Petition for Writ of Certiorari — Michael Donnellon, Deputy, et al., Petitioners v. John Jordan
Supreme Court briefNov 15, 2023
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No. ______
In the
Supreme Court of the United States
__________________
DEPUTY CHAD JENKINS AND
DEPUTY MICHAEL DONNELLON,
Petitioners,
v.
JOHN JORDAN,
Respondent.
__________________
On Petition for Writ of Certiorari to the United
States Court of Appeals for the Tenth Circuit
__________________
PETITION FOR WRIT OF CERTIORARI
__________________
MICHAEL A. SINK
Assistant County Attorney
Counsel of Record
KERRI A. BOOTH
Assistant County Attorney
HEIDI M. MILLER
County Attorney
ADAMS COUNTY ATTORNEY’S OFFICE
4430 S. Adams County Parkway
Suite C5000B
Brighton, CO 80601-8206
(720) 523-6116
MSink@adcogov.org
Counsel for Petitioners
Becker Gallagher · Cincinnati, OH · Washington, D.C. · 800.890.5001
i
QUESTIONS PRESENTED FOR REVIEW
Petitioners are police officers who used a
takedown maneuver to effectuate the arrest of
Respondent John Jordan who arrived at the scene of a
traffic accident that involved his nephew who had
been driving Jordan’s company vehicle. While the
officers questioned witnesses at the scene, Jordan
repeatedly and loudly inserted himself into the
investigation. Eventually the officers ordered Jordan
to leave, which he refused to do. Jordan then did not
comply with an instruction to put his hands behind his
back and instead pulled away from the officer.
Thereupon, an officer grabbed Jordan’s arm and took
him to his knees and then to the ground to handcuff
him. No further force was used. Jordan brought suit
under 42 U.S.C. § 1983 challenging Petitioners’
probable cause for his arrest and their use of force. The
district court granted the officers qualified immunity
at summary judgment. On appeal, the Tenth Circuit
reversed relying heavily on this Court’s First
Amendment decision in City of Houston v. Hill, 482
U.S. 451 (1987) and circuit precedent involving
passive non-compliance with an officer’s orders.
The questions presented are:
1.
Whether the Tenth Circuit’s use of Hill’s
First Amendment analysis negated the objective
Fourth Amendment standard of Maryland v. Pringle,
540 U.S. 366 (2003)?
2.
Whether it was clearly established for
qualified immunity purposes that initiating a
takedown maneuver to effectuate an arrest on a
person who did not comply with an order to place his
ii
hands behind his back and pulled away was an
excessive use of force in violation of the Fourth
Amendment?
iii
PARTIES TO THE PROCEEDING
Petitioners are Chad Jenkins and Michael
Donnellon. At the time of the incident, both were
Adams County Sheriff’s Officers. Petitioners were
defendants in the district court and appellees in the
Tenth Circuit.
The Adams County Sheriff’s Office was a
defendant in the district court related to Jordan’s First
Amendment claim against the Sheriff’s Office for
violating his religious freedom during his
incarceration. That claim was tried before a jury
which rendered its verdict in favor of the Sheriff’s
Office. The Adams County Sheriff’s Office is not a
party to this petition.
Respondent is John Jordan. Respondent was
appellant in the Tenth Circuit.
STATEMENT OF RELATED PROCEEDINGS
This case arises from the following proceedings:
•
Jordan v. Adams County, et al., No. 221154 (10th Cir.) (opinion reversing
judgment of district court, issued July 18,
2023); and
•
Jordan v. Adams County, et al., No. 22cv-02297-STV (D. Colo.) (order granting
summary judgment to defendants
Jenkins and Donnellon, filed January 17,
2022).
There are no other proceedings in state or
federal trial or appellate courts, or in this Court,
iv
directly related to this case within the meaning of this
Court’s Rule 14.1(b)(iii).
v
TABLE OF CONTENTS
QUESTIONS PRESENTED FOR REVIEW................ i
PARTIES TO THE PROCEEDING .......................... iii
STATEMENT OF RELATED PROCEEDINGS ....... iii
TABLE OF AUTHORITIES .................................... viii
PETITION FOR A WRIT OF CERTIORARI.............. 1
OPINIONS BELOW .................................................... 1
STATEMENT OF JURISDICTION ............................ 1
CONSTITUTIONAL
AND
STATUTORY
PROVISIONS INVOLVED ......................................... 2
INTRODUCTION ........................................................ 2
STATEMENT OF THE CASE .................................... 3
I.
Factual Background .............................................. 3
II. Proceedings Below ................................................ 6
A. Jordan minimally argues qualified
immunity before the district court at
summary judgement ....................................... 7
B. Jordan shifts grounds on appeal and
concedes the absence of qualified
immunity case law on point as to excessive
force ............................................................... 10
C. The Tenth Circuit reverses the grant of
qualified immunity based on Hill and case
law not raised below or on appeal by
Jordan ........................................................... 12
REASONS FOR GRANTING THE PETITION........ 17
I.
The Decision Below Is Wrong ............................. 17
vi
A. The Tenth Circuit misapplied Hill by
using its qualified First Amendment
analysis to determine whether the law of
the Fourth Amendment was clearly
established .................................................... 17
1. Hill does not clearly establish the law
for purposes of the Fourth Amendment
................................................................. 18
2. The Tenth Circuit’s use of Hill negated
the objective Fourth Amendment
standard of Maryland v. Pringle, 540
U.S. 366 (2003) ....................................... 22
B. The Tenth Circuit’s Excessive Force
analysis in this case is inconsistent with
this Court’s precedent and with its own
prior decisions ............................................... 26
1. The officers did not use excessive force
in applying a takedown maneuver on
Jordan..................................................... 26
2. It was not clearly established that the
Officers’ use of a takedown maneuver
was unconstitutional .............................. 28
II. The Questions Presented Are Critically
Important And Recurring ................................... 31
III. This Case Presents A Clean Vehicle To
Resolve The Questions Presented ...................... 33
CONCLUSION .......................................................... 35
vii
APPENDIX
Appendix A
Opinion in the United States Court of Appeals for
the Tenth Circuit
(July 18, 2023) .................................................... App. 1
Appendix B
Order in the United States District Court for the
District of Colorado
(January 17, 2022) ............................................ App. 24
Appendix C
Judgment in the United States District Court for
the District of Colorado
(January 18, 2022) ............................................ App. 50
Appendix D
Final Judgment in the United States District
Court
for
the
District
of
Colorado
(May 5, 2022) .................................................... App. 52
Appendix E
Order Denying Petition for Rehearing and
Petition for Rehearing En Banc in the United
States Court of Appeals for the Tenth Circuit
(August 17, 2023).............................................. App. 54
Appendix F
Relevant
Constitutional
and
Statutory
Provisions ......................................................... App. 56
U.S. Const. amend. IV ............................... App. 56
42 U.S.C. § 1983 ......................................... App. 56
viii
TABLE OF AUTHORITIES
Cases
Anderson v. Creighton,
483 U.S. 635 (1987) ................................................ 32
Ashcroft v. al-Kidd,
563 U.S. 731 (2011) .......................................... 31, 33
Becker v. Bateman,
709 F.3d 1019 (10th Cir. 2013) ........................ 27, 30
Brosseau v. Haugen,
543 U.S. 194, 198 (2004) (per curiam) ................... 31
Casey v. City of Federal Heights,
509 F.3d 1278 (10th Cir. 2007) ........................ 11, 16
City of Escondido v. Emmons,
139 S. Ct. 500 (2019) .............................................. 30
City of Houston v. Hill,
482 U.S. 451 (1987) .................. 3, 7, 10-13, 15, 17-23
City of Tahlequah v. Bond,
142 S. Ct. 9 (2021) .................................. 2, 29, 31, 32
Cortez v. McCauley,
478 F.3d 1108 (10th Cir. 2007) ............... 8-10, 13, 16
Davis v. Scherer,
468 U.S. 183 (1984) .................................................. 2
Dempsey v. People,
117 P.3d 800 (Colo. 2005)................... 7, 9, 10, 19, 20
District of Columbia v. Wesby,
138 S. Ct. 577 (2018) .............................................. 24
Elder v. Holloway,
510 U.S. 510 (1994) .......................... 2, 14, 16, 25, 28
ix
Estate of Booker v. Gomez,
745 F.3d 405 (10th Cir. 2014) .......................... 11, 12
Graham v. Connor,
490 U.S. 386 (1989) .......................... 8, 11, 15, 26, 27
Greenlaw v. United States,
554 U.S. 237 (2008) ................................................ 33
Guffey v. Wyatt,
18 F.3d 869 (10th Cir. 1994) ................ 15, 20, 21, 22
Gutierrez v. Cobos,
841 F.3d 895 (10th Cir. 2016) ................................ 14
Hinton v. City of Elwood,
997 F.2d 774 (10th Cir. 1993) .......................... 27, 30
Huntley v. City of Owasso,
497 F. App'x. 826 (10th Cir. Sept 27, 2012) .... 27, 30
Illinois v. Gates,
462 U.S. 213 (1983) ................................................ 22
Irizarry v. Yehia,
38 F.4th 1282 (10th Cir. 2022)............................... 14
Kaley v. United States,
571 U.S. 320 (2014) ................................................ 22
Kaufman v. Higgs,
697 F.3d 1297 (10th Cir. 2012) .............................. 20
Kisela v. Hughes,
138 S. Ct. 1148 (2018) ............................ 2, 30, 31, 33
Maryland v. Pringle,
540 U.S. 366 (2003) .............................. 17, 22, 24, 25
McCoy v. Meyers,
887 F.3d 1034 (10th Cir. 2018) ........................ 11, 16
x
Miller v. Stinnett,
257 F.2d 910 (10th Cir. 1958) ................................ 18
Morris v. Noe,
672 F.3d 1185 (10th Cir. 2012) ............. 16, 17, 28-31
Mullenix v. Luna,
577 U.S. 7 (2015) .................................................... 29
Nieves v. Bartlett,
139 S. Ct. 1715 (2019) ............................................ 25
Norwell v. City of Cincinnati,
414 U.S. 14 (1977) ...................................... 10, 19, 22
Pearson v. Callahan,
555 U.S. 223 (2009) ................................................ 31
Pickens v. Aldaba,
577 U.S. 972 (2015) ................................................ 31
Pierson v. Ray,
386 U.S. 547 (1967) .................................... 18, 32, 33
Reichle v. Howards,
566 U.S. 658 (2012) ............................................ 2, 31
Saldana v. Garza,
684 F.2d 1159 (5th Cir. 1982) ................................ 32
Sause v. Bauer,
138 S. Ct. 2561 (2018) ............................................ 31
Stanton v. Sims,
571 U.S. 3 (2013) ...................................................... 2
State v. EJJ,
354 P.3d 815 (Wash. 2015)..................................... 10
Stearns v. Clarkson,
615 F.3d 1278 (10th Cir. 2010) ...................... 7, 8, 10
xi
Surat v. Klamser,
52 F.4th 1261 (10th Cir. 2022)......................... 16, 30
Town of Castle Rock v. Gonzales,
545 U.S. 748 (2005) ................................................ 31
Trent v. State,
777 P.2d 401 (Okla. Crim. App. 1989) ................... 21
United States v. Sineneng-Smith,
140 S. Ct. 1575 (2020) ............................................ 33
White v. Pauly,
580 U.S. 73 (2017) ........................................ 2, 31, 32
Wilkins v. City of Tulsa,
33 F.4th 1265 (10th Cir. 2022)............................... 16
Wilson v. Layne,
526 U.S. 603 (1999) ................................................ 32
Statutes
28 U.S.C. § 636(c) ........................................................ 6
28 U.S.C. § 1254(1) ...................................................... 1
42 U.S.C. § 1983 ...................................................... 1, 6
Colo. Rev. Stat. § 18-8-103 ........................................ 19
Colo. Rev. Stat. § 18-8-104 ............................ 13, 19, 23
Rules
Fed. R. App. P. 35 ........................................................ 1
Fed. R. Civ. P. 73(b) ..................................................... 6
xii
Other Authorities
Josiah Cohen, Unclear and Unestablished:
Exploring the Supreme Court / Tenth Circuit
Disconnect
in
Qualified
Immunity
Jurisprudence, 92 UNIV. OF COLO. L. REV.
FORUM 1 (2021) ...................................................... 31
John Spizak, Qualified Apathy: The Tenth Circuit
Concedes Jurisdiction Over Constitutional
Questions, 61 WASH. L.J. ONLINE 83 (2022) .......... 31
1
PETITION FOR A WRIT OF CERTIORARI
Petitioners Chad Jenkins and Michael
Donnellon respectfully petition this Court to issue a
writ of certiorari to review the July 18, 2023 opinion
and judgment of the United States Court of Appeals
for the Tenth Circuit.
OPINIONS BELOW
The order of the district court granting
summary judgment to Adams County Sheriff’s
Officers Jenkins and Donnellon based on qualified
immunity for Respondent’s Fourth Amendment
claims brought under 42 U.S.C. § 1983 is reported at
Jordan v. Adams Cty. Sheriff’s Office, No. 20-cv02297-STV, 2022 U.S. Dist. LEXIS 91606, 2022 WL
1567129 (D. Colo. Jan. 17, 2022) and reproduced at
Pet.App.24-49.
The Tenth Circuit’s opinion reversing the district
court is reported at Jordan v. Adams Cnty. Sheriff’s
Office, 73 F.4th 1162 (10th Cir. 2023) and reproduced
at Pet.App.1-23.
STATEMENT OF JURISDICTION
The Tenth Circuit issued its opinion on July 18,
2023. Petitioners timely filed a petition for rehearing
en banc under Fed. R. App. P. 35 on August 1, 2023.
The Tenth Circuit denied that petition on August 17,
2023. Pet.App.54. This Court has jurisdiction over this
timely-filed petition pursuant to 28 U.S.C. § 1254(1).
2
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The Fourth Amendment to the United States
Constitution and 42 U.S.C. § 1983 are reproduced at
Pet.App.56.
INTRODUCTION
In 1994, the Court in Elder v. Holloway held
that “appellate review of qualified immunity
dispositions is to be conducted in light of all relevant
precedents, not simply those cited to, or discovered, by
the district court.” 510 U.S. 510, 512 (1994). In the
process of so holding, the Court construed its earlier
precedent in Davis v. Scherer, 468 U.S. 183, 197
(1984), that “[a] plaintiff who seeks damages for
violation of constitutional or statutory rights may
overcome the defendant official’s qualified immunity
only by showing that those rights were clearly
established at the time of the conduct at issue.” 510
U.S. at 515 (emphasis in Elder). Not only must the
prior case law be relevant to the claims actually
asserted in the case, but it must also be unequivocal
or lay down a categorical rule. See, Stanton v. Sims,
571 U.S. 3, 8 & 9 (2013). The Court has repeatedly
instructed federal courts not to take conditional or
subsidiary points in case law and extend beyond what
was directly set out in the original holding. See, e.g.,
City of Tahlequah v. Bond, 142 S. Ct. 9, 12 (2021);
White v. Pauly, 580 U.S. 73, 80-81 (2017); Reichle v.
Howards, 566 U.S. 658, 665-670 (2012). Of particular
note, the Court has also warned against citation to
precedent arising after the triggering incident even for
“illustrative” purposes. Kisela v. Hughes, 138 S. Ct.
1148, 1154 (2018).
3
Here, the Tenth Circuit transgressed these
rules in two ways. First, it relied heavily on this
Court’s limited First Amendment decision in Hill to
resolve two Fourth Amendment claims that should
have been predicated on an objective probable cause
determination. The court did this notwithstanding its
assumption that Jordan’s conduct fell within the
ambit of Colorado’s obstruction statute, thus
establishing probable cause. Second, while conducting
an independent inquiry into the relevant case law in
support of the respondent’s claim, the Tenth Circuit
failed to consider its own case law on the permissible
use of force involving active resistance to arrest. In
particular, it did not evaluate case law on individuals
who pull away or otherwise attempt to evade arrest.
Instead, the Tenth Circuit relied on various postincident cases as well as irrelevant case law on passive
noncompliance.
The court did all of this, moreover, in a case
where the respondent admitted certain key facts
before the district court, did not make the arguments
adopted by the Court, and conceded the absence of
case law on the issue of excessive force. Thus, the
Tenth Circuit’s decision reversing the district court’s
grant of qualified immunity to the petitioners on
respondent’s Fourth Amendment claims was plainly
wrong.
STATEMENT OF THE CASE
I.
Factual Background
On September 6, 2018, John Jordan’s nephew
was involved in a car accident in Bennett, Colorado.
Jordan’s nephew was a minor at the time of the
4
accident and was driving a truck owned by Jordan’s
company. C.A.App.73, ¶19. Officers Donnellon and
Jenkins were dispatched to the scene to investigate.
See, id., 66, ¶ 1-67, ¶¶ 2-3. As part of this
investigation, Officer Donnellon questioned Jordan’s
nephew about the accident. Id. 66, ¶1. Jordan’s
nephew could not locate proof of insurance for the
truck and called Jordan. Id., 73, ¶19.
Jordan arrived at the scene lacking proof of
insurance. C.A.App.73, ¶19. At some point after
arriving on scene, Jordan called his office to attempt
to obtain proof of insurance. A portion of that call was
recorded. While on the sidewalk, Jordan inserted
himself into the ongoing investigation. Jordan
repeatedly raised his voice, yelling while at the scene,
and was admittedly irritated at the officers. Id., 54:919; 66-67, ¶¶1-2.
According to Officer Jenkins’s report, Jordan’s
shouting interfered with Officer Donnellon’s ability to
understand answers from at least two third-party
witnesses at the scene. Id., 63-64; 67, ¶¶2-3. A portion
of the interaction between Jordan and the officers was
picked up by the audio recording. C.A.App.17-19; 95,
¶4. The audio records Jordan not only insulting the
officers but repeatedly interrupting them while
conducting interviews:
• “Are you taking a statement or are you giving a
statement?”
• “And they’re saying that’s not the point of
impact. That’s what you’re saying.”
• “How can you tell those skidmarks are from
that car? This whole road is full of skidmarks.”
5
• “Quit making statements. If you guys want
their statements.”
• “If you guys want their statements, let them
give their statements.”
C.A.App.115-116.
Near the end of the recorded exchange, Officer
Jenkins advised Jordan, “Sir, you better go away.”
Jordan continued to interject himself in the
investigation. The exchange concludes:
Deputy Jenkins: Are you done?
Jordan: Yeah.
Deputy Jenkins: Good. Go. Go.
Jordan: I’m not going anywhere. I’m going to
stay right here.
Deputy Jenkins: [Inaudible] Put your hands
behind your back.
C.A.App.116.
Jordan did not put his hands behind his back.
Jordan variously asserted he either did not hear the
first instruction, or he was unable to comply because
he was still on the telephone. C.A.App.68, ¶5; 74, ¶24.
Initially, the officer attempted to make contact with
Jordan’s wrist. C.A.App.69, ¶6. Jordan thought the
officer was “trying to knock the phone out of my hand
and I was trying to put the phone in my left-hand shirt
pocket.” The officer eventually grabbed Jordan’s wrist
and initiated a takedown maneuver. The officer
requested Jordan place his hands behind his back
three more times–although the parties differ as to
exactly when and how quickly the takedown
6
maneuver was completed relative to the second
instruction. C.A.App.68, ¶5; 74, ¶¶23-24. According to
Jordan, an officer took him to the ground, first to his
knees while the officer was holding his left arm. The
officer then pushed him to the ground and then did an
arm sweep until Jordan was lying face down.
C.A.App.69-70, ¶¶6-7; 96.
Once on the ground, the officers were able to
place Jordan in handcuffs. C.A.App.17, ¶¶25-26; 6970, ¶¶6-7; 75, ¶25. No further force was used.
C.A.App.70, ¶8. Jordan was arrested for resisting
arrest and obstructing a police officer under Colo. Rev.
Stat. §§ 18-8-103 and 18-8-104. C.A.App.19, ¶29; 70,
¶9. The charges against Jordan were dropped after he
completed a remedial class on making good choices.
C.A.App.111:17-112:12.
II. Proceedings Below
Jordan’s complaint asserted three Fourth
Amendment claims under 42 U.S.C. § 1983 for
excessive force,
unlawful seizure,
malicious
prosecution against Officer Donnellon and Jenkins.
Jordan also brought a claim for violation of his First
Amendment right to freedom of religion against the
Adams County Sheriff’s Office. The parties in this case
consented to the jurisdiction of a magistrate judge
pursuant to 28 U.S.C. § 636(c) and Fed. R. Civ. P.
73(b). Pet.App.24; C.A.App.114; Dist.Ct.Dkt. ECF 6 &
7.
In response to Jordan’s complaint and after
discovery was complete, the officers filed a motion for
summary judgment and asserted qualified immunity.
7
A. Jordan minimally argues qualified
immunity before the district court at
summary judgement.
In response to the officers’ motion, Jordan
argued his shouting could not have interfered with the
investigation because he did not enter the street. In
support, he pointed to two pieces of evidence. The first
was an affidavit from his nephew that Jordan’s
shouting did not interfere with the nephew’s ability to
answer questions. The second was his deposition
testimony that he stayed on the sidewalk. C.A.App.85;
citing C.A.App.68, ¶4 and 94. As for his arrest, Jordan
admitted in his response to the undisputed facts that
he did not comply with either the officer’s instruction
to leave the scene or place his hands behind his back.
C.A.App.83. But he claimed he had not heard the first
instruction. C.A.App.68, ¶5. He also admitted the
officer initially made contact with his wrist.
C.A.App.69, ¶6. He thought the officer was “trying to
knock the phone out of my hand and I was trying to
put the phone in my left-hand shirt pocket.”
C.A.App.68-69, ¶5 and¶7; 96, ¶8. In any event, Jordan
argued, he could not have complied with the order
without hanging up the phone. Id. He claimed,
therefore, that the tackle came as a surprise.
C.A.App.69, ¶7.
As for case law relating to qualified immunity
as to probable cause for his arrest and prosecution
under the Fourth Amendment, Jordan cited only to
two First Amendment cases, Hill, 482 U.S. at 462-63,
and Dempsey v. People, 117 P.3d 800, 810-11 (Colo.
2005), along with one Fourth Amendment qualified
immunity case, Stearns v. Clarkson, 615 F.3d 1278
8
(10th Cir. 2010). Finally, while acknowledging that
the probable cause determination should be an
objective one under Graham v. Connor, 490 U.S. 386
(1989), Jordan nevertheless argued that the
“Plaintiff’s theory of the case is” that one of the officers
“was irritated with plaintiff questioning the officers’
conduct and, when plaintiff refused to leave the
scene,” the officer “lost his temper and arrested
plaintiff.” The officer “arrested him out of spite, not
because of probable cause that plaintiff committed a
crime.” C.A.App.86.
As for the excessive force claim, Jordan first
argued that his seizure was improper because the
officers lacked probable cause. “Thus, if [an officer]
seizes an individual without probable cause, the
officer is not entitled to qualified immunity.”
C.A.App.87. Citing to a portion of the transcript of
Jordan’s call with his office, Jordan argued that he
“was standing still and not attempting to evade the
officers.” C.A.App.89. As for case law, Jordan cited
only to general propositions of law contained in
Graham v. Connor, 490 U.S. 386, 396 (1989) and
Cortez v. McCauley, 478 F.3d 1108, 1117 (10th Cir.
2007), which involved the use of force during an
investigative detention.
The district court granted the officers’ motion
for summary judgment as to the excessive force,
unlawful seizure, and malicious prosecution claims
based on qualified immunity.
On the excessive force claim, after surveying
the Graham factors, the district court held the
“Plaintiff has failed to sustain his burden to identify a
clearly established right regarding his excessive force
9
claim[.]” Pet.App.34-35. The court noted Jordan had
not “compare[d] the facts in Cortez to Plaintiff’s arrest,
nor does he provide any analysis of the Cortez court’s
excessive force determination.” Pet.App.36, n.7. Nor
had Jordan “analyze[d] the Graham factors or argued
that Defendants’ violation of the Fourth Amendment
is clear from Graham itself.” Pet.App.37, n. 10. The
district court nevertheless examined Cortez and
distinguished its facts from those before it because the
officers here were attempting to place Jordan under
arrest at the time of the takedown maneuver. As for
Jordan’s argument that he could not have complied
with the order without hanging up his phone, the
district court found the argument unpersuasive
because “[h]e could have simply ended his
conversation and complied” with the deputy’s order.”
Pet.App.37, n.9.
On the unlawful seizure and malicious
prosecution claims, the district court held the officers
had arguable probable cause for Jordan’s arrest. After
surveying federal law and the Colorado Supreme
Court decision in Dempsey, the court held that
Jordan’s failure to leave the scene when ordered to do
so and his interference with the officers’ ability to
interview third parties at the scene constituted
sufficient
interference
to
violate
Colorado’s
obstruction statute. As for the nephew’s affidavit, the
district court observed it was limited to the officer’s
interview of the nephew and not third parties. The
same was true for the transcript of the audio call
between Jordan and his office. The court also observed
that “Plaintiff’s response barely addresses the clearly
established prong of the qualified immunity analysis
for these claims.” Pet.App.45; see also id. 41, n.14.
10
Again, distinguishing Cortez, the court turned to
Stearns, which it distinguished on the grounds that it
“considered neither the Colorado obstruction statute,
nor allegations that the plaintiff interfered with an
ongoing investigation.” Id. 46-47.
Jordan’s remaining First Amendment claim
against the Sheriff’s Office for violating his religious
freedom during his incarceration was tried before a
jury. The jury rendered its verdict in favor of the
Sheriff’s Office. Jordan then filed an appeal of the
district court’s grant of summary judgment on the
Fourth Amendment claims against the officers.
Jordan did not challenge the jury’s verdict on appeal.
B. Jordan shifts grounds on appeal and
concedes the absence of qualified
immunity case law on point as to
excessive force.
In his opening brief, Jordan sought reversal of
the officers’ qualified immunity on his unlawful
seizure and malicious prosecution claims by again
arguing that merely yelling at officers is not probable
cause for obstruction. In support, he again relied on
two First Amendment cases, Hill and Dempsey, as
well as Stearns. He also cited for the first time this
Court’s decision in Norwell v. City of Cincinnati, 414
U.S. 14, 16 (1977), as well as a decision from
Washington State, State v. EJJ, 354 P.3d 815 (Wash.
2015). On the facts, he pointed to his nephew’s
affidavit. He also argued for the first time that he
could not have interfered with an “investigation”
because the officers were not truly investigating but
were suggesting answers to the witnesses. Op. Br. 2021. He then returned to the issue of the officers’ intent,
11
concluding “there was a genuine dispute of fact as to
whether the officers arrested him because he was
criticizing them or because he was interfering in their
investigation.” Id. 21-22. “Only a jury could determine
the reason for the arrest.” Id. 22.
On excessive force, Jordan argued again the
facts, but also asserted that any use of force was
unconstitutional because the officers lacked probable
cause for his arrest. Id. 24. In addressing his lack of
citation to case law, Jordan argued for the first time,
the officers use of force was clearly unconstitutional in
light of both Hill and Graham but acknowledged
“counsel found no case law on point.” Id. 25; see also
id. 26 (“even though there was no case directly on
point.”) & 27 (“even without precedent on point.”) 1
Instead, he argued the absence of precedent was
evidence of the obviousness of the officers’ misconduct.
Id. 25. He also advanced for the first time two
additional Tenth Circuit decisions, Casey v. City of
Federal Heights, 509 F.3d 1278 (10th Cir. 2007) and
McCoy v. Meyers, 887 F.3d 1034 (10th Cir. 2018).
In response, the officers reiterated their
arguments below and distinguished Jordan’s new case
law. The officers also pointed to the plaintiff’s burden
under circuit precedent to overcome qualified
immunity at summary judgment and the court’s
argument forfeiture rules. (Resp. Br. 6, quoting Estate
1 These concessions regarding the lack of case law on point were
not isolated. On remand before the district court, Jordan sought
and received leave to add a demand for punitive damages. In his
request for leave Jordan stated “prior to the circuit’s opinion, it
was unclear how the officers’ conduct would be judged.”
Dist.Ct.Dkt. ECF 79, p. 2
12
of Booker v. Gomez, 745 F.3d 405, 411 (10th Cir. 2014)
(“[u]nlike most affirmative defenses,” the plaintiff
“bear[s] the ultimate burden of persuasion […] to
overcome qualified immunity”); see also id. 10, 19-20.
In reply, Jordan again returned to his modest
factual dispute, relying heavily of the transcript of
Jordan’s partial interaction with one of the officers. He
now argued his use of force claim was focused on the
amount of force to be used “on a subdued suspect,” but
offered no additional case law on the use of force.
Reply Br. 12-13. He also asserted his first issue
presented for review was really “Did the court err in
failing to consider plaintiff’s theory of the case that he
was arrested merely for yelling at the officers?” Id. 10.
This, Jordan later asserted, was his “principal claim.”
Id. 16-17 (“Again, this turns the analysis back on
plaintiff’s principal claim–the officers arrested him
because he was exercising a constitutional right,
which he had a clearly established right to do.”).
C. The Tenth Circuit reverses the grant of
qualified immunity based on Hill and
case law not raised below or on appeal by
Jordan.
On appeal, the Tenth Circuit reversed the
district court’s grant of qualified immunity to the
officers on all three of Jordan’s Fourth Amendment
claims. Pet.App.2-3. The opening line of the Court’s
opinion restated Jordan’s theory of the case:
“According to Plaintiff John Jordan’s allegations, he
was thrown to the ground and arrested for criticizing
the police.” Pet.App.2.
13
The court then summarized the factual record
below but omitted any discussion of whether Jordan’s
conduct interfered with the officers’ ability to conduct
interviews with third party witnesses. Critically, the
court asserted because Jordan made no argument that
his conduct did not violate Colorado’s obstruction
statute, Colo. Rev. Stat. § 18-8-104, the court “would
assume for this appeal that his conduct fell within the
ambit of that statute, and consider only whether his
arrest violated his constitutional rights.” Pet.App.7,
n.2 (emphasis added).
Turning to the qualified immunity framework,
the court reiterated the plaintiff bore “the burden of
proving that … the federal rights were clearly
established at the time of the conduct.” Pet.App.8. “To
show that the law is clearly established,” the court
explained, “a plaintiff must normally point to ‘a
Supreme Court or Tenth Circuit decision on point[.]’”
Id., quoting Cortez, 478 F.3d at 1114.
Under its discussion of probable cause, the
court turned to Hill and recited its facts. At the
conclusion thereof, the court asserted “[l]ike in Hill,
Jordan here was arrested for merely criticizing an
officer while the officer was questioning another
party,” again adopting Jordan’s theory of the case.
Pet.App.10. The court explained that Hill was
“relevant to an unlawful arrest claim under the
Fourth Amendment, even though it involved a First
Amendment challenge to a local ordinance,” because
the court had made “clear in Guffey v. Wyatt” it was by
relying on it, in part, to deny qualified immunity in
another Fourth Amendment case. Id. The court
acknowledged footnote 11 in Hill and the limits
14
contained therein but declined to apply them to the
undisputed facts of the case–deferring instead to
Jordan’s theory at summary judgment that the
officers were motivated solely by retaliation.
Pet.App.12-13, n.5.
In two footnotes, the court first declined to
consider standard appellate forfeiture rules in light of
this Court’s holding in Elder. 2 Pet.App.11, n.3. The
court then invoked the first of a series of recent postincident decisions, Irizarry v. Yehia, 38 F.4th 1282
(10th Cir. 2022). Irizarry, the court explained,
“addressed the right to criticize and film police[.]”
Pet.App.11, n.4. Acknowledging the decision’s recency,
the court nevertheless cited Irizarry “to illustrate how
the Tenth Circuit has recently addressed the right at
issue here[.]” Id.
Turning to whether the officers violated clearly
established law, the Tenth Circuit eventually
explained that:
Although Deputy Jenkins claims that he
could not hear the nephew over Mr.
Jordan’s criticism, see App’x at 64, this is
irreconcilable with a view of the record
most favorable to Mr. Jordan, see App’x
at 115 (phone recording of interaction),
see also App’x at 97-98 (Deputy
The Tenth Circuit has previously applied the appellate
forfeiture rule in a qualified immunity case. See Gutierrez v.
Cobos, 841 F.3d 895, 902-03 (10th Cir. 2016). The deputies
argued appellate forfeiture on several points newly raised by
Jordan on appeal, although not for the proposition discussed in
the court’s footnote.
2
15
Donnellon’s
report
reviewing
his
conversation with the nephew, including
what they both said), App’x at 94-95
(declarations of Mr. Jordan and his
nephew). And even though the Deputies
claim that Mr. Jordan was “attempting
to direct the interviews and suggest
answers to his nephews,” Aple. Br. 13,
this is also unsupported by the transcript
recording when viewed most favorably to
Mr. Jordan.
Pet.App.15-16. At no point, however, did the court
explain how its assessment forecloses the interference
with third party witnesses that was documented in
one of the officer’s contemporaneous reports. Nor did
the court explain how its adoption of Jordan’s theory
of the case was consistent with its prior assumption
“that his conduct fell within the ambit of that statute.”
Pet.App.7, n.2. Instead, the court held Hill combined
with Guffey clearly established that the officers lacked
probable cause to arrest Jordan without any
assessment of the exceptions noted in Hill.
Pet.App.14-16.
Turning to Jordan’s excessive force claim, the
court set aside Jordan’s actual argument, and
conducted its own assessment of the Graham factors.
Pet.App.18, n.6. Here again the court adopted “Mr.
Jordan’s presentation of the facts[.]” Pet.App.18
(emphasis added) In support, the court invoked the
inconclusive audio transcript. The court did not
address either of the officer’s contemporaneous
reports or Jordan’s admission before the district court.
The court only minimally discussed Jordan’s attempt
16
to pull away from the officer’s initial attempt to grab
his wrist in a footnote. There the court, without
citation to record or Jordan’s own admission to the
contrary, held “[e]ven if Mr. Jordan did throw out his
arm, this happened after takedown maneuver[.]”
Pet.App.20, n.9. Instead, the court held “[b]ecause Mr.
Jordan’s account of the facts is not contradicted by the
audio recording, we must credit his version of the
events on summary judgment.” Pet.App.19, n.7. The
court concluded the officers’ use of a takedown
maneuver was a disproportionate use in the amount
of force to secure an arrest for two misdemeanors. In
its analysis the court relied heavily on two recent
decisions rendered by the court after the incident
occurred in this case, Wilkins v. City of Tulsa, 33 F.4th
1265 (10th Cir. 2022) and Surat v. Klamser, 52 F.4th
1261 (10th Cir. 2022). App.18-20.
Finally, the court turned to whether it was
clearly established that the officers’ use of force was
excessive. The court agreed with the district court that
Cortez did “not clearly establish the law here.”
Pet.App.21, n.10. Nor did the court cite to or discuss
the two new cases, Casey and McCoy, advanced by
Jordan for the first time on appeal. Instead, the court
again turned to a case Jordan had never advanced,
Morris v. Noe, 672 F.3d 1185 (10th Cir. 2012), which
involved only passive noncompliance with an officer’s
order. The Tenth Circuit justified its reliance on a new
case by citing to this Court’s holding in Elder.
In a footnote, the Tenth Circuit again invoked
Surat, a case it decided after the incident here. Surat,
the court explained, had extended Morris to disallow
the use of a takedown maneuver when only minimal
17
resistance is used. The court acknowledged Morris
only governed when there was “no resistance
whatsoever.” Pet.App.22, n.11. Thus, the court
concluded, whether Jordan “did or did not resist arrest
remains a key factual question for the application of
qualified immunity.” Id.
REASONS FOR GRANTING THE PETITION
I.
The Decision Below Is Wrong
A. The Tenth Circuit misapplied Hill by
using its qualified First Amendment
analysis to determine whether the law of
the Fourth Amendment was clearly
established.
The Tenth Circuit’s decision as to probable
cause was largely premised on this Court’s First
Amendment decision in Hill even though no First
Amendment claim was at issue on appeal. Pressing
Hill into service as the Tenth Circuit did here
transgresses this Court’s admonitions about looking to
relevant case law because Hill does not establish a
clear rule applicable to the facts or claims of this case.
Moreover, the court negated the objective standard of
Maryland v. Pringle, 540 U.S. 366 (2003), by ignoring
both the officer’s alternative grounds for the arrest
and its own stated assumption that Jordan’s conduct
fell within the ambit of the statute. Instead, the court
adopted Jordan’s argumentative theory of the case
regarding the officers’ intent.
18
1. Hill does not clearly establish the law for
purposes of the Fourth Amendment.
The Tenth Circuit, rightly, has previously
observed police officers are “entitled to assume the
validity of the law they are sworn to uphold and
enforce[.]” Miller v. Stinnett, 257 F.2d 910, 914 (10th
Cir. 1958); cited in Pierson v. Ray, 386 U.S. 547, 555 &
n.10 (1967) (“Although the matter is not entirely free
from doubt, the same consideration would seem to
require excusing [a police officer] from liability for
acting under a statute that he reasonably believed to
be valid but that was later held unconstitutional, on
its face or as applied.”). “[I]t would be contrary to
public policy to require such public officers to enforce
laws, valid on their face, at the risk of holding them
civilly liable if they are subsequently declared
invalid.” Miller, 257 F.2d at 914. Yet, that is exactly
what the court did here.
This Court’s decision in Hill involved a facial
First Amendment challenge to a municipal ordinance
that made it unlawful to interrupt a police officer in
the performance of his duty. 482 U.S. at 457-58 & n.6.
There the plaintiff was arrested when he verbally
accosted police officers who were attempting to
question his friend about stopping traffic. The Court
invalidated a portion of the ordinance based on a
concession that the offense at issue involved pure
speech, which is different from mixed offenses
involving “physical interruptions.” Id. at 460-61 & n.9;
469, n.18 (noting concession of “preemption,” i.e., that
the charged offense only covered speech not otherwise
chargeable under a state physical interference
statute). The Court then specifically explained that
19
physical interruptions would include not only physical
touching of an officer, but speech that physically
obstructed the officer. In footnote 11, the Court offered
several examples of punishable obstructive speech,
such as “an individual who chooses to stand near a
police officer and persistently attempt to engage the
officer in conversation while the officer is directing
traffic at a busy intersection,” or a person who “fail[s]
to disperse in response to a valid police order or
[creates] a traffic hazard.” Id. at 462, n.11. Under the
case as presented, however, the Court in Hill found
the ordinance to be overbroad as to pure speech. Id.
Notably, the Court’s decision in Hill contains no
reference to the Fourth Amendment or probable cause.
Here, the officers charged Jordan with violating
Colorado’s resisting arrest and obstruction statutes,
Colo. Rev. Stat. §§ 18-8-103 and 18-8-104. Neither
Colorado statute has been previously declared
unconstitutional on its face or as applied by either
Colorado courts or the Tenth Circuit.
The Colorado Supreme Court in Dempsey
already conducted an extensive assessment of
Colorado’s obstruction statute in light of this Court’s
earlier holding in Norwell v. City of Cincinnati, 414
U.S. 14, 16 (1973), that “one is not to be punished for
nonprovocatively voicing his objection to what he
obviously felt was a highly questionable detention by
a police officer.” In doing so, the Colorado Supreme
Court confirmed that Colorado’s obstruction statute
does not punish mere verbal remonstrance, but nor
does it require either physical contact or actual
physical interference. 117 P.3d at 810-11. Effectively
impeding an investigation through an “interposition of
20
an obstacle” is enough. Id. at 811; see also Kaufman v.
Higgs, 697 F.3d 1297, 1301-02 (10th Cir. 2012)
(relying on Dempsey to hold that mere silence is not
enough to constitute obstruction because the “silence
here did nothing to the police’s investigative efforts; it
allowed them to continue unimpeded,” including
asking questions of third-party witnesses.). This is
consistent with the Court’s discussion in footnote 11 of
Hill of physical interruptions.
Hill itself has never been cited by a Colorado
court in a published decision. Given Hill’s limited
ruling premised on a concession, that is hardly
surprising. The Tenth Circuit has only cited Hill
twice–in this case and in Guffey v. Wyatt, 18 F.3d 869
(10th Cir. 1994), which arose out of Oklahoma.
Even if it was proper for Tenth Circuit to rely
on Hill, footnote 11 forecloses a finding that it was
clearly established that the officer’s decision to arrest
Jordan for his conduct at the scene of a traffic accident
was unconstitutional. Here, the issue confronted by
the Officers was not the pure speech considered by the
Court in Hill, but the physical interruption caused by
Jordan that was carved out in footnote 11 of Hill. Even
in the absence of footnote 11, the limited holding of
Hill, predicated as it was on a concession as to the
scope of the ordinance at issue, would not be enough
to put the issue beyond doubt when the conduct at
issue triggered a more narrowly tailored state
interference statute.
The Tenth Circuit, however, undertook no
analysis of the constitutionality of Colorado’s
obstruction statute whether on its face or as applied.
Nor did Jordan argue the issue in the Tenth Circuit. If
21
either had been addressed, the Tenth Circuit would
have had to directly confront the exceptions noted by
the Court in footnote 11 of Hill. As it stands, the Tenth
Circuit’s generalized application of Hill in a Fourth
Amendment case simply reads the distinctions in
footnote 11 out of Hill.
The Tenth Circuit sought to close the gap
between Hill’s First Amendment analysis and the
Fourth Amendment claims presented here by citing to
Guffey, 18 F.3d 869 (10th Cir. 1994). The Tenth
Circuit asserted Guffey “made this clear[.]”
Pet.App.10. But Guffey involved a police officer’s
decision to arrest a referee at a high school basketball
game. After approaching the referee on the court, the
officer directed the referee “to start ‘calling more
fouls.’” Id. at 871. The referee replied, “I don’t know
who you are, but you don’t have any business out here
on the floor.” Id. at 870. At that, the police officer
briefly arrested the referee and escorted him from the
court before eventually releasing him.
On appeal, the Tenth Circuit held the referee’s
undisputed conduct did not give rise to an actionable
offense under Oklahoma’s obstruction statute. Id. 872873. The court went so far as to distinguish as
“factually distinguishable,” Oklahoma case law
permitting a conviction for obstruction where the
defendant had “‘harassed’ and ‘hindered’ and officer,
frustrating his attempts to remove a vehicle from the
road and delaying a blood alcohol test.’” Id. at 872,
distinguishing Trent v. State, 777 P.2d 401 (Okla.
Crim. App. 1989). In passing, the Tenth Circuit
observed that it was “mindful” that this Court “has
repeatedly vitiated statues providing the police with
22
unfettered discretion to arrest individuals for words or
conduct an officer finds offensive.” 18 F.3d at 871-72.
It then quoted a passage from Hill regarding the right
to verbally oppose and challenge police action.
Nothing in Guffey’s substantive analysis, however,
relied on Hill as a necessary supporting basis for its
ruling against the officer there. Id. at 872. Nor did the
Tenth Circuit in Guffey vitiate either Oklahoma’s or
Colorado’s obstruction statute.
Thus, on the date of the incident, the officers
had no notice or reason to believe that their ability to
charge Jordan for his conduct (which the court also
assumed fell within the obstruction statute) was
somehow limited by Norwell, Hill, or any other First
Amendment case.
2. The Tenth Circuit’s use of Hill negated the
objective Fourth Amendment standard of
Maryland v. Pringle, 540 U.S. 366 (2003).
To determine whether an officer had probable
cause for an arrest, a court must “examine the events
leading up to the arrest, and then decide whether
these historical facts, viewed from the standpoint of an
objectively reasonable police officer, amount to
probable cause.” Maryland v. Pringle, 540 U.S. 366,
371 (2003) (quotation omitted). Because probable
cause “deals with probabilities and depends on the
totality of the circumstances,” id., it is “a fluid concept”
that is “not readily, or even usefully, reduced to a neat
set of legal rules,” Illinois v. Gates, 462 U.S. 213, 232
(1983). It “requires only a probability or substantial
chance of criminal activity, not an actual showing of
such activity.” Id. at 243-244, n.13. It “is not a high
bar.” Kaley v. United States, 571 U.S. 320, 338 (2014).
23
The Tenth Circuit focused on Jordan’s arrest
for obstruction under Colo. Rev. Stat. § 18-8-104. That
offense stems from Jordan’s (1) interference with the
officers’ ability to interview third-party witnesses at a
live traffic accident scene; (2) the coaching of a
witness–his nephew–during his interrogation by the
officers; and (3) Jordan’s refusal to disperse in
response to a lawful order to leave the scene.
The court acknowledged that the first two
activities would justify probable cause if present. But
the panel in footnote 5 summarily dismissed the
undisputed evidence on this point without analysis
because it sought to “construe the facts most favorably
to Jordan at this time” because it involved an appeal
from the grant of qualified immunity. Pet.App.13, n.5.
By doing so, the panel simply adopted what Jordan
labelled as his “theory of the case” that the motivation
for the arrest was retaliation for mere verbal criticism.
(Compare Pet.App.9-10 & 13, n.5 with Op. Br. 4, 14,
17 n.7 & Reply Br. 4, 10 (referring to Jordan’s criticism
“theory” of the case predicated on Hill).) In other
words, the panel took it as a given that Jordan was
arrested for criticizing the officers, and nothing more,
simply because Jordan said so. The fact the transcript
of the phone call does not contradict Jordan’s theory
does not establish a disputed factual record because it
also does not contradict the officers’ account of what
occurred. Neutral evidence cannot be construed in
either party’s favor to create a factual dispute that
does not otherwise exist.
Nor is the court’s adoption of Jordan’s
argumentative theory consistent with the standard for
a probable cause assessment at summary judgment.
24
That assessment should be undertaken from the
“standpoint of an objectively reasonable police officer.”
District of Columbia v. Wesby, 138 S. Ct. 577, 586
(2018) (quoting Pringle, 540 U.S. at 371). In making
that assessment, the court must examine “historical
facts,” not argumentative theories. Pringle, 540 U.S.
at 371. Nor is the panel’s role to credit innocent
explanations for the plaintiff’s conduct at summary
judgment. Wesby, 138 S. Ct. at 588.
The Tenth Circuit did not explain how the
partial phone recording (which consisted of a call
between Jordan and his office containing only a
subset of Jordan’s interactions with the officers) could
possibly foreclose the fact that his shouting interfered
with Officer Donnellon’s ability to talk to third-parties
on the scene. The same is true for the nephew’s
statement that the officer was able to understand
him. 3 The district court specifically pointed to and
assessed this evidence at summary judgment. The
Tenth Circuit, however, did not explain how the
district court’s assessment was flawed.
The Tenth Circuit, moreover, simply ignores
Jordan’s refusal to disperse from an active traffic
investigation scene in response to a lawful order from
Officer Jenkins. On appeal, Jordan again conceded he
refused to comply with the order to leave. Op. Br. 7.
Probable cause, therefore, existed to arrest Jordan for
obstruction based on any one of his several on-scene
3 Neither
Jordan nor his nephew were in a position to know the
impact of Jordan’s shouting on the Officers’ ability to interview
third-parties. Nor did they ever claim to know in the evidence
submitted to the district court. C.A.App.94.
25
activities. The Tenth Circuit, however, cited no
authority for the proposition that an officer cannot
order a bystander at a traffic accident to leave under
the circumstances presented here.
By adopting Jordan’s theory of the case as to the
officers’ motive, the Tenth Circuit in effect treated his
Fourth Amendment claims as if they were a First
Amendment retaliatory arrest claims. But even there,
no claim can lie if there was probable cause for the
arrest. Nieves v. Bartlett, 139 S. Ct. 1715, 1723 (2019).
Thus, the court’s concern as to the officers’ alleged
motives should have been irrelevant to its Fourth
Amendment assessment. While Elder requires a court
to independently inquire into the state of the relevant
law, it does not authorize a circuit court to reframe a
plaintiff’s claims on appeal or to selectively credit the
record. Under Maryland v. Pringle, the court should
have assessed the undisputed historical facts from the
perspective of an objectively reasonable police officer.
Because it did not do so, the Tenth Circuit’s reversal
of the district court’s grant of summary judgment on
Jordan’s unlawful seizure and malicious prosecution
claims was plainly wrong.
26
B. The Tenth Circuit’s Excessive Force
analysis in this case is inconsistent with
this Court’s precedent and with its own
prior decisions.
1. The officers did not use excessive force in
applying a takedown maneuver on Jordan.
On prong one of the qualified immunity
analysis related to excessive force, the Tenth Circuit
undertook its review based only on a subset of the
undisputed facts. Deploying the Graham factors, the
court construed the facts as follows: “According to
Jordan’s presentation of the facts, the Officers tackled
Jordan to the concrete, kicked out his supporting arm
so that his head hit the concrete, and placed a knee on
his cheek.” Pet.App.18. But as a review of the
undisputed facts in the record actually reveals, this
was not an instantaneous “tackle” but was instead an
incremental takedown. C.A.App.68-70. The situation
in this case, by Jordan’s own admission was defined by
Jordan’s actions and the Officers’ necessary and
subsequent reactions.
No party disagrees that Officer Jenkins
unsuccessfully attempted to secure Jordan’s hands
prior to the application of any takedown maneuver. Id.
69. Even under Jordan’s version of events, he and
Officer Jenkins were engaged in physical contact prior
to the initiation of the takedown maneuver, with
Jordan attempting to evade the contact. Id. 96, ¶¶ 6,
7, 8, 9 and 10. Under either account, Officer Jenkins
initiated the
takedown only after Jordan
demonstrated active resistance to lawful commands.
27
The Tenth Circuit, however, did not use
Jordan’s version of events. Instead, it posited the force
used as a “tackle,” Pet.App.20, n. 8, which ignores the
descriptions from Jordan of the various intermediary
steps between his first physical contact with the
officers and the last. Compare Pet.App.20, n. 8 with
C.A.App.69. Even when the court must take the
disputed facts in the light most favorable to Jordan–
they still must be Jordan’s version of the facts–not an
alternative set of facts constructed by the court at a
higher level of abstraction.
Even still, under Graham v. Connor, 490 U.S.
386, 396 (1989), an officer is entitled to use
appropriate force to secure an arrest. If an arrestee
does not cooperate with an officer’s attempt to bring
him into custody and struggles against him, the police
officer is entitled to use a takedown maneuver–even in
cases involving minor offenses and no threat to the
officers. See, e.g., Becker v. Bateman, 709 F.3d 1019,
1021 & 1023-25 (10th Cir. 2013) (throwing a sober
driver to the ground after he resisted being arrested
during a traffic stop was not clearly established to be
excessive); Hinton v. City of Elwood, 997 F.2d 774, 781
(10th Cir. 1993) (taking a person stopped for
disturbing the peace to ground after he shoved an
officer out of his way to get past him); Huntley v. City
of Owasso, 497 F. App’x. 826, *5 (10th Cir. Sept 27,
2012) (leg sweep justified by suspect’s resistance in the
form of “struggling against their hold and pulling
backward as they moved him”).
28
2. It was not clearly established that the
Officers’ use of a takedown maneuver was
unconstitutional.
Following Elder v. Holloway, appellate review
of qualified immunity dispositions is to be conducted
taking into consideration all relevant precedents, not
only those cited to or discovered by the district court.
510 U.S. 510, 511 (1994). The Tenth Circuit
misapplied this principle when it cited to Morris v. Noe
as support for its decision denying qualified immunity
on the grounds that the law was clearly established.
In its heavy reliance on Morris, the Tenth Circuit
failed to consider all relevant precedent.
In its assessment of prong two of the qualified
immunity analysis, the Tenth Circuit held the law was
clearly established that the use of a takedown
maneuver was unconstitutional. In doing so, it did not
rely on any Supreme Court precedent, but instead
relied almost exclusively on Morris, 672 F.3d 1185
(10th Cir. 2012). The Tenth Circuit summarized
Morris and construed its ultimate holding as “a
takedown maneuver is unconstitutional when the
arrestee poses no threat, puts up no resistance, and
does not attempt to flee.” Pet.App.21-22. Essentially,
Morris establishes that a takedown maneuver is
unconstitutionally excessive in situations where
officers are faced with an individual exhibiting passive
non-compliance. Morris at 1196.
This summary of Morris, however, omits
several relevant details about that case that were
emphasized in the underlying decision–namely, that
(1) the takedown occurred at a crime scene that was
“calm and under control,” 672 F.3d at 1190,
29
(2) “Morris’s behavior up to the point of the arrest was
not threatening, loud, or disorderly,” id. at 1193
(emphasis added), (3) Morris did not “fail to comply
with any officer orders,” id. and (4) prior to the
takedown maneuver, Morris was not given any
warnings. Id at 1196.
The Tenth Circuit’s reading of this Court’s
precedent in Morris again falls outside of the
parameters set by the Supreme Court for how courts
are to conduct the clearly established prong of the
qualified immunity analysis. Courts are reminded of
the importance specificity plays in the Fourth
Amendment context. The constitutionality of use of
force by law enforcement is an area “in which the
result depends very much on the facts of each case”
thereby entitling law enforcement officers to qualified
immunity unless existing precedent “squarely
governs” the specific facts at issue. Mullenix v. Luna,
577 U.S. 7, 8 (2015).
In Bond, for example, this Court held that its
reliance on three of its own decisions does not “com[e]
close to establishing that the officers’ conduct was
unlawful” in a Fourth Amendment excessive force case
due to significant factual differences. 142 S. Ct. at 12.
The same can be said here. In contrast with Morris, in
this case (1) the participants were at a traffic accident
scene that was still live, C.A.App.66 (2) Jordan was
not “calm and under control,” but loud and disorderly,
id. 67 (3) he interfered with the Officers’ ability to
question third-parties, id. (4) he at least twice failed to
comply with an officer’s order–first to “go,” and then to
put his hands behind his back, id. 68 and (5) he
resisted Officer Jenkin’s attempt to handcuff him, id.
30
Any one of these factors would be enough to
distinguish this case from Morris–most importantly
his failure to comply with an officer’s orders. Even
under Jordan’s version of events, he did not cooperate
with Officer Jenkins’ efforts to bring him into custody,
instead pulling his arm away from reach, evidence of
active resistance, which is sufficiently minimal force
to fall under qualified immunity doctrine as it existed
at the time of the incident.
Importantly, controlling case law approves of
the use of a takedown maneuver in analogous cases.
In City of Escondido v. Emmons, 139 S. Ct. 500, 502 &
503 (2019), this Court held that where an officer tells
a man not to close a door, but he does so anyway and
tries to brush past the officer who then stops him and
takes “him quickly to the ground, and handcuff[s]
him,” any prior precedent involving only “passive
resistance” did not establish adverse precedent.
Likewise, cases like Becker, Hinton, and Huntley,
which approve takedown maneuvers in analogous
situations are inconsistent with the denial of qualified
immunity. See Kisela at 1153-54.
The Tenth Circuit specifically noted Surat v.
Klamser, 52 F.4th 1261, 1274-75 (10th Cir. 2022), a
circuit opinion from 2022, a date several years after
the incident at play here, seemingly as additional
support for its reliance on Morris in this case.
Pet.App.22, n. 11. However, any level of reliance on
Surat by the Tenth Circuit is misplaced and in direct
contravention of this Court’s holding in Kisela
reminding courts that “the focus is on whether the
officer had fair notice that her conduct was unlawful,
reasonableness is judged against the backdrop of the
31
law at the time of the conduct.” 138 S. Ct. at 1152
(emphasis added) (quoting Brosseau v. Haugen, 543
U.S. 194, 198 (2004) (per curiam).)
In sum, Morris does not put the issue of the use
of force exercised in the circumstance presented here
beyond debate. As such, the Officers had no “fair and
clear warning of what the Constitution requires.” alKidd, 563 U.S. at 617 (quotation omitted). The
Officers, therefore, should have been given qualified
immunity on Jordan’s excessive force claim.
II. The Questions Presented Are Critically
Important And Recurring
The questions presented are exceptionally
important and recur frequently, if not in every Section
1983 case involving the Fourth Amendment. Defining
and construing the universe of relevant law used in
assessing qualified immunity is an issue this Court
has had to address with considerable frequency, both
as to the circuit courts generally, and the Tenth
Circuit in particular. See, e.g., City of Tahlequah v.
Bond, 142 S. Ct. 9 (2021); Sause v. Bauer, 138 S. Ct.
2561 (2018); White v. Pauly, 580 U.S. 73 (2017);
Pickens v. Aldaba, 577 U.S. 972 (2015); Reichle v.
Howards, 566 U.S. 658 (2012); Pearson v. Callahan,
555 U.S. 223 (2009); Town of Castle Rock v. Gonzales,
545 U.S. 748 (2005) (reversing Tenth Circuit en banc);
see also John Spizak, Qualified Apathy: The Tenth
Circuit Concedes Jurisdiction Over Constitutional
Questions, 61 WASH. L.J. ONLINE 83 (2022); Josiah
Cohen, Unclear and Unestablished: Exploring the
Supreme Court / Tenth Circuit Disconnect in
Qualified Immunity Jurisprudence, 92 UNIV. OF COLO.
L. REV. FORUM 1 (2021).
32
This Court has had to repeatedly overturned
the Tenth Circuit for its inadequate qualified
immunity analysis. City of Tahlequah v. Bond, 142 S.
Ct. 9, 11 (2021), White v. Pauly, 580 U.S. 73, 79-80
(2017).
Delimiting the universe of case law relevant to
assessing whether a legal right is clearly established
is particularly acute where a circuit court reverses a
district court’s grant of summary judgment that was
predicated on the grounds that the case law was not
clearly such. Judicial disagreement within the same
case over the meaning of governing case law must be
a relevant factor in assessing whether the law is
actually clear, especially to non-lawyers, if the
doctrine is to operate in a realistic manner and
influence officers’ conduct. See Wilson v. Layne, 526
U.S. 603, 618 (1999) (“If judges . . . disagree on a
constitutional question, it is unfair to subject police to
money damages for picking the losing side of the
controversy.”). Defining relevant precedent, moreover,
is of critical practical importance if police officers, as
non-lawyers, are expected to ascertain the governing
legal rules and modify their conduct. See Anderson v.
Creighton, 483 U.S. 635, 641 (1987) (“[T]he relevant
question in this case . . . is . . . whether a reasonable
officer could have believed [the conduct in question] to
be lawful[.]”) (emphasis added); Pierson, 386 U.S. at
557 (“We agree that a police officer is not charged with
predicting the future course of constitutional law.”);
see also Saldana v. Garza, 684 F.2d 1159, 1165 (5th
Cir. 1982) (“Certainly, we cannot expect our police
officers to carry surveying equipment and a Decennial
Digest on patrol; they cannot be held to a title-
33
searcher’s knowledge of metes and bounds or a legal
scholar’s expertise in constitutional law.”).
In addition, a court’s obligation to adhere to the
factual record, as opposed to the argumentative
theories of counsel, is paramount in qualified
immunity cases, where, as this Court has warned, the
temptation is high to define rights at an overly
generalized level in order to extend the law into new
contexts. See, e.g., Ashcroft v. al-Kidd, 563 U.S. 731,
742 (2011). This extension comes at the price of fair
notice to the defendants. See Kisela v. Hughes, 138 S.
Ct. 1148, 1152 (2018); Pierson, 386 U.S. at 557. Also
present is the importance of the party presentation
principle, which this Court has had to reiterate in
several other contexts is “basic to our procedural
system.” Greenlaw v. United States, 554 U.S. 237, 243
(2008). Exceptions to the rule exist, but they are
“modest.” United States v. Sineneng-Smith, 140 S. Ct.
1575, 1579 (2020).
Absent this Court’s intervention, petitioners
will face trial, with all the costs and risks of secondguessing that this Court’s excessive force
jurisprudence is designed to prevent. The trial will
carry with it the risk of punitive damages solely as a
consequence of the Tenth Circuit’s ruling based on its
(re)construal of the undisputed facts and
interpretation of the governing case law.
III. This Case Presents A Clean Vehicle To
Resolve The Questions Presented
Several aspects of this case make it an ideal
vehicle for addressing the questions presented.
34
First, the record is brief and the facts largely
undisputed. Where there was a material dispute of
facts, the district court addressed them squarely.
Where the Tenth Circuit departed from the
undisputed record before the district court, it made
clear that its view of the facts was based on the
transcript of a partial recording of the parties’
exchange, to which it gave dispositive weight.
Second, the facts here are emblematic of how
this legal issue typically arises. Petitioners asserted
qualified immunity at summary judgment. The
district court assessed the governing case law at that
time and the arguments pressed by the parties before
rendering its decision. Respondent appealed after
entry of final judgment. Thus, the appeal presents no
jurisdictional or procedural barriers to a review of the
merits.
Third, the decision below was published. Left
undisturbed, the Tenth Circuit’s decision will be
potentially binding on all future cases within the
Circuit subject to the application of the court’s prior
panel precedent rule.
Finally, the sole issue for this Court to resolve
is whether qualified immunity bars the respondent’s
claims. That issue was squarely presented and was
the sole basis for the decision below. The Tenth
Circuit’s opinion was based primarily on its view of the
governing legal principles and its construal of the brief
factual record.
35
CONCLUSION
For the foregoing reasons, this Court should
grant the petition for writ of certiorari.
Respectfully submitted.
MICHAEL A. SINK
Assistant County Attorney
Counsel of Record
KERRI A. BOOTH
Assistant County Attorney
HEIDI M. MILLER
County Attorney
ADAMS COUNTY ATTORNEY’S OFFICE
4430 S. Adams County Parkway
Suite C5000B
Brighton, CO 80601-8206
(720) 523-6116
MSink@adcogov.org
November 15, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.