Opposition Brief — Nancy Avina, Petitioner v. Union Pacific Railroad
Supreme Court briefNov 22, 2023
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No. 23-275
IN THE
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_______________
NANCY AVINA,
Petitioner,
v.
UNION PACIFIC RAILROAD CO.,
Respondent.
_______________
On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Eighth Circuit
_______________
BRIEF IN OPPOSITION
_______________
THOMAS H. DUPREE JR.
Counsel of Record
ZACHARY B. COPELAND
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Ave., NW
Washington, DC 20036
(202) 955-8500
tdupree@gibsondunn.com
Counsel for Respondent Union Pacific Railroad Co.
QUESTION PRESENTED
The Railway Labor Act requires all disputes involving the “interpretation or application” of collective
bargaining agreements to be resolved through arbitration. 45 U.S.C. § 153 First (i). In this case, petitioner’s discrimination claims turned on whether a
faxed resume constituted a job application under the
collective bargaining agreement. The question presented is whether the Eighth Circuit correctly held,
consistent with this Court’s precedent and every other
circuit to have addressed the issue, that petitioner’s
claims must be resolved through arbitration.
ii
RULE 29.6 STATEMENT
Pursuant to this Court’s Rule 29.6, undersigned
counsel states that respondent Union Pacific Railroad
Company is a wholly owned subsidiary of Union Pacific Corporation, a publicly traded company. No publicly traded corporation is known to own 10% of the
stock of Union Pacific Corporation.
iii
TABLE OF CONTENTS
Page
QUESTION PRESENTED...........................................i
RULE 29.6 STATEMENT .......................................... ii
TABLE OF AUTHORITIES ....................................... iv
INTRODUCTION ........................................................ 1
STATEMENT .............................................................. 2
REASONS FOR DENYING THE PETITION ............ 9
I.
The Decision Below Does Not Conflict With
The Decision Of Any Other Circuit And Is
Consistent With The Views Of The United
States ............................................................ 10
A. The Circuits Are In Agreement ............. 10
B. The Decision Below Aligns With The
Views Of The United States .................. 17
II. There Is No Other Reason To Grant
Review ........................................................... 18
A. The Decision Below Was Correct .......... 19
B. This Case Is A Poor Vehicle For Review
Of Any RLA Question ............................ 21
CONCLUSION .......................................................... 25
iv
TABLE OF AUTHORITIES
Page(s)
Cases
Adams v. Am. Airlines, Inc.,
2000 WL 14399 (10th Cir. Jan. 10, 2000) ........... 13
Alaska Airlines Inc. v. Schurke,
898 F.3d 904 (9th Cir. 2018) ................................ 12
Atlas Air, Inc. v. Int’l Bhd. of Teamsters,
943 F.3d 568 (2d Cir. 2019) ................................. 11
Austin v. Minn. Mining & Mfg. Co.,
193 F.3d 992 (8th Cir. 1999) .................................. 6
Bates v. Long Island R.R. Co.,
997 F.2d 1028 (2d Cir. 1993) ............................... 11
Bhd. of Locomotive Eng’rs v.
Long Island R.R. Co.,
85 F.3d 35 (2d Cir. 1996) ..................................... 11
Bhd. of R.R. Trainmen v.
Chi. River & Ind. R.R. Co.,
353 U.S. 30 (1957) .................................................. 4
Boldt v. N. States Power Co.,
904 F.3d 586 (8th Cir. 2018) .................................. 8
Brown v. Ill. Cent. R.R. Co.,
254 F.3d 654 (7th Cir. 2001) .......................... 14, 20
Carlson v. CSX Transp., Inc.,
758 F.3d 819 (7th Cir. 2014) ................................ 18
Carmona v. Sw. Airlines Co.,
536 F.3d 344 (5th Cir. 2008) ................................ 15
City of Oklahoma City v. Tuttle,
471 U.S. 808 (1985) .............................................. 22
v
TABLE OF AUTHORITIES
(continued)
Page(s)
Consol. Rail Corp. v. Ry. Labor Execs.’ Ass’n,
491 U.S. 299 (1989) ............................................ 3, 4
Elgin, Joliet & E. Ry. v. Burley,
325 U.S. 711 (1945) ................................................ 3
Emswiler v. CSX Transp., Inc.,
691 F.3d 782 (6th Cir. 2012) ................................ 16
Fry v. Airline Pilots Ass’n, Int’l,
88 F.3d 831 (10th Cir. 1996) ................................ 13
Gay v. Carlson,
60 F.3d 83 (2d Cir. 1995) ..................................... 11
Giles v. Nat’l R.R. Passenger Corp.,
59 F.4th 696 (4th Cir. 2023) ................................ 21
Hawaiian Airlines, Inc. v. Norris,
512 U.S. 246 (1994) .................... 1, 3, 4, 7, 8, 14, 17
Hirras v. Nat’l R.R. Passenger Corp.,
44 F.3d 278 (5th Cir. 1995) .................................. 15
Johnson v. Humphreys,
949 F.3d 413 (8th Cir. 2020) .................................. 8
Lawn v. United States,
355 U.S. 339 (1958) .............................................. 21
Lingle v. Norge Div. of Magic Chef, Inc.,
486 U.S. 399 (1988) .......................................... 4, 17
McAlester v. United Air Lines, Inc.,
851 F.2d 1249 (10th Cir. 1988) ............................ 13
vi
TABLE OF AUTHORITIES
(continued)
Page(s)
Monroe v. Mo. Pac. R.R. Co.,
115 F.3d 514 (7th Cir. 1997) ................................ 15
O’Brien v. Consol. Rail Corp.,
972 F.2d 1 (1st Cir. 1992) .................................... 16
Pilkington v. United Airlines,
112 F.3d 1532 (11th Cir. 1997) ............................ 16
Pittsburgh & Lake Erie R.R. Co. v.
Ry. Labor Execs.’ Ass’n,
491 U.S. 490 (1989) ................................................ 4
Polk v. Amtrak Nat’l R.R. Passenger Corp.,
66 F.4th 500 (4th Cir. 2023) ............................ 3, 16
Ret. Plans Comm. of IBM v. Jander,
140 S. Ct. 592 (2020) ............................................ 23
Saridakis v. United Airlines,
166 F.3d 1272 (9th Cir. 1999) .............................. 12
Schiro v. Farley,
510 U.S. 222 (1994) .............................................. 22
Slocum v. Del., Lackawanna & W. R.R. Co.,
339 U.S. 239 (1950) ................................................ 4
Stouffer v. Union R.R. Co.,
85 F.4th 139 (3d Cir. 2023) .................................. 16
Union Pac. R.R. Co. v. Sheehan,
439 U.S. 89 (1978) .............................................. 1, 3
Urena v. Am. Airlines, Inc.,
152 F. App’x 63 (2d Cir. 2005) ............................. 12
vii
TABLE OF AUTHORITIES
(continued)
Page(s)
Wis. Cent., Ltd. v. Shannon,
539 F.3d 751 (7th Cir. 2008) ................................ 15
Wood v. Milyard,
566 U.S. 463 (2012) .............................................. 21
Youakim v. Miller,
425 U.S. 231 (1976) .............................................. 21
Statutes
45 U.S.C. § 151a .......................................................... 3
Rules
Sup. Ct. R. 10............................................................. 17
Other Authorities
Frank N. Wilner, The Railway Labor Act: Why,
What and for How Much Longer—Part II,
57 Transp. Prac. J. 129 (1990) ............................... 3
Kelly Collins Woodford et al., Complete
Preemption Under the Railway Labor Act,
36 Transp. L.J. 261 (2009) ..................................... 2
1
BRIEF IN OPPOSITION
Respondent Union Pacific Railroad Company respectfully submits this brief in opposition to the petition for a writ of certiorari.
INTRODUCTION
The Railway Labor Act (RLA) requires all “minor
disputes” in the railroad industry to be heard by an
arbitrator, not by the courts. A minor dispute, as this
Court held in Hawaiian Airlines, Inc. v. Norris, is one
that “involve[s] controversies over the meaning of an
existing collective bargaining agreement in a particular fact situation.” 512 U.S. 246, 253 (1994) (quotation
marks omitted). In the decision below, the Eighth Circuit correctly applied the RLA and this Court’s precedent to preclude discrimination claims that could not
be resolved without interpreting the collective bargaining agreement.
Every circuit to have considered that question has
concluded, like the Eighth Circuit here, that claims
requiring the interpretation of a collective bargaining
agreement must be arbitrated. If the claim arises under federal law, it is precluded; if the claim arises under state law, it is preempted. Under no circumstance
can the claim be litigated in court. This unanimous
view of the circuits is consistent with Congress’s “essential” goal in passing the RLA: to keep minor disputes “out of the courts.” Union Pac. R.R. Co. v.
Sheehan, 439 U.S. 89, 94 (1978) (per curiam).
Petitioner’s alleged split on this question is contrived and nonexistent. Petitioner argues that some
circuits hold that discrimination claims are never
“preempted or precluded by the RLA” because they
“are based on independent statutes.” Pet. 2. But that
2
is simply wrong. No circuit has endorsed that illogical
result, which would blow a hole in Congress’s framework for channeling the interpretation of collective
bargaining agreements to a designated arbitration tribunal. Nor do any circuits differ from the Eighth on
the proper rule for identifying minor disputes. All circuits to have been presented with the question have
applied the same familiar rule established in Hawaiian Airlines. This Court need not grant review merely
to reiterate what it has already said.
There is no reason to review this case. The Eighth
Circuit applied the stated rule correctly, and petitioner does not claim otherwise. And petitioner admits that she failed to argue below that RLA preclusion is not a jurisdictional bar, raising waiver and
preservation hurdles that make this case a poor vehicle for addressing the shallow circuit conflict on that
issue. Moreover, no matter what this Court might decide on any RLA question, the outcome of this case will
be the same: The district court already ruled, based
on undisputed facts, that petitioner’s claims would fail
on the merits were they not precluded by the RLA.
This Court should not waste its resources on a case
where its ruling will not matter.
The Court should deny the petition.
STATEMENT
1. The early U.S. railroad industry was riven with
tension between labor and management, which frequently boiled over into strikes, sometimes violent.
See Kelly Collins Woodford et al., Complete Preemption Under the Railway Labor Act, 36 Transp. L.J.
261, 283 (2009). Seeking to quell this tension after “a
half-century of worker agitation, social turmoil and
congressional experimentation,” Congress in 1926
3
passed the country’s first major nationwide labor legislation: the RLA. Frank N. Wilner, The Railway Labor Act: Why, What and for How Much Longer—Part
II, 57 Transp. Prac. J. 129, 130 (1990). The RLA “promote[s] stability in labor-management relations by
providing a comprehensive framework for resolving
labor disputes.” Hawaiian Airlines, 512 U.S. at 252.
Under this framework, the “two classes” of labor
disputes—“the major and the minor disputes”—are
resolved through distinct mechanisms. Elgin, Joliet
& E. Ry. v. Burley, 325 U.S. 711, 723-24 (1945). Major
disputes, which are “large issues” relating to “the formation of collective agreements or efforts to secure
them,” id., proceed through a “lengthy process of bargaining and mediation,” Consol. Rail Corp. v. Ry. Labor Execs.’ Ass’n (Conrail), 491 U.S. 299, 302 (1989).
Minor disputes, on the other hand, are those that
“aris[e] or grow[] ‘out of grievances or out of the interpretation or application of [collective bargaining]
agreements concerning rates of pay, rules, or working
conditions.’” Id. at 303 (quoting 45 U.S.C. § 151a).
They are “subject to compulsory and binding arbitration before” either the “National Railroad Adjustment
Board” or “an adjustment board established by the
employer and the unions representing the employees”
(collectively, the “Adjustment Board”), which have
“exclusive jurisdiction over minor disputes.” Id. at
303-04.
“Congress considered it essential to keep these socalled ‘minor’ disputes within the Adjustment Board
and out of the courts.” Union Pac. R.R. Co., 439 U.S.
at 94; see Polk v. Amtrak Nat’l R.R. Passenger Corp.,
66 F.4th 500, 505 (4th Cir. 2023) (noting RLA’s purpose was to “get[] courts out of the business of interpreting [collective bargaining agreements]”). To carry
4
out that congressional mandate, this Court has developed a clear rule for identifying minor disputes that
traces the RLA’s own language: A minor dispute is
one that “grow[s] out of the interpretation of existing
[collective bargaining] agreements.” Slocum v. Del.,
Lackawanna & W. R.R. Co., 339 U.S. 239, 243 (1950).
The Court has reiterated this rule on many occasions
over the last three-quarters of a century. See, e.g.,
Conrail, 491 U.S. at 305 (“The distinguishing feature
of [a minor dispute] is that the dispute may be conclusively resolved by interpreting the existing [collective
bargaining] agreement.”); Pittsburgh & Lake Erie
R.R. Co. v. Ry. Labor Execs.’ Ass’n, 491 U.S. 490, 496
n.4 (1989) (“Minor disputes are those involving the interpretation or application of existing contracts.”);
Bhd. of R.R. Trainmen v. Chi. River & Ind. R.R. Co.,
353 U.S. 30, 33 (1957) (minor disputes are “controversies over the meaning of an existing collective bargaining agreement”).
Most recently, in Hawaiian Airlines, the Court addressed how that rule applies to claims that arise not
directly out of a collective bargaining agreement, but
from some other legal source. Importing the standard
established in the related context of the Labor Management Relations Act, the Court explained that
claims based on “rights . . . that exist[] independent of
the contract” are not preempted or precluded by the
RLA, but that the RLA does preempt or preclude such
claims that are “dependent on the interpretation of a”
collective bargaining agreement, because those claims
are not actually “independent” of the agreement. 512
U.S. at 260, 262-63 (emphasis added) (citing Lingle v.
Norge Div. of Magic Chef, Inc., 486 U.S. 399, 408-10
(1988)).
5
2. Petitioner Nancy Avina, a Hispanic woman in
her 40s, is a longtime employee of Union Pacific’s Kansas City warehouse and a member of the Transportation Communications Union. Pet. App. 2a, 58a. As a
member of the union, petitioner is and has been at all
relevant times subject to a 2006 collective bargaining
agreement between the union and Union Pacific. Id.
2a. Among other things, that agreement establishes
an application process for filling posted (or “bulletined”) Union Pacific job openings—through which
“[e]mployees desiring bulletined positions must have
their applications, in duplicate, on file in the office of
the bulletin, or in the office of the supervisor as may
be specified on the bulletin.” Id. 56a. The agreement
also provides for “amend[ments]” to the “bulletining
process.” Id. 57a.
In 2017, Union Pacific announced an opening for
a “material supervisor” position. Pet. App. 15a. Petitioner was interested in the position and attempted to
apply by “faxing her resume.” Id. 15a-16a. Since at
least 2009, however, Union Pacific has used an online
tool, “iTrakForce,” to collect applications for job openings. Id. 2a, 81a. Because petitioner had not submitted an application through iTrakForce, “her name
never made it onto the official list of candidates,” and
she did not receive the job. Id. 2a. The same position
opened up a year later. Id. 2a-3a. As before, petitioner sought to apply by faxing her resume rather
than using iTrakForce. Id. She again did not receive
the job. Id. She later “learn[ed] that the applicants
who received the positions were either younger [than
her], white, or both.” Id. 3a.
3. In 2019, petitioner filed this lawsuit against
Union Pacific in Missouri federal court. D. Ct. Dkt. 1.
She alleged that Union Pacific’s decisions not to hire
6
her for the material supervisor positions had been
based on her age or race and were thus discriminatory. D. Ct. Dkt. 28, ¶¶ 42-49, 50-56. Following discovery and motions practice, her case proceeded to an
eight-day jury trial.
Soon after trial began, it became clear that petitioner’s case depended in large part upon interpretation of the collective bargaining agreement. An undisputed element of her discrimination claims required
her to prove that she “was qualified and applied for”
the material supervisor positions. Austin v. Minn.
Mining & Mfg. Co., 193 F.3d 992, 995 (8th Cir. 1999).
As a result, at trial her counsel “specifically questioned Union Pacific employees about what the collective-bargaining agreement requires of applicants” in
an effort to show that petitioner had applied for the
positions. Pet. App. 3a. For instance, counsel asked
one company employee about his “understanding
about some of the policies” in the collective bargaining
agreement, including the requirement that applicants
“must have their applications in duplicate on file.” D.
Ct. Dkt. 130, at 21-27.
Based on petitioner’s repeated questioning and
statements regarding what it meant to “apply” for a
position under the collective bargaining agreement,
Union Pacific moved mid-trial to dismiss her claims
as “minor disputes” under the RLA that must be heard
by the Adjustment Board, not by a federal court. See
D. Ct. Dkt. 131. After the close of petitioner’s case-inchief, Union Pacific also moved for judgment as a matter of law under Federal Rule of Civil Procedure 50(a),
on both RLA preclusion and legal-sufficiency grounds.
See D. Ct. Dkt. 135.
The district court orally granted both motions
from the bench, Pet. App. 46a, and later issued a
7
written opinion setting forth its reasoning in more detail, id. 47a. The court’s opinion explained—relying
on Hawaiian Airlines—that although “discrimination
claims arising under federal law generally are not”
precluded by the RLA, such claims are precluded
where they require courts to determine “‘the meaning
of an existing [collective bargaining agreement] in a
particular fact situation.’” Id. 53a-55a (quoting 512
U.S. at 253). Petitioner’s claims fell into the latter
camp because, as her counsel’s questioning at trial
made clear, “provisions of the [collective bargaining
agreement] must be interpreted in deciding whether
[petitioner] properly applied for this position,” including what it means under the agreement for applicants
to “have their applications, in duplicate, on file.” Id.
68a. As Union Pacific had pointed out—and petitioner
never contested—RLA preclusion is a jurisdictional
bar. Id. 51a-52a; see Pet. 12-13 (conceding that petitioner “did not dispute” this point). The court therefore dismissed petitioner’s claims for lack of subjectmatter jurisdiction. Pet. App. 76a-77a.
The court also held, in the alternative, that Union
Pacific “would be entitled to judgment as a matter of
law” on petitioner’s claims even if they were not precluded by the RLA. Pet. App. 78a. That is because
petitioner had not shown, and could not show, that
she was “similarly situated” to the employees who
were considered for the position, another required element of her discrimination claims. Id. 79a-81a. The
record had established that petitioner had “never
properly submitted her application for either” material supervisor position using Union Pacific’s
iTrakForce system. Id. 81a. Nor had petitioner presented any “evidence that any applicant outside of the
protected [racial or age] group only emailed or faxed
or handed in a resume without using iTrakForce.” Id.
8
This failure to “show similarly situated employees not
part of the protected group were promoted to the positions instead” of petitioner would defeat her claims as
a matter of law, wholly independent of the RLA. Id.
4. The Eighth Circuit affirmed. Pet. App. 10a11a. The court of appeals first confirmed that the governing standard for determining whether petitioner’s
claims involve a “minor dispute,” and thus must be
dismissed for lack of subject-matter jurisdiction, was
whether they “‘require[]’ the interpretation of ‘some
specific provision of the collective-bargaining agreement.’” Id. 6a (quoting Boldt v. N. States Power Co.,
904 F.3d 586, 591 (8th Cir. 2018)). The court also
agreed that, to prove her discrimination claims, petitioner would have to show that she “actually applied
for either promotion.” Id. 7a.
Any attempt to make that showing, the court
held, would be “‘inextricably bound up’ with the interpretation of” the collective bargaining agreement.
Pet. App. 7a-8a (quoting Johnson v. Humphreys, 949
F.3d 413, 417 (8th Cir. 2020)). To conclude that petitioner had applied for the positions, an adjudicator
necessarily would have to decide “[w]hether faxed resumes count as applications.” Id. 8a. To decide that
question, in turn, an adjudicator would have to interpret the collective bargaining agreement. Id. The
trial record left no doubt on that score: It was “replete
with questioning, testimony, and evidence revealing
the necessity of interpreting . . . the [collective bargaining agreement].” Id. 9a.
Because petitioner’s “case involve[d] a ‘minor dispute’ over the meaning of a collective-bargaining
agreement,” it could not proceed in federal court. Pet.
App. 10a (quoting Hawaiian Airlines, 512 U.S. at
253).
The task of interpreting the collective
9
bargaining agreement was reserved for the Adjustment Board alone. Hence, the court concluded, “[i]f
[petitioner] wants to pursue this case further, she will
have to do so elsewhere.” Id. And since the RLA presented a jurisdictional bar to petitioner’s claims—
which she once again “did not” contest, Pet. 17—the
court did not review the district court’s alternative
ruling that petitioner’s claims failed as a matter of
law, Pet. App. 8a n.4.
REASONS FOR DENYING THE PETITION
The federal courts of appeals are unanimous on
the question presented by this case—whether the
RLA preempts or precludes courts from hearing
claims that require interpretation of a collective bargaining agreement. It does. The unanimity among
the circuits on this question is not surprising, as this
Court’s Hawaiian Airlines decision already addressed
the issue and provided the controlling legal rule. Nor
is there any other compelling reason for review. The
decision below correctly applied the controlling rule to
the facts here. The distinct, unrelated jurisdictional
issue that petitioner never raised below but now attempts for the first time to inject into the case is not
cleanly presented and would implicate a host of
waiver and preservation problems. And even if this
Court adopted petitioner’s view of the law—on what
constitutes a minor dispute or on whether RLA preclusion is jurisdictional—it would almost certainly
make no difference to the outcome of this case. The
Court should deny the petition.
10
I.
THE DECISION BELOW DOES NOT CONFLICT
WITH THE DECISION OF ANY OTHER CIRCUIT
AND IS CONSISTENT WITH THE VIEWS OF
THE UNITED STATES.
Petitioner seeks to portray the Eighth Circuit’s
decision as inconsistent with the decisions of other circuits and the views of the United States. Neither portrayal is accurate.
A. The Circuits Are In Agreement.
The decision below held that a dispute is minor
under the RLA, and thus cannot be heard by the
courts, if it “require[s] the interpretation of some specific provision of [a] collective-bargaining agreement.”
Pet. App. 6a (quotation marks omitted). This holding
tracks Hawaiian Airlines to the letter, and the same
rule is applied uniformly by the federal courts of appeals. Petitioner attempts to manufacture a circuit
conflict by asserting that (1) some circuits hold that
claims “involv[ing] a right created by statute” are
never “preempted or precluded by the RLA,” and
(2) other circuits have adopted a different rule than
the Eighth Circuit for identifying which claims are minor disputes under the RLA. Pet. 18-19. Both assertions are wrong. The posited conflict is illusory.
1. Petitioner first points to the Second, Ninth, and
Tenth Circuits as purportedly holding that the RLA
never preempts or precludes claims, including discrimination claims, that are “based on independent
statutes, and are not created by a collective-bargaining agreement.” Pet. 2. This characterization of the
cases cited is incorrect. But even if any of petitioner’s
dated cases ever stood for that proposition, their holdings did not survive Hawaiian Airlines, as later controlling cases from these three circuits make clear.
11
The primary (and pre–Hawaiian Airlines) Second
Circuit case cited by petitioner, for instance, does not
conflict with the decision below. There, the plaintiffs
had brought statutory discriminatory-discharge
claims against a railroad. See Bates v. Long Island
R.R. Co., 997 F.2d 1028, 1034 (2d Cir. 1993). Although the circuit held that those claims were not precluded by the RLA, it did not answer the pertinent
question here—whether interpretation of a collective
bargaining agreement would be required to resolve
the claims. See id. The railroad had raised that point,
but the court elided it, noting only that the claims
“may implicate . . . portions of the[] collective-bargaining agreements.” Id. (emphasis added). Bates
thus did not hold, as petitioner wrongly suggests, that
there is no RLA preclusion even if interpretation of an
agreement is required.
Regardless, even if Bates could be read in that
way, it was superseded by Hawaiian Airlines. Post–
Hawaiian Airlines decisions from the Second Circuit,
although not arising directly in the context of statutory claims, have on several occasions applied the clarified rule governing claims requiring interpretation of
a collective bargaining agreement—without ever suggesting that some other rule would apply to statutory
claims. See, e.g., Atlas Air, Inc. v. Int’l Bhd. of Teamsters, 943 F.3d 568, 579 (2d Cir. 2019) (explaining that
“contract interpretation issues are the hallmark of a
minor dispute and thus subject to mandatory resolution” by the Adjustment Board); Bhd. of Locomotive
Eng’rs v. Long Island R.R. Co., 85 F.3d 35, 39 (2d Cir.
1996) (holding that claim was “outside the jurisdictional authority of the courts” where it involved “interpret[ation] [of] the provisions of the [collective bargaining agreement]”); Gay v. Carlson, 60 F.3d 83, 88
(2d Cir. 1995) (holding that claims were not
12
preempted because “[n]o interpretation of the collective bargaining agreement [was] required to resolve”
them). The sole post–Hawaiian Airlines Second Circuit decision that petitioner cites is irrelevant to the
question presented, as it neither addressed the governing rule nor involved a statutory claim requiring
interpretation of a collective bargaining agreement.
See Urena v. Am. Airlines, Inc., 152 F. App’x 63, 65 (2d
Cir. 2005) (unpublished).
The single Ninth Circuit case cited by petitioner
is equally unhelpful to her position. Far from establishing a circuit conflict, that case in fact articulated
precisely the same rule as the Eighth Circuit did below. As the Ninth Circuit explained, the question
whether a dispute is “minor” turns on whether it “can
be resolved without interpreting the [collective bargaining] agreement itself.” Saridakis v. United Airlines, 166 F.3d 1272, 1277 (9th Cir. 1999). Applying
that rule to the multitude of state and federal claims
brought by the plaintiff, the court held that some
claims were preempted or precluded because they did
“require[] an interpretation of the” agreement, while
others were not preempted or precluded because they
presented “purely factual questions” that did not require interpretation of the agreement. Id. at 1277-78.
Nothing in the court’s analysis rested on whether the
claims were statutory. Indeed, the en banc Ninth Circuit has since expressly rejected any such distinction,
holding that even where a claim is “not grounded in”
a collective bargaining agreement but is instead based
on a statute, the claim is preempted or precluded “to
the extent there is an active dispute over the meaning
of contract terms.” Alaska Airlines Inc. v. Schurke,
898 F.3d 904, 921 (9th Cir. 2018) (en banc) (emphasis
and quotation marks omitted).
13
Petitioner’s Tenth Circuit cases likewise reflect no
circuit conflict. McAlester—which also pre-dates Hawaiian Airlines—merely stands for the uncontroversial proposition that discrimination claims are not per
se preempted or precluded by the RLA. See McAlester
v. United Air Lines, Inc., 851 F.2d 1249, 1254 (10th
Cir. 1988). All agree on that point. But the court was
not presented with the question presented here—
whether discrimination claims requiring interpretation of a collective bargaining agreement are
preempted or precluded. As to that issue, later Tenth
Circuit cases have properly emphasized that “the
threshold question” for any statutory claim is
“whether resolution of the federal and state law
claims . . . requires interpretation or application of” a
collective bargaining agreement. Fry v. Airline Pilots
Ass’n, Int’l, 88 F.3d 831, 836 (10th Cir. 1996). And
petitioner’s other Tenth Circuit case explicitly cuts
against its assertion of a conflict. That case explained,
consistent with the decision below, that the RLA bars
“any suit that is inextricably intertwined with consideration of the terms of the labor contract.” Adams v.
Am. Airlines, Inc., 2000 WL 14399, at *7 (10th Cir.
Jan. 10, 2000) (unpublished) (citing Fry, 88 F.3d at
836); cf. Pet. App. 8a (holding that petitioner’s claims
are “inextricably bound up with the interpretation” of
the collective bargaining agreement (quotation marks
omitted)).
In sum, the Second, Ninth, and Tenth Circuits do
not conflict with the Eighth on the question presented.
All four circuits apply the familiar Hawaiian Airlines
rule.
2. Petitioner’s next attempt to gin up a circuit conflict is even less tenable. Put simply, petitioner argues that there is some daylight between a rule that a
dispute is minor if it can be “‘conclusively resolved’ by
14
interpreting the [collective bargaining agreement],”
and a rule that a dispute is minor if it “require[s] interpretation of the collective bargaining agreement.”
Pet. 24-26 (quotation marks omitted). This same argument was raised by the petitioner in Hawaiian Airlines, and this Court rejected it, holding that the two
phrasings of the rule are “fully consistent” with each
other. 512 U.S. at 262-63. And the circuits that petitioner identifies as purportedly adopting one or the
other phrasing have in fact used both phrasings interchangeably—including in many of petitioner’s own
cited authorities.
Take, for instance, the Seventh Circuit. Petitioner claims that it “applies a conclusive-resolution
standard,” citing two cases (Carlson and Brown). Pet.
22-23. But one of those cases, Brown, is peppered with
both phrasings, refuting any claim that the circuit has
come down firmly on one side. Brown uses variants of
“conclusively resolved” nearly a dozen times, and also
uses “requires interpretation of” several times, all to
mean precisely the same thing. Compare, e.g., Brown
v. Ill. Cent. R.R. Co., 254 F.3d 654, 664 (7th Cir. 2001)
(“[T]he RLA will not bar a plaintiff from bringing an
independent state or federal claim in court unless the
claim could be ‘conclusively resolved’ by the interpretation of a [collective bargaining agreement].”), with
id. (“[A] plaintiff employee [may] bring an ADA claim
in federal court against his employer (even if his employment is governed by a [collective bargaining
agreement] which is subject to the RLA), unless the
resolution of his ADA claim requires the court to interpret the [collective bargaining agreement]’s terms as
a potentially dispositive matter.”) (emphases added).
There is no difference between these two articulations
of the same rule.
15
Other Seventh Circuit precedent has also used the
“requires interpretation of” language, contrary to petitioner’s assertion that the circuit has adopted a different rule. In one case, the court explained that the
RLA “preempts state-law actions that would require
interpreting a” collective bargaining agreement. Wis.
Cent., Ltd. v. Shannon, 539 F.3d 751, 763 (7th Cir.
2008).
In another, the court emphasized that
“whether the adjudication of a plaintiff’s claim requires interpretation of a” collective bargaining agreement is a “crucial[] element of the Hawaiian Airlines–
Lingle preemption standard.” Monroe v. Mo. Pac. R.R.
Co., 115 F.3d 514, 519 (7th Cir. 1997). The legal rule
articulated in these cases is precisely the same as the
one used in the decision below.
The Fifth Circuit, too, which petitioner wrongly
says has also adopted a distinct “conclusive-resolution
standard,” Pet. 24, has used both phrasings of the rule
interchangeably, including within a single decision.
The only case from that circuit that petitioner cites itself uses each. The court noted both (1) that the “distinguishing feature of a minor dispute is that [it] may
be conclusively resolved by interpreting the existing
collective bargaining agreement,” and (2) that the federal claims at issue were thus not precluded because
they did not “require interpretation” of the collective
bargaining agreement. Carmona v. Sw. Airlines Co.,
536 F.3d 344, 348 (5th Cir. 2008) (cleaned up; emphases added). Other cases from the circuit have likewise
referenced both phrasings of the rule. See, e.g., Hirras
v. Nat’l R.R. Passenger Corp., 44 F.3d 278, 281 (5th
Cir. 1995) (using both).
There is thus no conflict between the Seventh or
Fifth Circuits and the Eighth Circuit. Their decisions
all apply the same Hawaiian Airlines rule: a dispute
is minor where it requires interpretation of a
16
collective bargaining agreement. Minor differences in
language do not alter the underlying rule.
As for the remaining circuits, petitioner acknowledges that the First, Fourth, and Sixth Circuits all apply this same legal rule. See Pet. 2, 24-27; see, e.g.,
Polk, 66 F.4th at 507 (“Since [plaintiff’s] Title VII
claim requires the interpretation of a [collective bargaining agreement], it is a minor dispute.”); Emswiler
v. CSX Transp., Inc., 691 F.3d 782, 793 (6th Cir. 2012)
(employment discrimination claim precluded where it
“requires interpretation of the collective bargaining
agreement”); O’Brien v. Consol. Rail Corp., 972 F.2d
1, 5 (1st Cir. 1992) (holding that claim under state discrimination statute “is barred because resolution of
[the] claim would require interpretation of the collective-bargaining agreement”).
Even the Third and Eleventh Circuits (which petitioner does not mention), the only other circuits to
have addressed the issue, have reached the same conclusion. See, e.g., Stouffer v. Union R.R. Co., 85 F.4th
139, 144 (3d Cir. 2023) (“[A] federal claim that depends for its resolution on the interpretation of a [collective bargaining agreement] lacks independence
from the [agreement], and the RLA precludes it.”);
Pilkington v. United Airlines, 112 F.3d 1532, 1538
(11th Cir. 1997) (explaining that claims are
preempted “where interpretation of a [collective bargaining agreement] is required”). There is simply no
circuit conflict on the question presented. Every circuit to have answered the question—which is all of
them but the D.C. and Federal Circuits—has arrived
at the same answer, mandated by Hawaiian Airlines.
17
B. The Decision Below Aligns With
The Views Of The United States.
With no actual divide among the circuits to point
to, petitioner also argues that certiorari is warranted
because the decision below is purportedly “contrary to
the previously expressed views of the government.”
Pet. 33. As an initial matter, courts of appeals routinely disagree with the government; such disagreement is hardly a “compelling reason[]” to grant certiorari. Sup. Ct. R. 10. In any event, there is no disagreement. The government briefs highlighted by petitioner either advocated for the same rule that the
Eighth Circuit applied here or did not speak to the
question at all.
The government’s amicus brief in Hawaiian Airlines, for example, agreed that this Court’s Lingle decision—recall that Lingle was the case addressing preclusion in the related context of the Labor Management Relations Act, see supra p. 4—“supplies an appropriate analogy” for the RLA. Br. for the U.S. as
Amicus Curiae Supporting Respondent, at 14, Hawaiian Airlines, Inc. v. Norris, No. 92-2058 (Jan. 5, 1994).
As the government explained, Lingle had held that a
“state tort was ‘independent of [a] collective-bargaining agreement’ because its resolution did ‘not require
construing that agreement.’” Id. at 15 (alterations
omitted) (quoting Lingle, 486 U.S. at 407). That rule,
the government went on, was “instructive in the RLA
context.” Id. This Court later agreed with the United
States, expressly “adopt[ing] the Lingle standard to
resolve claims of RLA pre-emption.” Hawaiian Airlines, 512 U.S. at 263. And it is that same rule—a
claim is a minor dispute if it requires interpretation of
a collective bargaining agreement—that the circuits,
including the Eighth Circuit, now unanimously apply.
18
The other government briefs cited by petitioner
are no more helpful to her position. One of them, a
relic from 1973, merely argued that where a claim is
“peculiarly statutory in nature, existing independently of the collective bargaining agreement,” the
claim should be “vindicated . . . in the courts.” Br. for
the U.S. as Amicus Curiae, at 7, Alexander v. Gardner-Denver Co., No. 72-5847 (Oct. 29, 1973). But that
says nothing about whether a statutory claim is independent of a collective bargaining agreement if it requires interpretation of that agreement. See Carlson
v. CSX Transp., Inc., 758 F.3d 819, 832 (7th Cir. 2014)
(“On occasion, . . . a claim is brought under state or
federal law that in reality asserts rights established
by a collective bargaining agreement.”). The government’s Barrentine brief, and the EEOC’s Brown brief,
are inapt for the same reason. See Br. for the U.S. as
Amicus Curiae, at 6, Barrentine v. Ark.-Best Freight
Sys., Inc., No. 79-2006 (Nov. 1980) (arguing that an
arbitrator has “no authority to decide purely statutory
matters” (emphasis added)); Br. of the EEOC as Amicus Curiae in Support of Plaintiff-Appellant, at 10 n.9,
Brown v. Ill. Cent. R.R. Co., No. 00-2349 (7th Cir. Oct.
13, 2000) (similar). Accordingly, there is no “inconsisten[cy],” Pet. 33, between the Eighth Circuit’s decision
and the government’s views as expressed in prior legal
briefs.
II. THERE IS NO OTHER REASON TO GRANT
REVIEW.
There is no reason that could justify this Court’s
review in light of the lack of any circuit conflict. Petitioner does not dispute that the Eighth Circuit correctly applied the legal rule to the facts, leaving no errors for this Court to fix. This case is also an exceptionally poor vehicle for addressing the question
19
actually presented or the distinct jurisdictional issue
that petitioner never mentioned below but now seeks
to raise in her petition. The jurisdictional issue, which
does not appear to be encompassed by petitioner’s
question presented, raises complicated preservation
and waiver problems that may ultimately prevent the
Court from deciding the legal question. And regardless, nothing this Court might decide on any RLA issue is likely to affect the outcome of the case. Even in
the unlikely event that the Court repudiates its precedent and adopts a radically different rule for identifying “minor disputes” under the RLA or holds that
RLA preclusion is not jurisdictional, petitioner would
still automatically lose on remand. That is because
the district court already ruled in the alternative, on
the undisputed factual record, that petitioner’s claims
fail on the merits. Given the uncontested facts, this
alternative ruling is exceedingly unlikely to be disturbed on appeal. This Court should preserve its resources for cases in which its review actually matters.
A. The Decision Below Was Correct.
This Court generally does not grant certiorari to
review alleged errors in the application of properly
stated legal principles. There is little reason for the
Court to do so here. Although petitioner disagrees
with the rule that the Eighth Circuit applied, she has
not even argued to this Court that the Eighth Circuit
erred in its application of that rule to her case. Nor
could she have. The decision below was plainly correct.
The court of appeals’ reasoning was sound. First,
petitioner could succeed on her discrimination claims
only if she showed that she had applied for the relevant positions. Pet. App. 7a. Second, to show that she
had applied for the relevant positions, petitioner
20
would have to establish that she had satisfactorily
completed the application process laid out in the collective bargaining agreement. Id. 7a-8a. Third, because the collective bargaining agreement did not explicitly address the use of iTrakForce, any adjudicator
would have to interpret the agreement to assess how
iTrakForce fits into the agreement’s application process and whether petitioner satisfied that process. Id.
8a. Finally, because interpretation of the agreement
was required to resolve petitioner’s claims, they were
precluded under the RLA as a minor dispute. Id. 10a.
The only link in this chain that petitioner even attempted to dispute below (but, again, does not now)
was the third. See CA8 Appellant Br. 20 (agreeing
that she had to show that she applied for the positions), 24 (agreeing that claims requiring interpretation of a collective bargaining agreement are precluded), 31-32 (agreeing that she had to show that she
had satisfied the agreement’s application process).
But there is no question that the “heart of the dispute”
here is “a disagreement over the interpretation” of the
collective bargaining agreement. Brown, 254 F.3d at
664. Specifically, the central question is what it
means to “have” an “application . . . on file,” or
whether any other express or implied term of the
agreement could be construed to permit petitioner to
apply for the positions by faxing her resume. This
question is dispositive. If faxing her resume was not
an “application” under the agreement, then her discrimination claims must fall. The decision below was
thus right to hold that whether she had applied for the
positions was “inextricably bound up” with interpretation of the agreement. Pet. App. 8a (quotation
marks omitted). There is no error for this Court to
correct.
21
B. This Case Is A Poor Vehicle For
Review Of Any RLA Question.
Review is also unwarranted because this case is a
poor vehicle to decide the actual question presented,
let alone the separate issue whether RLA preclusion
is jurisdictional.
The latter issue, which petitioner repeatedly
seeks to conflate with the actual question presented,
involves whether the Eighth Circuit properly held
that RLA preclusion deprives a federal district court
of subject-matter jurisdiction. Although there is some
disagreement on that question in the courts of appeals, see Giles v. Nat’l R.R. Passenger Corp., 59 F.4th
696, 702 n.3 (4th Cir. 2023) (noting a shallow two-circuit “split”), it is not cleanly presented here.
Just as this Court does not traditionally take
cases for purposes of error correction, it likewise
“[o]rdinarily” does not grant review on “questions not
raised or resolved in the lower court.” Youakim v. Miller, 425 U.S. 231, 234 (1976). This presumption
against review of new issues accords with the consistent practice of appellate courts, which “abstain
from entertaining issues that have not been raised
and preserved.” Wood v. Milyard, 566 U.S. 463, 473
(2012). Indeed, “[o]nly in exceptional cases will this
Court review a question not raised in the court below.”
Lawn v. United States, 355 U.S. 339, 362 n.16 (1958).
These principles all counsel firmly against granting review to consider the issue whether RLA preclusion is jurisdictional. There is nothing exceptional
here. Petitioner never raised or even hinted at the issue below. As she concedes, she “did not dispute” that
RLA preclusion was jurisdictional in the district
court, Pet. 12, and “did not ask” the Eighth Circuit to
assess the question, either, Pet. 17. For that reason,
22
if the Court did grant certiorari to resolve this issue,
it may not even be able to reach the merits of the issue. It would first have to navigate a thicket of factbound and thorny waiver and preservation questions
to assess “the propriety of reaching the merits” of the
jurisdictional issue. Schiro v. Farley, 510 U.S. 222,
229 (1994).
What is more, deciding the jurisdictional issue in
the negative—that is, holding that RLA preclusion is
not jurisdictional—could taint this Court’s consideration of the actual question presented as well. The district court had expressed some displeasure at RLA
preclusion being raised mid-trial, Pet. App. 77a n.14,
but determined that it was bound to decide the issue
because it went to the court’s subject-matter jurisdiction, id. 68a n.7. Petitioner now suggests that, absent
that jurisdictional nature of the objection, she may
have asked the district court to “reject [the] RLA objection as waived.” Pet. 13. This argument could become a live issue again if the Court decides that RLA
preclusion is not jurisdictional—such a decision would
likely render it improper for the Court to resolve the
question actually presented here without first remanding for the district court to assess any new
waiver issues in the first instance.
All of these complications potentially barring the
Court from reaching the merits of whatever questions
it might grant certiorari on are “important consideration[s]” weighing against taking up this case. Schiro,
510 U.S. at 229. A “decision to grant certiorari represents a commitment of scarce judicial resources with
a view to deciding the merits of one or more of the
questions presented in the petition.” City of Oklahoma City v. Tuttle, 471 U.S. 808, 816 (1985) (emphasis added). Those scarce resources would be wasted if
the Court ultimately concluded that it could not reach
23
the issues it wanted to reach because of waiver or
preservation problems. “[S]ound judicial practice”
thus “points toward declining to address” the jurisdictional issue, which petitioner failed to “properly preserve[].” Ret. Plans Comm. of IBM v. Jander, 140 S.
Ct. 592, 595 (2020) (Kagan, J., concurring).
There is another, even larger vehicle problem with
this case. No matter what the Court might hold on
the question presented (or on the jurisdictional issue),
it would almost certainly make no difference to the actual outcome of petitioner’s case. That is because
when the district court held that petitioner’s claims
were precluded by the RLA, the court also ruled, in
the alternative, that her claims would fail “as a matter
of law” in any event. Pet. App. 78a. The court explained, based on the “undisputed” factual record,
that petitioner was “not similarly situated to those
chosen” for the material supervisor positions “instead
of her” because, owing to her failure to use the
iTrakForce software, she had never been “within the
pool of candidates considered for the . . . positions.”
Id. 81a-82a. That fact doomed all of the claims at issue here.
Although the court of appeals did not review this
alternative ruling, Pet. App. 8a n.4, there is little
doubt that if it had, it would have affirmed. The ruling was amply supported by undisputed or unrebutted
evidence in the factual record. Petitioner admitted in
her trial testimony that she did not submit an application for either position through iTrakForce. See D.
Ct. Dkt. 153, at 945 (“Q. My question is, you did not
submit a bid in [iTrakForce] on that position [the first
material supervisor position]. Is that correct? A. I
did not.”); D. Ct. Dkt. 154, at 990 (“Q. . . . [Y]ou did
not bid in [iTrakForce for the second position], did
you? A: No.”). It was unrebutted that the candidates
24
who did receive the positions submitted their applications through iTrakForce. See D. Ct. Dkt. 151, at 40203; D. Ct. Dkt. 154, at 1081-82; CA8 Appellee Addendum, at 7-8. And no evidence whatsoever showed that
any candidate interviewed or selected for the positions
failed to apply through iTrakForce. On this record, no
adjudicator could conclude that petitioner was similarly situated to the candidates interviewed or selected for the positions. Petitioner cannot succeed on
her claims.
Moreover, her age-discrimination claims are triply defective. Leaving aside RLA preclusion, as well
as that petitioner cannot show that she was similarly
situated to those who were selected for the positions,
each age-discrimination claim independently fails for
additional reasons. The district court held that her
claim as to the first material supervisor position was
time-barred, Pet. App. 34a, which petitioner never
challenged. And, as the district court later explained,
her claim as to the second material supervisor position would “separately” fail on the merits “for the simple reason that the individual chosen for that position . . . was significantly older” than her. Id. 82a. Petitioner conceded that fact at trial. See D. Ct. Dkt.
154, at 991 (petitioner agreeing that successful applicant was “older” than her). Neither of these dispositive defects in petitioner’s age-discrimination claims
would be affected by anything that this Court decided
with respect to the RLA.
So even if this Court granted certiorari, expended
its limited time and resources hearing and deciding
this case, and adopted petitioner’s preferred view of
the law (that the RLA never “preempt[s] a claim seeking to enforce a right created by statute,” Pet. 16),
nothing would fundamentally change. The district
court has already expressed its view that petitioner’s
25
claims fail regardless, and the factual record is devoid
of any evidence that could lead the Eighth Circuit to
reach any different conclusion. Remand would thus
simply result in judgment once again being entered
for Union Pacific. This Court should reserve review
for those cases in which its intervention is both necessary and determinative. Here, it is neither.
CONCLUSION
The petition for a writ of certiorari should be
denied.
Respectfully submitted.
THOMAS H. DUPREE JR.
Counsel of Record
ZACHARY B. COPELAND
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Ave., N.W.
Washington, DC 20036
(202) 955-8500
tdupree@gibsondunn.com
Counsel for Respondent Union Pacific Railroad Co.
November 22, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.