Amicus Curiae Brief — City of Grants Pass, Oregon, Petitioner v. Gloria Johnson, et al., on Behalf of Themselves and All Others Similarly Situated
Supreme Court briefMar 4, 2024
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No. 23-175
In the Supreme Court of the United States
CITY OF GRANTS PASS, OREGON,
Petitioner,
v.
GLORIA JOHNSON, ET AL., ON BEHALF OF THEMSELVES
AND ALL OTHERS SIMILARLY SITUATED,
Respondents.
On Writ of Certiorari to
the United States Court of Appeals
for the Ninth Circuit
BRIEF OF THE PACIFIC RESEARCH
INSTITUTE AS AMICUS CURIAE
SUPPORTING PETITIONER
ERIK S. JAFFE
Counsel of Record
SCHAERR|JAFFE LLP
1717 K Street, NW
Suite 900
Washington, DC 20006
(202) 787-1060
ejaffe@schaerr-jaffe.com
Counsel for Amicus Curiae
MARCH 4, 2024
TABLE OF CONTENTS
TABLE OF AUTHORITIES ........................................ ii
IDENTITY AND INTEREST OF
AMICUS CURIAE ............................................... 1
SUMMARY .................................................................. 2
ARGUMENT ................................................................ 5
I.
The History and Tradition Surrounding
the Eighth Amendment Demonstrates
that Restricting the Use of Public Spaces
by Vagrants or the Homeless Was Not
Considered
Cruel
and
Unusual
Punishment. .................................................... 5
II.
Homelessness Is a Complex Problem that
Cannot Be Addressed by Arbitrary
Judicial Rules Purporting to Define
Involuntary and Unavoidable Choices......... 13
CONCLUSION .......................................................... 19
ii
TABLE OF AUTHORITIES
Cases
Pages(s)
City of Chicago v. Morales,
527 U.S. 41 (1999) ...................................... 2, 6, 7, 12
Coalition on Homelessness v. City &
County of San Francisco,
90 F.4th 975 (9th Cir. 2024) .......................... 2, 6, 11
Martin v. Boise,
920 F.3d 584 (9th Cir. 2019) .................................. 14
New York State Rifle & Pistol Ass’n, Inc.
v. Bruen, 142 S. Ct. 2111 (2022) ............................ 12
Constitutional Provisions
Del. Declaration of Rights § 16 (1776) ...................... 11
Mass. Const. pt. I, art. XXVI (1780) ......................... 11
Md. Declaration of Rights art. XXII (1776) .............. 11
N.C. Declaration of Rights art. X (1776) .................. 11
N.H. Bill of Rights art. XXXIII (1783) ...................... 11
Va. Declaration of Rights § 9 (1776) ......................... 11
Statutes
ARK. REV. STAT. ch. 154 (1837) .................................. 12
Acts and Laws of the State of Connecticut,
in America (Hartford, Conn.,
Elisha Babcock 1786) ............................................... 7
Laws of the State of Delaware: 1700-1797 .................. 7
GA. PENAL CODE ch. 232 § 22 (1850) ......................... 12
iii
Robert & George Watkins,
A Digest of the Laws of the State of Georgia,
(Philadelphia, Pa., R. Aitken 1800) ......................... 8
IOWA CODE, tit. XXV, ch. 208 § 3319 (1851) ............. 12
MAINE REV. STAT. tit. 11, ch. 128 §§ 18-19
(1883) ...................................................................... 12
The Laws of Maryland Since 1763
(Annapolis, Md., Frederick Green 1787) ................. 8
Acts and Laws, of His Majesty’s Province
of the Massachusetts-Bay in New
England, (Boston, S. Kneeland 1759) ..................... 8
MICH. COMP. LAWS ch. 155 § 1 (1897) ........................ 12
An Act for the Punishment
of Idle and Disorderly Persons,
MICH. COMP. LAWS § 1 (1833) ................................. 12
NEB. REV. STAT. Part 3, ch. 30 § 355 (1866) .............. 12
5 Laws of New Hampshire, 1784-1792,
(Henry Harrison Metcalf ed.,
Rumford Press 1916) ............................................... 8
William Patterson,
The Laws of the State of New Jersey
(New Brunswick, N.J., Abraham Blauvelt
1800) ......................................................................... 9
Laws of the State of New-York, 1777-1789,
(Samuel Jones & Richard Varick eds.,
Hugh Gaine 1789) .................................................... 9
N.C. REV. STAT. ch. 34 § 43 (1855) ............................ 12
James Iredell,
Laws of North Carolina
(Edenton, N.C., Hodge & Wills 1791) ..................... 9
iv
A Supplement to the Several Acts
of the Assembly of this Province for
the Relief of the Poor, A Compilation
of the Poor Laws of the State of
Pennsylvania, 1700–1788,
(Philadelphia, Pa., Zachariah
Poulson, Jr. 1788) .................................................... 9
The Public Laws of the State of Rhode-Island
and Providence Plantations, 1775–1865
(Providence, R.I., Miller & Hutchens 1822) .......... 10
S.C. CODE ANN. ch. XXIII § 384 (1893) ..................... 12
John Faucheraud Grimke,
The Public Laws of the State of SouthCarolina, 1790, (Philadelphia, Pa.,
R. Aiken & Son 1790)............................................. 10
An Act for the Restraint of Idle and Disorderly
Persons, TENN. REV. STAT. ch. XXII § 2
(1809) ...................................................................... 12
Statutes of the State of Vermont
(Bennington, Vt., Anthony Haswell
1791) ....................................................................... 10
A Collection of All Such Acts of
the General Assembly of Virginia,
1794, (Richmond, Va., Samuel
Pleasants, Jun. & Harry Pace 1803) ..................... 10
Other Authorities
Steven Greenhut & Wayne Winegarden,
Giving Housing Supply a Boost:
How to Improve Affordability and
Reduce Homelessness (2024) .................................. 14
v
C.J. Ribton-Truner,
A History of Vagrants and Vagrancy and
Beggars and Begging (1887) .................................... 6
Kenneth Schrupp,
Focus Homeless Aid on Transformation,
then Affordability, Pac. Rsch. Inst.
(June 16, 2023) ....................................................... 15
Jason M. Ward et al., Rand Corp.,
Recent Trends Among the Unsheltered
in Three Los Angeles Neighborhoods:
An Interim Report on the Los Angeles
Longitudinal Enumeration and
Demographic Survey (LA LEADS)
Project (2022).......................................................... 15
IDENTITY AND INTEREST OF
AMICUS CURIAE 1
The Pacific Research Institute (PRI) is a nonprofit
nonpartisan 501(c)(3) organization that champions
freedom, opportunity, and personal responsibility by
advancing free market policy solutions to the issues
that impact the daily lives of all Americans. It shows
how free interaction among consumers, businesses,
and voluntary associations is more effective than
government action at providing the important results
we all seek—good schools, quality health care, a clean
environment, and economic growth. Founded in 1979
and with offices in Pasadena and Sacramento, PRI is
supported by private contributions. Its activities
include
publications,
public
events,
media
commentary, invited legislative testimony, and
community outreach.
PRI is interested in this case both as a matter of
constitutional principle and because it is concerned
about the harms that would flow to the public, to the
homeless themselves, and to California towns and
businesses if the Ninth Circuit’s misguided effort to
constitutionalize complex social and economic
problems is allowed to stand. The problem of
homelessness and balancing the rights and
responsibilities of all citizens and their governments
are best dealt with by the political branches and
private institutions. Federal judges in general, and the
1 No counsel for any party authored this brief in whole or in
part and no entity or person, aside from amicus, its members, and
counsel, made a monetary contribution to the brief’s preparation
or submission.
2
Ninth Circuit majority in particular, are neither
authorized nor competent to make policy in this area.
SUMMARY
Amicus agrees with Petitioner, Pet. Br. 2-3, 12-13,
16-28, that the text, history, and traditions of the
Eighth Amendment provide no support for declaring
ordinary and quite mild criminal punishments to be
cruel and unusual. Amicus also agrees that discrete
unlawful actions may be punished, even when taken
under the pressures of a condition such as alcoholism
or circumstances such as homelessness. Id. at 4-5, 13.
Citizens and local governments have the right to
preserve public spaces for common use, not subject to
functional adverse possession by homeless persons
blocking common use by others. Id.
Amicus writes
supplemental points.
separately
to
raise
two
1. Even if the Court were to look beyond the
intrinsic nature of the punishments duly provided by
law, and consider the proportionality of such ordinary
and otherwise permissible punishments as applied to
homeless persons having few immediate or appealing
shelter alternatives in a particular jurisdiction, the
history of anti-vagrancy laws in the States rebuts any
suggestion that punishing such circumstance-driven
vagrancy is cruel and unusual.
As recounted recently by Judge Bumatay in
Coalition on Homelessness v. City and County of San
Francisco, 90 F.4th 975, 982-89 (9th Cir. 2024)
(Bumatay, J., dissenting), and earlier in a different
context by Justice Thomas in City of Chicago v.
Morales, 527 U.S. 41, 102-106 (1999) (THOMAS, J.,
3
dissenting), anti-vagrancy laws come with a long
historical pedigree spanning periods before, during,
and after the Adoption of the Bill of Rights and the
Fourteenth Amendment. Amicus elaborates on and
supplements those analyses with a survey of the many
vagrancy laws that existed during the historically
relevant time periods.
The long history of prohibiting and punishing
vagrancy (which encompasses unlawful camping or
sleeping on the streets by the homeless), is a definitive
rebuttal of any claim that such punishment is
constitutionally unusual and strong evidence that it
was not viewed as cruel within the original public
understanding of that term. The constitutional text,
history, and tradition of anti-vagrancy laws coexisting with prohibitions on cruel and unusual
punishment are more than sufficient for this Court to
conclude that the Eight Amendment does not prohibit
the ordinary and relatively mild punishments for
vagrancy at issue in this case.
Furthermore, the fact that homeless vagrants of all
eras were often the unlucky victims of economic or
other circumstances likewise rebuts any notion that
the “involuntary” or “unavoidable” resort to sleeping
and camping in the streets and parks somehow
converts a generally permissible restriction into a
cruel and unusual punishment as applied. Rather,
responsibility for one’s actions, even if taken in the
face of adverse circumstances, remained the rule. And
the punishments and other burdens placed upon such
vagrants were often far more severe than the mild
penalties at issue here yet were not denounced as cruel
and unusual.
4
2. Amicus also writes to highlight the complex and
multi-faceted nature of the homelessness problem,
especially in California. The complexity extends to
issues surrounding the circumstantial pressures
facing the homeless, the difficult choices they must
face and make, and the policy-driven lines
surrounding individual responsibility and agency, the
consequences for those thought to have partially
limited agency, and the proper decisionmakers for
drawing such lines.
While there are no easy solutions to homelessness,
and multiple perspectives on how to balance the
competing rights and interests of different parts of
society regarding the use of public spaces, two things
seem apparent: First, using narrowly confined notions
of involuntary behavior or unavoidable choices as the
touchstone for deeming even the mildest punishment
to be disproportionately cruel and unusual is an overly
simplistic approach to a complex social problem.
Constitutionalizing such simplistic rules can only
hurt, rather than help, in finding solutions to the
problem. Second, whatever the difficulties of state and
local governments in addressing such complex
problems, inserting the unmoored policymaking of the
federal judiciary into the mix is not the answer, either
from a constitutional or a policy-making perspective.
The disconnect and internal inconsistency of the
Ninth Circuit’s approach to determining whether
sleeping or camping in public spaces is voluntary or
unavoidable highlight the general lack of judicial
competence to meddle in this complicated area
without clear and concrete guidance from the
constitutional text. To the extent judges have a role in
5
the issues raised by this case, it is the role delegated
to them by statute or via common-law doctrines such
as mens rea, necessity, insanity, and sentencing
considerations in individual criminal cases. Those are
the means of addressing true problems with genuinely
involuntary conduct or claims that violation of a
particular law at a particular time was justified by
supervening
circumstance.
To
instead
constitutionalize ever-malleable and subjective
notions of voluntariness or necessity via the Eighth
Amendment in lieu of those flexible and variable
common law concepts goes against the text and history
of that Amendment and ignores this Court’s
appropriate aversion to federal judicial policymaking.
ARGUMENT
I.
The History and Tradition Surrounding the
Eighth Amendment Demonstrates that
Restricting the Use of Public Spaces by
Vagrants or the Homeless Was Not
Considered Cruel and Unusual Punishment.
Petitioner amply discusses the text and history of
the Eighth Amendment as it relates to the nature and
severity of punishments in general. Pet. Br. 2-3, 12-13,
16-28. Amicus further notes, however, that the claims
in this case go more to whether any punishment at all
is permissible for so-called “involuntary” sleeping or
camping in public spaces within a particular
jurisdiction. That issue might be better conceptualized
as a proportionality question: Is any and all
punishment disproportional for conduct one cannot
control? But see Pet. Br. 28 (proportionality claim not
raised by plaintiffs). Amicus thus writes to add that
6
regardless of how the question is framed, the history
of anti-vagrancy laws around the time of the Founding
and later demonstrate that prohibitions and
punishments for the vagrant behavior at issue in this
case, even where driven by force of circumstance, was
quite common, was often more severe, and would not
have been deemed cruel under the common
understanding of the Eighth Amendment and its
analogues.
As Judge Bumatay recently wrote in Coalition on
Homelessness, 90 F.4th at 987-88 (Bumatay, J.,
dissenting), the long history of anti-vagrancy laws in
England and the United States refutes any notion that
ordinary punishments for vagrancy, including the
behaviors at issue here, were cruel and unusual as
those terms were understood.
Even after the enactment of the English
Declaration of Rights prohibiting “cruell and
unusuall” punishments, anti-vagrancy laws enacted
by local governments were enforced by punishment.
See Coalition on Homelessness, 90 F.4th at 987-988
(Bumatay, J., dissenting) (citing C.J. Ribton-Truner, A
History of Vagrants and Vagrancy and Beggars and
Begging 173-203 (1887)). And restriction and
punishment of vagrancy were also fixtures of early
American law. Id. at 987 (Bumatay, J., dissenting)
(citing City of Chicago v. Morales, 527 U.S. 41, 103
(1999) (THOMAS, J., dissenting)).
A survey of state anti-vagrancy laws from around
the time of the Founding and the Fourteenth
Amendment confirm those conclusions. For example,
at the time the Eighth Amendment was enacted,
fourteen states were granted statehood. All except
7
Vermont had laws prohibiting vagrancy per the
collection of state laws closest to 1791 (ranging from
1759 to 1800). 2 These laws provided various
punishments
for
vagrancy,
including
fines,
imprisonment, forced labor, whipping, and sending
vagrants back to their last place of settlement. And
while some of those specific punishments would
undoubtedly be considered cruel by modern standards,
and would certainly be unusual today, they
nonetheless establish that there was no general
prohibition on punishment for vagrancy and no
limitation that would reach the far milder penalties
now common for unlawfully sleeping or camping in
many public spaces.
To aid the Court with the details, if necessary, the
early laws in the States are as follows:
Connecticut. Acts and Laws of the State of
Connecticut, in America 104 (Hartford, Conn.,
Elisha Babcock 1786) (vagrants sent back to their
last settlement; return vagrants whipped ten
stripes and then again sent back), available at
https://tinyurl.com/39kn3jm2.
Delaware. Laws of the State of Delaware: 17001797, at 134-138 (1797) (defining a vagrant as a
beggar who travels without a license, imposing
charges and taxes upon them, and imprisoning
2 These laws were accessed as scanned copies uploaded to
LLMC Digital (www.llmc.com) and via the Internet Archive
(https://archive.org/) where noted; see also City of Chicago v.
Morales, 527 U.S. at 103 n.2 (THOMAS, J., dissenting) (citing early
state laws punishing vagrancy reprinted in compilations by J.
Cushing).
8
vagrants who did not pay the charges and taxes),
https://tinyurl.com/2srwptak.
Georgia. Robert & George Watkins, A Digest of
the Laws of the State of Georgia, No. 391, 376-377
(Philadelphia, Pa., R. Aitken 1800) (vagrant who is
loitering and unable to provide security jailed until
either security is provided or court binds the
vagrant to one year of service with wages given to
the county; absent such service, vagrant subject to
no more than thirty-nine lashes at the whipping
pole),
available
at
https://digitalcommons.law.uga.edu/ga_code/11/.
Maryland. The Laws of Maryland Since 1763,
ch. XXIX, 35-36 (Annapolis, Md., Frederick Green
1787) (vagrants and idle persons without
employment shall be taken to the poor house and
kept for no more than three months of hard labor),
available at https://tinyurl.com/y5asecwz.
Massachusetts. Acts and Laws, of His Majesty’s
Province of the Massachusetts-Bay in New
England, chs. V & XIII, 20-21, 99 (Boston, S.
Kneeland 1759) (requiring that idle persons be
employed; penalties for unemployed loitering
including imprisonment, up to ten lashes, and hard
labor; requiring counties to maintain a house of
corrections for vagrants and idle persons),
available at https://tinyurl.com/5eu68esb.
New Hampshire. 5 Laws of New Hampshire,
1784-1792, at 690 (Henry Harrison Metcalf ed.,
Rumford Press 1916) (idle persons must be
committed to the poor house or to prison, with
punishments including hard labor, wearing fetters
9
or shackles during conferment, or whipping no
more than thirty-nine times), available at
https://tinyurl.com/2uaf734h.
New Jersey. William Patterson, The Laws of the
State of New Jersey, ch. XXXIII, 35-36 (New
Brunswick, N.J., Abraham Blauvelt 1800)
(vagrants to be apprehended and sent back to their
last place of settlement; returning vagrant subject
to no more than twenty bare-back lashes),
https://tinyurl.com/25krcx58.
New York. Laws of the State of New-York, 17771789, ch. LXV, 128-129 (Samuel Jones & Richard
Varick eds., Hugh Gaine 1789) (vagrants arrested
and required to post bail; failure to post bail
subjected vagrant to corporal punishment not
exceeding thirty-nine lashes in one day and then
confinement to house of labor for up to six months
of hard labor and then transfer back to their last
place of settlement; additional punishment and
labor for return vagrants).
North Carolina. James Iredell, Laws of North
Carolina, ch. XXXIII, 508-509 (Edenton, N.C.,
Hodge & Wills 1791) (vagrant subject to arrest and
demand for security; jail for up to ten days absent
such security, and escalating imprisonment,
charges for costs, forced labor, and up to thirty-nine
lashes).
Pennsylvania. A Supplement to the Several Acts
of the Assembly of this Province for the Relief of the
Poor, A Compilation of the Poor Laws of the State
of
Pennsylvania,
1700–1788,
at
13-21
(Philadelphia, Pa., Zachariah Poulson, Jr. 1788)
10
(providing additional punishments for vagrants,
including being removed to the place of their last
settlement and sending the vagrant to workhouses
to remain without bail for ten days), available at
https://tinyurl.com/37n996vc.
Rhode Island. The Public Laws of the State of
Rhode-Island and Providence Plantations, 1775–
1865, at 463-464 (Providence, R.I., Miller &
Hutchens 1822) (vagrants who fail to depart after
being so ordered committed to a work-house for a
period not to exceed one month), available at
https://tinyurl.com/2vecyytz.
South Carolina. John Faucheraud Grimke, The
Public Laws of the State of South-Carolina, 1790,
Nos. 1081 & 1491, 431-433 (Philadelphia, Pa., R.
Aiken & Son 1790) (vagrants and idle persons to be
kept in the poor house, detained and punished, sold
for labor for up to a year, or absent sale, subjected
to between ten and thirty-nine lashes), available at
https://tinyurl.com/ypuc8ww6.
Virginia. A Collection of All Such Acts of the
General Assembly of Virginia, 1794, ch. CII, 180186 (Richmond, Va., Samuel Pleasants, Jun. &
Harry Pace 1803) (vagrant, defined as one who is
loitering without means for employment, would be
employed for labor not exceeding three months),
available at https://tinyurl.com/yxcm7tmz.
Vermont. At the time Vermont became a state,
it did not prohibit vagrancy. Statutes of the State of
Vermont (Bennington, Vt., Anthony Haswell 1791),
available at https://tinyurl.com/37hnrfca.
11
As the above descriptions show, many early States
subjected vagrants to far more onerous punishments
than the limited penalties imposed by Petitioner in
this case for a limited class of conduct that is deemed
to misuse public spaces. And many of those States did
so in the face of their own prohibitions on cruel and
unusual punishment. See Coalition on Homelessness,
90 F.4th at 988 (Bumatay, J., dissenting) (“antivagrancy legislation, and the associated punishments,
have coexisted with English, colonial, State, and
federal prohibitions on ‘cruel and unusual
punishments’ for centuries.”); id. at 985 (at the time of
the Founding, “many States had adopted bans on
‘cruel and unusual’ or ‘cruel or unusual’ punishments
in their constitutions.”) (citing Va. Declaration of
Rights § 9 (1776); Del. Declaration of Rights § 16
(1776); Md. Declaration of Rights art. XXII (1776);
N.C. Declaration of Rights art. X (1776); Mass. Const.
pt. I, art. XXVI (1780); N.H. Bill of Rights art. XXXIII
(1783)).
Even many decades later, around the time of the
adoption of the Fourteenth Amendment and
incorporation of the Eight Amendment as against the
States, States continued to punish vagrancy at
varying levels of severity without any suggestion that
such punishments were considered cruel or unusual as
applied to persons who were vagrant by force of
circumstance. Coalition on Homelessness, 90 F.4th at
988 (Bumatay, J., dissenting) (laws “criminalizing
vagrancy * * * lasted well through the ratification of
12
the Fourteenth Amendment.”) (citing Morales, 527
U.S. at 103-104 & n.3 (THOMAS, J., dissenting)). 3
After the passing of the 14th Amendment, there
was no significant shift in how vagrants were treated.
Vagrants were still fined, imprisoned, and forced to
labor. Some States, however, did eliminate whippings
as punishment, opting instead for fines or
imprisonment. See, e.g., S.C. CODE ANN. ch. XXIII §
384 (1893) (Vagrancy); MICH. COMP. LAWS ch. 155 § 1
(1897) (Disorderly Persons). 4
Under a proper constitutional analysis focusing on
the text of the Constitution and the history and
tradition that gave meaning to the words at the time
they were adopted, New York State Rifle & Pistol
Ass’n, Inc. v. Bruen, 142 S. Ct. 2111, 2129-2130 (2022),
the Ninth Circuit in this case got it wrong. The history
and tradition of punishing vagrancy, regardless of the
3 Among the many later laws defining and punishing vagrants
are: Vagrants, NEB. REV. STAT. Part 3, ch. 30 § 355 (1866)
(defining vagrants as “idle” people without “visible means of
support” who “wander abroad” or “occupy public places for the
purpose of begging and receiving alms.”); Crimes and
Punishments, N.C. REV. STAT. ch. 34 § 43 (1855) (punishing
vagrancy); An Act for the Restraint of Idle and Disorderly
Persons, TENN. REV. STAT. ch. XXII § 2 (1809) (same); Vagrants,
ARK. REV. STAT. ch. 154 (1837) (same); Tramps, MAINE REV. STAT.
tit. 11, ch. 128 §§ 18-19 (1883) (same); Vagrants, IOWA CODE, tit.
XXV, ch. 208 § 3319 (1851) (same); An Act for the Punishment of
Idle and Disorderly Persons, MICH. COMP. LAWS § 1 (1833); GA.
PENAL CODE ch. 232 § 22 (1850) (same).
4 That whippings came to be seen as cruel, and grew to be
unusual forms of punishment, is a good illustration of a potential
Eighth Amendment analysis of the means of punishment itself,
rather than of the permissibility vel non of more ordinary
punishment.
13
unfortunate circumstances that caused it, was not
considered improper, disproportional, or otherwise
cruel and unusual. Rather, it was and remains a
common means of addressing a common problem. As
such, it did not and does not violate the Eighth
Amendment.
II. Homelessness Is a Complex Problem that
Cannot Be Addressed by Arbitrary Judicial
Rules Purporting to Define Involuntary and
Unavoidable Choices.
The causes and consequences of homelessness, and
the potential solutions, are complicated, often
unpredictable, and require the balancing of interests
as between the rights of the majority of citizens of
States and localities and the rights of individuals who
find themselves in difficult circumstances. But to try
to reduce such complexities to simplistic dichotomies
between voluntary and involuntary conduct or
avoidable and unavoidable choices neither helps
address the problems of homelessness nor is within
the competence of the federal judiciary. Rather, the
problems are best grappled with by the political
branches or, where required to address individual
issues of volition and necessity, by common-law
doctrines more suited to such matters individually.
Regarding the complexity of the problem of
homelessness in Amicus’s home state of California,
many PRI scholars have highlighted the difficulties
the State faces and the difficulties with the everevolving attempts at legislative solutions. For
example, part of the problem is geographic and
political, with high housing costs contributing to
14
people being unable to afford housing. Steven
Greenhut & Wayne Winegarden, Giving Housing
Supply a Boost: How to Improve Affordability and
Reduce Homelessness 10 (2024). (homelessness is “a
multi-pronged problem driven to a large degree by
addiction and mental-health issues. But regions with
higher-cost housing have much higher levels of
homelessness because a lack of cheaper housing leaves
people on the economic margins with nowhere to go.
Homelessness is a social problem that’s compounded—
often dramatically so—by exorbitant housing prices.”).
Likewise adding to the problem are decisions like
Martin v. Boise, 920 F.3d 584 (9th Cir. 2019), which
PRI scholars noted “[i]n practice * * * is creating a
right to sleep on the street * * *. The result creates an
effective subsidy for being homeless. Homeless
individuals suffering with mental health issues or
substance abuse problems are now able to subsist over
the long-term. While subsisting is possible, living on
the streets imposes unacceptably high costs on both
the homeless and the broader community.” Steven
Greenhut & Wayne Winegarden, Giving Housing
Supply a Boost 40 (2024).
A resistance to available housing also compounds
efforts to determine whether remaining on the street
is voluntary or involuntary, or otherwise avoidable.
Many homeless say they would reject offers of certain
types of housing they find distasteful, or lacking in
privacy or safety, or that involve sobriety or other
15
restrictions. 5 Distinguishing on a daily basis between
the housing resistant and the “involuntarily”
homeless, under the sword of a federal injunction, is
complicated and difficult, to say the least.
Taking these complexities and trying to tease out
some subset of persons deemed “involuntarily”
homeless or “unavoidably” required to sleep or camp
in a particular public space borders on the impossible.
Genuinely involuntary action–such as when one is
bound and gagged, drugged unconscious, or having a
seizure–is one thing, but the eventual constrained
outcome resulting from multiple choices, often
between undesirable options in all events, is not
involuntary in the same way.
Given the many variables leading up to a decision
to sleep on the streets in a particular jurisdiction,
determining what is and is not “voluntary” behavior
and whether the lack of alternative shelter could or
could not be avoided is far from a one-size-fits-all
problem. The many and varied choices that precede
and are involved in any given moment of lacking
shelter belies an ordinary or sensible reading of
5 See, e.g., Jason M. Ward et al., Rand Corp., Recent Trends
Among the Unsheltered in Three Los Angeles Neighborhoods: An
Interim Report on the Los Angeles Longitudinal Enumeration and
Demographic Survey (LA LEADS) Project 2, 8-9 (2022),
https://www.rand.org/pubs/research_reports/RRA1890-1.html;
Kenneth Schrupp, Focus Homeless Aid on Transformation, then
Affordability, Pac. Rsch. Inst. (June 16, 2023) (“Apart from its
cost to taxpayers, free housing has little impact on homeless
individuals’ lifestyles. Many homeless people outright refuse
offers of free housing under the Los Angeles mayor’s new
programs, despite growing availability. So-called ‘housing
resistant’ individuals do not want to comply with any rules or
limitations on their behavior.”), https://tinyurl.com/4bzyrndu.
16
involuntary behavior. Choices between indoor shelter
or privacy, freedom to use drugs, freedom to have a
pet, and other countervailing factors may make sense
from the perspective of the homeless person preferring
to camp rather than seek restrictive shelter, but they
nonetheless remain choices, not involuntary behavior.
Drawing lines between voluntary but difficult
choices that may result in punishment, and
involuntary or unavoidable choices that may be
excused, is a job for the political branches or for
common law judges hearing individual cases, not for
federal judges imposing their own untethered views of
fairness and equity via injunction.
Various aspects of the Ninth Circuit’s evolving
jurisprudence in this area illustrate that point. For
example, limiting an inquiry to the housing or
camping options available within a particular
jurisdiction makes no sense and can in fact incentivize
the problem it purports to address. A homeless person
within the confines of Town X might not have a shelter
option within that town, but might have a variety of
options elsewhere. A camping ground outside of town,
perhaps, or a different jurisdiction with a larger
supply of shelter and housing. Or even a different
State entirely if there is a lower cost of living, family,
or medical treatment available elsewhere. 6
6 The single-jurisdiction emphasis of the Ninth Circuit also
creates the bizarre incentive for homeless persons who may
understandably dislike the housing options available to them to
instead gravitate toward jurisdictions that have more desirable
outdoor space but otherwise limited housing options. Santa
Barbara is one example, and others surely abound. The Ninth
17
To confine the voluntariness inquiry to a single
moment in a single narrow jurisdiction simply ignores
the many choices that led any individual to that place
and time, and the alternative choices available beyond
the artificial constraints imposed by the Ninth
Circuit’s approach. Neither generalized concepts of
voluntariness nor Eighth Amendment concepts of
cruelty offer any guidance as to where to draw the line
on what choices are truly available, how far back or
forward to go, and hence what degree of individual
responsibility can be required for the various past,
present, and future choices faced by a homeless
person.
Similarly, evaluating the “suitability” of available
shelter spaces based on whether they allow various
types of discretionary behavior or provide
accommodations suited to the liking of federal judges
does not align with either voluntariness or with
notions of cruel and unusual punishment. One would
think that any shelter option equal to or better than
sleeping on the street should count, though making
such normative judgments is inevitably subjective.
The same problem arises with the exclusion of
religiously affiliated shelter space merely because
such spaces “might” raise an Establishment Clause
free exercise problem. Pet. Br. 8-9, 46. Generally one
does not strike down an otherwise valid law based on
mere speculation that a person might have religious
Circuit’s emphasis on housing choices within a jurisdiction thus
not only ignores the predicate choice to enter or remain in a
jurisdiction but incentivizes the choice of such jurisdiction for
those who might not otherwise be deemed “involuntarily”
homelessness were they to have stayed or gone elsewhere.
18
objections to an available alternative to violating the
law or that the state is actively establishing the
religious views of a charitable organization. To
automatically assume that because there might be
valid religious objections to or perceived endorsement
of particular housing such objections must be assumed
to be universal is error on multiple fronts. And it
requires federal courts to micro-manage the degree of
religious activity that would trigger exclusion. Is it a
voluntary prayer before meals? A religiously driven
separation of the sexes? Something more? Or less?
These questions are not asked for this Court to
answer here, but to highlight the intrinsic problems
with the Ninth Circuit’s approach, the lack of Eighth
Amendment text, history, or tradition that would
facilitate making such choices as the touchstone of
“cruelty” or “disproportionality, and hence the need to
return such standardless balancing back to the
decisionmakers best suited for such political or
common-law activities.
Responding to incentives—even harsh ones—is
still a voluntary act and cannot be treated as the same
as a physical or mental illness that removes choice
entirely. Indeed, the law already deals with the latter
in a variety of ways, including insanity defenses, mens
rea generally, and other defenses dealing with
capacity. If the “involuntary” homeless indeed lacked
the capacity to take care of themselves, then
presumably they could be civilly committed as posing
a danger to themselves or others.
Furthermore, if the notion of economic duress was
the hook for denying the voluntariness or avoidability
of a given action, that would open up a host of related
19
problems and it would become cruel and unusual to
punish thieves, trespassers, or other criminals who
were driven to their crimes by such duress. In some
circumstances, the common law might indeed make
that call—a necessity defense might be available, for
example. But it does not do so in every instance, and
the difficult lines to be drawn or balances to be struck
are not the work of broad constitutional provisions.
Rather, they are best addressed by legislatures
balancing the rights and interests of all citizens, and
by courts and juries applying longstanding commonlaw or statutory rules to individual cases where such
defenses are raised.
CONCLUSION
The Eighth Amendment does not prohibit States
and localities from restricting camping on public
streets and lands and imposing minor punishments for
violations of those restriction. To the extent
enforcement might seem unfair in individual
circumstances that involve a genuine lack of volition
or control over one’s behavior there are common law
doctrines to address those circumstances and to find
other means of protecting the public from those who
cannot stop themselves from violating the law. But the
Eighth Amendment is not an open invitation for
federal judges to impose their own policy preferences
about the balance between circumstance and choice,
individual rights versus the rights or all others to use
public space, or the nature and scope of government’s
obligation to house the poor. Complex problems like
homelessness require political balancing and
solutions, not constitutionalized edicts divorced from
constitutional text, history, and tradition.
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Respectfully submitted,
ERIK S. JAFFE
Counsel of Record
SCHAERR|JAFFE LLP
1717 K Street, NW, Suite 900
Washington, DC 20006
(202) 787-1060
ejaffe@schaerr-jaffe.com
March 4, 2024
Counsel for Amicus Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.