding that Petitioners lacked
an ongoing or imminent injury arising from the
program. App. 5-8. More specifically, the court relied
on the prior panel’s preliminary injunction ruling and
held that Chad Parker’s past exposure to the program
did not render a future injury imminent, noting that
“the risk of future exposure depends on an ‘attenuated
chain of events’ initiated by third parties.” App. 6. The
court also “rejected [Petitioners’] alleged change in
behavior as a valid injury.” Id.
The court further held that Petitioners’ alleged
“‘chilling injury’ does not support Article III standing,”
and that Petitioners “cannot establish an ongoing or
imminent injury simply through allegations” that there
was a “large data breach” of Petitioners’ private and
personal information that was collected and stored by
the government pursuant to the challenged program.
See App. 7-8.
The circuit court also relied primarily on the prior
panel’s preliminary injunction ruling and dismissed
Petitioners’ challenge to the mask mandate on
mootness grounds.
The court held that the
Department of Health’s decision to lift the mandate in
June 2021 rendered Petitioners’ challenge moot and
“that neither exception to the mootness doctrine
4
applied because the mandate ‘expired based on the
availability of vaccines’ and [Petitioners] failed to show
there was a ‘reasonable expectation that a statewide
mask order will be reinstated.’” App. 9-10.
III.
Statement of Facts.
A. The Mask Mandate.
On March 9, 2020, the Pennsylvania Secretary of
Health announced the presence of 10 suspected cases
of COVID-19 in Pennsylvania and stated that the
Commonwealth would start contact tracing. R-42,
First Am. Compl. ¶ 30.
On April 1, 2020, the Pennsylvania Governor issued
a state-wide, stay-at-home order pursuant to his
“emergency powers.” The stay-at-home order was the
equivalent of a house arrest for the people of
Pennsylvania, including Petitioners. Id. ¶ 31.
At that time, Petitioners were told that the stay-athome order was required to ensure that the hospitals
were not overrun and to “flatten the curve.” Petitioners
were willing to cooperate given this explanation and
what certainly appeared to be a short-term restriction.
While both of the conditions were soon met, the
restriction remained. Id. ¶ 32.
Respondents did not establish any clear guidelines
or objective criteria for when they would lift or end the
COVID-19 restrictions, including the challenged mask
mandate and contact tracing program. With regard to
the contact tracing program, Respondents built a large,
government infrastructure surrounding the program
such that this program will be permanent and thus
5
available for use during any government-perceived or
government-created “crisis.” Id. ¶ 34.
On July 1, 2020, the Pennsylvania Secretary of
Health issued an order mandating “universal face
coverings,” requiring all persons in Pennsylvania to
wear a face mask when leaving their home. More
specifically, pursuant to the mask mandate, individuals
were required to wear a face mask when outdoors and
unable to consistently maintain a distance of six feet
from individuals who are not members of the same
household and when in any indoor location where
members of the public are generally permitted. Id.
¶ 47.
On November 17, 2020, the Department of Health
issued an “Updated Order” requiring universal face
coverings. This mandate went into effect on November
18, 2020. The mandate was amended again on March
16, 2021. Id. ¶¶ 53-54.
At all times, Petitioners were subject to the mask
mandate and the penalties for failing to comply with it.
Id. ¶ 55.
For many, including Petitioners, requiring them to
wear a face mask forced them to convey a message with
which they disagreed. To Petitioners, wearing a mask
conveys the message that the wearer has surrendered
his or her freedom to the government, particularly in
light of the facts of the declared pandemic. Id. ¶ 64.
Because a mask had become a political symbol
during the highly politicized pandemic, the wearing of
a mask was a form of symbolic speech. Consequently,
via the mask mandate, Respondents were compelling
6
Petitioners to engage in a form of expression and to
convey a message with which Petitioners disagreed.
Id. ¶ 65.
The mask mandate presumed that all people were
diseased and thus made the wearer contribute to a
false public statement that all people were in fact
diseased. Id. ¶ 66.
Petitioners also objected to the mask mandate
because it violated privacy interests, including their
right to bodily integrity and personal autonomy free
from government interference. Id. ¶ 67.
Under the mask mandate, a mask was required for
everyone, even though the vast majority of individuals
required to wear one were healthy or were not in a
group with a high risk to contract COVID-19. In fact,
under the mandate, masks were required to be worn by
those who already contracted COVID-19 and were now
immune from the virus, including Petitioner Chad
Parker. Id. ¶ 68.
Respondents also implemented a policy whereby
vaccinated persons were excused from certain COVID19 restrictions, including the requirement to wear a
face mask. This policy discriminated against people
who oppose the COVID-19 vaccine (specifically
including Petitioners, who oppose it on religious
grounds); it discriminated in favor of those who were
vaccinated over those who were not vaccinated; and it
was a way for the government to coerce individuals to
receive the vaccine. Id. ¶ 82.
7
The mask mandate was eventually lifted,
unilaterally, by the Department of Health on June 28,
2021. App. 3.
B. The Contact Tracing Program.
On July 14, 2020, Petitioner Chad Parker believed
he had a sinus infection, so he sought medical
treatment. On July 19, 2020, he was tested for COVID19, and on July 24, 2020, his test result was positive.
Petitioner works for a government employer, which
follows the CDC guidance for when a person who tests
positive for COVID-19 is cleared to return to work.
Pursuant to the guidance in place at the time,
Petitioner was cleared on July 24, 2020, and he
returned to work on July 25, 2020. R-42, First Am.
Compl. ¶ 110.
On July 25, 2020, Petitioner Chad Parker was
contacted by a contact tracer. The contact tracer asked
probing questions, including who Petitioner lives with,
the ages of the individuals he lives with, the names of
any businesses or other places he recently visited, and
the names and contact information of any people he
recently visited or had contact with. Petitioner was
disturbed by the intensive questioning by this
government investigator and by the investigation itself,
which sought personal and private information
regarding his personal and private contacts and
associations. Id. ¶ 111.
In a press release posted on August 31, 2020, the
Department of Health acknowledged the following with
regard to the contact tracing program: “During the case
investigation, public health professionals spend 30 to
8
60 minutes asking questions to ensure all potential
close contacts are identified. They collect information
about who the case came in contact with and where they
went while they were infectious.” Id. ¶ 112 (emphasis
added).
Shortly following the probing phone call with the
contact tracer, the Parkers received a letter in the mail
from the Department of Health dated July 25, 2020
(“DOH Letter”). The letter was addressed to the
“Parker/Kenwick Family,” and it stated that “[t]he
Secretary of Health is directing you as a close contact
of a person that has COVID-19 to self-quarantine in
your home.” The letter further stated that “[t]his
authority is granted to the Secretary of Health under
the law,” citing as authority, inter alia, various sections
of the Disease Prevention and Control Law and the
Department of Health’s regulations found at 28
Pennsylvania Code Chapter 27. Id. ¶¶ 113-14.
During the mandated, 14-day quarantine (house
arrest), the DOH Letter also “directed” the Parkers to,
inter alia, “[m]aintain social distancing of at least 6 feet
from family members” and to “[c]ooperate with the
monitoring and other contacts of the Department or its
representatives.” The letter concluded with a stern
warning:
You must immediately adhere to this quarantine
directive and all disease control measures
included in it. If you do not cooperate with this
directive, the Secretary of Health may petition a
court to have you confined to an appropriate
place chosen by the Department. . . . This may
be a hospital, or some other appropriate place,
9
whichever the Department determines is best
suited for your case. You will be kept there until
the Department determines it can release you
from quarantine. Law enforcement may be
called upon, to the extent necessary, to ensure
your compliance with this directive.
Id. ¶¶ 115-16 (emphasis added).
Pursuant to 28 Pennsylvania Code Chapter 27, a
violation of the Department’ directives as set forth in
the DOH Letter could result in criminal penalties
(§ 27.8).
Additionally, Chapter 27 gives the
Department very broad, plenary, and punitive powers.
For example, among other powers, the Department has
the power to isolate, quarantine, segregate, and surveil
individuals without a warrant or consent (§ 27.60(a));
it has the power to define the conditions of the
quarantine (§ 27.65); it has the power to put a
placard/sign in front of a person’s home if the
Department believes that the person is not “fully”
compliant (§ 27.66); it has the power to restrict physical
movement, requiring the quarantine to “take place in
an institution where the person’s movement is
physically restricted” (§ 27.88(a)); it has the power to
“treat” minors without parental consent (§ 27.97); it
has the power to isolate a person if he or she refuses
treatment (§ 27.87(a)); it has the power to enter a home
without a warrant or consent (§ 27.152(b)); and it has
the power to review confidential medical records
without a warrant or consent (§ 27.152(c)). All of these
powers are available to the Department this very day
to enforce the challenged contact tracing program. R42, First Am. Compl. ¶ 117.
10
Indeed, the Department of Health has the authority
to remove minor children from their homes and place
them in an isolated quarantine location without
parental consent pursuant to the contact tracing
program. Id. ¶ 118.
From the date of his first phone call with a contact
tracer to August 24, 2020, Petitioner Chad Parker
received approximately 14 text messages a day as a
result of the contact tracing program. The text
messages required responses to a “Daily Self-Report.”
There was no way to stop the incessant messages,
which were apparently generated by the Sara Alert
system. Moreover, pursuant to the DOH Letter, the
Parkers were required to “cooperate” and thus respond.
Id. ¶ 122.
Because the Parkers are now in Respondents’
contact tracing database, they reasonably fear that
they will be subjected once again to a quarantine. At a
minimum, they object to being subjected to
surveillance, having their personal medical records
reviewed by the Department of Health, and being in
the government’s database. Id. ¶ 123.
The Redmans were also subject to the contact
tracing program. On April 29, 2021, the Redmans were
advised by an assistant principal from their son’s high
school that their son, P.G., was a “close contact” with
someone who had tested positive for COVID-19. The
Redmans were advised that their son was ordered to
leave the school, and that they should pick him up as
he could not take the bus home. Based on the date of
the last contact, P.G. was excluded from school until
11
May 8, 2021, as the school uses a 14-day quarantine
period. Id. at ¶ 133.
On May 3, 2021, the Redmans received a letter from
the high school advising them that P.G. “may have
been exposed to someone who has COVID-19.” As a
result of the contact tracing program, P.G. was forced
to stay at home even though he had no symptoms
whatsoever of COVID-19. In addition to missing his inperson instruction, P.G. missed a scheduled lifeguard
recertification class as a result of the contact tracing
quarantine. Id. ¶¶ 138-39.
On May 7, 2021, P.G. (a minor) received a letter
addressed to him from the Department of Health. The
letter stated: “I need to speak with you regarding an
urgent health matter. Please contact me at 1-877 PA
HEALTH (1-877-724-3258), Option l, as soon as
possible. Please leave a message with a good contact
number if I am not available. Your cooperation is
greatly appreciated.” The letter was signed by Emily
Charland-Snoots, “PA Department of Health Contact
Tracer.” Id. ¶ 140.
The contact tracing program has resulted in the
government (Respondents) creating a large database of
confidential, private, and, sensitive information about
private individuals. This massive contact tracing
database was subject to a serious data breach, thereby
compromising the confidential, private, and sensitive
information of countless numbers of Pennsylvanians,
including Petitioners, who have been subject to the
contact tracing program and are part of the database.
Id. ¶ 150.
12
REASONS FOR GRANTING THE PETITION
“Determination by the [government] of what
constitutes proper exercise of police power is not final
or conclusive but is subject to supervision by the
courts.” Meyer v. Neb., 262 U.S. 390, 400 (1923). But
this supervision is only effective if the courts are
willing to exercise their authority to decide important
constitutional questions. Unfortunately, the Courts’
justiciability doctrines (standing, ripeness, mootness)
have become convenient excuses for lower courts to
surrender their duty to say what the law is,
particularly when dealing with the draconian and
historic restrictions imposed during the recent
pandemic.
While the fear engendered by war, pandemic, or
some other crisis might lead politicians, their
attorneys, and yes, even judges of the highest order, to
assert that patent violations of the Constitution are
acceptable (or beyond judicial scrutiny) because public
safety interests demand an exception to our most
fundamental liberties, history teaches that we will look
back on these arguments as “gravely wrong . . .
overruled in the court of history . . . and . . . [having] no
place in law under the Constitution.” Trump v. Haw.,
138 S. Ct. 2392, 2423 (2018) (repudiating Korematsu v.
United States, 323 U.S. 214 (1944)).
During times such as these, “[i]t is emphatically the
province and duty of the judicial department to say
what the law is.” Marbury v. Madison, 5 U.S. (1
Cranch) 137, 177 (1803). The importance of doing so
during (and in the immediate aftermath of) a crisis is
essential to ensure the protection of constitutional
13
liberties for it is in such times that the need for
protection is at its zenith. See generally Coolidge v.
N.H., 403 U.S. 443, 455 (1971) (“In times of unrest,
whether caused by crime or racial conflict or fear of
internal subversion, this basic law [the Fourth
Amendment] and the values that it represents may
appear unrealistic or ‘extravagant’ to some. But the
values were those of the authors of our fundamental
constitutional concepts.”).
Indeed, our Constitution does not permit such a
tyrannical reign even if it is of short duration. Elrod v.
Burns, 427 U.S. 347, 373 (1976) (“The loss of First
Amendment freedoms, for even minimal periods of
time, unquestionably constitutes irreparable injury.”).
The only meaningful check on such abuse of power
is the judiciary. However, if the judiciary refuses to
exercise its authority to resolve the merits of a case,
then tyranny lives for another day.
Review by this Court is necessary because the lower
courts do not uniformly apply the Court’s justiciability
doctrines, and this is particularly true in cases
challenging the enforcement of emergency orders
issued during the recent COVID-19 crisis. See Sup. Ct.
R. 10(c).
ARGUMENT
This case presents a justiciable controversy.
Petitioners’ challenge to the Pennsylvania mask
mandate is not moot for at least two reasons. First, the
government’s cessation of its unlawful actions was
entirely voluntary, the government retains the
authority to continue the illegal conduct, and the public
14
has an exceedingly strong interest in determining
whether the government’s action was lawful. This
Court has repeatedly said that a defendant who
invokes mootness based on voluntary cessation bears a
“formidable burden.” That is, Respondents bear a
“heavy burden of persuading the court that the
challenged conduct cannot reasonably be expected to
start up again.” Respondents cannot meet this burden,
and it was wrong to place that burden on Petitioners.
And second, the mandate is capable of repetition yet too
short in duration for meaningful review.
Petitioners likewise have standing to challenge the
contact tracing program. Cognizable injuries caused by
the program include: (1) the chilling effect caused by
forced disclosures; (2) changes in behavior compelled by
the program; (3) the current and ongoing retention by
the government of private information and records of
Petitioners due to the fact that Petitioners were
themselves targets of the program; and (4) this
database was hacked, resulting in a leak of the private
information. These injuries are fairly traceable to
Respondents, and they are likely to be redressed by the
requested relief.
This Court should grant the petition, vacate the
adverse decision below, clarify the Court’s justiciability
doctrines, particularly mootness, and remand the case
for the Third Circuit to properly apply the doctrines in
this case.
15
I.
Petitioners’ Challenge
Mandate Is Not Moot.
to
the
Mask
The judiciary’s primary role is to safeguard
freedom—it would be wrong to surrender that role
because of a pandemic. As stated by Justice Gorsuch,
“[Courts] may not shelter in place when the
Constitution is under attack. Things never go well
when [they] do.” Roman Catholic Diocese v. Cuomo,
141 S. Ct. 63, 71 (2020) (Gorsuch, J., concurring).
This case reflects a growing trend of allowing
government defendants to moot a pending case by
rescinding the challenged regulation prior to the courts
deciding the constitutionality of the claims against
them, thus allowing government officials to remain
unaccountable for the legal ramifications of their
enacted policies.
Such decisions are an abuse of the doctrine of
mootness. As recently stated by Judge Ho in the Fifth
Circuit:
To be clear, it’s not supposed to be this way. It
shouldn’t be that easy for the government to
avoid accountability by abusing the doctrine of
mootness. But judges too often dismiss cases as
moot when they’re not—whether out of an
excessive sense of deference to public officials,
fear of deciding controversial cases, or simple
good faith mistake. And when that happens,
fundamental constitutional freedoms frequently
suffer as a result.
That’s why legal commentators have bemoaned
that acts of “strategic mooting litter the Federal
16
Reporter.” Joseph C. Davis & Nicholas R.
Reaves, The Point Isn’t Moot: How Lower Courts
Have Blessed Government Abuse of the
Voluntary Cessation Doctrine, 129 Yale L.J.
Forum 325, 328 (2019).
Because judicial
acceptance of such gamesmanship “harm[s] both
good sense and [] individual rights” and
“depriv[es] the citizenry of certainty and clarity
in the law” by “preventing the final resolution of
important legal issues.” Id.
I am thankful that our court does not make that
same mistake today. But I continue to worry
that judges may be tempted to misapply
mootness in other cases—not to ensure that we
decide only actual cases or controversies, but to
avoid deciding cases that happen to be
controversial.
Tucker v. Gaddis, 40 F.4th 289, 293-94 (5th Cir. 2022)
(Ho, J., concurring).
This case presents a particularly egregious example
of the “gamesmanship” identified by Circuit Judge Ho.
While the mask mandate was in full force, the district
court denied Petitioners’ request for a preliminary
injunction, erroneously concluding that Petitioners
lacked standing to challenge the mandate (mootness
was obviously not an issue at that time). Notably, the
government never raised standing as an issue in the
district court as Petitioners were plainly subject to the
mandate, which carried penalties for violating it.
Petitioners immediately appealed the district court’s
ruling, seeking an injunction pending appeal in the
lower court, which was denied for the same reasons the
17
court denied the preliminary injunction. Petitioners
immediately followed that denial with a request for an
injunction pending appeal in the Third Circuit (while
the mandate was still in effect). That request was
denied without explanation. In the Third Circuit’s
opinion on the merits of Petitioners’ interlocutory
appeal (which was not heard until after the mandate
was voluntarily ended by government officials), the
court held that the challenge to the mask mandate was
now moot.
Upon remand, the district court followed the Third
Circuit’s decision and ultimately dismissed the First
Amended Complaint. That dismissal was affirmed by
the Third Circuit.
A. Petitioners’ Challenge to the Mask
Mandate Is Not Moot as the Challenged
Restriction Falls Within the Capable of
Repetition, Yet Evading Review
Exception to Mootness.
The Pennsylvania mask mandate, like so many
COVID restrictions, was an on-again/off-again
mandate. The original mask mandate was issued in
July 2020. R-42, First Am. Compl. ¶ 47. On
November 17, 2020, the Department of Health issued
a new mask mandate order, which went into effect on
November 18, 2020. Id. ¶ 53. The November 2020
order expressly stated, “My Order Requiring Universal
Face Coverings, dated July 15, 2020, is hereby
rescinded and superseded by this Order.” Id., Ex. 1.
This mandate was then updated on March 16, 2021,
and it expressly stated, “This Amended Order shall
take effect at 12:01 a.m. on March 17, 2021 and shall
18
remain in effect until further notice.” Id., Ex. 2
(emphasis added). The mandate was unilaterally
rescinded by the Department of Health on June 28,
2021. App. 8.
Petitioners’ claim comes within the “capable of
repetition, yet evading review” exception to the
mootness doctrine. This exception applies to situations
where: “(1) the challenged action was in its duration too
short to be fully litigated prior to its cessation or
expiration; and (2) there was a reasonable expectation
that the same complaining party would be subjected to
the same action again.” Weinstein v. Bradford, 423
U.S. 147, 148 (1975) (emphasis added).
This Court has found periods of up to two years to
be too short to be fully litigated.
See, e.g.,
Kingdomware Techs., Inc. v. United States, 136 S. Ct.
1969, 1976 (2016) (holding that a procurement contract
that expires in two years does not permit judicial
review). Petitioners satisfy the first requirement.
Petitioners also satisfy the second requirement of
the “capable of repetition, yet evading review”
exception because this standard is a forgiving one.
That is, “reasonable” in this context is not an exacting
bar. Indeed, this Court has indicated that it is
somewhat less than probable:
[W]e have found controversies capable of
repetition based on expectations that, while
reasonable, were hardly demonstrably probable
. . . Our concern in these cases . . . was whether
the controversy was capable of repetition and
not . . . whether the claimant had demonstrated
19
that a recurrence of the dispute was more
probable than not.
Honig v. Doe, 484 U.S. 305, 318 n.6 (1988) (emphasis in
original) (internal citations omitted).
In other words, recurrence of the issue need not be
more probable than not; instead, the controversy must
be capable of repetition. This standard provides that
the chain of potential events does not have to be certain
or even probable to support the court’s finding of nonmootness.
This Court has found restrictions issued during the
COVID-19 pandemic capable of repetition. In Roman
Catholic Diocese of Brooklyn v. Cuomo, the Court found
that a church’s challenge to New York’s pandemic
restrictions was not moot where “[t]he Governor
regularly change[d] the classification of particular
areas without prior notice” and retained the authority
to continue doing so. 141 S. Ct. 63, 68 (2020) (per
curiam). And while the Court did not identify which
mootness exception applied, it cited to Wisconsin Right
to Life’s discussion of the “capable of repetition, yet
evading review” exception. Id. (citing Wis. Right to
Life, 551 U.S. 449, 462 (2007)).
The Court applied Roman Catholic Diocese in
Tandon v. Newsom and held that a challenge to
California’s restrictions on religious gatherings was not
moot because California officials “retain[ed] authority
to reinstate” the challenged restrictions “at any time.”
141 S. Ct. 1294, 1297 (2021) (per curiam) (citing S. Bay
United Pentecostal Church v. Newsom, 141 S. Ct. 716,
720, 209 (2021) (Gorsuch, J.) (explaining that the case
20
was not moot because California officials have a record
of “moving the goalposts”)).
The Third Circuit’s dismissal of this challenge based
on mootness grounds was contrary to this Court’s
precedent, and there is a strong public interest in
having the constitutionality of such mandates
determined by the courts.
B. Respondents’ Voluntary Cessation of the
Mask Mandate Does Not Moot
Petitioners’ Challenge.
When a party seeks to escape liability by claiming
that it has voluntarily ceased the offending conduct,
“the heavy burden of persuading the court that the
challenged conduct cannot reasonably be expected to
start up again lies with the party” seeking to avoid
liability. Adarand Constructors, Inc. v. Slater, 528 U.S.
216, 222 (2000) (internal quotations and citation
omitted) (emphasis added).
As this Court noted, not only is a defendant “free to
return to his old ways,” but also the public has an
interest “in having the legality of the practices settled.”
United States v. W. T. Grant Co., 345 U.S. 629, 632
(1953) (emphasis added); see also City of Mesquite v.
Aladdin’s Castle, Inc., 455 U.S. 283, 289, n.10 (1982).
Consequently, “[a]long with its power to hear the
case, the court’s power to grant injunctive relief
survives discontinuance of the illegal conduct.” W. T.
Grant Co., 345 U.S. at 633. Accordingly, a claim for
injunctive relief may be improper only “if the defendant
can demonstrate that ‘there is no reasonable
21
expectation that the wrong will be repeated.’ The
[defendant’s] burden is a heavy one.” Id. (citation
omitted) (emphasis added).
This Court has also instructed the lower courts to be
particularly vigilant in cases such as this, warning that
“[i]t is the duty of the courts to beware of efforts to
defeat injunctive relief by protestations of repentance
and reform, especially when abandonment seems timed
to anticipate suit, and there is probability of
resumption.” Id. at 632, n.5.
As the Court concluded, denying a plaintiff
prospective relief “would be justified only if it were
absolutely clear that the litigant no longer had any
need of the judicial protection that it sought.” Adarand
Constructors, Inc., 528 U.S. at 224 (emphasis added);
see also Speech First, Inc. v. Schlissel, 939 F.3d 756,
767-70 (6th Cir. 2019) (finding the challenge to a
university’s speech restriction not moot and stating
that “[i]f the discretion to effect the change lies with
one agency or individual, or there are no formal
processes required to effect the change, significantly
more than the bare solicitude itself is necessary to
show that the voluntary cessation moots the claim”).
Here, the Department of Health’s cessation of the
mask mandate was done unilaterally and not by a
formal legislative process. Respondents are free to
return to their old ways, and the public has a very
strong interest in having the legality of the challenged
restrictions settled. This challenge is not moot, and a
federal court should decide the important
constitutional claims presented.
22
II.
Petitioners Have Standing to Challenge the
Contact Tracing Program.
Similar to mootness, the justiciability doctrine of
standing was abused in this case to avoid reaching a
ruling on the merits of Petitioners’ challenge to the
contact tracing program.
“In essence the question of standing is whether the
litigant is entitled to have the court decide the merits
of the dispute or of particular issues.” Warth v. Seldin,
422 U.S. 490, 498 (1975). To establish standing, “[a]
plaintiff must allege personal injury fairly traceable to
the defendant’s allegedly unlawful conduct and likely
to be redressed by the requested relief.” Allen v.
Wright, 468 U.S. 737, 751 (1984). Petitioners meet this
standard.
As alleged in the First Amended Complaint:
The challenged contact tracing program is not
limited to COVID-19. Rather, Defendants have
put in place a large, government infrastructure
that can be utilized during any alleged health
“crisis.”
R-42, First Am. Compl. ¶ 149. This Orwellian program
exists today. Id. Consequently, there is nothing moot
about this challenge. The only question is whether
Petitioners, who were directly and personally harmed
by this program and remain harmed by it, have
standing to advance their challenge. That is, whether
Petitioners have suffered a redressable injury that is
fairly traceable to this program.
23
Identifying one redressable injury, trifle or
otherwise, is sufficient. Blunt v. Lower Merion Sch.
Dist., 767 F.3d 247, 278 (3d Cir. 2014) (“In the context
of a motion to dismiss, we have held that the [i]njuryin-fact element is not Mount Everest. The contours of
the injury-in-fact requirement, while not precisely
defined, are very generous, requiring only that
claimant allege [ ] some specific, identifiable trifle of
injury.”); Ross v. Bank of Am., N.A., 524 F.3d 217, 222
(2d Cir. 2008) (“Injury in fact is a low threshold . . . .”).
As alleged in the First Amended Complaint:
The contact tracing program has resulted in the
government ([Respondents]) creating a large
database of confidential, private, and, sensitive
information about private individuals. This
massive contact tracing database was subject to
a serious data breach, thereby compromising the
confidential, private, and sensitive information
of countless numbers of Pennsylvanians,
including [Petitioners].
R-42, First Am. Compl. ¶ 150; see also id. ¶ 123
(objecting to “being subjected to surveillance, having
their personal medical records reviewed by the
Department of Health, and being in the government’s
database”).
Moreover, Petitioners did not volunteer to be
ensnarled in the contact tracing program. There is
nothing voluntary about it. Pursuant to the program,
the government demanded the information from those
required to report, and the information was sent
without Petitioners’ consent. See, e.g., id. ¶¶ 120, 123
24
(alleging, inter alia, that a positive test “triggers”
contact tracing and that Petitioners object to being
forced into the program). There is no dispute that the
government demands cooperation with the contact
tracing program, and if the person refuses, they are
subject to penalty. See id. ¶¶ 114-18.
Additionally, following the district court’s denial of
Petitioners’ request for a preliminary injunction based
on the lower court’s opinion that it was too speculative
that any Petitioner would again be subjected to this
program, Petitioners were, in fact, subjected to it.
More specifically, the Redmans’ minor son was subject
to the contact tracing program when he returned to
school—one of the fears the Redmans had with
returning their children to school. Id. ¶¶ 124, 128, 134.
The allegations regarding the Redmans’ more recent
entanglement with the contact tracing program, which
further demonstrate the reasonableness of Petitioners’
fears about the program and its harmful chilling effect,
were not included in the original complaint nor were
they in Petitioners’ request for a preliminary injunction
as they occurred after these filings. They were,
however, included in the First Amended Complaint.
Id. ¶¶ 133-44.
Nonetheless, the Third Circuit
subsequently rejected Petitioners’ arguments.
“Among the rights protected by the First
Amendment is the right of individuals to associate to
further their personal beliefs. While the freedom of
association is not explicitly set out in the Amendment,
it has long been held to be implicit in the freedoms of
speech, assembly, and petition.” Healy v. James, 408
U.S. 169, 181 (1972) (citations omitted). “[I]mplicit in
25
the right to engage in activities protected by the First
Amendment” is “a corresponding right to associate with
others in pursuit of a wide variety of political, social,
economic, educational, religious, and cultural ends.”
Roberts v. U.S. Jaycees, 468 U.S. 609, 622 (1984). As
recently stated by this Court:
When it comes to the freedom of association, the
protections of the First Amendment are
triggered not only by actual restrictions on an
individual’s ability to join with others to further
shared goals. The risk of a chilling effect on
association is enough, because First Amendment
freedoms need breathing space to survive.
Ams. for Prosperity Found. v. Bonta, 141 S. Ct. 2373,
2389 (2021) (internal quotations and citation omitted).
A cognizable injury includes the chilling effect on
the First Amendment right of association caused by
forced disclosures, such as those required by the
contact tracing program. See Salvation Army v. Dep’t
of Cmty. Affairs, 919 F.2d 183, 201 (3d Cir. 1990)
(acknowledging that “forced disclosure may chill
individuals from associating with a group”). The threat
to quarantine under the contact tracing program was
a penalty that hung over private associations like the
Sword of Damocles, thereby chilling these associations
and causing irreparable harm. Through the contact
tracing program, the government uses its authority to
inquire into and search out the private associations of
individuals. The breadth of government power under
this program forced Petitioners to keep their children
from attending public schools in person (the public
schools are required to follow the contact tracing
26
program and report contacts); to avoid seeking medical
treatment (medical facilities are required to report);
and to avoid businesses, restaurants, and other public
or social events that may keep rosters, lists, videos or
other ways to document persons who entered the
business establishment or attended the event. The
keeping of this contact information by businesses was
required by the Governor’s order. The program also
forced the Redmans to avoid worship services, and it
required the Parkers to maintain social distancing
among family members living in the same household.
R-42, First Am. Compl. ¶¶ 108-50.
Accordingly, the contact tracing program compelled
Petitioners to change their behavior to comply with (or,
more accurately, to avoid the sanctions of) this
government program that impermissibly burdened
their fundamental rights. See Thomas More Law Ctr.
v. Obama, 651 F.3d 529, 535-36 (6th Cir. 2011)
(changing behavior to comply with future mandate
requirements causes a present injury in fact); see also
Abbott Labs. v. Gardner, 387 U.S. 136, 154 (1967)
(stating that there was “no question that petitioners
have sufficient standing” to challenge a regulation that
would require “changes in their everyday business
practices”). Petitioners need not wait for additional,
future harm to occur to seek relief from a court.
Indeed, when a challenged restriction chills rights
protected by the First Amendment, the affected party
has standing to challenge that restriction.
See
Dombrowski v. Pfister, 380 U.S. 479, 486 (1965) (“The
threat of sanctions may deter . . . almost as potently as
the actual application of sanctions.”); Elrod, 427 U.S. at
373 (“The loss of First Amendment freedoms, for even
27
minimal periods of time, unquestionably constitutes
irreparable injury.”); G&V Lounge, Inc. v. Mich. Liquor
Control Comm’n, 23 F.3d 1071, 1076 (6th Cir. 1994)
(recognizing that “a chilling effect on one’s
constitutional rights constitutes a present injury in
fact”).
Petitioners have also been injured by the fact that
their personal information, including medical
information, is now part of the contact tracing database
as Petitioners have been the targets of this program,
and this database has been shown to be susceptible to
breaches of privacy. See R-42, First Am. Compl.
¶¶ 123, 150, 190. This harm could be remedied by
declaring the program unconstitutional and ordering
the government to expunge all of Petitioners’ private
information and records from the program. See, e.g.,
Smith v. Nixon, 807 F.2d 197, 204 (D.C. Cir. 1986)
(stating that “a court may order expungement of
records in an action brought . . . directly under the
Constitution, without violating the intricate statutory
provisions that purport to be the ‘exclusive’ means by
which [government records] may . . . be alienated or
destroyed”).
In sum, the harm caused by this program is not
“hypothetical”—it is real. And this harm is the natural
and probable consequence of the intrusive, unchecked
government program. Petitioners have standing to
advance this challenge.
28
CONCLUSION
The petition for a writ of certiorari should be
granted.
Respectfully submitted,
Robert Joseph Muise
Counsel of Record
American Freedom Law Center
P.O. Box 131098
Ann Arbor, Michigan 48113
(734) 635-3756
rmuise@americanfreedomlawcenter.org
David Yerushalmi
American Freedom Law Center
2020 Pennsylvania Avenue NW
Suite 189
Washington, D.C. 20006
(646) 262-0500
Counsel for Petitioners
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.