Petition for Writ of Certiorari — Food and Drug Administration, et al., Petitioners v. Alliance for Hippocratic Medicine, et al.
Supreme Court briefSep 8, 2023
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No. XX-XX
In the Supreme Court of the United States
U.S. FOOD AND DRUG ADMINISTRATION, ET AL.,
PETITIONERS
v.
ALLIANCE FOR HIPPOCRATIC MEDICINE, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
APPENDIX TO THE
PETITION FOR A WRIT OF CERTIORARI
ELIZABETH B. PRELOGAR
Solicitor General
Counsel of Record
BRIAN M. BOYNTON
Principal Deputy Assistant
Attorney General
BRIAN H. FLETCHER
EDWIN S. KNEEDLER
Deputy Solicitors General
SARAH E. HARRINGTON
Deputy Assistant Attorney
General
ERICA L. ROSS
CHARLES L. MCCLOUD
Assistants to the Solicitor
General
MICHAEL S. RAAB
CYNTHIA A. BARMORE
Attorneys
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
APPENDIX
TABLE OF CONTENTS
Page
Appendix A
—
Appendix B
—
Appendix C
—
Appendix D
—
Appendix E —
Court of appeals opinion
(Aug. 16, 2023) ................................. 1a
District court memorandum
opinion and order
(Apr. 7, 2023) ................................ 111a
Court of appeals unpublished
order (Apr. 12, 2023) .................... 196a
Supreme Court opinion
(Apr. 21, 2023) .............................. 245a
Statutory provisions:
5 U.S.C. 705................................... 249a
21 U.S.C. 355 ................................. 249a
21 U.S.C. 355-1.............................. 251a
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 23-10362
ALLIANCE FOR HIPPOCRATIC MEDICINE; AMERICAN
ASSOCIATION OF PRO-LIFE OBSTETRICIANS &
GYNECOLOGISTS; AMERICAN COLLEGE OF
PEDIATRICIANS; CHRISTIAN MEDICAL & DENTAL
ASSOCIATIONS; SHAUN JESTER, D.O.; REGINA
FROST-CLARK, M.D.; TYLER JOHNSON, D.O.;
GEORGE DELGADO, M.D., PLAINTIFFS-APPELLEES
v.
U.S. FOOD & DRUG ADMINISTRATION; ROBERT M.
CALIFF, COMMISSIONER OF FOOD AND DRUGS; JANET
WOODCOCK, M.D., IN HER OFFICIAL CAPACITY AS
PRINCIPAL DEPUTY COMMISSIONER, U.S. FOOD AND
DRUG ADMINISTRATION; PATRIZIA CAVAZZONI, M.D.,
IN HER OFFICIAL CAPACITY AS DIRECTOR, CENTER
FOR DRUG EVALUATION AND RESEARCH, U.S. FOOD
AND DRUG ADMINISTRATION; UNITED STATES
DEPARTMENT OF HEALTH AND HUMAN SERVICES;
XAVIER BECERRA, SECRETARY, U.S. DEPARTMENT OF
HEALTH AND HUMAN SERVICES,
DEFENDANTS-APPELLANTS
v.
DANCO LABORATORIES, L.L.C.,
INTERVENOR-APPELLANT
Filed:
Aug. 16, 2023
(1a)
2a
Appeal from the United States District Court
for the Northern District of Texas
USDC No. 2:22-CV-223
Before ELROD, HO, and WILSON, Circuit Judges.
JENNIFER WALKER E LROD, Circuit Judge:
This complicated administrative law appeal concerns
the regulation of mifepristone, a drug used to cause
abortion. The United States Food and Drug Administration approved mifepristone for use in 2000 under
the brand name Mifeprex. At the same time, FDA imposed a number of conditions designed to prevent the
drug from causing serious medical side effects. FDA
amended those conditions in 2016, generally lightening
the prior protections. It then approved a generic version in 2019. And in 2021, FDA announced that it
would not enforce an agency regulation requiring mifepristone to be prescribed and dispensed in person.
The agency ultimately removed that requirement from
mifepristone’s conditions for use.
The subject of this appeal is those four actions: the
2000 Approval, 2016 Amendments, 2019 Generic Approval, and 2021 Non-Enforcement Decision. They are
challenged by the Alliance for Hippocratic Medicine—
an association of doctors who research, teach, and advocate for ethical medical practices—several similar organizations, and several individual doctors. At bottom,
the Medical Organizations and Doctors contend that
FDA overlooked important safety risks in approving
mifepristone and amending its restrictions. They assert that FDA’s actions were unlawful under the Administrative Procedure Act.
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The Organizations seek relief on behalf of their members, many of whom are OB/Gyns or emergency-room
doctors. Many women face severe complications as a
result of taking mifepristone. The Doctors allege that
they are harmed when they treat those kinds of patients.
According to the Doctors, when they treat women
who are experiencing complications after taking mifepristone, they are required to perform or complete an
abortion, or otherwise required to participate in a process that facilitates abortion. They maintain that personally conducting those procedures violates their sincerely held moral beliefs. The Doctors also contend
that treatment of mifepristone patients diverts time and
resources away from their ordinary patients, causes
substantial mental and emotional distress, and exposes
them to heightened malpractice risk and increased insurance costs.
Seeking to prevent those alleged injuries, the Medical Organizations and Doctors moved for preliminary injunctive relief. The district court granted the motion,
but rather than entering a traditional injunction, the
court stayed the effective date of each of the challenged
actions under 5 U.S.C. § 705. FDA appealed, as did Intervenor Danco Laboratories, LLC, the pharmaceutical
company that distributes Mifeprex.
After extensive briefing and oral argument, we hold
that the district court’s stay order should be VACATED
in part and AFFIRMED in part. We conclude that the
Medical Organizations and Doctors’ claim as to the 2000
Approval is likely barred by the statute of limitations.
Accordingly, that component of the district court’s order
must be VACATED. This means that, until final judg-
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ment, Mifeprex will remain available to the public under
the conditions for use that existed in 2016.
We also VACATE the portion of the order relating to
the 2019 Generic Approval because the Medical Organizations and Doctors have not shown that they are injured by that particular action. The generic version of
mifepristone will also be available under the same conditions as Mifeprex.
We AFFIRM the components of the stay order that
concern the 2016 Amendments and the 2021 Non-Enforcement Decision.
Those agency actions—which
generally loosen the protections and regulations relating to the use of mifepristone—will be stayed during the
pendency of this litigation.
Finally, we note that our holding is subject to the
prior order of the Supreme Court, which stayed the district court’s order pending resolution of this appeal and
disposition of any petition for writ of certiorari. Danco
Lab’ys, LLC v. All. for Hippocratic Med., 143 S. Ct. 1075
(2023) (mem.).
I.
Background
This case arises under the Federal Food, Drug, and
Cosmetic Act and related amendments. 21 U.S.C. ch.
9. The Department of Health and Human Services is
charged with responsibility for implementing that law,
and has delegated that obligation to FDA, its subagency. Id. § 393. The relevant events center on the
particular duty of approving new drugs.
The approval process begins with a new drug application. Id. § 355(a). At this stage, it is the applicant’s
burden to prove that the proposed drug is safe and effective. The Act directs FDA to deny a new drug ap-
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plication if, among other reasons, the applicant fails to
include tests and data that show that the drug “is safe
for use under the conditions prescribed, recommended,
or suggested in the proposed labeling”; if “any other information” before FDA tends to show that the drug is
not safe; or if “there is a lack of substantial evidence that
the drug will have the effect it purports or is represented to have under the conditions for use prescribed,
recommended, or suggested in the proposed labeling
thereof.” Id. § 355(d); see 21 C.F.R. § 314.125 (regulations expanding on those requirements).
Certain new drug applications may be designated for
“accelerated approval.” 21 C.F.R. § 314 subpt. H.
This category applies to drugs treating “serious or lifethreatening illnesses” and that “provide meaningful
therapeutic benefit to patients over existing treatments.” Id. § 314.500. The regulations also require
FDA to impose “postmarketing restrictions” where necessary to ensure the drug is used safely. Id. § 314.520(a).
Relevant here, the agency may mandate that the drug
be administered at “certain facilities or [by] physicians
with special training or experience,” or that “specified
medical procedures” be used.
Id. § 314.520(a)(1),
(a)(2).
FDA has explained that it will consider accelerated
approval in two situations: where the agency can reliably estimate effectiveness using a “surrogate endpoint”;
and where FDA “determines that a drug, effective to the
treatment of a disease, can be used safely only if distribution or use is modified or restricted.” 57 Fed. Reg.
58942, 58942 (Dec. 11, 1992). The agency has understood approval under Subpart H as also satisfying the
general approval conditions provided by the Food, Drug,
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and Cosmetic Act. See id. (“Drugs or biological products
approved under these procedures will have met the requisite standards for safety and effectiveness under the
[Act] . . . and, thus, will have full approval for marketing.”).
In March of 1996, an entity known as the Population
Council applied for FDA to approve mifepristone as a
new drug, as part of a two-drug regimen designed to
cause abortion.1 The regimen works like this: First,
a pregnant woman takes mifepristone, which suppresses
the production of the hormone progesterone. Progesterone is needed for the pregnancy to continue; it prepares
and maintains the uterine lining and stimulates the production of nutrients. After taking mifepristone, a patient takes misoprostol, which causes the uterus to
cramp and expel its contents.
As part of the new drug application, the Population
Council relied on three clinical studies, one conducted in
the United States and two conducted in France. The
studies purported to show that mifepristone was effective in the majority of cases, under the conditions imposed in each study. Those conditions included: an ultrasound to verify gestational age and diagnose ectopic
pregnancies; that prescribing physicians have experience performing surgical abortions and have admitting
privileges at a nearby hospital; that the testing facilities
The Population Council is a non-profit organization. Roussel
Uclaf—the French pharmaceutical company that originally developed mifepristone—donated the American patent rights to the Population Council in 1994. The Population Council then granted
Danco an exclusive license to manufacture and distribute Mifeprex
in the United States.
1
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be located close to a local hospital; and a four-hour monitoring period after taking misoprostol.
Although mifepristone was effective for most patients, the studies showed a trend of adverse events for
some women. According to FDA, “surgical intervention” was required in 7.9% of the subjects in the American trial and 4.5% of subjects in the French trials. The
reasons for surgery included heavy bleeding, infection,
incomplete abortion, and ongoing pregnancy—meaning
that the embryo or fetus continued to grow and develop.
FDA approved the new drug application in September 2000. The letters that the agency sent to the Population Council explained that the approval was “under
Subpart H.” FDA Approval Memorandum to Population
Council at 6 (Sept. 28, 2000). This was for two reasons.
First, FDA understood Mifeprex to be a drug that
treated a serious or life threatening illness.
Id.
(“FDA has determined that the termination of an unwanted pregnancy is a serious condition within the scope
of Subpart H. The meaningful therapeutic benefit over
existing surgical abortion is the avoidance of a surgical
procedure.”). And second, Subpart H was required because Mifeprex could not be administered safely without
imposing certain use restrictions. Id. (“Subpart H
applies when FDA concludes that a drug product shown
to be effective can be safely used only if distribution or
use is restricted. . . . ”).
In order to address the safety risks discussed above,
FDA imposed several safeguards. First, it required
the following black-box warning:
If Mifeprex results in incomplete abortion, surgical
intervention may be necessary. Prescribers should
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determine in advance whether they will provide such
care themselves or through other providers. Prescribers should also give patients clear instructions
of whom to call and what to do in the event of an
emergency following administration of Mifeprex.
Approval Memorandum at 2. FDA also set the following controls on the use and prescription of Mifeprex:
•
Only women whose pregnancies have a gestational age of forty-nine days or less are eligible;
•
Only physicians can prescribe Mifeprex;
•
All prescribing physicians must be able to assess gestational age, diagnose ectopic pregnancies, and “provide surgical intervention in cases
of incomplete abortion or severe bleeding” or
have arranged for another physician to provide
such care;
•
Prescription must occur in person; and
•
Prescribers must report any “hospitalization,
transfusion, or other serious event[] to the sponsor.”
Id. at 1, 6. Finally, FDA required three doctor’s-office
visits, which are summarized as follows. The patient
first takes mifepristone at the doctor’s office. Three
days later, she returns to the office to take misoprostol.
Finally, the patient visits the doctor for a follow-up appointment, to determine whether the drug has successfully terminated the pregnancy and to screen for any
adverse effects.
In August of 2002, the American Association of ProLife Obstetricians and Gynecologists (a party to the instant case) and several other similar organizations filed
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a citizen petition, asking FDA to revoke its approval of
mifepristone. See 21 C.F.R. § 10.30. The petition argued that mifepristone was not safe to use under the
approved conditions. FDA reviewed the petition over
the next fourteen years, ultimately denying it in 2016.
Two significant developments occurred in the meantime. First, in 2007, Congress amended the Food,
Drug, and Cosmetic Act. See Food and Drug Administration Amendments Act of 2007, Pub. L. No. 110-85,
tit. IX, § 901, 121 Stat. 823, 922-43. The amendment
authorizes FDA to require a “risk evaluation and mitigation strategy” (REMS) if it determines that such a
strategy is “necessary to ensure that the benefits of the
drug outweigh the risks of the drug.” 21 U.S.C. § 3551(a)(1). The Act further allowed FDA to impose use
restrictions via the REMS, like physician qualifications
or reporting requirements. Id. § 355-1(f ). The law
also regarded all drugs approved before the Act as having an approved REMS. See Amendments Act § 909(b),
121 Stat. at 950 (“A drug that was approved before the
effective date of this Act is . . . deemed to have in
effect an approved risk evaluation and mitigation strategy under section 505-1 of the [Act].”).
Then in 2011, FDA approved a REMS for mifepristone, imposing essentially the same restrictions as
those FDA required when it approved Mifeprex in 2000.
The REMS included four essential parts: a general
summary, medication guide, prescriber agreement, and
patient agreement. The medication guide explains
how to use mifepristone and the risks associated with
doing so. Mifepristone REMS at 4-6 (June 8, 2011).
The prescriber agreement requires prescribers to
promise to follow FDA’s restrictions. Id. at 7-8. And
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the patient agreement is a form that women must sign
prior to using mifepristone; it obliges a patient to confirm that she meets the conditions for using mifepristone and acknowledge the risk of adverse events. Id.
at 9-10. The mifepristone REMS was later amended
in several respects. But its general form—the summary,
medical guide, prescriber’s agreement, and patient
agreement—remains the same.
In 2016, FDA addressed Mifeprex in two respects.
First, it denied the 2002 citizen petition, defending Mifeprex’s safety and effectiveness as approved in 2000.
Second, FDA approved a supplemental new drug application by Danco. That application requested a number
of amendments to Mifeprex’s REMS that FDA described as “major” and “interrelated.” FDA Summary
Review of 2016 Amendments at 5 (Mar. 29, 2016).
Those changes included:
•
Increasing the maximum gestational age from
forty-nine days to seventy days;
•
Allowing non-physicians to prescribe mifepristone;
•
Removing the requirement that the administration of misoprostol and the subsequent followup appointment be conducted in person;
•
Eliminating prescribers’ obligation to report
non-fatal adverse events;
•
Switching the method of administration for
misoprostol from oral to buccal; and
•
Changing the dose of mifepristone (600 mg to
200 mg) and misoprostol (400 mcg to 800 mcg).
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Id. at 2, 26. FDA also pointed to a number of studies as
evidence that Mifeprex would be safe and effective despite the amendments. Id. at 5-17.
Several years later, in 2019, the American Association of Pro-Life Obstetricians and Gynecologists and
American College of Pediatricians filed a citizen petition challenging the 2016 Amendments. The petition
generally requested that FDA restore the restrictions
it imposed in 2000. Separately, in April of 2019, FDA
approved an “abbreviated new drug application” by
GenBioPro, Inc. for a generic version of mifepristone.
To assess whether the drug was safe, the agency relied
on the same data that it had relied upon for the 2000
Approval and 2016 Amendments regarding Mifeprex.
FDA then took several notable steps in 2021. In
April, it announced that, in connection with the COVID19 pandemic, the agency would not enforce the in-person dispensing requirement. Effectively, this allowed
mifepristone to be prescribed remotely and sent via
mail.
[FDA] intends to exercise enforcement discretion
during the COVID-19 [pandemic] with respect to the
in-person dispensing requirement of the Mifepristone REMS Program, including any in-person requirements that may be related to the Patient
Agreement Form. Further . . . [FDA] intends
to exercise enforcement discretion during the COVID19 [pandemic] with respect to the dispensing of mifepristone through the mail either by or under the
supervision of a certified prescriber, or through a
mail-order pharmacy when such dispensing is done
under the supervision of a certified prescriber.
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FDA Letter to American College of Obstetricians and
Gynecologists at 2 (Apr. 12, 2021). Later that year,
FDA stated that it would adopt the change on a permanent basis. It then amended mifepristone’s REMS
(which applies to Mifeprex and the generic version) in
January of 2023 to formalize the removal of the in-person dispensing requirement. FDA Br. at 11.
Finally, in December of 2021, FDA denied the 2019
citizen petition. According to FDA, the agency “undertook a full review of the Mifepristone REMS Program”
and ultimately concluded that the drug was safe to use
as amended. FDA Denial Letter to American College
of Obstetricians and Gynecologists at 6 (Dec. 16, 2021).
FDA specifically addressed its reasons for removing
the in-person dispensing requirement. Id. at 25-36.
* * *
Against this background, the Medical Organizations
and Doctors filed the instant complaint in district court.
As relevant here, they alleged that each FDA action—
the 2000 Approval, 2016 Amendments, 2019 Generic Approval, and 2021 Non-Enforcement Decision—violates
the Administrative Procedure Act. Danco intervened to
represent its interest as the manufacturer and distributor of Mifeprex in the United States. GenBioPro
filed an amicus brief before this court but did not intervene or otherwise participate in the litigation, either in
the district court or on appeal.
The Medical Organizations and Doctors filed a motion for a preliminary injunction. The district court held
a hearing on the matter and granted the motion in part.
All. for Hippocratic Med. v. FDA, __ F. Supp. 3d __,
2023 WL 2825871 (N.D. Tex. Apr. 7, 2023). For relief,
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the court “stayed” the “effective date” of FDA’s actions
under 5 U.S.C. § 705.
FDA and Danco appealed and moved to stay the district court’s order pending appeal. A motions panel of
this court stayed the district court’s order in part. All.
for Hippocratic Med. v. FDA, No. 23-10362, 2023 WL
2913725 (5th Cir. Apr. 12, 2023). The panel stayed the
portion of the district court’s order relating to the 2000
Approval but did not disturb the other components of
the order—regarding the 2016 Amendments, 2019 Generic Approval, and 2021 Non-Enforcement Decision.
FDA and Danco then applied to the Supreme Court for
a full stay of the district court’s order, which was
granted. Danco Lab’ys, LLC v. All. for Hippocratic
Med., 143 S. Ct. 1075 (2023) (mem.). The Court further provided that its stay of the district court’s order
would extend through the request for a petition for certiorari, if any:
The April 7, 2023 order of the United States District
Court for the Northern District of Texas, case No.
2:22-cv-223, is stayed pending disposition of the appeal in the United States Court of Appeals for the
Fifth Circuit and disposition of a petition for a writ
of certiorari, if such a writ is timely sought. Should
certiorari be denied, this stay shall terminate automatically. In the event certiorari is granted, the
stay shall terminate upon the sending down of the
judgment of this Court.
Id. at 1075. The parties then fully briefed the ultimate
question of whether the district court erred in issuing
the stay order. Over thirty amici filed separate briefs
on various topics. Oral argument was held on May 17,
2023, in which each side was allowed forty minutes to
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present its argument, double the ordinary allotted time.
We now consider the merits of the appeal.
II.
Standing
Before considering the Medical Organizations and
Doctors’ claims, we must determine whether they have
standing to assert them; an injunction is always improper if the district court lacked jurisdiction. Cruz v.
Abbott, 849 F.3d 594, 598-99 (5th Cir. 2017). At this
stage, it is the plaintiffs’ burden to “make a ‘clear showing’ that they have standing to maintain the preliminary
injunction.” Barber v. Bryant, 860 F.3d 345, 352 (5th
Cir. 2017) (quoting Winter v. Nat. Res. Def. Council,
Inc., 555 U.S. 7, 22 (2008)). And so the Medical Organizations and Doctors must satisfy the three basic elements of standing: injury, traceability, and redressability. Lujan v. Defs. of Wildlife, 504 U.S. 555, 560 (1992).
Standing in this appeal turns principally on the “injury” prong. The Medical Organizations and Doctors
seek prospective relief, so they must establish future injury. To do that, they must show that “the threatened
injury is ‘certainly impending,’ or there is a ‘substantial
risk’ that the harm will occur.” Susan B. Anthony List
v. Driehaus, 573 U.S. 149, 158 (2014) (quoting Clapper v.
Amnesty Int’l USA, 568 U.S. 398, 414 n.5 (2013)). As
those standards indicate, the plaintiffs must show that
the threat of future injury is sufficiently likely. The
Supreme Court has thus rejected standing theories that
rely “on a highly attenuated chain of possibilities” or
that “require guesswork as to how independent decisionmakers will exercise their judgment.” Clapper,
568 U.S. at 410, 413.
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Even so, a “substantial risk” does not require that
the threatened injury be “literally certain.” Id. at 414
n.5; see Lujan, 504 U.S. at 564 n.2 (acknowledging that
imminence “is concededly a somewhat elastic concept”);
Babbitt v. United Farm Workers Nat’l Union, 442 U.S.
289, 298 (1979) (requiring that the plaintiff “demonstrate a realistic danger of sustaining a direct injury”);
Kolender v. Lawson, 461 U.S. 352, 355 n.3 (1983) (“a
credible threat”); Frame v. City of Arlington, 657 F.3d
215, 235 (5th Cir. 2011) (“a sufficiently high degree of
likelihood”). Instead, a plaintiff seeking prospective
relief need only show that future injury is “fairly likely.”
Crawford v. Hinds Cnty. Bd. of Supervisors, 1 F.4th
371, 376 (5th Cir. 2021); accord Arcia v. Fla. Sec’y of
State, 772 F.3d 1335, 1341 (11th Cir. 2014) (“a realistic
probability”).
In assessing whether the threatened injury is fairly
likely to occur, evidence of prior injury is especially probative. See Crawford, 1 F.4th at 376 (citing Los Angeles v. Lyons, 461 U.S. 95, 102 (1983)). Said another way,
it “is not unduly conjectural” to use the “predictable effect” of the defendant’s prior actions as a method to predict what will happen in the future. Apple Inc. v. Vidal, 63 F.4th 1, 17 (Fed. Cir. 2023) (quoting Dep’t of
Com. v. New York, 139 S. Ct. 2551, 2566 (2019)). Injuries that are “one-off ” instances or “episodic” in nature
do not move the needle much. Crawford, 1 F.4th at 376.
But where the causes that produced the first injury remain in place, past-injury evidence bears strongly “on
whether there is a real and immediate threat of repeated injury.” O’Shea v. Littleton, 414 U.S. 488, 496
(1974); see Crawford, 1 F.4th at 376; accord In re Navy
Chaplaincy, 697 F.3d 1171, 1176-77 (D.C. Cir. 2012)
(“The prospect of future injury becomes significantly
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less speculative where, as here, plaintiffs have identified concrete and consistently-implemented policies
claimed to produce such injury.”).
Finally, a group of plaintiffs need not show that
more than one of them is likely to be injured. “If at least
one plaintiff has standing, the suit may proceed.” Biden
v. Nebraska, 143 S. Ct. 2355, 2365 (2023) (citing
Rumsfeld v. F. for Acad. and Institutional Rts., Inc.,
547 U.S. 47, 52 n.2 (2006)).
A.
Associational Standing
1.
Factual Predicate
The Medical Organizations and Doctors chiefly rely
on associational standing. That is, the organizations
contend that they have standing because their members
are likely to sustain injuries as a result of FDA’s actions. See Hunt v. Wash. State Apple Adv. Comm’n,
432 U.S. 333, 343 (1977). We conclude that the Medical
Organizations and Doctors have made a “clear showing”
that their members face injury with sufficient likelihood
to support entering a preliminary injunction. Barber,
860 F.3d at 352.
The standing theory forwarded here rests on several
basic premises, which are recited as follows. Mifepristone causes adverse effects for a certain percentage
of the women who take it. Those adverse events are
traceable to FDA because it approved the drug. And
hundreds of the Medical Organizations’ members are
OB/Gyns or emergency-room doctors who treat women
who experience severe adverse effects.
The Doctors are allegedly injured when they treat
mifepristone patients. They offer four reasons why
that is so. First, when a doctor treats a woman suffer-
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ing from a mifepristone complication, he or she will often be required to perform or complete an abortion.
And even if not, the doctor must participate in the medical treatment that facilitates an abortion. The Doctors allege that being made to provide this treatment
conflicts with their sincerely held moral beliefs and violates their rights of conscience.
Second, treating mifepristone patients imposes
mental and emotional strain above what is ordinarily
experienced in an emergency-room setting. Third,
providing emergency treatment forces the Doctors to
divert time and resources away from their ordinary patients, hampering their normal practice. And fourth,
the Doctors allege that mifepristone patients involve
more risk of complication than the average patient, and
so expose the Doctors to heightened risk of liability and
increased insurance costs.
The Organizations reason that, given the millions of
women who take mifepristone, the number of women
who experience complications from taking the drug, and
the high number of the Organizations’ members who
treat such women, their members are likely to continue
to treat women suffering complications as a result of
mifepristone. For the reasons listed above, providing
that treatment will injure the Doctors. Thus, the Medical Organizations (via their members) are likely to be
injured by FDA’s actions. We first examine the evidence supporting those contentions.
a.
Adverse Effects
FDA and Danco do not dispute that a significant
percentage of women who take mifepristone experience
adverse effects. From Mifeprex’s initial approval to
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subsequent amendments to the REMS, FDA has acknowledged that a certain fraction of patients would require surgery due to miscellaneous complications. Approval Memorandum at 1; see also 2011 Mifepristone
REMS at 5 (“[A]bout 5-8 out of 100 women taking Mifeprex will need a surgical procedure to end the pregnancy or to stop too much bleeding.”). Similarly, as
explained by the motions panel, the required patient
agreement discloses that “the treatment will not work”
in “about 2 to 7 out of 100 women” who use mifepristone.
All. for Hippocratic Med., 2023 WL 2913725, at * 5.
To be sure, not every woman who experiences complications will present to the emergency room or require surgery and/or some other form of urgent care.
But many will. According to the most updated REMS
medication guide, in studies conducted in the United
States, between 2.9% and 4.6% of women visited the
emergency room after taking mifepristone. Mifeprex
Prescribing Information at 8 tbl.2 (Jan. 2023). Some
women experience especially severe conditions, such as
sepsis (.02%) or hospitalization relating to abortion
(.04% to .06%), and some women require a blood transfusion because of heavy bleeding (.03% to .05%). Id.2
The data FDA cited in its 2000 approval memo is
similar. For the American clinical trial, surgical intervention was required for 7.9% of women (4.5% for the
French studies). Approval Memorandum at 1. Of that
To be clear, we do not understand the Medical Organizations and
Doctors’ standing theory as applying only to women who present to
the emergency room with severe complications such as those listed
above. Rather, they also contend that they are injured by treating
women who experience less urgent medical side-effects because such
treatment forces the doctor to participate in the abortion process.
2
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percentage, 1.2% of women required surgery due to
heavy bleeding (.3% for France) and .12% required a
blood transfusion (.11% for France). Id. FDA and
Danco agree that over five million women have taken
Mifeprex since it was first approved. These figures
show that thousands of women, and as many as hundreds of thousands, have experienced serious adverse
effects as a result of taking the drug, and required surgery or emergency care to treat those effects.
The Medical Organizations contend that their members treat women who suffer serious complications after taking mifepristone. These doctors submitted declarations testifying to their experience giving this sort
of emergency care. For example, Dr. Christina Francis recounted an instance where a patient took mifepristone at approximately ten weeks gestation.
The
woman experienced serious complications and the doctor was forced to perform a surgical abortion because
the drug failed to terminate the pregnancy:
[T]he patient presented back at our emergency
room with heavy vaginal bleeding and unstable vital
signs as a result of taking chemical abortion drugs.
One of my partners was able to detect a fetal heartbeat. Due to the amount of bleeding that she was
experiencing and evidence of hemodynamic instability, however, my partner had no choice but to perform an emergency D&C. The patient needed to
be hospitalized overnight for close observation after
the D&C.
Not only did my partner need to provide several
hours of critical care for this patient, but my partner
also needed to call in a back-up physician to care for
another critically ill patient. And because the pre-
20a
born baby still had a heartbeat when the patient presented, my partner felt as though she was forced to
participate in something that she did not want to be
a part of—completing the abortion.
Dr. Francis Declaration ¶ 13. Dr. Francis also testified to another example where a woman had developed
an infection as a result of using mifepristone:
After taking the chemical abortion drugs, [the patient] began having very heavy bleeding followed by
significant abdominal pain and a fever. When I saw
her in the emergency room, she had evidence of retained pregnancy tissue along with endometritis, an
infection of the uterine lining. She also had acute
kidney injury, with elevated creatinine. She required a dilation and curettage (D&C) surgery to finish evacuating her uterus of the remaining pregnancy tissue and hospitalization for intravenous (IV)
antibiotics, IV hydration, and a blood transfusion.
Id. ¶ 12.3 Dr. Ingrid Skop also testified to caring for
many women experiencing severe complications due to
mifepristone:
In my practice, I have cared for at least a dozen
women who have required surgery to remove retained pregnancy tissue after a chemical abortion.
Sometimes this includes the embryo or fetus, and
At oral argument, Defendants discounted the relevance of this
instance because the patient obtained mifepristone from outside of
the country. Mifeprex is only marketed and distributed in the
United States, so the incident almost certainly did not involve FDA
approved Mifeprex. We agree that the evidence is not as probative
as other examples—discussed below—that involve brand name mifepristone. But the incident still supports the proposition that mifepristone sometimes causes severe adverse events.
3
21a
sometimes it is placental tissue that has not been
completely expelled.
I have cared for approximately five women who, after a chemical abortion,
have required admission for a blood transfusion or
intravenous antibiotics or both.
For example, in one month while covering the emergency room, my group practice admitted three
women to the hospital. Of the three women admitted in one month due to chemical abortion complications, one required admission to the intensive care
unit for sepsis and intravenous antibiotics, one required a blood transfusion for hemorrhage, and one
required surgical completion for the retained products of conception (i.e., the doctors had to surgically
finish the abortion with a suction aspiration procedure).
Dr. Skop Declaration ¶¶ 17-18, 22. She also described
one occurrence where a woman’s mifepristone prescriber
did not offer surgical care in response to heavy bleeding. That, in turn, required Dr. Skop to perform the
follow-up surgical procedure:
In my office, I treated one young woman who had
been bleeding for six weeks after she took the chemical abortion drugs given to her by a doctor at a
Planned Parenthood clinic. After two follow-ups at
Planned Parenthood, during which she was given additional misoprostol but not offered surgical completion, she presented to me for help. I performed a
sonogram, identified a significant amount of pregnancy tissue remaining in her uterus, and performed
a suction aspiration procedure to resolve her complication.
22a
Id. ¶ 23. Dr. Nancy Wozniak also described a serious
complication in detail, in which the patient was at risk
of bleeding to death:
One of my patients, who was about nine weeks pregnant, had previously been treated by hospital staff for
a pulmonary embolism with anti-coagulants. She was
advised that she could not seek a chemical abortion because it was contraindicated due to the medications; yet
the woman left the hospital and sought an abortion at
Planned Parenthood of Indiana.
The woman was given mifepristone by the doctor at
Planned Parenthood and took the drug.
The
woman called an Uber for a ride home from Planned
Parenthood.
The woman began to experience
bleeding and other adverse side effects from the mifepristone. The woman’s Uber driver did not take
her home because she was so ill and instead brought
her to the hospital’s emergency department.
At the hospital, the woman came under my care.
The woman had not yet taken the second abortion
drug, misoprostol. I treated the patient for the adverse effects she suffered and told her not to take the
misoprostol given to her by Planned Parenthood because of the grave risk that she could bleed out and
die.
The woman had a subsequent ultrasound,
which showed that her unborn child was still alive.
I advised the internists treating this patient to avoid
administering certain medications that could harm
the patient and her unborn child.
Dr. Wozniak Declaration ¶ 24. The risk of complications, the Medical Organizations say, is only heightened
in the case of ectopic pregnancy. Dr. Skop testified
23a
about the dangers of taking mifepristone under that
condition:
[A]pproximately 2% of pregnancies are ectopic pregnancies, implanted outside of the uterine cavity.
Chemical abortion drugs will not effectually end an ectopic pregnancy because they exert their effects on the
uterus, which leaves women at risk of severe harm from
hemorrhage due to tubal rupture, in need of emergent
surgery or potentially at risk of death. Failure to perform an ultrasound prior to prescribing abortion drugs
will cause some women to remain undiagnosed and at
high risk for these adverse outcomes.
Dr. Skop Declaration ¶ 29; see also Dr. Barrows Declaration ¶ 18.
According to the Medical Organizations and Doctors, these are examples of medical cases that occur
across the county. The occurrences extend not just to
the declarants, they say, but to all of the Organizations’
members who are doctors. The Organizations offered
testimony from representatives of the American College of Pediatricians, American Association of Pro-Life
Obstetricians and Gynecologists, Christian Medical and
Dental Associations, and Catholic Medical Association
—each of whom explained that their membership includes thousands of doctors and hundreds of OB/Gyns
and emergency-room doctors. See Dickerson Declaration ¶¶ 3, 13; Dr. Harrison Declaration ¶ 8; Dr. Barrows
Declaration ¶ 5; Dr. Van Meter Declaration ¶ 8. Given
the large number of women who experience serious medical complications due to mifepristone, and the large number of association members who are emergency-room
doctors, the Medical Organizations argue, it is highly
likely that one or more of their members will be re-
24a
quired to provide emergency care to a mifepristone patient in the near future.
b.
Doctors’ Injuries
The Medical Organizations and Doctors present evidence of four ways they are injured by providing emergency care to women who used mifepristone. First,
that treatment violates their conscience rights, putting
them in a position where they must perform or complete
an abortion even though doing so is contrary to their
moral beliefs. As described by one doctor:
The FDA’s expansion of chemical abortion . . .
harms my conscience rights because it could force
me to have to surgically finish an incomplete elective
chemical abortion. I object to abortion because it
ends a human life. My moral and ethical obligation
to my patients is to promote human life and health.
But the FDA’s actions may force me to end the life of
a human being in the womb for no medical reason.
Dr. Skop Declaration ¶ 34. And multiple doctors testified that others they knew have been required to complete a failed chemical abortion against their consciences,
or to provide related care. Dr. Francis Declaration ¶ 13;
cf. Dr. Barrows Declaration ¶ 26.
Second, treating mifepristone patients imposes considerable mental and emotional stress on emergencyroom doctors. This is due to the unique nature of chemical abortions, which, according to the plaintiff-doctors,
frequently cause “regret” or “trauma” for the patients
and, by extension, the physicians. Alliance Br. at 18.
Dr. George Delgado testified that his work with such
patients is “some of the most emotionally taxing work I
have done in my career.” Dr. Delgado Declaration
25a
¶ 14; see also Dickerson Declaration ¶ 14; Dr. Skop Declaration ¶ 33; Dr. Wozniak Declaration ¶ 17.
Third, the Doctors are injured because they must divert time and resources away from their ordinary practice to treat mifepristone patients. In particular, the
Doctors describe this treatment as often requiring extended physician attention, blood for transfusions, and
other hospital resources. As one doctor testified:
When I must perform surgery [for] complications
from chemical abortions, this takes attention away
from my other patients. As a hospitalist, I am often
supervising multiple laboring patients on labor and
delivery. When I am called to the operating room
to address an emergency resulting from chemical
abortion, this necessarily means I may not be immediately available if an emergency should occur with
one of my laboring patients.
Dr. Skop Declaration ¶ 32; see also Dr. Francis Declaration ¶ 12 (“I spent several hours with [my patient] the
day of her surgery/hospital admission, keeping me from
my primary patient responsibilities in the labor and delivery unit and requiring me to call in an additional physician to help cover those responsibilities.”); Dr. Harrison Declaration ¶ 30 (“Patients who suffer complications from chemical abortions require significantly
more time and attention from providers than the typical
OB/Gyn patient requires.”).
This diversion of resources, the Doctors say, directly harms their medical
practices. See Dr. Harrison Declaration ¶¶ 27-30.
Fourth, such patients involve more risk than the average emergency room patient, which exposes the Doctors to greater malpractice liability and increased in-
26a
surance costs. See Dr. Barrows Declaration ¶ 23 (testifying that providing emergency treatment to women
suffering complications because of taking mifepristone
puts doctors in “riskier, emergent medical situations”);
Dr. Jester Declaration ¶ 20 (“These situations are naturally higher risk for both the patient and for the physician providing care.”). The more mifepristone patients the Doctors treat, the higher their liability and
greater their injury. See Dr. Barrows Declaration
¶¶ 21-24; Dr. Jester Declaration ¶¶ 20-21; Dr. Johnson
Declaration ¶ 15. Having examined the factual basis
for the Medical Organizations and Doctors’ claims, we
now answer the question of whether they have associational standing to assert those claims.
2.
a.
Analysis
Imminent Injury
We conclude that the Medical Organizations and
Doctors have made a “clear showing” of associational
standing. Barber, 860 F.3d at 352. To begin, it is “fairly
likely” that the Doctors—both those who testified and
those who are members of the Medical Organizations
but did not testify—will continue treating women who experience severe complications after taking mifepristone. Crawford, 1 F.4th at 376. FDA’s own data shows
that a definite percentage of women who take mifepristone will require emergency-room care, be it a blood
transfusion, a surgery to complete a failed abortion or
ongoing pregnancy, or some other complication. The
data further shows that millions of women take mifepristone. And the Medical Organizations testified that
hundreds of their members are OB/Gyns and emergency-room doctors who care for women in these circumstances. The Medical Organizations and Doctors
27a
therefore face a “substantial risk” of future injury.
Susan B. Anthony List, 573 U.S. at 158.
That risk is supported by the fact that many Doctors
have already been required to treat patients experiencing complications due to mifepristone. Lyons, 461
U.S. at 102. These are not merely “one-off ” instances.
Crawford, 1 F.4th at 376. On the contrary, FDA’s data
and the Doctors’ testimony show that women will continue to present to the emergency room after taking
mifepristone, requiring urgent treatment. That trend
is not speculative—it is “predictable” and “consistent[].”
Vidal, 63 F.4th at 17; In re Navy Chaplaincy, 697 F.3d
at 1176. And it does not matter that the foundation of
the Doctors’ standing rests, in part, on “choices made
by independent actors.”
Lujan, 504 U.S. at 562.
That concern is alleviated where, as here, “third parties
will likely act in predictable ways.” Dep’t of Com., 139
S. Ct. at 2566.
It is worth repeating that the Medical Organizations
and Doctors are not required to show that it is “literally
certain” that they will be injured. Clapper, 568 U.S. at
414 n.5. They need only show a “substantial risk” that
injury will occur. Susan B. Anthony List, 573 U.S. at
158; see also United Farm Workers, 442 U.S. at 298 (“a
realistic danger”); Kolender, 461 U.S. at 356 n.3 (“a
credible threat”); Arcia, 772 F.3d at 1341 (“a realistic
probability”). At this preliminary-injunction stage,
they have carried their burden. All. for Hippocratic
Med., 2023 WL 2913725, at *8.
FDA and Danco’s primary objection to the Medical
Organizations and Doctors’ standing theory is that it is
speculative and inconsistent with the Supreme Court’s
decision in Summers v. Earth Island Institute, 555 U.S.
28a
488 (2009). We disagree. For one thing, testimony
was offered from multiple doctors who have personally
given emergency care to women suffering complications
from mifepristone. Dr. Francis Declaration ¶¶ 12-13;
Dr. Skop Declaration ¶¶ 17-18, 22; Dr. Jester ¶ 17.
Given those prior instances, and given mifepristone’s
continued availability, the Medical Organizations reason that these members are reasonably likely to be injured again. The record amply supports that claim.
Moreover, it is not speculative to base standing on
the likelihood that some members of a discrete group,
but not all, will be injured. To be sure, the record must
be specific enough to establish that a group of members
who claim future injury are really at risk. But the evidence before us meets that standard. The Medical
Organizations and Doctors have proven up each link in
the chain of causation—that a percentage of women who
take mifepristone will suffer serious medical complications; that hundreds of the Medical Organizations’ members are physicians who treat patients in those circumstances; that many of the Doctors have in fact treated
such patients; and that providing such treatment causes
the Doctors to violate their rights of conscience, sustain
mental and emotional distress, divert time and resources away from their ordinary practice, and incur additional liability and insurance costs. Contrary to
what FDA and Danco argue, the conclusion the Doctors
draw from that data is not speculative.
And the Medical Organizations’ standing argument
does not conflict with Summers. The problem in that
case was not that plaintiffs’ standing theory was invalid.
It was that the organizational plaintiffs failed to prove
that their members would be injured.
29a
Summers concerned parks administered by the federal Forest Service. The Forest Service issued a regulation allowing it to sell burned timber and conduct
fire-remediation activities on certain low-acreage lots
without the ordinary notice and comment procedures.
Various environmental organizations sued on behalf of
their members, asserting recreational injury based on
their members’ professed intent to visit one of the hundreds of parks that might be affected by the new Service regulation. 555 U.S. at 490-92. Their primary
evidence was an affidavit executed by one member who
had visited a park already subject to fire-remediation
activities, and who intended to visit the park again.
The Service conceded that this plaintiff had standing,
but the parties settled the dispute as to the particular
park, and so it was “not at issue” once the case was before the Supreme Court. Id. at 491 (quoting Earth Island Inst. v. Pengilly, 376 F. Supp. 2d 994, 999 (E.D.
Cal. 2005)).
The plaintiffs attempted to continue their challenge
to the regulation, asserting that their other members
were statistically likely to travel to one of the many
parks that would likely be affected by the regulation.
To be sure, the majority expressed skepticism with that
theory. See id. at 497 (criticizing the dissent’s “hitherto unheard-of test for organizational standing: whether . . . there is a statistical probability that some of
[the plaintiffs’] members are threatened with concrete
injury”). But its bigger concern was that plaintiffs
failed to prove their claims: they lacked evidence of the
number of association members who intended to visit
the parks, and when:
30a
A major problem with the dissent’s approach is that
it accepts the organizations’ self-descriptions of their
membership, on the simple ground that “no one denies” them. But it is well established that the court
has an independent obligation to assure that standing exists, regardless of whether it is challenged by
any of the parties.
Id. at 499. A primary reason for the lack of evidence
was the majority’s decision to not consider several affidavits offered after the district court entered judgment
—affidavits that would have made the required showing. See id. at 495 n.* (declining to consider the affidavits); cf. id. at 508-09 (Breyer, J., dissenting) (arguing
that the Court should consider them). Without those
affidavits, the majority understood itself as not having
evidence of any other member’s injury:
In part because of the difficulty of verifying the facts
upon which such probabilistic standing depends, the
Court has required plaintiffs claiming an organizational standing to identify members who have suffered the requisite harm—surely not a difficult task
here, when so many thousands are alleged to have
been harmed.
Id. at 499. This understanding of Summers is reinforced by the Court’s recent decision in Department of
Education v. Brown, 143 S. Ct. 2343 (2023). There,
the Court reiterated its view that no plaintiff had shown
that he or she actively planned to visit the sites at issue.
See id. at 2354 n.3 (“[N]o plaintiff in Summers had
standing because none had alleged specific plans to observe nature in one of the areas at issue. . . . ”).
Summers does not stand for the proposition that
courts must categorically reject standing when a plain-
31a
tiff alleges that a defendant’s action puts hundreds of
association members at risk of future injury. It stands
for the proposition that courts must treat such assertions with caution.
The standard for making this
showing is high, but the Medical Organizations and
Doctors have met it. They have provided multiple examples of organization members who sustained the exact harm they say will recur. They have explained that
the conditions producing that harm remain in place.
And they have testified to having hundreds of members
who are reasonably likely to be harmed. At this stage,
that is enough.
b.
Cognizable Injury
In addition to being sufficiently imminent, threatened injuries must also be legally cognizable. TransUnion LLC v. Ramirez, 141 S. Ct. 2190, 2204-07 (2021);
Lujan, 504 U.S. at 562. The injuries here are. To begin,
economic harm—like damage to one’s business interest
—is a quintessential Article III injury. TransUnion,
142 S. Ct. at 2204; see, e.g., Greater Phila. Chamber of
Com. v. City of Philadelphia, 949 F.3d 116, 131 (3d Cir.
2020) (recognizing that businesses had standing to challenge local ordinance, which would hamper hiring and
salary decisions). The Doctors therefore sustain a concrete injury when they are forced to divert time and resources away from their regular patients. Dr. Skop
Declaration ¶ 32; Dr. Francis Declaration ¶ 12; Dr. Harrison Declaration ¶¶ 27-30; see also All. for Hippocratic
Med., 2023 WL 2913725, at *6-7. And by the same token, the Doctors sustain a concrete injury when mifepristone patients expose them to greater liability and
increased insurance costs. Dr. Barrows Declaration
32a
¶¶ 21-24; Dr. Jester Declaration ¶¶ 20-21; Dr. Johnson
Declaration ¶ 15.
The Medical Organizations and Doctors also face a
concrete injury when they are forced to choose between
following their conscience and providing care to a
woman experiencing complications as a result of taking
mifepristone. As recounted above, evidence was offered of a doctor who personally gave care in these circumstances. Dr. Skop Declaration ¶ 17 (“In my practice, I have cared for at least a dozen women who have
required surgery to remove retained pregnancy tissue
after a chemical abortion. Sometimes this includes the
embryo or fetus, and sometimes it is placental tissue
that has not been completely expelled.”). Another
doctor testified about her partner, who experienced the
same thing. Dr. Francis Declaration ¶ 13 (“Due to the
amount of bleeding . . . my partner had no choice
but to perform an emergency D&C. . . . And because the preborn baby still had a heartbeat when the
patient presented, my partner felt as though she was
forced to participate in something that she did not want
to be a part of—completing the abortion.”). And other
doctors testified of fear that they or fellow physicians
will be forced into similar situations. Dr. Barrows
Declaration ¶ 26; Dr. Skop Declaration ¶ 34; cf. Dickerson Declaration ¶ 16.
FDA and Danco do not dispute that the Medical Organizations and Doctors’ conscience injury is cognizable. But they defend FDA’s actions on the ground that
federal law would allow the Doctors to refuse care
based on a conscientious objection. FDA Br. at 26;
Danco Br. at 21 (citing 42 U.S.C. §§ 238n, 300a-7(c), (d)).
The Medical Organizations and Doctors respond by
33a
pointing out that the federal government has recently
taken a contrary position. That is, in July 2022, the
Department of Health and Human Services issued a
guidance document that interprets the Emergency
Medical Treatment and Active Labor Act to require
hospitals to provide care to, among others, a woman
with an “incomplete medical abortion,” irrespective of
objections of conscience. Reinforcement of EMTALA
Obligations Specific to Patients Who Are Pregnant or
Are Experiencing Pregnancy Loss, at 6, Centers for
Medicare & Medicaid Services (July 11, 2022). A district court has enjoined that guidance, and an appeal is
proceeding before this court. Texas v. Becerra, 623
F. Supp. 3d 696 (N.D. Tex. 2022) (entering preliminary
injunction); Texas v. Becerra, No. 5:22-CV-185, 2023
WL 2467217 (N.D. Tex. Jan. 10, 2023) (final judgment
and permanent injunction).
At oral argument, counsel for FDA disputed that
EMTALA binds individual doctors, arguing instead
that the obligation to provide abortion-related care runs
to hospitals. That is, individual doctors may assert
conscience objections so long as one doctor at the hospital can provide the required care. This raises the
question of what would happen if no other doctor were
available—a situation that seems particularly likely in
smaller clinics. But setting that issue to the side,
counsel’s argument appears to conflict with the Government’s position on appeal in the Texas case. See Br.
for Appellants at 25, Texas v. Becerra (5th Cir. May 1,
2023) (No. 23-10246) (“EMTALA requires doctors to offer abortion care when that care is the necessary stabilizing treatment for an emergency medical condition.”)
(emphasis added); id. at 27 (“[W]hen pregnant women
come to a Medicare-funded hospital with an emergency
34a
medical condition, EMTALA obligates the treating
physician to provide stabilizing treatment, including
abortion care.”) (quoting United States v. Idaho, 623
F. Supp. 3d 1096, 1109 (D. Idaho 2022)).
We conclude that the federal laws Defendants cite
do not alleviate the Doctors’ conscience injury, at least
for purposes of this preliminary posture. The inconsistencies between the Government’s position in Texas
v. Becerra and FDA’s position here tend to rebut the
notion that Doctors are free to refuse treatment to mifepristone patients.
We next address the Doctors’ argument that they
will suffer an independent injury by way of the “enormous stress and pressure” that is involved with treating
women suffering complications from taking mifepristone. Dr. Wozniak Declaration ¶ 17. They maintain
that FDA’s actions cause women to present at the emergency room with complications that involve a unique
level of trauma and distress, due to the high amount of
emotional and physical strain often associated with the
experience. Dr. Delgado Declaration ¶ 14; Dickerson
Declaration ¶ 14; Dr. Skop Declaration ¶ 33.
It is true that the Supreme Court has interpreted
Article III to recognize injuries that “significantly affect[]” a plaintiff ’s “quality of life.” Sierra Club v.
Morton, 405 U.S. 727, 734-35 (1972). And several of our
sister circuits acknowledge standing that is predicated
on “emotional or psychological harm.” Maddox v.
Bank of N.Y. Mellon Tr. Co., 19 F.4th 58, 65 (2d Cir.
2021) (quoting TransUnion, 141 S. Ct. at 2211 n.7); see
also Clemens v. ExecuPharm Inc., 48 F.4th 146, 155 (3d
Cir. 2022) (same). However, the mental and emotional
stress shown here is best understood as additional to
35a
the Doctors’ conscience injuries, not independent from
them. The threat of being forced to violate a sincerely
held moral belief is cognizable at least in part because
the event would involve acute emotional and psychological harm. Maddox, 19 F.4th at 65; Clemens, 48 F.4th
at 155. The emotional and mental strain of which the
Doctors testify is of the same nature, albeit of an arguably lesser magnitude. In this way, the “enormous
stress and pressure” that the Medical Organizations
and Doctors cite augment the Doctors’ conscience injuries, but does not provide a separate basis for Article
III standing.4
Danco argues that the Medical Organizations and
Doctors’ standing argument is “limitless,” and worries
that its logic would allow doctors to challenge firearm
laws based on the stress involved with treating gunshot
victims. Danco Br. at 22-23 (citing E.T. v. Paxton, 41
F.4th 709, 721 (5th Cir. 2022)). But we see several limits. Foremost is the rigorous evidence needed to
prove traceability and redressability. The plaintiffs in
Danco’s hypothetical would lack standing unless they
could prove that a particular law caused there to be
more gunshot victims, and that enjoining enforcement
of the law would cause there to be fewer. That is a tall
order, to say the least. Equally significant is the requirement that a plaintiff be threatened with injury
akin to being forced to violate his or her sincerely held
conscience beliefs. That sort of injury will be absent
except in the most exceptional cases. We do not think
We understand the Doctors’ conscience injuries as being supported by longstanding precedent of the Supreme Court and this
court. We thus do not discuss our colleague’s thoughtful comments
on other types of injuries that may be cognizable. Post at 67-70.
4
36a
that our holding will open the floodgates to the litigation
Danco describes.
c.
Traceability
Standing to challenge mifepristone’s approval does
not necessarily include standing to challenge FDA’s
subsequent actions. That is so because “standing is
not dispensed in gross; rather, plaintiffs must demonstrate standing for each claim that they press and for
each form of relief that they seek.” TransUnion, 141
S. Ct. at 2208. As we have said many times, standing
proceeds claim by claim. E.g., In re Gee, 941 F.3d 153,
170-71 (5th Cir. 2019); Friends of St. Frances Xavier v.
FEMA, 658 F.3d 460, 466 (5th Cir. 2011). The Medical
Organizations and Doctors are correct, then, to acknowledge that they must show “harms to the plaintiff doctors and associations [that] flow from each of the relevant FDA actions.” Alliance Br. at 22.
i.
2016 Amendments
The Medical Organizations and Doctors contend
that the 2016 Amendments will increase the number of
women who suffer complications as a result of taking
mifepristone. That is so for three reasons, they say.
First, the risk of complication increases with gestational age, and the Amendments increase the maximum
permissible age from forty-nine days to seventy days.
See Dr. Skop Declaration ¶ 28 (asserting that taking
mifepristone at later stages of gestation increases the
chance of “complications due to the increased amount of
tissue, leading to hemorrhage, infection and/or the need
for surgeries or other emergency care”); see also Dr.
Barrows Declaration ¶ 22; Dr. Wozniak Declaration
¶ 10.
37a
Second, the percentage of women who experience
complications that present to the emergency room (as
opposed to their mifepristone provider) will increase
because the Amendments remove the requirement for a
second and third in-person visit. One doctor explained
this phenomenon:
Under the current practice by those who prescribe
and dispense chemical abortion drugs like mifepristone and misoprostol, there is no follow-up or additional care provided to patients. Instead, with no
established relationship with a physician, patients
are simply left to report to the emergency room
when they experience adverse events.
Dr. Foley Declaration ¶ 11; see also Dr. Harrison Declaration ¶ 44 (testifying that eliminating in-person evaluations and follow-up care “places our member doctors
at increased risk of being forced to violate their conscience rights”); Dr. Frost-Clark Declaration ¶ 21 (similar).
Third, and relatedly, the percentage of women who
present to the emergency room will increase because
the Amendments allow non-physicians to prescribe mifepristone. As the motions panel explained, women
who receive the drug from someone other than a doctor
“cannot possibly go back to their non-doctor-prescribers for surgical abortions.” All. for Hippocratic Med.,
2023 WL 2913725, at *5. And multiple doctors testified that they have seen or expect to see more women
with serious complications resulting from mifepristone.
Dr. Harrison Declaration ¶ 26; Dr. Skop Declaration
¶¶ 20- 21; Dr. Wozniak Declaration ¶¶ 18, 29; Dr. Johnson Declaration ¶ 18; Dr. Frost-Clark Declaration ¶ 18;
Dr. Jester Declaration ¶ 13. Given the already sub-
38a
stantial risk of harm, the evidence of increased risk is
sufficient to confer standing to challenge the 2016
Amendments. See Nat. Res. Def. Council, Inc. v.
EPA, 464 F.3d 1, 6-7 (D.C. Cir. 2006) (holding that plaintiffs had standing based on “increased risk” of developing skin cancer); Sutton v. St. Jude Med. S.C., Inc., 419
F.3d 568, 570-75 (6th Cir. 2005) (holding that plaintiffs
had standing based on an “increased risk” of harm from
a medical device).
ii.
2021 Non-Enforcement Decision
The Medical Organizations and Doctors have also
shown that the 2021 Non-Enforcement Decision contributes to their injury. That decision effectively removes the in-person dispensing requirement, allowing
women to request and take mifepristone without ever
going to the doctor’s office. Evidence was introduced
that this change will cause additional severe complications. Among other things, several doctors testified
that supervision is necessary to ensure patients’ safety:
The FDA’s actions harm women, including my patients, because clinics and physicians prescribing or
dispensing chemical abortion drugs, or websites that
provide these drugs through mail order delivery
without any physician involvement, often underprepare women for the severity and risks of chemical
abortion, and they often provide insufficient or no
follow-up care to those women.
Dr. Skop Declaration ¶ 27; see also Dr. Harrison Declaration ¶ 25 (“Mifepristone and misoprostol are serious
drugs that should not be administered without medical
supervision. The FDA’s actions to eliminate the necessary supervision of these drugs harms women and ob-
39a
stetrics professionals. . . . ”); cf. Dickerson Declaration ¶ 12 (“[Mifepristone] can now be administered
and dispensed with no in-person examination or oversight by a physician.”).
Doctors also testified that, without in-person examination, the prescriber is less likely to accurately determine gestational age:
Mifepristone and misoprostol are dangerous drugs
that can potentially harm women. Relaxing the required medical supervision and oversight for patients taking these drugs puts women’s health at
risk.
By eliminating the in-person dispensing requirement and the requirement for a post-abortion follow-up, the FDA has exposed women to a higher
likelihood of undetected serious complications. Specifically, the expanded use of telemedicine for chemical abortions means that some women who are beyond 70 days’ gestation because they are mistaken
or wrong about the gestational age of their unborn
child will take these drugs outside of the appropriate
window.
Dr. Barrows Declaration ¶¶ 16-17; see also Dr. Skop
Declaration ¶ 28 (“Unsupervised chemical abortion
. . . harms women because they may have underestimated the gestational age of their unborn child.”).
And the Doctors say that the need for in-person supervision is even greater in cases of ectopic pregnancy.
Dr. Skop Declaration ¶¶ 27, 29.
Finally, many doctors offered testimony that, as a
result of the 2021 Non-Enforcement Decision, more
women will suffer serious adverse events. Dr. Woz-
40a
niak Declaration ¶ 14 (“The increasing number of chemical abortions through mail-order or telemedicine methods means that more women will suffer complications
from unsupervised use of mifepristone and misoprostol.”); Dr. Frost-Clark Declaration ¶ 12 (“The FDA’s
suspension of the in-person dispensing requirement of
mifepristone and misoprostol harms women and doctors because it has resulted in an increase in complications.”); see also Dr. Skop Declaration ¶¶ 20-21; Dr.
Johnson Declaration ¶ 18; Dr. Jester Declaration ¶ 13.
One doctor personally witnessed an increase in complications after a district court temporarily enjoined the
in-person dispensing requirement in the midst of the
COVID-19 pandemic. Dr. Francis Declaration ¶ 11
(“The frequency of these complications has increased
since a federal district court first enjoined and set aside
the FDA’s in-person dispensing requirement of mifepristone in 2020.”); see generally Am. Coll. of Obstetricians & Gynecologists v. FDA, 472 F. Supp. 3d 183 (D.
Md. 2020) (district court opinion enjoining the in-person
requirements).5
Based on that evidence, the Medical Organizations
and Doctors have made a clear showing that the 2021
Non-Enforcement Decision causes an increased risk of
injury. FDA and Danco resist this conclusion, arguing
that any increase to the Medical Organizations and Doctors injury is speculative because the number of women
who experience ectopic pregnancies is so small. FDA
FDA initially appealed that ruling, but the parties dismissed the
appeal after FDA announced that it would decline to enforce the inperson dispensing and prescription requirements. See Am. Coll. of
Obstetricians & Gynecologists v. Indiana, No. 20-1784, 2021 WL
3276054 (4th Cir. May 19, 2021).
5
41a
Reply Br. at 24; Danco Reply Br. at 11-12. But that
understates the bases of the alleged injury. The Medical Organizations and Doctors argue that ectopic pregnancy (and the possible failure to diagnose it) is one of
the reasons why removing the in-person dispensing requirement will lead to more complications—not the only
reason. As explained above, the declarants offer several other grounds for their contention, including the
need for in-person supervision when a patient takes
mifepristone, the need to accurately assess gestational
age, and the need for in-person follow-up. We conclude that the Medical Organizations and Doctors have
shown a substantial risk of injury due to the 2021 NonEnforcement Decision. As such, they have associational standing to challenge this action.
* * *
Because we hold that the Medical Organizations and
Doctors have associational standing, we need not consider whether they also have organizational or thirdparty standing. See generally ACORN v. Fowler, 178
F.3d 350, 356-57 (5th Cir. 1999); see also All. for Hippocratic Med., 2023 WL 2913725, at *4 n.4. However, to
the extent that it were necessary to consider thirdparty standing, it is likely that emergency-room doctors
have a sufficiently “close relationship” with mifepristone patients. Kowalski v. Tesmer, 543 U.S. 125, 130
(2004); cf. June Med. Servs. LLC v. Russo, 140 S. Ct.
2103, 2118-19 (2020), overruled on other grounds, Dobbs
v. Jackson Women’s Health Org., 142 S. Ct. 2228 (2022).
Indeed, the Court has “long permitted abortion providers to invoke the rights of their actual or potential patients.” June Med. Servs., 140 S. Ct. at 2118. We fail
to see how this case is materially different.
42a
FDA and Danco deny that third-party standing applies, saying that the Doctors have a “diametrically opposed” or “antagonistic” relationship with women experiencing severe complications as a result of taking mifepristone. FDA Br. at 33; Danco Br. at 32. That is
so, Defendants contend, because the relief the Doctors
seek would reimpose certain conditions of using mifepristone. That dubious proposition misunderstands
the nature of the would-be representation. The Doctors pursue third-party standing to represent their patients’ interest in avoiding or limiting the dangerous
side effects that sometimes occur when a woman takes
mifepristone.
Although we do not fulsomely consider the issue
here, we suspect that the Doctors—who have provided
firsthand care to dozens of mifepristone patients experiencing acute physical and emotional distress in an
emergency setting—have a relationship with their patients that is more than adequate to support third-party
standing. In many respects, such a relationship may
be closer than those previously recognized by the Supreme Court. June Med. Servs., 140 S. Ct. at 2118-19;
Whole Women’s Health v. Hellerstedt, 136 S. Ct. 2292,
2314 (2016); Gonzales v. Carhart, 550 U.S. 124, 133
(2007).
B.
2019 Generic Approval
Unlike FDA’s other actions, the Medical Organizations and Doctors did not introduce evidence showing
that they are likely to be injured by the 2019 Generic
Approval. They point to the 2000 Approval, arguing
that the two actions impose the same injuries. Alliance Br. at 23 n.4 (“The generic drug comes with all the
same harms as does the name brand—so the district
43a
court’s harm analysis applies fully to the 2019 ANDA
approval.”). That may be true, but the Medical Organizations and Doctors cannot carry their burden of proof
with legal argument. There is nothing in the record
tending to show that the 2019 Generic Approval contributes to the risk of harm—no evidence that the women
the Doctors have treated took the generic version of
mifepristone, and no evidence that the number of
women experiencing medical complications after taking
mifepristone has risen as a result of the generic.
Indeed, the preliminary-injunction exhibits do not
mention generic mifepristone at all. Separate from associational standing, there is no evidence that the 2019
Generic Approval contributed to any organizational injury sustained by the Medical Organizations or any individual injury sustained by a third-party patient. In
short, the Medical Organizations and Doctors did not
prove that the 2019 Generic Approval affects their risk
of future harm. Accordingly, we must vacate the component the district court’s order staying the effective
date of FDA’s approval of the generic version of mifepristone.
This holding means that generic mifepristone, like
the brand version, will remain available for use under
the conditions provided by the relevant mifepristone
REMS. FDA amended that REMS in 2016 and 2021, but
for the reasons explained below, we affirm the portion
of the district court’s order that stays the effective
dates of those amendments. And so pending trial on
the merits, the current REMS will be the version that
was in effect prior to the 2016 Amendments. Of course,
the mifepristone REMS does not distinguish between
branded and generic mifepristone.
FDA Br. at 9
44a
(“The same REMS covers both versions of mifepristone.”). As such, the generic version will be available
under the same conditions as Mifeprex.
III.
Merits
Having concluded that the Medical Organizations
and Doctors have standing except as to the 2019 Generic Approval, we now turn to the merits of the district
court’s stay order. That inquiry involves the traditional four-factor test for a preliminary injunction. To
merit relief, a movant must show: (1) a substantial
likelihood of success on the merits, (2) a substantial
threat of irreparable harm, (3) that the threat of injury
outweighs any harm that an injunction would cause, and
(4) that the public interest is not disserved by an injunction. Garcia v. Jones, 910 F.3d 188, 190 (5th Cir.
2018).
In reviewing those factors, we review legal conclusions de novo and findings of fact for clear error.
Jones v. Tex. Dep’t of Crim. Just., 880 F.3d 756, 759 (5th
Cir. 2018). The parties agree that these preliminaryinjunction factors apply even though the district court
entered a stay under 5 U.S.C. § 705. That is so because a stay has the practical effect of an injunction. 28
U.S.C. § 1292(a); see All. for Hippocratic Med., 2023
WL 2913725, at *3 n.3; accord Colorado v. EPA, 989
F.3d 874, 883 (10th Cir. 2021) (“These four factors also
determine when a court should grant a stay of agency
action under section 705 of the APA.”).
The first question is whether the Medical Organizations and Doctors have shown a substantial likelihood of
success on the merits. At the outset, we note that “substantial” does not mean “certain.” Byrne v. Roemer,
45a
847 F.2d 1130, 1133 (5th Cir. 1988) (explaining that “the
movant need not always show a probability of success
on the merits”) (quoting Celestine v. Butler, 823 F.2d
74, 77 (5th Cir. 1987)); see Jefferson Cmty. Health Care
Ctrs., Inc. v. Jefferson Parish, 849 F.3d 615, 626 (5th
Cir. 2017) (“Though there is no particular degree of
likelihood of success that is required in every case, the
party seeking a preliminary injunction must establish
at least some likelihood of success on the merits before
the court may proceed to assess the remaining requirements.”). A plaintiff need not prove “its entitlement to
summary judgment in order to establish a substantial
likelihood of success on the merits.” Byrum v. Landreth, 566 F.3d 442, 446 (5th Cir. 2009) (internal quotation marks omitted). But at a minimum, it must “present a substantial case on the merits.” Bryne, 847
F.2d at 1133 (quoting Celestine, 823 F.2d at 77).
A.
2000 Approval
As explained above, the Medical Organizations and
Doctors have standing to challenge the 2000 Approval,
the 2016 Amendments, and the 2021 Non-Enforcement
Decision. Before addressing the merits of the challenge as to the 2000 Approval, we must consider a threshold issue: whether that claim was timely asserted.
The Medical Organizations and Doctors admit that
they did not raise a claim as to FDA’s denial of their
2002 citizen petition within six years, as required for
civil actions filed against the United States. 28 U.S.C.
§ 2401. They present two independent arguments for
why their claim as to the 2000 Approval is nonetheless
timely. The motions panel rejected both arguments.
All. for Hippocratic Med., 2023 WL 2913725, at *13-15.
We do the same.
46a
1.
Reopening Doctrine
First, the Medical Organizations and Doctors point
to a judge-made exception to the statute of limitations
called the “reopening doctrine.” Essentially, this doctrine allows a plaintiff to challenge an agency action
past the ordinary timeline if the agency substantively
reconsiders the original action in a subsequent decision.
See Nat’l Biodiesel Bd. v. EPA, 843 F.3d 1010, 1017
(D.C. Cir. 2016); Sierra Club v. EPA, 551 F.3d 1019,
1024 (D.C. Cir. 2008). The Medical Organizations and
Doctors maintain that the 2016 Amendments and 2021
Petition Denial each trigger reopening. We disagree.6
a.
2016 Amendments
The Medical Organizations and Doctors point both
to FDA’s denial of their 2002 citizen petition and to the
agency’s approval of the amendments to mifepristone’s
conditions for use. They argue that, when FDA denied
the citizen petition, it denied their request to rescind
approval of mifepristone. And when FDA approved
the 2016 Amendments, it altered the regime by which
mifepristone is prescribed and used. Taken together,
they say, these actions show that FDA substantively reconsidered the 2000 Approval.
The Supreme Court has cast some doubt on whether the reopening doctrine is a legitimate exception to a statute of limitations. See
Biden v. Texas, 142 S. Ct. 2528, 2545 n.8 (2022) (“[T]his Court has
never adopted [the reopening doctrine], and [it] appears to be inapposite to the question of final agency action.”). But the parties both
assume that the doctrine is good law in this circuit. And in any
event, we need not address that threshold question because we ultimately conclude that the doctrine does not apply here.
6
47a
To begin, the 2016 petition denial does not inform
the 2016 Amendments. They are plainly different in
nature; the former reaffirms FDA’s conclusion that the
agency properly approved mifepristone for use in 2000
and the latter considers relaxed conditions for the
drug’s use. The Medical Organizations and Doctors
likely could have challenged the 2000 Approval if they
had timely filed suit in response to the petition denial.
But they did not. The argument that the two decisions
must be considered in tandem is really just an end-run
around the fact that the Medical Organizations and
Doctors were too late to challenge FDA’s denial of their
citizen petition.
Accordingly, we consider only whether the 2016
Amendments themselves give rise to the reopening doctrine. They do not. Nothing in FDA’s approval of the
amendments shows that it undertook a “serious, substantive reconsideration” of the 2000 Approval. Texas
v. Biden, 20 F.4th 928, 951-52 (5th Cir. 2021), rev’d on
other grounds, 142 S. Ct. 2528 (2022). Actually, the opposite is true. FDA took the restrictions imposed in
2000 as a given, and considered only whether the REMS
amendments were safe and effective. As explained by
the motions panel: “FDA’s 2016 decision to relax
many of the REMS was issued in response to Danco’s
supplemental application requesting as much.” All.
for Hippocratic Med., 2023 WL 2913725, at *13.
The Medical Organizations and Doctors respond
that the 2016 Amendments were so significant as to constitute a change to the “basic regulatory scheme,” Nat’l
Biodiesel Bd., 843 F.3d at 1017, thereby constructively
reopening the 2000 Approval. It is certainly true that
the amendments meaningfully altered the conditions
48a
under which mifepristone is prescribed and taken.
But a regulatory amendment, even a major one, is insufficient to satisfy the reopening doctrine. Nat. Res.
Def. Council, Inc. v. EPA, 571 F.3d 1245, 1265-66 (D.C.
Cir. 2009); see also Nat’l Ass’n of Reversionary Prop.
Owners v. Surface Transp. Bd., 158 F.3d 135, 144-46
(D.C. Cir. 1998); United Transp. Union-Ill. Legis. Bd.
v. Surface Transp. Bd., 132 F.3d 71, 76 (D.C. Cir. 1998)
(Ginsburg, J.). To meet this high bar and trigger the
reopening doctrine, the amendment must fundamentally alter the nature of the regulation such that it
“could not have been reasonably anticipated.” Env’t
Def. v. EPA, 467 F.3d 1329, 1334 (D.C. Cir. 2006).
The 2016 Amendments do not clear that bar. They
do not alter FDA’s basic assumption that mifepristone
is safe and effective, subject to certain conditions for
use. To be sure, the amendments put the public on notice of a significant change in the degree of mifepristone’s availability and restriction. Disagreement with
that decision would support challenging the new
amendments—and that is exactly what the Medical Organizations did. But as to mifepristone’s approval per
se, the 2016 Amendments tell the public nothing they
did not already know. As before, FDA approved a
drug that chemically induces abortion, with the knowledge that the drug causes medical complications in a
definite percentage of women. We cannot say that the
amendments “significantly alter[ed] the stakes of judicial review” so as to allow the Medical Organizations
and Doctors to challenge the 2000 Approval sixteen
years after the fact. Sierra Club, 551 F.3d at 1025.
49a
b.
2019 Citizen Petition
The Medical Organizations and Doctors also contend that FDA reopened the 2000 Approval when it denied their 2019 citizen petition. They emphasize the
agency’s use of the phrase “full review,” and argue that
FDA actively questioned whether mifepristone was
safe.
The record does not bear out that claim. To start,
the citizen petition did not actually ask FDA to reconsider its approval of mifepristone; it requested that
FDA “restore” previous restrictions and “retain” others currently in place. 2019 Citizen Petition at 1, 2.
So FDA had no reason to reevaluate mifepristone from
the ground up. Turning to the denial itself, FDA did
not reexamine its prior approval. It certainly described its action as “a full review of the Mifepristone
REMS Program,” 2021 Denial Letter at 6, but the letter’s context shows that the agency reviewed the conditions for use that the citizen petition had put at issue—
not mifepristone’s underlying approval.
Nor did FDA constructively reopen the 2000 Approval by adopting a significant amendment to the mifepristone REMS. As with the 2016 Amendments, removing the in-person dispensing requirement does not
change the basic concept of allowing women to use mifepristone. Nat’l Biodiesel Bd., 843 F.3d at 1017. Between an “incremental adjustment[]” to the 2000 Approval and a “substantive reconsideration” of it, the decision to allow remote prescription and dispensing of
mifepristone looks more like the former. Texas, 20
F.4th at 953, 952 (citations omitted). And so if the reopening doctrine is a valid exception to the statute of
limitations, and we are not sure that it is, that doctrine
50a
does not apply here because neither the 2016 Amendments nor the 2021 Petition Denial reevaluated FDA’s
decision in 2000 to approve mifepristone. The reopening
doctrine therefore does not permit the Medical Organizations and Doctors to challenge the 2000 Approval after the prescribed limitations period.
2.
Equitable Tolling
The Medical Organizations and Doctors also point to
equitable tolling as a justification for considering the
2000 Approval claim even though it is untimely. But that
is a very narrow exception. See Jones v. Lumpkin, 22
F.4th 486, 490 (5th Cir. 2022) (reiterating that equitable
tolling “is warranted in only ‘rare and exceptional circumstances’ ”) (quoting Davis v. Johnson, 158 F.3d 806,
811 (5th Cir. 1998)). It applies only if the plaintiff satisfies two conditions: “(1) that he has been pursuing his
rights diligently, and (2) that some extraordinary circumstance stood in his way and prevented timely filing.” Menominee Indian Tribe of Wis. v. United
States, 577 U.S. 250, 255 (2016) (citation omitted).
Supposing that the Medical Organizations and Doctors could meet the first condition, they cannot meet the
second. This court has stressed that equitable tolling
does not apply if the party seeking its benefit could have
complied with the relevant deadline. Jones, 22 F.4th at
490 (“[A] petitioner’s failure to satisfy the statute of limitations must result from external factors beyond his
control; delays of the petitioner’s own making do not
qualify.”) (quoting In re Wilson, 442 F.3d 872, 875 (5th
Cir. 2006)). Here, the Medical Organizations and Doctors offer no reason why they could not have filed their
lawsuit within the six-year limitations period. See All.
for Hippocratic Med., 2023 WL 2913725, at *15 (ex-
51a
plaining that FDA’s delay in ruling on the 2002 Citizen
Petition “had no impact on the length of the statute-oflimitations period or plaintiffs’ capacity to challenge the
2016 Petition Denial”). Their failure to do so forecloses
any possibility of relief.
* * *
For the reasons stated above, we conclude that the
claim as to the 2000 Approval is untimely. Consequently, the Medical Organizations and Doctors are not
likely to succeed on that claim. And that means that we
must vacate the component of the district court’s order
that stays the 2000 Approval. Willey v. Harris Cnty.
Dist. Att’y, 27 F.4th 1125, 1129 (5th Cir. 2022).
B.
2016 Amendments
In addition to the 2000 Approval claim, which is not
likely to succeed, the Medical Organizations and Doctors challenge two other actions taken by FDA: the
2016 Amendments to the mifepristone REMS and the
2021 decision to not enforce regulations requiring in-person prescription. The parties agree that the claims as
to the 2016 Amendments and the 2021 Non-Enforcement
decision are timely, so we proceed to the merits.
The Medical Organizations and Doctors ground
their claims in the Administrative Procedure Act.
That law requires federal courts to “hold unlawful and
set aside agency action, findings, and conclusions found
to be arbitrary, capricious, an abuse of discretion, or
otherwise not in accordance with the law.” 5 U.S.C.
§ 706(2)(A). The Supreme Court has explained that
the “arbitrary-and-capricious standard requires that
agency action be reasonable and reasonably explained.”
FCC v. Prometheus Radio Project, 141 S. Ct. 1150, 1158
52a
(2021). That standard of review is “deferential,” id.,
but “not toothless.” Sw. Elec. Power Co. v. EPA, 920
F.3d 999, 1013 (5th Cir. 2019).
On the contrary, our review is “searching and careful.” Univ. of Texas M.D. Anderson Cancer Ctr. v.
U.S. Dep’t of Health and Hum. Servs., 985 F.3d 472, 475
(5th Cir. 2021) (quoting Marsh v. Or. Nat. Res. Council,
490 U.S. 360, 378 (1989)). Above all, an agency must
“examine the relevant data and articulate a satisfactory
explanation for its action including a ‘rational connection between the facts found and the choice made.’ ”
Motor Vehicle Mfrs. Ass’n v. State Farm Mut. Auto.
Ins. Co., 463 U.S. 29, 43 (1983) (quoting Burlington
Truck Lines v. United States, 371 U.S. 156, 168 (1962)).
An agency violates these rules where it “entirely fail[s]
to consider an important aspect of the problem,” or offers “an explanation for its decision that runs counter
to the evidence before the agency, or is so implausible
that it could not be ascribed to a difference in view or
the product of agency expertise.” Id.; see also Michigan v. EPA, 576 U.S. 743, 752 (2015); Mexican Gulf
Fishing Co. v. U.S. Dep’t of Com., 60 F.4th 956, 971 (5th
Cir. 2023); Sw. Elec. Power Co., 920 F.3d at 1018-19 (explaining that courts must set aside agency action where
there are “shortcomings in the agency’s explanations”).
With those standards in mind, we first address the
2016 Amendments and hold that the Medical Organizations and Doctors are substantially likely to succeed on
the merits of that claim. Byrne, 847 F.3d at 1133.
That is so for two instances of the same defect: failing
to consider an important aspect of the problem. Michigan, 576 U.S. at 752; State Farm, 463 U.S. at 43.
53a
First, FDA did not consider the cumulative effect of
the 2016 Amendments. Those changes include: increasing the maximum gestational age from forty-nine
days to seventy days; allowing non-physicians to prescribe mifepristone; removing the requirement that the
administration of misoprostol and the subsequent follow-up appointment be conducted in person; eliminating prescribers’ obligation to report non-fatal adverse
events; switching the method of administration for
misoprostol from oral to buccal; and changing the dose
of mifepristone (600 mg to 200 mg) and misoprostol (400
mcg to 800 mcg). FDA Summary Review of 2016
Amendments at 2.
FDA admits that none of the studies it relied on examined the effect of implementing all of those changes
together. It studied the amendments individually.
FDA Medical Review of 2016 Amendments at 32-38
(Mar. 29, 2016) (gestational age); id. at 38-41 (in-person
appointments); id. at 43-44 (prescription by non-physician). And some clinical trials considered “multiple
changes.” FDA Summary Review of 2016 Amendments at 5-9. But FDA neither considered the effects
as a whole, nor explained why it declined to do so. The
cumulative effect of the 2016 Amendments is unquestionably an important aspect of the problem; indeed,
that was the whole point of FDA’s action. Because
FDA failed to seek data on the cumulative effect, and
failed to explain why it did not, its decision to approve
the amendments was likely arbitrary and capricious.
Michigan, 576 U.S. at 752; State Farm, 463 U.S. at 43;
Sw. Elec. Power Co., 920 F.3d at 1019.
FDA and Danco defend the 2016 Amendments, asserting that FDA is not required to conduct a study that
54a
perfectly mirrors the conditions under which the drug
will be used. That is true, so far as it goes. Indeed,
the APA gives agencies discretion “in determining
whether a study is adequate and well controlled.”
FDA Br. at 43 (quoting Weinberger v. Hynson, Westcott
& Dunning, Inc., 412 U.S. 609, 621 n.17 (1973)).
But Defendants attack a rule that is not at issue.
The problem is not that FDA failed to conduct a clinical
trial that included each of the proposed changes as a
control. It is that FDA failed to address the cumulative effect at all. At a minimum, the agency needed to
acknowledge the question, determine if the evidence before it adequately satisfied the concern, and explain its
reasoning. See All. for Hippocratic Med., 2023 WL
2913725, at *17 (“[FDA] relied on zero studies that evaluated the safety-and-effectiveness consequences of the
2016 Major REMS Changes as a whole. This deficiency shows that FDA failed to consider ‘an important
aspect of the problem’ when it made the 2016 Major
REMS Changes.”) (quoting Michigan, 576 U.S. at 752).
FDA did not do those things, and so likely violated the
APA.
The second important aspect that FDA failed to consider is whether it needed to continue to collect data of
non-fatal adverse events in light of the “major” changes
to the mifepristone REMS. When considering the
data-collection question, FDA reasoned that non-fatal
adverse events did not have to be recorded because the
risks associated with mifepristone were well known.
FDA Summary Review of 2016 Amendments at 26
(“[A]fter 15 years of reporting serious adverse events, the
safety profile for Mifeprex is essentially unchanged.”).
55a
But FDA failed to account for the fact that it was
about to significantly loosen mifepristone’s conditions
for use. At no point during the decision did the agency
acknowledge that the 2016 Amendments might alter the
risk profile. And when FDA addressed this subject in
its response to the 2019 citizen petition, it just referred
back to its statement that the risks were minimal under
the 2011 REMS. See 2021 Denial Letter at 20. We
conclude that FDA ignored “an important aspect of the
problem,” Michigan, 576 U.S. at 752 (quoting State
Farm, 463 U.S. at 43), and that its explanation of the
basis for the change contains significant “shortcomings.” Sw. Elec. Power Co., 920 F.3d at 1018-19. This
also likely violates the APA.
Defendants respond that the change is insignificant
because Danco remains obligated to report serious adverse events to FDA. See FDA Br. at 53; Danco Br.
47 (citing 21 C.F.R. §§ 314.80, 314.98). True, Danco is
still subject to some reporting requirements, but these
are significantly different than the ones that were removed. Before, prescribers were required to report
certain adverse events directly to FDA. Given that
prescribers interact with the women taking mifepristone, they are well placed to know if a patient actually
experiences an adverse event. By contrast, Danco has
no direct relationship with Mifeprex patients and little
ability to track events. Like any member of the public,
Danco can access the FDA Adverse Event Reporting
System (FAERS), a voluntary reporting website. But
prescribers are not required to log non-fatal adverse
events. Indeed, no one is required to report anything
on FAERS. Nor are prescribers required to report to
Danco. The end result is that the removal of the
adverse-event reporting requirement significantly di-
56a
minishes FDA’s ability to collect this data. Danco’s
residual reporting requirements do not cure this APA
violation.
C.
2021 Non-Enforcement Decision
We now assess whether the Medical Organizations
and Doctors are likely to succeed on their claim regarding the 2021 Non-Enforcement Decision. That decision essentially involves three parts. First, in April
2021, FDA announced that it would temporarily suspend enforcement of the in-person dispensing requirement in light of the COVID-19 pandemic. Next, in December of that year, FDA stated its intent to eliminate
the requirement permanently. See 2021 Denial Letter
at 25 (“[W]e believe that the Mifepristone REMS Program must be modified to remove the requirement that
mifepristone be dispensed only in certain healthcare
settings . . . because this requirement is no longer
necessary to ensure that the benefits of the drug outweigh the risks.”). And then in January 2023, FDA
amended mifepristone’s REMS, for Mifeprex and the
generic, formalizing the change.
FDA supported its decision by pointing to two sources
of information. First, the agency examined adverseevents data collected during the period of time when the
in-person dispensing requirement was enjoined. FDA
obtained this data from FAERS—the voluntary reporting website. 2021 Denial Letter at 26. Danco also submitted its records of adverse events during the relevant
interval, but its data set was the same as the one obtained via FAERS. Id. at 27 (“The information provided by the Applicants included the same cases identi-
57a
fied in FAERS. . . . ”). Five events 7 were reported during that time, but FDA concluded that there
did not “appear to be a difference in adverse events
when in-person dispensing was and was not enforced.”
Id.
Second, FDA considered published literature relating to remote prescription of mifepristone. It determined that those studies were “not inconsistent with
our conclusion that . . . mifepristone will remain
safe and efficacy will be maintained if the in-person dispensing requirement is removed from the Mifepristone
REMS Program.” Id. at 28. Based on these sources,
FDA concluded that “mifepristone will remain safe and
effective if the in-person dispensing requirement is removed.” Id. at 35.
1.
Mootness
Defendants first raise a threshold question: whether
the Medical Organizations and Doctors’ challenge to the
2021 non-enforcement policy is moot. They contend
that the 2023 modification of mifepristone’s REMS supersedes the 2021 policy, and also that the prior policy
was tied to the Government’s COVID-19 public health
emergency, which has since expired. For these reasons, FDA and Danco say, there is no longer a live dispute as to the 2021 Non-Enforcement Decision.
Neither reason is availing. First, FDA is incorrect
to say that it tied its December 2021 decision not to enforce the in-person dispensing requirement to the
According to FDA, the causes of those events are as follows: ongoing pregnancy, drug intoxication and death, death (unknown cause),
sepsis and death, and pulmonary embolism. 2021 Denial Letter at
26.
7
58a
COVID-19 pandemic. True, FDA cited the pandemic
as a justification for taking the initial action. FDA Letter of April 2021 at 2 (“[FDA] intends to exercise enforcement discretion during the COVID-19 [pandemic] with respect to the in-person dispensing requirement of the
Mifepristone REMS Program. . . . ”). But when
FDA “directed mifepristone’s sponsors to submit a proposed REMS modification,” several months later, it did
so without regard to pandemic conditions. FDA Br. at
11; see 2021 Denial Letter at 6, 25-26. FDA simply did
not tether its action in December of 2021 to the continued existence of the public health emergency.
Second, FDA’s formalization of the policy it announced in 2021 does not render this claim moot. At
bottom, the mootness doctrine asks whether the court
faces a live dispute. Freedom from Religion Found.,
Inc. v. Abbott, 58 F.4th 824, 831 (5th Cir. 2023). That is,
a case is moot if “the parties lack a legally cognizable
interest in the outcome.” Id. (quoting Already, LLC
v. Nike, Inc., 568 U.S. 85, 91, (2013)).
A live dispute exists as to the 2021 Non-Enforcement Decision. The decision that FDA made in 2021—
to permanently not enforce in-person prescription and
dispensing requirements—remains in force.
FDA
may have formalized that policy by modifying the mifepristone REMS. But the effect is the same, as is FDA’s
ultimate judgment that mifepristone can be safely used
without in-person prescription and dispensing.
Moreover, the Supreme Court has recognized that
the government does not moot a controversy when it introduces the final form of a previous, identical policy.
Biden v. Texas, 142 S. Ct. 2528, 2544-45 (2022) (considering a prior agency action even after it was formalized
59a
by a later, similar action); see All. for Hippocratic Med.,
2023 WL 2913725, at *2 n.2. That type of action is different in kind than the repeal or modification of a government policy. Freedom from Religion Found., 58
F.4th at 832. Unlike a repealed policy, FDA’s policy
remains unchanged and on the books (albeit in a permanent form). We see no jurisdictional obstacle to reviewing the claim as to the 2021 Non-Enforcement Decision.
2.
Merits
Because the 2021 Non-Enforcement claim is not
moot, we must proceed to the question of whether that
action was arbitrary and capricious. For two reasons,
we hold that it likely was. First, FDA gave dispositive
weight to adverse-event data in FAERS—despite the
uncontested limitations of doing so. Recall that, because of the 2016 Amendments, FDA no longer had access to perhaps the best source of data: the prescribers. The agency is responsible for its own inability to
obtain probative data; it cannot then cite its lack of information as an argument in favor of removing further
safeguards. As the motions panel aptly put it: “It’s unreasonable for an agency to eliminate a reporting requirement for a thing and then use the resulting absence of data to support its decision.” All. for Hippocratic Med., 2023 WL 2913725, at *17.
Moreover, considerable evidence shows that FAERS
data is insufficient to draw general conclusions about
adverse events. Indeed, in describing the database,
FDA itself recognizes that “FAERS data cannot be
used to calculate the incidence of an adverse event or
medication error in the U.S. population.” FDA admits
that FAERS reporting is purely voluntary, FDA Br. at
60a
53; consequently, many adverse events will go unreported.
For example, one doctor testified that she obtained
adverse-event data from one provider (Planned
Parenthood) and compared it to FAERS data for the
same time period. For 2010, the provider reported 1,530
adverse events, whereas FAERS reported only 664
events for all providers nationwide.
Dr. Harrison
Declaration ¶ 17; see also id. (“These discrepancies render FAERS inadequate to evaluate the safety of mifepristone abortions.”).
In addition, the Doctors introduced evidence that
many physicians do not use FAERS, either because
they are not aware of the system or because they believe that using the system is difficult, and takes time
away from their ordinary medical practice:
Many doctors likely do not know about the need to
report adverse events related to chemical abortion
to the FDA. Similarly, many doctors likely do not
know how to report adverse events. . . . I personally know of practitioners
. . .
who have
tried to report adverse events related to chemical
abortion drugs to the FDA. The process is complicated, cumbersome, and time-consuming. The adverse event reporting requirements and the FAERS
submission process harm medical practices by taking away significant time from a doctor to treat and
meet with patients.
Dr. Harrison Declaration ¶¶ 33-34; see also Dr. FrostClark Declaration ¶ 23 (“I have not reported adverse
events that I have witnessed as a result of chemical
abortions because the process is so cumbersome.”).
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One doctor testified that it can take hours to report an
adverse event to FAERS:
[T]he process of reporting to [FAERS] is also cumbersome. The actual form to be filled out is not
easy to find online—requiring several steps to get it.
It once took me two hours to get the website to accept submission of the form, taking me away from
the care of my other patients. The minimum amount
of time I have spent reporting a mifepristone complication to the FAERS is thirty minutes—valuable
time that should be spent in patient care.
Dr. Francis Declaration ¶ 18. FDA’s decision to rely
so heavily on data from FAERS “runs counter to” the
critical limitations associated with that data. State
Farm, 463 U.S. at 43; Sw. Elec. Power Co., 920 F.3d at
1018-19.
FDA responds that it also considered adverse-event
data submitted by Danco, but Danco’s data was exactly
the same as the data FDA obtained from FAERS. FDA
acknowledged as much in its letter denying the 2019 citizen petition. 2021 Denial Letter at 27. (“The information provided by the Applicants included the same
cases identified in FAERS. . . . ”). If anything,
the fact that Danco submitted identical data tends to
confirm the assertion that FDA lacked sufficient information; it shows that neither FDA nor Danco had the
means to collect data directly from prescribers.
The second defect in the Non-Enforcement Decision
is that it relied on various literature relating to remote
prescription of mifepristone—despite FDA’s admission
that the literature did not affirmatively support its position. Danco insists that the studies “all . . . sup-
62a
ported the conclusion that mifepristone would still be
safe and effective even with a relaxed in-person dispensing requirement,” Danco Br. at 48, but that is not
what FDA said in 2021. On the contrary, FDA candidly acknowledged that the literature was only “not inconsistent with [its] conclusion.” 2021 Denial Letter
at 28. In other words, the studies neither confirmed
nor rejected the idea that mifepristone would be safe if
the in-person dispensing requirement were removed.
In discussing the various studies, FDA recognized
many significant limitations:
We note that the ability to generalize the results of
these studies to the United States population is hampered by differences between the studies with regard to pre-abortion care (e.g., telemedicine versus
in-person). In addition, the usefulness of the studies is limited in some instances by small sample sizes
and lack of follow-up information on outcomes with
regard to both safety and efficacy.
There are also factors which complicate the analysis
of the dispensing element alone. Some of these factors are: (1) only a few studies have evaluated alternatives for in-person dispensing of mifepristone
in isolation (for example, most studies on mail dispensing of mifepristone also include telemedicine
consultation); and (2) because most serious adverse
events with medical abortion are infrequent, further
evaluation of changes in dispensing would require
studies with larger numbers of participants. We
did not find any large clinical studies that were designed to collect safety outcomes in healthcare systems similar to the United States.
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Id. Given those limitations, FDA concluded that the
studies were “not adequate on their own to establish the
safety of the model of dispensing mifepristone by mail.”
Id. at 35.
Especially in light of the unreliability of the adverseevent data, it was not reasonable for FDA to depend on
the published literature to support its decision. Courts
must set aside agency action where there are “shortcomings in the agency’s explanations” or where “[n]o
record evidence affirmatively makes” the agency’s case.
Sw. Elec. Power Co., 920 F.3d at 1018-19; see also State
Farm, 463 U.S. at 56 (“While [an] agency is entitled to
change its view . . . it is obligated to explain its reasons for doing so.”). That is the case here.
In the face of concededly limited data, and lacking
more probative information from prescribers, FDA fell
back on studies that were merely “not inconsistent”
with its intended conclusion. It did not refer to any literature that affirmatively supported the notion that
mifepristone would remain safe and effective even without the in-person dispensing requirement. We conclude that the Medical Organizations and Doctors are
likely to succeed in showing that this action violated the
APA.8
IV.
Irreparable Harm and Balance of the Equities
We now proceed to the remaining steps of the preliminary-injunction analysis. First, we ask if the Medical Organizations and Doctors are likely to sustain irreparable harm absent an injunction. Garcia, 910
Given this holding, we do not consider the Medical Organizations
and Doctors’ independent argument that the 2021 Non-Enforcement
Decision violates the Comstock Act of 1873.
8
64a
F.3d at 190. If so, we then balance the equities and
consider whether an injunction serves the public interest. Winter, 555 U.S. at 20. And where the government appeals an injunction, its interests “merge” with
the public interest. Tex. Democratic Party v. Abbott,
961 F.3d 389, 412 (5th Cir. 2020) (quoting Veasey v. Abbott, 870 F.3d 387, 391 (5th Cir. 2017)).
We have already concluded that the Medical Organizations and Doctors are likely to sustain injury; now we
need only determine whether the threatened injuries
are irreparable. They are. An irreparable harm is one
“for which there is no adequate remedy at law.” Louisiana v. Biden, 55 F.4th 1017, 1033-34 (5th Cir. 2022)
(quoting Daniels Health Scis., LLC v. Vascular Health
Scis., LLC, 710 F.3d 579, 585 (5th Cir. 2013)). No legal
remedy can adequately redress the Doctors’ conscience
and mental-distress injuries. And the economic injuries
—the potential damage to their medical practice, heightened exposure to malpractice liability, and increased
insurance costs—are irreparable too. Monetary harm
cannot be remedied where, as here, the defendant is entitled to sovereign immunity. See Wages & White Lion
Invs., LLC v. FDA, 16 F.4th 1130, 1142 (5th Cir. 2021).
This risk of irreparable harm must be weighed
against any injury FDA and Danco would sustain as a
result of the stay order, as well as against the public
interest. Starting with FDA, we recognize that anytime the Government is enjoined from enforcing its
statutes or regulations, “it suffers a form of irreparable
injury.” Maryland v. King, 567 U.S. 1301, 1303 (2012)
(Roberts, C.J., in chambers); accord Valentine v. Collier, 956 F.3d 797, 803 (5th Cir. 2020). But on the other
hand, neither FDA nor the public has any interest in
65a
enforcing a regulation that violates federal law. Louisiana, 55 F.4th at 1035 (“There is generally no public
interest in the perpetuation of unlawful agency action.”)
(citations omitted).
In this regard, the government/public-interest analysis collapses with the merits. See Sierra Club v. U.S.
Army Corps of Eng’rs, 990 F. Supp. 2d 9, 43 (D.D.C.
2013) (Jackson, J.) (explaining that “public interest arguments” are “derivative of . . . merits arguments
and depend in large part on the vitality of the latter”)
(citing Serono Lab’ys, Inc. v. Shalala, 158 F.3d 1313,
1326 (D.C. Cir. 1998)); see also Louisiana, 55 F.4th at
1035; League of Women Voters of U.S. v. Newby, 838
F.3d 1, 12 (D.C. Cir. 2016). The Medical Organizations
and Doctors are likely to succeed on their claims as to
the 2016 Amendments and 2021 Non-Enforcement Decision. It follows that FDA and the public will not be
injured by an order staying those likely unlawful actions.
FDA also points to the “disruptive practical effects”
of a stay, FDA Br. at 66-67, arguing that it will incur
substantial costs if it complies with the stay order, only
for the order to be reversed later. As a preliminary
matter, this argument is also highly duplicative of the
merits. FDA’s injury only comes into play if the stay
order is vacated—that is, if the Medical Organizations
and Doctors are not likely to succeed on the merits.
After careful consideration, we have concluded that
these claims are likely to succeed. Accordingly, we do
not consider the costs that might be incurred if the stay
order goes into effect and is later vacated. Moreover,
we doubt whether an agency’s interim compliance costs
66a
could outweigh a threat of irreparable harm. See Al
Otro Lado v. Wolf, 952 F.3d 999, 1008 (9th Cir. 2020).
Turning to Danco’s interest, we acknowledge that
the district court’s stay order would impose significant
injury. See Texas v. EPA, 829 F.3d 405, 434 (5th Cir.
2016) (explaining that financial harm may be irreparable “where the loss threatens the very existence of the
[party’s] business”) (quoting Wis. Gas Co. v. FERC, 758
F.2d 669, 674 (D.C. Cir. 1985)). That threat, however,
is substantially lessened because we vacate the component of the stay order that would pause FDA’s initial
approval of mifepristone in 2000.
What remains is any injury that Danco will face as a
result of the stay order as amended. The Medical Organizations and Doctors point out that Danco already
has drug labels and documentation that comply with the
mifepristone REMS as of 2011. Danco does not deny
this, but responds that “[r]equiring a return to a prior
and outdated REMS and label would also create
months-long loss of access, while FDA and Danco work
through the sNDA process.” Danco Br. at 61 (citing
Declaration of Dr. Janet Woodcock ¶ 14). But this potential injury is greatly diminished by the fact that the
Supreme Court’s stay of the district court’s order will
remain in effect pending disposition of any petition for
certiorari.
It is a well-established maxim that “equity regards
substance rather than form.” Dobbs, 1 Law of Remedies 83 (2d ed. 1993). This means, among other things,
that courts exercising equitable power should account
for the real, boots-on-the-ground circumstances, not
those supposed or theorized by the parties. As Pomeroy has explained:
67a
Equity always attempts to get at the substance of
things, and to ascertain, uphold, and enforce rights
and duties which spring from the real relations of
parties. It will never suffer the mere appearance and
external form to conceal the true purposes, objects,
and consequences of a transaction.
Pomeroy, II Equity Jurisprudence § 378 (5th ed. 1941);
see, e.g., Freedom from Religion Found., 58 F.4th at
837. Applying this principle, we must take into consideration the fact that the district court’s stay order will
likely not go into effect for several months, if not more
than a year.
The Supreme Court’s stay alleviates (or at least
greatly reduces) any possible harm to Danco because it
establishes a substantial window to prepare to comply
with the district court’s stay order, as modified by this
court. The soonest the district court’s stay order
could go into effect would be if neither party filed a petition for certiorari, and the deadline to do so is ninety
days after the entry of this court’s judgment. Sup. Ct.
R. 13. Alternatively, if either of the Defendants seek
certiorari, the stay will remain in effect at least until the
denial of that petition, should it be denied. But even
that would likely require a minimum of six months for
briefing by the parties and disposition by the Supreme
Court. And if the Court grants the writ, that would
extend the stay for upwards of another year. Either
way, Danco will have “months” of time needed to arrange for mifepristone to be distributed under the 2011
REMS and prevent any “loss of access.”
Other public-interest considerations merit discussion. Various amici assert that eliminating access to
mifepristone, even temporarily, may pose health risks
68a
to certain women, including those who use the drug to
manage miscarriage. Br. of American College of Obstetricians and Gynecologists et al. at 21-26; Br. of Physicians for Reproductive Health at 18-27; Br. of Over
200 Reproductive Health, Rights, and Justice Organizations at 14-25; Br. of Doctors for America et al. at 1423; Br. of Advocates for Survivors of Intimate Partner
Violence at 18-26. Other amici argue that “disrupting
access to mifepristone” would burden state and local
health-care systems. Br. of New York et al. at 4; see
also Br. of Local Governments at 24-26; Br. of the City
of New York et al. at 8-31; Br. of Medical Students for
Choice at 3-22. And still other amici say that staying
FDA’s approval of mifepristone would destabilize the
pharmaceutical industry, especially research-and-development sections. Br. of Pharmaceutical Companies, Executives, and Investors at 3-4; Br. of Pharmaceutical Research and Manufacturers of America et al.
at 22-26; Br. of Patient and Provider Advocacy Organizations at 9-20.
These concerns are not insignificant. But they apply primarily (if not wholly) to the challenge to the 2000
Approval—a claim that we have concluded is not likely
to succeed.
All. for Hippocratic Med., 2023 WL
2913725, at *20 (“[T]hese concerns center on the district
court’s removal of mifepristone from the market. [Defendants] make no arguments as to why the 2016 Major
REMS Changes, the 2019 Generic Approval, or the 2021
and 2023 Mail Order Decisions are similarly critical
to the public. . . . ”). Insofar as these concerns
translate to the 2016 Amendments and 2021 NonEnforcement Decision, they are lessened by the fact
that mifepristone would remain available under the
2011 REMS, as would options for surgical abortion.
69a
And of course, the public interest is disserved by a
drug that does not afford adequate protections to its users. See Deerfield Med. Ctr. v. City of Deerfield
Beach, 661 F.2d 328, 338 (5th Cir. 1981); Hill Dermaceuticals, Inc. v. FDA, 524 F. Supp. 2d 5, 12 (D.D.C.
2007) (“[T]he public interest weighs strongly in favor of
preventing unsafe drugs from entering the market.”).
To be clear, the evidence does not show that mifepristone is unsafe in all applications. But on this record
and at this preliminary stage, the Medical Organizations and Doctors have made a substantial showing that
the 2016 Amendments and 2021 Non-Enforcement Decision were taken without sufficient consideration of the
effects those changes would have on patients.
Weighing all of these considerations, we conclude
that the balance of the equities favors the Medical Organizations and Doctors. They face a substantial risk
of irreparable harm to their medical practice, mental
and emotional health, and conscience. The limited relief affirmed by our judgment threatens neither FDA
nor Danco with substantial harm. Nor does it offend
the public interest. The Medical Organizations and
Doctors therefore satisfy the remaining preliminary-injunction factors. Winter, 555 U.S. at 20.
V.
Form of Relief
Finally, FDA and Danco challenge the form of the
relief entered by the district court—a stay of the actions’ effective dates. FDA argues that the Medical
Organizations and Doctors were required to first seek
an administrative stay, but failed to do so. See 21
C.F.R. § 10.45(c) (“A request that administrative action
be stayed must first be the subject of an administrative
decision based upon a petition for stay of action . . .
70a
before a request is made that a court stay the action.”).
It also contends that § 705 authorizes only requests
made at the same time the challenged action is enacted.
Here, by contrast, the Medical Organizations and Doctors seek a stay years after the relevant policies took
effect. And Danco maintains that injunctive relief is
categorically unavailable, reasoning that if the Medical
Organizations and Doctors prevailed, they would only
be entitled to remand without vacatur.
We hold that the district court entered an appropriate form of relief. To begin, consider the nature of a
“stay” under § 705. In the same way that a preliminary injunction is the temporary form of a permanent
injunction, a stay is the temporary form of vacatur.
Between vacatur and an injunction, the former is the
“less drastic remedy.” Monsanto Co. v. Geertson Seed
Farms, 561 U.S. 139, 165 (2010). That is so because
vacatur does not order the defendant to do anything; it
only removes the source of the defendant’s authority.
See Nken v. Holder, 556 U.S. 418, 428-29 (2009) (“[A]
stay achieves this result by temporarily suspending the
source of authority to act—the order or judgment in
question—not by directing an actor’s conduct.”); see
also Texas v. United States, 40 F.4th 205, 220 (5th Cir.
2022) (“Apart from the constitutional or statutory basis
on which the court invalidated an agency action, vacatur
neither compels nor restrains . . . agency decisionmaking.”).
Upon a successful APA claim, vacatur effectively rescinds the unlawful agency action. See Data Mktg.
P’ship, LP v. U.S. Dep’t of Lab., 45 F.4th 846, 859 (5th
Cir. 2022) (“Vacatur . . . retroactively undoes or expunges a past state action. . . . Unlike an injunc-
71a
tion, which merely blocks enforcement, vacatur unwinds the challenged agency action.”) (quoting Driftless
Area Land Conservancy v. Valcq, 16 F.4th 508, 522 (7th
Cir. 2021)). Keeping with the preliminary-permanent
injunction analogy, a stay temporarily voids the challenged authority.
Practically speaking, a stay means that—while the
order is in effect—Danco will have legal authority to
market and sell Mifeprex under the conditions that
were in effect before 2016. Likewise, GenBioPro will
have authority to market and sell the generic version of
mifepristone under those same conditions—that is,
those that appeared in the 2011 REMS. The in-person
dispensing requirements, and FDA’s obligation to enforce them, will continue to apply.
In terms of enforcement, unlike with a preliminary
injunction, a stay does not actively prohibit conduct,
and so does not carry the same threat of contempt.
Plaintiffs could move to enforce the stay in the unlikely
event that FDA or Danco took some action to violate it.
But of course, we have absolutely no reason to believe
that such a motion would be necessary. And we should
reiterate that the Supreme Court’s stay of the district
court’s order will remain in effect pending disposition
of any petition for certiorari.
Turning to Danco’s objection to a stay, we do not
agree that the Medical Organizations and Doctors will
be limited to remand without vacatur if they obtain a
favorable judgment. “[V]acatur of an agency action is
the default rule in this Circuit.” Cargill v. Garland, 57
F.4th 447, 472 (5th Cir. 2023) (en banc) (plurality op.);
Data Mktg. P’ship, 45 F.4th at 859; accord United Steel
v. Mine Safety & Health Admin., 925 F.3d 1279, 1287
72a
(D.C. Cir. 2019) (“The ordinary practice is to vacate unlawful agency action.”). Given that presumption, remand without vacatur is appropriate only if “there is at
least a serious possibility that the agency will be able to
substantiate its decision given an opportunity to do so.”
Texas v. United States, 50 F.4th 498, 529 (5th Cir. 2022)
(quoting Texas Assn. of Mfrs. v. U.S. Consumer Prod.
Safety Comm’n, 989 F.3d 368, 389-90 (5th Cir. 2021));
accord Radio-Television News Dirs. Ass’n v. FCC, 184
F.3d 872, 888 (D.C. Cir. 1999).
Remand without vacatur is likely not appropriate
because “it is far from certain” that FDA could cure its
mistakes with further consideration. Env’t Def. Fund
v. FERC, 2 F.4th 953, 976 (D.C. Cir. 2021). FDA erred
by failing to consider the cumulative effects of the 2016
Amendments on mifepristone’s safety and by disregarding the lack of recent data on adverse events when
removing the in-person dispensing requirement. The
record does not tend to show that FDA would have arrived at the same decision if it had considered those
things. See Oglala Sioux Tribe v. U.S. Nuclear Regul.
Comm’n, 896 F.3d 520, 536 (D.C. Cir. 2018) (declining
to remand without vacatur because of the “seriousness”
of the action’s “deficiency”); Pollinator Stewardship
Council v. EPA, 806 F.3d 520, 532 (9th Cir. 2015)
(same); cf. Sierra Club v. FERC, 68 F.4th 630, 652 (D.C.
Cir. 2023) (remanding without vacatur because it was
possible that FERC could “adequately explain its decision” if given another opportunity). If the Medical Organizations and Doctors succeed on the merits, it is
likely that the default remedy—vacatur—will be appropriate. And the temporary version of vacatur is a stay.
73a
We are also unpersuaded by FDA’s contentions.
First, FDA argues Medical Organizations and Doctors
cannot seek a stay before the district court because they
failed to seek one from the agency. But the record
shows that FDA would have denied any request for an
administrative stay. See Gulf Restoration Network v.
Salazar, 683 F.3d 158, 176 (5th Cir. 2012). FDA unequivocally denied the 2019 citizen petition, rejecting the
premise that 2016 Amendments made mifepristone less
safe. It discussed the 2021 Non-Enforcement Decision in the same document, and then formalized the policy in 2023. These pronouncements show that FDA
was committed to implementing these changes, and
foreclose any notion that the agency would have granted
an administrative stay. Tesoro Refin. & Mktg. Co. v.
FERC, 552 F.3d 868, 874 (D.C. Cir. 2009) (explaining
that the exhaustion requirement does not apply “when
resort to administrative remedies [would be] clearly
useless”) (citations omitted). That FDA denied a request to stay the 2000 Approval further aids this conclusion. See 2016 Denial Letter at 32 (“As described
above, we are denying your Petition. Therefore, your
request for a stay pending final action on your Petition
is moot.”).
Second, FDA provides no authority for its assertion
that § 705 of the APA limits stays to contemporaneous
agency actions. The text does not provide such a limitation. Instead, it empowers a reviewing court to “issue all necessary and appropriate process to postpone
the effective date of an agency action or to preserve status or rights pending conclusion of the review proceedings.” 5 U.S.C. § 705. Circuit courts have interpreted this statute as providing something akin to the
general stay power recognized by Rule 18 of the Fed-
74a
eral Rules of Appellate Procedure, see Ohio v. Nuclear
Regul. Comm’n, 812 F.2d 288, 290 (6th Cir. 1987); In re
GTE Serv. Corp., 762 F.2d 1024, 1026 (D.C. Cir. 1985),
which weighs against construing § 705 as requiring that
a stay be issued concurrently with an agency action.
We are disinclined to reach a definitive answer on this
question, given the cursory treatment by both parties.
But we strongly doubt that § 705 should be read to impose the limit urged by FDA. Nothing about this argument persuades us that the district court abused its discretion by entering this particular form of relief.
VI.
Conclusion
For the foregoing reasons, the stay order entered by
the district court is VACATED in part and AFFIRMED
in part. We vacate the component of the order that
stayed the effective date of the 2000 Approval and the
2019 Generic Approval. Mifeprex will remain available under the safety restrictions that were in effect
prior to 2016. Generic mifepristone will also remain
available under those same restrictions.
We affirm the portions of the stay order regarding
the 2016 Amendments and the 2021 Non-Enforcement
Decision. In loosening mifepristone’s safety restrictions, FDA failed to address several important concerns
about whether the drug would be safe for the women
who use it. It failed to consider the cumulative effect
of removing several important safeguards at the same
time. It failed to consider whether those “major” and
“interrelated” changes might alter the risk profile, such
that the agency should continue to mandate reporting
of non-fatal adverse events. And it failed to gather evidence that affirmatively showed that mifepristone
75a
could be used safely without being prescribed and dispensed in person.
At this preliminary stage, the Medical Organizations
and Doctors have made a substantial showing that the
2016 Amendments and the 2021 Non-Enforcement Decision violate the APA. Accordingly, those actions will
be stayed pending final judgment. But to repeat, all of
this relief is subject to the Supreme Court’s prior order,
which stays the district court’s order until the disposition of any petition for certiorari.
76a
JAMES C. HO, Circuit Judge, concurring in part and dissenting in part:
The Constitution vests “the authority to regulate
abortion” in “the people and their elected representatives.” Dobbs v. Jackson Women’s Health Org., 142
S. Ct. 2228, 2279 (2022). Congress has enacted a number of laws that affect the regulation of abortion, including the Administrative Procedure Act and the Comstock Act. Those laws dictate the outcome in this case.
Congress has conferred significant regulatory power
on administrative agencies such as the FDA. In exchange, Congress has enacted the APA to ensure that
agency action is subject to meaningful judicial review.
It requires courts to “hold unlawful and set aside
agency action” that we determine to be “arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.” 5 U.S.C. § 706(2)(A).
That’s precisely what occurred here.
Plaintiffs
challenge the FDA’s approval of mifepristone in 2000,
as well as its 2016 and 2021 revisions to its mifepristone
regulations. I agree with the panel majority that the
FDA’s 2016 and 2021 revisions to its mifepristone regulations must be set aside as arbitrary and capricious
under the APA. I would add that the FDA’s initial approval of mifepristone in 2000 also violates the agency’s
own rules and thus must be set aside under the APA as
well.
The FDA approved mifepristone under its Subpart
H regulations. But Subpart H only authorizes the FDA
to approve drugs that “treat[] serious or life-threatening illnesses.” 21 C.F.R. § 314.500. And pregnancy
is plainly not an illness. So it was unlawful for the
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FDA to approve mifepristone under Subpart H. To
quote the Population Council, the entity that sought
FDA approval of mifepristone in 2000: “Neither pregnancy nor unwanted pregnancy is an illness, and Subpart H is therefore inapplicable for that reason alone.”
Population Council Letter to FDA at 1-2 (Sep. 6, 2000).
Perhaps the FDA could have approved mifepristone
through some other regulatory process. But established precedent requires us to review the FDA’s action
based on the path it took—not the path it might have
taken. See SEC v. Chenery Corp., 318 U.S. 80, 95
(1943); DHS v. Regents of the Univ. of Cal. 140 S. Ct.
1891, 1909 (2020) (“An agency must defend its actions
based on the reasons it gave when it acted.”).
The FDA’s 2021 revisions also violate the Comstock
Act. That Act makes it a federal crime to mail any “article or thing designed . . . or intended for producing abortion,” as well as any “drug, medicine, or thing
. . . advertised . . . in a manner calculated to lead
another to use . . . it for producing abortion.” 18
U.S.C. § 1461. It also makes it a crime to “use[] . . .
[an] express company” to ship a “drug, medicine, article, or thing designed . . . or intended for producing abortion.” 18 U.S.C. § 1462.
So I would affirm the district court.
concur in part and dissent in part.
Accordingly, I
I.
I agree with the thorough and well-reasoned panel
majority opinion that Plaintiffs have demonstrated Article III standing to challenge both the FDA’s 2000 approval of mifepristone and the 2016 and 2021 revisions.
I write separately to elaborate on the historical pedi-
78a
gree of Plaintiffs’ conscience injury, and to explore how
Plaintiffs suffer aesthetic injury as well.
A.
The Supreme Court has instructed that we look to
“history and tradition” as “a meaningful guide to the
types of cases that Article III empowers federal courts
to consider.” United States v. Texas, 143 S. Ct. 1964,
1970 (2023) (quoting Sprint Communications Co. v.
APCC Services, Inc., 554 U.S. 269, 274 (2008)). We ask
whether the “injury to the plaintiff has a ‘close relationship’ to a harm ‘traditionally’ recognized as providing a
basis for a lawsuit in American courts.” TransUnion
LLC v. Ramirez, 141 S. Ct. 2190, 2204 (2021) (quoting
Spokeo, Inc. v. Robins, 578 U.S. 330, 341 (2016)).
By the standards of history and tradition, the harm
to conscience that Plaintiffs suffer is a paradigmatically
cognizable injury. American law has recognized conscience rights from the start. See, e.g., N.H. CONST. of
1784, pt. I, art. IV (“Among the natural rights, some are
in their very nature unalienable, because no equivalent
can be given or received for them. Of this kind are the
rights of conscience.”); PA. CONST. of 1790, art. IX, § 3
(“[N]o human authority can, in any case whatever, control or interfere with the rights of conscience.”); KY.
CONST. of 1792, art. XII, § 3 (same); OHIO CONST. of
1803, art. VIII, § 3 (same); ALA. CONST. of 1819, art. I,
§ 4 (“No human authority ought, in any case whatever,
to control or interfere with the rights of conscience.”);
TENN. CONST. of 1835, art. I, § 3 (“[N]o human authority
can, in any case whatever, control or interfere with the
rights of conscience.”); MO. CONST. of 1820, art. XIII,
§ 4 (“[N]o human authority can control or interfere with
the rights of conscience.”); ARK. CONST. of 1836, art. II,
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§ 3 (“[N]o human authority can, in any case whatever,
interfere with the rights of conscience.”); WIS. CONST.
of 1848, art. I, § 18 (“Nor shall any control of, or interference with the rights of conscience be permitted.”);
MINN. CONST. of 1858, art. I, § 16 (same); KAN. CONST.
of 1859, Bill of Rights, § 7 (same).
Throughout the nineteenth century, American
courts granted relief to parties who challenged government action as injurious to conscience. See, e.g., White
v. McBride, 7 Ky. (4 Bibb) 61, 61 (1815) (suit brought
against sheriff by plaintiffs who “entertained conscientious scruples against bearing arms”); In re Dorsey, 7
Port. 293, 345, 365-69 (Ala. 1838) (attorney seeking conscience-based exemption from anti-dueling oath required for bar admission); State ex rel. Weiss v. Dist.
Bd. of Sch. Dist. No. 8 of City of Edgerton, 44 N.W. 967,
967-68, 976 (Wis. 1890) (writ of mandamus requested by
public school students who raised conscience-based objection to curriculum).
And even where parties were not ultimately granted
relief, courts entertained their suits alleging injuries to
conscience and reached the merits of their claims.
See, e.g., Donahoe v. Richards, 38 Me. 379, 413 (1854)
(public school student raised conscience-based objection to curriculum); Innis v. Bolton, 17 P. 264, 269 (Idaho
1888) (plaintiff brought conscience-based objection to
anti-polygamy oath required for voting).
Here, Plaintiffs have alleged conscience injuries
analogous to those historically recognized at law and in
equity. The FDA’s approval of mifepristone creates a
substantial risk that Plaintiffs will be forced to participate in the abortion process. See, e.g., Dr. Francis
Declaration ¶ 14 (“[M]ore physicians with ethical and
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medical objections to abortion will be forced to participate in completing unfinished elective chemical abortions, just as my partner was.”); Dr. Skop Declaration
¶ 34 (“The FDA’s expansion of chemical abortion . . .
harms my conscience rights because it could force me
to have to surgically finish an incomplete elective chemical abortion. I object to abortion because it ends a human life.”).
The Supreme Court has recognized that intangible
interests in free speech and free exercise are sufficiently concrete for Article III standing. See Spokeo,
578 U.S. at 340. So it’s not surprising that both the
FDA and intervenor Danco agree that conscience injuries can satisfy Article III. I agree with the panel majority that Plaintiffs have established Article III standing based on injury to conscience.
B.
In addition to the injuries analyzed by the majority,
Plaintiffs have demonstrated another basis for Article
III standing: the aesthetic injury they experience in
the course of their work. See, e.g., Sierra Club v. Morton, 405 U.S. 727, 734-35 (1972) (recognizing aesthetic
harm as “injury to a cognizable interest”); Lujan v.
Defs. of Wildlife, 504 U.S. 555, 562-63 (1992) (“[T]he desire to use or observe an animal species, even for purely
esthetic purposes, is undeniably a cognizable interest
for purpose of standing.”); id. at 566 (“[T]he person who
observes or works with a particular animal threatened
by a federal decision is facing perceptible harm.”).
It’s well established that, if a plaintiff has “concrete
plans” to visit an animal’s habitat and view that animal,
that plaintiff suffers aesthetic injury when an agency
81a
has approved a project that threatens the animal. See
Lujan, 504 U.S. at 564. See also Humane Soc’y v. Hodel, 840 F.2d 45, 52 (D.C. Cir. 1988) (standing where
agency expanded approval for hunting, “depleting the
supply of animals . . . that . . . [plaintiffs] seek to
view” and causing plaintiffs to witness “animal corpses”);
Am. Bottom Conservancy v. Army Corps of Engineers,
650 F.3d 652, 657 (7th Cir. 2011) (standing for birdwatchers to challenge agency permit that would allow
development and thus “diminish the wildlife population
visible to them”); Ctr. for Biological Diversity v. EPA,
861 F.3d 174, 183 (D.C. Cir. 2017) (standing where
agency authorization to use pesticide created “demonstrable risk” to beetles and butterflies that plaintiffs intended to view).
Unborn babies are a source of profound joy for those
who view them. Expectant parents eagerly share ultrasound photos with loved ones. Friends and family
cheer at the sight of an unborn child. Doctors delight
in working with their unborn patients—and experience
an aesthetic injury when they are aborted.
Plaintiffs’ declarations illustrate that they experience aesthetic injury from the destruction of unborn
life. Dr. Francis testified to working with an unborn
child who was subsequently killed by mifepristone:
[A] partner of mine and I cared for another patient
who also suffered complications from chemical abortion. I had taken care of her when she was hospitalized . . . at 9 weeks 5 days gestation. She
was discharged home in good condition after significant improvement with medications. During that
hospital stay, she had an ultrasound, which showed
a healthy pregnancy with no apparent complications
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and a strong fetal heart rate. . . . Approximately one week after her discharge, the patient
presented back at our emergency room with heavy
vaginal bleeding and unstable vital signs as a result
of taking chemical abortion drugs.
Dr. Francis Declaration ¶ 13.
Dr. Jester put Plaintiffs’ interest in unborn life this
way: “When my patients have chemical abortions, I
lose the opportunity . . . to care for the woman and
child through pregnancy and bring about a successful
delivery of new life.” Dr. Jester Declaration ¶ 19.
See Ctr. for Biological Diversity v. EPA, 937 F.3d 533,
541 (5th Cir. 2019) (recognizing judicially cognizable injury where plaintiff experiences aesthetic harm at work).
The Supreme Court has recognized that “the person
who observes or works with a particular animal threatened by a federal decision is facing perceptible harm,
since the very subject of his interest will no longer exist.” Lujan, 504 U.S. at 566. Every circuit, including
our own, has concluded that, when a federal agency authorizes third parties to harm flora or fauna that a
plaintiff intends to view or study, that satisfies all of the
requirements for Article III standing.
See, e.g.,
Housatonic River Initiative v. EPA, _ F.4th_, 2023 WL
4730222, *9 (1st Cir. July 25, 2023); NRDC v. FAA, 564
F.3d 549, 555 (2nd Cir. 2009); Sierra Club v. EPA, 972
F.3d 290, 298-99 (3rd Cir. 2020); Sierra Club v. Dep’t of
the Interior, 899 F.3d 260, 282-85 (4th Cir. 2018); Gulf
Restoration Network v. Salazar, 683 F.3d 158, 166-68
(5th Cir. 2012); Meister v. Dep’t of Agriculture, 623 F.3d
363, 369-70 (6th Cir. 2010); Am. Bottom Conservancy,
650 F.3d at 656-60; Sierra Club v. Army Corps of Engineers, 645 F.3d 978, 985-86 (8th Cir. 2011); Cottonwood
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Env’t Law Ctr. v. Forest Service, 789 F.3d 1075, 107983 (9th Cir. 2015); WildEarth Guardians v. EPA, 759
F.3d 1196, 1206-07 (10th Cir. 2014); Black Warrior
Riverkeeper, Inc. v. Army Corps of Engineers, 781 F.3d
1271, 1280-83 (11th Cir. 2015); Ctr. for Biological Diversity v. EPA, 56 F.4th 55, 66-69 (D.C. Cir. 2022).
In all of these cases, a federal agency approved some
action—such as developing land or using pesticides—
that threatens to destroy the animal or plant life that
plaintiffs wish to enjoy. This injury is redressable by
a court order holding unlawful and setting aside the
agency approval.
And so too here. The FDA has approved the use of
a drug that threatens to destroy the unborn children in
whom Plaintiffs have an interest. And this injury is
likewise redressable by a court order holding unlawful
and setting aside approval of that abortifacient drug.
I see no basis for allowing Article III standing based
on aesthetic injury when it comes to animals and plants
—but not unborn human life.
II.
I now turn specifically to Plaintiffs’ challenge to the
FDA’s 2000 approval of mifepristone. The FDA contends that the challenge is untimely. But it concedes
that “the well-established reopening doctrine” is binding precedent in this circuit. Texas v. Biden, 20 F.4th
928, 951 (5th Cir. 2021), rev’d on other grounds, 142
S. Ct. 2528 (2022). And it accepts that, under that doctrine, the clock for an APA claim restarts when an agency revises its regulations in a manner that “significantly
alters the stakes of judicial review.” Sierra Club v.
EPA, 551 F.3d 1019, 1025 (D.C. Cir. 2008). See also
84a
NRDC v. EPA, 571 F.3d 1245, 1266 (D.C. Cir. 2009)
(same).
That standard is easily met here. It seems obvious
that the 2016 and 2021 revisions significantly altered
the regulatory landscape. Indeed, the FDA recently
told the Supreme Court that setting aside those revisions would “upend the regulatory regime for mifepristone” and “unleash[] regulatory chaos.” Application
to Stay the Order Entered by the United States District
Court for the Northern District of Texas and for An Administrative Stay, 2023 WL 3127519, at *2-3, FDA v. Alliance for Hippocratic Medicine, 143 S. Ct. 1075 (2023).
If switching from the 2016/2021 regime to the 2000-era
regime significantly alters the “basic regulatory scheme,”
NRDC, 571 F.3d at 1266, then surely the reverse does,
too.
So the district court was correct that “FDA’s 2016
and 2021 Changes . . . significantly departed from
the agency’s original approval of the abortion regimen.
FDA . . . altered its original decision by removing
safeguards and changing the regulatory scheme for
chemical abortion drugs.” Alliance for Hippocratic
Medicine v. FDA, _ F. Supp. 3d _, 2023 WL 2825871, at
*11 (N.D. Tex. Apr. 7, 2023). As a result, the 2016 and
2021 revisions triggered the reopening doctrine.
Plaintiffs’ challenge to the 2000 approval is timely.
A.
Challenges to federal administrative action are subject to a six-year statute of limitations. See 28 U.S.C.
§ 2401(a). This six-year clock initially started ticking
in March 2016, when the FDA denied Plaintiffs’ 2002
petition objecting to the 2000 approval. See 21 C.F.R.
85a
§ 10.45(d). Absent reopening, Plaintiffs’ challenge to
the 2000 approval would be barred by this six-year statute of limitations, because Plaintiffs filed this suit after
March 2022.
But under the administrative reopening doctrine,
the agency can restart the clock in two ways: (1) if
“the agency opened the issue up anew, and then reexamined and reaffirmed its prior decision,” NRDC, 571
F.3d at 1265 (cleaned up), or (2) “if the revision of accompanying regulations ‘significantly alters the stakes
of judicial review’ as the result of a change that ‘could
have not been reasonably anticipated,’ ” id. at 1266
(quoting Sierra Club v. EPA, 551 F.3d 1019, 1025 (D.C.
Cir. 2008)).
This second type of reopening is called “constructive
reopening.” Id. I would hold that constructive reopening applies here, rendering Plaintiffs’ challenge to
the 2000 approval timely.
“A constructive reopening occurs if the revision of
. . . regulations ‘significantly alters the stakes of judicial review.’ ” Sierra Club, 551 F.3d at 1025 (quoting
Kennecott Utah Copper Corp. v. Dep’t of the Interior,
88 F.3d 1191, 1227 (D.C. Cir. 1996)). The paradigmatic
example of this is when the agency unexpectedly removes “necessary safeguards,” thus giving “new significance” to the original action. Id. at 1025-26.
In Sierra Club, the EPA’s initial 1994 rule exempted
pollutant-emitting plants from emission limits when the
plants were starting up, shutting down, or malfunctioning. See id. at 1022. To be eligible for the exemption,
a plant had to show it was doing its “reasonable best” to
stay under the emission limits. Id.
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But in the early 2000s, new EPA rules removed this
“reasonable best” requirement. To qualify for the exemption, plants no longer had to show they were doing
their best to limit emissions. See id. at 1023. This
elimination of safeguards “significantly altered the
stakes of judicial review” for the environmental plaintiffs, thereby triggering reopening.
Id. at 1025
(cleaned up).
The same is true here. Just as the EPA initially
authorized emissions under certain safeguards to minimize harm, the FDA initially authorized mifepristone
under certain safeguards to minimize harm. Remove
these safeguards, and you’ve significantly altered the
stakes of judicial review. The original scheme is now
much more “worth challenging.” Id. at 1026 (quotation omitted).
B.
Plaintiffs’ challenge to the 2000 approval easily satisfies the reopening doctrine. Both the 2016 and 2021
revisions made significant and unexpected alterations
to the basic regulatory scheme. They took away key
safeguards, significantly raising the stakes of judicial
review for the underlying approval.
When it approved mifepristone in 2000, the FDA included a number of “necessary safeguards” to minimize
harm from this dangerous drug. Sierra Club, 551 F.3d
at 1025. For example, the FDA required an in-person
follow-up appointment to protect the woman from sepsis, which occurs if the child’s remains are not removed
from her body after the abortion. See FDA Approval
Memorandum to Population Council at 3 (Sep. 28, 2000).
It also limited the use of mifepristone to the first seven
87a
weeks, ensuring that the abortion took place early in
pregnancy. See id. at 1. And it required a physician
to supervise the administration of mifepristone, in order to “date pregnancies and diagnose ectopic pregnancies.” Id. at 5. See also id. at 6 (same).
The 2016 amendments removed these key safeguards. By approving the abortifacient for use up to
ten weeks, by allowing non-physicians to prescribe and
administer the drug, and by removing the in-person follow-up requirement, the 2016 revisions significantly altered the stakes of judicial review. “These are not
mere ‘minor changes.’ ” Sierra Club, 551 F.3d at 1025.
By modifying its original restrictions, the FDA constructively reopened the drug’s approval.
The 2016 amendments became final in 2021, when
the FDA denied the 2019 Petition challenging them.
See 21 C.F.R. § 10.45(d). Plaintiffs’ challenge is therefore timely.
The 2021 Mail-Order Decision worked an even greater
“sea change” to the “basic regulatory scheme.” NRDC,
571 F.3d at 1266. From the getgo, the FDA’s approval
of mifepristone was explicitly premised on in-person
dispensing. The initial 2000 approval required “[p]rovision of [the] drug through a direct, confidential physician distribution system that ensures only qualified
physicians will receive the drug for patient dispensing.”
FDA Approval Memorandum to Population Council at
6. See also id. at 4 (“[T]he drug will be distributed directly to physicians. It will not be available from pharmacies.”). The agency viewed this as necessary to “address[] the issue of physical security of the drug.” Id.
88a
So “[t]he in-person dispensing requirement . . .
was critical to FDA’s initial approval of mifepristone in
2000, which relied on the in-person dispensing requirement to dismiss concerns about provider qualifications,
improper use, illicit distribution, and detection of adverse events.” Alliance for Hippocratic Medicine v.
FDA, 2023 WL 2913725, at *14 (5th Cir. Apr. 12, 2023).
“[T]he in-person dispensing requirement was FDA’s
primary tool for ensuring the safe distribution and use
of mifepristone.” Id. at *15.
“[T]his change eliminates a major safeguard against
complications and adverse effects arising from improper mifepristone use.” Id. It “significantly alters
the stakes of judicial review,” triggering reopening.
NRDC, 571 F.3d at 1266 (quoting Sierra Club, 551 F.3d
at 1025).
C.
The FDA counters that the 2016 and 2021 revisions
could not have significantly altered the stakes of judicial review or made the regulatory scheme worth challenging in a way it wasn’t before. After all, the FDA
says, Plaintiffs already challenged the original 2000 approval in their 2002 petition.
But not all of the Plaintiffs here participated in the
2002 petition. For those Plaintiffs, the FDA’s current
regime is clearly “worth challenging,” even if the ancien régime of 2000 “may not have been” on its own.
Kennecott Utah Copper Corp., 88 F.3d at 1227.
Indeed, the FDA itself has characterized the switch
from one regime to the other as a “sea change.” NRDC,
571 F.3d at 1266. Under the limited stay issued by a
previous panel of our court, the FDA was required to
89a
return to the regulatory regime that existed between
2000 and 2016. See Alliance, 2023 WL 2913725, at *1.
The FDA vigorously protested the substitution of the
2016 and 2021 regime with the original 2000 regulations. It urged the Supreme Court to restore the 2016
and 2021 regulations by granting a stay of the entire
district court order. Switching back to the 2000 restrictions, it argued, would “upend the regulatory regime for mifepristone, with sweeping consequences for
the pharmaceutical industry, women who need access to
the drug, and FDA’s ability to implement its statutory
authority.” FDA Stay Application, 2023 WL 3127519,
at *3. It would “unleash[] regulatory chaos” for “patients, prescribers, and the health care delivery system.” Id. at *2, *4.
In sum, the FDA insisted that switching from one
regime to the other would “change the basic regulatory
scheme.” NRDC, 571 F.3d at 1266. It claimed that
switching from the 2016/2021 scheme back to the 2000
scheme counts as a sweeping change with huge stakes.
The same must be true of switching from 2000 to 2016/
2021—that too “upend[ed] the regulatory regime for
mifepristone, with sweeping consequences.”
Plaintiffs’ challenge to the 2000 approval of mifepristone is timely.
III.
Turning to the merits, I would hold the 2000 approval unlawful. It’s a longstanding principle that
agencies must follow their own regulations. See Arizona Grocery Co. v. Atchison, Topeka & Santa Fe Ry.
Co., 284 U.S. 370, 386 (1932) (agency’s legislative rule
“has the force of a statute”); Fort Stewart Schools v.
90a
FLRA, 495 U.S. 641, 654 (1990) (“It is a familiar rule of
administrative law that an agency must abide by its own
regulations.”). The FDA violated that principle when
it approved mifepristone under Subpart H—as even the
drug’s sponsor, the Population Council, admitted in
2000.
A.
Subpart H authorizes the FDA to approve only
those drugs that treat “serious or life-threatening illnesses.” 21 C.F.R. § 314.500. See also 57 Fed. Reg.
58958 (Dec. 11, 1992) (Accelerated Approval of New
Drugs for Serious or Life-Threatening Illnesses). It
“applies to certain new drug products that have been
studied for their safety and effectiveness in treating serious or life-threatening illnesses and that provide
meaningful therapeutic benefit to patients over existing
treatments.” 21 C.F.R. § 314.500 (emphasis added).
Pregnancy is not an illness. An “illness” is a “[b]ad
or unhealthy condition of the body.” Oxford English
Dictionary (2nd ed. 1989), s.v. illness, sense 3. It’s a
“disease, ailment, sickness, malady.” Id. Pregnancy, by
contrast, is when a woman is “with child.” Oxford
English Dictionary, s.v. pregnancy, sense II.3.a.
Pregnancy is not a bad or unhealthy condition of the
body—it’s a natural consequence of a healthy and functioning reproductive system. See, e.g., Gudenkauf v.
Stauffer Communications, Inc., 922 F. Supp. 465, 473
(D. Kan. 1996) (“Being the natural consequence of a
properly functioning reproductive system, pregnancy
cannot be called an impairment.”); Lacount v. South
Lewis, 2017 WL 319217, at *3 (N.D. Okla. Jan. 20, 2017)
(same); Whitaker v. Bosch Braking Sys. Div. of Robert
91a
Bosch Corp., 180 F. Supp. 2d 922, 928 (W.D. Mich. 2001)
(pregnancy is “not a serious health condition”); Brennan v. National Telephone Directory Corp., 850 F. Supp.
331, 343 (E.D. Pa. 1994) (“it cannot be said that [a
woman’s] reproductive system is negatively affected”
by pregnancy).
To be sure, pregnancy can sometimes result in illness. Cf. Spees v. James Marine, Inc., 617 F.3d 380,
397 (6th Cir. 2010) (“Pregnancy-related conditions have
typically been found to be impairments where they are
not part of a ‘normal’ pregnancy.”). But that does not
make the pregnancy itself an illness. See Whitaker,
180 F. Supp. 2d at 929 (“pregnancy per se does not constitute a serious health condition”).
The same could be said about old age. Many people
become ill as they grow older. But growing older itself
is obviously not an illness. Like pregnancy, it’s the
“natural consequence” of a healthy and functioning
body. It’s entirely normal to celebrate pregnancies,
just as it’s normal to celebrate birthdays. We don’t
typically celebrate “bad or unhealthy conditions.”
So pregnancy does not qualify as a “serious or lifethreatening illness” within the meaning of 21 C.F.R.
§ 314.500. The FDA implausibly “determined” that it
does.
FDA Approval Memorandum to Population
Council at 6. Courts do not defer to agency interpretations of unambiguous regulations. See Kisor v. Wilkie,
139 S. Ct. 2400, 2415 (2019). There’s “only one reasonable construction” of the word “illness”—and it doesn’t
include pregnancy. Id.
There is accordingly no basis for deferring to the
agency. The FDA simply got it wrong. As even the
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sponsor of mifepristone, the Population Council, admitted, “[n]either pregnancy nor unwanted pregnancy is an
illness, and Subpart H is therefore inapplicable for that
reason alone.” Population Council Letter to FDA at 12. “The plain meaning of these terms does not comprehend normal, everyday occurrences such as pregnancy and unwanted pregnancy.” Id. at 2.
B.
The FDA does not even try to argue that pregnancy
is an “illness.” Instead, the FDA, along with intervenor
Danco, points out that the preamble to Subpart H uses
the terms “illness,” “disease,” and “condition” interchangeably. See, e.g., 57 Fed. Reg. 58942, 58948 (“The
drug in question must be for a serious or life-threatening condition.”). So they argue that Subpart H allows
the FDA to approve drugs that treat life-threating conditions, as well as life-threating illnesses. And although pregnancy is plainly not an “illness,” the argument goes, pregnancy is at least a “condition.”
There are two problems with this argument. First,
we do not use preambles to expand the meaning of clear
regulatory text. See District of Columbia v. Heller,
554 U.S. 570, 578 n.3 (2008) (“[I]n America ‘the settled
principle of law is that the preamble cannot control the
enacting part of the statute in cases where the enacting
part is expressed in clear, unambiguous terms.’ ”); ANTONIN SCALIA & BRYAN A. GARNER , READING LAW 218
(2012) (“[T]he prologue cannot give words and phrases
of the dispositive text a meaning that they cannot
bear.”).
Second, this argument—that the preamble broadens
“illness” to include “conditions”—equivocates between
93a
two distinct meanings of the word “condition.” As
used in the preamble, “condition” means a “defective
state of health.” MERRIAM-WEBSTER’S COLLEGIATE
DICTIONARY (11th ed. 2007), s.v. condition, sense 4c. In
this sense, “condition” is a synonym of “illness.” See
MERRIAM-WEBSTER’S COLLEGIATE THESAURUS (1988),
s.v. condition, sense 6 (listing “disease,” “aliment,” and
“sickness” as synonyms of “condition”).
Of course, “condition” can also mean “a state of being” more broadly. Merriam-Webster’s Collegiate Dictionary, s.v., condition, sense 4a. And pregnancy is certainly a “condition” in this broader sense.
But the fact that pregnancy is a “condition” in the
broad sense of “state of being” does not make it a “condition” in the narrow sense of “illness.” And Subpart
H plainly contemplates the narrow sense, because it
uses “condition” interchangeably with “illness.”
A
regulation about “cars” doesn’t cover bicycles just because its preamble sometimes mentions “vehicles.”
Likewise, a regulation about “illnesses” doesn’t address
pregnancy just because its preamble sometimes mentions “conditions.” 9
C.
Danco responds by citing a Government Accountability Office report, which observes that the FDA has used Subpart H to approve
drugs for treating “breakthrough cancer pain, specific symptoms of
narcolepsy, and severe acne.” GAO, Approval and Oversight of the
Drug Mifeprex at 10 (Aug. 2008). “Severe recalcitrant nodular
acne” may well be a serious illness. Id. at 44. But that has nothing
to do with whether pregnancy is a serious or life-threatening illness.
9
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The agency’s brief proclaims that “FDA Properly
Approved Mifepristone Under Subpart H.” Yet in the
very next paragraph, the FDA turns around and denies
that it used Subpart H to approve mifepristone—claiming that the approval was “based on FDA’s statutory
authority under 21 U.S.C. § 355, not Subpart H.”
As the panel majority opinion details, Subpart H encompasses two different paths. The first is entitled
“Approval based on a surrogate endpoint or on an effect
on a clinical endpoint other than survival or irreversible
morbidity.” 21 C.F.R. § 314.510 (emphasis omitted).
The second is entitled “Approval with restrictions to assure safe use.” 21 C.F.R. § 314.520 (emphasis omitted).
Mifepristone was approved under § 314.520 of Subpart H—approval with restrictions. But the FDA now
suggests that § 314.520 isn’t really a method of approval
at all—it’s just a method of adding restrictions on use.
This argument is belied by the regulations. The
header explicitly refers to this second path as a method
of “[a]pproval.” Id. § 314.520. More importantly, the
regulatory text repeatedly refers to § 314.520 as a
method of drug approval. See id. § 314.530(a) (“new
drugs approved under . . . 314.520”); id. § 314.530(b)
(“an application approved under . . . § 314.520”); id.
§ 314.560 (“drug products approved under § 314.520”).
The FDA’s argument contradicts not only the text,
but also its own statements over the past 23 years. See
Chenery, 318 U.S. at 95; Motor Vehicle Mfrs. Ass’n v.
State Farm, 463 U.S. 29, 50 (1983) (“[C]ourts may not
accept appellate counsel’s post hoc rationalizations for
agency action.”).
95a
In its original 2000 approval memo, the FDA expressly stated that “[t]his drug is being approved under
Subpart H.” FDA Approval Memorandum to Population Council at 8. And it has repeatedly reaffirmed
this view in the years since. See FDA Supplemental
Approval Letter to Danco Labs at 1 (June 6, 2011) (application “approved under the provisions of 21 CFR
314.520 (Subpart H)”); FDA Letter Denying 2002 Citizen Petition at 2 (Mar. 29, 2016) (“The application was
approved under 21 CFR part 314, subpart H.”); FDA
Letter Denying 2019 Citizen Petition at 2 (Dec. 16,
2021) (same).
The GAO report cited by both the FDA and Danco
likewise repeatedly describes mifepristone as having
been “approved” under Subpart H. GAO, Approval and
Oversight of the Drug Mifeprex at 1 (Aug. 2008) (“FDA
approved the drug under a provision of the agency’s
Subpart H regulations.”); id. at 5 (“FDA approved Mifeprex under the restricted distribution provision of its
Subpart H regulations.”); id. at 6 (FDA “approved the
Mifeprex [application] under Subpart H.”). See also
id. at 10, 14-15, 21-24, 32, 44 (same). The report also
notes that the FDA used Subpart H to “approve” other
drugs. See id. at 5 n.13, 25 n.46, 27 n.50, 29 n.53, 36 n.63.
And it explicitly refers to § 314.520 as an “approval provision.” Id. at 1 n.2.
The FDA notes that its statutory authority to approve drugs comes from 21 U.S.C. § 355. But that
doesn’t change the fact that the regulatory path it chose
was Subpart H. Section 355 gives the FDA the power
to approve drugs. And the agency exercised that
power when it promulgated Subpart H. The FDA did
96a
not have to adopt Subpart H in the first place. But once
it did, it was bound to follow it.
D.
As a final defense, the FDA contends that subsequent events cured any defects in its initial 2000 approval. Specifically, the FDA points to the 2007 Food
and Drug Administration Amendments Act and to the
agency’s 2011 Risk Evaluation and Mitigation Strategy.
It claims that both authorities render any faults with
the 2000 approval irrelevant.
First, the FDA argues that the 2007 Act “deemed”
mifepristone to be approved. But the statutory text
contradicts this argument. The Act makes clear that
“[a] drug that was approved before the effective date of
this Act is . . . deemed to have in effect an approved
risk evaluation and mitigation strategy . . . if there
are in effect on the effective date of this Act elements
to assure safe use . . . required under [21 C.F.R. §]
314.520.”
Food and Drug Administration Amendments Act of 2007, Pub. L. No. 110-85, tit. IX § 909(b)(1),
121 Stat. 823, 950 (emphasis added).
So the Act itself did not approve any drugs. It only
approved any risk evaluation and mitigation strategies
for those drugs that the FDA had already validly approved under § 314.520 of Subpart H. And as explained above, the FDA’s attempted approval was invalid because it failed to comply with Subpart H. The
FDA’s reliance on the 2007 Act is entirely circular—it
only works if you assume that the agency had already
validly approved mifepristone in the first place.
The FDA also points to its 2011 Risk Evaluation and
Mitigation Strategy, arguing that this too re-approved
97a
mifepristone and cured any defects in its 2000 approval.
It did not. To the contrary, the 2011 REMS letter
made clear that the agency continued to rely on Subpart
H for its approval of mifepristone—that it “is approved
under the provisions of 21 CFR 314.520 (Subpart H).”
FDA Supplemental Approval Letter to Danco Labs at
1. Moreover, the letter only approved the Risk Evaluation and Mitigation Strategy proposed in Danco’s
2008 Supplemental Application—it did not re-approve
the drug apart from Subpart H. In fact, the letter recognized the need for continued compliance with the conditions “required by” Subpart H. Id. at 2 (citing 21
C.F.R. § 314.550).
* * *
For these reasons, I would find that Plaintiffs are
likely to succeed on the merits of their challenge to the
2000 approval. Plaintiffs also satisfy the remaining
factors for equitable relief. The harm to Plaintiffs is
irreparable. No relief at law can adequately address
Plaintiffs’ conscience injuries.
See BST Holdings,
L.L.C. v. OSHA, 17 F.4th 604, 618 (5th Cir. 2021). Nor
can money damages remedy the destruction of life. Cf.
Amoco Production Co. v. Village of Gambell, 480 U.S.
531, 545 (1987). The balance of equities and public interest also favor Plaintiffs. Plaintiffs seek to vindicate
the “national policy of discountenancing abortion as inimical to the national life,” as reflected in Congressional
enactments including the Comstock Act. Bours v.
United States, 229 F. 960, 964 (7th Cir. 1915). See 18
U.S.C. § 1461; id. § 1462. Cf. 19 U.S.C. § 1305(a).
IV.
98a
With respect to the FDA’s 2016 and 2021 revisions,
I agree with the majority’s thoughtful analysis explaining how the FDA “entirely failed to consider an important aspect of the problem” in 2016 and “offered an
explanation for its decision that runs counter to the evidence before the agency” in 2021. State Farm, 463
U.S. at 43. The agency thus acted arbitrarily in violation of the APA.
I write separately to add that the 2021 revisions violate the Comstock Act, 18 U.S.C. §§ 1461-62, and ar
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