Petition for Writ of Certiorari — Otis Crandel, as Dependent Administrator of and on Behalf of Billy Wayne Worl, Jr., et al., Petitioners v. Dalena Hall, et al.
Supreme Court briefSep 22, 2023
Ask Donna
What actually matters in this document.
Text
No. ______
IN THE
Supreme Court of the United States
____________________
OTIS CRANDEL, AS DEPENDENT ADMINISTRATOR OF,
AND ON BEHALF OF BILLY WAYNE WORL, JR., EMILY
GARCIA, JAMES MATTHEW GARCIA, AND JARED ANDREW GARCIA, INDIVIDUALLY, THE ESTATE OF BRENDA
KAYE WORL, AND BRENDA KAY WORL’S HEIRS-AT-LAW;
BILLY WAYNE WORL, JR., INDIVIDUALLY,
Petitioners,
v.
DALENA HALL AND CARI RENEA MCGOWEN,
Respondents.
____________________
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Fifth Circuit
____________________
PETITION FOR WRIT OF CERTIORARI
____________________
T. Dean Malone
Jennifer Kingaard
LAW OFFICES OF DEAN
MALONE, P.C.
900 Jackson Street
Suite 730
Dallas, TX 75202
Bruce K. Thomas
LAW OFFICE OF BRUCE K.
THOMAS
12900 Preston Road
Suite 590
Dallas, TX 75230
Michael Dreeben
Counsel of Record
Andrew R. Hellman
O’MELVENY & MYERS LLP
1625 Eye Street, NW
Washington, DC 20006
(202) 383-5300
mdreeben@omm.com
Melissa C. Cassel
O’MELVENY & MYERS LLP
Two Embarcadero Center
San Francisco, CA 94111
(Additional Caption Information on Inside Cover)
OTIS CRANDEL, AS DEPENDENT ADMINISTRATOR OF,
AND ON BEHALF OF BILLY WAYNE WORL, JR., EMILY
GARCIA, JAMES MATTHEW GARCIA, AND JARED ANDREW GARCIA, INDIVIDUALLY, THE ESTATE OF BRENDA
KAYE WORL, AND BRENDA KAY WORL’S HEIRS-AT-LAW;
BILLY WAYNE WORL, JR., INDIVIDUALLY,
Petitioners,
v.
VEGAS HASTINGS AND DANIEL PIPER,
Respondents.
____________________
SHANON EDMISTON, INDIVIDUALLY; HELEN HOLMAN,
AS DEPENDENT ADMINISTRATOR OF, AND ON BEHALF OF
LISA WILLIAMS A/K/A LISA SCHUBERT, E.S., J.S. #1,
J.S. #1; SHANON EDMISTON, THE ESTATE OF JOHN
ROBERT SCHUBERT, JR., AND JOHN ROBERT SCHUBERT,
JR.’S HEIRS-AT-LAW,
Petitioners,
v.
OSCAR BORREGO, SR., OSCAR E. CARRILLO, AND PETER
E. MELENDEZ,
Respondents.
i
QUESTION PRESENTED
Whether the objective reasonableness test of
Kingsley v. Hendrickson, 576 U.S. 389 (2015), applies
to pretrial detainees’ claims about their treatment
while in custody, including failure to protect from the
risk of suicide.
ii
RELATED PROCEEDINGS
Crandel v. Callahan Cnty., Tex., No. 1:21-cv-075C (N.D. Tex.)
Crandel v. Hall, No. 22-10360 (5th Cir.)
Crandel v. Hastings, No. 22-10361 (5th Cir.)
Edmiston v. Culberson Cnty., Tex., No. 3:21-cv00132-KC (W.D. Tex.)
Edmiston v. Borrego, No. 22-50102 (5th Cir.)
iii
TABLE OF CONTENTS
Page
PETITION FOR A WRIT OF CERTIORARI ........... 1
OPINIONS BELOW .................................................. 1
JURISDICTION ........................................................ 1
RELEVANT CONSTITUTIONAL
PROVISION ......................................................... 1
INTRODUCTION ..................................................... 1
STATEMENT ............................................................ 5
A. Legal Framework ........................................... 5
B. Facts And District Court Proceedings ........... 7
1. Edmiston v. Borrego .................................. 7
2. Crandel v. Hall .......................................... 9
C. Fifth Circuit Rulings .................................... 11
REASONS FOR GRANTING THE PETITION ..... 11
A. The Courts Of Appeals Are Intractably
Divided On This Question ............................ 12
B. The Question Presented Is
Exceptionally Important And Recurring ..... 16
C. This Case Is An Ideal Vehicle To
Address The Question Presented ................ 18
D. The Decisions Below Are Wrong .................. 23
CONCLUSION ........................................................ 27
iv
TABLE OF CONTENTS
(continued)
Page
Appendix A: Opinion of the United States
Court of Appeals for the Fifth Circuit in
Crandel v. Hall and Crandel v. Hastings
(Aug. 1, 2023) .................................................... 1a
Appendix B: Opinion of the United States
Court of Appeals for the Fifth Circuit in
Edmiston v. Borrego (Aug. 1, 2023) ............... 26a
Appendix C: Order from the United States
District Court for the Northern District
of Texas in Crandel v. Callahan Cnty.,
Tex. (Mar. 14, 2022), Dkt. 81 .......................... 47a
Appendix D: Order from the United States
District Court for the Northern District
of Texas in Crandel v. Callahan Cnty.,
Tex. (Mar. 14, 2022), Dkt. 83 .......................... 57a
Appendix E: Order from the United States
District Court for the Western District of
Texas in Edmiston v. Culberson Cnty.,
Tex. (Jan. 13, 2022) ......................................... 67a
v
TABLE OF AUTHORITIES
Page(s)
CASES
Alderson v. Concordia Parish Corr. Facility,
848 F.3d 415 (5th Cir. 2017).........................14, 15
Bell v. Wolfish,
441 U.S. 520 (1979) ........................................ 6, 24
Boncher ex rel. Boncher v. Brown County,
272 F.3d 484 (7th Cir. 2001).............................. 18
Brawner v. Scott County,
14 F.4th 585 (6th Cir. 2021) .........................13, 21
Castro v. County of Los Angeles,
833 F.3d 1060 (9th Cir. 2016)............................ 14
Charles v. Orange County,
925 F.3d 73 (2d Cir. 2019) ................................. 13
Cope v. Cogdill,
142 S. Ct. 2573 (2022)........................................ 22
Cope v. Cogdill,
3 F.4th 198 (5th Cir. 2021) ...............15, 19, 21, 22
Dang ex rel. Dang v. Sheriff, Seminole County,
871 F.3d 1272 (11th Cir. 2017).....................15, 16
Darnell v. Pineiro,
849 F.3d 17 (2d Cir. 2017) ................................. 13
Farmer v. Brennan,
511 U.S. 825 (1994) .............................................. 6
Gordon v. County of Orange,
888 F.3d 1118 (9th Cir. 2018)............................ 14
Grochowski v. Clayton County,
961 F.3d 1311 (11th Cir. 2020).......................... 20
Heidel v. Mazzola,
851 F. App’x 837 (10th Cir. 2021) ..................... 21
vi
TABLE OF AUTHORITIES
(continued)
Page(s)
Helphenstine v. Lewis County,
60 F.4th 305 (6th Cir. 2023) .............................. 12
Helphenstine v. Lewis County,
65 F.4th 794 (6th Cir. 2023) ...... 3-4, 12-13, 16, 26
Howell v. NaphCare, Inc.,
67 F.4th 302 (6th Cir. 2023) .............................. 23
Kingsley v. Hendrickson,
576 U.S. 389 (2015) ............................ 3, 6-7, 24-26
Mays v. Dart,
974 F.3d 810 (7th Cir. 2020).............................. 21
Miranda v. County of Lake,
900 F.3d 335 (7th Cir. 2018).........................14, 23
Sandoval v. County of San Diego,
985 F.3d 657 (9th Cir. 2021).............................. 21
Strain v. Regalado,
977 F.3d 984 (10th Cir. 2020).................12, 15, 21
Whitney v. City of St. Louis,
887 F.3d 857 (8th Cir. 2018).............................. 15
Wilson v. Seiter,
501 U.S. 294 (1991) ........................................ 5, 24
CONSTITUTIONAL PROVISIONS
U.S. Const. amend. XIV, § 1 ..................................... 1
OTHER AUTHORITIES
Henry J. Steadman, et al., Prevalence of
Serious Mental Illness Among Jail
Inmates, 60 Psychiatry Servs. 761 (2009)......... 17
IDB Appeals 2008-Present, Fed. Jud. Ctr. ............. 16
vii
TABLE OF AUTHORITIES
(continued)
Page(s)
Kate Lambroza, Pretrial Detainees and the
Objective Standard After Kingsley v.
Hendrickson, 58 Am. Crim. L. Rev. 429
(2021) .................................................................. 24
Martin Kaste, The “Shock of Confinement”:
The Grim Reality of Suicide in Jail,
N.P.R. (July 27, 2015, 5:59 PM ET) .................. 17
PEW Charitable Trusts, Jails: Inadvertent
Health Care Providers (Jan. 2018) .................... 17
Police Executive Research Forum, Managing
Mental Illness in Jails: Sheriffs Are
Finding Promising New Approaches (2018) ..... 17
The Sentencing Project, U.S. Criminal
Justice Data ....................................................... 17
Zhen Zeng & Todd D. Minton, Jail Inmates
in 2019, U.S. Department of Justice,
Bureau of Justice Statistics............................... 17
Zhen Zeng, Bureau of Justice Statistics, NCJ
251774, Jail Inmates in 2017 (2019) ................. 16
PETITION FOR A WRIT OF CERTIORARI
Petitioners respectfully petition for a writ of certiorari to review the judgments of the United States
Court of Appeals for the Fifth Circuit in these cases.
OPINIONS BELOW
The Fifth Circuit’s opinion in the consolidated appeals Crandel v. Hall and Crandel v. Hastings is reported at 75 F.4th 537 and reprinted in the Appendix
to the Petition (“Pet. App.”) at 1a-25a. The Fifth Circuit’s opinion in Edmiston v. Borrego is reported at 75
F.4th 551 and reprinted at Pet. App. 26a-46a. The
district court’s unpublished decisions in Crandel v.
Callahan County are reprinted at Pet. App. 47a-66a.
The district court’s decision in Edmiston v. Culberson
County is reported at 580 F. Supp. 3d 411 and reprinted at Pet. App. 67a-113a.
JURISDICTION
The court of appeals entered its judgments on August 1, 2023, Pet. App. 1a and Pet. App. 26a. The jurisdiction of this Court is invoked under 28 U.S.C.
§ 1254(1).
RELEVANT CONSTITUTIONAL PROVISION
The Fourteenth Amendment provides in relevant
part: “No state shall . . . deprive any person of life,
liberty, or property, without due process of law.” U.S.
Const. amend. XIV, § 1.
INTRODUCTION
This petition presents a longstanding, entrenched,
and extensive conflict over the due process standards
governing claims brought by pretrial detainees, particularly in the context of failure to protect against the
2
risk of suicide. The nation’s detention facilities face
this vexing problem regularly, all too often with tragic
results. This Court’s intervention is needed to restore
uniform and clear constitutional standards in this vital area of detention-facility conduct.
These cases illustrate the stakes:
Brenda Worl arrived at the Callahan County Jail
in Texas at 11:00 p.m. after she called 911 to report
that her husband threw her across their trailer. She
was angry, agitated, and non-cooperative and appeared to have been drinking. When the jailer asked
her whether she had ever attempted suicide, she presented her arms and yelled, “I DON’T KNOW, HAVE
I?” Jail personnel left her alone in a visitation room;
when they came back fourteen minutes later, she was
sitting on the floor with a phone cord wrapped tightly
around her neck. Worl was pronounced dead the next
day.
The same scenario unfolded three months later
354 miles across Texas. John Robert Schubert, Jr.
was arrested after wandering shirtless around the
streets of Van Horn, telling people that someone “was
trying to kill him,” and asking for help. He was
brought to the Culberson County Jail, where he again
pleaded that someone was trying to kill him. Jail personnel left him alone; when they checked on him ten
minutes later, he was half-kneeling with a white
sheet mangled around his neck and tied to a shelf.
EMTs pronounced him dead later than evening.
Reasonable officers would have seen the red flags.
They would not have left Worl and Schubert alone,
especially with phone cords and bedding. But when
3
Worl’s and Schubert’s families sued the jailers for failing to protect them from the risk of suicide, the Fifth
Circuit rejected their claims. According to the Fifth
Circuit, whether the officers acted reasonably did not
matter; instead, plaintiffs could hold them accountable only if they could prove the officers actually knew
that leaving Worl and Schubert alone could end in suicide. The Fifth Circuit believed that they could not,
so their claims failed.
This Court should grant certiorari to review those
holdings. A widely acknowledged split exists over the
scope of this Court’s decision in Kingsley v. Hendrickson, 576 U.S. 389 (2015). In Kingsley, the Court held
that pretrial detainees’ claims for excessive force are
measured by the officer’s objective reasonableness,
not subjective intent. Since then, courts have fractured over whether and how Kingsley’s standard applies to pretrial detainees’ other claims, including failure to protect from the risk of suicide. Four circuits
cabin Kingsley to excessive force claims, while four
others apply Kingsley to other claims brought by pretrial detainees challenging their treatment in custody.
As Judge Readler explained in recently calling on
the Court to resolve this very question, “the Kinglsey
split is more than mature—it is having offspring.”
Helphenstine v. Lewis County, 65 F.4th 794, 801 (6th
Cir. 2023) (Readler, J., respecting denial of rehearing
en banc). “Disagreements abound, from whether to
apply Kingsley to deliberate indifference claims, to
the test to apply if so, to whether the same test applies
in various settings.” Id. Accordingly, he wrote,
“[w]ith confusion rampant coast-to-coast, the
4
Supreme Court would appear to be the proper forum”
to intervene, and it should grant certiorari “soon.” Id.
The issue is profoundly important and recurring.
The volume of cases on federal dockets each year concerning detainees’ treatment in custody—nearly 17%
of all civil appeals—confirms the frequency with
which courts confront the question presented. And
the answer to that question has real-world effects:
American jails house more than a million people with
mental illness—people who are more likely to put
themselves and others in danger. Defining the constitutional standards that govern official conduct in
this setting is vital for custodians, detainees, and
their families nationwide.
This petition provides the ideal vehicle for review.
The decisions below directly implicate the circuit split
over Kingsley’s scope. The Fifth Circuit held that
Kingsley does not sweep beyond excessive force
claims. The panel’s refusal to apply Kingsley’s objective-reasonableness standard was outcome-determinative in both cases, where the officials’ conduct—
leaving pretrial detainees showing clear signs of mental distress unsupervised in rooms with “obvious ligatures”—would go to a jury under an objective-unreasonableness standard. And in four other circuits, that
is exactly what would have happened.
Review is also warranted because the decisions below are wrong. Kingsley’s objective-reasonableness
standard is not limited to excessive-force claims.
Kingsley based its standard on settled due process
principles applicable to pretrial detainees, and it rejected importing a subjective standard from Eighth
Amendment precedents applicable to convicted
5
prisoners. There is one due process clause in the
Fourteenth Amendment, and its objective test should
not vary depending on the nature of the claim—
whether the conduct alleged is excessive force, inadequate medical care, inhumane sleeping conditions, or
the failure to protect from the risk of suicide. The relevant factor is the status of the person in custody:
pretrial detainee or sentenced prisoner. The factors
that make conduct reasonable or unreasonable will
vary depending on the context, but the legal standard
will not. Reaffirming that basic point will resolve the
confusion in the lower courts and provide a clear and
stable framework for courts, officials, and detainees.
For all those reasons, the Court should grant certiorari and reverse the judgments below.
STATEMENT
A. Legal Framework
1. When convicted prisoners challenge their treatment in custody under the Eighth Amendment, establishing a claim “mandate[s] inquiry into a prison official’s state of mind.” Wilson v. Seiter, 501 U.S. 294,
299 (1991). That is because the Eighth Amendment
bans “cruel and unusual punishment”—punishment
imposed maliciously, sadistically or with deliberate
indifference. See id. at 300 (“if a guard accidentally
stepped on a prisoner’s toe and broke it, this would
not be punishment”) (internal quotation marks and
alterations omitted). When convicted prisoners claim
to have received medical care so deficient as to violate
the Eighth Amendment, for example, they must establish that prison officials “knew of” and “disregard[ed]” a substantial risk of harm “by failing to take
6
reasonable measures to abate it.” Farmer v. Brennan,
511 U.S. 825, 847 (1994).
2. When pretrial detainees challenge their treatment in custody, however, the Eighth Amendment
and its textually driven legal requirements do not apply. Pretrial detainees have not been convicted and
therefore cannot be punished at all, much less maliciously and sadistically. See Bell v. Wolfish, 441 U.S.
520, 535-37 (1979) (“a detainee may not be punished
prior to an adjudication of guilt”). Accordingly, the
Fourteenth Amendment protects pretrial detainees
from all punishment, not just the cruel and unusual
kind.
3. Following this logic, the Supreme Court addressed what state of mind a pretrial detainee must
establish to prove a claim of excessive force in Kingsley. The Court first held that such a case implicates
“two separate state-of-mind questions.” 576 U.S. at
395. The first pertains to the official’s mental state
“with respect to his physical acts”—the conduct that
harms the plaintiff. Id. On that issue, the Court held
that “the defendant must possess a purposeful, a
knowing, or possibly a reckless state of mind.” Id. at
396. That is because due process does not protect
against negligent conduct. Id. But on the second state
of mind—that is, on the issue of whether the force applied was “constitutionally speaking, ‘excessive’”—
Kingsley held that “the appropriate standard for a
pretrial detainee’s excessive-force claim is solely an
objective one.” Id. at 396-97. As the Court explained,
“proof of intent (or motive) to punish” is not “required
for a pretrial detainee to prevail on a claim that his
due process rights were violated”; rather, pretrial
7
detainees “can prevail by providing only objective evidence that the challenged government action is not
rationally related to a legitimate governmental objective or that it is excessive in relation to that purpose.”
Id. at 398. “Thus, there is no need here, as there
might be in an Eighth Amendment case, to determine
when punishment is unconstitutional.” Id. at 401.
4. Following Kingsley, the circuits have fallen into
a deep and intractable conflict over whether pretrial
detainees’ claims about their treatment in custody—
including failure to protect from the risk of suicide—
should be evaluated under the Eighth Amendment’s
deliberate indifference standard or Kingsley’s objective reasonableness standard. See infra at 12-16.
B. Facts And District Court Proceedings
The Fifth Circuit saw the facts of these cases as
follows.
1. Edmiston v. Borrego
a. On the evening of July 6, 2019, a jailer at the
Culberson County Jail in Van Horn, Texas, received
three calls. Pet. App. 28a. In the first, at 11:05 p.m.,
John Robert Schubert, Jr. asserted that “someone was
trying to kill him.” Id. In the second, at 11:09 p.m.,
an off-duty trooper stated that “a man was at his door
saying someone was trying to kill him.” Id. And in
the third, at 11:12 p.m., someone at a local hotel said
that “a man told the hotel clerk someone was trying
to kill him.” Id. Schubert, who had been wandering
the streets of Van Horn, shirtless, knocking on doors,
and asking strangers for help, was the subject of the
second and third calls. Id.; ROA 19, 24.
8
The jailer sent the sheriff’s deputy to the hotel to
talk with Schubert. Pet. App. 28a-29a. Schubert appeared nervous, told the deputy that people were trying to kill him, and was unable to accurately recall the
year of his birth. Pet. App. 29a. The deputy did not
seek to have Schubert mentally evaluated, but instead took him to a border patrol station for identification and, upon learning that Schubert had an active
arrest warrant for an alleged parole violation, arrested him and transported him to the Culberson
County Jail. Id.
Schubert and the deputy arrived at 12:14 a.m. on
July 7, and Schubert was placed in the booking area;
the sheriff, who had been monitoring the events by
radio, soon joined the other officers at the jail. Id.
While Texas state law requires officers to either complete a screening form for suicide and medical, mental, and developmental impairments for a detainee or,
if the form cannot be completed, place the detainee on
suicide watch, the officers here did neither. Pet. App.
30a. Rather, the officers gave Schubert jail-issued
clothing, escorted him to a cell, and provided him with
a mattress around 1:42 a.m. Id. Around this time,
Schubert repeated to the deputy that someone was
trying to kill him. Id.
At 2:42 a.m., another jail employee went to check
on Schubert. Pet. App. 31a. Upon arriving at his cell,
she found him “half-kneeling with a white sheet mangled on his neck and tied to a top grey shelf.” Id.
Schubert was pronounced dead. Id.
b. Schubert’s mother and estate filed suit against
the officers and Culberson County, relying on the
Fourteenth Amendment’s Due Process Clause and 42
9
U.S.C. § 1983 and alleging, in part, failure to protect
Schubert from suicide. Id. As relevant here, the officers moved to dismiss the complaint. Id. The district court partially denied their motions, concluding
that they were not entitled to qualified immunity on
the failure-to-protect claims. Pet. App. 31a-32a. Applying a subjective deliberate indifference standard,
the court concluded the complaint plausibly alleged
that the officers knew the risk of suicide or serious
harm “was obvious” yet failed to take action to abate
that risk. Pet. App. 32a.
The officers appealed to the Fifth Circuit. Id.
2. Crandel v. Hall
a. At 10:13 p.m. on April 2, 2019, Brenda Worl
called 911 and said she had been beaten by her husband with a banjo, “knocked across the kitchen,” and
thrown “from one end of the[ir] trailer to the other.”
Pet. App. 4a; ROA 469. The jailer-dispatcher sent two
officers. Worl’s husband told the officers that she had
a history of mental health issues. ROA 477. Although
it seemed “that the incident involved conduct by both
parties,” “jail-capacity concerns” meant “there was
only room for one of the Worls.” Pet. App. 4a. The
male officers arrested Brenda, notwithstanding that
she had been the one who called the police for help.
Id.
Worl and the officers arrived at the Callahan
County Jail around 11:00 p.m. Pet. App. 4a-5a. While
Worl waited to be booked, one of her hands slipped out
of her handcuffs. But rather than securing it, a jailerdispatcher removed the handcuffs. Pet. App. 5a. An
officer and a jailer then escorted Worl to the booking
10
area, where Worl grew increasingly agitated and refused to answer questions, including those for the
jail’s “screening form for suicide and medical/mental/developmental impairments.” Id. One jailer
asked whether World “had ever attempted suicide.”
Worl “presented her arms” and yelled, “I don’t know.
Have I?” Id. Worl was not placed on suicide watch.
At 11:33 p.m., Worl was placed in the jail’s visitation room, which contains two corded phones mounted
on the wall, and left unwatched and unrestrained.
Pet. App. 6a. Fourteen minutes later, two officers entered the visitation room. Id. Worl was sitting on the
floor, nonresponsive, with a phone cord wrapped
tightly around her neck. Id.
Worl was transported to the hospital, where she
was placed on life support. Id. She died the next day.
Id.
b. Worl’s spouse and estate filed suit against the
jailers and officers. Pet. App. 6a-7a. As relevant here,
relying on due process and Section 1983, plaintiffs alleged that the officers failed to protect Worl from the
risk of suicide. The district court granted summary
judgment in favor of defendants. In so doing, the
court concluded that “there [was] no evidence . . . to
raise a genuine issue of material fact as to whether
[defendants] appreciated that Worl was a suicide risk
or that the phone cord would likely be an instrument
of suicide” and that Worl’s belligerent behavior was
insufficient to make defendants subjectively aware of
a substantial risk of self-harm. Pet. App. 7a.
Plaintiffs appealed to the Fifth Circuit.
11
C. Fifth Circuit Rulings
The court of appeals rendered contemporaneous
opinions, reversing in Edmiston and affirming in
Crandel. In both cases, the court first observed that
it was “bound by” the circuit’s “rule of orderliness” on
what standard governed the failure-to-protect claims.
Pet. App. 11a, 37a. Accordingly, the panel followed
prior Fifth Circuit opinions applying the subjective
deliberate-indifference standard in cases like this and
rejected the application of the objective-unreasonableness standard adopted in Kingsley.
In so doing, the panel held that to satisfy the deliberate-indifference standard, plaintiffs must allege
(or show, at summary judgment) that the officers had
subjective knowledge of a substantial risk of serious
harm and failed “to take reasonable measures to
abate” the risk. Pet. App. 11a, 36a. In the panel’s
view, the Edmiston plaintiffs “fail[ed] to plausibly allege [the officers] had the requisite subjective
knowledge of a substantial risk of suicide,” Pet. App.
38a, and the Crandel plaintiffs failed “to establish
genuine disputes of material fact regarding defendants’ subjective knowledge of a substantial risk of suicide,” Pet. App. 13a. Accordingly, the panel held that
none of the failure-to-protect claims was viable. The
panel in Edmiston thus vacated the district court’s order denying the officers’ motions to dismiss and in
Crandel affirmed the district court’s grant of summary judgment.
REASONS FOR GRANTING THE PETITION
The courts of appeals are deeply divided on the due
process standard that governs claims brought by
12
pretrial detainees challenging their treatment in custody. In the wake of Kingsley, the circuits have divided into two camps—those applying Kingsley’s test
of objective reasonableness to these due process
claims, and those adhering to a subjective deliberateindifference test drawing on Eighth Amendment
standards for convicted prisoners. The issue has surpassing significance for officers across the nation
dealing with pretrial detainees evidencing serious
mental-health issues raising a suicide risk, and for
the detainees themselves and their families. This
case clearly and squarely presents the issue. And the
decision below is wrong. This state of affairs benefits
no one. This Court should grant certiorari to settle
the issue, provide uniform national due process standards, and correct the errors below.
A. The Courts Of Appeals Are Intractably Divided On
This Question
The courts of appeals have acknowledged that “the
circuits are split” on whether Kingsley’s objective
standard applies to pretrial detainees’ failure-to-protect claims. Strain v. Regalado, 977 F.3d 984, 990
(10th Cir. 2020); see Helphenstine v. Lewis County, 60
F.4th 305, 316 (6th Cir. 2023) (“our sister circuits are
all over the map on this issue”). As Judge Readler
recently put it, “[w]ith signs pointing in all directions,
even the most careful reader would likely find herself
at a crossroads.” Helphenstine, 65 F.4th at 801
(Readler, J., respecting denial of rehearing en banc).
Until “Supreme Court intervention comes to pass, we
are left to muddle on, following paths leading in any
and all directions.” Id. at 802.
13
1. Since Kingsley, “at least four circuit courts (arguably five, depending on who you ask)” hold that
Kingsley’s logic extends to pretrial-detainee claims of
inadequate care. Helphenstine, 65 F.4th at 795
(Readler, J., respecting denial of rehearing en banc).
a. Second Circuit: In Darnell v. Pineiro, 849 F.3d
17 (2d Cir. 2017), the court reasoned that Kingsley
made it “plain that punishment has no place in defining the mens rea element of a pretrial detainee’s claim
under the Due Process Clause.” Id. at 35. Accordingly, while Kingsley specifically concerned an excessive force claim, the Second Circuit concluded that the
“same objective analysis should apply to an officer’s
appreciation of the risks associated with . . . a claim
for deliberate indifference under the Fourteenth
Amendment.” Id. Although “Darnell did not specifically address medical treatment,” the Second Circuit
later reasoned that “the same principle applies” to
claims of inadequate care. Charles v. Orange County,
925 F.3d 73, 87 (2d Cir. 2019).
b. Sixth Circuit: In Brawner v. Scott County, 14
F.4th 585 (6th Cir. 2021), the Sixth Circuit acknowledged its “precedent applying a subjective standard to
deliberate-indifference claims by pretrial detainees,”
but concluded that Kingsley “require[d] modification
of [its] caselaw.” Id. at 596. “Given Kingsley’s clear
delineation between claims brought by convicted prisoners under the Eighth Amendment and claims
brought by pretrial detainees under the Fourteenth
Amendment,” the Sixth Circuit held that Kingsley’s
objective standard governs pretrial detainees’ claims
of inadequate care. Id.
14
c. Seventh Circuit: In Miranda v. County of Lake,
900 F.3d 335 (7th Cir. 2018), the Seventh Circuit reasoned that “the logic the Supreme Court used in
Kingsley” called for different analysis of Eighth
Amendment claims and Fourteenth Amendment
claims—not “dissection of the different types of claims
that arise under the Fourteenth Amendment’s Due
Process Clause.” Id. at 352. Heeding the Court’s directive “that courts must pay careful attention to the
different status of pretrial detainees,” the Seventh
Circuit held “that medical-care claims brought by pretrial detainees under the Fourteenth Amendment are
subject only to the objective unreasonableness inquiry
identified in Kingsley.” Id.
d. Ninth Circuit: In Castro v. County of Los Angeles, 833 F.3d 1060 (9th Cir. 2016) (en banc), the Ninth
Circuit rejected the notion that Kingsley reached no
further than excessive force claims; the court was instead “persuaded that Kingsley applies, as well, to
failure-to-protect claims brought by pretrial detainees
against individual defendants under the Fourteenth
Amendment.” Id. at 1070. The Ninth Circuit later
followed Castro’s reasoning to hold that Kingsley
equally applies to and requires an objective standard
for pretrial detainees’ Fourteenth Amendment
“claims for violations of the right to adequate medical
care.” Gordon v. County of Orange, 888 F.3d 1118,
1124-25 (9th Cir. 2018).
2. Four other circuits confine Kingsley to excessive-force claims, with most of these courts addressing the issue in cursory footnotes.
a. Fifth Circuit: In Alderson v. Concordia Parish
Correctional Facility, 848 F.3d 415 (5th Cir. 2017), a
15
Fifth Circuit panel majority ruled, over a vigorous dissent, that it was “bound by [the court’s] rule of orderliness” to apply a subjective standard to a pretrial detainee’s failure-to-protect claims, because “the Fifth
Circuit ha[d] continued . . . to apply a subjective
standard post-Kingsley,” albeit in cases that did not
confront the Kingsley issue at all. Id. at 419 n.4. The
Fifth Circuit later reiterated that position in another
split decision, in which the panel majority cabined
Kingsley to claims “alleging excessive force” and rejecting the contention that Kingsley’s logic reached
“claims regarding medical treatment.” Cope v. Cogdill, 3 F.4th 198, 207 n.7 (5th Cir. 2021). “Since
Kingsley discussed a different type of constitutional
claim,” the Cope majority deemed it irrelevant to the
court’s “deliberate-indifference precedent.” Id.
b. Eighth Circuit: In Whitney v. City of St. Louis,
887 F.3d 857 (8th Cir. 2018), the Eighth Circuit similarly refused to apply Kingsley to inadequate-care
claims, dismissing the argument that Kingsley swept
beyond the specific claim it addressed. Id. at 860 n.4
(“Kingsley does not control because it was an excessive force case, not a deliberate indifference case.”).
c. Tenth Circuit: In Strain v. Regalado, 977 F.3d
984 (10th Cir. 2020), the Tenth Circuit expressly “decline[d] to extend Kingsley to Fourteenth Amendment
deliberate indifference claims,” insisting that “Kingsley turned on considerations unique to excessive force
claims” and thus did not reach beyond them. Id. at
991.
d. Eleventh Circuit: In Dang ex rel. Dang v. Sheriff, Seminole County, 871 F.3d 1272 (11th Cir. 2017),
the Eleventh Circuit, like the Fifth and Eighth
16
Circuits, rejected in a footnote an argument for applying Kingsley. Emphasizing that “Kingsley involved an
excessive-force claim, not a claim of inadequate medical treatment,” the court ruled that Kingsley did not
require or even permit it to revisit its precedent on
claims of inadequate care. Id. at 1279 n.2.
Only this Court can resolve the stark divide between the circuits on this frequently recurring issue.
B. The Question Presented Is Exceptionally Important And Recurring
“This is no small matter”: pretrial detainee cases
“populate every docket across the federal courts.”
Helphenstine, 65 F.4th at 801 (Readler, J., respecting
denial of rehearing en banc). Since 2008, more than
76,000 “prisoner civil rights” and “prison condition”
claims have reached federal appellate courts—approximately 16.8% of all civil appeals. IDB Appeals
2008-Present, Fed. Jud. Ctr., http://www.fjc.gov/research/idb/interactive/21/IDB-appeals-since-2008; see
also Zhen Zeng, Bureau of Justice Statistics, NCJ
251774, Jail Inmates in 2017, at 1 (2019) (reporting
that almost two-third of jail inmates were “unconvicted”). “That so many [courts] have said so much in
so little time” since Kingsley confirms “the frequency
with which these cases appear on [federal] docket[s].”
Helphenstine, 65 F.4th at 797 (Readler, J., respecting
denial of rehearing en banc).
Not only are these claims recurring and frequent,
but for detainees and prison officials alike, the applicable standard is not just a “theoretical concept[] to
debate”; it “govern[s] [jailers’] everyday conduct.” Id.
at 801; see PEW Charitable Trusts, Jails: Inadvertent
17
Health Care Providers 9 (Jan. 2018) (more than 90%
of large jails have been sued for denial of medical
care). Jails, officials, institutional supervisors, and
pretrial detainees all need guidance on the applicable
standard.
1. In recent years, studies have noted that at least
725,000 pretrial detainees are being held in jails
across the United States. The Sentencing Project,
U.S. Criminal Justice Data, http://www.sentencingproject.org/the-facts/#detail; Zhen Zeng &
Todd D. Minton, Jail Inmates in 2019, U.S. Department of Justice, Bureau of Justice Statistics,
http://www.bjs.gov/content/pub/pdf/ji19.pdf; Henry J.
Steadman, et al., Prevalence of Serious Mental Illness
Among Jail Inmates, 60 Psychiatry Servs. 761, 761
(2009). Many suffer from mental health crises. Indeed, “county jails have become the de facto mental
health care system for large numbers of individuals in
many communities.” Police Executive Research Forum, Managing Mental Illness in Jails: Sheriffs Are
Finding Promising New Approaches 5 (2018); see
Steadman, supra (people in jail five times more likely
than general population to suffer from serious mental
illness).
2. People with mental illness are significantly
more likely to put themselves and others in danger.
The “grim reality,” then, is that jails have high suicide
rates—even higher than prisons. Martin Kaste, The
“Shock of Confinement”: The Grim Reality of Suicide
in Jail, N.P.R. (July 27, 2015, 5:59 PM ET). “About
1,000 people die in American jails every year and
about a third of those are suicides.” Id. (suicide rates
inside jails are “three times worse than on the
18
outside”). And the arrival at jail with the initial shock
of confinement is a particularly dangerous interval.
See Boncher ex rel. Boncher v. Brown County, 272 F.3d
484, 486 (7th Cir. 2001) (Posner, J.,) (“[T]he risk [of
suicide] is concentrated in the early days and even
hours of being placed in jail, before the inmate has
had a chance to adjust to his dismal new conditions.”).
3. Jails that confront these issues have a pressing
need to understand the constitutional baseline of care
and the scope of their obligations to pay attention to
the risks to detainee health posed in confinement.
Clear national standards will guide training programs and set standards for accountable behavior.
And subjective standards impose needless risks on detainees. In cases like this, where the precarious mental health condition of a detainee is apparent to jailers
and no objectively reasonable steps are taken to avert
the risk of suicide, the result is needless, preventable
tragedy.
This Court’s intervention to address
whether the Fourteenth Amendment’s Due Process
Clause tolerates that result is imperative.
C. This Case Is An Ideal Vehicle To Address The
Question Presented
This case is an excellent vehicle for the Court’s review. The issue was preserved below; the panel
squarely addressed it; and it was outcome-determinative. This petition is not the first raising the issue,
but it is the first to offer the Court an ideal opportunity to finally resolve an important and recurring
legal question with profound human stakes.
1. The decisions below starkly implicate the circuit
split. In both cases, the Fifth Circuit expressly
19
refused to “apply the objective-unreasonableness
standard the Court adopted in Kingsley,” describing
that standard as limited to “claims of excessive force
(not failure to protect).” Pet. App. 11a, 36a. And in
both cases, the Fifth Circuit reasoned that the “rule of
orderliness” bound the court to adhere to its prior ruling that Kingsley “did not abrogate [this court’s] deliberate-indifference precedent.” Pet. App. 11a, 37a
(quoting Cope, 3 F.4th at 207 n.7).
2. The panel’s refusal to apply the Kingsley standard was outcome determinative here. In both cases,
the panel’s analysis started and ended with the subjective-intent inquiry it erroneously undertook. See
Pet. App. 12a-13a (“Because plaintiffs . . . fail to establish genuine disputes of material fact regarding
defendants’ subjective knowledge of a substantial risk
of suicide, whether defendants responded with deliberate indifference does not come into play.”); Pet. App.
38a (“For the reasons that follow, plaintiffs fail to
plausibly allege appellants had the requisite subjective knowledge of a substantial risk of suicide. Accordingly, whether they responded to that putative
risk with deliberate indifference does not come into
play.”). And in both cases, the defendants’ conduct
was objectively unreasonable—at the very least, the
defendants’ conduct in Crandel raised a jury question,
and the complaint in Edmiston alleged objectively unreasonable conduct plausibly enough to survive a motion to dismiss. Pet. App. 8a (acknowledging that defendants “plac[ed] unsupervised Worl in the visitation
room containing a telephone cord, a commonly known
obvious ligature”); Pet. App. 32a (describing how district “court concluded the ‘risk was obvious,’ based on:
20
Schubert’s fragile psychological state; his statements
regarding an unidentified assailant; and [defendants’]
knowledge about the risk of jail suicides”—yet the defendants “respond[ed] by giving the detainee loose
bedding, an obvious ligature”).
In any event, the outcome in the Fifth Circuit
plausibly would come out the opposite way under a
Kingsley-derived objective-reasonableness standard.
That is an issue for remand if this Court rejects the
Fifth Circuit’s legal standard.
3. Many parties on both sides of the split have
sought the Court’s review of this question, including
in at least ten petitions in the last five Terms. But
those petitions suffered from flaws not present here.
To begin, many prior petitions sought the Court’s
review of decisions issued before the question presented had adequately percolated through the lower
courts and before the circuit split had fully crystallized. See, e.g., Pet. Writ Cert., County of Orange v.
Gordon, No. 18-337 (U.S. Sept. 12, 2018); Pet. Writ.
Cert., Cowlitz County v. Crowell, No. 18-476 (U.S.
Oct. 10, 2018); Pet. Writ. Cert., Saunders v. Ivey, No.
18-760 (U.S. Dec. 13, 2018). Timing issues similarly
made Grochowski v. Clayton County, 961 F.3d 1311
(11th Cir. 2020), a poor vehicle for this issue, because
that case involved conduct that occurred before Kingsley was decided. Id. at 1318 n.4 (“We decline to apply
Kingsley because Grochowski’s death occurred in
2012 and Kingsley was decided in 2015. We are not
aware of any court that has ruled that Kingsley has
retroactive effect. We therefore do not consider
whether Kingsley would otherwise be applicable.”).
21
Other petitions did not cleanly present the Kingsley question for this Court’s review. The petitioner
seeking review of the Seventh Circuit’s application of
Kingsley in Mays v. Dart, 974 F.3d 810 (7th Cir. 2020),
for example, had not preserved the issue below. See
Br. Opp., Dart v. Mays, No. 20-990, at 5-7 (U.S. June
11, 2021) (detailing how the petitioner had “affirmatively embraced” Kingsley in the Seventh Circuit and
“argu[ed] only that the district court misapplied it,”
id. at 6). Other petitions sought review of cases where
the applicable standard may not—or even clearly
would not—have been outcome-determinative. See
Brawner, 14 F.4th at 592 (“[T]he facts here, viewed in
the light most favorable to Brawner, support a finding
of deliberate indifference under either Farmer’s subjective or Kingsley’s objective standard.” (footnote
omitted)); Sandoval v. County of San Diego, 985 F.3d
657, 679-80 & n.16 (9th Cir. 2021) (describing how
reasonable jury could have found that defendants
subjectively knew detainee urgently needed medical
treatment); Heidel v. Mazzola, 851 F. App’x 837, 840
(10th Cir. 2021) (facts at summary judgment at least
arguably insufficient to satisfy even an objective
standard); Strain, 977 F.3d at 996-97 (same, for allegations in complaint).
Cope v. Cogdill, 3 F.4th 198 (5th Cir. 2021), involved facts that were deeply troubling—and troublingly similar to the facts here—but similarly suffered from vehicle problems absent here. Most saliently, even if the Fifth Circuit had applied the objective standard there and found a constitutional violation, that would not have affected the ultimate analysis or result because the court rested its decision on
22
the lack of clearly established law under qualified immunity’s second prong. See id. at 208 (because one
defendant “appear[ed] to concede” his subjective
knowledge of the detainee’s suicide risk, the court’s
“analysis turn[ed] to this second prong: whether the
unlawfulness was clearly established”); id. at 210
(reasoning that even if other defendants’ “actions
were constitutionally unlawful, they are entitled to
qualified immunity if the constitutional right at issue
was not ‘clearly established’”). The petition in that
case also did not focus on the Kingsley issue, which
the petition presented as the second of three questions. See Pet. Writ Cert., Cope v. Cogdill, No. 21-783
(U.S. Nov. 22, 2021).
Yet as one Justice of this Court recognized in dissenting from the denial of certiorari in Cope, the
“uniquely troubling facts” of that case made it an exceptionally compelling candidate for review—and the
recurrence of strikingly similar circumstances here
shows that those facts sadly are not unique, which
makes them even more troubling. See Cope v. Cogdill,
142 S. Ct. 2573, 2576 (2022) (Sotomayor, J., dissenting from denial of certiorari). There, as here, a pretrial detainee showed signs of mental distress, including a risk of self-harm, to Texas jailers. Id. at 2573.
There, as here, jailers confined the detainee in quarters that “contained an obvious risk for suicide by
strangulation”—“a 30-inch telephone cord” in that
case. Id. at 2574. And there, as here, the detention
ended not with trial, but with the detainee’s tragic—
and preventable—death by suicide. Id.
This petition thus involves deeply disturbing facts
regrettably similar to cases the Court has seen before.
23
But this petition, unlike prior petitions, presents the
Kingsley question in the cleanest possible form. The
recurrence of both this factual scenario and this legal
issue call for this Court’s review, and this petition presents an ideal vehicle for the Court to resolve the
question presented once and for all.*
D. The Decisions Below Are Wrong
No principled basis justifies cabining Kingsley to
pretrial detainees’ excessive force claims, rather than
applying its objective reasonableness test to all detainee due process claims. Still less justified would be
wrenching a subjective standard from the distinguishable Eighth Amendment context that applies to
sentenced prisoners and applying it to detainees protected by due process.
1. While Kingsley specifically considered pretrial
detainee excessive-force claims, “nothing in the logic
the Supreme Court used in Kingsley . . . would support . . . dissection of the different types of claims that
arise under the Fourteenth Amendment’s Due Process Clause.” Miranda, 900 F.3d at 352. To the contrary, Kingsley made clear that the applicable
* At least one other petition raising the Kingsley issue is cur-
rently pending before the Court. See Petition for Cert., Jordan
v. Howell, No. 23-210 (U.S. filed Aug. 31, 2023). That petition
underscores why this Court should take up the question, but this
case offers a superior vehicle for answering it, including because
this case does not implicate the complicating issue of what constitutes proper medical judgment. See Howell v. NaphCare, Inc.,
67 F.4th 302, 312-14 (6th Cir. 2023) (analyzing whether defendant, who believed detainee “was experiencing a psychiatric episode, “acted recklessly by failing to treat [detainee]’s sickle cell
disease,” id. at 313).
24
standard turns not on the nature of the claim, but the
status of the claimant.
Kingsley analyzed cases involving a wide range of
pretrial-detention issues—not just excessive force—
en route to its conclusion that “a pretrial detainee can
prevail” on a claim about her treatment in custody by
relying on “objective evidence.” 576 U.S. at 398 (citing, e.g., Bell v. Wolfish, 441 U.S. 520 (1979)). This
Court’s precedents thus teach that the doctrinal distinction that matters is not what type of mistreatment
the detainee alleges, but at what stage she alleges it—
pretrial detention or postconviction confinement.
That distinction reflects basic constitutional principles. When convicted prisoners challenge their
treatment in custody under the Eighth Amendment,
courts apply a subjective standard because evaluating
whether punishment is cruel and unusual requires
knowing the official’s state of mind: punishment is
only cruel and unusual if inflicted maliciously, sadistically or with deliberate indifference. Kingsley, 576
U.S. at 400; see Wilson, 501 U.S. at 299. But the same
is not true for pretrial detainees. “[P]retrial detainees . . . cannot be punished at all, much less ‘maliciously and sadistically.’” Kingsley, 576 U.S. at 400;
see Bell, 441 U.S. at 535 (“a detainee may not be punished prior to an adjudication of guilt in accordance
with due process of law”). It follows that “the Eighth
and Fourteenth Amendments are fundamentally different to the degree that cases involving one claim
cannot be legitimately compared to cases involving
another.” Kate Lambroza, Pretrial Detainees and the
Objective Standard After Kingsley v. Hendrickson, 58
Am. Crim. L. Rev. 429, 453 (2021).
25
By importing the Eighth Amendment’ subjective
standard onto pretrial detainees’ due process claims,
the courts in the Fifth Circuit’s camp improperly narrowed the protection to which the detainees in this
case were entitled—protection from all punishment—
to protection from only cruel and unusual punishment. Only this Court can correct that error.
2. What is more, lest there be any question about
whether Kinglsey’s “objective standard is workable,”
this Court has already determined that the answer is
yes: many facilities “train officers to interact with all
detainees as if the officers’ conduct is subject to an objective reasonableness standard.” Kingsley, 576 U.S.
at 399. And an objective standard adequately protects officers who act “in good faith”: courts must “take
account of the legitimate interests in managing a jail,
acknowledging as part of the objective reasonableness
analysis that deference to policies and practices
needed to maintain order and institutional security is
appropriate.” Id. at 399-400.
As in Kingsley itself, a wide range of factors bears
on objective reasonableness, and the different contexts in which the issue may arise may result in differing factors having more or less prominence. Id. at
397. Courts applying a due process standard are accustomed to paying close attention to the facts. And
jail officials are never held strictly liable for tragic
deaths by suicide of individuals in their custody. As
Kingsley clarified, the official must have acted purposely, knowingly, or at least recklessly with respect
to his action or inaction towards the detainee. Id. at
395-96. Only then do courts move on to the objective
reasonableness of the official’s conduct. And the
26
objective standard applies to “the perspective of a reasonable officer on the scene, including what the officer
knew at the time, not with the 20/20 vision of hindsight.” Id. at 397. Those safeguards ensure that the
objective reasonableness test of Kingsley, as applied
to this context, is both sound and workable.
* * *
As Judge Readler counseled, “[f]or the sake of litigants and courts alike, the Supreme Court should
soon grant certiorari in a case involving allegedly unconstitutional deliberate indifference toward a pretrial detainee.”
Helphenstine, 65 F.4th at 801
(Readler, J., respecting denial of rehearing en banc).
The time is now.
27
CONCLUSION
The petition for a writ of certiorari should be
granted.
Respectfully submitted.
T. Dean Malone
Jennifer Kingaard
LAW OFFICES OF DEAN
MALONE, P.C.
900 Jackson Street
Suite 730
Dallas, TX 75202
Bruce K. Thomas
LAW OFFICE OF BRUCE K.
THOMAS
12900 Preston Road
Suite 590
Dallas, TX 75230
September 22, 2023
Michael Dreeben
Counsel of Record
Andrew R. Hellman
O’MELVENY & MYERS LLP
1625 Eye Street, NW
Washington, DC 20006
(202) 383-5300
mdreeben@omm.com
Melissa C. Cassel
O’MELVENY & MYERS LLP
Two Embarcadero Center
San Francisco, CA 94111
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.