Respondents Brief — R.J. Reynolds Tobacco Company, et al., Petitioners v. Rob Bonta, Attorney General of California, et al.
Supreme Court briefNov 29, 2023
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No. 23-207
In the Supreme Court of the United States
R.J. REYNOLDS TOBACCO CO., et al.,
Petitioners,
v.
ROB BONTA, ATTORNEY GENERAL OF CALIFORNIA, et al.,
Respondents.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF IN OPPOSITION
ROB BONTA
Attorney General of California
MICHAEL J. MONGAN
Solicitor General
HELEN H. HONG*
Principal Deputy
Solicitor General
RENU R. GEORGE
Senior Assistant
Attorney General
JAMES V. HART
Supervising Deputy
Attorney General
PETER F. NASCENZI
TAYLOR ANN WHITTEMORE
Deputy Attorneys General
STATE OF CALIFORNIA
DEPARTMENT OF JUSTICE
600 West Broadway, Suite 1800
San Diego, CA 92101
(619) 738-9693
Helen.Hong@doj.ca.gov
*Counsel of Record
November 29, 2023
(Additional counsel listed on signature page)
QUESTION PRESENTED
In October 2022, R.J. Reynolds Tobacco Co. filed a
petition for a writ of certiorari in a separate case involving a Los Angeles County ban on the sale of certain flavored tobacco products. Pet., R.J. Reynolds
Tobacco Co. v. County of Los Angeles, 143 S. Ct. 979
(No. 22-338) (Oct. 7, 2022). That petition presented
the question “[w]hether the Tobacco Control Act expressly preempts state and local laws that prohibit the
sale of flavored tobacco products.” Id. at i. The Ninth
Circuit had ruled that it did not, see R.J. Reynolds Tobacco Co. v. County of Los Angeles, 29 F.4th 542 (9th
Cir. 2022), joining an unbroken line of federal cases
rejecting preemption challenges to state and local prohibitions on the sale of flavored tobacco products.
This Court denied the petition in February 2023.
In this case, R.J. Reynolds and other petitioners
challenge Senate Bill 793, a California law prohibiting
the sale of certain flavored tobacco products. In both
the district court and the court of appeals, petitioners
acknowledged that their preemption claim was foreclosed by the court of appeals’ decision in County of
Los Angeles. They acquiesced to the dismissal of their
preemption claim in the district court, then appealed
and successfully asked the court of appeals to summarily affirm. Petitioners now ask this Court to grant
plenary review of the same question presented in the
County of Los Angeles petition:
Whether the Tobacco Control Act expressly
preempts state and local laws that prohibit the sale of
flavored tobacco products.
ii
TABLE OF CONTENTS
Page
Statement .................................................................... 1
A. Legal background ........................................... 1
B. S.B. 793 ........................................................... 7
C. Proceedings below ........................................... 8
Argument ................................................................... 10
Conclusion.................................................................. 19
iii
TABLE OF AUTHORITIES
Page
CASES
Austin v. Tennessee
179 U.S. 343 (1900) ................................................ 1
California v. Cabazon Band of Mission
Indians
480 U.S. 202 (1987) .............................................. 16
Engine Mfrs. Ass’n v. S. Coast Air
Quality Mgmt. Dist.
541 U.S. 246 (2004) ........................................ 13, 14
FDA v. Brown & Williamson Tobacco
Corp.
529 U.S. 120 (2000) ................................................ 2
Indeps. Gas & Serv. Stations Ass’ns v.
City of Chicago
112 F. Supp. 3d 749 (N.D. Ill. 2015) ...................... 4
Kansas v. Garcia
140 S. Ct. 791 (2020) ............................................ 13
Nat’l Ass’n of Tobacco Outlets, Inc. v.
City of Providence
731 F.3d 71 (1st Cir. 2013) ........................ 4, 15, 17
National Meat Ass’n v. Harris
565 U.S. 452 (2012) ........................................ 14, 15
iv
TABLE OF AUTHORITIES
(continued)
Page
R.J. Reynolds Tobacco Co. v. City of
Edina
60 F.4th 1170 (8th Cir. 2023) .................... 4, 11, 17
R.J. Reynolds Tobacco Co. v. Cnty. of
San Diego
529 F. Supp. 3d 1147 (S.D. Cal. 2021)................... 4
R.J. Reynolds Tobacco Co. v. County of
Los Angeles
143 S. Ct. 979 (2023) ...................................... 1, 6, 9
R.J. Reynolds Tobacco Co. v. County of
Los Angeles
29 F.4th 542 (9th Cir. 2022) ... 1-2, 4-6, 8-13, 16-18
U.S. Smokeless Tobacco Mfg. Co. v. City
of New York
708 F.3d 428 (2d Cir. 2013).......................... 2, 4, 17
Ysleta Del Sur Pueblo v. Texas
142 S. Ct. 1929 (2022) .................................... 15, 16
STATUTES
21 U.S.C.
§§ 387, et seq. .......................................................... 2
§ 387a ...................................................................... 2
§ 387p............................................ 2, 4, 5, 12, 13, 14
§ 387p(a)(1) ......................................................... 2, 3
§ 387p(a)(2)(A) ........................................................ 3
§ 387p(a)(2)(B) .................................................... 4, 6
§ 678 ...................................................................... 14
v
TABLE OF AUTHORITIES
(continued)
Page
42 U.S.C.
§ 7522(a) ............................................................... 14
§ 7523-7524........................................................... 14
§ 7525 .................................................................... 14
§ 7543(a) ......................................................... 13, 14
California Elections Code
§ 15501(b) ............................................................... 8
California Health & Safety Code
§ 104559.5 ............................................................... 7
§ 104559.5(a)(1) ...................................................... 7
§ 104559.5(a)(4) ...................................................... 7
§ 104559.5(b)(1) ...................................................... 7
Family Smoking Prevention and
Tobacco Control Act (TCA), Pub. L.
No. 111-31, 123 Stat. 1776 (2009) ......................... 2
Los Angeles County Code
§ 11.35.070(E) ......................................................... 5
New Jersey Stat. Ann. § 2A:170-51.6
(2008) ...................................................................... 2
New Mexico Stat. § 57-2-14 (2000) ............................. 2
Vermont Stat. Ann. Title 7, § 1003(d)
(2000) ...................................................................... 2
vi
TABLE OF AUTHORITIES
(continued)
Page
CONSTITUTIONAL PROVISIONS
California Const. art. II
§ 9(a) ....................................................................... 7
§ 10(a) ..................................................................... 8
LEGISLATIVE MATERIALS
H.R. Rep. No. 111-58 pt. 1 (2009),
2009 U.S.C.C.A.N. 468 (H.R. Rep.) ................... 3, 4
S.B. 793, Act of Aug. 28, 2020, ch. 34,
2020 Cal. Stat. 1743 ............................................... 6
OTHER AUTHORITIES
Cal. Sec’y of State, Unofficial Election
Results, Proposition 31 (Dec. 2,
2022), https://tinyurl.com/ycy5xz3e ....................... 8
Dep’t of Health and Human Serv., FDA,
Tobacco Product Standard for
Menthol in Cigarettes, 87 Fed. Reg.
26454 (May 4, 2022),
https://tinyurl.com/j3d4xvam ............................... 12
Inst. of Med., Nat’l Acads. of Sci.,
Ending the Tobacco Problem (2007),
https://tinyurl.com/msn6sbuy ............................... 1
vii
TABLE OF AUTHORITIES
(continued)
Page
Off. of Info. and Reg. Aff., Off. of Mgmt.
and Budget, Tobacco Product
Standard for Menthol in Cigarettes
(Oct. 13, 2023),
https://tinyurl.com/2zhscz6s ................................ 12
Weixel, Biden Administration Looks to
Ban Menthol Cigarettes, The Hill,
Oct. 24, 2023,
https://tinyurl.com/4u2nxyhu .............................. 12
1
STATEMENT
A. Legal Background
1. “Until just over a decade ago, tobacco products
were regulated almost exclusively by the states and
local governments, with little federal involvement.”
R.J. Reynolds Tobacco Co. v. County of Los Angeles,
29 F.4th 542, 547 (9th Cir. 2022), cert. denied, 143 S.
Ct. 979 (No. 22-338) (Feb. 27, 2023). Early regulations
of tobacco “includ[ed] the passage of laws in several
states that prohibited tobacco use by both adults and
minors.” Inst. of Med., Nat’l Acads. of Sci., Ending the
Tobacco Problem 107 (2007). 1 This Court long ago recognized the broad authority of the States to regulate
in that way. In upholding a Tennessee law that categorically banned the sale of cigarettes, the Court concluded that it is “within the province of the legislature
to say how far [cigarettes] may be sold, or to prohibit
their sale entirely.” Austin v. Tennessee, 179 U.S. 343,
348-349 (1900).
State and local regulation of tobacco products continued throughout the twentieth century, becoming
even more prevalent as scientific evidence confirmed
that the use of cigarettes and other tobacco products
caused disease and death. See Ending the Tobacco
Problem, supra, at 109-121. In the early 1990s, Congress considered but ultimately failed to enact legislation giving the Food and Drug Administration explicit
authority to regulate tobacco. When the FDA nonetheless promulgated regulations in 1996 to assert jurisdiction over tobacco products, this Court struck
them down as exceeding the agency’s authority. See
1 https://tinyurl.com/msn6sbuy.
2
FDA v. Brown & Williamson Tobacco Corp., 529 U.S.
120, 128, 161 (2000). Meanwhile, States and local governments continued to enact laws restricting the sale
and use of cigarettes and other tobacco products. 2
2. Congress enacted the Family Smoking Prevention and Tobacco Control Act (TCA) in 2009. Pub. L.
No. 111-31, 123 Stat. 1776 (2009), codified at 21
U.S.C. §§ 387, et seq. The text and structure of the
TCA reflect Congress’s dual objectives of granting the
FDA certain authority “to regulate tobacco products,”
while at the same “expressly preserving and saving
from preemption” much of the pre-existing “state and
local regulatory authority over tobacco.” County of Los
Angeles, 29 F.4th at 547-548; see, e.g., 21 U.S.C.
§ 387a; id. § 387p.
The question presented in this case turns on
21 U.S.C. § 387p, the section of the TCA titled “Preservation of State and local authority.” That section contains “a unique three-layered preservation provision,”
County of Los Angeles, 29 F.4th at 550, reflecting
“Congress’s explicit decision to preserve for the states
a robust role in regulating, and even banning, sales of
tobacco products,” U.S. Smokeless Tobacco Mfg. Co. v.
City of New York, 708 F.3d 428, 436 (2d Cir. 2013).
The first of the three layers is a clause titled
“Preservation,” 21 U.S.C. § 387p(a)(1), which states
that,
[e]xcept as provided in paragraph (2)(A), nothing in [the TCA], or rules promulgated under
2 See, e.g., Vt. Stat. Ann. tit. 7, § 1003(d) (2000) (prohibiting sale
of “bidi” cigarettes); N.M. Stat. § 57-2-14 (2000) (prohibiting sale
of clove cigarettes); N.J. Stat. Ann. § 2A:170-51.6 (2008) (prohibiting sale of certain flavored cigarettes).
3
[the TCA], shall be construed to limit the authority of a Federal agency (including the
Armed Forces), a State or political subdivision
of a State, or the government of an Indian
tribe to enact, adopt, promulgate, and enforce
any law, rule, regulation, or other measure
with respect to tobacco products that is in addition to, or more stringent than, requirements established under [the TCA], including
a law . . . relating to or prohibiting the sale . . .
of tobacco products by individuals of any age.
Id. § 387p(a)(1). The preservation clause ensures
“that state authority is preserved, with no federal
preemption, with regard to enacting . . . any law . . . in
critical areas with respect to tobacco products that is
in addition to or more stringent than required under
[the TCA].” H.R. Rep. No. 111-58 pt. 1, at 45 (2009),
2009 U.S.C.C.A.N. 468 (H.R. Rep.). That preserved
authority expressly “includ[es] measures relating to or
prohibiting the sale” of tobacco products. Id.
The second layer, the preemption clause in Section 387p(a)(2)(A), directs that
[n]o State or political subdivision of a State
may establish or continue in effect with respect to a tobacco product any requirement
which is different from, or in addition to, any
requirement under the provisions of [the TCA]
relating to tobacco product standards, premarket review, adulteration, misbranding, labeling, registration, good manufacturing
standards, or modified risk tobacco products.
21 U.S.C. § 387p(a)(2)(A). That text restricts the scope
of preemption to state laws that conflict with or exceed
4
certain FDA requirements “relating to specified and
limited areas.” H.R. Rep., supra, at 45.
The third and final layer, Section 387p(a)(2)(B), is
styled as an “Exception” to the preemption clause, and
is commonly referred to as the savings clause. The
savings clause directs that the preemption clause
“does not apply to requirements relating to the sale, distribution, possession, information reporting to the
State, exposure to, access to, the advertising and promotion of, or use of, tobacco products by individuals of
any age.” Id. § 387p(a)(2)(B) (emphasis added). In enacting the unique, three-part “Preservation” provision
contained in Section 387p, Congress thus “sandwiched
the[] preemption clause between preservation and
savings clauses that explicitly and repeatedly reiterated local authority over product sales.” County of Los
Angeles, 29 F.4th at 558.
3. Shortly after Congress enacted the TCA, tobacco companies began to challenge local restrictions
on the sale of flavored tobacco products on express
preemption grounds. In the 14 years since the TCA
was enacted, however, no court has agreed with the
tobacco industry position that the Act preempts restrictions or prohibitions on the sale of flavored tobacco products. 3
3 See, e.g., R.J. Reynolds Tobacco Co. v. City of Edina, 60 F.4th
1170, 1177 (8th Cir. 2023) (per curiam); County of Los Angeles,
29 F.4th at 561; U.S. Smokeless Tobacco Mfg. Co. v. City of New
York, 708 F.3d 428, 436 (2d Cir. 2013); Nat’l Ass’n of Tobacco Outlets, Inc. v. City of Providence, 731 F.3d 71, 82 (1st Cir. 2013); R.J.
Reynolds Tobacco Co. v. Cnty. of San Diego, 529 F. Supp. 3d 1147,
1159 (S.D. Cal. 2021); Indeps. Gas & Serv. Stations Ass’ns v. City
of Chicago, 112 F. Supp. 3d 749, 754 (N.D. Ill. 2015).
5
Of particular relevance here, petitioner R.J. Reynolds Tobacco Company and other plaintiffs sued to enjoin a Los Angeles County ordinance that banned the
sale of any flavored tobacco product. See County of Los
Angeles, 29 F.4th at 551 (describing Los Angeles
County, Cal., Code § 11.35.070(E) (2019)). The plaintiffs argued (id. at 552, 556) that the county ordinance
imposed a “requirement which is different from, or in
addition to” the TCA’s requirements “relating to tobacco product standards,” in violation of the preemption clause. 21 U.S.C. § 387p(a)(2)(A).
After the district court dismissed the complaint,
the court of appeals affirmed. County of Los Angeles,
29 F.4th at 561. In an opinion authored by Judge VanDyke, the court of appeals examined the “unique tripartite preemption structure” of the TCA, and held
that “text, structure, and historical context precludes
express preemption” for two reasons. Id. at 548, 552.
First, “the phrase ‘tobacco product standards’ in
the TCA’s preemption clause does not encompass the
County’s sales ban.” County of Los Angeles, 29 F.4th
at 553. Considering the phrase in light of the “surrounding categories” and the “historical ‘backdrop
against which Congress’ acted,” the court instead concluded that “it makes sense to view ‘tobacco product
standards’ in the TCA’s preemption clause as most
naturally referring to standards pertaining to the production or marketing stages up until the actual point
of sale.” Id. at 554, 555. Understood in that way, the
preemption clause was consistent with the “careful
balance of power between federal authority and state,
local, and tribal authority” struck in the TCA,
“whereby Congress has allowed the federal government to set the standards regarding how a product
would be manufactured and marketed, but has left
6
states, localities, and tribal entities the ability to restrict or opt out of that market altogether.” Id. at 555.
“Alternatively,” even if a sales ban on flavored tobacco products could be said to relate to a “tobacco
product standard” under the TCA’s preemption clause,
the court of appeals held that it would nonetheless “be
‘except[ed]’ from preemption by the TCA’s savings
clause.” County of Los Angeles, 29 F.4th at 558. “A
ban on the sale of flavored tobacco products is, simply
put, a requirement that tobacco retailers or licensees
throughout the County not sell flavored tobacco products.” Id. “It therefore fits within the savings clause
as a ‘requirement[] relating to the sale . . . of[] tobacco
products [to] individuals of any age.’” Id. (alterations
in original) (quoting 21 U.S.C. § 387p(a)(2)(B)). Judge
Nelson dissented, id. at 567, but the court of appeals
later denied rehearing en banc without any judge requesting a vote. See County of Los Angeles, C.A.
No. 20-55930, Dkt. 59.
The plaintiffs in County of Los Angeles then filed a
petition for a writ of certiorari in this Court, seeking
plenary review of a question identical to the question
presented in this case: “[w]hether the Tobacco Control
Act expressly preempts state and local laws that prohibit the sale of flavored tobacco products.” Pet. i, R.J.
Reynolds Tobacco Co v. County of Los Angeles, 143 S.
Ct. 979 (No. 22-338) (Oct. 7, 2022). They argued that
the County of Los Angeles decision “directly conflicts”
with this Court’s preemption precedents, id. at 11, 18;
“conflicts with the reasoning of decisions from other
courts of appeals,” id. at 26; and presents an issue that
is “exceptionally important,” id. at 29. This Court denied the petition.
7
B. S.B. 793
The California Legislature enacted S.B. 793 in
2020. See S.B. 793, Act of Aug. 28, 2020, ch. 34,
2020 Cal. Stat. 1743 (codified at Cal. Health & Safety
Code § 104559.5). S.B. 793 provides that tobacco retailers in California may not sell a “flavored tobacco
product” or a “tobacco product flavor enhancer.” Cal.
Health & Safety Code § 104559.5(b)(1). It defines a
“flavored tobacco product” as a tobacco product “that
contains a constituent that imparts a characterizing
flavor.” Id. § 104559.5(a)(4). A “characterizing flavor”
is a “distinguishable taste or aroma, or both, other
than the taste or aroma of tobacco, imparted by a tobacco product or any byproduct produced by the tobacco product.” Id. § 104559.5(a)(1). The statute
directs that a “tobacco product shall not be determined
to have a characterizing flavor solely because of the
use of additives or flavorings or the provision of ingredient information.” Id. “Rather, it is the presence of
a distinguishable taste or aroma, or both, as described
in the first sentence of [subsection (a)(1)], that constitutes a characterizing flavor.” Id.
Shortly after the Legislature enacted S.B. 793, a
coalition of manufacturers and sellers of tobacco products—including R.J. Reynolds—succeeded in putting
S.B. 793 to a referendum vote. See Order, Agenbroad
v. Padilla, Case No. 34-2020-80003542 (Sacramento
Super. Ct. Dec. 10, 2020). That had the effect of suspending the effective date of S.B. 793 until the referendum was approved by a majority of voters. See Cal.
Const. art. II, § 9(a). More than 63.4 percent of California voters then approved S.B. 793 at the November
8
2022 general election. 4 By operation of state law,
S.B. 793 took effect in December 2022. See Cal. Const.
art. II, § 10(a); Cal. Elec. Code § 15501(b).
C. Proceedings Below
The petitioners here are R.J. Reynolds Tobacco
Company and other members of the tobacco industry.
The day after the voters approved S.B. 793, petitioners
filed a complaint alleging that the TCA expressly
preempts S.B. 793’s ban on the sale of flavored tobacco
products. Pet. App. 3a. 5 They also filed a motion for
a preliminary injunction and an injunction pending
appeal. Id. at 21a-24a. But they acknowledged that
the district court was bound to deny that motion “by
Ninth Circuit precedent”—the County of Los Angeles
decision. D. Ct. Dkt. 13-1 at 1. On that basis, they
“acquiesce[d] in the denial” of the preliminary
injunction and the injunction pending appeal. Id. at
2. The district court then entered an order denying
the motion, reasoning that the “Ninth Circuit’s
decision in County of Los Angeles currently forecloses
Plaintiffs’ express preemption claim.” Pet. App. 19a.
Petitioners appealed and moved for an injunction
pending appeal in the court of appeals, but again
“acquiesc[ed] in the denial of [that motion] because
binding Ninth Circuit precedent currently forecloses
the express preemption claim.” C.A. Dkt. 14 (9th Cir.
Nov. 18, 2022). The court of appeals denied the
motion. Pet. App. 17a, , id. at 16a.
4 See Cal. Sec’y of State, Unofficial Election Results, Proposition
31 (Dec. 2, 2022), https://tinyurl.com/ycy5xz3e.
5 Petitioners also alleged a violation of the dormant Commerce
Clause, but later withdrew that claim. Pet. 13, n.3.
9
Petitioners next filed an emergency application for
a writ of injunction in this Court, asking the Court to
prohibit enforcement of S.B. 793 on the ground that
the TCA “expressly preempts state and local laws that
prohibit the sale of flavored tobacco products.” Appl.
i, No. 22A474 (Nov. 29, 2022). They argued that the
County of Los Angeles decision is “manifestly wrong,”
id. at 2; “directly conflicts” with this Court’s preemption precedents, id. at 22, 29; “conflicts with the reasoning of decisions from other courts of appeals,” id. at
30; and “presents issues of imperative public importance,” id. at 32. In the alternative, they asked the
Court to treat the application as a petition for a writ
of certiorari before judgment and grant review. Id. at
40. This Court denied the application on December 12, 2022, and S.B. 793 took effect nine days later.
In January 2023, the court of appeals granted petitioners’ motion to summarily affirm the district
court’s denial of a preliminary injunction. Pet. App.
16a. Petitioners obtained an extension of time from
Justice Kagan to file a petition for a writ of certiorari
seeking review of that judgment, but did not ultimately file such a petition. See No. 22A910.
In March 2023, the district court dismissed petitioners’ complaint, reasoning that the County of Los
Angeles decision “bars the [p]reemption claim.” Pet.
App. 4a, 13a. Petitioners had acknowledged that the
claim was “foreclosed by Ninth Circuit precedent” and
that the district court was “bound to dismiss that
claim.” D. Ct. Dkt. 34 at 1. Petitioners again appealed, and again moved for the court of appeals to
summarily affirm because County of Los Angeles “forecloses” their preemption claim. C.A. No. 23-55349,
Dkt. 6 at 2. The court of appeals granted the motion
10
in a one-page summary order, citing County of Los Angeles. Pet. App. 1a.
ARGUMENT
Petitioners seek review of the exact same question
that came to this Court earlier this year in the County
of Los Angeles petition. The Court denied review of
that petition and there is no reason for a different outcome here.
1. This petition is nearly identical to the petition
in County of Los Angeles that this Court recently denied. See R.J. Reynolds Tobacco Co. v. County of Los
Angeles, 143 S. Ct. 979 (No. 22-338) (Feb. 27, 2023).
And the core arguments advanced by petitioners here
are also the same as those considered by the Court late
last year, when it denied petitioners’ application for a
writ of injunction—and rejected their alternative request for certiorari before judgment. See R.J. Reynolds Tobacco Co. v. Bonta, No. 22A474 (Dec. 12, 2022).
Petitioners now argue that “certiorari is warranted
notwithstanding this Court’s previous denials of review on the question presented.” Pet. 5. That argument is not persuasive.
Petitioners note that this case does not come to the
Court in an “emergency posture as it did late last
year,” “but rather after final judgment.” Pet. 5-6. But
the County of Los Angeles case likewise arrived at the
Court after final judgment, and not in an emergency
posture. R.J. Reynolds v. County of Los Angeles, 29
F.4th 542, 552 (9th Cir. 2022). This Court nonetheless
denied review in County of Los Angeles in that finaljudgment posture. In this case, the decision that petitioners ask the Court to review is a one-sentence summary affirmance based exclusively on the County of
Los Angeles decision. Pet. App. 1a.
11
Petitioners next contend that review is warranted
because the “Eighth Circuit has since addressed the
question, adding to the circuits opining on the issue.”
Pet. 6; see also Pet. 30-31. But the Eighth Circuit rejected R.J. Reynolds’ preemption theory. See R.J.
Reynolds Tobacco Co. v. City of Edina, 60 F.4th 1170
(8th Cir. 2023) (per curiam). The fact that an additional circuit has now joined the First, Second, and
Ninth Circuits in holding that the TCA does not
preempt sales restrictions on flavored tobacco products makes this petition an even worse candidate for
plenary review, not a better one. See supra n.3.
Petitioners also argue that “[t]he fact that this case
involves one the Nation’s largest markets distinguishes it from [County of] Los Angeles, where this
Court denied certiorari.” Pet. 32. But the practical
implications of both petitions are comparable. The decision in County of Los Angeles recognized that its ruling would have implications far beyond that one
county when it emphasized that “at least three states
and over 300 local jurisdictions across the country”
had “enact[ed] a prohibition on the sale of flavored tobacco products.” 29 F.4th at 551. R.J. Reynolds’ petition in that case argued that review was warranted
because “hundreds of jurisdictions have enacted” similar laws—including, in particular, “S.B. 793,” which
“cut off one of the nation’s largest markets from flavored tobacco products.” Pet. 31, County of Los Angeles, No. 22-338. This Court nonetheless denied review.
As petitioners acknowledge, moreover, the FDA recently proposed to regulate certain flavored tobacco
products, including by banning the manufacture of
menthol-flavored cigarettes. Pet. 15; see also Appl. 1,
No. 22A474 (petitioners’ acknowledgment that menthol cigarettes “make up approximately one-third of
12
the cigarette market”). 6 And since this Court’s denial
of the County of Los Angeles petition, the FDA has submitted the proposed regulation to the Office of Information and Regulatory Affairs for review, the last step
before the agency may issue the regulation. See
Weixel, Biden Administration Looks to Ban Menthol
Cigarettes, The Hill, Oct. 24, 2023, https://tinyurl.com/4u2nxyhu. 7 The increasing prospect of that
regulatory change further diminishes the practical
significance of this case, because if that regulation is
issued it would substantially reduce the number of flavored tobacco products that are restricted only as a result of S.B. 793.
2. Petitioners’ remaining arguments (Pet. 13-36)
are the same ones they advanced when they unsuccessfully sought certiorari in County of Los Angeles
(and certiorari before judgment in this case). They are
no more persuasive the third time around.
a. Petitioners reiterate (Pet. 13, 15-17, 19-22, 2526) their preferred interpretation of 21 U.S.C. § 387p,
which no court has adopted. In County of Los Angeles,
the court of appeals explained why the “text, structure, and historical context” of the TCA’s “unique
three-layered preservation provision” precludes that
interpretation. 29 F.4th at 550, 552; see id. at 552561. The brief in opposition to certiorari in that case,
and the State’s opposition to petitioners’ emergency
application in this one, both comprehensively respond
6 See Dep’t of Health and Human Serv., FDA, Tobacco Product
Standard for Menthol in Cigarettes, 87 Fed. Reg. 26454 (May 4,
2022), https://tinyurl.com/j3d4xvam.
7 See also Off. of Info. and Reg. Aff., Off. of Mgmt. and Budget,
Tobacco Product Standard for Menthol in Cigarettes (Oct. 13,
2023), https://tinyurl.com/2zhscz6s.
13
to petitioners’ merits theories. See Br. in Opp’n 10-21,
R.J. Reynolds Tobacco Co v. County of Los Angeles, No.
22-338 (Jan. 20, 2023)); Opp’n to Emergency Appl. 1732, No. 22A474 (Dec. 6, 2022).
b. As in those prior proceedings, petitioners argue
that certiorari is warranted because the decision in
County of Los Angeles “directly conflicts with this
Court’s precedents.” Pet.13; see id. at 14-28. They
read those precedents to establish a general rule that
States “cannot evade preemption by simply enforcing
their standards at the point of sale.” Id. at 14. But
“all preemption arguments[] must be grounded ‘in the
text and structure of the statute at issue.’” Kansas v.
Garcia, 140 S. Ct. 791, 804 (2020). None of the precedents cited by petitioners addressed the unique, threelayered “Preservation of State and local authority”
provision in 21 U.S.C. § 387p—or “anything like” that
provision. County of Los Angeles, 29 F.4th at 557. And
none of them establishes any categorical rule barring
state sales restrictions, as petitioners suggest. To the
contrary, the Court’s preemption precedents eschew
categorical rules and emphasize that the analysis in
each case must focus on the specific “language employed by Congress” in a particular statute. E.g., Engine Mfrs. Ass’n v. S. Coast Air Quality Mgmt. Dist.,
541 U.S. 246, 252-253 (2004).
Each of the cases discussed by petitioners turned
on statutory schemes materially different from the one
at issue here. In Engine Manufacturers, the Court
considered a Clean Air Act provision prohibiting
States from “adopt[ing] or attempt[ing] to enforce any
standard relating to the control of emissions from new
motor vehicles or new motor vehicle engines subject to
this part.” 541 U.S. at 252 (quoting 42 U.S.C.
§ 7543(a)). A local air quality district argued that its
14
rules prohibiting certain fleet operators from purchasing vehicles that did not comply with stringent emissions requirements were not preempted, reasoning
that the preemption provision only covered state “production mandate[s] that require[d] manufacturers” to
comply with emissions standards. Id. at 253 (alterations omitted; emphasis added). This Court rejected
that theory, explaining that it “confuse[d] standards
with the means of enforcing standards”—a “distinction” that was evident in multiple provisions of the
Clean Air Act that immediately followed the preemption provision. Id. at 253-254 (discussing 42 U.S.C.
§§ 7522(a), 7523-7524, 7525). 8 But that scheme is
markedly different from what Congress enacted in the
TCA—which expressly preserves the authority of state
and local governments to impose requirements relating to the sale of tobacco products. See 21 U.S.C.
§ 387p.
In National Meat Ass’n v. Harris, 565 U.S. 452
(2012), the Court again addressed “a fundamentally
different preemption provision,” County of Los Angeles, 29 F.4th at 557-558. That provision, 21 U.S.C.
§ 678, preempted state requirements that differed
from any Federal Meat Inspection Act (FMIA) requirements “with respect to premises, facilities and operations of any establishment at which inspection is
provided under . . . this Act.” Nat’l Meat, 565 U.S. at
458. This Court held that Section 678 preempted a
8 In particular, the text and structure of the Clean Air Act established that Congress “[c]learly” contemplated “enforcement of
emission standards through purchase requirements,” Engine
Mfrs., 541 U.S. at 254, thus bringing the district’s purchase requirements within the bar on state “attempt[s] to enforce any
standard relating to the control of emissions,” 42 U.S.C.
§ 7543(a).
15
state sales ban that “function[ed] as a command to
slaughterhouses to structure their operations in the
exact way the [state law] mandates.” Id. at 464. The
sales ban was “a criminal proscription calculated to
help implement and enforce . . . other regulations”
that set state requirements for the “receipt and purchase” of animals by slaughterhouses, barred the
“butchering and processing” of nonambulatory animals, and “mandat[ed] . . . immediate euthanasia” for
such animals. Id. at 463-464. Those requirements
were different from the requirements in the FMIA.
See, e.g., id. at 462 (the state law and the FMIA “require[d] different things of a slaughterhouse confronted
with
a
delivery
truck
containing
nonambulatory swine”).
Unlike the TCA, however, the FMIA preemption
provision “did not contain a savings clause that expressly exempted regulations ‘relating to the sale’ of ”
products. Nat’l Ass’n of Tobacco Outlets, Inc. v. City of
Providence, 731 F.3d 71, 82 (1st Cir. 2013). And even
setting that difference aside, the state law at issue
here is not comparable to the statute held preempted
in National Meat: It does not “function[] as a command” to manufacturers “to structure their operations
in” any particular way, and it does not implement or
enforce any substantive requirements about manufacturing. Nat’l Meat, 565 U.S. at 464. It leaves manufacturers free to produce flavored tobacco products
however they see fit. It just provides that tobacco retailers in California may not sell those products.
Finally, the Court’s decision in Ysleta Del Sur
Pueblo v. Texas, 142 S. Ct. 1929 (2022), did not even
address a preemption question. It construed a provision in the Ysleta del Sur and Alabama and Coushatta
Indian Tribes of Texas Restoration Act recognizing a
16
“dichotomy between prohibition and regulation” of
gaming activities on tribal lands. Id. at 1938. 9 The
Court concluded that Congress meant to incorporate a
distinction—recognized in California v. Cabazon
Band of Mission Indians, 480 U.S. 202 (1987)—which
allowed “‘prohibitory’ state gaming laws [to] be applied on the Indian lands” but “not state ‘regulatory’
gaming laws.” Ysleta, 142 S. Ct. at 1940. But the
Court emphasized that the same analysis would not
necessarily apply “in another context.” Id. at 1938. It
certainly does not control the interpretation of the
“Preservation of State and local authority” provision
in the TCA.
c. Petitioners also contend that the court of appeals’ decision in County of Los Angeles “conflicts with
the reasoning of decisions of the First, Second and
Eighth Circuits.” Pet. 28. As petitioners acknowledge,
however, each of those decisions “upheld local restrictions” on the sale of “flavored tobacco products.”
Id. (emphasis added). And petitioners are not correct
when they assert that “the First and Second Circuits
upheld local restrictions . . . based on reasoning that
would not permit a blanket prohibition” on sales of tobacco products. Id. In fact, the Second Circuit expressly reserved the question whether the savings
clause could be read to cover “an outright ban on the
sale of flavored tobacco,” noting that it was unnecessary to reach that issue to resolve the case before it.
9 The first subsection of the provision “says that gaming activities
prohibited by state law are also prohibited as a matter of federal
law” on tribal lands; the second subsection “insists that the statute does not grant Texas civil or criminal regulatory jurisdiction
with respect to” matters related to gaming. Ysleta, 142 S. Ct. at
1938.
17
U.S. Smokeless Tobacco Mfg. Co. v. City of New York,
708 F.3d 428, 435 (2d Cir. 2013). 10 The First Circuit
similarly had no occasion to address whether a sales
ban would fall within the scope of the savings clause:
the ordinance challenged in that case did not impose a
“blanket prohibition because it allow[ed] the sale of
flavored tobacco products in smoking bars.” Nat’l
Ass’n of Tobacco Outlets, Inc., 731 F.3d at 82.
Nor does petitioners’ criticism (Pet. 30-31) of the
reasoning in R.J. Reynolds Tobacco Co. v. City of
Edina, 60 F.4th 1170 (8th Cir. 2023) (per curiam), provide any basis for granting review in this case. Petitioners fault the Eighth Circuit for applying a
“presumption against preemption” in holding that a
local ban on flavored tobacco products was not
preempted in light of the TCA’s savings clause. As
petitioners acknowledge (at 31), however, the court of
appeals in County of Los Angeles held that flavored tobacco bans are not preempted by the TCA even without putting “any presumptive thumb on the scale.” 29
F.4th at 553 n.6. So petitioner’s critique of the Eighth
Circuit’s decision would not have made any difference
to the outcome of the Ninth Circuit’s analysis. If petitioners believed the Eighth Circuit’s application of a
presumption against preemption warranted plenary
review by this Court, they should have filed a petition
for a writ of certiorari in that case. They did not.
d. None of petitioners’ remaining arguments (Pet.
31-36) justify review. For example, petitioners argue
that this case is exceptionally important because
10 The reasoning of the Second Circuit on the issues it did decide
aligns with the approach of the court of appeals below. See
County of Los Angeles, 29 F.4th at 555 (citing U.S. Smokeless as
evidence that “[w]e are not alone in reaching this interpretation
of the TCA’s unique preemption structure”).
18
“[t]hroughout the U.S. Code, Congress has reserved to
the federal government the exclusive power to set uniform product standards for a variety of industries.”
Pet. 34. But this case concerns “a unique three-layered preservation provision.” County of Los Angeles,
29 F.4th at 550. Neither the text of the TCA nor that
three-layered structure is repeated in any of the other
statutes that petitioners invoke. There is thus no basis for fearing that the reasoning in County of Los Angeles “will carry over to numerous other preemption
clauses.” Pet. 35.
Petitioners also contend that review is warranted
because States and localities may attempt to use sales
restrictions as a way to regulate other tobacco products, such as by banning e-cigarettes “that contain certain ingredients.” Pet. 33. But speculation about
potential future regulatory actions is no basis for reviewing a decision that addresses only a ban on the
sale of certain flavored tobacco products—especially
not when that decision is a one-sentence summary disposition that rests entirely on a separate judgment
that this Court declined to review just nine months
ago.
19
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted,
ROB BONTA
Attorney General of California
MICHAEL J. MONGAN
Solicitor General
HELEN H. HONG
Principal Deputy Solicitor General
RENU R. GEORGE
Senior Assistant Attorney General
JAMES V. HART
Supervising Deputy
Attorney General
PETER F. NASCENZI
TAYLOR ANN WHITTEMORE
Deputy Attorneys General
Counsel for the Attorney General
CLAUDIA G. SILVA
County Counsel,
County of San Diego
JOSHUA M. HEINLEIN
Senior Deputy County Counsel
KATIE RICHARDSON
Senior Deputy County Counsel
Counsel for the District Attorney
November 29, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.