Amicus Curiae Brief — City of Grants Pass, Oregon, Petitioner v. Gloria Johnson, et al., on Behalf of Themselves and All Others Similarly Situated
Supreme Court briefApr 3, 2024
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No. 23-175
IN THE
Supreme Court of the United States
_______________________
CITY OF GRANTS PASS,
Petitioner,
v.
GLORIA JOHNSON AND JOHN LOGAN, ON BEHALF OF
THEMSELVES AND ALL OTHERS SIMILARLY SITUATED,
Respondents.
_______________________
On Writ of Certiorari to the
United States Court of Appeals for the Ninth Circuit
_______________________
BRIEF OF CRIMINAL LAW AND
PUNISHMENT SCHOLARS AS AMICI CURIAE
IN SUPPORT OF RESPONDENTS
_______________________
ANDREA LEWIS HARTUNG
RODERICK & SOLANGE
MACARTHUR JUSTICE
CENTER
160 East Grand Avenue
6th Fl.
Chicago, IL 60611
GREGORY CUI
Counsel of Record
GEORGE MILLS*
RODERICK & SOLANGE
MACARTHUR JUSTICE CENTER
501 H Street NE, Suite 275
Washington, DC 20002
(202) 869-3434
gregory.cui@macarthurjustice.org
* Admitted only in California and
practicing under the supervision of
attorneys who are admitted in the
District of Columbia.
Counsel for Amici Curiae
TABLE OF CONTENTS
Table Of Authorities ............................................................ ii
Interest Of Amici Curiae ..................................................... 1
Introduction ......................................................................... 3
Argument ............................................................................. 4
I. Under The Eighth Amendment, Criminal Punishment
Cannot Be Imposed On Innocent Conduct. .................. 4
II. The Grants Pass Ordinances Punish Homelessness,
Which This Court Has Already Recognized Is Innocent
And Not Deserving Of Any Criminal Punishment. ..... 9
III. Rather Than Serving Any Legitimate Penological
Purpose, The Ordinances Were Used To Banish The
Homeless. ..................................................................... 15
Conclusion .......................................................................... 19
(i)
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Alegata v. Commonwealth,
231 N.E. 201 (Mass. 1967) ....................................... 11
Atkins v. Virginia,
536 U.S. 304 (2002)..................................................... 6
Austin v. United States,
509 U.S. 602 (1993)............................................... 6, 18
Baze v. Rees,
553 U.S. 35 (2008)..................................................... 17
City of Chicago v. Morales,
527 U.S. 41 (1999)....................................................... 5
Edwards v. California,
314 U.S. 160 (1941)..................................................... 9
Enmund v. Florida,
458 U.S. 782 (1982)................................................... 11
Furman v. Georgia,
408 U.S. 238 (1972)................................................... 17
Graham v. Florida,
560 U.S. 48 (2010)....................................................... 8
Harmelin v. Michigan,
501 U.S. 957 (1991)..................................................... 8
Helling v. McKinney,
509 U.S. 25 (1993)..................................................... 13
Lambert v. California,
355 U.S. 225 (1957)..................................................... 5
iii
Liparota v. United States,
471 U.S. 419 (1985)................................................. 5, 7
Manning v. Caldwell for City of Roanoke,
930 F.3d 264 (4th Cir. 2019) ...................................... 6
Memorial Hospital v. Maricopa County,
415 U.S. 250 (1974)............................................. 17, 18
Miller v. Alabama,
567 U.S. 460 (2012)..................................................... 7
Morissette v. United States,
342 U.S. 246 (1952)................................................. 4, 7
Papachristou v. City of Jacksonville,
405 U.S. 156 (1972)............................................... 9, 10
Parker v. Mun. Judge of City of Las Vegas,
427 P.2d 642 (Nev. 1967).......................................... 11
Pervear v. Commonwealth,
72 U.S. (5 Wall.) 475 (1866) ..................................... 11
Posters ‘N’ Things, Ltd. v. United States,
511 U.S. 513 (1994)..................................................... 7
Powell v. Texas,
392 U.S. 514 (1968)................................................... 11
Robinson v. California,
370 U.S. 660 (1962)....................................... 3, 8, 9, 11
Roper v. Simmons,
543 U.S. 551 (2005)..................................................... 8
Rummel v. Estelle,
445 U.S. 263 (1980)..................................................... 8
iv
Saenz v. Roe,
526 U.S. 489 (1999)................................................... 18
Shapiro v. Thomas,
394 U.S. 618 (1969)................................................... 17
Solem v. Helm,
463 U.S. 277 (1983)............................................. 6, 7, 8
Staples v. United States,
511 U.S. 600 (1994)..................................................... 5
State v. McPhail,
359 P.3d 325 (Ore. Ct. App. 2015) ........................... 14
Taylor v. Riojas,
592 U.S. 7 (2020)....................................................... 17
Timbs v. Indiana,
586 U.S. ___, 139 S. Ct. 682 (2019) .......................... 11
Tison v. Arizona,
481 U.S. 137 (1987)................................................... 10
United States v. Bajakajian,
524 U.S. 321 (1998)................................................. 6, 8
United States v. Bishop,
412 U.S. 346 (1973)..................................................... 5
Wilson v. Seiter,
501 U.S. 294 (1991)................................................... 13
Winters v. New York,
333 U.S. 507 (1948)..................................................... 5
Statutes
Ore. Rev. Stat. § 161.200(1) ........................................... 14
v
Other Authorities
Black’s Law Dictionary (11th ed. 2019)........................... 7
Camp SCOTUS: Georgetown Law Students Pull
All-Nighters Outside the Supreme Court,
Georgetown Law School (Nov. 18, 2022) ................. 13
Elise Hu, 100 Hours On The Supreme Court’s
Sidewalk: Camping Out For A Seat To
History, NPR (Mar. 24, 2013)................................... 12
1 Joel Prentiss Bishop, Commentaries on the
Criminal Law (1882) .................................................. 5
Oliver Wendell Holmes, Jr., The Common Law
(1881) ........................................................................... 4
IN THE
Supreme Court of the United States
_______________________
CITY OF GRANTS PASS,
Petitioner,
v.
GLORIA JOHNSON AND JOHN LOGAN, ON BEHALF OF
THEMSELVES AND ALL OTHERS SIMILARLY SITUATED,
Respondents.
_______________________
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Ninth Circuit
_______________________
BRIEF OF CRIMINAL LAW AND
PUNISHMENT SCHOLARS AS AMICI CURIAE
IN SUPPORT OF RESPONDENTS
_______________________
INTEREST OF AMICI CURIAE1
Amici curiae are legal scholars whose work centers
on substantive criminal law and criminal
punishment. Their work bears directly on the
important questions raised by this case about the
nature and limits of criminal punishment under the
Eighth Amendment.
1 No counsel for a party authored this brief in whole or in part,
and no counsel for a party (nor a party itself) made a monetary
contribution intended to fund the preparation or submission of
this brief. No person other than amici or their counsel made a
monetary contribution to this brief’s preparation or submission.
(1)
2
William W. Berry III is the Associate Dean for
Research and Montague Professor of Law at the
University of Mississippi School of Law. He is the coeditor of The Eighth Amendment and its Future in a
New Age of Punishment (Cambridge University Press,
2020), and has written over 50 law review articles,
primarily in the areas of capital punishment,
sentencing, and substantive criminal law.
Sharon Dolovich is a Professor of Law at the
University of California, Los Angeles School of Law,
where she directs the UCLA Prison Law & Policy
Program and the UCLA Law Behind Bars Data
Project. She is a leading scholar of prisons and
punishment. Her published works include Cruelty,
Prison Conditions and the Eighth Amendment,
84 N.Y.U. L. Rev. 881 (2009), and Legitimate
Punishment in Liberal Democracy, 7 Buff. Crim. L.
Rev. 307 (2004).
Christopher Lewis is an Assistant Professor of
Law at Harvard Law School. His research focuses on
how the law (especially the criminal law) can be more
fairly and efficiently administered in response to
social and economic inequality. His published work
includes Risk-Based Sentencing and the Principles of
Punishment, 112 J. Crim. L. & Criminology 213
(2022).
Aaron Littman is an Assistant Professor of Law
and the faculty director of the Prisoners’ Rights Clinic
at the University of California, Los Angeles School of
Law. His scholarship concerns the law governing
incarceration, including constitutional and subconstitutional limits on punishment. His clinical work
addresses a wide range of criminal justice issues,
including violations of the Eighth Amendment.
3
Amici file this brief solely as individuals and not
on behalf of any institution with which they are
affiliated. Affiliations are provided solely for the
purpose of identification.
INTRODUCTION
To satisfy the Eighth Amendment’s requirement of
proportionality,
criminal
punishment
must
appropriately reflect the culpability of the relevant
offense. In many cases, the proportionality inquiry
can be complex. But in some cases, like this one,
disproportionality is plain to see because criminal
punishment has been imposed on something that is
not culpable at all. No punishment is proportional to
something that is innocent. As this Court said in
Robinson v. California, 370 U.S. 660 (1962), “[e]ven
one day in prison would be a cruel and unusual
punishment for the ‘crime’ of having a common cold.”
Id. at 667.
Like the “crime” of having a common cold,
homelessness is not culpable, and thus not deserving
of criminal punishment of any kind. This Court has
already recognized that poverty and homelessness are
innocent, and the City of Grants Pass does not
contend otherwise. That resolves the case: The
plaintiffs in this case were punished even though they
did not do anything wrong. Under Robinson, that is
the clearest example of disproportionality.
Troublingly, the record indicates that the plaintiffs
were punished not because they acted culpably, but
because city officials wanted to drive homeless people
out of town. Rather than tailoring criminal
punishment to reflect the culpability of a crime,
officials in Grants Pass used the harshness of punitive
4
sanctions instrumentally to “make it uncomfortable
enough for [homeless people] in our city so they will
want to move on down the road.” JA 114. This is a
fundamental misuse of the power of criminal
punishment. Punitive sanctions cannot be used as a
tool to harm or drive away an unpopular group.
This Court has long recognized that criminal
punishment cannot be imposed on something innocent
like homelessness. Such punishment is especially
suspect when its apparent purpose is to cause pain for
the sake of pain, in order to banish unpopular groups
from town. This Court need only recognize these basic
limits on the power of criminal punishment to affirm
the judgment below.
ARGUMENT
I.
Under The Eighth Amendment, Criminal
Punishment Cannot Be Imposed On
Innocent Conduct.
Perhaps the most fundamental limit on criminal
punishment is that it cannot be imposed on innocent
conduct. Criminal punishment, by definition, is
reserved for criminal conduct—conduct that, by its
nature, is culpable and thus deserving of punishment.
See Morissette v. United States, 342 U.S. 246, 251
(1952) (“Crime, as a compound concept, generally
constituted only from concurrence of an evil-meaning
mind with an evil-doing hand.”). Thus, it has long
been recognized that no criminal punishment is
appropriate for conduct that is wholly innocent. See
Oliver Wendell Holmes, Jr., The Common Law 50
(1881) (“[A] law which punished conduct which would
not be blameworthy in the average member of the
community would be too severe for that community to
5
bear.”); 1 Joel Prentiss Bishop, Commentaries on the
Criminal Law § 431 (1882) (“[A criminal act] must be
sufficient in amount of evil to demand judicial
notice.”).
This Court has applied this basic limit on the
power of criminal punishment in a variety of contexts.
See, e.g., Winters v. New York, 333 U.S. 507, 520
(1948) (“Where a statute is so vague as to make
criminal an innocent act, a conviction under it cannot
be sustained.”); City of Chicago v. Morales, 527 U.S.
41, 57 (1999) (invalidating ordinance that failed “to
distinguish between innocent conduct and conduct
threatening harm”); Lambert v. California, 355 U.S.
225, 229 (1957) (reversing conviction for failure to
register where “her default was entirely innocent”);
Staples v. United States, 511 U.S. 600, 610 (1994)
(emphasizing “the particular care we have taken to
avoid construing a statute” in a way that would
“criminalize a broad range of apparently innocent
conduct”); United States v. Bishop, 412 U.S. 346, 360
(1973) (“It is not the purpose of the law to
penalize . . . innocent errors.”). Across different
doctrines, the bottom line has been the same:
Criminal punishment cannot be imposed on innocent
conduct.2
2 This Court has sometimes invoked the rule against punishing
innocent conduct under the void-for-vagueness doctrine and the
presumption of mens rea. Such doctrines can be a way to avoid
addressing directly the question of whether criminal punishment
can be imposed on innocent conduct. See Morales, 527 U.S. at 57
(assuming “the city cannot conceivably have meant to
criminalize” innocent conduct); Liparota v. United States, 471
U.S. 419, 426 (1985) (interpreting criminal statute narrowly to
avoid “criminaliz[ing] a broad range of apparently innocent
6
That limit is reflected in the Eighth Amendment,
which sets the Constitution’s most direct restrictions
on “the government’s power to punish.” Austin v.
United States, 509 U.S. 602, 609 (1993). The Eighth
Amendment mandates that any criminal punishment
must be proportional to the particular crime at issue.
See Solem v. Helm, 463 U.S. 277, 284 (1983)
(prohibiting “sentences that are disproportionate to
the crime committed”); United States v. Bajakajian,
524 U.S. 321, 334 (1998) (requiring “some relationship
to the gravity of the offense that [a punitive fine] is
designed to punish”). That requirement can only be
satisfied when criminal punishment is applied to
criminal conduct—offenses, like theft, fraud, and
murder, that are by their nature culpable, and thus
warrant criminal punishment of some kind. See
Atkins v. Virginia, 536 U.S. 304, 319 (2002) (“[T]he
severity of the appropriate punishment necessarily
depends on the culpability of the offender.”); see also
Bajakajian, 524 U.S. at 338 (emphasizing the
offender’s lack of culpability: “he is not a money
launderer, a drug trafficker, or a tax evader”). As
conduct”). Such avoidance is not possible here, however, because
the ordinances are not vague about their scope or susceptible to
a narrowing construction; Grants Pass has consistently
maintained that the ordinances penalize something wholly
innocent. See Pet. App. 57a (“[W]e hold simply that it is
unconstitutional to punish simply sleeping somewhere in public
if one has nowhere else to do so.” (cleaned up)). The question,
therefore, is whether criminalizing something innocent like
homelessness exceeds “the government’s power to punish” under
the Eighth Amendment. Austin v. United States, 509 U.S. 602,
609 (1993); see Manning v. Caldwell for City of Roanoke, 930 F.3d
264, 278 (4th Cir. 2019) (discussing “independent Eighth
Amendment concerns” separate from vagueness).
7
Grants Pass acknowledges, under the Eighth
Amendment, “criminal penalties may be inflicted only
if” there is “some actus reus”—i.e., some “wrongful
deed.” Brief for Petitioner 32; Black’s Law Dictionary
(11th ed. 2019) (emphasis added).3
This Court’s proportionality cases typically
concern conduct that is culpable to some degree. See,
e.g., Solem, 463 U.S. at 296 (considering a minor
financial crime by a repeat offender); Miller v.
Alabama, 567 U.S. 460, 465-68 (2012) (robbery and
murder by juvenile offenders). In such cases, the
proportionality inquiry can be complex because it
requires weighing the relative culpability of the
offense and the offender against the harshness of the
3 Typically, both actus reus and mens rea are required to ensure
the requisite minimum of culpability. See Morissette, 342 U.S.
at 251. This Court has sometimes relaxed the requirement of
mens rea for so-called “public welfare offenses,” i.e., offenses
involving “potentially dangerous conduct” that has historically
been closely regulated. Posters ‘N’ Things, Ltd. v. United States,
511 U.S. 513, 522 (1994); see Liparota, 471 U.S. at 433
(discussing “conduct that a reasonable person should know is
subject to stringent public regulation and may seriously threaten
the community’s health or safety”). In these limited cases, the
type of conduct, alone, may be sufficient to ensure a minimum
level of culpability. See, e.g., Liparota, 471 U.S. at 433 (“[O]ne
would hardly be surprised to learn that possession of hand
grenades is not an innocent act.”). That is not the case here, as
homelessness is not a dangerous or closely regulated behavior.
And regardless of whether mens rea, specifically, is required, the
ordinances apply criminal punishment in the absence of
culpability of any kind—neither an evil-meaning mind nor an
evil-doing hand. See Dist. Ct. ECF 63-5 at 15 (officer noting
violations of the ordinance involved “No Culpable Mental State”);
JA 93 (“Woke Jerry Lee up from a dead sleep. He was again
sleeping in the van. He was cited for camping in the city limits
and told to vacate the van.”).
8
punishment, with deference to legislative “judgments
about the appropriate punishment for an offense.”
Bajakajian, 524 U.S. at 336; Graham v. Florida, 560
U.S. 48, 69 (2010) (discussing the limited culpability
of the offender based on his age and “the nature of the
crime”); Harmelin v. Michigan, 501 U.S. 957, 1004
(1991) (Kennedy, J., concurring) (noting that “[t]he
severity of petitioner’s crime brings his sentence
within the constitutional boundaries”). Even so, this
Court has recognized that punishments violate the
Eighth Amendment when they fail to reflect properly
the level of culpability involved. See, e.g., Roper v.
Simmons, 543 U.S. 551, 571 (2005) (“Retribution is
not proportional if the law’s most severe penalty is
imposed on one whose culpability or blameworthiness
is diminished.”); Solem, 463 U.S. at 296 (emphasizing
that the crime was “among the less serious offenses”);
see also Rummel v. Estelle, 445 U.S. 263, 274 n.11
(1980) (noting that proportionality would likely be
violated if harsh criminal punishment were imposed
on conduct like overtime parking).
This case is unusual—and straightforward—
because it concerns conduct that is not culpable at all.
In such cases, the proportionality question is simple.
No punishment is proportional for someone who has
done nothing wrong. In Robinson v. California, 370
U.S. 660 (1962), this Court held that the State could
not punish a condition, like drug addiction, that “may
be contracted innocently or involuntarily.” Id. at 667.
Because merely having an addiction is not culpable,
no punishment—not even “one day in prison”—could
be proportional. Id. (comparing addiction to “the
‘crime’ of having a common cold”). Robinson
recognized that punishing something innocent is the
clearest example of disproportionality.
9
II.
The Grants Pass Ordinances Punish
Homelessness, Which This Court Has
Already Recognized Is Innocent And Not
Deserving Of Any Criminal Punishment.
That principle from Robinson applies here because
the Grants Pass ordinances punish something this
Court has already recognized is innocent:
homelessness. That condition “may be contracted
innocently or involuntarily,” and does not reflect
culpability. Robinson, 370 U.S. at 667. Thus, it is
something for which no criminal punishment is
proportional.
This Court has already recognized that poverty
and the homelessness that results from it are not
culpable. In Edwards v. California, 314 U.S. 160
(1941), for example, this Court struck down a
California statute making it a crime to transport an
“indigent” person into the State. Id. at 176-77. In
doing so, this Court explained that it cannot be
“seriously contended that because a person is without
employment and without funds he constitutes a
‘moral pestilence,’” as prior attempts to criminalize
indigence had assumed. Id. at 177. “Poverty and
immorality,” this Court made clear, “are not
synonymous.” Id.
Similarly, in Papachristou v. City of Jacksonville,
405 U.S. 156 (1972), this Court invalidated an
ordinance prohibiting conduct attendant to poverty
like “nightwalking,” “neglecting all lawful business,”
being “able to work but habitually living upon the
earnings of” others, and being “habitual loafers.” Id.
at 156 n.1, 158. The Court emphasized that the
ordinance made “criminal activities which by modern
standards are normally innocent.” Id. at 163. And the
10
Court reiterated Edwards’s recognition that being
indigent is no crime; people can fall on hard times for
reasons entirely beyond their control. Id. at 163 & n.5.
Because homelessness is not culpable, punishing it
serves none of the legitimate purposes of criminal
punishment. The ordinances do not, for example,
advance a retributive purpose because homelessness
does not reflect any culpability warranting
retribution. See Tison v. Arizona, 481 U.S. 137, 149
(1987) (“The heart of the retribution rationale is that
a criminal sentence must be directly related to the
personal culpability of the criminal offender.”). The
ordinances also have no deterrent effect because
homeless people living in Grants Pass have no choice
but to “sleep somewhere in public” using blankets or
bedding “if one has nowhere else to do so.” Pet.
App. 57a; see JA 109 (describing the discovery of “a
homeless individual who is repeatedly picked up for
trespassing after hours, in severe distress outside in
the frigid air,” who “disclosed fear that he would be
arrested and trespassed again for being outside”). And
the ordinances do not prevent violations through
incapacitation or rehabilitation. To the contrary, the
ordinances cause violations by further impoverishing
the homeless, with fines starting at $295 and rising as
high as $1,250 per violation. See JA 134 (describing a
$295 fine for “lying down on a friend’s mat” given to a
person who is “still homeless” and “unable to pay”);
JA 182 (owing “more than $5000 in fines”).
For the “offense” of not having enough money even
to afford a $50 motel room on a cold night, homeless
people are fined hundreds, if not thousands, of dollars.
Such punishment is “purposeless and needless,” and
thus violates the Eighth Amendment’s requirement of
11
proportionality. Enmund v. Florida, 458 U.S. 782, 798
(1982); cf. Timbs v. Indiana, 586 U.S. ___, 139 S. Ct.
682, 687-88 (2019) (noting that the Magna Carta
prohibited economic sanctions disproportionate to
“the wrong” and that would “deprive [a person] of his
livelihood”). “It simply is not a crime to be
unemployed, without funds, and in a public space. To
punish the unfortunate for this circumstance debases
society.” Parker v. Mun. Judge of City of Las Vegas,
427 P.2d 642, 644 (Nev. 1967); see Alegata v.
Commonwealth, 231 N.E. 201, 207 (Mass. 1967)
(“Idleness and poverty should not be treated as a
criminal offence.”).
Importantly, Grants Pass does not contest that
homelessness is innocent and not deserving of
criminal punishment. See Brief for Petitioner 7
(noting department policy acknowledging that
“[h]omelessness is not a crime”). That concession is
sufficient to resolve this case. Because homelessness
is not culpable, no punishment—not even “one day in
prison”—could be proportional. Robinson, 370 U.S.
at 667.4
4 Given Grants Pass’s concession, this case does not implicate
closer questions about defining innocent conduct. In Powell v.
Texas, 392 U.S. 514 (1968), for example, this Court divided over
whether public intoxication was the kind of wrongful conduct for
which criminal punishment may be appropriate. A plurality
concluded that it was, because it “may create substantial health
and safety hazards” and “offends the moral and esthetic
sensibilities of a large segment of the community.” Id. at 532
(opinion of Marshall, J.); see also Pervear v. Commonwealth,
72 U.S. (5 Wall.) 475, 480 (1866) (citing the “manifold evils of
intemperance”). The dissent disagreed, arguing that the statute
punished chronic alcoholics for “being in a condition which [they]
had no capacity to change or avoid.” Powell, 392 U.S. at 568
12
Rather than dispute that homelessness is
innocent, Grants Pass claims that the ordinances do
not punish homelessness at all, characterizing them
instead as “generally applicable prohibitions against
the act of camping on public property.” Brief for
Petitioner 4. But the ordinances explicitly single out
the homeless by defining a “campsite” as “any place
where bedding, sleeping bag, or other material used
for bedding purposes” is placed “for the purpose of
maintaining a temporary place to live.” Pet. App. 172a
(emphasis added). Thus, what separates prohibited
conduct from permissible conduct is a person’s intent
to “live” in public spaces. Infants napping in strollers,
Sunday afternoon picnickers, and nighttime
stargazers may all engage in the same conduct of
bringing blankets to public spaces, but they are
exempt from punishment because they have a
separate “place to live” to which they presumably
intend to return. See Dist. Ct. ECF 63-7 at 2 (officer
testifying that “laying on a blanket enjoying the park”
would not violate the ordinances); Dist. Ct. ECF 63-5
at 5-6 (officer testifying that bringing a sleeping bag
to look at the stars would not be punished); id. at 6
(officer testifying that someone would, however,
violate the ordinance if he did not “have another home
to go to”).5 As a result, the Deputy Chief of Police
(Fortas, J., dissenting). This Court need not decide whether
compulsive conduct such as drug or alcohol use may ever be
treated as innocent in order to resolve this case. See Brief for
Petitioner 5 (casting a parade of horribles about compulsive
conduct that are not implicated here).
5 Indeed, using blankets to stay warm in public spaces is
celebrated, not criminalized, when it occurs outside this Court.
See Elise Hu, 100 Hours On The Supreme Court’s Sidewalk:
Camping Out For A Seat To History, NPR (Mar. 24, 2013),
13
Operations acknowledged that he was not aware of
“any non-homeless person ever getting a ticket for
illegal camping in Grants Pass.” Dist. Ct. ECF 63-4
at 16. By their plain text and their pattern of
enforcement, the ordinances are not generally
applicable; they criminalize being homeless.
Next, Grants Pass attempts to distinguish
Robinson by arguing that the ordinances punish the
conduct of camping, rather than the status of
homelessness. Brief for Petitioner 37. But phrasing
the ordinances to prohibit “conduct” like using a
blanket to stay warm does not change the basic flaw
of the ordinances: They impose criminal punishment
on something that is not criminal. There is nothing
culpable about falling asleep, or using a blanket to
stay warm, in a public place when you “have nowhere
else to go.” Pet. App. 172a, 186a; JA 108-09 (“They are
not choosing to live on the street or in the woods. It is
that there simply are not nearly enough affordable
places for people to live or find shelter.”); Dist. Ct.
ECF 63-1 at 12 (city official describing “below
freezing” temperatures); see also Helling v. McKinney,
509 U.S. 25, 32 (1993) (noting shelter is a basic need);
Wilson v. Seiter, 501 U.S. 294, 304 (1991) (noting
warmth is a basic need). Thus, whether the “crime” is
fairly described as conduct or not, the ordinances’
punishment is fundamentally disproportionate.
https://www.npr.org/sections/thetwo-way/2013/03/24/175195917
/100-hours-on-the-supreme-court-s-sidewalk-camping-out-for-aseat-to-history; Camp SCOTUS: Georgetown Law Students Pull
All-Nighters Outside the Supreme Court, Georgetown Law School
(Nov. 18, 2022), https://www.law.georgetown.edu/news/campscotus-georgetown-law-students-pull-all-nighters-outside-thesupreme-court/.
14
Grants Pass also suggests that Oregon’s necessity
defense avoids any concern of overcriminalization. See
Brief for Petitioner 41. But if the necessity defense
immunizes anyone who violates the city’s ordinances
because they are homeless, then Grants Pass should
not be pressing this appeal at all. The Ninth Circuit
only enjoined enforcement of the ordinances against
people who “sleep[] somewhere in public” using
blankets or bedding “if one has nowhere else to do so.”
Pet. App. 57a. Grants Pass should have no interest in
challenging that decision if it genuinely believes that
homeless people are covered by the necessity defense.
Yet those are exactly the people against whom Grants
Pass has enforced the ordinances for years, and
against whom Grants Pass seeks to enforce the
ordinances going forward.6
Finally, Grants Pass argues that the ordinances
are necessary to address problems it associates with
homelessness: “violent crime, drug overdoses, disease,
fires, and hazardous waste.” Brief for Petitioner 47.
But those issues can already be addressed directly:
Oregon’s necessity defense is also no answer to the basic
problem that the ordinances criminalize innocent conduct. The
State’s necessity defense provides a justification for conduct that
is criminal based on a “choice of evils.” State v. McPhail, 359 P.3d
325, 329 (Ore. Ct. App. 2015). The defense exempts otherwise
culpable conduct when the conduct is “necessary as an
emergency measure to avoid an imminent public or private
injury,” if the injury is “of such gravity that . . . the desirability
and urgency of avoiding the injury clearly outweigh the
desirability of avoiding the injury sought to be prevented by the
statute.” Ore. Rev. Stat. § 161.200(1). Homelessness is not
culpable; it needs no justification because it is not something for
which criminal punishment is appropriate in the first place, as
this Court recognized in Edwards and Papachristou.
6
15
Under the district court’s injunction, the city retains
the authority to prohibit and punish every act that
could conceivably be an appropriate subject of
punishment—“littering,
public
urination
or
defecation, obstruction of roadways, possession or
distribution of illicit substances, harassment, or
violence.” Pet. App. 200a. And that injunction may be
further modified if Grants Pass identifies other
culpable conduct it needs to address. See Pet. App. 55a
(remanding for consideration of narrowing the
injunction).7 What Grants Pass cannot do is punish
people for the blameless “offense” of being homeless.
See Brief for Respondents 13 (“It is difficult to imagine
a more blameless offense than resting outside with a
blanket to survive the cold when you have nowhere
else to go.”); id. at 28-29.
III.
Rather Than Serving Any Legitimate
Penological Purpose, The Ordinances
Were Used To Banish The Homeless.
The use of criminal punishment in this case is
especially troubling because it appears that the
ordinances were never meant to impose an
appropriate punishment proportional to culpable
conduct. To the contrary, disproportionality was the
point. The record indicates that the ordinances’
excessive harshness was used instrumentally to drive
homeless people out of Grants Pass.
Officials in Grants Pass previously tried to get
homeless people to leave town by buying them bus
tickets, only for them to return “with a request from
7 The Ninth Circuit also preserved Grants Pass’s ability to create
“a regime of purely civil infractions.” Pet. App. 57a-58a.
16
the other location to not send them there.” Pet.
App. 17a; see JA 114. At a community roundtable in
2013, officials discussed taking that approach one step
further and simply driving homeless people out of
town “and leaving them there.” JA 113. That idea was
rejected, however, because of concerns with “liability”
and “the legality of detaining someone without
charging them with a crime.” Id.
Accordingly, officials changed tack. One city
councilor announced that “the point is to make it
uncomfortable enough for [homeless people] in our
city so they will want to move on down the road.”
JA 114; see Pet. App. 17a. Another city councilor
stated that “until the pain of staying the same
outweighs the pain of changing, people will not
change.” JA 119. He suggested that “some people need
an external source to motivate that needed change.”
Id. He wondered aloud if “[m]aybe they aren’t hungry
enough or cold enough.” JA 122.
Following these “mean-spirited” discussions,
JA 106, city officials stepped up enforcement of the
ordinances against “Transients,” i.e., the homeless.
See JA 71, 77; see also JA 107 (describing “increase in
recent years of fines and convictions against homeless
individuals”). In doing so, officials delivered a clear
message: “[T]here is nowhere in Grants Pass” that
homeless people “can legally sit or rest.” JA 180-81;
see Dist. Ct. ECF 63-4 at 18 (deputy police chief
testifying that a person could not use a sleeping bag
or other bedding anywhere on public property without
violating the ordinances); id. at 24 (same as to
sleeping in a vehicle). The police even told one
homeless person explicitly to “leave town.” JA 181.
17
Using punitive sanctions to drive unwanted
individuals out of town is an egregious misuse of
criminal punishment. This Court has repeatedly held
that criminal punishment cannot be used as a tool to
cause pain “for the sake of pain.” Baze v. Rees,
553 U.S. 35, 48 (2008); see Taylor v. Riojas, 592 U.S. 7,
8-9 (2020) (finding “obvious cruelty” in the deliberate
use of degrading and dangerous prison conditions).
Nor can punishment be used to target or harm an
unpopular group. See Furman v. Georgia, 408 U.S.
238, 245 (1972) (Douglas, J., concurring) (“[I]t is ‘cruel
and unusual’ to apply the death penalty—or any other
penalty—selectively to minorities whose numbers are
few, who are outcasts of society, and who are
unpopular, but whom society is willing to see suffer
though it would not countenance general application
of the same penalty across the board.”). As the
Solicitor General notes, such punishment “is akin to a
form of banishment, a measure that is now generally
recognized as contrary to our Nation’s legal tradition.”
Brief for the United States as Amicus Curiae 21.
This is not the first time a government has used its
power to “try to fence out” the poor or the homeless.
Shapiro v. Thomas, 394 U.S. 618, 631 (1969),
overruled on other grounds by Edelman v. Jordan,
415 U.S. 651 (1974). In Memorial Hospital v.
Maricopa County, 415 U.S. 250 (1974), this Court held
that an Arizona statute prohibiting indigent people
from receiving emergency medical care at county
hospitals unless they established one year of
residency violated the right to travel because it denied
people “a basic necessity of life.” Id. at 259, 261-62.
The Court noted that “[t]he denial of medical care is
all the more cruel in this context” because it punished
“indigents who are often without the means to obtain
18
alternative treatment.” Id. at 261. And the Court
made clear: “[T]o the extent the purpose of the
[statute] is to inhibit the immigration of indigents
generally,
that
goal
is
constitutionally
impermissible.” Id. at 263-64; cf. Saenz v. Roe,
526 U.S. 489, 511 (1999) (“The States . . . do not have
any right to select their citizens.”).
So too is it constitutionally impermissible to use
criminal penalties to “make it uncomfortable enough
for [homeless people] in our city so they will want to
move on down the road.” JA 114. States and local
governments have ample authority to use criminal
punishments to serve legitimate ends related to
culpable conduct. Their “power to punish” does not
extend, however, to imposing criminal sanctions on
innocent conduct, for the purpose of causing pain and
suffering, in the hopes of banishing an unpopular
group from town. Austin, 509 U.S. at 610; Brief for
Respondents 32 (“[P]olicymakers are not free to inflict
punishment on a disfavored group of people in order
to make them leave the community.”). This Court
need only reaffirm these basic limits on criminal
punishment to resolve this case.
19
CONCLUSION
For the foregoing reasons, this Court should affirm
the judgment of the Court of Appeals for the Ninth
Circuit.
Respectfully submitted,
GREGORY CUI
Counsel of Record
GEORGE MILLS*
RODERICK & SOLANGE
MACARTHUR JUSTICE CENTER
501 H Street NE, Suite 275
Washington, DC 20002
(202) 869-3434
gregory.cui@macarthurjustice.org
* Admitted only in California and practicing
under the supervision of attorneys who are
admitted in the District of Columbia.
ANDREA LEWIS HARTUNG
RODERICK & SOLANGE
MACARTHUR JUSTICE CENTER
160 East Grand Avenue, 6th Fl.
Chicago, IL 60611
Counsel for Amici Curiae
APRIL 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.