Amicus Curiae Brief — City of Grants Pass, Oregon, Petitioner v. Gloria Johnson, et al., on Behalf of Themselves and All Others Similarly Situated
Supreme Court briefApr 3, 2024
Ask Donna
What actually matters in this document.
Text
No. 23-175
In the
Supreme Court of the United States
CITY OF GRANTS PASS, OREGON,
Petitioner,
v.
GLORIA JOHNSON, ET AL., ON BEHALF OF THEMSELVES
AND ALL OTHERS SIMILARLY SITUATED,
Respondents.
On Writ of Certiorari to the United States
Court of Appeals for the Ninth Circuit
BRIEF OF AMICI CURIAE
CURRENT U.N. SPECIAL RAPPORTEURS
IN SUPPORT OF RESPONDENTS
DAVID VENDERBUSH
Counsel of Record
ALSTON & BIRD LLP
90 Park Avenue
New York, NY 10016-1387
(212) 210-9532
david.venderbush@alston.com
April 3, 2024
Counsel for Amici Curiae
Becker Gallagher · Cincinnati, OH · Washington, D.C. · 800.890.5001
i
TABLE OF CONTENTS
TABLE OF AUTHORITIES ...................................... iii
INTRODUCTION ....................................................... 1
IDENTITY AND INTEREST OF AMICI CURIAE ... 1
SUMMARY OF THE ARGUMENT ........................... 4
ARGUMENT ............................................................... 5
I.
PUNISHING HOMELESSNESS VIOLATES
FUNDAMENTAL HUMAN RIGHTS. ................ 5
A. International Human Rights Standards
Are Evidence of an Evolving Standard of
Decency Crucial to Interpreting Violations
of “Cruel and Unusual Punishment” under
the Eighth Amendment. ................................ 5
B. Human Rights Bodies Articulate a Clear
and Consistent Standard that Punishing
Homelessness Constitutes CIDT. ................. 8
C. The U.S. has Itself Acknowledged
Punishment of Homelessness as a
Violation of Human Rights and CIDT. ....... 14
D. The City of Grants Pass Has Violated
Domestic and International Standards by
Punishing Homelessness. ............................ 18
II. THE
ROOT
CAUSE
OF
THE
CRIMINALIZATION AND PUNISHMENT
OF HOMELESSNESS IS THE FAILURE TO
RECOGNIZE THE RIGHT TO ADEQUATE
HOUSING. ......................................................... 21
ii
A. International
Human
Rights
Law
Recognizes the Right to Adequate
Housing. ....................................................... 21
B. Homelessness is a Prima Facie Violation
of the Right to Adequate Housing, as well
as a Violation of Civil and Political Rights.
...................................................................... 22
C. The U.S. Is Obligated to Address Racial
Discrimination in Homelessness and its
Criminalization. ........................................... 25
CONCLUSION ......................................................... 27
iii
TABLE OF AUTHORITIES
CASES
Bell v. City of Boise,
993 F. Supp. 2d 1237 (D. Idaho 2014) .................. 15
Graham v. Florida,
560 U.S. 48 (2010) ............................................... 7, 8
Roper v. Simmons,
543 U.S. 551 (2005) ................................................. 7
Trop v. Dulles,
356 U.S. 86 (1958) ............................................. 7, 16
CONSTITUTION AND STATUTES
U.S. CONST. art. VI ...................................................... 6
OTHER AUTHORITIES
60-Day Extended Weather Forecast for Grants
Pass,
OR,
ALMANAC.COM
(2024),
https://www.almanac.com/weather/longrange/
OR/Grants%20Pass ...............................................21
Afr. Ct. H.P.R., Request for Advisory Opinion by
the Pan African Lawyers Union (PALU) on the
Compatibility of Vagrancy Laws with the
African Charter on Human and Peoples’ Rights
and Other Human Rights Instruments
Applicable in Africa, para. 70, No. 001/2018,
Advisory
Opinion
of
Dec.
4,
2020,
http://www.african-court.org/en/images/Cases/
Advisory%20Opinion/Advisory%20Opinions/00
1-2018_-_PALU-Advisory_Opinion.pdf ................13
iv
AP, Indianapolis police officer accused of kicking
homeless man in the face, WDRB (Oct. 13,
2021),
https://www.wdrb.com/news/indianapolispolice-officer-accused-of-kicking-homelessman-in-the-face/article_e0a2bc3e-2c2b-11ec8714-8787cda497e3.html ................................26, 27
Average Winter Weather in Grants Pass, Oregon,
United
States,
WEATHERSPARK,
https://weatherspark.com/s/379/3/Average
Winter Weather in Grants-Pass-OregonUnited-States. .......................................................20
Brief for the United States as Amicus Curiae, City
of Grants Pass v. Johnson, No. 23-175 (petition
for
cert.
filed
Aug.
22,
2023),
http://www.supremecourt.gov/DocketPDF/23/2
3-175/302264/20240304183726571_23175npUnitedStates.pdf .........................................15
Magdalena
Sepúlveda
Carmona
(Special
Rapporteur on Extreme Poverty and Human
Rights), Extreme Poverty and Human Rights,
U.N. Doc. A/66/265 (Aug. 4, 2011) ........................10
CESCR, General Comment No. 3 (1990) ..................23
Committee
Against
Torture,
Concluding
Observations on the Third to Fifth Periodic
Reports of United States of America, U.N. Doc.
CAT/C/USA/3-5, at its 1264th and 1267th
meetings, and adopted at its 1276th and 1277th
meeting (Nov. 20, 2014), available at
https://www.justsecurity.org/wp content/uploads
/2014/11/UN-Committee-Against-TortureConcluding-Observations-United-States.pdf....18, 19
v
Committee Against Torture, Summary Record of
the 339th Meeting, 20th Sess., U.N. Doc.
CAT/C/SR.339 (18 May 1998), available at
https://www.un.org/unispal/document/autoinsert-184891/ ........................................................19
Committee Against Torture, U.N. GAOR, 52d
Sess., Supp. No. 44, U.N. Doc. A/52/44 (1997) .....18
Comm. Against Torture and other Cruel,
Inhuman, or Degrading Treatment or
Punishment, Concluding observations on the
combined third and fifth periodic reports of the
United States of America, U.N. DOC.
CAT/C/USA/CO/3-5 (Dec. 19, 2014) ......................26
Committee on Economic, Social and Cultural
Rights, General Comment No. 4: The Right to
Adequate Housing (Art. 11 (1) of the Covenant),
U.N. DOC. E/1992/23 (1991). ................................22
Committee on the Elimination of Racial
Discrimination, Concluding observations on the
combined seventh to ninth periodic reports of the
United States of America, CERD/C/USA/CO/7-9
(2014) .......................................................................9
Committee on the Elimination of Racial
Discrimination, Concluding observations on the
combined tenth to twelfth periodic reports of the
United States of America, CERD/C/USA/CO/1012 (Sep. 21, 2022) ..............................................9, 27
Convention Against Torture and Other Cruel,
Inhuman or Degrading Treatment or
Punishment art. 16(1), ratified Oct. 21, 1994,
1465 UNTS 85 .........................................................6
vi
Convention on the Elimination of All Forms of
Discrimination Against Women art. 14(2)(h),
signed July 17, 1980, 1249 U.N.T.S. 13 ...............22
Convention on the Rights of the Child art. 37,
signed Feb. 16, 1995, 1577 U.N.T.S. 3 ...................6
Decriminalizing Homelessness, HUD EXCH.
(2014),
https://www.hudexchange.info/homelessnessassistance/alternatives-to-criminalizinghomelessness/. .......................................................15
Tanya de Sousa et al., The 2022 Annual Homeless
Assessment Report (AHAR) to Congress, U.S.
DEP’T HOUS. & URB. DEV. 2 (2022),
https://www.huduser.gov/portal/sites/default/fil
es/pdf/2022-ahar-part-1.pdf ..................................25
European Convention for the Protection of Human
Rights and Fundamental Freedoms, opened for
signature Nov. 4, 1950, Art. 3, E.T.S. No. 5 .........12
G.A. Res. 71/256, New Urban Agenda (Dec. 23,
2016),
https://www.un.org/en/development/desa/popul
ation/migration/generalassembly/docs/globalco
mpact/A_RES_71_256.pdf .....................................17
Grants Pass v. Johnson, Brief in Opposition to
Petition for Writ of Certiorari, No. 23-175, U.S.
Supreme Court (2023) .....................................18, 19
Hurst Hannum, The Status of the Universal
Declaration of Human Rights in National and
International Law, 25 GA. J. INT’L & COMP. L.
287 (1996) ............................................................5, 6
vii
Hum. Rts. Comm., CCPR General Comment No.
20: Art. 7 (Prohibition of Torture, or Other
Cruel, Inhuman or Degrading Treatment or
Punishment), U.N. Doc. HRI/GEN/1/Rev.9 (Vol.
I) (Mar. 10, 1992) .....................................................7
Hum. Rts. Comm., Concluding Observations on
the Fourth Report of the United States of
America, U.N. Doc. CCPR/C/USA/CO/4 (Apr.
23, 2014) ..............................................................7, 9
Hum. Rts. Comm., Concluding Observations on
the Fifth Report of the United States of America,
U.N. Doc. CCPR/C/USA/CO/5 (Dec. 7, 2023) .........9
Human Rights Committee, General Comment No.
36,
https://www.ohchr.org/en/calls-for-input/
general-comment-no-36-article-6-right-life ..........24
HRC
Recommendations
to
U.S.A.
A/HRC/30/12/Add.1 – 176.310; Police Violence
Against Homeless, Poor Persons, Housing &
Homelessness Addressed at Global Review of
U.S. Human Rights Record, HOMELESSNESS
LAW (May 14, 2015),
http://homelessnesslaw.org/2015/05/policeviolence-against-homeless-poor-personshousing-homelessness-addressed-at-globalreview-of-u-s-human-rights-record/ ......................11
Hum. Rts. Comm., United States of America
Initial Report to the Human Rights Committee,
CCPR/C/81/Add.4 (Aug. 24, 1994) ..........................6
viii
Hum. Rts. Council, Draft Report of the Working
Group on the Universal Periodic Review, United
States of America, 26.255 U.N. Doc.
A/HRC/WG.6/36/L.11 (2020) .................................11
Human Rights Council, Institution-building of the
United Nations Human Rights Council,
A/HRC/RES/5/1
(June
18,
2007),
https://ap.ohchr.org/documents/dpage_e.aspx?s
i=A/HRC/RES/5/1 ....................................................2
Hum. Rts. Council, Report of the International
Independent Expert Mechanism to Advance
Racial Justice and Equality in the Context of
Law Enforcement, Visit to the United States of
America, U.N. Doc. A/HRC/54/CRP.7 (Sept. 26,
2023) ......................................................................27
Hum. Rts. Council, Report of the Special
Rapporteur on adequate housing as a
component of the right to an adequate standard
of living, and on the right to non-discrimination
in this context, U.N. Doc. A/HRC/31/54 (2015)....23,
24
Hum. Rts. Council, Report of the Special
Rapporteur on Contemporary Forms of Racism,
Racial Discrimination, Xenophobia and Related
Intolerance, Doudou Diene, mission to the
United States of America, U.N. Doc.
A/HRC/11/36/Add.3 at para. 64 (Apr. 28, 2009) ...26
Hum. Rts. Council, Report of the Special
Rapporteur on Extreme Poverty and Human
Rights on His Mission to the United States of
America, U.N. Doc. A/HRC/38/33/Add.1 (May 4,
2018) .......................................................... 10, 19, 24
ix
Hum. Rts. Council, Report of the Special
Rapporteur on the Question of Torture and
Other Cruel, Inhuman or Degrading Treatment
or Punishment, U.N. Doc. A/59/324 (2004) ....19, 20
Hum. Rts. Council, Report of the Working Group
on the Universal Periodic Review, United States
of America, U.N. Doc. A/HRC/46/15/Add.1
(2021) .....................................................................12
Hum. Rts. Council, Special Rapporteur on
Adequate Housing as a Component of the Right
to an Adequate Standard of Living, and on the
Right to Non-Discrimination in This Context,
Guidelines for the Implementation of the Right
to Adequate Housing, U.N. Doc. A/HRC/43/43
(Dec. 26, 2019) .................................................10, 11
International Convention on the Elimination of
All Forms of Racial Discrimination art. 5(e)(iii),
ratified Oct. 21, 1994, 660 UNTS 195 ...... 21, 24, 25
International Covenant on Civil and Political
Rights art. 16(1), ratified Jun. 8, 1992, 999
U.N.T.S. 171 ......................................................6, 24
International Covenant on Economic, Social, and
Cultural Rights art. 11, signed Oct. 05, 1977,
993 U.N.T.S. 3 .......................................................21
Lăcătuş v. Switzerland, 14065/15 Eur. Ct. H.R.
(2021) .....................................................................23
LAWYERS’ COMMITTEE FOR CIVIL RIGHTS, CITED
BEING
IN
PLAIN
SIGHT
(2020),
FOR
https://lccrsf.org/wp-content/uploads/2020/09/L
CCR_CA_Infraction_report_4WEB-1.pdf .............25
x
Letter from Lisa Foster, Dir., Off. for Access to Just.,
U.S. Dept. of Just., to Seattle City Council
Members (Oct. 13, 2016), https://assets.document
cloud.org/documents/3141894/DOJ-ATJ-Letter-t
o-Seattle-City-Council-10-13-2016.pdf .............15, 18
Kelsey McGee, Mid-January Series of Severe
Winter Storms Spikes ODOT’s Hours in
Overtime, Tons of Salt, Many Gallons of Deicer
Used, KTVZ (Jan. 26, 2024, 9:00 PM),
https://ktvz.com/news/oregon-northwest/2024/0
1/26/mid-january-series-of-severe-winter-storm
s-spikes-odots-hours-in-overtime-tons-of-saltmany-gallons-of-deicer-used/. ...............................20
NAT’L L. CTR. HOMELESSNESS & POVERTY, RACIAL
DISCRIMINATION
IN
HOUSING
AND
HOMELESSNESS IN THE UNITED STATES (2014),
https://homelesslaw.org/wp-content/uploads/20
18/10/cerd_housing_report_2014.pdf ....................25
Office of the High Commissioner for Human
Rights (“OHCHR”), Special Procedures of the
Human Rights Council,
https://www.ohchr.org/en/hrbodies/sp/pages/int
roduction.aspx .....................................................1, 2
Catherine
Powell,
Dialogic
Federalism,
Constitutional Possibilities for Incorporation of
Human Rights Law in the United States, 150 U.
PA. L. REV. 245 (2001) .............................................6
xi
Request for Advisory Opinion by the Pan African
Lawyers Union (PALU) on the Compatibility of
Vagrancy Laws with the African Charter on
Human and Peoples’ Rights and Other Human
Rights Instruments Applicable in Africa, No
001/2018 Afr. Ct. Hum. People’s Rts. (2020),
https://www.african-court.org/en/images/Cases/
Advisory%20Opinion/Advisory%20Opinions/00
1-2018_-_PALU-Advisory_Opinion.pdf ................13
RESTATEMENT (FOURTH) OF THE FOREIGN
RELATIONS LAW OF THE UNITED STATES (AM.
LAW INST. 2018) .................................................6, 23
SNAPS in Focus: The Case Against Laws that
Criminalize Homelessness, HUD EXCH. (Oct. 6,
2014),
https://www.hudexchange.info/news/snaps-infocus-the-case-against-laws-that-criminalizehomelessness .........................................................16
Statement of Interest of the United States, Bell v.
City of Boise, 993 F. Supp. 2d. 1237 (D. Idaho
2014) (No. 1:09-cv-00540-REB).......................15, 18
THE JOINT COMMITTEE ON HUMAN RIGHTS,
HOMELESSNESS BILL, 2001-4, HC First Report-2
(UK),
https://publications.parliament.uk/pa/jt200102/
jtselect/jtrights/30/3003.htm#n8 ...........................12
xii
Erin Vinoski Thomas and Chloe Vercruysse,
Homelessness
Among
Individuals
with
Disabilities: Influential Factors and Scalable
Solutions,
NACCHO
(Jun.
14,
2019),
https://www.naccho.org/blog/articles/homelessn
ess-among-individuals-with-disabilitiesinfluential-factors-and-scalablesolutions#:~:text=Point%2Din%2Dtime%20cou
nts%20(,health%20and%2For%20substance%2
0abuse ..............................................................13, 14
Torture Convention/Israel special report – CAT
meeting – Summary record, “Consideration of
Reports Submitted by State Parties under
Article 19 of the Convention, Conclusions and
recommendations of the Committee against
Torture, Israel,”
https://www.un.org/unispal/document/autoinsert-187716/ ........................................................19
U.N. Conference on Housing and Sustainable
Urban Development (Habitat III), The New
Urban Agenda, 20 October 2016, A/RES/71/256,
https://habitat3.org/the-new-urban-agenda/ ........16
U.N. Conference on Human Settlements (Habitat
II), Istanbul Declaration on Human Settlements,
14
June
1996,
A/CONF.165/14,
https://unhabitat.org/Istanbul-declaration-on-hu
man-settlements-1996-habitat-agenda ..................16
xiii
U.N. Human Rights Council, Report of the
Working Group on the Universal Periodic
Review, United States of America, Addendum,
Views on conclusions and/or recommendations,
voluntary commitments and replies presented
by the State under review, A/HRC/30/12/Add.1,
(Sept. 14, 2015),
https://www.ohchr.org/EN/HRBodies/HRC/Reg
ularSessions/Session30/Documents/A_HRC_30
_12_Add_1_ENG.DOCX ........................................12
U.N. Secretary-General, Inclusive policies and
programmes to address homelessness, U.N. Doc.
A/78/236 (Jul. 24, 2023),
https://digitallibrary.un.org/record/4018593?ln
=en&v=pdf .............................................................17
Universal Declaration of Human Rights, art. 7,
G.A. Res. 217 (III) A, U.N. Doc. A/810 (Dec. 10,
1948) ..................................................................5, 21
USICH,
SEARCHING
OUT
SOLUTIONS:
CONSTRUCTIVE
ALTERNATIVES
TO
THE
CRIMINALIZATION OF HOMELESSNESS (2012),
https://www.usich.gov/tools-foraction/searching-out-solutions ..............................14
U.S. INTERAGENCY COUNCIL ON HOMELESSNESS,
FEDERAL STRATEGIC PLAN TO PREVENT AND END
HOMELESSNESS 28 (2022),
https://www.usich.gov/sites/default/files/docum
ent/All_In.pdf.........................................................26
Vienna Convention on the Law of Treaties, art.
18(a), Apr. 24, 1970, 1155 U.N.T.S. 331 .................6
xiv
Jesse Walter, Explanation of a Position on a
Resolution on the New Urban Agenda and
Strengthening of the United Nations Human
Settlements Program, UNITED STATES MISSION
TO THE UNITED NATIONS (Nov. 24, 2020),
https://usun.usmission.gov/explanation-ofposition-on-a-resolution-on-the-new-urbanagenda-and-strengthening-of-the-unitednations-human-settlements-program/..................17
Gregory Yee, O.C. sheriff’s deputy who fatally shot
unarmed, homeless Black man won’t be
charged, L.A. TIMES (Feb. 11, 2022),
https://www.latimes.com/california/story/202202-11/orange-county-sheriffs-deputy-nocharges-kurt-reinhold-fatal-shooting ...................26
1
INTRODUCTION
Professor Balakrishnan Rajagopal, the United
Nations (“U.N.”) Special Rapporteur on adequate
housing as a component of the right to an adequate
standard of living (“Special Rapporteur on Adequate
Housing”); and Professor Olivier De Schutter, U.N.
Special Rapporteur on extreme poverty and human
rights (“Special Rapporteur on Extreme Poverty”)
respectfully submit this brief as amici curiae in
support of Respondents. They bring expertise in
human right standards as well as knowledge of lived
reality with respect to housing and homelessness
including criminalization, extreme poverty, and cruel,
inhuman, or degrading treatment and can provide the
Court with relevant analysis.
IDENTITY AND INTEREST OF AMICI CURIAE 1
Amici curiae are experts appointed by the U.N.
Human Rights Council “with mandates to report and
advise on human rights from a thematic or countryAmici serving as Special
specific perspective.” 2
Rapporteurs are part of “[t]he system of Special
Procedures” that “is a central element of the United
Nations human rights machinery and covers all
1 Pursuant to Supreme Court Rule 36.7 amici state that: 1) this
brief build on an amicus brief presented in the Ninth Circuit in
Johnson v. City of Grants Pass; and 2) no person or entity other
than the amici, their members and counsel have made a
monetary contribution intended to fund the preparation or
submission of this brief.
2 Office of the High Commissioner for Human Rights (“OHCHR”),
Special Procedures of the Human Rights Council,
https://www.ohchr.org/en/hrbodies/sp/pages/introduction.aspx
(last visited March 25, 2024).
2
human rights: civil, cultural, economic, political, and
social.” 3 As mandate-holders, amici are independent
human rights experts selected for their “(a) expertise;
(b) experience in the field of the mandate;
(c) independence; (d) impartiality; (e) personal
integrity; and (f) objectivity.” 4 Special Rapporteurs
“undertake to uphold independence, efficiency,
competence
and
integrity
through
probity,
impartiality, honesty and good faith” and “do not
receive financial remuneration.” 5
In the performance of their mandates, the
Special Rapporteur on Adequate Housing, and the
Special Rapporteur on Extreme Poverty are accorded
certain privileges and immunities as experts on
mission for the U.N. pursuant to the Convention on
the Privileges and Immunities of the U.N., adopted by
the U.N. General Assembly on 13 February 1946, to
which the United States (“U.S.”) is a party since 29
April 1970. This brief is submitted voluntarily without
prejudice to, and should not be considered as a waiver,
express or implied, of the privileges and immunities of
the U.N., its officials and experts on mission, pursuant
to the 1946 Convention on the Privileges and
Immunities of the U.N. Authorization for the position
and views expressed as Special Rapporteurs, in full
3 Id.
4 Human Rights Council, Institution-building of the United
Nations Human Rights Council, A/HRC/RES/5/1 (June 18, 2007),
https://ap.ohchr.org/documents/dpage_e.aspx?si=A/HRC/RES/5/
1 (last visited March 25, 2024).
OHCHR, Special Procedures of the Human Rights Council,
supra note 2.
5
3
accordance with the independence afforded to their
mandates, was neither sought nor given by the U.N.,
the U.N. Human Rights Council, the Office of the U.N.
High Commissioner for Human Rights, or any of the
officials associated with those bodies.
This case involves claims that a city’s
ordinances prohibiting camping in public cannot
constitutionally be applied to individuals who have no
access to indoor shelter. That question implicates
substantial interests of the U.N. Special Rapporteurs,
global experts appointed by the U.N. Human Rights
Council to promote the realization of all relevant
human rights standards with regards to housing
including homelessness, extreme poverty, and cruel,
inhuman, and degrading treatment. The U.S. is a
member of the Human Rights Council, recognizing the
authority of the Special Rapporteurs and expertise in
these matters. Amici have a strong interest in
ensuring that countries respect human rights and
interpretations of rights are consistent with
international human rights law.
4
SUMMARY OF THE ARGUMENT
Amici are the top experts in various aspects of
international human rights in the U.N. system,
including housing, homelessness, extreme poverty,
and cruel, inhuman and degrading treatment.
Johnson v. Grants Pass carries profound human rights
implications for the treatment of people experiencing
homelessness across the U.S. Originating from Grants
Pass, Oregon, this case centers on a lawsuit filed by a
group of individuals experiencing homelessness, who
face fines and jail time for sleeping outdoors. The crux
of the matter lies in whether municipalities can
penalize individuals for residing outside when they
lack alternative shelter. The Ninth Circuit’s ruling, in
line with the prior case of Martin v. Boise, affirmed
that punishing homeless individuals for sleeping
outdoors, absent adequate shelter options, constitutes
cruel and unusual punishment, contravening the
Eighth Amendment.
The Ninth Circuit’s decision is in accordance
with international human rights law. In defining
“cruel and usual punishment,” U.S. courts have looked
to the international human rights analogue of “cruel,
inhuman, or degrading treatment” (“CIDT”) as a
benchmark. Human rights bodies have consistently
found that punishing homelessness and involuntary
acts of survival constitutes CIDT, a stance supported
by the U.S. itself.
Moreover, while beyond the question presented
in this case, the root cause of this issue lies in the
failure to recognize the right to adequate housing,
which is inherently violated by homelessness. This
violation extends to various civil and political rights.
5
Specifically, we underscore the intersection of
homelessness with racial justice and the need for
affirmative measures to address racial discrimination
in housing.
The Supreme Court's review of Johnson v.
Grant Pass provides an opportunity to ensure the
fundamental constitutional and human rights of
people experiencing homelessness. We urge the Court
to uphold the lower court's decision and prevent a
backsliding on critical rights.
ARGUMENT
I.
PUNISHING HOMELESSNESS VIOLATES
FUNDAMENTAL HUMAN RIGHTS.
A. International Human Rights Standards
Are Evidence of an Evolving Standard
of Decency Crucial to Interpreting
Violations of “Cruel and Unusual
Punishment”
under
the
Eighth
Amendment.
The right to be free from “cruel, inhuman, and
degrading treatment or punishment” (“CIDT”) is set
out in core international instruments drafted with the
leadership of the U.S. These include the Universal
Declaration
of
Human
Rights
(“UDHR”); 6
6 Universal Declaration of Human Rights, art. 7, G.A. Res. 217
(III) A, U.N. Doc. A/810 (Dec. 10, 1948) [hereinafter UDHR]. The
UDHR holds normative force as the foundational document of the
international human rights system, with parts of it binding
customary law. Hurst Hannum, The Status of the Universal
Declaration of Human Rights in National and International Law,
25 GA. J. INT’L & COMP. L. 287, 289 (1996). The U.S. played a key
role in the UDHR’s drafting, and it has “perhaps been referred to
6
International Covenant on Civil and Political Rights
(“ICCPR”) 7 and Convention Against Torture and
Other Cruel, Inhuman or Degrading Treatment or
Punishment (“CAT”), 8 treaties ratified by the U.S.; 9
and Convention on the Rights of the Child (“CRC”). 10
CIDT is an expansive concept that applies not
only to “acts that cause physical pain but also to acts
more frequently by U.S. courts than by courts in any other
jurisdiction.” Id. at 304-05 (1996).
7 International Covenant on Civil and Political Rights art. 16(1),
ratified Jun. 8, 1992, 999 U.N.T.S. 171 [hereinafter ICCPR].
Convention Against Torture and Other Cruel, Inhuman or
Degrading Treatment or Punishment art. 16(1), ratified Oct. 21,
1994, 1465 UNTS 85, 113 [hereinafter CAT].
8
Treaties that the U.S. has ratified are legally binding. U.S.
CONST. art. VI (“[A]ll Treaties made . . . shall be the supreme
Law of the Land.”). Upon ratification of these human rights
treaties, however, the U.S. also entered a declaration that they
are not self-executing (Catherine Powell, Dialogic Federalism,
Constitutional Possibilities for Incorporation of Human Rights
Law in the United States, 150 U. PA. L. REV. 245, 258–259 (2001)),
meaning they do not on their own create a private right of action
directly enforceable in U.S. courts. Hum. Rts. Comm., United
States of America Initial Report to the Human Rights
Committee, para. 8, CCPR/C/81/Add.4 (Aug. 24, 1994).
9
10 Convention on the Rights of the Child art. 37, signed Feb. 16,
1995, 1577 U.N.T.S. 3 [hereinafter CRC]. While the U.S. has only
signed and not ratified the CRC, upon signature, it must “avoid
actions which could . . . defeat [the treaty’s] basic purpose.”
RESTATEMENT (FOURTH) OF THE FOREIGN RELATIONS LAW OF THE
UNITED STATES § 304 (AM. LAW INST. 2018); see also Vienna
Convention on the Law of Treaties, art. 18(a), Apr. 24, 1970, 1155
U.N.T.S. 331 (“A State is obliged to refrain from acts which would
defeat the object and purpose of a treaty when it has signed the
treaty.”).
7
that cause mental suffering to the victim.” 11 This
definition encompasses punishing individuals for
engaging in life-sustaining activities. 12
The Supreme Court has referred to these CIDT
provisions in determining the meaning of “cruel and
unusual punishment” within the Eighth Amendment.
In Roper v. Simmons, the Court consulted
international standards when applying the “evolving
standards of decency” test, which looks to “the
progress of a maturing society’ to determine which
punishments are so disproportionate as to be ‘cruel
and unusual.’” 13 The Court noted that the
“overwhelming weight of international opinion”
reflected in the CRC’s ban provided “significant
confirmation” for its determination that the death
penalty for juvenile offenders is cruel and unusual
punishment. 14
The Court in Graham v. Florida again found
the consensus of the international community
persuasive in determining whether the Eighth
Hum. Rts. Comm., CCPR General Comment No. 20: Art. 7
(Prohibition of Torture, or Other Cruel, Inhuman or Degrading
Treatment or Punishment), ¶ 5, U.N. Doc. HRI/GEN/1/Rev.9 (Vol.
I) (Mar. 10, 1992).
11
Hum. Rts. Comm., Concluding Observations on the Fourth
Report of the United States of America, ¶ 19, U.N. Doc.
CCPR/C/USA/CO/4 (Apr. 23, 2014) [hereinafter HRC Concluding
Observations: United States] (“The Committee notes that such
criminalization [of homelessness] raises concerns of
discrimination and cruel, inhuman or degrading treatment.”).
12
13 Roper v. Simmons, 543 U.S. 551, 551 (2005) (citing Trop v.
Dulles, 356 U.S. 86, 100–01 (1958).
14 Id. at 554.
8
Amendment’s prohibition of “cruel and unusual
punishment” applies to life without parole sentences
for juvenile offenders who had not committed
homicide. 15 In finding that this punishment violates
the Eighth Amendment, the Court noted that the U.S.
is “the only Nation that imposes this type of sentence,”
applying the “evolving standards of decency” test. 16
The Court looked to the practices of other countries
and international agreements as evidence “that a
particular sentencing practice is inconsistent with
basic principles of decency” within the meaning of the
Eighth Amendment. 17
B. Human Rights Bodies Articulate a
Clear and Consistent Standard that
Punishing Homelessness Constitutes
CIDT.
Punishing people experiencing homelessness
simply for engaging in life-sustaining conduct
constitutes CIDT under international law, as
repeatedly articulated by various human rights
bodies, including with direct reference to practices in
the U.S. During its review of the U.S. for its
compliance with ICCPR, the U.N. Human Rights
Committee (“HRC”) concluded that the U.S.’s
“criminalization of people living on the street for
everyday activities such as eating, sleeping, sitting in
particular areas. . . raises concerns of . . . cruel,
15 Graham v. Florida, 560 U.S. 48, 52–53 (2010).
16 Id. at 81.
17 Id. at 82.
9
inhuman or degrading treatment.” 18 In its recent 2023
review, the HRC called upon the U.S. to “[a]bolish the
laws and policies criminalizing homelessness at all
levels,” which includes fining people merely for
engaging in life-sustaining conduct, and “redirect[]
funding from criminal justice response towards
adequate housing and shelter programs.” 19 In its
review of the U.S., the U.N. Committee on the
Elimination of Racial Discrimination (“CERD”) issued
this same recommendation. 20
Previous U.N. Special Rapporteurs have
likewise condemned punishing homelessness as CIDT.
During her August 2011 visit to the U.S., the Special
Rapporteur on Extreme Poverty, remarked, “Where
18 HRC Concluding Observations: United States, supra note 12,
¶19.
19 Hum. Rts. Comm., Concluding Observations on the Fifth Report
of the United States of America, ¶ 41, U.N. Doc.
CCPR/C/USA/CO/5 (Dec. 7, 2023); see also HRC Concluding
Observations: United States, supra note 12, ¶19.
Committee on the Elimination of Racial Discrimination,
Concluding observations on the combined tenth to twelfth periodic
reports of the United States of America, CERD/C/USA/CO/10-12,
¶ 40 (Sep. 21, 2022) [hereinafter CERD Concluding Observations:
USA] (calling upon the U.S. to “abolish laws and policies that
criminalize homelessness” and “redirect funding from criminal
justice responses towards adequate housing and shelter
programmes”); see also Committee on the Elimination of Racial
Discrimination, Concluding observations on the combined
seventh to ninth periodic reports of the United States of America,
CERD/C/USA/CO/7-9, ¶ 12 (2014) (calling upon the U.S. to
“[a]bolish laws and policies making homelessness a crime”;
“intensify efforts to find solutions for the homeless, in accordance
with human rights standards”; and “[o]ffer incentives to
decriminalize homelessness”).
20
10
there is insufficient public infrastructure and services
to provide families with alternative places to perform
such behaviours, persons living in poverty and
homelessness are left with no viable place to sleep, sit,
eat or drink. These measures can thus have serious
adverse physical and psychological effects on persons
living in poverty. . . even amounting to cruel, inhuman
or degrading treatment.” 21 In 2017, the subsequent
Special Rapporteur on Extreme Poverty and Human
Rights highlighted the cruelty of regimes that fine
people experiencing homelessness for existing in
public: “Ever more demanding and intrusive
regulations lead to infraction notices for the homeless,
which rapidly turn into misdemeanours, leading to
warrants, incarceration, unpayable fines and the
stigma of a criminal conviction that in turn virtually
prevents subsequent employment and access to most
housing.” 22 In 2019, the Special Rapporteur on
Adequate Housing further noted that the very
existence of homelessness itself is “a profound assault
on dignity, social inclusion and the right to life. It is a
prima facie violation of the right to… freedom from
cruel, degrading and inhuman treatment.” 23 She thus
Magdalena Sepúlveda Carmona (Special Rapporteur on
Extreme Poverty and Human Rights), Extreme Poverty and
Human Rights, ¶ 36, U.N. Doc. A/66/265 (Aug. 4, 2011).
21
Hum. Rts. Council, Report of the Special Rapporteur on
Extreme Poverty and Human Rights on His Mission to the United
States of America, ¶¶ 45, U.N. Doc. A/HRC/38/33/Add.1 (May 4,
2018).
22
23 Hum. Rts. Council, Special Rapporteur on Adequate Housing
as a Component of the Right to an Adequate Standard of Living,
and on the Right to Non-Discrimination in This Context,
11
recommended that “any and all laws or measures that
criminalize, impose fines on or restrict homeless
people or behavior associated with being homeless,
such as sleeping or eating in public spaces, must be
immediately repealed.” 24
Universal Periodic Reviews (“UPR”) of the
U.S.’s compliance with human rights standards, a
peer review process under the U.N. Human Rights
Council, have further pointed to the need to address
the criminalization of homelessness and poverty.
During such reviews, countries have recommended
that the U.S. “[a]mend laws that criminalize
homelessness and which are not in conformity with
international human rights instruments” 25; that that
the U.S. refrain from using “policing as a response to
societal problems largely related to poverty” and
instead focus on solutions “that do not involve
criminalization” 26; and that the U.S. “[e]nd the
criminalization of poverty.” 27 While the U.S. did not
Guidelines for the Implementation of the Right to Adequate
Housing, ¶ 30, U.N. Doc. A/HRC/43/43 (Dec. 26, 2019).
24 Id. at ¶ 91(e).
HRC Recommendations to U.S.A. A/HRC/30/12/Add.1 –
176.310; Police Violence Against Homeless, Poor Persons,
Housing & Homelessness Addressed at Global Review of U.S.
Human Rights Record, HOMELESSNESS LAW (May 14, 2015),
http://homelessnesslaw.org/2015/05/police-violence-againsthomeless-poor-persons-housing-homelessness-addressed-atglobal-review-of-u-s-human-rights-record/.
25
26 Hum. Rts. Council, Draft Report of the Working Group on the
Universal Periodic Review, United States of America, 26.255
U.N. Doc. A/HRC/WG.6/36/L.11 (2020).
27 Id. at 26.284.
12
concede that current laws violate international
standards, it declared that it is “committed to helping
communities pursue alternatives to criminalizing
homelessness.” 28 The U.S. has also affirmed that it
“supports investing in direct solutions to alleviate the
personal and social problems surrounding the issues
of poverty.” 29
Other countries have further concluded that
punishing homelessness constitutes CIDT. For
instance, the United Kingdom Parliament expressed
concern that preventing a local housing authority from
allocating housing to certain groups of people
experiencing homelessness violated the right to be free
from CIDT under the European Convention for the
Protection of Human Rights and Fundamental
Freedoms. 30 Additionally, the African Court on
Human and Peoples’ Rights found that vagrancy laws,
which “punish the poor and underprivileged, including
28 U.N. Human Rights Council, Report of the Working Group on
the Universal Periodic Review, United States of America,
Addendum, Views on conclusions and/or recommendations,
voluntary commitments and replies presented by the State under
review, A/HRC/30/12/Add.1, ¶ 12 (Sept. 14, 2015),
https://www.ohchr.org/EN/HRBodies/HRC/RegularSessions/Sess
ion30/Documents/A_HRC_30_12_Add_1_ENG.DOCX.
Hum. Rts. Council, Report of the Working Group on the
Universal Periodic Review, United States of America, ¶ 12 U.N.
Doc. A/HRC/46/15/Add.1 (2021).
29
THE JOINT COMMITTEE ON HUMAN RIGHTS, HOMELESSNESS
BILL,
2001-4,
HC
First
Report-2
(UK),
https://publications.parliament.uk/pa/jt200102/jtselect/jtrights/3
0/3003.htm#n8. See also European Convention for the Protection
of Human Rights and Fundamental Freedoms, opened for
signature Nov. 4, 1950, Art. 3, E.T.S. No. 5.
30
13
… the homeless,” 31 violate the African Charter on
Human and Peoples’ Rights’ prohibition on “cruel,
inhuman or degrading punishment and treatment.” 32
The Advisory Opinion also held that the enforcement
of vagrancy laws is contrary to States’ obligation to
protect the rights of women, children, and persons
with disabilities 33 and held such laws with
discriminatory effect towards marginalized groups to
be in violation of the right to equal protection. 34 This
is an important issue before the Court, as nearly a
quarter of the people experiencing homelessness in
the U.S. have a disability. 35
Afr. Ct. H.P.R., Request for Advisory Opinion by the Pan
African Lawyers Union (PALU) on the Compatibility of Vagrancy
Laws with the African Charter on Human and Peoples’ Rights
and Other Human Rights Instruments Applicable in Africa, para.
70, No. 001/2018, Advisory Opinion of Dec. 4, 2020,
http://www.africancourt.org/en/images/Cases/Advisory%20Opinion/Advisory%20Op
inions/001-2018_-_PALU-Advisory_Opinion.pdf.
31
32 Id.
Request for Advisory Opinion by the Pan African Lawyers
Union (PALU) on the Compatibility of Vagrancy Laws with the
African Charter on Human and Peoples’ Rights and Other
Human Rights Instruments Applicable in Africa, No 001/2018
Afr. Ct. Hum. People’s Rts. ¶ 139 (2020), https://www.africancourt.org/en/images/Cases/Advisory%20Opinion/Advisory%20Op
inions/001-2018_-_PALU-Advisory_Opinion.pdf.
33
34 Id. at para. 73.
35 Erin Vinoski Thomas and Chloe Vercruysse, Homelessness
Among Individuals with Disabilities: Influential Factors and
Scalable
Solutions,
NACCHO
(Jun.
14,
2019),
https://www.naccho.org/blog/articles/homelessness-amongindividuals-with-disabilities-influential-factors-and-scalable-
14
C. The U.S. has Itself Acknowledged
Punishment of Homelessness as a
Violation of Human Rights and CIDT.
The U.S. federal government has on multiple
occasions acknowledged that punishing lifesustaining conduct violates human rights and is
ineffective. In 2012, the U.S. Interagency Council on
Homelessness (“USICH”) issued a report noting that
“individuals who are arrested or fined for ‘act of living’
crimes in public spaces now have a criminal record,
resulting in barriers to work and difficulty in receiving
mainstream services and housing that often bar
individuals with criminal histories.” 36 The report
continues, “[i]n addition to violating domestic law,
criminalization
measures
may
also
violate
international human rights law, specifically the
Convention Against Torture and the International
Covenant on Civil and Political Rights.” 37 The USICH,
representing the expertise of 19 federal agencies, thus
recognizes that these laws are not only cruel, but
perpetuate a cycle of homelessness and constitute
potential treaty violations.
The Department of Justice (“DOJ”) and the
Department of Housing and Urban Development
solutions#:~:text=Point%2Din%2Dtime%20counts%20(,health%
20and%2For%20substance%20abuse.
U.S. Interagency Council on Homelessness, SEARCHING OUT
SOLUTIONS:
CONSTRUCTIVE
ALTERNATIVES
TO
THE
CRIMINALIZATION OF HOMELESSNESS 1 (2012), https://
www.usich.gov/tools-for-action/searching-out-solutions.
36
37 Id. at 8.
15
(“HUD”) have likewise acknowledged the cruel futility
of laws punishing homelessness. In 2014, the DOJ
filed a brief in Bell v. Boise (later Martin v. Boise)
stating, “It should be uncontroversial that punishing
conduct that is a universal and unavoidable
consequence of being human violates the Eighth
Amendment.” 38 In 2016, the DOJ later affirmed that
its position in Bell was an “acknowledgement of the
human rights of people experiencing homelessness.” 39
The DOJ reiterated these same sentiments in its
amicus brief in this case. 40 HUD’s website also states
“criminalization policies further marginalize men and
women who are experiencing homelessness, fuel
inflammatory attitudes, and may even unduly restrict
constitutionally protected liberties and violate our
international human rights obligations.” 41 HUD
endorses USICH’s 2012 report, which emphasizes a
“human rights approach to ending homelessness and
points out that criminalization measures are not
38 Statement of Interest of the United States, Bell v. City of Boise,
993 F. Supp. 2d. 1237 (D. Idaho 2014) (No. 1:09-cv-00540-REB).
39 Letter from Lisa Foster, Dir., Off. for Access to Just., U.S. Dept.
of Just., to Seattle City Council Members 3 (Oct. 13, 2016),
https://assets.documentcloud.org/documents/3141894/DOJ-ATJLetter-to-Seattle-City-Council-10-13-2016.pdf.
40 Brief for the United States as Amicus Curiae at 19, City of
Grants Pass v. Johnson, No. 23-175 (petition for cert. filed Aug.
22,
2023),
http://www.supremecourt.gov/DocketPDF/23/23175/302264/20240304183726571_23-175npUnitedStates.pdf.
Decriminalizing Homelessness, HUD EXCH.
https://www.hudexchange.info/homelessnessassistance/alternatives-to-criminalizing-homelessness/.
41
(2014),
16
aligned with this approach.” 42 These prominent
acknowledgements by the U.S. government that
punishing homelessness violates basic rights,
combined with universal condemnation from the
international community, establish a clear standard
this Court should use to inform its interpretation of
the Eighth Amendment. Propping up laws punishing
homelessness through fines and fees would entail a
step backwards from “the evolving standards of
decency that mark the progress of a maturing
society.” 43
The U.S. has signed the Habitat II
Declaration, 44 adopted in Istanbul in 1996, along with
the subsequent Habitat III New Urban Agenda, 45
established in Quito in 2016. The New Urban Agenda,
adopted by the U.N. General Assembly with the
SNAPS in Focus: The Case Against Laws that Criminalize
Homelessness, HUD
EXCH. (Oct. 6, 2014), https://
www.hudexchange.info/news/snaps-in-focus-the-case-againstlaws-that-criminalize-homelessness.
42
43 Trop v. Dulles, 356 U.S. 86, 100–01 (1958).
44 U.N. Conference on Human Settlements (Habitat II), Istanbul
Declaration on Human Settlements, 14 June 1996,
A/CONF.165/14, available at: https://unhabitat.org/istanbuldeclaration-on-human-settlements-1996-habitat-agenda.
U.N. Conference on Housing and Sustainable Urban
Development (Habitat III), The New Urban Agenda, 20 October
2016, A/RES/71/256, available at: https://habitat3.org/the-newurban-agenda/.
45
17
affirmative vote of the U.S., 46 calls upon States to
“prevent and eliminate homelessness, as well as to
combat and eliminate its criminalization.” 47 In 2023,
the Report of the U.N. Secretary General on inclusive
policies and programmes to address homelessness,
called on States to review “legislation, regulations and
policies that may result in discriminatory outcomes
and taking steps to repeal or reform laws that penalize
or criminalize homelessness and essential activities
such as sleeping, begging, eating, or maintaining
personal hygiene in public spaces.” 48 These documents
underline the international community's position
against the criminalization of homelessness and
underscore the need for holistic strategies to address
the root causes of homelessness.
46 Jesse Walter, Explanation of a Position on a Resolution on the
New Urban Agenda and Strengthening of the United Nations
Human Settlements Program, UNITED STATES MISSION TO THE
UNITED NATIONS (Nov. 24, 2020),
https://usun.usmission.gov/explanation-of-position-on-aresolution-on-the-new-urban-agenda-and-strengthening-of-theunited-nations-human-settlements-program/.
47 G.A. Res. 71/256, New Urban Agenda, ¶ 33 (Dec. 23, 2016),
https://www.un.org/en/development/desa/population/migration/g
eneralassembly/docs/globalcompact/A_RES_71_256.pdf.
48 U.N. Secretary-General, Inclusive policies and programmes to
address homelessness, ¶ 82(f), U.N. Doc. A/78/236 (Jul. 24, 2023),
https://digitallibrary.un.org/record/4018593?ln=en&v=pdf.
18
D. The City of Grants Pass Has Violated
Domestic and International Standards
by Punishing Homelessness.
The City of Grants Pass has no shelters for
homeless individuals and a single transitional housing
program. 49 Further, the City Council President of
Grants Pass testified that the purpose of the
ordinances was to “make it uncomfortable,” so that
affected individuals “will want to move on down the
road.” 50 This kind of intentional cruelty in punishing
sleep, a universal and involuntary human
requirement, is the exact type of “punishing conduct”
that the DOJ states “uncontroversially” violates the
Eighth Amendment, 51 as well as human rights
standards. 52 The U.N. Committee against Torture
(“CAT Committee”) has noted that sleep deprivation
for prolonged periods is itself a form of torture or
CIDT. 53 Moreover, anti-camping ordinances not only
49 Grants Pass v. Johnson, Brief in Opposition to Petition for Writ
of Certiorari, No. 23-175, at 7, U.S. Supreme Court (2023).
50 Id. at 1.
51 Statement of Interest of the United States, Bell v. City of Boise,
993 F. Supp. 2d. 1237 (D. Idaho 2014) (No. 1:09-cv-00540-REB).
52 Letter from Lisa Foster, Dir., Off. for Access to Just., U.S. Dept.
of Just., to Seattle City Council Members 3 (Oct. 13, 2016),
https://assets.documentcloud.org/documents/3141894/DOJ-ATJLetter-to-Seattle-City-Council-10-13-2016.pdf (affirming that
the DOJ’s position in the City of Boise case was an
“acknowledgement of the human rights of people experiencing
homelessness.”).
53 Committee Against Torture, U.N. GAOR, 52d Sess., Supp. No.
44, at ¶ 257, U.N. Doc. A/52/44 (1997). See also Committee
Against Torture, Concluding Observations on the Third to Fifth
19
fail to address homelessness but impede “subsequent
employment and access to most housing,” trapping
individuals
in
poverty
and
exacerbating
homelessness. 54
Additionally, by defining its prohibition on
camping so expansively to include any bedding or
protection from the elements, 55 Grants Pass forces
individuals who have nowhere else to go to “choose”
between arrest or exposure to extreme temperatures.
Both the CAT Committee and Special Rapporteur on
Torture have identified exposure to extreme
temperatures as a form of torture or CIDT. 56 In fact,
Periodic Reports of United States of America, U.N. Doc.
CAT/C/USA/3-5, at its 1264th and 1267th meetings, and adopted
at its 1276th and 1277th meeting (Nov. 20, 2014), available at
https://www.justsecurity.org/wp-content/uploads/2014/11/UNCommittee-Against-Torture-Concluding-Observations-UnitedStates.pdf (identifying sleep deprivation as a form of prisoner and
detainee abuse practiced by the U.S. Government in
Guantanamo Bay and other detention facilities).
Hum. Rts. Council, Report of the Special Rapporteur on
Extreme Poverty and Human Rights on His Mission to the United
States of America, ¶¶ 45, U.N. Doc. A/HRC/38/33/Add.1 (May 4,
2018).
54
55 Grants Pass v. Johnson, Brief in Opposition to Petition for Writ
of Certiorari, No. 23-175, at 3, U.S. Supreme Court (2023).
Committee Against Torture, Summary Record of the 339th
Meeting, 20th Sess., U.N. Doc. CAT/C/SR.339 (18 May 1998),
available at https://www.un.org/unispal/document/auto-insert184891/; Torture Convention/Israel special report – CAT meeting
– Summary record, “Consideration of Reports Submitted by State
Parties under Article 19 of the Convention, Conclusions and
recommendations of the Committee against Torture, Israel,”
https://www.un.org/unispal/document/auto-insert-187716/; Hum.
Rts. Council, Report of the Special Rapporteur on the Question of
56
20
even without an ordinance punishing people for
sleeping outside, the lack of shelter beds in Grants
Pass forcing people to sleep in the cold is already cruel
and a violation of human rights. Grants Pass is thus
heaping punishment on top of suffering. This year, a
majority of Oregon, and specifically the City of Grants
Pass, experienced one of the harshest winters in
years. 57 Oregon’s Department of Transportation
(“ODOT”) reported that “[s]tatewide, this [was] one of
the biggest and most wide stretching storms that
we’ve seen in a long time.” 58 The storms brought high
winds, icy roads, and deep snowfall to most of the
state, and the ODOT has stated that some
communities are still recovering. 59 Based on these
Torture and Other Cruel, Inhuman or Degrading Treatment or
Punishment, ¶ 17, U.N. Doc. A/59/324 (2004) (explaining that
even without other forms of abusive interrogation or detention
techniques, exposure to extreme temperatures constitutes
torture or CIDT).
Average Winter Weather in Grants Pass, Oregon, United
States, WEATHERSPARK, https://weatherspark.com/s/379/3/
Average-Winter-Weather-in-Grants-Pass-Oregon-United-States;
Kelsey McGee, Mid-January Series of Severe Winter Storms
Spikes ODOT’s Hours in Overtime, Tons of Salt, Many Gallons of
Deicer
Used,
KTVZ
(Jan.
26,
2024,
9:00
PM),
https://ktvz.com/news/oregon-northwest/2024/01/26/midjanuary-series-of-severe-winter-storms-spikes-odots-hours-inovertime-tons-of-salt-many-gallons-of-deicer-used/.
57
58 Kelsey McGee, Mid-January Series of Severe Winter Storms
Spikes ODOT's Hours in Overtime, Tons of Salt, Many Gallons of
Deicer
Used,
KTVZ
(Jan.
26,
2024,
9:00
PM),
https://ktvz.com/news/oregon-northwest/2024/01/26/midjanuary-series-of-severe-winter-storms-spikes-odots-hours-inovertime-tons-of-salt-many-gallons-of-deicer-used/.
59 Id.
21
extreme weather conditions, it is clear that residents
of Grants Pass would have died had they attempted to
sleep outside without any protection. 60
II.
THE
ROOT
CAUSE
OF
THE
CRIMINALIZATION AND PUNISHMENT
OF HOMELESSNESS IS THE FAILURE
TO RECOGNIZE
THE RIGHT TO
ADEQUATE HOUSING.
A. International Human Rights Law
Recognizes the Right to Adequate
Housing.
Rights violations caused by the punishment of
homelessness stem from the failure to recognize the
right to adequate housing—a fundamental right
under international law. International instruments
that provide for this right include the UDHR, 61
International Convention on the Elimination of Racial
Discrimination (“ICERD”), 62 International Covenant
on
Economic,
Social
and
Cultural
Rights
(“ICESCR”), 63 and Convention on the Elimination of
60-Day Extended Weather Forecast for Grants Pass, OR,
ALMANAC.COM (2024),
https://www.almanac.com/weather/longrange/OR/Grants%
20Pass.
60
61 UDHR, supra note 6 at art. 25(1).
62 International Convention on the Elimination of All Forms of
Racial Discrimination art. 5(e)(iii), ratified Oct. 21, 1994, 660
UNTS 195, 212 [hereinafter ICERD].
International Covenant on Economic, Social, and Cultural
Rights art. 11, signed Oct. 05, 1977, 993 U.N.T.S. 3.
63
22
all Forms of Discrimination Against Women. 64 As the
U.N. Committee on Economic, Social and Cultural
Rights (“CESCR”) has explained, the right to adequate
housing is not merely a right to shelter, nor does it
require that governments provide a house to every
person free of charge. 65 Instead, it requires that
governments take steps to ensure all people are able
to house themselves with dignity. 66 This obligates
housing with security of tenure, including protection
against forced eviction, and availability of services,
materials and infrastructure—both of which are
affordable, habitable, accessible, well-located, and
culturally adequate. 67
B. Homelessness is a Prima Facie
Violation of the Right to Adequate
Housing, as well as a Violation of Civil
and Political Rights.
Homelessness itself is a prima facie violation of
the right to adequate housing. As CESCR explained,
“a State party to [ICESCR] in which any significant
number of individuals are deprived of basic shelter
and housing is, prima facie, failing to discharge its
64 Convention on the Elimination of All Forms of Discrimination
Against Women art. 14(2)(h), signed July 17, 1980, 1249 U.N.T.S.
13.
65 Committee on Economic, Social and Cultural Rights, General
Comment No. 4: The Right to Adequate Housing (Art. 11 (1) of the
Covenant), ¶ 7, U.N. DOC. E/1992/23 (1991).
66 Id.
67 Id. at ¶ 8.
23
obligations under the Covenant.” 68 While the U.S. has
not yet ratified ICESCR, as a signatory, it must not
act in any way that violates the Covenant’s object and
purpose. 69. Homelessness itself violates this and
punishing it makes it far worse. As the Special
Rapporteur on Adequate Housing noted, the “right to
adequate housing is, at its core, the right to a place to
live in dignity and security.” 70 Punishment heaped
upon people already experiencing homelessness for
engaging in life sustaining activities directly
undermines their dignity and security. Evolving
standards of human rights recognize that such
punishments of extremely vulnerable people are
inconsistent with international law. 71
Moreover, homelessness is not just a violation
of the right to adequate housing, but also a violation
of various civil and political rights, espoused in
treaties the U.S. has ratified. 72 In addition to violating
Hum. Rts. Council, Report of the Special Rapporteur on
adequate housing as a component of the right to an adequate
standard of living, and on the right to non-discrimination in this
context, ¶ 48, U.N. Doc. A/HRC/31/54 (2015) (citing CESCR,
General Comment No. 3 (1990), ¶ 10).
68
69 RESTATEMENT (FOURTH) OF THE FOREIGN RELATIONS LAW OF
THE UNITED STATES § 304 (AM. LAW INST. 2018)
Hum. Rts. Council, Report of the Special Rapporteur on
adequate housing as a component of the right to an adequate
standard of living, and on the right to non-discrimination in this
context, ¶ 11, U.N. Doc. A/HRC/34/51 (2017).
70
71 Lăcătuş v. Switzerland, 14065/15 Eur. Ct. H.R. (2021).
Hum. Rts. Council, Report of the Special Rapporteur on
adequate housing as a component of the right to an adequate
72
24
the
prohibition
against
CIDT,
punishing
73
homelessness violates the rights to life, liberty and
security of person, 74 freedom of movement, 75 and
equality and non-discrimination. 76 As the Special
Rapporteur on Adequate Housing explained,
“homelessness is an extreme violation of the rights to
adequate housing and non-discrimination and often
also a violation of the rights to life, to security of
person, to health, to protection of the home and family
and to freedom from [CIDT].” 77
standard of living, and on the right to non-discrimination in this
context, ¶ 4, U.N. Doc. A/HRC/31/54 (2015).
ICCPR, supra note 7 at art. 6. Human Rights Committee,
General Comment No.36, ¶ 26 (“The duty to protect life also
implies that States parties should take appropriate measures to
address the general conditions in society that may give rise to
direct threats to life or prevent individuals from enjoying their
right to life with dignity. These general conditions may include
… deprivation of indigenous peoples’ land, territories and
resources… widespread hunger and malnutrition…and
homelessness. available at https://www.ohchr.org/en/calls-forinput/general-comment-no-36-article-6-right-life.
73
74 ICCPR, supra note 7 at art. 9.
75 ICCPR, supra note 7 at art. 12.
76 ICCPR, supra note 7 at art. 4(1) and art. 26; ICERD, supra note
62 at art. 5.
77 Hum. Rts. Council, supra note 54 at ¶ 4.
25
C. The U.S. Is Obligated to Address Racial
Discrimination in Homelessness and its
Criminalization.
Having ratified the ICERD, the U.S. has
undertaken “to eliminate racial discrimination” and
“guarantee” equality “in the enjoyment of . . . the right
to housing.” 78 However, in the U.S., homelessness is
deeply intertwined with racial discrimination and
systemic
racism.
Despite
only
constituting
approximately 12% of the general population in the
U.S., Black people account for 37% of unhoused
persons, due to long-standing laws and policies
adversely affecting Black communities. 79 As such, the
criminalization of homelessness disproportionately
impacts Black communities. Moreover, Black people
are more likely to receive citations under laws that
prohibit life-sustaining activities than white people. 80
As the U.N. Special Rapporteur on Racism has
recognized, “The enforcement of minor law
enforcement violations . . . take a disproportionately
78 ICERD, supra note 62 at art. 5(e)(iii).
79 Tanya de Sousa et al., The 2022 Annual Homeless Assessment
Report (AHAR) to Congress, U.S. DEP’T HOUS. & URB. DEV. 2
(2022),
https://www.huduser.gov/portal/sites/default/files/pdf/2022ahar-part-1.pdf.
NAT’L L. CTR. HOMELESSNESS & POVERTY, RACIAL
DISCRIMINATION IN HOUSING AND HOMELESSNESS IN THE UNITED
STATES
3
(2014),
https://homelesslaw.org/wpcontent/uploads/2018/10/cerd_housing_report_2014.pdf. See also
LAWYERS’ COMMITTEE FOR CIVIL RIGHTS, CITED FOR BEING IN
PLAIN
SIGHT
5-6
(2020),
https://lccrsf.org/wpcontent/uploads/2020/09/LCCR_CA_Infraction_report_4WEB1.pdf.
80
26
high number of African American homeless persons to
the criminal justice system.” 81 The USICH has itself
acknowledged that “Anti-Black racism continues to be
ignored as a root cause of homelessness, and Black
unhoused persons continue to be inadequately
protected from housing discrimination, over-policing,
criminalization of poverty, and other systemic forces
that contribute to their overrepresentation in the total
population of unhoused persons.” 82 Criminalization
further places law enforcement as front-line
responders to homelessness, all too often resulting in
violations of physical integrity that have a disparate
impact by race. 83 In its 2023 report, the U.N. Expert
Hum. Rts. Council, Report of the Special Rapporteur on
Contemporary Forms of Racism, Racial Discrimination,
Xenophobia and Related Intolerance, Doudou Diene, mission to
the United States of America, ¶ 64, U.N. Doc. A/HRC/11/36/Add.3
at para. 64 (Apr. 28, 2009).
81
U.S. INTERAGENCY COUNCIL ON HOMELESSNESS, FEDERAL
STRATEGIC PLAN TO PREVENT AND END HOMELESSNESS 28 (2022),
https://www.usich.gov/sites/default/files/document/All_In.pdf
(quoting a homeless rights advocate from Washington, District of
Columbia).
82
Comm. Against Torture and other Cruel, Inhuman, or
Degrading Treatment or Punishment, Concluding observations
on the combined third and fifth periodic reports of the United
States of America, ¶ 26, U.N. DOC. CAT/C/USA/CO/3-5 (Dec. 19,
2014) (highlighting the disproportionate and increasing incidents
of police brutality against people of color in the U.S.). See, e.g.
Gregory Yee, O.C. sheriff’s deputy who fatally shot unarmed,
homeless Black man won’t be charged, L.A. TIMES (Feb. 11, 2022),
https://www.latimes.com/california/story/2022-02-11/orangecounty-sheriffs-deputy-no-charges-kurt-reinhold-fatal-shooting;
AP, Indianapolis police officer accused of kicking homeless man
in
the
face,
WDRB
(Oct.
13,
2021),
https://www.wdrb.com/news/indianapolis-police-officer-accused83
27
Mechanism on Law Enforcement and Racism
expressed its “deep[] concern[] . . . that homelessness
persecution and criminalization is ineffective in
addressing the issue and deeply damaging to
individuals and communities” and urged the U.S. “to
address the root causes of homelessness, including the
confluence of various and intersecting layers of
discrimination and systemic racism at the heart of the
housing problem.” 84
CONCLUSION
As the top international human rights experts
on housing, homelessness, extreme poverty, as well as
cruel, inhuman and degrading treatment, we
unequivocally condemn laws that force human beings
to make a choice between keeping themselves alive
through life-sustaining activities due to lack of
available alternatives, or subjecting themselves to
arrest or other punishment that becomes a slippery
slope of escalating vulnerability. By using such laws
to purposefully and cruelly exclude people
experiencing homelessness from its public spaces and
subjecting them to arrest, fines, and fees, Grants Pass
of-kicking-homeless-man-in-the-face/article_e0a2bc3e-2c2b11ec-8714-8787cda497e3.html.
Hum. Rts. Council, Report of the International Independent
Expert Mechanism to Advance Racial Justice and Equality in the
Context of Law Enforcement, Visit to the United States of
America, ¶¶ 121, 123, U.N. Doc. A/HRC/54/CRP.7 (Sept. 26,
2023). See also CERD Concluding Observations: USA, supra note
20 at ¶ 39 (noting with concern “the increasing number of state
and local laws that criminalize homelessness and … the
disproportionately high number of persons belonging to racial
and ethnic minorities affected by homelessness”).
84
28
has violated fundamental human rights. In defining
“cruel and unusual punishment” under the Eighth
Amendment, this Court has relied on international
human rights standards as a moral benchmark in line
with “evolving standards of decency.” Similarly, this
Court should apply the clear and consistent standard,
articulated by numerous human rights bodies, that
laws punishing homelessness in the absence of any
adequate alternative housing constitute CIDT and
analogously violate the Eighth Amendment.
Upholding the 9th Circuit’s ruling in this case is a first
step, but ultimately, addressing the underlying causes
of homelessness requires recognition of the right to
adequate housing and measures to enable access to
adequate
housing
for
people
experiencing
homelessness.
Respectfully submitted,
DAVID VENDERBUSH
Counsel of Record
ALSTON & BIRD LLP
90 Park Avenue
New York, NY 10016-1387
(212) 210-9532
david.venderbush@alston.com
April 3, 2024
Counsel for Amici Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.