Amicus Curiae Brief — Gerald F. Lackey, in His Official Capacity as the Commissioner of the Virginia Department of Motor Vehicles, Petitioner v. Damian Stinnie, et al.
Supreme Court briefAug 12, 2024
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No. 23-621
IN THE
Supreme Court of the United States
___________
GERALD F. LACKEY, IN HIS OFFICIAL CAPACITY
AS THE COMMISSIONER OF THE VIRGINIA
DEPARTMENT OF MOTOR VEHICLES,
Petitioner,
v.
DAMIAN STINNIE, ET AL.,
Respondents.
___________
On Writ of Certiorari to the United States
Court of Appeals for the Fourth Circuit
___________
BRIEF OF CONSTITUTIONAL ACCOUNTABILITY
CENTER AS AMICUS CURIAE IN
SUPPORT OF RESPONDENTS
___________
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
BRIAN R. FRAZELLE
JESS ZALPH
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW, Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
August 12, 2024
* Counsel of Record
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ...................................
ii
INTEREST OF AMICUS CURIAE ........................
1
INTRODUCTION AND SUMMARY OF
ARGUMENT ........................................................
1
ARGUMENT ...........................................................
6
I.
When Section 1988’s Fees Provision Was
Enacted, “Prevailing Party” Meant a
Party That Succeeded in Achieving Its
Litigation Goals, With or Without a Final
Judgment or Conclusive Merits Ruling ........
6
II. Federal Case Law Interpreting Identically
Worded Fees Provisions Also Defined
“Prevailing Party” as a Party That
Succeeded in Achieving Its Litigation
Goals, With or Without a Final Judgment
or Conclusive Merits Ruling ......................... 12
III. Congress Adopted the Ordinary Meaning
and Well-Established Judicial
Interpretation of “Prevailing Party” in
Section 1988................................................... 17
CONCLUSION ....................................................... 25
(i)
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Alyeska Pipeline Serv. Co. v. Wilderness Soc’y,
421 U.S. 240 (1975) ................................ 17, 18, 24
Am. Fed’n of Gov’t Emp., AFL-CIO v. Rosen,
418 F. Supp. 205 (N.D. Ill. 1976) ................
16
Aspira of New York, Inc. v. Bd. of Educ.,
65 F.R.D. 541 (S.D.N.Y. 1975) .................... 14, 15
Bangor & Piscataquis R.R. Co. v.
Chamberlain,
60 Me. 285 (1872) ........................................
11
Borden v. United States,
593 U.S. 420 (2021) .....................................
8
Bradley v. Sch. Bd. of City of Richmond,
416 U.S. 696 (1974) .....................................
21
Bragdon v. Abbott,
524 U.S. 624 (1998) .....................................
5, 12
Buckhannon Bd. & Care Home, Inc. v. W. Va.
Dep’t of Health & Hum. Res.,
532 U.S. 598 (2001) .....................................
1
Chickasaw Nation v. United States,
534 U.S. 84 (2001) .......................................
6
Foster v. Boise-Cascade, Inc.,
420 F. Supp. 674 (S.D. Tex. 1976) ..............
15
Foster v. Boise-Cascade, Inc.,
577 F.2d 335 (5th Cir. 1978) .......................
15
iii
TABLE OF AUTHORITIES – cont’d
Page(s)
George v. McDonough,
596 U.S. 740 (2022) .....................................
8
Goldstein v. Levi,
415 F. Supp. 303 (D.D.C. 1976) ..................
4, 15
Grubbs v. Butz,
548 F.2d 973 (D.C. Cir. 1976) .....................
22
Hanrahan v. Hampton,
446 U.S. 754 (1980) .................................... 6, 19, 21
Hensley v. Eckerhart,
461 U.S. 424 (1983) .....................................
6
Hewitt v. Helms,
482 U.S. 755 (1987) .....................................
5
Howerton v. Miss. Cnty., Ark.,
361 F. Supp. 356 (E.D. Ark. 1973) ..............
15
Incarcerated Men of Allen Cnty. Jail v. Fair,
507 F.2d 281 (6th Cir. 1974) .......................
14
Johnson v. Ga. Highway Exp., Inc.,
488 F.2d 714 (5th Cir. 1974) ......................
16
Klock Produce Co. v. Diamond Ice & Storage
Co.,
168 P. 476 (Wash. 1917) ..............................
10
Kopet v. Esquire Realty Co.,
523 F.2d 1005 (2d Cir. 1975) .......................
3, 13
iv
TABLE OF AUTHORITIES – cont’d
Page(s)
Lamar, Archer & Cofrin, Llp v. Appling,
584 U.S. 709 (2018) .....................................
12
Lorillard v. Pons,
434 U.S. 575 (1978) .....................................
12
Mills v. Elec. Auto-Lite Co.,
396 U.S. 375 (1970) .....................................
21
Newman v. Piggie Park Enter., Inc.,
390 U.S. 400 (1968) ................................. 16, 23, 24
Newport News Fire Fighters Ass’n Local 794
v. City of Newport News, Va.,
339 F. Supp. 13 (E.D. Va. 1972)..................
4, 16
Northcross v. Bd. of Ed. of Memphis City Sch.,
412 U.S. 427 (1973) ..................................... 17, 20
Parker v. Califano,
561 F.2d 320 (D.C. Cir. 1977) ................... 3, 14, 16
Parker v. Matthews,
411 F. Supp. 1059 (D.D.C. 1976) .............. 3, 14, 15
Perrin v. United States,
444 U.S. 37 (1979) .......................................
7
Richardson v. Civ. Serv. Comm’n,
420 F. Supp. 64 (S.D.N.Y. 1976) .................
14
Sandifer v. U.S. Steel Corp.,
571 U.S. 220 (2014) .....................................
7
v
TABLE OF AUTHORITIES – cont’d
Page(s)
United States v. Minneapolis, St. P. & S. S. M.
Ry. Co.,
235 F. 951 (D. Minn. 1916). ........................
10
W. Va. Univ. Hospitals, Inc. v. Casey,
499 U.S. 83 (1991) .......................................
8
Wis. Cent. Ltd. v. United States,
585 U.S. 274, 284 (2018) .............................
7
Statutes and Legislative Materials
42 U.S.C. § 1988 .............................................
1
H.R. Rep. No. 94-1558 (1976) .............. 4-6, 13, 17-24
S. Rep. No. 94-1011 (1976)....... 4, 5, 13, 17-21, 23, 24
Other Authorities
American Heritage Dictionary of the English
Language (1969) ..........................................
2, 7
Ballentine’s Law Dictionary (3d ed. 1969) ....
2, 11
Black’s Law Dictionary (4th ed. 1968) .......... 2, 9, 10
Black’s Law Dictionary (12th ed. 2024) ........
8
Bouvier’s Law Dictionary (8th ed. 1914) .......
11
John Leubsdorf, Toward a History of the
American Rule on Attorney Fee Recovery,
47 L. & Contemp. Prob. 9 (1984) ................
13
Merriam-Webster Dictionary (1974) ..............
7
vi
TABLE OF AUTHORITIES – cont’d
Page(s)
Oxford English Dictionary (1970 ed.) ............
7, 8
Random House Dictionary of the English
Language (coll. ed. 1968) .............................
7, 8
Stuart M. Speiser, Attorneys’ Fees (1973) .....
11
Webster’s New World Dictionary of the
American Language (2d coll. ed. 1970) .......
8
Webster’s Third New International Dictionary
of the English Language Unabridged
(1966) ........................................................... 2, 7, 8
1
INTEREST OF AMICUS CURIAE1
Constitutional Accountability Center (CAC) is a
think tank and public interest law firm dedicated to
fulfilling the progressive promise of the Constitution’s
text and history. CAC works in our courts, through
our government, and with legal scholars to improve
understanding of the Constitution and to preserve the
rights and freedoms it guarantees. CAC has a strong
interest in ensuring that important federal statutes,
like 42 U.S.C. § 1988, are interpreted in accordance
with their text and history and therefore has an interest in this case.
INTRODUCTION AND
SUMMARY OF ARGUMENT
To prevail is to succeed. And by any sensible
measure, Respondents succeeded in this case. In their
suit challenging Virginia’s suspension of their driver’s
licenses, a court ordered Virginia to undo those suspensions, and Respondents “were once again free to
drive.” Pet. App. 7a. That court order—a “judicially
sanctioned change in the legal relationship of the parties,” Buckhannon Bd. & Care Home, Inc. v. W. Va.
Dep’t of Health & Hum. Res., 532 U.S. 598, 605 (2001)
—was never overturned, and Respondents remain free
to drive today.
Under the original public meaning of the attorney’s fees provision in 42 U.S.C. § 1988, Respondents
are eligible for fees to compensate them for the costs of
securing this victory. That result is compelled by the
language of Section 1988, as well as the legal backdrop
1 No counsel for a party authored this brief in whole or in part,
and no counsel or party made a monetary contribution intended
to fund its preparation or submission. No person other than amicus or its counsel made a monetary contribution to its preparation
or submission.
2
against which Congress selected that language. Nothing in the statute’s text or history supports Petitioner’s
claim that a “prevailing party” must secure “a conclusive merits ruling or final judgment.” Pet. Br. 14.
In 1976, when Congress added Section 1988’s feeshifting provision, the term “prevailing party” had a
straightforward meaning in both common parlance
and legal discourse. It simply meant a party that succeeded in achieving its goals. To “prevail” was to “be
successful,” to “win mastery,” or to “triumph.” Webster’s Third New International Dictionary of the English Language Unabridged 1797 (1966); accord American Heritage Dictionary of the English Language 1038
(1969) (to “become effective; succeed; win out” or “be
greater in strength or influence”). A “prevailing”
party, in short, was a party that achieved its desired
outcome. See infra Part I.A.
Contemporary legal sources gave “prevailing
party” the same intuitive definition: a party that succeeded in achieving its litigation goals. Contrary to
Petitioner’s assertion, these sources did not limit the
type of success that could confer prevailing-party status to a final judgment or conclusive merits ruling.
Black’s Law Dictionary, for instance, defined “prevailing party” as “[t]hat one of the parties to a suit who
successfully prosecutes the action or successfully defends against it, prevailing on the main issue, even
though not to the extent of his original contention.”
Black’s Law Dictionary 1352 (4th ed. rev. 1968).
Other sources gave the same broad definition—
“the party who is successful or partially successful in
an action,” Ballentine’s Law Dictionary 985 (3d ed.
1969)—which easily covers plaintiffs who win a preliminary injunction based on a court’s preliminary conclusion that the defendant acted unlawfully, when
that injunction is no longer at risk of being overturned.
3
The limits that Petitioner would impose on the types
of success that qualify for prevailing-party status are
nowhere to be found in these sources. What mattered
was simply whether, at the end of the day, a party
achieved a litigation victory that was no longer in jeopardy. See infra Part I.B.
The capacious definition of “prevailing party” in
dictionaries and treatises reflected the contemporary
judicial consensus on the meaning of that term. See
infra Part II. By 1976, dozens of federal statutes authorized fee awards to a prevailing party, and the
courts had extensively interpreted those provisions.
Congress was deeply familiar with this case law and
used the same term in Section 1988 to incorporate the
same standards.
Under this case law, a “prevailing party” was, consistent with ordinary meaning, a party that achieved
its desired outcome in a case. In construing the feeshifting provisions that predated Section 1988’s
amendment, courts gave “prevailing party” an expansive scope reflecting a common-sense understanding of
those words. Whether parties “prevailed” turned on
whether they succeeded in obtaining their desired litigation outcomes.
Success did not require a final judgment or conclusive merits ruling. Indeed, there was “no question . . .
that federal courts may award counsel fees based on
benefits resulting from litigation efforts even where
adjudication on the merits is never reached.” Kopet v.
Esquire Realty Co., 523 F.2d 1005, 1008 (2d Cir. 1975).
“[T]he operative factor [was] success, not at which
stage or how that success [was] achieved, i.e. trial or
settlement.” Parker v. Matthews, 411 F. Supp. 1059,
1063 (D.D.C. 1976), aff’d sub nom. Parker v. Califano,
561 F.2d 320 (D.C. Cir. 1977). If a case became moot
before final judgment, therefore, courts were not shy
4
about awarding fees to plaintiffs who were “successful”
in securing the relief they sought, Goldstein v. Levi,
415 F. Supp. 303, 305 (D.D.C. 1976), and who likely
“would have prevailed had the matter been ultimately
decided,” Newport News Fire Fighters Ass’n Local 794
v. City of Newport News, Va., 339 F. Supp. 13, 17 (E.D.
Va. 1972).
When Congress used the term “prevailing party”
in Section 1988, it incorporated the settled meaning of
that term. See infra Part III. Congress knew it was
not creating “a new remedy,” but simply fixing “anomalous gaps in our civil rights laws” by authorizing “the
familiar remedy of reasonable counsel fees to prevailing parties” under the laws that did not already permit
such fees. S. Rep. No. 94-1011, at 1-4 (1976). Demonstrating a thorough knowledge of the “existing judicial
standards” construing “prevailing party” in other statutes, Congress expected that courts applying Section
1988 would be “guided of course by the case law interpreting similar attorney’s fee provisions.” H.R. Rep.
No. 94-1558, at 8 (1976).
Citing that case law, Congress was clear that the
term “prevailing party” was “not intended to be limited
to the victor only after entry of a final judgment following a full trial on the merits.” Id. at 7. Rather, this
term would “include a litigant who succeeds even if the
case is concluded prior to a full evidentiary hearing before a judge or jury.” Id. Based on precedent, for instance, Congress understood that “parties may be considered to have prevailed when they vindicate rights
through a consent judgment or without formally obtaining relief.” S. Rep. No. 94-1011, supra, at 5.
In sum, Congress recognized that courts had uniformly construed the term “prevailing party” to allow
fees awards to plaintiffs who achieved the goals of
their litigation—with or without a final judgment or
5
conclusive merits ruling. By replicating the language
of the earlier statutes, Congress sought to ensure that
Section 1988 would be given the same interpretation.
See Bragdon v. Abbott, 524 U.S. 624, 645 (1998) (“repetition of the same language in a new statute indicates, as a general matter, the intent to incorporate its
. . . judicial interpretations as well”).
Adopting this standard promoted Congress’s aims
in amending Section 1988. Recognizing that fee-shifting provisions had been “successful in enabling vigorous enforcement of modern civil rights legislation,”
S. Rep. No. 94-1011, supra, at 1, Congress mimicked
those earlier provisions in Section 1988 “to achieve
uniformity in the remedies provided by Federal laws
guaranteeing civil and constitutional rights,” H.R.
Rep. No. 94-1558, supra, at 1. Congress, in short, “intended that the standards for awarding fees [would] be
generally the same” as under those earlier statutes, S.
Rep. No. 94-1011, supra, at 4, and Congress chose the
most direct means of achieving that goal: using the
same language.
As originally understood, therefore, Section 1988’s
fee-shifting provision authorized fees awards whenever plaintiffs achieved the desired outcome of their
litigation. Success did not require a final judgment or
conclusive merits ruling.
And that makes sense. “In all civil litigation, the
judicial decree is not the end but the means. At the
end of the rainbow lies not a judgment, but some action
(or cessation of action) by the defendant that the judgment produces.” Hewitt v. Helms, 482 U.S. 755, 761
(1987). “Redress is sought through the court, but from
the defendant.” Id. As this Court has long recognized,
therefore, “a person may in some circumstances be a
‘prevailing party’ without having obtained a favorable
‘final judgment following a full trial on the merits.’”
6
Hanrahan v. Hampton, 446 U.S. 754, 756-57 (1980)
(quoting H.R. Rep. No. 94-1558, supra, at 7). Indeed,
“plaintiffs may be considered ‘prevailing parties’ for attorney’s fees purposes if they succeed on any significant issue in litigation which achieves some of the benefit the parties sought in bringing suit.” Hensley v.
Eckerhart, 461 U.S. 424, 433 (1983) (quotation marks
omitted).
Ultimately, the goal of statutory interpretation is
to “determine the Legislature’s intent as embodied in
particular statutory language.” Chickasaw Nation v.
United States, 534 U.S. 84, 94 (2001). Here, Congress’s
language and intent could hardly have been clearer.
The term “prevailing party” was used because courts
had already construed it to permit fees awards when
plaintiffs victimized by unlawful conduct succeeded in
obtaining the redress they sought. Both Congress and
the courts rejected any requirement of a final judgment or conclusive merits determination. This Court
should do the same.
ARGUMENT
I.
When Section 1988’s Fees Provision Was
Enacted, “Prevailing Party” Meant a Party
That Succeeded in Achieving Its Litigation
Goals, With or Without a Final Judgment or
Conclusive Merits Ruling.
Whether “prevailing party” is given the ordinary
meaning those words had in 1976, or whether it is understood as being a term of art, the result is the same:
a “prevailing” party was simply a party that succeeded
in achieving the goals of its litigation, or a portion of
those goals. There is no support for Petitioner’s claim
that prevailing-party status required “a conclusive ruling on the merits or a final judgment.” Pet. Br. 18.
7
A. It is a “‘fundamental canon of statutory construction’ that words generally should be ‘interpreted
as taking their ordinary, contemporary, common
meaning . . . at the time Congress enacted the statute.’” Wis. Cent. Ltd. v. United States, 585 U.S. 274,
284 (2018) (quoting Perrin v. United States, 444 U.S.
37, 42 (1979)). To identify the ordinary public meaning
of statutory language, this Court consults “[d]ictionaries from the era of [the statute]’s enactment.” Sandifer
v. U.S. Steel Corp., 571 U.S. 220, 227 (2014).
In 1976, when Section 1988’s fee provision was enacted, to “prevail” was universally defined as succeeding, achieving a desired outcome, or gaining advantage
over an opponent. To prevail meant to “be successful,”
“triumph,” “win mastery,” or “gain victory by virtue of
strength or superiority.” Webster’s Third New International Dictionary of the English Language Unabridged
1797 (1966); accord American Heritage Dictionary of
the English Language 1038 (1969) (to “become effective; succeed; win out,” “to be greater in strength or influence,” “to triumph or win a victory”); Random House
Dictionary of the English Language 1050 (coll. ed.
1968) (“to become dominant or win out,” to “prove superior in power or influence”); Merriam-Webster Dictionary 550 (1974) (to “become effective; succeed,” “to
win mastery: triumph”).
Thus, the word “prevail” had the same intuitive
meaning in 1976 that it has today: it simply meant “to
be superior in strength or influence; to have or gain the
superiority or advantage; to get the better, gain the
mastery or ascendancy; to be victorious,” to “have superiority over, outstrip,” or “to be effectual or efficacious; to be successful, to succeed.” 8 Oxford English
Dictionary 1884 (1970 ed.). To prevail, in common parlance, simply meant “to produce or achieve the desired
8
effect; be effective; succeed.” Webster’s New World Dictionary of the American Language 1127 (2d coll. ed.
1970).
While contemporary definitions of “prevailing”
largely focused on irrelevant uses of that word—e.g.,
“generally current,” Webster’s Third New International Dictionary, supra, at 1797—the relevant definitions were all in accord with the understanding of “prevail” described above. See, e.g., id. (defining “prevailing” as “having superior force or influence: efficacious”); Random House Dictionary, supra, at 1050
(“having superior power or influence,” “effectual”); Oxford English Dictionary, supra, at 1884 (“the having or
gaining of the mastery or predominance,” “[one] [t]hat
is or proves to be superior in any contest; victorious;
ruling; effective, influential”).
Under the ordinary meaning of the word, therefore, a party that “prevailed” in a contest was the party
that succeeded, triumphed, won out, gained the advantage, or was more effective or influential than its
opponent. In short, it was the party that achieved its
desired outcome.
B. Although ordinary meaning normally governs
statutory interpretation, Congress also uses terms of
art—a “phrase having a specific, precise meaning in a
given specialty, apart from its general meaning in ordinary contexts.” Black’s Law Dictionary (12th ed.
2024). Terms of art sometimes “depart from ordinary
meaning.” George v. McDonough, 596 U.S. 740, 752
(2022) (quoting W. Va. Univ. Hospitals, Inc. v. Casey,
499 U.S. 83, 92, n.5 (1991)).
Not here, though. Legal dictionaries and treatises
that defined “prevailing party” in 1976 show that there
was no “distinctly legal meaning associated with that
language.” Borden v. United States, 593 U.S. 420, 435
9
(2021) (emphasis added). Instead, the legal meaning
of “prevailing party” was the same as its ordinary
meaning: a party that succeeded in achieving a desired
outcome.
Petitioner claims that “prevailing party” was “consistently defined to require a conclusive ruling on the
merits or final judgment.” Pet. Br. 16-17. Untrue.
Here is the complete definition of “prevailing party” in
Black’s Law Dictionary at the time:
That one of the parties to a suit who successfully prosecutes the action or successfully
defends against it, prevailing on the main issue, even though not to the extent of his original contention.
Black’s Law Dictionary 1352 (4th ed. rev. 1968). This
definition requires neither a final judgment nor a conclusive merits determination. For instance, a plaintiff
who wins a preliminary injunction that is never overturned—based on a court’s preliminary finding that
the defendant acted unlawfully—can certainly be said
to have “successfully prosecute[d] the action” and “prevail[ed] on the main issue, even though not to the extent of his original contention.” Id.
Petitioner, probably recognizing as much, blows
past the actual definition of “prevailing party” in
Black’s Law Dictionary and selectively quotes from the
summary of decisions that follows it—portraying these
quotes as coming from the definition itself. See Pet.
Br. 17. But even this questionable approach doesn’t
yield the result Petitioner needs.
Only a single comment on the term “prevailing
party” in the summary of decisions from which Petitioner quotes makes any reference to judgment—and
a fleeting reference at that. See Black’s Law Diction-
10
ary, supra, at 1352 (“The one in whose favor the decision or verdict is rendered and judgment entered.”). 2
The text goes on to make clear that prevailing-party
status did not require securing a final judgment or conclusive merits ruling in one’s favor: “where the court
grants defendant a new trial after verdict for plaintiff,
defendant is the ‘prevailing party’ on that trial, and
entitled to costs, although the plaintiff again gets verdict on retrial.” Id. (emphasis added) (citing Klock Produce Co. v. Diamond Ice & Storage Co., 168 P. 476, 478
(Wash. 1917)).
Far from reflecting any technical focus on the specific type of relief obtained, what mattered was simply
whether, at the end of the day, a party achieved a victory that was not in jeopardy: “The party ultimately
prevailing when the matter is finally set at rest.” Id.
(emphasis added). To be a prevailing party hinged on
“whether, at the end of the suit, or other proceeding,
the party who has made a claim against the other, has
successfully maintained it.” Id. (emphasis added).
Just like under the ordinary meaning of “prevailing,” therefore, the touchstone was whether a party
could reasonably be judged to have succeeded in its efforts.
This view—that a prevailing party was the one
that succeeded in the litigation—was echoed in other
contemporary legal dictionaries. Ballentine’s Law Dictionary, for example, defined “prevailing party” as
“[t]he party who is successful or partially successful in
2 In the cases cited for this proposition, the courts did not discuss the need for a final judgment or conclusive merits determination. Instead, they simply rejected the contention that plaintiffs should be denied costs if they prevailed on only some of their
claims. E.g., United States v. Minneapolis, St. P. & S. S. M. Ry.
Co., 235 F. 951, 955 (D. Minn. 1916).
11
an action, so as to be entitled to costs.” Ballentine’s
Law Dictionary 985 (3d ed. 1969) (citing 20 Am. Jur.
2d Costs §§ 14, 15). Like Black’s, Ballentine’s emphasized the importance of the outcome at the end of the
suit, but it did not suggest that a final judgment or
conclusive merits determination was necessary to
make one a “prevailing party.”
Instead, the question was simply whether the
party had achieved “success” at the end of the litigation: “To be a prevailing party does not depend upon
the degree of success at different stages of the suit; but
upon whether at the end of the suit or other proceeding, the party, who has made a claim against the other,
has successfully maintained it. If he has, he is the prevailing party.” Id. (citing Bangor & Piscataquis R.R.
Co. v. Chamberlain, 60 Me. 285, 286 (1872)); accord
Pet. Br. 18 (citing the identical definition in 3 Bouvier’s
Law Dictionary (8th ed. 1914) for the proposition that
a “prevailing party” is a party that, “‘at the end of the
suit,’ had ‘successfully maintained’ its claim”).
To the extent that legal treatises addressed the
term “prevailing party,” they agreed. For example,
Speiser’s treatise on attorney’s fees, discussing the fee
provisions of the Civil Rights Act of 1964, repeatedly
characterized “prevailing part[ies]” as “successful
plaintiffs,” without suggesting that the plaintiffs
needed to have succeeded in any specific way. See Stuart M. Speiser, Attorneys’ Fees § 12:61, at 549-51
(1973).
In sum, both general-use dictionaries and specialized legal sources offered the same broad definition of
“prevailing” party in 1976—a party that succeeded in
achieving its desired outcome. Nothing in these
sources corroborates the notion that the term meant
only “the party who had obtained a conclusive ruling
on the merits or a final judgment in its favor.” Pet. Br.
12
18. That definition is one of Petitioner’s own invention.
The broad understanding of “prevailing party” reflected in contemporary dictionaries and treatises was
mirrored in the case law addressing fee-shifting statutes, as the next section discusses.
II. Federal Case Law Interpreting Identically
Worded Fees Provisions Also Defined
“Prevailing Party” as a Party That
Succeeded in Achieving Its Litigation
Goals, With or Without a Final Judgment
or Conclusive Merits Ruling.
Congress amended Section 1988 to provide for attorney’s fees against a backdrop of judicial decisions
that interpreted the term “prevailing party” in other
fee-shifting statutes. Under those decisions, a “prevailing” party was simply a party that succeeded in
achieving its desired outcome in a case. By using this
familiar term in Section 1988, Congress incorporated
its settled meaning.
When Congress uses language that courts have
“consistently construed” as having a particular meaning in other statutes, Congress “presumptively was
aware of the longstanding judicial interpretation of the
phrase and intended for it to retain its established
meaning.” Lamar, Archer & Cofrin, Llp v. Appling,
584 U.S. 709, 721-22 (2018) (citing Lorillard v. Pons,
434 U.S. 575, 580 (1978)); see Bragdon v. Abbott, 524
U.S. 624, 645 (1998) (“[R]epetition of the same language in a new statute indicates, as a general matter,
the intent to incorporate its . . . judicial interpretations
as well.”).
And here no presumption is even necessary. We
know that Congress was familiar with the judicial con-
13
struction of “prevailing party,” and used the same language in Section 1988 to incorporate the same expansive meaning. See H.R. Rep. No. 94-1558, at 8 (1976)
(“[E]xisting judicial standards, to which ample reference is made in this report, should guide the courts in
construing H.R. 15460.”); S. Rep. No. 94-1011, at 2
(1976) (describing “fees to prevailing parties” as a “familiar remedy”); see also infra Part III.
A. When Congress used the term “prevailing
party” in Section 1988, it was not writing on a blank
slate. Congress began using fee-shifting provisions in
1870. See S. Rep. No. 94-1011, supra, at 3. Their use
expanded during the 1960s and 1970s, when Congress
incorporated fee-shifting provisions into most civil
rights and environmental legislation.
See John
Leubsdorf, Toward a History of the American Rule on
Attorney Fee Recovery, 47 L. & Contemp. Prob. 9, 30
(1984). By 1976, a “wide variety of statutes” contained
attorney’s fees provisions. H.R. Rep. No. 94-1558, supra, at 3.
B. In construing the fee-shifting provisions that
predated Section 1988’s amendment, the judiciary
gave “prevailing party” an expansive scope reflecting
a common-sense understanding of those words.
Whether parties “prevailed” turned on whether they
achieved their desired litigation outcomes. In essence,
the prevailing party was the party that “succeeded.”
Success could take many forms and did not require
a final judgment or conclusive ruling on the merits.
See Kopet v. Esquire Realty Co., 523 F.2d 1005, 1008
(2d Cir. 1975) (“There is no question . . . that federal
courts may award counsel fees based on benefits resulting from litigation efforts even where adjudication
on the merits is never reached, e.g., after a settlement.”). As explained in one case cited by the House
report on Section 1988, “the operative factor is success,
14
not at which stage or how that success is achieved, i.e.
trial or settlement.” Parker v. Matthews, 411 F. Supp.
1059, 1063 (D.D.C. 1976), aff’d sub nom. Parker v.
Califano, 561 F.2d 320 (D.C. Cir. 1977); see id. (“the
same conclusion has been reached by other courts”).
Instead of demanding a final merits determination, courts simply asked whether, in the end, the
plaintiffs achieved the goals sought by their litigation.
That meant obtaining a desired outcome that was not
at risk of being reversed—an enduring victory.
As illustrated by another case referenced in the
House report on Section 1988, this standard called for
a straightforward appraisal of a party’s success. See
Aspira of New York, Inc. v. Bd. of Educ., 65 F.R.D. 541,
542-43 (S.D.N.Y. 1975) (concluding that the plaintiffs
were “prevailing parties” because “[t]he [consent] decree gives the relief they sought . . . after more than a
year and half of bitter resistance”). Plaintiffs “prevailed” and were entitled to fees when they achieved
their basic litigation goals. See Richardson v. Civ.
Serv. Comm’n, 420 F. Supp. 64, 67 (S.D.N.Y. 1976)
(“Plaintiffs sought placement in the position of Drug
Abuse Rehabilitation Counselor. This they achieved.
Also, plaintiffs sought and achieved the implementation of procedures for attaining the position of Rehabilitation Counselor based on prior work experience.”);
see id. (rejecting requirement of “an adjudication on
the merits after the trial of the action”).
Illustrating that a definitive ruling on the merits
was unnecessary, settlement agreements could confer
prevailing-party status if the outcome was what the
plaintiffs had sought. See Incarcerated Men of Allen
Cnty. Jail v. Fair, 507 F.2d 281, 283 (6th Cir. 1974)
(finding attorney’s fees permissible following consent
order to remediate county jail conditions). This was
true of private settlement of civil rights lawsuits where
15
the settlement equated to a victory for the plaintiffs.
See Parker, 411 F. Supp. at 1064 (examining terms of
settlement and whether plaintiffs succeeded “with respect to the central issue—discrimination”). And this
was also true of settlement agreements enforced
through consent decrees. See Aspira, 65 F.R.D. at 54243; Foster v. Boise-Cascade, Inc., 420 F. Supp. 674, 683
(S.D. Tex. 1976), aff’d, 577 F.2d 335 (5th Cir. 1978)
(“[T]he Court has no difficulty in determining that the
named plaintiff has prevailed in this litigation. The
proposed Consent Decree permanently enjoins defendant from engaging in any employment practice which
has the purpose or effect of discriminating against any
female on the basis of sex.”).
In short, under the contemporary judicial consensus, a party was successful, and thus prevailing, when
it achieved the outcome it desired—whether or not
that outcome resulted from a final judgment or conclusive merits determination.
C. This broad view of prevailing-party status was
consistently applied in cases that became moot after
plaintiffs achieved their litigation goals—as here. For
example, in Goldstein v. Levi, 415 F. Supp. 303 (D.D.C.
1976), a Freedom of Information Act (FOIA) suit was
resolved at an early stage of litigation after the government turned over the requested documents.
Awarding fees, the court described the plaintiff as
“successful” and thus as satisfying FOIA’s fee-shifting
standard of having “substantially prevailed.” Id. at
305. Although no court ordered the government to release the documents, it was evident that the release
resulted from the litigation: “plaintiff was unsuccessful in obtaining the information for three years but
was successful within a few weeks of filing a court action.” Id.; accord Howerton v. Miss. Cnty., Ark., 361 F.
16
Supp. 356 (E.D. Ark. 1973) (awarding costs to plaintiffs where defendants made the changes plaintiffs
sought after a class action suit against them was filed);
see also Am. Fed’n of Gov’t Emp., AFL-CIO v. Rosen,
418 F. Supp. 205 (N.D. Ill. 1976) (similar).
Likewise, in a case resembling this one, policemen
and firemen sued the city of Newport News, Virginia,
for issuing regulations that banned them from joining
labor unions. This claim became moot after the city
changed the rules deep into the discovery process. But
the court later deemed the plaintiffs the prevailing
party and awarded them fees, based largely on the
court’s determination of “which party would have prevailed had the matter been ultimately decided.” Newport News Fire Fighters Ass’n Local 794 v. City of Newport News, Va., 339 F. Supp. 13, 17 (E.D. Va. 1972).
D. More generally, the courts consistently interpreted fee-shifting provisions in civil rights statutes
generously, to effectuate Congress’s plan in adopting
such provisions. As this Court explained in Newman
v. Piggie Park Enter., Inc., 390 U.S. 400, 402 (1968),
Congress “enacted the provision for counsel fees . . . to
encourage individuals injured by racial discrimination
to seek judicial relief under Title II.” Therefore, “one
who succeeds in obtaining an injunction . . . should ordinarily recover an attorney’s fee unless special circumstances would render such an award unjust.” Id.
Lower courts followed this Court’s lead. See, e.g.,
Califano, 561 F.2d at 330 (“Courts construing the fees
and costs provisions of Title VII have adopted the Piggie Park rationale that statutes authorizing award of
attorneys’ fees as part of private enforcement schemes
in the Civil Rights Act should be broadly interpreted.”); Johnson v. Ga. Highway Exp., Inc., 488 F.2d
714, 716 (5th Cir. 1974) (“This Court . . . has liberally
17
applied the attorney’s fees provision of Title VII, recognizing the importance of private enforcement of civil
rights legislation.”). Not long before Section 1988 was
amended, this Court reiterated that “the award [of attorney’s fees] should be made to the successful plaintiff
absent exceptional circumstances.” Alyeska Pipeline
Serv. Co. v. Wilderness Soc’y, 421 U.S. 240, 262 (1975);
see also Northcross v. Bd. of Ed. of Memphis City Sch.,
412 U.S. 427, 428 (1973) (same).
In sum, at the time Congress passed Section
1988’s fees provision, prevailing-party status did not
require a conclusive merits determination or final
judgment. A prevailing party was the party that succeeded in achieving its litigation goals. When Congress amended Section 1988 to make attorney’s fees
available under the civil rights laws that lacked feeshifting provisions, it incorporated this governing
standard, as the next section discusses.
III. Congress Adopted the Ordinary Meaning
and Well-Established Judicial Interpretation of “Prevailing Party” in Section 1988.
The “purpose and effect” of Section 1988’s fees provision was “simple—it [was] designed to allow courts
to provide the familiar remedy of reasonable counsel
fees to prevailing parties in suits to enforce the civil
rights acts which Congress has passed since 1866.”
S. Rep. No. 94-1011, supra, at 2. The legislation addressed “anomalous gaps in our civil rights laws”
whereby fees awards were not expressly authorized
under some of the nation’s most venerable civil rights
statutes. Id. at 4. “In order to achieve uniformity in
the remedies provided by Federal laws guaranteeing
civil and constitutional rights, it [was] necessary to
add an attorney fee authorization to those civil rights
acts which [did] not presently contain such a provision.” H.R. Rep. No. 94-1558, supra, at 1.
18
In other words, Congress amended Section 1988
“to achieve consistency” in the availability of attorney’s fees awards across federal civil rights statutes,
recognizing that fee-shifting provisions were “successful in enabling vigorous enforcement of modern civil
rights legislation, while at the same time limiting the
growth of the enforcement bureaucracy.” S. Rep.
No. 94-1011, supra, at 1, 4. To that end, Congress
mimicked the language of the civil rights statutes that
already permitted fees awards—seeking to ensure that
Section 1988 would be given the same generous interpretation as those earlier provisions.
A. The impetus for Section 1988’s fees provision
was this Court’s decision in Alyeska Pipeline Service
Co. v. Wilderness Society, 421 U.S. 240 (1975), which
held that awards of attorney’s fees must be expressly
authorized by legislation. See H.R. Rep. No. 94-1558,
supra, at 2-3; S. Rep. No. 94-1011, supra, at 2. The
Alyeska decision ended the practice of awarding fees
under the courts’ equitable powers based on a “private
attorney general” rationale, reasoning that it was the
role of Congress, not the courts, to determine “the circumstances under which attorney’s fees are to be
awarded.” 421 U.S. at 262.
Heeding this Court’s call for “legislative guidance”
as to when fees awards should be allowed, id. at 26364, Congress responded, explaining that Section
1988’s fee-shifting provision would make attorney’s
fees available under seven specifically identified civil
rights laws. S. Rep. No. 94-1011, supra, at 1; see id. at
4 (noting that after Alyeska, attorney’s fees awards
were “suddenly unavailable in the most fundamental
civil rights cases”); see also H.R. Rep. No. 94-1558, supra, at 2 (describing hearing testimony which “indicated that civil rights litigants were suffering very severe hardships because of the Alyeska decision”).
19
B. In amending Section 1988 and explicitly making attorney’s fees available under the civil rights laws
that previously lacked fee-shifting provisions, Congress was, of course, doing nothing new. See S. Rep.
No. 94-1011, supra, at 3 (observing that the use of feeshifting to encourage private enforcement was not “a
new remedy”). Indeed, Congress intentionally modeled Section 1988 on the modern civil rights laws that
allowed fee-shifting to “prevailing parties.” See id. at
2 (explaining that the bill “follows the language of Titles II and VII of the Civil Rights Act of 1964 . . . and
section 402 of the Voting Rights Act Amendments of
1975”); H.R. Rep. No. 94-1558, supra, at 5 (same); Hanrahan v. Hampton, 446 U.S. 754, 758 n.4 (1980) (explaining that Section 1988’s fees provision “was patterned upon” these earlier statutes).
By replicating the language of these fee-shifting
provisions, Congress sought to ensure consistency not
only in the availability of attorney’s fees, but also in
the standards that courts would apply in awarding
them: “Because other statutes follow this approach,
the courts are familiar with these terms and in fact
have reviewed, examined, and interpreted them at
some length.” H.R. Rep. No. 94-1558, supra, at 6; see
id. at 8 (noting that courts applying Section 1988
would be “guided of course by the case law interpreting
similar attorney’s fee provisions”).
Congress, in short, “intended that the standards
for awarding fees [would] be generally the same as under the fee provisions of the 1964 Civil Rights Act,”
S. Rep. No. 94-1011, supra, at 4, and it chose the most
direct means of achieving that goal: using the same
language. As this Court had only recently explained,
“The similarity of language” between two fee-shifting
provisions “is, of course, a strong indication that the
20
two statutes should be interpreted pari passu.” Northcross, 412 U.S. at 428; cf. H.R. Rep. No. 94-1558, supra,
at 6 (citing Northcross).
C. Congress understood the existing legal standards to permit fees awards in a wide range of circumstances—without requiring a final judgment or conclusive merits determination. Consistent with the established case law applying identical language, see supra
Part II, Congress expected Section 1988 to be generously construed to authorize fee awards to plaintiffs
that achieved the goals of their litigation.
Indeed, the House report was unmistakably clear
that the term “prevailing party” was “not intended to
be limited to the victor only after entry of a final judgment following a full trial on the merits.” H.R. Rep.
No. 94-1558, supra, at 7. Instead, the term would “include a litigant who succeeds even if the case is concluded prior to a full evidentiary hearing before a judge
or jury.” Id. An award of attorney’s fees would be
proper, for example, if “the litigation terminates by
consent decree.” Id.; see id. (“A ‘prevailing’ party
should not be penalized for seeking an out-of-court settlement, thus helping to lessen docket congestion.”).
The Senate Report agreed: “[F]or purposes of the
award of counsel fees, parties may be considered to
have prevailed when they vindicate rights through a
consent judgment or without formally obtaining relief.” S. Rep. No. 94-1011, supra, at 5 (citing cases).
In some situations, Congress recognized, it would
even be proper to award attorney’s fees while a case
was still ongoing. See id. (“In appropriate circumstances, counsel fees under S. 2278 may be awarded
pendente lite.”). Such interim awards, the Senate Report explained, were “especially appropriate where a
party has prevailed on an important matter in the
21
course of litigation, even when he ultimately does not
prevail on all issues.” Id. (citing Bradley v. Sch. Bd. of
City of Richmond, 416 U.S. 696 (1974), and Mills v.
Elec. Auto-Lite Co., 396 U.S. 375 (1970)); accord H.R.
Rep. No. 94-1558, supra, at 8.
D. Although Petitioner otherwise ignores Section
1988’s history, he argues that the congressional reports’ reference to Bradley and Mills means that fees
awards were considered proper without a final judgment only if a party had “established his entitlement
to some relief on the merits.” Pet. Br. 21 (quoting Hanrahan, 446 U.S. at 757). Those cases, however, simply
made clear that, during the course of ongoing litigation, courts “must have discretion to award fees and
costs incident to the final disposition of interim matters.” H.R. Rep. No. 94-1558, supra, at 8 (quoting
Bradley, 416 U.S. at 723). Neither Bradley, Mills, nor
the congressional reports suggested that the only interim matter that could justify a fee award during the
course of litigation was an order establishing entitlement to relief on the merits. As the House report explained, “the courts have not yet formulated precise
standards as to the appropriate circumstances under
which such interim awards should be made” while a
case was still in the middle of “protracted litigation.”
Id.
Moreover, this entire discussion and the quoted
passage of Bradley were exclusively concerned with
fees awards that were based on interim rulings while a
case was still being litigated—“pendente lite.” S. Rep.
No. 94-1011, supra, at 5. Even if it were true that an
order determining “substantial rights of the parties,”
H.R. Rep. No. 94-1558, supra, at 8 (quoting Bradley,
416 U.S. at 722 n.28), was the only recognized justification for a fees award in the midst of continuing litigation—an assertion not supported by Bradley or the
22
congressional reports—it still would not follow that
this was the only justification for a fees award after a
case ended. Indeed, that rule would flatly contradict
the judicial consensus, which Congress endorsed, that
parties could obtain attorney’s fees after achieving
their litigation goals through settlement, consent decree, or without any formal relief.
Taking a restrained approach to fee awards during
the course of ongoing litigation made sense, because
while litigation is ongoing, it is impossible to know
which party will succeed in the end. See Grubbs v.
Butz, 548 F.2d 973, 976-77 (D.C. Cir. 1976) (“If attorneys’ fees were assessed against [a party] at this point
in the litigation, the ultimately successful party might
end up having subsidized a large segment of the losing
party’s suit against him.” (emphasis added)). But once
a case is over, that problem evaporates—enabling the
court to decide which party, if any, was ultimately successful in achieving its goals and thus entitled to fees.
Far from supporting Petitioner’s narrow approach,
therefore, these decisions and Congress’s reference to
them only underscore the contemporary understanding that “prevailing party” was to be interpreted in a
generous, common-sense fashion that allowed fees
awards when plaintiffs achieved success in their cases.
E. Adopting the then-governing standard for the
award of attorney’s fees was consistent with Congress’s plan in amending Section 1988, which was to
ensure that the availability of attorney’s fees would
help realize effective enforcement of the nation’s civil
rights laws.
Congress recognized that “[t]he effective enforcement of Federal civil rights statutes depends largely
on the efforts of private citizens.” H.R. Rep. No. 941558, supra, at 1; see S. Rep. No. 94-1011, supra, at 5
23
(“In several hearings held over a period of years, the
Committee has found that fee awards are essential if
the Federal statutes to which [the proposed legislation] applies are to be fully enforced.”). Ensuring the
availability of attorney’s fees to prevailing parties was
“designed to give [victims of civil rights violations] effective access to the judicial process.” H.R. Rep. No.
94-1558, supra, at 1; see id. at 9 (“[T]hese standards
will insure that reasonable fees are awarded to attract
competent counsel in cases involving civil and constitutional rights, while avoiding windfalls to attorneys.”).
In short, Congress understood that “civil rights
laws depend heavily upon private enforcement, and
fee awards have proved an essential remedy if private
citizens are to have a meaningful opportunity to vindicate the important Congressional policies which these
laws contain.” S. Rep. No. 94-1011, supra, at 2.
Congress was particularly concerned about the injustice imposed upon “victims of unlawful discrimination or unconstitutional conduct” by “the additional
burden of counsel fees when they seek to invoke the
jurisdiction of the federal courts.” H.R. Rep. No. 941558, supra, at 6. After all, “[i]f private citizens are to
be able to assert their civil rights, and if those who violate the Nation’s fundamental laws are not to proceed
with impunity, then citizens must have the opportunity to recover what it costs them to vindicate these
rights in court.” S. Rep. No. 94-1011, supra, at 2. Otherwise, “few aggrieved parties would be in a position
to advance the public interest by invoking the injunctive powers of the Federal courts.” Id. at 3 (quoting
Newman, 390 U.S. at 402).
Congress was aware, moreover, that under the existing fee-shifting statutes, awarding attorney’s fees to
24
successful plaintiffs was the default. Although a prevailing party’s entitlement to fees was within “the discretion of the court,” this Court had repeatedly recognized that “Congress intended that the award should
be made to the successful plaintiff absent exceptional
circumstances.” Alyeska, 421 U.S. at 261-62. Congress expected the same default rule to apply under
Section 1988’s identical language. See S. Rep. No. 941011, supra, at 4 (“A party seeking to enforce the rights
protected by the statutes covered by [Section 1988], if
successful, ‘should ordinarily recover an attorney’s fee
unless special circumstances would render such an
award unjust.’” (quoting Newman, 390 U.S. at 402));
see H.R. Rep. No. 94-1558, supra, at 6 (same).
Congress’s plan, in sum, was to “promote the enforcement of the Federal civil rights acts” and “achieve
uniformity in those statutes and justice for all citizens.” H.R. Rep. No. 94-1558, supra, at 9. There is no
support for Petitioner’s restrictive gloss on “prevailing
party” in the language of Section 1988, the history of
its fees provision, or the backdrop of case law against
which Congress acted.
***
In Alyeska, this Court recognized that it was up to
Congress, not the courts, to determine when attorney’s
fees should be available. Congress responded to this
Court’s call for action by passing Section 1988’s fees
provision. In doing so, Congress could scarcely have
been clearer about its aims and its understanding of
how Section 1988 would operate. It could also scarcely
have chosen language better suited to those goals.
Just like under the identically worded statutes that
courts had already construed, a “prevailing party”
would be a party that succeeded in achieving its desired outcome. No final judgment or conclusive merits
25
determination would be required. This Court should
respect Congress’s judgment now.
CONCLUSION
For the foregoing reasons, the judgment of the
court of appeals should be affirmed.
Respectfully submitted,
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
BRIAN R. FRAZELLE
JESS ZALPH
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW, Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
August 12, 2024
* Counsel of Record
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.