Amicus Curiae Brief — Consumers' Research, et al., Petitioners v. Federal Communications Commission, et al.
Supreme Court briefNov 30, 2023
Ask Donna
What actually matters in this document.
Text
No. 23-456
IN THE
Supreme Court of the United States
_______________________________
CONSUMERS’ RESEARCH, et al.,
Petitioners,
v.
FEDERAL COMMUNICATIONS COMMISSION, et al.,
Respondents.
_______________________________
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Sixth Circuit
BRIEF AMICUS CURIAE OF THE
NEW CIVIL LIBERTIES ALLIANCE
IN SUPPORT OF PETITIONERS
Zhonette M. Brown
Kaitlyn D. Schiraldi
Mark S. Chenoweth
Counsel of Record
NEW CIVIL LIBERTIES ALLIANCE
1225 19th St. NW, Suite 450
Washington, DC 20036
Phone: (202) 869-5210
mark.chenoweth@ncla.legal
Counsel for Amicus Curiae
New Civil Liberties Alliance
i
TABLE OF CONTENTS
TABLE OF CONTENTS ............................................. i
TABLE OF AUTHORITIES ..................................... iii
INTEREST OF AMICUS CURIAE ............................1
SUMMARY OF ARGUMENT.....................................2
REASONS FOR GRANTING THE PETITION .........4
I. THE “NONDELEGATION” DOCTRINE ENABLES
CONSTITUTIONAL VIOLATIONS ............................... 4
A. Legislative Power Must Be Exclusive to
Congress ......................................................... 4
1. The Principle of Consent ...................... 4
2. “Shall Be Vested” Mandates That
All Legislative Powers Be in
Congress ................................................ 5
B. The Nondelegation Doctrine Wrongly
Enables Divesting Legislative Power to
the Executive ................................................. 6
1. How It Started: The Nondelegation
Doctrine Developed to Enforce
Constitutional Boundaries ................... 6
2. How It’s Going: The Nondelegation
Doctrine Now Endorses Divesting
Legislative Power ............................... 10
C. Falsity, Fiction, and Other Faults Riddle
the Nondelegation Doctrine ........................ 13
1. “Delegation” Falsely Implies an
Easily Revocable Transfer .................. 14
ii
2. The Nondelegation Doctrine Rests
on Fictions ........................................... 14
3. Today’s Nondelegation Doctrine
Interferes with Article III................... 16
II. THE DIVESTING OF LEGISLATIVE POWERS IN 47
U.S.C. § 254 IS PARTICULY OFFENSIVE TO THE
CONSTITUTION ..................................................... 19
A. Section 254 Permits FCC to Set Its Own
Objectives and Policies ................................ 19
B. FCC’s Universal Service Fund Evades
Legislative Taxing and Spending Powers... 20
CONCLUSION ..........................................................24
iii
TABLE OF AUTHORITIES
Cases
Page(s)
A.L.A. Schechter Poultry Corp. v. United States,
295 U.S. 495 (1935) .................................7, 9, 10, 18
All. for Fair Bd. Recruitment v. SEC,
No. 21-60626, 2023 WL 6862856
(5th Cir. Oct. 18, 2023) ......................................... 12
Am. Power & Light Co. v. SEC,
329 U.S. 90 (1946) .......................................... 10, 11
Bhatti v. Fed. Hous. Fin. Agency,
15 F.4th 848 (8th Cir. 2021) ................................. 12
CFPB v. All Am. Check Cashing, Inc.,
33 F.4th 218 (5th Cir. 2022) ........................... 22, 23
CFPB v. Law Offs. of Crystal Moroney, P.C.,
63 F.4th 174 (2d Cir. 2023) .................................. 12
Cincinnati Soap Co. v. United States,
301 U.S. 308 (1937) .............................................. 23
Cmty. Fin. Servs. Ass’n of Am., Ltd. v. CFPB,
51 F.4th 616 (5th Cir. 2022) ................................. 22
Consumers’ Res. v. FCC,
67 F.4th 773 (6th Cir. 2023) ................................. 13
Currin v. Wallace,
306 U.S. 1 (1939) .................................................... 9
Fed. Radio Comm’n v. Nelson Bros.
Bond & Mortg. Co.,
289 U.S. 266 (1933) ................................................ 8
Granados v. Garland,
17 F.4th 475 (4th Cir. 2021) ................................. 12
iv
Gundy v. United States,
139 S. Ct. 2116 (2019) .......................................... 15
J.W. Hampton, Jr. & Co. v. United States,
276 U.S. 394 (1928) ................................................ 7
Marshall Field & Co. v. Clark,
143 U.S. 649 (1892) ................................................ 6
McCulloch v. Maryland,
17 U.S. 316 (1819) ................................................ 21
Mistretta v. United States,
488 U.S. 361 (1989) .................................. 11, 12, 13
N.Y. Cent. Sec. Corp. v. United States,
287 U.S. 12 (1932) ................................................ 11
Nat’l Cable Television Ass’n, Inc. v. United States,
415 U.S. 336 (1974) .............................................. 21
NFIB v. Sebelius,
567 U.S. 519 (2012) .............................................. 20
Off. of Pers. Mgmt. v. Richmond,
496 U.S. 414 (1990) ........................................ 22, 23
Opp Cotton Mills v.
Adm’r of Wage and Hour Div.,
312 U.S. 126 (1941) ...................................... 7, 9, 17
Panama Refining Co. v. Ryan,
293 U.S. 388 (1935) .................................. 7, 8, 9, 18
United States v. Cooper,
750 F.3d 263 (3d Cir. 2014) .................................. 12
United States v. Diggins,
36 F.4th 302 (1st Cir. 2022) ................................. 12
v
United States v. Grimaud,
220 U.S. 506 (1911) .............................................. 15
United States v. Parks,
698 F.3d 1 (1st Cir. 2012) ..................................... 12
United States v. Rickett,
535 F. App’x 668 (10th Cir. 2013) .................. 11, 12
Wayman v. Southard,
23 U.S. 1 (1825) ...................................................... 7
Whitman v. Am. Trucking Ass’ns, Inc.,
531 U.S. 457 (2001) ........................................ 11, 12
Yakus v. United States,
321 U.S. 414 (1944) .........................7, 11, 16, 17, 19
Constitutional Provisions
U.S. CONST. art. I, § 1............................................. 5, 6
U.S. CONST. art. I, § 7 .............................................. 14
U.S. CONST. art. I, § 9............................................... 21
U.S. CONST. art. II, § 1 ............................................... 5
U.S. CONST. art. III, § 1 ............................................. 5
Statutes
47 U.S.C. § 254 ................................................. 2, 3, 19
Other Authorities
5 ANNALS OF CONG. (1796) ....................................... 23
vi
David Schoenbrod,
Consent of the Governed:
A Constitutional Norm that the Court Should
Substantially Enforce,
43 HARV. J. L. & PUB. POL’Y 213 (2020) ............... 15
Gary Lawson,
Delegation and Original Meaning,
88 VA. L. REV. 327 (2002) ..................................... 11
Kate Stith,
Congress’ Power of the Purse,
97 YALE L.J. 1343 (1988) ...................................... 22
Louis Fisher,
Congressional Abdication:
War and Spending Powers,
43 ST. LOUIS U. L.J. 931 (1999) ............................ 21
Mark Chenoweth & Richard Samp,
“Reinvigorating Nondelegation
with Core Legislative Power,”
in The Administrative State
Before the Supreme Court:
Perspectives on the Nondelegation Doctrine
(Peter J. Wallison
& John Yoo eds., 2022) ............................. 16, 18, 21
Philip Hamburger,
Nondelegation Blues,
91 GEO. WASH. L. REV. 1083 (2023) ......... 2, 4, 6, 13
Resolutions of the Boston Town Meeting
(Sept. 13, 1768), in A Report of the Record
Commissioners of the City of Boston,
Containing the Boston Town Records,
1758 to 1769,
(Boston: Rockwell & Churchill, 1886).................... 5
vii
THE FEDERALIST NO. 58,
(James Madison) (Jacob E. Cooke ed., 1961)....... 20
THE FEDERALIST NO. 78,
(A. Hamilton) (Jacob E. Cooke ed., 1961) ............ 18
1
INTEREST OF AMICUS CURIAE 1
Amicus curiae the New Civil Liberties Alliance
(“NCLA”) is a nonpartisan, nonprofit civil-rights
organization devoted to defending constitutional
freedoms
from
the
administrative
state’s
depredations.
The
“civil
liberties”
of
the
organization’s name include rights at least as old as
the U.S. Constitution itself, such as the right to have
laws made by the Nation’s elected lawmakers through
constitutionally prescribed channels (i.e., the right to
self-government) and due process of law. These
selfsame civil rights are also very contemporary—and
in dire need of renewed vindication—because
Congress,
Presidents,
federal
administrative
agencies, and even sometimes the judiciary, have
neglected them for so long.
NCLA defends civil liberties primarily by
asserting
constitutional
constraints
on
the
administrative state. Although Americans still enjoy
the shell of their Republic, there has developed within
it a different sort of government—a type, in fact, the
Constitution was designed to prevent. NCLA trains
its primary focus on this unconstitutional
administrative state.
NCLA
represents
clients
harmed
by
unconstitutional divesting of legislative power to
administrative agencies who would benefit from
1 Pursuant to Rule 37.6, no party’s counsel authored any part of
this brief. No person or entity, other than amicus curiae and its
counsel, paid for the brief’s preparation or submission. Counsel
for amicus curiae notified Petitioner and Respondent of its
intention to file this brief on November 16, 2023.
2
enforcement of the constitutional mandate that
legislative power be exercised by Congress or not at
all. See, e.g., Complaint, RMS of Georgia, LLC v. EPA,
No. 1:23-cv-4516 (N.D. Ga. Oct. 26, 2023).
SUMMARY OF ARGUMENT
NCLA agrees with Petitioners that 47 U.S.C.
§ 254, which allows the Federal Communications
Commission (“FCC”) to dynamically contour its own
scope of power and to self-fund a multi-billion dollar
social program, violates core constitutional principles
and warrants this Court’s attention. NCLA writes
separately to highlight that the nondelegation
doctrine has become impotent to protect fundamental
separation of powers built into the very structure of
the Constitution and meant to serve as a bulwark for
liberty. 2 NCLA also writes to explain that the current
“nondelegation” doctrine is a misnomer based on
falsity that betrays the Constitution. Id. at 1091–94.
The Constitution vested legislative power in
Congress and demanded that it remain there.
Legitimate exercise of legislative power rests on the
consent of the governed. Only Congress has the
People’s consent to make the prospective laws that
can infringe on their pre-existing natural liberty and
lay claim to their property.
2 See Philip Hamburger, Nondelegation Blues, 91 GEO. WASH. L.
REV.
1083,
1090
(2023),
https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3990247
(the nondelegation doctrine “is the fulcrum of a sobering crises
of governance and legitimacy”).
3
The nondelegation doctrine ostensibly developed
to determine whether transfers of authority from
Congress were unconstitutional grants of legislative
power or were permissible delegations of other
authority. Modern application of the doctrine,
however, serves the opposite function; it purports to
legitimize statutes that grant the executive branch
the power to enact general prospective laws with all
the hallmarks of legislation.
The nondelegation doctrine fails to acknowledge
what is at stake in congressional grants of power.
Further, it rests on unsustainable fictions concerning
the breadth and nature of power granted to the
executive and the scope and force of guidance that
allegedly
constrains
the
executive.
Today’s
nondelegation doctrine reliably permits political
expediency to overcome constitutional duty, not only
duties of Congress, but also duties of the judiciary.
Because the grant of authority in 47 U.S.C. § 254
allows FCC to establish its own guiding policies and
touches on the core legislative power of the purse, it
is particularly troubling.
The Petition should be granted; until this Court
returns to restricting legislative power to Congress,
no other court will be able to do so.
4
REASONS FOR GRANTING THE PETITION
I. THE “NONDELEGATION” DOCTRINE ENABLES
CONSTITUTIONAL VIOLATIONS
The Constitution, by design, vested separate and
largely exclusive powers in each branch of the United
States
government.
When
establishing
the
Constitution, the People gave Congress alone the
power to legislate—the power through an exercise of
will to make general, prospective, binding rules that
limit liberty.
While the “nondelegation” doctrine claims to
prevent divesting of legislative power, its application
actually enables such transfers. This misnomered,
fictional doctrine must be recast if the Constitution is
to serve its purpose.
A. Legislative Power Must Be Exclusive
to Congress
Limiting legislative power to Congress was (and
is) essential to the Constitution’s fundamental
principles of consent of the governed. The
Constitution thus makes clear that legislative power
cannot be shared or divested.
1. The Principle of Consent
No principle mattered more for the founding of
the Nation than consent. Without consent, a
government lacks legitimacy and its laws lack
obligation. See Hamburger, supra note 2, at 1105–07.
5
In a republic such as the United States, consent
for laws that impinge on liberty comes through the
election of representatives to the legislature.
American colonists declared it “the first principle in
civil society, founded in nature and reason, that no
law of the society can be binding on any individual[],
without his consent, given by himself in person, or by
his representative of his own free election.” 3
2. “Shall Be Vested” Mandates That All
Legislative Powers Be in Congress
Consistent with its motivating principles, the
Constitution states that each of the government’s
tripartite powers “shall be vested” in a separate
branch. U.S. CONST. art. I, § 1, art. II, § 1, art. III, § 1.
The Constitution thereby emphasizes that its powers
cannot be rearranged.
Imagine that the Constitution had used the word
“vested” as one might in a grant of property, saying
merely that the legislative powers are hereby vested
in Congress. Then there would be an initial transfer
of legislative power from the People, but no express
textual indication that the legislative powers must
remain with Congress.
But the Constitution says that its powers “shall
be vested.” It thereby not only transfers the People’s
powers, but it says where they “shall” and thus must
be located. Of particular interest here, “all legislative
3 Resolutions of the Boston Town Meeting (Sept. 13, 1768), in A
Report of the Record Commissioners of the City of Boston,
Containing the Boston Town Records, 1758 to 1769, 261, 261
(Boston: Rockwell & Churchill, 1886).
6
powers … shall be vested in a Congress.” U.S. CONST.
art. I, § 1 (emphases added). The phrase “shall be
vested” reinforces what already should be clear, that
“the Constitution’s vesting of powers is not just an
initial distribution.” See Hamburger, supra note 2, at
1174. Rather, the Constitution mandates where they
shall remain, and that Congress may not divest them.
For these reasons and more, limiting legislative
power to Congress is fundamental to protecting
liberty.
B. The Nondelegation Doctrine Wrongly
Enables Divesting Legislative Power to
the Executive
Adhering to these Constitutional dictates, the
Court once demanded that Congress complete the act
of legislating before empowering an agent to
administer statutes. Now, the Court allows Congress
to merely articulate broad policies, leaving agencies
to develop codes of law that constrain liberty.
1. How It Started: The Nondelegation
Doctrine
Developed
to
Enforce
Constitutional Boundaries
For over 150 years after the founding of our
republic, this Court faithfully acted as a boundary
warden, keeping legislative power where the
Constitution vested it. See Marshall Field & Co. v.
Clark, 143 U.S. 649, 692 (1892) (“That [C]ongress
cannot delegate legislative power to the president is a
principle universally recognized as vital to the
integrity and maintenance of the system of
government ordained by the constitution.”); see also
7
Wayman v. Southard, 23 U.S. 1, 20 (1825) (“It will not
be contended that Congress can delegate … powers
which are strictly and exclusively legislative.”); J.W.
Hampton, Jr. & Co. v. United States, 276 U.S. 394,
406 (1928) (“it is a breach of the national fundamental
law if Congress gives up its legislative power and
transfers it to the President, or to the judicial
branch”).
In the 1930s and early 1940s, as the
administrative state took root, the Court took care to
define what Congress must do before it could delegate
authority. Specifically, it was not sufficient that
Congress identify broad policy goals, rather, Congress
also had to set the standards that would be applied in
accomplishing such goals, to establish rules of
decision and conduct, and to do so in a manner that
would allow courts and the public to determine
whether the acts of the executive were consistent with
the legislative will expressed in a statute. See
Panama Refining Co. v. Ryan, 293 U.S. 388 (1935);
A.L.A. Schechter Poultry Corp. v. United States, 295
U.S. 495 (1935); Opp Cotton Mills v. Adm’r of Wage
and Hour Div., 312 U.S. 126 (1941); Yakus v. United
States, 321 U.S. 414 (1944).
In Panama Refining, the Court held Section 9(c)
of
the
National
Industrial
Recovery
Act
unconstitutional. 293 U.S. at 430–32. Section 9(c)
authorized
the
President
to
prohibit
the
transportation of “hot” oil, but provided no standards
for when he should do so. After finding no standards
for or constraints on this specific power in Section 9,
the Court turned to the broader statute. Id. at 414–
16. The Act’s “declaration of policy,” identified at least
8
twelve policy objectives such as “to promote the fullest
possible utilization of the present productive
capacity” and “to conserve natural resources.” Id. at
416–17. The Court found that this “general outline of
policy” did nothing to establish a standard for when
the granted authority should be used. Id. at 417.
Rather, it left the President to perform the legislative
function of establishing the standard for when to
apply governmental power. Id.
The Court distinguished other cases where
delegations of authority had been permissible. Id. at
421–30. In such cases, Congress had established not
only policies, but specific standards or rules of
conduct; leaving the executive to develop
“subordinate” rules or to find facts needed to apply the
legislative rule. Id. at 421; see also id. at 422–26. In
such instances, the President “was the mere agent of
the law-making department to ascertain and declare
the event upon which [the legislature’s] expressed
will was to take effect.” Id. at 426.
Further, the Court rejected the idea that it
previously approved something so vague as “public
convenience, interest, or necessity” as a sufficiently
limiting standard. Id. at 428 (noting that the
executive was also required to provide “equality of
radio broadcasting service, both of transmission and
of reception” between the states) (citing Fed. Radio
Comm’n v. Nelson Bros. Bond & Mortg. Co., 289 U.S.
266 (1933)).
Ultimately, the Court struck Section 9(c) because
“Congress has declared no policy, has established no
standard, has laid down no rule,” specifically as to the
9
transportation of hot oil. Panama Refining, 293 U.S.
at 430; see also id. at 432 (to prevent “a pure
delegation of legislative power” Congress must
establish the “rules of decision”). Notably, the Court
was looking for a standard related to the narrow
authority granted in one subsection of the statute, not
a global aspiration.
Later the Court struck another part of the Act,
holding that Congress must “itself establish[] the
standards of legal obligation, thus performing its
essential legislative function.” Schechter Poultry, 295
U.S. at 530. “[F]ailure to enact such standards”
amounted to an “attempt[] to transfer [the legislative]
function to others.” Id. When the purpose of a statute
is not to establish law, but to authorize the executive
to make “new and controlling prohibitions through
codes of law[,]” and when any restrictions “leave
virtually untouched the field of policy envisaged,”
Congress has exceeded its bounds. Id. at 535, 538. A
statute that “does not undertake to prescribe rules of
conduct,” but instead “authorizes the making of codes
to prescribe [rules of conduct]” is “an unconstitutional
delegation of legislative power.” Id. at 541–42; see also
Currin v. Wallace, 306 U.S. 1, 18 (1939) (statute
upheld where Congress both “defines the policy” and
“establishes standards.”); Opp Cotton Mills, 312 U.S.
at 145 (“The essentials of the legislative function are
the determination of the legislative policy and its
formulation as a rule of conduct.”); id. at 144 (where
a statute sets up standards for the guidance of the
administrative agency “such that Congress, the
courts[,] and the public can ascertain whether the
agency has conformed to the standards which
10
Congress has prescribed, there is no failure of
performance of the legislative function”).
Thus, the Court once properly applied standards
for legislation that required Congress to do more than
make grand statements of policy. Those days passed.
2. How It’s Going: The Nondelegation
Doctrine Now Endorses Divesting
Legislative Power
Today, the standard that purports to restrict
legislative power to Congress is impotent. The
nondelegation doctrine is viewed as moribund and in
practice wholly ineffective.
As the administrative state gained power, the
Court became an enabler. The Court had previously
stated that, “[e]xtraordinary conditions do not create
or enlarge constitutional power[,]” and government
actors “are not at liberty to transcend the imposed
limits because they believe that more or different
power is necessary.” Schechter Poultry, 295 U.S. at
528–29. By 1946, however, the Court had a different
view, stating that “[n]ecessity fixes a point beyond
which it is unreasonable and impracticable [for]
Congress to prescribe detailed rules; it then becomes
constitutionally sufficient if Congress delineates the
general policy, the public agency which is to apply it,
and the boundaries of this delegated authority.” Am.
Power & Light Co. v. SEC, 329 U.S. 90, 105 (1946).
While the Court feigned a nod to the demand for
congressionally established standards as well as
policy, it made the “standards” requirement
meaningless. The Court curtly stated that since it had
11
previously approved “public interest” and like
expressions as sufficiently definitive, it was now
compelled to sanction similar standards. Id. A review
of the cases it cited, however, demonstrates that the
Court had not, in fact, approved such vague and broad
standards, standing alone, to complete the task of
legislating. See N.Y. Cent. Sec. Corp. v. United States,
287 U.S. 12 (1932); Yakus, 321 U.S. at 414.
By 1989, the Court admitted its retreat from
enforcing the constitutional demand that “all”
legislative power be vested in Congress. In Mistretta
v. United States, 488 U.S. 361 (1989), the Court
remarked that “Congress generally cannot delegate
its legislative power.” 488 U.S. at 372 (emphasis
added). The Court acknowledged that its
“jurisprudence has been driven by a practical
understanding that … Congress simply cannot do its
job absent an ability to delegate power under broad
general directives.” Id. This reasoning confirmed that
since 1946, so long as Congress provided “general
directives” through an “intelligible principle,”
Congress was free of further demands.
Thus, any true nondelegation doctrine had
collapsed, perhaps died, and congressional delegation
of legislative power became the rule. For example, a
panel on the Tenth Circuit noted that the
nondelegation doctrine has been long dormant, to the
point of being deemed a “dead letter” never properly
interred. United States v. Rickett, 535 F. App’x 668,
674–75 (10th Cir. 2013) (citing Mistretta, 488 U.S. at
373); see also Whitman v. Am. Trucking Ass’ns, Inc.,
531 U.S. 457, 474 (2001); Gary Lawson, Delegation
and Original Meaning, 88 VA. L. REV. 327, 329 (2002).
12
The panel continued, “if there is anything clear or
obvious about the nondelegation doctrine, it is that,
viewed through its lens, virtually any statute will be
deemed valid.” Rickett, 535 F. App’x at 675 (citing Am.
Trucking, 531 U.S. at 474–75; Mistretta, 488 U.S. at
373 n.7).
While other courts may not yet state that the
nondelegation doctrine is defunct, they view it as
“lax,” “lenient,” or a low threshold, unworthy of
meaningful analysis. The First Circuit, for example,
held that discretion constrained to “the public
interest” and “substantial justice” “indisputably
satisfies the lax ‘intelligible principle’ standard under
our precedents and those of the Supreme Court.”
United States v. Diggins, 36 F.4th 302, 319 n.19 (1st
Cir. 2022) (citing United States v. Parks, 698 F.3d 1,
7–8 (1st Cir. 2012)); see, e.g., CFPB v. Law Offs. of
Crystal Moroney, P.C., 63 F.4th 174, 184 (2d Cir.
2023) (referring to “the nondelegation doctrine’s
lenient standard”) (cert. pet. filed June 21, 2023);
United States v. Cooper, 750 F.3d 263, 272 (3d Cir.
2014) (“under controlling nondelegation doctrine
jurisprudence, the hurdle for the government … is not
high”); Granados v. Garland, 17 F.4th 475, 480 (4th
Cir. 2021) (“intelligible principle is not an exacting
standard”); All. for Fair Bd. Recruitment v. SEC, No.
21-60626, 2023 WL 6862856, at *10 n. 13 (5th Cir.
Oct. 18, 2023) (“the intelligible principle standard
means ‘that a total absence of guidance is
impermissible’”); Bhatti v. Fed. Hous. Fin. Agency, 15
F.4th 848, 854 (8th Cir. 2021) (since the Supreme
Court found that “in the ‘public interest, convenience,
or necessity’” was a sufficient intelligible principle,
13
there is a “low threshold for validation under the
nondelegation doctrine”).
In the case below, the Sixth Circuit arguably took
the nondelegation doctrine even further. See
Consumers’ Res. v. FCC, 67 F.4th 773 (6th Cir. 2023).
The court was untroubled by Congress’s divesting to
FCC not only the ability to define the objective of the
statute, “universal service,” but also the power to set
at least some of the intelligible principles to guide
implementation. Id. at 792–93. The court found that
giving FCC “evolving” objectives and flexibility
“reflects the exact rationale that underpins the
nondelegation doctrine.” Id. (emphasis added) (citing
Mistretta, 488 U.S. at 372).
That the court below saw Congress’s alleged
inability to do its job without giving away power as
the “rationale” for the nondelegation doctrine
demonstrates how far the doctrine has deviated from
its purpose. Further, so long as an “intelligible
principle” could be identified, the court below believed
it was relieved of any duty to inquire whether the
executive was in fact exercising legislative power.
Effectively, the “nondelegation doctrine” has
become a “pro-delegation doctrine.” See Hamburger,
supra note 2, at 1086.
C. Falsity, Fiction, and Other Faults
Riddle the Nondelegation Doctrine
The nondelegation doctrine has become either a
misnomer or double-speak, and it rests on fictions
that can neither be maintained nor justified any
longer. Hamburger, supra note 2, at 1091–95.
14
1. “Delegation” Falsely Implies an Easily
Revocable Transfer
When statutes improperly divest legislative
power, they do not merely delegate. When a political
officer “delegates” power, she retains the authority to
unilaterally revoke the delegation. An FCC
Commissioner, for example, who “delegates”
statutorily authorized powers, has the right to
terminate that arrangement at any time, for any
reason.
That is not the case when a statute has conferred
lawmaking powers. A statutory divesting of power
ties the hands of Congress until another statute can
be passed. Congress may revoke the “delegation” only
via the cumbersome bicameralism and presentment
process of Article I, § 7. The President is empowered
to veto any effort to withdraw powers that a statute
vests, so Congress cannot unilaterally revoke a
divesting of authority that a predecessor Congress
made via statute. Congress must obtain the
President’s assent, or else it must secure veto-proof
supermajorities in both houses of Congress—an
exceedingly difficult task.
It is therefore misleading to discuss divesting of
legislative power in terms of “delegation.”
2. The Nondelegation Doctrine Rests on
Fictions
The nondelegation doctrine rests on multiple
fictitious assumptions.
15
One such fiction is the idea that agency
lawmaking is merely “specifying” or “filling in the
details” of a statutory standard. See, e.g., United
States v. Grimaud, 220 U.S. 506, 517 (1911) (“[W]hen
Congress had legislated and indicated its will, it could
give to those who were to act under such general
provisions ‘power to fill up the details’ by the
establishment
of
administrative
rules
and
regulations”).
But even where authorizing statutes offer
governing standards, the authorized agencies often
are not merely filling in details. As is widely
understood, such statutes frequently leave the most
difficult legislative questions to the agencies—indeed,
members of Congress notoriously use such statutes to
avoid making difficult legislative decisions. See
Gundy v. United States, 139 S. Ct. 2116, 2144 (2019)
(Gorsuch, J., dissenting) (“Because Congress could
not achieve the consensus necessary to solve the hard
problems …, it passed the potato” to an agency “freed
from the need to assemble a broad supermajority[.]”);
David Schoenbrod, Consent of the Governed: A
Constitutional Norm that the Court Should
Substantially Enforce, 43 HARV. J. L. & PUB. POL’Y
213, 219 (2020).
A second fiction is that an “intelligible principle”
provided by Congress ensures that it is delegating
something less than legislative power. As
summarized above and as Justice Gorsuch has
accurately recounted, courts have gradually relaxed
the “intelligible principle” standard so that it no
longer prevents Congress’s divestment of legislative
powers. See Gundy, 139 S. Ct. at 2140 (the Court’s
16
“intelligible principle” remark “has been abused to
permit delegations of legislative power that on any
other conceivable account should be held
unconstitutional. … Even Justice Douglas, one of the
fathers of the administrative state, came to criticize
excessive congressional delegations in the period
when the intelligible principle ‘test’ began to take
hold”) (Gorsuch, J., dissenting) (citations omitted).
Every act of Congress is ostensibly constrained by
the Constitution’s enumerated powers, and there is
almost always some semblance of an “intelligible
principle” that may be found in an agency’s enabling
statutes. But that does not demote an agency’s
liberty-impinging laws to something less than an
exercise of legislative power.
Hence, an “intelligible principle” does not save
agency rulemaking from being legislative. And
current doctrine is fictional in suggesting otherwise.
3. Today’s
Nondelegation
Interferes with Article III
Doctrine
Another fault with the nondelegation doctrine is
that courts cannot perform their constitutional duty
if Congress can delegate lawmaking after providing
no more than an open-ended policy suggestion. See
Mark Chenoweth & Richard Samp, “Reinvigorating
Nondelegation with Core Legislative Power,” in The
Administrative State Before the Supreme Court:
Perspectives on the Nondelegation Doctrine 81, 93–95
(Peter J. Wallison & John Yoo eds., 2022). Legislation
must be “sufficiently definite and precise” so as to
permit courts (and the public) “to ascertain whether
the will of Congress has been obeyed.” Yakus, 321
17
U.S. at 425–26; Opp Cotton Mills, 312 U.S. at 144
(where a statute sets up standards “such that
Congress, the courts[,] and the public can ascertain
whether the agency has conformed to the standards
…, there is no failure of performance of the legislative
function”). In order to accomplish this task, a statute
must “mark[] the field within which the [Commission]
is to act so that it may be known whether [it] has kept
within it in compliance with the legislative will.”
Yakus, 321 U.S. at 425.
Importantly, to “mark the field within which the
[Commission] is to act,” is not accomplished by merely
establishing the outer limits of an agency’s
jurisdiction and setting aspirational goals. For
example, Yakus examined an emergency wartime
price control act. Id. at 420. The Court noted that
Section 1 declared its purposes or policy objectives,
while Section 2 and an amending statute provided the
standards to be used in fixing maximum prices. Id. at
420–21. In the standards, Congress required
reference to prices prevailing on specific dates with
further standards for when deviations may be
appropriate. The executive was required to “conform
to standards.” Id. at 423. It was the standards, not the
policy, that “define[d] the boundaries within which
prices having [the purpose of furthering the policy]
must be fixed.” Id. The Act was a sufficient exercise of
legislative power because it “stated the legislative
objective, … prescribed the method of achieving that
objective … and laid down standards to guide the
administrative determination” of when to exercise
price-fixing power and the prices that could be set. Id.
The Court reiterated that the essential of the
legislative function was not only the determination of
18
policy, but its “formulation and promulgation as a
defined and binding rule of conduct.” Id. at 424.
Virtue-signaling aspirational policy goals are not
standards. See Panama Refining, 293 U.S. at 418–20;
Chenoweth & Samp, supra p. 16, at 91. In the absence
of discernible, enforceable standards that create rules
of conduct for delegated authority, Congress has not
completed the task of legislating. Likewise, in the
absence of identifiable standards, courts have done no
more than improperly defer to administrative
agencies’ opinion that their action advances statutory
policy goals. Schecter Poultry, 295 U.S. at 538;
Chenoweth & Samp, supra p. 16, at 106. In doing so,
the court is not completing its task of independently
determining and applying the law. See THE
FEDERALIST NO. 78, at 525 (A. Hamilton) (Jacob E.
Cooke ed., 1961) (where the legislature’s will “stands
in opposition to that of the people declared in the
constitution, the judges ought to be governed by the
latter, rather than the former”).
***
The current nondelegation doctrine has become a
misnomer that no longer protects the principles
enshrined in our Constitution. This constitutional
safeguard can begin to be resuscitated by granting
certiorari.
19
II. THE DIVESTING OF LEGISLATIVE POWERS IN
47 U.S.C. § 254 IS PARTICULY OFFENSIVE TO THE
CONSTITUTION
The statute at issue here evinces a particularly
troubling divesting of legislative power, making this
case a good vessel for this Court’s review. Section 254
gives FCC the power to define the purpose and policy
of the statute. Section 254 is also self-funding,
evading the congressional power of the purse.
A. Section 254 Permits FCC to Set Its Own
Objectives and Policies
Even under today’s nondelegation doctrine,
Congress must provide a guiding “intelligible
principle,” but § 254’s guidance is neither binding nor
fixed.
Congress granted FCC the ability to define
“universal service” and to establish the policy
principles for preserving and advancing universal
service. See 47 U.S.C. §§ 254(c)(1), 254(b). Section 254
provides that universal service shall be based on
“principles” that include whatever the Commission
determines is necessary and appropriate for “public
interest, convenience, and necessity.” 47 U.S.C.
§ 254(b)(7).
The “evolving” definition of “universal service,” to
be set and revised by FCC, according to policies FCC
selects, fails to accomplish the goal of “mark[ing] the
field within which the [Commission] is to act so that
it may be known whether [it] has kept within it in
compliance with the legislative will.” Yakus, 321 U.S.
20
at 425. The statutory scheme of § 254 allows FCC to
continually move the goalposts and enlarge the field.
B. FCC’s Universal Service Fund Evades
Legislative Taxing and Spending
Powers
Congress handed FCC the purse strings in § 254,
thus warranting this Court’s review. Divesting of
Congress’s greatest power—the power of the purse—
must be viewed with particular concern. See THE
FEDERALIST NO. 58, at 394 (James Madison) (Jacob E.
Cooke ed., 1961) (“[T]his power over the purse … [is]
the most compleat and effectual weapon with which
any constitution can arm the immediate
representatives of the people[.]”); NFIB v. Sebelius,
567 U.S. 519, 573 (2012) (“[T]he breadth of Congress’s
power to tax is greater than its power to regulate
commerce.”).
Congress’s financial powers were drafted
intentionally, not haphazardly, due to the
unpredictable and dictator-like control of the purse
strings in England:
The [F]ramers were particularly intent
on vesting the power of the purse … in
the
Congress,
as
the
people’s
representative. …
Because
of
[]
transgressions and encroachments of
legislative
prerogatives,
England
lurched into a bloody civil war. … The
rise of democratic government is directly
related to legislative control over all
expenditures. The U.S. Constitution
21
attempted to avoid the British history of
civil war and bloodshed by vesting the
power of the purse squarely in
Congress.
Symposium, Louis Fisher, Congressional Abdication:
War and Spending Powers, 43 ST. LOUIS U. L.J. 931,
937 (1999). Congressional control of taxing was also
the byproduct of other grievances against the Crown.
Consider the battle cry and anger of “no taxation
without representation” that led to the Boston Tea
Party and culminated in the American Revolution.
If viewed as a tax, as Petitioners contend, § 254
represents a core legislative power that cannot be
delegated to agencies. See Nat’l Cable Television
Ass’n, Inc. v. United States, 415 U.S. 336, 340 (1974)
(“Taxation is a legislative function, and Congress … is
the sole organ for levying taxes[.]”). Because “the
power to tax involves the power to destroy[,]”
McCulloch v. Maryland, 17 U.S. 316, 431 (1819), “the
Founders placed special controls on the enactment of
federal taxes.” Chenoweth & Samp, supra p. 16, at 98.
But regardless of its title—a tax, a fee, a king’s
ransom—Section 254 allows FCC to unilaterally raise
revenue that adds up to roughly 25 times its
congressionally-appropriated budget. See Pet’rs’ Pet.
for Writ of Cert. at 2, Consumers’ Res. v. FCC, No. 23456 (Oct. 27, 2023). The Constitution dictates that
“No Money shall be drawn from the Treasury, but in
Consequence of Appropriations made by Law[.]” U.S.
CONST. art. I, § 9, cl. 7. Here, Congress does not fund
the FCC’s Universal Service Fund, but rather gives
FCC a blank check written on consumer accounts.
22
Under the Appropriations Clause, “[f]or the
executive branch to act to achieve the ends of
government identified by Congress, Congress must
affirmatively authorize the funds to do the job.” Kate
Stith, Congress’ Power of the Purse, 97 YALE L.J. 1343,
1350 (1988) (emphasis added). See also Off. of Pers.
Mgmt. v. Richmond, 496 U.S. 414, 426 (1990) (“Just
as the pardon power cannot override the command of
the Appropriations Clause, so too judicial use of the
equitable doctrine of estoppel cannot grant
respondent a money remedy that Congress has not
authorized.”).
Self-funding mechanisms raise constitutional
issues because “[t]he Constitution vests Congress not
only with the power to tax and spend, but also
removes ‘the option not to require legislative
appropriations prior to expenditure.’” CFPB v. All
Am. Check Cashing, Inc., 33 F.4th 218, 221 (5th Cir.
2022) (Jones, J., concurring) (quoting Stith, supra p.
22, at 1349). “Given that the executive is forbidden
from unilaterally spending funds, the actual exercise
by Congress of its power of the purse is imperative to
a functional government.” Cmty. Fin. Servs. Ass’n of
Am., Ltd. v. CFPB, 51 F.4th 616, 637 (5th Cir. 2022).
“Congress may no more lawfully chip away at its own
obligation to regularly appropriate money than it may
abdicate that obligation entirely.” All Am. Check
Cashing, 33 F.4th at 226, 241 (Jones, J., concurring).
The Appropriations Clause, like Congress’s power
to tax, was the result of the Framers’ stance against
the tyrannical control over monies in England. Id. at
226 (Jones, J., concurring). At the Founding, “[a]mong
delegates to the Constitutional Convention, that
23
Congress would exercise power over both taxation
and appropriations was wholly uncontroversial. The
idea, of course, was ‘that the money of the people
should not be voted out of their pockets without giving
them the utmost satisfaction, for passing the laws to
this effect.’” Id. at 228 (quoting 5 ANNALS OF
CONG. 448 (1796)) (statement of Rep. Heath).
Congress’s spending power is also an important
check on the other branches. Congress is the
gatekeeper of the United States Treasury. See
Richmond, 496 U.S. at 424 (“Our cases underscore the
straightforward and explicit command of the
Appropriations Clause. ‘It means simply that no
money can be paid out of the Treasury unless it has
been appropriated by an act of Congress.’”) (quoting
Cincinnati Soap Co. v. United States, 301 U.S. 308,
321 (1937)).
FCC’s self-funding mechanism, particularly as
it is unconstrained by any binding standards,
warrants this Court’s review. See All Am. Check
Cashing, 33 F.4th at 232 (Jones, J., concurring)
(“Because the CFPB is a perpetually self-funded
agency armed with vast executive authority, its
structure defies congressional oversight and is
incompatible with the Constitution.”). FCC
unilaterally determines what it wishes to accomplish
and then how much funding it will take from
American consumers to serve its self-selected ends.
Such core legislative functions cannot rest with an
unrestrained agency.
24
CONCLUSION
This Court should grant the Petition and take the
opportunity to establish guidance that enables the
lower courts to enforce constitutional limitations
found in the Vesting Clauses.
November 30, 2023
Respectfully submitted,
/s/ Mark S. Chenoweth
Zhonette M. Brown
Kaitlyn D. Schiraldi
Mark S. Chenoweth
Counsel of Record
NEW CIVIL LIBERTIES ALLIANCE
1225 19th St. NW, Suite 450
Washington, DC 20036
Phone: (202) 869-5210
mark.chenoweth@ncla.legal
Counsel for Amicus Curiae
New Civil Liberties Alliance
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.