Amicus Curiae Brief — City of Grants Pass, Oregon, Petitioner v. Gloria Johnson, et al., on Behalf of Themselves and All Others Similarly Situated
Supreme Court briefMar 19, 2024
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No. 23-175
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In The
Supreme Court of the United States
---------------------------------♦--------------------------------CITY OF GRANTS PASS, OREGON,
v.
Petitioner,
GLORIA JOHNSON AND JOHN LOGAN,
ON BEHALF OF THEMSELVES AND
ALL OTHERS SIMILARLY SITUATED,
Respondents.
---------------------------------♦--------------------------------On Writ Of Certiorari To The
United States Court Of Appeals
For The Ninth Circuit
---------------------------------♦--------------------------------AMICUS CURIAE BRIEF OF OREGON QUAKERS:
THE SOUTH MOUNTAIN FRIENDS MEETING AND
THE MULTNOMAH MONTHLY MEETING; DANIEL
T. SATTERBERG, KING COUNTY PROSECUTING
ATTORNEY (RETIRED); RICHARD HARRUFF, M.D.,
Ph.D., FORMER CHIEF MEDICAL EXAMINER
OF THE SEATTLE/KING COUNTY MEDICAL
EXAMINER’S OFFICE; THE SEATTLE/KING
COUNTY COALITION ON HOMELESSNESS;
AND THE WOMEN’S HOUSING, EQUALITY AND
ENHANCEMENT LEAGUE (WHEEL),
IN SUPPORT OF RESPONDENTS
---------------------------------♦--------------------------------JAMES E. LOBSENZ
Counsel of Record
ISAAC PREVOST
CARNEY BADLEY SPELLMAN, P.S.
701 Fifth Avenue, Suite 3600
Seattle, Washington 98104
(206) 622-8020
lobsenz@carneylaw.com
Counsel for Amici Curiae
March 19, 2024
================================================================================================================
COCKLE LEGAL BRIEFS (800) 225-6964
WWW.COCKLELEGALBRIEFS.COM
i
TABLE OF CONTENTS
Page
INTEREST OF AMICI CURIAE .........................
1
SUMMARY OF THE ARGUMENT .....................
3
THE CHALLENGED ORDINANCE ...................
5
ARGUMENT ........................................................
7
1.
A law which increases the risk of death by
hypothermia by rendering a person unable
to protect himself transgresses the substantive limits of the Eighth Amendment..........
7
a. Unhoused people face significant risk
of death due to hypothermia ...............
9
b. Deliberate indifference: The wanton
and unnecessary infliction of both
pain and the risk of death ................... 13
c.
This Court has previously recognized
that denying a person protection
against low temperatures can constitute cruel and unusual punishment ..... 15
2.
Constant exposure to the elements indirectly leads to significantly shorter lives .... 17
3.
Exposure to extreme cold and sleep deprivation are forms of torture ........................ 20
4.
Banishment is cruel and unusual punishment ........................................................... 30
CONCLUSION..................................................... 34
ii
TABLE OF AUTHORITIES
Page
CASES:
Baze v. Rees,
553 U.S. 35, 128 S.Ct. 1520, 170 L.Ed.2d 420
(2008) ................................................................. 20, 21
Corselli v. Coughlin,
842 F.2d 23 (2d Cir. 1988) .......................................16
Del Raine v. Williford,
32 F.3d 1024 (7th Cir. 1994) ....................................24
Deshaney v. Winnebago Cty. Dept. of
Social Services,
489 U.S. 189, 109 S.Ct. 998, 103 L.Ed.2d 249
(1989) ..................................................................... 3, 4
Dixon v. Godinez,
114 F.3d 640 (7th Cir. 1997) .............................. 18, 19
Edwards v. California,
314 U.S. 160, 62 S.Ct. 164, 86 L.Ed. 119
(1941) .......................................................................33
Estelle v. Gamble,
429 U.S. 97, 97 S.Ct. 285, 50 L.Ed.2d 251
(1976) ....................................................... 4, 12, 20, 34
Harper v. Showers,
174 F.3d 716 (5th Cir. 1999) ....................................29
Helling v. McKinney,
509 U.S. 25, 113 S.Ct. 2475, 125 L.Ed.2d 22
(1993) ............................................... 3, 4, 8, 13, 16, 34
Henderson v. DeRobertis,
940 F.2d 1055 (7th Cir. 1991) ..................................16
iii
TABLE OF AUTHORITIES – Continued
Page
Hope v. Pelzer,
536 U.S. 730, 122 S.Ct. 2508, 153 L.Ed.2d 666
(2002) .......................................................................25
Hudson v. McMillan,
503 U.S. 1, 112 S.Ct. 995, 117 L.Ed.2d 156
(1992) .......................................................................12
Hutto v. Finney,
437 U.S. 678, 98 S.Ct. 2565, 57 L.Ed.2d 522
(1978) .......................................................................13
Johnson v. City of Grants Pass,
72 F.4th 868 (9th Cir. 2023).... 4, 5, 7, 19, 20, 26, 33, 34
Kungys v. United States,
485 U.S. 759, 791, 108 S.Ct. 1537, 99 L.Ed.2d
839 (1988) ................................................................31
Mammana v. Federal Bureau of Prisons,
934 F.3d 368 (3d Cir. 2019) .....................................29
Maxwell v. Mason,
668 F.2d 361 (8th Cir. 1981) ....................................16
McCray v. Burrell,
516 F.2d 357 (4th Cir. 1975) ....................................16
Rhodes v. Chapman,
452 U.S. 337, 101 S.Ct. 2392, 69 L.Ed.2d 59
(1981) ................................................................... 8, 14
Rico v. Ducart,
980 F.3d 1292 (9th Cir. 2020) ....................................4
Trop v. Dulles,
356 U.S. 86, 78 S.Ct. 590, 2 L.Ed.2d 630
(1958) ....................................................... 5, 25, 31, 32
iv
TABLE OF AUTHORITIES – Continued
Page
Walker v. Schult,
717 F.3d 119 (2d Cir. 2013) .....................................30
Weems v. United States,
217 U.S. 349, 30 S.Ct. 544, 54 L.Ed. 793
(1910) ........................................................... 20, 22, 23
Whitley v. Albers,
475 U.S. 312, 106 S.Ct. 1078, 89 L.Ed.2d 251
(1986) ................................................................. 14, 15
Wilkerson v. Utah,
99 U.S. 130, 25 L.Ed.345 (1878) ..............................20
Williams v. Illinois,
399 U.S. 235, 90 S.Ct. 2018, 26 L.Ed.2d 586
(1970) .......................................................................33
Wilson v. Seiter,
501 U.S. 294, 111 S.Ct. 2321, 115 L.Ed.2d 271
(1991) ................................................... 4, 8, 14, 15, 34
Wright v. McMann,
387 F.2d 519 (2d Cir. 1967) ......................... 21, 22, 23
STATUTES:
GPMC §5.61.010 ............................................... 6, 17, 22
GPMC §5.61.030 ...........................................................6
OTHER AUTHORITY:
American Heritage Dictionary of the English
Language (4th ed. 2000) ...........................................6
v
TABLE OF AUTHORITIES – Continued
Page
Ashland News, Medford man’s body found on
Ashland trail, Autopsy says he died of hypothermia” (March 1, 2024), https://ashland.
news/medford-mans-body-found-on-ashlandtrail/ .........................................................................14
Biem, J., et al. (2003), Out of the Cold: Management of hypothermia and frostbite, Canadian
Medical Association Journal ..................................18
Bishir, M., et al., Sleep Deprivation and Neurological Disorders, Biomedical Research International, Vol. 2020, Article 5764017, https://www.
ncbi.nlm.nih.gov/pmc/articles/PMC7755475/.........27
Byard, R.W. & Bright, F.M. “Lethal hypothermia,” 14 Forensic Science, Medicine & Pathology 421 (2018) ...........................................................9
Corning, M., Sleep Disturbance in the Homeless
Population: The Relationship between Homelessness, Sleep and Health, https://opencomommons.
uconn.edu/srhonors_theses .....................................29
Debra Blake Obituary, Stephens Family Chapel,
https://www.legacy.com/us/obituaries/name/
debra-blake-obituary?id=5778477 ........................20
Dixon, T. King County Medical Office, Hypothermia Deaths Due to Environmental Exposure
in King County, Washington (2018), Community Health Services Division, Seattle/King
County Public Health ................................. 10, 11, 18
vi
TABLE OF AUTHORITIES – Continued
Page
Fighting Soldier Fatigue, WRAIR’S INVESTIGATOR’S DISPATCH, https://ww2w.wrair.ar.mil/
sites/default/files/2019-06/Behavioral_Health_
and_Sleep.pdf ..........................................................28
Homelessness & Health: What’s the Connection?,
National Health Care for the Homeless Council
(2019), https://nchc.org/wp-content/uploads/201/08/
homelessness-and-health.pdf ...................................19
Iacopino, V. & Xenakis, Neglect of Medical Evidence of Torture in Guantanamo Bay: A Case
Series, 8 PLOS MED. (April 2011) .........................28
Katano, et al., Relationship Between Sleep Duration and Clustering of Metabolic Syndrome
Diagnostic Components, 4 DIABETES, METABOLIC SYNDROME & OBESITY: TARGETS & THERAPY
119 (2011) ................................................................28
KPIC4, Kim died of exposure, hypothermia (Dec.
7, 2006), https://kpic.com/news/local/kim-diedof-exposure-hypothermia-11-13-2015 ....................14
KTVL10, Some say gold beach hypothermia death
preventable (March 2, 2023), https://ktvl.com/
newsletter-daily/some-say-gold-beach-hypothermiadeath-preventable-curry-county-tina-kotekhomelessness-emergency-order ............................14
KUOW, “Homeless people in Seattle endure
brutal winter cold, ‘one night at a time’,”
(Jan. 12, 2024), https://www.kuow.org/stories/
homeless-people-in-seattle-endure-brutal-wintercold ...........................................................................11
vii
TABLE OF AUTHORITIES – Continued
Page
Lane, K., et al., Burden and Risk Factors for
Cold Related Illness and Death in New York
City, International Journal Environmental
Research & Public Health (2018) ...........................10
Meyer, B., et al., Life & Death at the Margins of
Society; The Mortality of the U.S. Homeless
Population, Working Paper, National Bureau
of Economic Research (November 2023) ................18
O’Connell, J., “Premature Mortality in Homeless
Populations: A Review of the Literature, National Health Care for the Homeless Council”
National Health Care for the Homeless Council
(2005), https://santabarbarastreetmedicine.
org/wp-content/uploads/2011/04/PrematureMortalityFinal.pdf...................................................18
Oregon Public Broadcasting, Portland ice storm
drew unprecedented need from unhoused
people (Jan. 17, 2024), https://www.opb.org/
article/2024/01/17/portland-ice-storm-drewunprecedented-need-from unhoused-people/ ........11
Scott, R., et al., Without shelter, people die: disproportionate mortality among King County’s
homeless population, 2009-2019, Journal of
Social Distress and Homelessness, 2019.... 2, 10, 17, 18
Sharuk, D., No Sleep for the Wicked: A Study of
Sleep Deprivation as a Form of Torture, 81
MARYLAND LAW REVIEW 694 (2022) ................... 27, 28
viii
TABLE OF AUTHORITIES – Continued
Page
Simon, H., Towns Without Pity: A Constitutional
and Historical Analysis of Official Efforts to
Drive Homeless Persons from American Cities,
66 TULANE L. REVIEW 631 (1992) ............................33
Sturgis, R. & Donovan, N.J. (2010), Winter homeless services: Bringing our neighbors in from
the cold, https://www.nationalhomeless.org/
publications/winter_weather/ .................................18
The Associated Press, “Icey winter blast gripping
US blamed for deaths from coast to coast,”
(Jan. 18, 2024), https://apnews.com/article/uswinter-weather-snow-freezing-low-temperatures42af2b394779d51b61a7330e9046419f ....................11
The Guardian, At least 14 unhoused people
froze to death in LA last year, records reveal
(Oct. 4, 2022), https://www.theguardian.com/
us-news/2022/oct/04/hypothermia-deaths-ofunhoused-in-los-angeles-rise-sharply .....................12
The Guardian, “ ‘Homelessness is lethal’: US
deaths among those without housing are surging (Feb. 7, 2022), https://www.theguardian.com/
us-news/2022/feb/07/homelessness-is-lethaldeaths-have-risen-dramatically.............................10
The Oregonian, “Hypothermic man rescued from
Siskiyou Mountains cliff after woman spots skid
marks,” (May 18, 2019), https://www.oregonlive.
com/pacific-northwest-news/2019/05/happycamp-woman-spots-skid-marks-hypothermicman-rescued-from-siskiyou-mountains-cliff.html .......14
ix
TABLE OF AUTHORITIES – Continued
Page
The Seattle Times, “At least 5 people died from
hypothermia during Seattle cold snap,” (Jan.
18, 2024), https://www.seattletimes.com/
seattle-news/law-justice/at-least-5-people-diedfrom-hypothermia-during-seattle-cold-snap/..........11
The Texas Tribune, At least six people experiencing homelessness died during the winter
storm. That number could rise (Feb. 22, 2021),
https://www.texastribune.org/2021/02/22/Texaswinter-storm-homeless-deaths/ ..............................12
Turk, E., “Hypothermia,” 6 Forensic Science,
Medicine & Pathology 106 (2010) .............................9
Winter Homeless Services: Bringing Our Neighbors in from the Cold, National Coalition for the
Homeless (2010), https://nationalhomeless.org/
wp-content/uploads/2014/02/Winter_weather_
report.pdf .................................................................10
Zhang, P., et al., “Cold Weather Conditions and
Risks of Hypothermia Among People Experiencing Homelessness: Implications for Prevention Strategies,” International Journal
Environmental Research & Public Health
(2019) .........................................................................9
Zlotnick, C., et al. (2013) Health Care for the
Homeless: What We Have Learned in the Past 30
Years and What’s Next, American Journal of
Public Health, https://www.researchgate.net/
publication/258034415 ............................................19
1
AMICI CURIAE SUBMIT THIS BRIEF IN
SUPPORT OF RESPONDENT JOHNSON
---------------------------------♦---------------------------------
INTEREST OF AMICI CURIAE1
The South Mountain Friends Meeting (“SMFM”),
a branch of the Religious Society of Friends, commonly
known as “Quakers,” is located in Ashland, Oregon.2
The Multnomah Friends Meeting (“MFM”) is located
in Portland, Oregon.3
Established in England in 1653, the Quaker faith
was brought to the United States by William Penn. The
duty to provide food, clothing, and shelter to the unsheltered and the hungry, taught by Jesus, is one
source of the central Quaker belief that there is that of
God in every person. Matthew 25:31-46. This case
raises the legal question of whether making it unlawful to cover oneself with a blanket when sleeping on
public property is cruel and unusual punishment forbidden by the Eighth Amendment. This is also a question of spiritual importance to all Quakers, and of
particular importance to SMFM members since some
This brief was not authored in whole or in part by counsel
for any party. No person or entity, other than the amici themselves, made a monetary contribution to the preparation or submission of this brief.
2
See https://www.ashlandquakers.org/our-meeting.”Our meeting supports, endorses, and/or participates in . . . Advocating for
local homeless people. https://www.ashlandquakers.org/what-wedo.
3
See https://multnomahfriends.org.
1
2
of them live in Grants Pass, Oregon, which is about 40
miles northwest of Ashland.
Daniel T. Satterberg, now retired, served four
terms as the elected King County Prosecuting Attorney in Seattle, Washington from 2007 to 2023. While in
office, he recognized that “Jail time is not the solution
to homelessness,” and promoted other solutions.4
Dr. Richard Harruff, now retired, served as the
Chief Medical Examiner of King County, Washington
for 23 years. He supervised and conducted autopsies
on hundreds of homeless individuals, promoted studies
examining the causes and risks of their deaths, and coauthored a report on the health risks that they face.5
The Women’s Housing, Equality and Enhancement League (“WHEEL”), founded in 1993, is a grassroots organization of homeless/formerly homeless
women to give voice and leadership to homeless
women and to develop and support shelters. In 2000,
WHEEL founded Women in Black, an organization
which holds silent vigils of remembrance for homeless
KIRO NewsRadio, February 13, 2020, https://mynorthwest.
com/1718616/dan-satterberg-homelessness-drug-addictionsolution/.
5
Scott, R., Marchand, M., Stover, B., Causey, K., Harruff, R.
& Hagopian, A, “Without shelter, people die: disproportionate
mortality among King County’s homeless population, 2009-2019,”
Journal of Social Distress and Homelessness, 2019.
4
3
women who have died outside or by violence in King
County.6
The Seattle/King County Coalition on Homelessness (“SKCCH”), is a coordinating force on budget and
policy decisions which directly affect the lives of people
who are homeless and their communities. SKCCH mobilizes the community to challenge systemic causes of
homelessness and advocate for housing justice, and
advances reasonable solutions and program models for
the protection and strengthening of the civil rights and
dignity of people who are homeless and poor. It also
works to support legislation that promotes housing,
human services, and the public good at the local, state,
and federal levels. For many decades, SKCCH was responsible for organizing the One Night Count in King
County, which was the largest community-led count of
unsheltered people in the United States.
---------------------------------♦---------------------------------
SUMMARY OF THE ARGUMENT
“[W]hen the State by the affirmative exercise of its
power so restrains an individual’s liberty that it renders him unable to care for himself, and at the same
time fails to provide for his basic human needs – e.g.,
food, clothing, shelter, medical care, and reasonable
safety – it transgresses the substantive limits on state
action set by the Eighth Amendment.” Helling v.
McKinney, 509 U.S. 25, 113 S.Ct. 2475, 125 L.Ed.2d 22
(1993), quoting Deshaney v. Winnebago County Dept. of
See https://fallenleaves.org/history/; https://fallenleaves.org/
topics/dedications/.
6
4
Social Services, 489 U.S. 189, 199-200, 109 S.Ct. 998,
1005-1006, 103 L.Ed.2d 249 (1989). In this case, the
City of Grants Pass has done exactly that. By making
it illegal for unsheltered people to cover themselves
with a blanket while they sleep, the City has rendered
them unable to care for themselves. Cf. Estelle v. Gamble, 429 U.S. 97, 103-104, 97 S.Ct. 285, 50 L.Ed.2d 251
(1976) (recognizing “the common-law view that . . . the
public be required to care for the prisoner, who cannot
by reason of the deprivation of his liberty, care for himself ”).
The unsheltered do not contend that Grants Pass
must provide them with blankets or bedding. They do
contend, however, that Grants Pass cannot make it illegal for them to use their own blankets when they lie
down to sleep. Grants Pass deprives them of the ability
to care for their own “basic human needs” by denying
them the ability to care for themselves by insulating
their bodies from the cold. Helling, at 32.7 As this Court
has recognized, “warmth” is a basic human need. Wilson v. Seiter, 501 U.S. 294, 304, 111 S.Ct. 2321, 115
L.Ed.2d 271 (1991). When the weather is exceptionally
cold, unsheltered people cannot protect themselves
from the danger of being frozen to death. By depriving
them of any ability to provide such essential self-care,
the City “has transgresse[d] the substantive limits . . .
set by the Eighth Amendment.” Helling, at 32.
See Johnson v. City of Grants Pass, 72 F.4th 868, 917, n.2
(9th Cir. 2023) (joint statement of Judges Silver and Gould regarding denial of rehearing), citing Rico v. Ducart, 980 F.3d 1292,
1298 (9th Cir. 2020) (“Sleep is not a voluntary act but an ‘identifiable human need[ ].”).
7
5
Grants Pass has not and cannot provide any constitutionally permissible basis for forcing unsheltered
people to sleep without “protection from the elements
while sleeping within the City’s limits.” Johnson v. City
of Grants Pass, 72 F.4th 868, 875 (9th Cir. 2023). The
City’s real objective was to banish the homeless from
Grants Pass. As one city councilor bluntly stated, “the
City’s goal should be ‘to make it uncomfortable enough
for [homeless persons] in our city so they will want to
move on down the road.’ ” Id. at 876. But over sixty
years ago this Court held that banishment was a cruel
and unusual punishment that Congress could not impose even for an extremely serious offense such as wartime desertion. Trop v. Dulles, 356 U.S. 86, 103, 78 S.Ct.
590, 2 L.Ed.2d 630 (1958). Grants Pass “police officers
bought homeless persons bus tickets out of town” but
the persons bussed out returned to Grants Pass. Johnson, 72 F.4th at 876. Once this effort to induce the
homeless to emigrate failed, the City stepped up its
enforcement of the anti-sleeping and anti-camping ordinances trying to literally freeze them out of Grants
Pass. Respondents brought suit challenging these
cruel laws for violating the Eighth Amendment.
---------------------------------♦---------------------------------
THE CHALLENGED ORDINANCE
The language of Grants Pass’ anti-camping ordinance cloaks the reality of its scope. By calling it an
“anti-camping” law, the City conjures up images of people clustered around a fire roasting marshmallows and
singing songs. Although the ordinance does cover
6
conventional outdoor recreational campers who spend
the night in tents and RVs, it also covers much more.
It defines the prohibited conduct as “occupy[ing] a
campsite” and it defines the term “campsite” as to include “any place” where one sleeps with any “bedding”
material. GPMC §5.61.010(B). Thus, the ordinance
makes it unlawful to sleep on the ground on any public
property while covered with a blanket.
Normally, the term “camper” is used to refer to a
person who temporarily lives in a structure of some
kind, and sometimes it refers to a motor vehicle that
contains a space designed for sleeping. See American
Heritage Dictionary of the English Language 269 (4th
ed. 2000).8 But Grants Pass’ “anti-camping” ordinance
specifically states that the term “campsite” includes
“any place where bedding, sleeping bag, or other material used for bedding purposes . . . is placed,” regardless of “whether or not such place incorporates the use
of any tent, lean-to, shack, or any other structure. . . .”
GPMC §5.61.010(B) (italics added). Thus, a person who
merely lies down on the ground on any public property
and covers himself with a blanket violates the ordinance because that constitutes the act of occupying a
place with “bedding.” GPMC §5.61.030. Even lying on
the ground after covering oneself with dead leaves is
prohibited if the leaves are being used “for bedding
purposes.”
“n. camper 1. One that camps, such as a person lodging
temporarily in a tent or cabin. 2a. A motor vehicle with space and
equipment, either in a rear compartment or in an attached trailer,
for sleeping and simple housekeeping.”
8
7
Recognizing that everyone has to sleep somewhere, Grants Pass tailored its general anti-camping
ordinance so that it only prohibited sleeping with
something to cover one’s body:
According to the City, “in direct response to
Martin v. Boise, the City amended [the anticamping ordinance] to make it clear that the
act of ‘sleeping’ was to be distinguished from
the prohibited conduct of ‘camping.’ ” The City
meant to “make it clear that those without
shelter could engage in the involuntary acts
of sleeping or resting in the City’s parks.”
Johnson, 72 F.4th 868, 878 (9th Cir. 2023). They just
were prohibited from keeping themselves warm by using a blanket, or anything else that constituted “bedding.”
---------------------------------♦---------------------------------
ARGUMENT
1.
A law which increases the risk of death by
hypothermia by rendering a person unable
to protect himself transgresses the substantive limits of the Eighth Amendment.
When it is cold, sleeping outdoors without anything to cover one’s body is not only uncomfortable, it’s
often so uncomfortable that sleeping is impossible. And
if the temperature is cold enough, it can kill a person.
It is no secret that unsheltered people die from hypothermia and that exposure to extreme cold and rain
8
increases the risk of death and causes physical pain
and suffering.
When government officials are deliberately indifferent to the “unnecessary and wanton infliction of
pain contrary to contemporary standards of decency,”
the fact that such treatment is “not formally imposed
as a sentence for a crime,” does not alter the fact that
it constitutes cruel and unusual punishment. Helling
v. McKinney, 509 U.S. 25, 25, 32, 113 S.Ct. 2475, 125
L.Ed.2d 22 (1993). “[T]o make out an Eighth Amendment claim,” a litigant must establish both a subjective
and an objective component. Helling, 509 U.S. at 30.
With respect to the objective factor, a litigant must
show that the governmentally imposed deprivation is
“sufficiently serious.” Wilson, 501 U.S. at 298, citing
Rhodes v. Chapman, 452 U.S. 337, 101 S.Ct. 2392, 69
L.Ed.2d 59 (1981). For example, the Constitution “does
not mandate comfortable prisons,” id. at 349. But it
does forbid depriving a person of “the minimal civilized
measure of life’s necessities.” Id. at 347. A minimum
amount of warmth is one of life’s necessities. When a
person’s core body temperature falls below a certain
minimum, that person dies.
To meet the subjective requirement, “[i]f the pain
inflicted is not formally meted out as punishment by
[a] statute or [a] sentencing judge,” a litigant must also
show that the governmental actor imposing it acted
with “a sufficiently culpable state of mind” which this
Court has termed “deliberate indifference.” Wilson, at
297 & 300. The unsheltered residents of Grants Pass
can and have shown both.
9
a. Unhoused people face significant risks
of death due to hypothermia.
Hypothermia is a potentially fatal condition which
occurs when there is a drop in body core temperature
below 35°C. Turk, E., “Hypothermia,” 6 Forensic Science, Medicine & Pathology, 106-115 (2010). It carries
a significant risk of death with >70% mortality with
core temperature of 30 °C, increasing to 90% at 26 °C.
Byard, R.W. & Bright, F.M. “Lethal hypothermia,” 14
Forensic Science, Medicine & Pathology 421–423
(2018). Death likely results from a combination of
events such as ventricular fibrillation or asystole, initiated or exacerbated by hypoxia, myocardial ischemia,
increased circulating catecholamines and electrolyte
derangements. Id. Medical professionals agree, and
public health data long ago confirmed, that because
they are unsheltered and spend much of their time outdoors, that homeless people are exceptionally vulnerable to death by hypothermia.
For example, researchers conducted a nine-year
study of emergency room patient records and coroner’s
records from Toronto in order to examine the association between meteorological conditions and hypothermic injury or death among homeless individuals. The
results show that 25% of all hypothermic injuries and
20% of hypothermic deaths were attributed to individuals experiencing homelessness. Zhang, P., et al., “Cold
Weather Conditions and Risks of Hypothermia Among
People Experiencing Homelessness: Implications for
Prevention Strategies,” International Journal of Environmental Research & Public Health (2019) 6, 3259.
10
Another study in New York reported a similar proportion of deaths (18%) and hospital admissions (24%) to
occur among individuals who were homeless. Lane, K.,
et al., Burden and Risk Factors for Cold-Related Illness and Death in New York City, International Journal of Environmental Research & Public Health, (2018)
15, 632. Researchers in Seattle/King County, Washington, found that the homeless comprise a disproportionately large share of hypothermia deaths. Scott, R., et
al., “Without shelter, people die: disproportionate mortality among King County’s homeless population,
2009-2019,” Journal of Social Distress and Homelessness, 2019.
A 2010 survey found that “[s]even hundred people
experiencing or at risk of homelessness are killed from
hypothermia” each year in the United States.9 These
hypothermia-related deaths are part of the broader
“18,000 people who died homeless over five years in
encampments, on sidewalks or in shelters” across the
United States.10 In King County, Washington, an estimated 32 unhoused people died due to hypothermia between 2005 through 2016.11
“Winter Homeless Services: Bringing Our Neighbors in
from the Cold,” National Coalition for the Homeless (2010),
https://nationalhomeless.org/wp-content/uploads/2014/02/Winter_
weather_report.pdf.
10
The Guardian, “‘Homelessness is lethal’: US deaths
among those without housing are surging,” (Feb. 7, 2022),
https://www.theguardian.com/us-news/2022/feb/07/homelessnessis-lethal-deaths-have-risen-dramatically.
11
Dixon, T, King County Medical Office, Hypothermia
Deaths Due to Environmental Exposure in King County,
9
11
The grim reality that unhoused people face was illustrated in the recent cold weather of January 2024.
In fact, “40 deaths nationwide have been attributed to
the frigid weather” in one particularly cold January
2024 week.12 Five people died in Seattle, Washington
that same month during a stretch of days during where
the temperatures fell well below freezing.13 Oregon’s
most populous county, Multnomah County, housed
more than 1,200 people in warming shelters during a
January 2024 winter storm, but four unhoused people
still died during that cold snap.14
Washington H119 (2018), Community Health Services Division,
Seattle/King County Public Health.
12
The Associated Press, “Icey winter blast gripping US blamed
for deaths from coast to coast,” (Jan. 18, 2024), https://apnews.com/
article/us-winter-weather-snow-freezing-low-temperatures-42af2b
394779d51b61a7330e9046419f.
13
The Seattle Times, “At least 5 people died from hypothermia
during Seattle cold snap,” (Jan. 18, 2024), https://www.seattletimes.
com/seattle-news/law-justice/at-least-5-people-died-from-hypothermiaduring-seattle-cold-snap/; see also KUOW, “Homeless people in
Seattle endure brutal winter cold, ‘one night at a time’,” (Jan. 12,
2024), https://www.kuow.org/stories/homeless-people-in-seattleendure-brutal-winter-cold (noting that two King County, Washington residents living in their vehicles died of hypothermia in
December 2023 and that “[p]eople experiencing homelessness and
living outside are the most at risk of dying from extreme weather
like below freezing temperatures.”).
14
OPB, “Portland ice storm drew unprecedented need from
unhoused people,” (Jan. 17, 2024), https://www.opb.org/article/
2024/01/17/portland-ice-storm-drew-unprecedented-need-fromunhoused-people/.
12
Unhoused people face these dangers even in typically warm climates. In Los Angeles, California, “[a]t
least 14 unhoused people froze to death on the streets
of Los Angeles in 2021, . . . marking a sharp increase
in reports of hypothermia fatalities and a grim sign
of how dire the region’s homelessness catastrophe
has become.”15 This “death toll is significantly higher
than previous years, with six reported hypothermia
deaths in 2020, nine in 2019, seven in 2018 and three
in 2017.”16 And at least six unhoused people in Houston, Texas died during a February 2021 winter
storm.17
In Hudson v. McMillan, 503 U.S. 1, 18-20, 112 S.Ct.
995, 117 L.Ed.2d 156 (1992), this Court recognized that
the prohibition against cruel punishment encompasses
more than just deprivations which are inflicted as part
of a criminal sentence. It also protects against governmental “acts or omissions sufficiently harmful to evidence deliberate indifference to serious medical
needs.” Estelle, 429 U.S. at 106. The need to keep one’s
core body temperature from falling below 35°C is a “serious medical need.” The mere fact that one cannot
The Guardian, “At least 14 unhoused people froze to death
in LA last year, records reveal,” (Oct, 4, 2022), https://www.the
guardian.com/us-news/2022/oct/04/hypothermia-deaths-of-unhousedin-los-angeles-rise-sharply.
16
Id.
17
The Texas Tribune, “At least six people experiencing homelessness died during the winter storm. That number could rise.”
(Feb. 22, 2021), https://www.texastribune.org/2021/02/22/texaswinter-storm-homeless-deaths/.
15
13
know if a particular sleeping person will die tonight or
sometime later does not alter the fact that the risk of
death satisfies the objective component of the Eighth
Amendment. Exposure to environmental tobacco
smoke increases the risk of developing serious health
problems in the future. The fact that one cannot know
which individual will develop those health problems,
or when they will develop, does not insulate them from
Eighth Amendment scrutiny. See, e.g., Helling, 509 U.S.
at 33-34 (court may not deny relief to inmates “on the
ground that nothing yet ha[s] happened to them,”);
Hutto v. Finney, 437 U.S. 678, 682, 98 S.Ct. 2565, 2569,
57 L.Ed.2d 522 (1978) (inmates exposed to other inmates who had infectious diseases entitled to an
Eighth Amendment remedy even though it was not alleged that the likely harm would occur immediately
and even though the possible infection might not affect
all of those exposed), cited in Helling, 509 U.S. at 33.
b. Deliberate indifference: The wanton and
unnecessary infliction of both pain and
the risk of death.
The homeless also easily satisfy the subjective
component of the Eighth Amendment test. It cannot
plausibly be maintained that the members of the
Grants Pass City Council are unaware that there is a
risk of death from hypothermia when people are exposed to extremely cold weather. Those who are normally sheltered – those who live in houses and
apartments – are well aware that it is not just the
14
homeless who are at risk of death from hypothermia.
People hiking in the Siskiyou or Cascade Mountains,
or simply lost in the nearby Rogue River Wilderness,
die from hypothermia all the time and their tragic
deaths are reported by media.18 One need not be an
emergency medicine physician, or acquainted with a
homeless person, to know this.
Deliberate indifference to an uncomfortable condition does not always constitute cruel and unusual punishment. For example, this Court held that the practice
of “double celling” inmates was not unconstitutional
because it is only “the ‘unnecessary and wanton infliction of pain’ that violates the Eighth Amendment.” Wilson, 501 U.S. at 298, citing Rhodes, at 346. Sometimes
the infliction of injury or pain is necessary, such as
when a prison guard has to shoot an inmate in order
to quell a prison riot. See Whitley v. Albers, 475 U.S.
See Ashland News, “Medford man’s body found on Ashland
trail, Autopsy says he died of hypothermia,” (March 1, 2024),
https://ashland.news/medford-mans-body-found-on-ashland-trail/;
KPIC4, “Kim died of exposure, hypothermia” (Dec. 7, 2006),
https://kpic.com/news/local/kim-died-of-exposure-hypothermia11-13-2015; KTVL10, “Human life should be valued: Some say
small Oregon town hypothermia death preventable” (March 2, 2023),
https://ktvl.com/newsletter-daily/some-say-gold-beach-hypothermiadeath-preventable-curry-county-tina-kotek-homelessness-emergencyorder; The Oregonian, “Hypothermic man rescued from Siskiyou
Mountains cliff after woman spots skid marks,” (May 18, 2019),
https://www.oregonlive.com/pacific-northwest-news/2019/05/happycamp-woman-spots-skid-marks-hypothermic-man-rescued-fromsiskiyou-mountains-cliff.html.
18
15
312, 106 S.Ct. 1078, 89 L.Ed.2d 251 (1986). “In contrast, the State’s responsibility to attend to the medical
needs of prisoners does not ordinarily clash with other
equally important governmental responsibilities.” Wilson, at 302, quoting Whitley, at 320.
In the present case, the Johnson plaintiffs are not
prisoners and there is no need to quell a disturbance
and no reason to deprive unsheltered people who must
sleep outdoors on public property of blankets. The enactment of a law that increases their risk of death from
hypothermia is completely “unnecessary and wanton.”
c. This Court has previously recognized
that denying a person protection against
low temperatures can constitute cruel
and unusual punishment.
In discussing the inquiry into “wantonness,” this
Court recognized that “the medical care a prisoner receives is just as much a ‘condition’ of his confinement
as the food he is fed, the clothes he is issued, the temperature he is subjected to in his cell, and the protection
he is afforded against other inmates.” Wilson, 501 U.S.
at 303 (italics added). In prison, the State controls the
clothes an inmate wears and the bedding he uses to
cover himself when he sleeps. Consequently, the combination of “a low cell temperature at night combined
with a failure to issue blankets” constitutes an Eighth
Amendment violation. Id. at 304. An inmate cannot
provide his own blanket. He depends on prison authorities to provide one. In this situation, because
16
imprisonment renders the inmate “unable to care for
himself,” a prison that fails to provide a blanket when
it is unusually cold “fails to provide for his basic human needs,” and consequently “transgresses the substantive limits on state action set by the Eighth
Amendment.” Helling, at 32. See, e.g., Henderson v. DeRobertis, 940 F.2d 1055 (7th Cir. 1991) (failure to provide prisoner with blankets manifesting deliberate
indifference to freezing temperatures constituted cruel
and unusual punishment, jury verdict for prisoners upheld); McCray v. Burrell, 516 F.2d 357, 365-66 (4th Cir.
1975) (Eighth Amendment violation found where prisoner, forced to sleep nude with “no blankets or other
bedding” on a bare mattress); Maxwell v. Mason, 668
F.2d 361, 363 (8th Cir. 1981) (affirming finding that
confinement for fourteen days in a cell with no clothing
except undershorts and no bedding except a mattress
violated Eighth Amendment); Corselli v. Coughlin, 842
F.2d 23, 27 (2nd Cir. 1988) (reversing summary judgment for prison officials where inmate alleged that he
was “exposed to bitterly cold temperatures for approximately three months . . . when . . . it was so cold [that]
there was ice in the toilet bowl”).
In this case, Grants Pass rendered Johnson (and
all the other unsheltered homeless people of Grants
Pass) “unable to care for [her]self,” not by failing to provide her with a blanket, but by making it unlawful for
her to use a blanket when she sleeps on the ground.
Prohibiting the use of a blanket that a person has is
just as effective as making it impossible for a person to
obtain a blanket. And it is just as cruel when it
17
happens in a public park or on a public sidewalk as
when it happens in a government-owned building such
as a jail.
2.
Constant exposure to the elements indirectly leads to significantly shorter lives.
GPMC §5.61.010(B), the Grants Pass ordinance
penalizing the use of any “bedding, sleeping bag, or
other material used for bedding purposes” amplifies
unhoused peoples’ exposure to the elements. This increased exposure leads in turn to death from causes
other than hypothermia because chronic exposure to
harsh weather places a strain on the human body in
several ways.
Unsheltered people simply don’t live as long as
people who are housed. Although most unsheltered
people do not die from hypothermia, chronic exposure
to bitter cold weakens their entire bodily defenses
against many diseases and ends up cutting years off
their lives. “In contrast to the average American who
dies at 78.6 years, homeless individuals die much
younger.”19 A study conducted by the University of
Washington’s School of Public Health analyzed 1,271
deaths of homeless individuals encompassing all recorded King County homeless deaths over a ten-year
period and found that the average age at death was
44.8 years for females and 49.9 years for males.20
“[N]on-elderly people who have experienced
19
20
R. Scott, et al., supra, at 1 (see footnote 5).
Id.
18
homelessness face 3.5 times the mortality risk of people who are housed, accounting for differences in demographic characteristics and geography.”21
For the unsheltered, as for everyone else, there are
many causes of death, including homicide, suicide, natural death, injury (or accidental) death, and drug-oralcohol induced death.22 A King County, Washington
study found that about 20% of all “injury” deaths were
caused by hypothermia.23 But death need not come
from hypothermia on the same night or day that exposure to extreme cold conditions occurred. Cf. Dixon v.
Godinez, 114 F.3d 640, 643 (7th Cir. 1997) (“A condition
which might not ordinarily violate the Eighth Amendment may nonetheless do so if it persists over an extended period of time. . . . [T]he cold of which Dixon
complains persisted for months, winter after winter.”)
“Cold temperatures need not imminently threaten
Meyer, B., et al., Life & Death at the Margins of Society;
The Mortality of the U.S. Homeless Population, National Bureau
of Economic Research (November 2023). See also O’Connell, J.,
“Premature Mortality in Homeless Populations: A Review of the
Literature” National Health Care for the Homeless Council,
(2005), https://santabarbarastreetmedicine.org/wp-content/uploads/
2011/04/PrematureMortalityFinal.pdf.
22
See generally, Sturgis, R. & Donovan, N.J., (2010), Winter
Homeless Services: Bringing Our Neighbors in from the Cold,
https://www.homelesshub.ca/resource/winter-homeless-servicesbringing-our-neighbors-cold; Biem, et al., Out of the Cold: Management of hypothermia and frostbite, Canadian Medical Association Journal, 2003, 168(3), 305-311, https://www.ncbi.nlm.nih.gov/
pmc/articles/PMC140473/
23
Scott, et al., supra at 7.
21
19
inmates’ health to violate the Eighth Amendment.” Id.
at 644.
The long-term impact of chronic exposure to extremely cold temperatures exacerbates many health
risks other than hypothermia. There are “disparities in
physical health between housed and homeless persons
in samples drawn from homeless adults living in shelters, jailed inmates, individuals reporting HIV-positive
status, and patients using [Health Care for the Homeless] clinics.”24 “Chronic health conditions such as high
blood pressure, diabetes, and asthma become worse because there is no safe place to store medications
properly.”25 By penalizing the use of blankets or other
“bedding material,” Grants Pass will only exacerbate
these risks for unhoused people.
In sum, depriving an unsheltered person of a blanket or a sleeping bag is not just a health risk on the
night the deprivation is suffered. It has a continuing
effect. The practice of compelling people to suffer exposure to cold weather for prolonged periods of time has
a cumulative, life-shortening effect. In fact, the firstnamed class representative to bring the lawsuit now
before the court, Debra Blake, died while this case was
pending in the court below. Johnson, 72 F.4th at 883.
C. Zlotnick, et al. (2013) Health Care for the Homeless:
What We Have Learned in the Past 30 Years and What’s Next,
American Journal of Public Health, 103(S2) at S199, https://
www.researchgate.net/publication/258034415.
25
Homelessness & Health: What’s the Connection?, National
Health Care for the Homeless Council (2019) at 1, https://nhchc.org/
wp-content/uploads/2019/08/homelessness-and-health.pdf.
24
20
On a September morning in 2019, Grants Pass police
officers “issued citations to Debra Blake and Carla
Thomas for being in Riverside Park . . . with sleeping
bags and belongings spread around themselves.” Id. at
882 n.13. Blake did not die of exposure that morning.
But she did die 3 years later at age 62.26 It’s a good bet
that years of sleeping out in cold weather brought her
an earlier death than she would otherwise have had if
she had not been without shelter.
3.
Exposure to extreme cold and sleep deprivation are forms of torture.
“[P]unishments of torture, . . . and all others in the
same line of unnecessary cruelty, are forbidden by the
Eighth Amendment.” Baze v. Rees, 553 U.S. 35, 48, 128
S.Ct. 1520, 170 L.Ed.2d 420 (2008), quoting Wilkerson
v. Utah, 99 U.S. 130, 136, 25 L.Ed. 345 (1878). This
Court has repeatedly held that the Amendment is not
limited to physically torturous punishments. Estelle,
429 U.S. at 102 (“[T]he Amendment proscribes more
than physically barbarous punishments.” Estelle v.
Gamble, 429 U.S. at 102. Nor is it confined to punishments which have “historically” been viewed as barbarous. Weems v. United States, 217 U.S. 349, 30 S.Ct. 544,
54 L.Ed. 793 (1910).
But even if this Court were to adopt the more restrictive historical approach favored by some members
Debra Blake Obituary, Stephens Family Chapel, https://
www.legacy.com/us/obituaries/name/debra-blake-obituary?id=
5778477.
26
21
of this Court,27 the punishment suffered as a result of
being deprived of blankets or bedding material is torturous. The ordinance not only inflicts physical pain
and suffering by forbidding the unsheltered to cover
themselves with anything when they sleep on public
ground. In addition, the ordinance inexorably leads to
cumulative sleep deprivation (“SD”) which is also a
form of torture.
As cases such Wright v. McMann, 387 F.2d 519
(2d Cir. 1967) show, sleeping while exposed to extreme
cold is not only difficult, it is often simply impossible.
In McMann, a deputy warden placed inmate Wright in
a “strip cell” as punishment for an alleged violation of
a prison regulation. Id. at 521. Wright was stripped entirely naked and confined for eleven days in this cell.
Id. “[T]he windows in front of his confinement cell were
opened wide throughout the evening and night hours
of each day during subfreezing temperatures causing
[Wright] to be exposed to the cold air and winter
weather without clothing or other means of protecting
himself. . . .” Id.
[H]e was forced to sleep completely nude on
the cold rough concrete floor and . . . the cell
was so cold and uncomfortable that it was impossible for him to sleep for more than an
hour or two without having to stand and move
about in order to keep warm.
See, e.g., Baze v. Rees, 553 U.S. at 94-101 (Thomas, J., concurring).
27
22
Id. at 521-22. Like inmate Wright, homeless Grants
Pass residents also violate a regulation – in this case
GPMC §5.61.010 – whenever they sleep with “bedding
material” on ground owned by the City.
In McMann, the district court dismissed the inmate’s cruel and unusual punishment claim. But the
Second Circuit reversed and remanded the case, holding “that if the allegations in the complaint are proved,
[the inmate] has been subjected to cruel and unusual
punishment proscribed by the Eighth Amendment.” Id.
at 528 (Lumbard, Chief Judge, concurring). Pointing to
Weems, where this Court held that 12 years of hard labor was an unconstitutional punishment for the offense in question, the McMann Court expressly noted
that Wright’s Eighth Amendment claim was not foreclosed simply because requiring a person to sleep naked in a cold winter environment was not historically
viewed as a barbarous punishment:
Historically, the Eighth Amendment’s ban on
cruel and unusual punishment was aimed at
preventing a recurrence of torture and barbarous punishments, such as pillorying, disemboweling, decapitation, and drawing and
quartering – all too prevalent during the reign
of the Stuarts. [Citation]. By the nineteenth
century the provision was believed obsolete
because the punishments sought to be exterminated had long passed. In 1910, however,
the Supreme Court revitalized the prohibition
against cruel and unusual punishment. Noting that “a principle, to be vital, must be capable of wider application than the mischief
23
which gave it birth,” the Court held that the
Eighth Amendment “is not fastened to the obsolete but may acquire new meaning as public
opinion becomes enlightened by a humane
justice.”
McMann, at 525, quoting Weems, 217 U.S. at 373.
Noting the “difficulty” of “defin[ing] with exactness
the extent of the constitutional provision which provides that cruel and unusual punishments shall not be
inflicted,” this Court has repeatedly acknowledged
that “it is safe to affirm that punishments of torture
. . . are forbidden by [the Eighth] Amendment.” Weems,
217 U.S. at 370. Because “[t]ime works changes, brings
into existence new conditions and purposes,” id. at 373,
this court refused to limit the Amendment’s prohibition to torturous practices that had been employed by
English sovereigns. Acknowledging “that there could
be exercises of cruelty by laws other than those which
inflicted bodily pain or mutilation,” id. at 372, this
Court held that Weems’ sentence violated the Eighth
Amendment because in addition to imprisonment
Weems was required to “always carry a chain at the
ankle, hanging from the wrist, [and] shall be employed
at hard and painful labor.” Id. at 381.
In the present case, the challenged law inflicts torture on the unsheltered in two ways. First, as noted
above, by depriving them of even the rudiments of protection against cold weather, it inflicts physical pain.
Freezing to death is a painful process and injuries
short of death by hypothermia, such as frostbite and
sometimes the accompanying injury of loss of fingers
24
or toes, also cause severe pain. Del Raine v. Williford,
32 F.3d 1024, 1035 (7th Cir. 1994) (rejecting contention
“that frostbite, hypothermia, or a similar infliction” is
a requirement for a claim of cruel and unusual punishment).
The law of any civilized society prohibits depriving
the poor of whatever clothing or covering they use to
protect themselves against the cold when they sleep.
The Book of Deuteronomy, which was recorded more
than 2,500 years ago, protected the poor from exactly
this type of deprivation. Moses instructed the people
that if a poor man provided his outer cloak as collateral
for a loan – because he had no other property he could
use as collateral – the lender was required by the law
to give it back to him every night so that the poor borrower could wear it as protection against the cold.
When thou dost lend thy brother any thing,
thou shalt not go into his house to fetch his
pledge.
Thou shalt stand abroad, and the man to
whom thou dost lend shall bring out the
pledge abroad unto thee.
And if the man be poor, thou shalt not sleep with
his pledge:
In any case thou shalt deliver him the pledge
again when the sun goeth down, that he may
sleep in his own raiment, and bless thee: and
it shall be righteousness unto thee before the
LORD thy God.
Deuteronomy 24:10-13 (italics added).
25
Although this Court has not decided a case involving forced exposure to extreme cold, in Hope v. Pelzer,
536 U.S. 730, 122 S.Ct. 2508, 153 L.Ed.2d 666 (2002),
this Court affirmed the Court of Appeals’ determination that the punishment imposed upon an inmate constituted an “obvious” Eighth Amendment violation. Id.
at 738. After wrestling with and exchanging vulgar remarks with a correctional officer, the inmate was
shackled to a hitching post and left there for approximately seven hours while the hot sun burned his skin.
Id. at 734-35. During this ordeal he was given water
only once or twice and given no bathroom breaks. Id.
“Despite the clear lack of an emergency situation, [the
prison guards] knowingly subjected him to a substantial risk of physical harm, to unnecessary pain caused
by the handcuffs and the restricted position of confinement for a 7-hour period, to unnecessary exposure to
the heat of the sun, to prolonged thirst and taunting,
and to a deprivation of bathroom breaks that created
a risk of particular discomfort and humiliation.” Id. at
738. This Court found that such conduct amounted to
the gratuitous infliction of “wanton and unnecessary
pain that our precedent clearly prohibits.” Id. citing
Trop v. Dulles, 356 U.S. at 100. If the prolonged exposure to a burning sun is cruel and unusual, even when
there is no suggestion that such exposure might cause
death, then clearly it violates the Eighth Amendment
to prohibit an unsheltered person from protecting himself from prolonged exposure to the freezing cold under
conditions where death from hypothermia might, and
often does, result.
26
Sleep deprivation (“SD”) is also a form of torture.
Regardless of whether it is the bitter cold weather, or
the constant interruption of sleep that results from being incessantly awakened by law enforcement officers
and told that they cannot sleep in their cars, or on the
ground with a blanket, the unsheltered suffer constant
SD as a result of the Grants Pass ordinance.28The
United States has long recognized the use of SD as a
form of illegal torture. Article 7 of The International
Covenant on Civil and Political Rights (“ICCPR”) ratified by Congress on June 8, 1992, defines torture as any
act by which “severe pain or suffering, whether physical or mental, is intentionally inflicted on a person for
such purposes as . . . intimidating or coercing him . . .
when [it] is inflicted by or at the instigation of or with
the consent or acquiescence of a public official or other
person acting in an official capacity.”
The U.S. Army acknowledges that it intentionally
uses SD as an interrogation technique. Conscious of
the fact that ICCPR prohibits torture, after facing public criticism of its targeted SD program, the Army
28
See Decl. Debra Blake in Support of Plaintiffs’ Motion for
Class Certification, ¶5 (District Court Case No. 1:18-cv-01823-CL,
Dkt. #26) (“I have been repeatedly awakened by Grants Pass police while sleeping and told that I need to get up and move. I have
been told by Grants Pass police that I should leave town.”). Similarly, Respondent John Logan, lived in Grants Pass for four years
until he finally left to avoid just such sleep interruption: “During
that time, he was ‘awakened by City of Grants Pass police officer
and told that I cannot sleep in my truck anywhere in the city and
ordered to move on.’ To avoid those encounters, Logan ‘usually
sleep[s] in [his] truck just outside the Grants Pass city limits.’ ”
Johnson, 72 F.4th at 884 n.16.
27
adopted a policy which limits the duration of a course
of SD. In somewhat unclear language, the Army’s written policy allows it to deprive a detainee of sleep for a
period of thirty days, provided the detainee gets at
least four hours of sleep a night during that period, and
allows for repeated use of such thirty-day periods provided there is authorization for such an extension. D.
Sharuk, No Sleep for the Wicked: A Study of Sleep Deprivation as a Form of Torture, 81 MARYLAND LAW REVIEW 694, 697 (2022). According to the Army, this
restriction ensures that the Army’s use of SD will not
cross the line and become illegal torture.
The cognitive, psychological, and physiological effects of SD are well recognized. Modern studies have
confirmed that sufficient sleep is a necessary for
healthy brain function, and that SD impairs the immune system, decreases cognitive function, memory
and learning, and is essential for metabolic homeostasis.29 SD impairs the body’s ability to achieve cellular
clearance of neurotoxic metabolites produced in the
brain,30 including those associated with neurodegenerative diseases like Alzheimer’s and Parkinson’s.31 It is
Bishir, M., et al., Sleep Deprivation and Neurological Disorders, Biomedical Research International, Vol. 2020, Article
5764017, at 2, https://www.ncbi.nlm.nih.gov/pmc/articles/
PMC7755475/.
30
Id. at 5.
31
“SD . . . plays a crucial role in the pathogenesis of AD [Alzheimer’s]”. Id. at 6. “[M]olecular, neurochemical, and imaging
data demonstrate a close link between SD and PD [Parkinson’s].”
29
28
also associated with high blood pressure, diabetes,
heart disease, stroke, and certain cancers.32
Soldiers and military prisoners, however, often
suffer extreme SD under combat conditions or in the
course of interrogation after capture. Consequently,
retrospective studies of soldiers and military prisoners
who have experienced SD have been conducted.33 In
these studies, SD has been associated with an increased risk of suicide, depression,34 and attention deficit disorder.35 Soldiers who averaged less than six
hours of sleep every twenty-four hours were 4.7 times
more likely to develop PTSD than soldiers who averaged more than that.36 More recently, retrospective
studies of homeless people have discovered the same
See generally Katano, et al., Relationship Between Sleep
Duration and Clustering of Metabolic Syndrome Diagnostic Components, 4 DIABETES, METABOLIC SYNDROME & OBESITY: TARGETS &
THERAPY 119 (2011), https://www.tandfonline.com/doi/full/10.2147/
DMSO.S16147
33
“The research on sleep deprivation, sleep debt, and disrupted sleep is, understandably, of particular interest to the U.S.
military. . . .” Sharuk, supra, at 726.
34
See, e.g., Iacopino, V. & Xenakis, Neglect of Medical Evidence of Torture in Guantanamo Bay: A Case Series, 8 PLOS
MED., April 2011, at 3, https://journals.plos.org/plosmedicine/
article?id=10.1371/journal.pmed.1001027#:~:text=This%20case
%20series%20of%20medical,and%20mock%20execution%20and%20
disappearance.
35
Sharuk, supra, at 727.
36
Fighting Soldier Fatigue, WRAIR’S INVESTIGATOR’S DISPATCH,
https://ww2w.wrair.army.mil/sites/default/files/2019-06/Behavioral_
Health_and _Sleep.pdf.
32
29
relationships.37 Thus, there is clear medical support for
the conclusion which courts began drawing decades
ago: “[S]leep undoubtedly counts as one of life’s basic
needs.” Harper v. Showers, 174 F.3d 716, 720 (5th Cir.
1999). The proposition that SD imposes both physical
and mental pain is indisputable.
The question of whether SD constitutes cruel and
unusual punishment hinges upon whether its infliction amounts to an “unnecessary and wanton” infliction of suffering for no plausible penological purpose.
Several courts have recognized that under some circumstances it can. In Harper, for example, an inmate
alleged that prison guards were deliberately moving
him to a different cell at least once a week, so that he
was continually placed in a cell next to psychiatric patients whose constant screaming made it impossible
for him to sleep, and that the guards were doing this
deliberately in order to prevent him from sleeping.
Harper claimed this constituted cruel and unusual
punishment. The district court dismissed his suit for
injunctive relief on the ground that it was frivolous.
But the Court of Appeals reversed that dismissal,
found an abuse of discretion, and held that if Harper
proved his allegations then he had a meritorious
Eighth Amendment claim. Id. at 720. Accord Mammana v. Federal Bureau of Prisons, 934 F.3d 368, 374
(3d Cir. 2019) (holding that “sufficient sleep” is one of
“life’s necessities” and reversing dismissal of inmate’s
Corning, M., Sleep Disturbance in the Homeless Population: The Relationship between Homelessness, Sleep and Health,
https://digitalcommons.lib.uconn.edu/srhonors_theses/128/.
37
30
Eighth Amendment claim where he alleged that he
was stripped of his clothes and placed in an uncomfortably cold cell lit by a bright light that was left on 24
hours a day, thereby making it so he could “hardly
sleep” and “when he did fall asleep he would wake up
frequently shivering”); Walker v. Schult, 717 F.3d 119,
122 & 126 (2d Cir. 2013) (recognizing that “sleep is critical to human existence,” inmate plausibly alleged
Eighth Amendment violation for sleep deprivation
where he got “almost no sleep” because of constant
screaming “all night” by other inmates).
4.
Banishment is cruel and unusual punishment.
Finally, an ordinance that makes it unlawful for
the unsheltered to use even rudimentary protection
against the cold when sleeping on the ground has the
effect of banishing the homeless from the city. Grants
Pass will respond that it has not made it per se illegal
for them to sleep within the city; it has only made it
per se illegal for them to sleep on public property while
using a blanket or other bedding material. Thus, they
have a choice, they can obey the law and sleep on the
ground on public property so long as they do not cover
themselves with anything to protect them from the
snow, rain, and the cold air. Alternatively, they can
choose to leave the city and reside elsewhere. Since
they can choose to stay and freeze, they are not being
expelled from Grants Pass.
31
But this argument ignores the nearly inescapable
result that being put to such a choice necessarily leads
to. In order to avoid banishment from the city, the unsheltered have to choose to expose themselves to a risk
of death by hypothermia and a host of other assorted
health hazards. Those who choose to leave the city, rather than run these risks and suffer the pain of bitter
cold and sleep deprivation, have quite effectively been
banished. While they have not been banished by the
sentencing order of a court, they have been banished
indirectly by an ordinance that forces them to choose
banishment if they want to escape serious health risks
and pain.
This Court has held that banishment, when imposed as punishment, even for the most severe crimes,
is excessive punishment which violates the Eighth
Amendment. In Trop, this Court held that stripping a
man of his citizenship was cruel and unusual punishment even when it was imposed as punishment for the
crime of wartime desertion. Although there was “no
physical mistreatment, no primitive torture” involved,
the Court held that this punishment was constitutionally excessive because it completely deprived the convicted person of any rights at all and left him
vulnerable to being deported and permanently banished. 356 U.S. at 101. Similarly, in Kungys v. United
States, 485 U.S. 759, 791, 108 S.Ct. 1537, 99 L.Ed.2d
839 (1988), Justice Stevens observed that “the revocation of [the] petitioner’s citizenship – a punishment
that is tantamount to exile or banishment – is patently
excessive.”
32
“This punishment is offensive to cardinal principles for which the Constitution stands.” Trop, 358 U.S.
at 102. Denationalization was held unconstitutional
precisely because it could result in “banishment, a fate
universally decried by civilized people.” Id. Even
though being stripped of one’s citizenship did not automatically lead to deportation and exile, this Court
held that the mere threat of banishment was unconstitutional. Id.
If banishment from one’s country is cruel and unusual punishment, then banishment from one’s native
city is also. Banishment cuts one off from one’s established community of friends and family. Just because a
person is unsheltered that does not mean they do not
have a “home.” If one has lived in a town or city for
years, that town is home, even if one has no house or
apartment to take shelter in. Plaintiffs Blake, Johnson
and Logan were residents of Grants Pass. Grants Pass
was their home, even though they had no structure of
their own to sleep in. If banishment is a punishment
that Congress has no power to impose, Trop, 356 U.S.
at 103, then surely it is also a punishment that the
City of Grants Pass is powerless to enact. And if banishment is a constitutionally excessive punishment for
wartime desertion, surely it is also constitutionally excessive when imposed for the offense of sleeping on
public ground with bedding material.
The Grants Pass City Council passed this challenged ordinance for the purpose of making things so
uncomfortable for the unsheltered that they would
“move on down the road” and quit their city altogether.
33
Johnson, 72 F.4th at 876. To this end, they enacted an
ordinance that has no legitimate purpose. No public
good is served by forcing the unsheltered to sleep without even rudimentary protection against the elements.
The only legislative purpose behind this ordinance was
to inflict enough pain and misery on people like Gloria
Johnson that they would decide to leave Grants Pass.
Nearly a century ago, this Court recognized that it was
unconstitutional to make it illegal for poor people to
move into a jurisdiction. Edwards v. California, 314
U.S. 160, 62 S.Ct. 164, 86 L.Ed. 119 (1941). Trying to
drive poor people out is no more constitutionally acceptable than trying to fence them out. Indeed, it is
worse, because it is cruel to exile people from the community where they have lived for years. See generally
Simon, H., Towns Without Pity: A Constitutional and
Historical Analysis of Official Efforts to Drive Homeless Persons from American Cities, 66 TULANE L. REV.
631, 655 (“[T]he announced enforcement of a ban on sleeping on public land throughout San Francisco constitutes
effective banishment of the homeless from that city.”).
It is true, of course, that Grants Pass’ ordinance
does not authorize a municipal judge to impose a sentence or penalty of banishment from the city as a punishment for sleeping on the ground with a blanket. But
the law is designed to accomplish the goal of banishment indirectly. It is a well-established principle that
government cannot do indirectly what it cannot do directly. See, e.g., Williams v. Illinois, 399 U.S. 235, 243244, 90 S.Ct. 2018, 26 L.Ed.2d 586 (1970) (“A statute
permitting a sentence of both imprisonment and fine
34
cannot be parlayed into a longer term of imprisonment
than is fixed by the statute since to do so would be to
accomplish indirectly as to an indigent that which cannot be done directly.”). But that is exactly what Grants
Pass’ anti-sleeping ordinance has done.
---------------------------------♦---------------------------------
CONCLUSION
The Johnson Respondents have met both prongs
of the test for a violation of the Eighth Amendment
established by this Court in its prior cases. This Court
should reject the City’s contention that its decisions in
Estelle, Wilson and Helling should be overruled and
should affirm the decision issued below because the
city, with deliberate indifference, subjects the homeless
to serious risk of death. The challenged ordinance also
constitutes torture, and effectively forces the unsheltered to accept banishment as the price they must pay
to avoid torture and serious health risks.
DATED: March 19, 2024.
Respectfully submitted,
JAMES E. LOBSENZ
Counsel of Record
ISAAC PREVOST
CARNEY BADLEY SPELLMAN, P.S.
701 Fifth Avenue, Suite 3600
Seattle, WA 98104
lobsenz@carneylaw.com
prevost@carneylaw.com
(206) 622-8020
Counsel for Amici Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.