Amicus Curiae Brief — City of Grants Pass, Oregon, Petitioner v. Gloria Johnson, et al., on Behalf of Themselves and All Others Similarly Situated
Supreme Court briefMar 4, 2024
Ask Donna
What actually matters in this document.
Text
No. 23-175
In the Supreme Court of the United States
__________________
CITY OF GRANTS PASS, OREGON, Petitioner,
v.
GLORIA JOHNSON, ET AL., ON BEHALF OF THEMSELVES
AND ALL OTHERS SIMILARLY SITUATED, Respondents.
__________________
On Writ of Certiorari to the United States Court of
Appeals for the Ninth Circuit
__________________
BRIEF OF LOCAL GOVERNMENT LEGAL CENTER,
THE NATIONAL ASSOCIATION OF COUNTIES,
NATIONAL LEAGUE OF CITIES, INTERNATIONAL
MUNICIPAL LAWYERS ASSOCIATION, NORTH
DAKOTA LEAGUE OF CITIES, CITIES OF
ALBUQUERQUE, ANAHEIM, ANCHORAGE,
COLORADO SPRINGS, HENDERSON, LAKE
OSWEGO, LAS VEGAS, REDONDO BEACH,
SACRAMENTO, SEATTLE, AND TOPEKA, THE CITY
AND COUNTY OF HONOLULU, AND
LOUISVILLE-JEFFERSON COUNTY METRO AS
AMICI CURIAE IN SUPPORT OF PETITIONER
__________________
ANN DAVISON
Seattle City Attorney
BRANDON RAIN
Counsel of Record
SEATTLE CITY ATTORNEY’S OFFICE
701 Fifth Avenue, Suite 2050
Seattle, WA 98104
(206) 684-8200
brandon.rain@seattle.gov
[Additional Counsel Listed on Inside Cover]
AMANDA KARRAS
General Counsel
ERICH EISELT
Deputy General Counsel
51 Monroe St.
Suite 404
Rockville, MD 20850
Counsel for Amicus Curiae
International Municipal
Lawyers Association
STEPHANIE D. ENGEBRETSON
Deputy Director
410 E. Front Ave.
Bismarck, ND 58504
Counsel for Amicus Curiae
North Dakota League of
Cities
LAUREN KEEFE
City Attorney
One Civic Plaza NW
Albuquerque, NM 87103
Counsel for Amicus Curiae
City of Albuquerque, NM
ROBERT FABELA
City Attorney
200 S. Anaheim Blvd., #356
Anaheim, CA 92805
Counsel for Amicus Curiae
City of Anaheim, CA
ANNE R. HELZER
Municipal Attorney
632 W. 6th Ave.
Ste. 730
Anchorage, AK 99501
Counsel for Amicus Curiae
City of Anchorage, AK
WYNETTA MASSEY
City Attorney
30 S. Nevada Ave.
Ste. 501
Colorado Springs, CO
80903
Counsel for Amicus Curiae
City of Colorado Springs,
CO
NICHOLAS G. VASKOV
City Attorney
240 S. Water Street
Henderson, NV 89015
Counsel for Amicus
Curiae City of
Henderson, NV
DANA M.O. VIOLA
Corporation Counsel
530 S. King St.
Rm. 110
Honolulu, HI 96813
MICHAEL J. O'CONNELL
Jefferson County Attorney
500 W. Jefferson St.
Ste. 1000
Louisville, KY 40202
Counsel for Amicus Curiae
City and County of Honolulu,
HI
Counsel for Amicus Curiae
Louisville-Jefferson County
Metro Government, KY
ELLEN OSOINACH
City Attorney
380 A Avenue
Lake Oswego, OR 97034
MICHAEL WEBB
City Attorney
415 Diamond St.
Redondo Beach, CA 90277
Counsel for Amicus Curiae
City of Lake Oswego, OR
Counsel for Amicus Curiae
City of Redondo Beach, CA
JEFF DOROCAK
Las Vegas City Attorney
495 S. Main St.
Las Vegas, NV 89101
SUSANA ALCALA WOOD
City Attorney
915 I Street, Fourth Floor
Sacramento, CA 95814
Counsel for Amicus Curiae
City of Las Vegas, NV
Counsel for Amicus Curiae
City of Sacramento, CA
ANN DAVISON
City Attorney
701 Fifth Ave.
Ste. 2050
Seattle, WA 98104
Counsel for Amicus Curiae
City of Seattle, WA
AMANDA L. STANLEY
City Attorney
215 SE 7th St.
Topeka, KS 66603
Counsel for Amicus Curiae
City of Topeka, KS
i
TABLE OF CONTENTS
TABLE OF AUTHORITIES ....................................... ii
INTERESTS OF AMICI CURIAE .............................. 1
SUMMARY OF ARGUMENT ..................................... 3
ARGUMENT ................................................................ 5
I.
LOCAL GOVERNMENTS ARE ON THE FRONT
LINES ADDRESSING HOMELESSNESS....................... 5
II. THE EIGHTH AMENDMENT DOES NOT
AUTHORIZE FEDERAL COURTS TO AUDIT HOW
LOCAL GOVERNMENTS ENFORCE VALID LAWS ...... 12
A. The Ninth Circuit’s Rule Usurps Local
Functions and Undermines Federalism ...... 13
B. The Cruel and Unusual Punishment
Clause Does Not Apply to Street Level
Enforcement .................................................. 18
C. Robinson Should Not Be Interpreted as
Imposing Substantive Limits on Local
Criminal Laws .............................................. 20
III. THE NINTH CIRCUIT’S RULE IS A POLICY
JUDGMENT ............................................................ 25
A. Providing Shelter and Other Public
Housing Options is Costly ............................ 25
B. Not Every Jurisdiction Believes that
Temporary Shelter Beds are a Viable
Solution to Homelessness ............................. 28
C. Local Policymakers Need to Preserve the
Health and Safety of Their Communities.... 32
CONCLUSION .......................................................... 35
ii
TABLE OF AUTHORITIES
Cases
Argersinger v. Hamlin,
407 U.S. 25 (1972) ................................................. 19
Atkins v. Virginia,
536 U.S. 304 (2002) ............................................... 21
Bell v. Wolfish,
441 U.S. 520 (1979) ............................................... 19
Brown v. Plata,
563 U.S. 493 (2011) ............................................... 17
Carmona v. Ward,
439 U.S. 1091 (1979) ............................................. 22
Chicago, B. & Q. Ry. Co. v. Illinois,
200 U.S. 561 (1906) ............................................... 13
Chicago v. Morales,
527 U.S. 41 (1999) ................................................. 14
City of Revere v. Mass. Gen. Hosp.,
463 U.S. 239 (1983) ............................................... 18
Clark v. Community for Creative Non-Violence,
468 U.S. 288 (1984) ......................................... 14, 15
Coal. on Homelessness v. City & Cty. of San
Francisco, No. 23-15087, 2024 WL 125340
(9th Cir. Jan. 11, 2024) (mem. op.) ....................... 18
Coal. on Homelessness v. City & Cty. of San
Francisco, 90 F.4th 975 (9th Cir. 2024) .......... 13, 16
Coker v. Georgia,
433 U.S. 584 (1977) ............................................... 19
iii
Dandridge v. Williams,
397 U.S. 471 (1970) ............................................... 28
District of Columbia v. Brooke,
214 U.S. 138 (1909) ............................................... 12
Furman v. Georgia,
408 U.S. 238 (1972) ............................................... 22
Harmelin v. Michigan,
501 U.S. 957 (1991) ............................................... 22
Ingraham v. Wright,
430 U.S. 651 (1977) ......................................... 18, 21
In re Eichorn,
69 Cal. App. 4th 382 (1998) .................................. 24
Jefferson v. Hackney,
406 U.S. 535 (1972) ............................................... 34
Johnson v. City of Grants Pass,
72 F.4th 868 (9th Cir. 2023)....... 5, 11, 12, 15-21, 24
Joyce v. City & Cty. of San Francisco,
846 F. Supp. 843 (N.D. Cal. 1994) ........................ 24
Kahler v. Kansas,
589 U.S. ___, 140 S. Ct. 1021 (2020) ..................... 24
Knoxville Iron Co. v. Harbison,
183 U.S. 13 (1901) ................................................. 13
Lambert v. California,
355 U.S. 225 (1957) ............................................... 12
Los Angeles v. Lyons,
461 U.S. 95 (1983) ................................................. 15
iv
Martin v. Boise,
920 F.3d 584 (9th Cir. 2019)
.................................................................... 16, 18, 20
O’Shea v. Littleton,
414 U.S. 488 (1974) ............................................... 16
Papachristou v. City of Jacksonville,
405 U.S. 156 (1972) ............................................... 14
Patterson v. State of Kentucky,
97 U.S. 501 (1878) ................................................. 12
Powell v. Texas,
392 U.S. 514 (1968) ......................................... 22, 23
Rhodes v. Champman,
452 U.S. 337 (1981) ............................................... 21
Riverside v. McLaughlin,
500 U.S. 44 (1991) ................................................. 15
Robinson v. California,
370 U.S. 660 (1962) ....................... 20, 21, 22, 23, 25
Solem v. Helm,
463 U.S. 277 (1983) ................................... 19, 21, 23
Stefanelli v. Minard,
342 U.S. 117 (1951) ............................................... 16
Tobe v. City of Santa Ana,
892 P.2d 1145 (Cal. 1995) ..................................... 24
United States v. Salerno,
481 U.S. 739 (1987) ............................................... 20
Younger v. Harris,
401 U.S. 37 (1971) ................................................. 16
v
Constitutional Provisions
U.S. Const. amend. VIII
............................... 2, 3, 12, 13, 17-19, 21, 23, 25, 35
Statutes and Legislation
18 U.S.C. § 3626 ........................................................ 17
Or. Rev. Stat. § 161.615(3) ........................................ 19
Anaheim, Cal., Code § 11.10.30 ................................ 14
Colorado Springs, Colo., Code § 9.6.110 ................... 14
D.C. Code § 24-121 .................................................... 14
Denver, Colo., Code § 38-86.2 ................................... 14
Honolulu, Haw., Code § 10-1.2(a)(13) ....................... 14
Las Vegas, Nev., Code § 10.86.010 ........................... 14
Sacramento, Cal., Code § 12.52 et seq. ..................... 14
Seattle, Wash., Code § 18.12.250 .............................. 14
Topeka, Kan., Code § 9.45.340-.400 .......................... 14
2010 Haw. Sess. Laws c 212, §2 ................................ 30
2016 Cal. Stat. c 847 .................................................. 30
Other Authorities
Gustavo Sagrero Álvarez, Seattle steps in to foot
bill for migrants living in hotel, KUOW: NPR
Network (Jan. 31, 2024),
https://www.kuow.org/stories/seattle-steps-into-foot-the-bill-for-migrants-living-in-a-hotel ...... 27
vi
Grace Ashford and Claire Fahy, $2.4 Billion Is Not
Enough for New York’s Migrant Crisis, Adams
Says,
N.Y.
Times
(Feb.
6,
2024),
https://www.nytimes.com/2024/02/06/nyregion/
adams-albany-migrant-crisis.html ....................... 27
Center for Sustainable Systems, Univ. of Mich.,
U.S. Cities Factsheet, No. CSS09-06 (Aug.
2023),
https://css.umich.edu/sites/default/files/202310/U.S.%20Cities_CSS09-06_0.pdf ......................... 9
City of Grants Pass, Adopted Operating & Capital
Budget
Fiscal
Year
2017-18
(2018),
https://www.grantspassoregon.gov/DocumentC
enter/View/10828/Complete-Adopted-BudgetFY18?bidId= .......................................................... 26
City of Houston Housing & Community
Development Dep’t, Supportive Services: Our
Role
in
Ending
Homelessness,
https://houstontx.gov/housing/supportiveservices.html.......................................................... 31
City of Los Angeles, Budget Summary FY 20232024 (2023), https://cao.lacity.org/budget2324/2023-24Budget_Summary.pdf ......................... 33
City of San Francisco, Dep’t of Homelessness &
Supportive Housing, HSH Budget (FY 202324), https://hsh.sfgov.org/about/budget/ ............... 33
City of San Francisco, Healthy Streets Data and
Information,
https://sf.gov/data/healthy-streets-data-andinformation#-data-and-information ..................... 29
vii
Callie Craighead, Mayor Harrell signs City of
Seattle’s 2024 Budget into Law, Office of the
Mayor (Dec. 1, 2023),
https://harrell.seattle.gov/2023/12/01/mayorharrell-signs-city-of-seattles-2024-budget-intolaw/................................................................... 32, 33
Dennis P. Culhane & Seongho An, Estimated
Revenue of the Nonprofit Homeless Shelter
Industry in the United States: Implications for
a More Comprehensive Approach to Unmet
Shelter Demand, 32 Housing Policy Debate 823
(2022) ..................................................................... 26
Dave Davies, How NYC is coping with 175,000
migrants from the Southern border, Fresh Air
on
NPR
(Feb.
15,
2024),
https://www.npr.org/2024/02/15/1231712535/ho
w-nyc-is-coping-with-175-000-migrants-fromthe-southern-border .............................................. 27
Samantha Delouya, 2022 had the lowest total
unemployment rate ever, CNN (Dec. 20, 2023),
https://www.cnn.com/2023/12/20/economy/lowe
st-unemployment-rate-year-2022/ ........................ 34
Jeremy Harris, 200K pounds of debris removed
from encampments along I-5 in Seattle’s UDistrict, KOMO News (Feb. 22, 2024),
https://komonews.com/news/local/homelessencampments-interstate-5-univeristy-districtseattle-king-county-homelessness-crisistreatment-housing-shelter-services-fencingwashington-state-department-oftransportation-funding-governor-jay-insleelegislators-house-senate-wsdot-proposal-spd ......... 6
viii
Kim Horner, Seattle’s 1811 Eastlake Project Puts
Housing First, Saves Lives & Money, The
Carter Center (Nov. 4, 2009),
https://www.cartercenter.org/health/mental_he
alth/fellowships/archive/documents/seattle_hor
ner.html ................................................................. 30
HUD Continuum of Care (“CoC”) Homeless
Populations, WA-500 (2007),
https://files.hudexchange.info/reports/publishe
d/CoC_PopSub_CoC_WA-5002007_WA_2007.pdf .................................................. 9
HUD CoC Homeless Populations, WA-500 (2023),
https://files.hudexchange.info/reports/publishe
d/CoC_PopSub_CoC_WA-5002023_WA_2023.pdf .................................................. 9
HUD CoC Homeless Populations, CA-600 (2007),
https://files.hudexchange.info/reports/publishe
d/CoC_PopSub_CoC_CA-6002007_CA_2007.pdf................................................. 10
HUD CoC Homeless Populations, CA-600 (2023),
https://files.hudexchange.info/reports/publishe
d/CoC_PopSub_CoC_CA-6002023_CA_2023.pdf................................................. 10
HUD CoC Housing Inventory, CA-600 (2007),
https://files.hudexchange.info/reports/publishe
d/CoC_HIC_CoC_CA-600-2007_CA_2007.pdf ...... 10
HUD CoC Housing Inventory, CA-600 (2023),
https://files.hudexchange.info/reports/publishe
d/CoC_HIC_CoC_CA-600-2023_CA_2023.pdf ...... 10
ix
HUD CoC Housing Inventory, WA-500 (2007),
https://files.hudexchange.info/reports/publishe
d/CoC_HIC_CoC_WA-500-2007_WA_2007.pdf .... 10
HUD CoC Housing Inventory, WA-500 (2023),
https://files.hudexchange.info/reports/publishe
d/CoC_HIC_CoC_WA-500-2023_WA_2023.pdf .... 10
HUD Office of Policy Development & Research,
Housing First Works, Evidence Matters
(Spring/Summer 2023),
https://www.huduser.gov/portal/periodicals/em/
spring-summer-23/highlight2.html ...................... 30
HUD Office of Policy Development & Research,
Salt Lake City Housing Authority Serves
Residents Experiencing Homelessness, Edge: An
Online
Magazine
(Sept.
20,
2022),
https://www.huduser.gov/portal/pdredge/pdredge-inpractice-092022.html ................................ 31
Miriam Jordan, Big Burden of Migrant Influx
Strains Denver, N.Y. Times (Feb. 12, 2024
updated Feb. 15, 2024),
https://www.nytimes.com/2024/02/12/us/denver
-colorado-migrants.html........................................ 27
Michael Kimmelman, How Houston Moved 25,000
People From the Streets Into Homes of Their
Own,
N.Y.
Times
(June
14,
2022),
https://www.nytimes.com/2022/06/14/headway/
houston-homeless-people.html ............................. 31
x
King County Regional Housing Authority, FiveYear Plan: 2023-2028 (2023),
https://kcrha.org/wpcontent/uploads/2023/06/FINAL-KCRHA-FiveYear-Plan-6.1.23.pdf ............................................. 30
King County Regional Housing Authority, Our
Approach,
https://kcrha.org/about/our-approach/ .................. 30
KIRO 7 News Staff, Mount Baker preschool begs
Seattle to remove nearby encampment, KIRO 7
(Feb. 8, 2024),
https://www.kiro7.com/news/local/mountbaker-preschool-begs-seattle-remove-nearbyencampment/KIDDQBBJGZFUPFPAVARQLP
FQM4/ ...................................................................... 6
Andrew I. Lief, A Prosecutorial Solution to the
Criminalization of Homelessness, 169 U. Pa. L.
Rev. 1971 (2021) .................................................... 20
Joshua McNichols, Seattle’s first affordable
housing high-rise tower in 50 years welcomes its
first residents, KUOW: NPR Network (May 5,
2023), https://www.kuow.org/stories/seattle-sfirst-affordable-housing-high-rise-in-50-yearswelcomes-its-first-residents .................................. 32
National Low Income Housing Coalition, The Gap:
A Shortage of Affordable Homes, (Mar. 2023),
https://nlihc.org/sites/default/files/gap/GapReport_2023.pdf ...................................................... 8
xi
Andy Newman, A Record 100,000 People in New
York Homeless Shelters, N.Y. Times (June 28,
2023),
https://www.nytimes.com/2023/06/28/nyregion/
nyc-homeless-shelter-population.html ................. 27
Sara K. Rankin, Hiding Homelessness: The
Transcarceration of Homelessness, 109 Cal. L.
Rev. 559 (2021) ...................................................... 29
Bethany Rodgers, Utah’s ‘housing first’ model is
keeping people off the streets. So why are
auditors worried? Salt Lake Tribune (Nov. 16,
2021),
https://www.sltrib.com/news/politics/2021/11/1
6/utahs-housing-first-model/ ................................. 31
Claire Rush, Cities crack down on homeless
encampments. Advocates say that’s not the
answer,
KGW
8
(Nov.
28,
2023),
https://www.kgw.com/article/news/local/homele
ss/cities-crack-down-homeless-encampmentsadvocates-protest/283-a3a40ddb-9d0a-484583e5-dd0486d4ee44 ................................................. 6
Eli Saslow, A Once Despairing Sandwich Shop
Owner Sees ‘a Miracle’, N.Y. Times (Dec. 26,
2023),
https://www.nytimes.com/2023/12/26/us/phoeni
x-homeless-encampment-zone.html ....................... 6
Seattle Human Services, Quarterly Report (June
29, 2023),
https://clerk.seattle.gov/~cfpics/cf_322689q1.pdf .... 28
xii
Seattle Human Services, Quarterly Report (Aug. 2,
2023),
https://clerk.seattle.gov/~cfpics/cf_322689q2.pdf .... 28
Seattle Human Services, Quarterly Report (Dec. 8,
2023),
https://clerk.seattle.gov/~cfpics/cf_322689q3.pdf .... 28
Ari Shapiro, Why Some Homeless Choose The
Streets Over Shelters, Talk of the Nation on
NPR (Dec. 6, 2012),
https://www.npr.org/2012/12/06/166666265/wh
y-some-homeless-choose-the-streets-overshelters .................................................................. 29
The South King County Housing First Pilot:
Innovations & Lessons Learned, Building
Changes: End Homelessness Together (May
2010),
https://www.hud.gov/sites/documents/DOC_10
137.PDF ................................................................. 30
U.S. Dep’t of Housing and Urban Dev., 2023
Annual Homelessness Assessment Report to
Congress, (Dec. 2023),
https://www.huduser.gov/portal/sites/default/fil
es/pdf/2023-AHAR-Part-1.pdf. ........................ 7, 8, 9
U.S. Interagency Council on Homelessness, ALL
IN: The Federal Strategic Plan to Prevent and
End
Homelessness,
(Dec.
2022),
https://www.usich.gov/sites/default/files/docum
ent/All_In.pdf........................................... 7, 8, 30, 34
xiii
Wash. State Auditor, Contracted Homeless
Services: Improving how local governments
prioritize services and manage provider
performance, no. 103130 (Nov. 15, 2022),
https://sao.wa.gov/sites/default/files/audit_repo
rts/PA_Contracted_Homeless_Services_ar1031310.pdf ........................................................... 33
Wash. State Dep’t of Ecology, $4 Million for
Homeless Encampments Cleanup, pub. no. 2007-002 (Jan. 2020),
https://apps.ecology.wa.gov/publications/docum
ents/2007002.pdf, (Jan. 2020) ................................. 5
Daniel Wu, When a homeless encampment was
cleared, no one went to a shelter. The reasons are
complicated, Seattle Times (Aug. 19, 2021),
https://www.seattletimes.com/seattlenews/homeless/when-a-homeless-encampmentwas-cleared-no-one-went-to-shelter-thereasons-why-are-complicated/ .............................. 29
1
INTERESTS OF AMICI CURIAE 1
The Local Government Legal Center (“LGLC”) is a
coalition of national local government organizations
formed in 2023 to educate local governments on
pending Supreme Court proceedings and to advocate
for local governments in appropriate cases. The
National Association of Counties, the National League
of Cities, and the International Municipal Lawyers
Association are the founding members of the LGLC.
The National Association of Counties (“NACo”) is
the only national organization that represents county
governments in the United States. Founded in 1935,
NACo provides essential services to the nation’s 3,069
counties through advocacy, education, and research.
The National League of Cities (“NLC”) is the
country’s largest and oldest organization serving
municipal governments and represents more than
19,000 cities and towns in the United States. NLC
advocates on behalf of cities on critical issues that
affect municipalities and warrant action.
Established in 1935, the International Municipal
Lawyers Association (“IMLA”) is the oldest and largest
association of attorneys representing United States
municipalities, counties, and special districts. IMLA’s
mission is to advance the responsible development of
municipal law through education and advocacy by
providing the collective viewpoints of local
Pursuant to Supreme Court Rule 37.6, Amici Curiae state
that no counsel for any party authored this brief in whole or in
part, and no outside entity made any monetary contribution to
fund the preparation or submission of this brief.
1
2
governments around the county on legal issues before
state and federal appellate courts.
The North Dakota League of Cities (“NDLC”) is
comprised of 355 member cities and was formed in
1912 to support municipal governance throughout the
state through information sharing, education, and
legal advocacy.
The Cities of Albuquerque, Anaheim, Anchorage,
Colorado Springs, Henderson, Lake Oswego, Las
Vegas, Redondo Beach, Sacramento, Seattle, and
Topeka, the City and County of Honolulu, and
Louisville-Jefferson County Metro, are local
governments of different sizes from all over the
country whose communities are significantly affected
by the homelessness crisis. Each of these entities is
committed to solutions that appropriately balance
compassion with efficacy while also protecting the
livelihood of local businesses and residents.
Homelessness is complex at both the societal and
individual levels. Effective sustainable solutions will
require compromise to meet this increasingly nuanced
contemporary challenge. Solutions will be expensive,
they will take time, and there will be intense
disagreement along the way about what methods work
best and which philosophies make the most sense.
The Ninth Circuit’s novel application of the Eighth
Amendment is untenable. The holding stations federal
courts at the center of every town for the purpose of
deciding when and where local authorities may
enforce basic regulations against public camping. The
rule has no limiting principle, constitutionalizes a
policy judgment in a complex social arena, and turns
3
federal judges into townhall chancellors. Amici
support reversing this extraordinary incursion into
local autonomy.
SUMMARY OF ARGUMENT
Homelessness is complicated. The constitutional
question presented in this case is not. The Ninth
Circuit liberated the Eighth Amendment from its text
and purpose, setting federal courts free to wander
about deciding when local governments may use their
police power to enforce basic regulations against living
in public spaces. This unilateral judicial action
amounts to an ongoing federal audit of how local
authorities enforce generally applicable facially valid
laws. The Ninth Circuit justified this extraordinary
derogation of federalism by relying on the substantive
limits on criminal responsibility that have, until now,
been slumbering in the Constitution.
This novel interpretation of the Eighth
Amendment is legally wrong, and the devised remedy
is harmful. Safe parks and functioning arterials are
the circulatory system essential to any vibrant
locality. Local policymakers have always been tasked
with keeping these municipal passageways open. In
the context of homelessness this may require
compromise, and result in encampments being
tolerated for a time before authorities need them to
disperse. The Ninth Circuit, however, imposed a
constitutional prerequisite to this basic exercise of the
police power: local governments must first provide an
alternative place to go before telling someone they
cannot stay where they are.
4
That rule is a rigid policy judgment. Imposing a
requirement that local governments offer temporary
shelter as an antecedent to enforcement has
substantial financial implications and encourages
jurisdictions to mass produce a form of shelter that
most people do not want and that most advocates say
does not work. In addition to creating practical
problems for local governments, this unprincipled rule
is also legally unsupportable. Supervising local
enforcement of facially valid public camping
regulations runs counter to the notions of comity and
respect that underpin our dual sovereign system. The
pretense that enforcement is equivalent to
punishment has no support in this Court’s cases.
Subjecting individual jurisdictions to litigation and
federal injunctions that effectively mandate the
construction of shelter space is practically
counterproductive and constitutionally unjustifiable.
Homelessness is a serious social and economic
issue impacting communities across the country.
Voters in many places prefer compassionate responses
and local governments continue to increase
investments in housing and other supportive services.
At the same time, encampments have devastated
surrounding neighborhoods and businesses. Many
affected community members are not prepared to
accept that kind of social harm indefinitely and turn
to their local governments for immediate relief. One
tool that governments use to address the imminent
health and environmental hazards created by
encampments are public order regulations like anticamping ordinances. Laws like these are neither new
nor unusual.
5
Navigating the situational social friction created
by encampments needs to be left in the hands of locally
elected representatives who are sensitive to the needs,
priorities, and resources of the region. These tough
decisions involve philosophical compromises and fiscal
tradeoffs; a balancing act the Constitution leaves to
local governments to perform.
ARGUMENT
I.
LOCAL GOVERNMENTS ARE ON THE FRONT
LINES ADDRESSING HOMELESSNESS.
Everyone agrees that “homelessness is a serious
issue ‘caused by a complex mix of economic, mentalhealth, and substance-abuse factors.’” Johnson v. City
of Grants Pass, 72 F.4th 868, 923 (9th Cir. 2023)
(statement regarding denial of reh’g) (quoting M.
Smith, J., id. at 935, dissenting from denial of reh’g)).
The dispute lies in finding an agreeable response.
At the local level, long-term solutions to these
underlying issues need to be balanced with responding
to the environmental and public health harms that
encampments can cause to the surrounding area.
These harmful impacts are evident and welldocumented. Solid waste, for example, is “an
inevitable result of most homeless encampments.” 2 In
a recent removal prompted by community complaints
after a shooting, 210,000 pounds of debris were
removed from a 38-resident encampment located on
Wash. State Dep’t of Ecology, $4 Million for Homeless
Encampments
Cleanup,
No.
20-07-002
(Jan.
2020),
https://apps.ecology.wa.gov/publications/documents/2007002.pdf
.
2
6
land beside the interstate just blocks away from the
University of Washington campus. 3 Encampments
located near places like daycares upset parents who
are concerned about exposing their children to these
heightened health hazards and potential for violence. 4
Encampments also present an existential risk to
nearby businesses by deterring the formerly reliable
stream of customers, 5 and impede access to sidewalks
by disabled persons.
These community members bring their valid
concerns to local authorities and demand solutions.
Other community members also voice strong
opposition to any type of removal action unless each
person is immediately placed in housing. 6 Local
Jeremy Harris, 200K pounds of debris removed from
encampments along I-5 in Seattle’s U-District, KOMO News (Feb.
22,
2024),
https://komonews.com/news/local/homelessencampments-interstate-5-univeristy-district-seattle-kingcounty-homelessness-crisis-treatment-housing-shelter-servicesfencing-washington-state-department-of-transportationfunding-governor-jay-inslee-legislators-house-senate-wsdotproposal-spd.
4
KIRO 7 News Staff, Mount Baker preschool begs Seattle to
remove nearby encampment, KIRO 7 (Feb. 8, 2024),
https://www.kiro7.com/news/local/mount-baker-preschool-begsseattle-remove-nearbyencampment/KIDDQBBJGZFUPFPAVARQLPFQM4/.
5
Eli Saslow, A Once Despairing Sandwich Shop Owner Sees ‘a
Miracle’,
N.Y.
Times
(Dec.
26,
2023),
https://www.nytimes.com/2023/12/26/us/phoenix-homelessencampment-zone.html.
6
Claire Rush, Cities crack down on homeless encampments.
Advocates say that’s not the answer, KGW 8 (Nov. 28, 2023),
https://www.kgw.com/article/news/local/homeless/cities-crackdown-homeless-encampments-advocates-protest/283-a3a40ddb9d0a-4845-83e5-dd0486d4ee44.
3
7
leaders caught in this tension are tasked with doing
the hard work of democracy that requires juggling
limited budgets and different views to find the right
recipe of compassion, stewardship, safety, and
accountability. These political processes often reach
different decisions in our diverse nation.
While local governments are tasked with
navigating these imminent community health and
safety concerns, homelessness is a much larger
national issue. The U.S. Department of Housing and
Urban Development (“HUD”) conducted its first
national point-in-time count in 2007 to estimate how
many people were experiencing homelessness on a
given night. 7 That year, HUD estimated that 647,258
people were experiencing homelessness (391,401
sheltered, 255,857 unsheltered). Id. at 10. Almost two
decades later, the 2023 estimated total was 653,104
people (396,494 sheltered, 256,610 unsheltered). Id.
Notably, this total population increased by 12% from
2022. Id. at 12. Although these total population
estimates are similar, the population itself is not static
as each year an average of 908,530 people become
homeless while 900,895 people exit homelessness to
housing. 8
U.S. Dep’t of Housing and Urban Dev., 2023 Annual
Homelessness Assessment Report to Congress, 12 (Dec. 2023)
[hereinafter “AHAR”],
https://www.huduser.gov/portal/sites/default/files/pdf/2023AHAR-Part-1.pdf.
8
U.S. Interagency Council on Homelessness, ALL IN: The
Federal Strategic Plan to Prevent and End Homelessness, 61 (Dec.
2022), [hereinafter “ALL IN”],
https://www.usich.gov/sites/default/files/document/All_In.pdf.
7
8
In contrast with this relatively flat national trend,
some parts of the country have seen homeless
populations spike since 2007. California, for example,
experienced an increase of 42,413 people (+30.5%)
during this period. New York increased by 40,599
(+64.9%) people, with 29,022 added from 2022-23
alone. Washington (+19.9%), Massachusetts (+26.5%),
and Oregon (+14.5%) round out the top five states with
the largest increases from 2007 to 2023. 9 Conversely,
other states such as Florida and Texas have generally
trended downwards over this same this period.
Determining the reasons for these disparate trends
is tricky when there are so many factors that can affect
whether someone is housed. Tangible issues like low
wages, high rent, domestic violence, natural disasters,
mental health, and substance abuse can all play a role,
but federal agencies also attribute homelessness to
deeper problems such as systemic racism and
discriminatory
housing
practices. 10
Further
complicating these individual and social factors is the
current national shortage of available affordable
housing, with some estimates ranging as high as a
7.3M home deficit. 11 This housing market is
particularly squeezed in metropolitan regions with
limited land and high costs of living, and cities
everywhere struggle to match supply to demand as
AHAR, supra n. 7, at 17.
ALL IN, supra n. 8, at 15-16.
11
National Low Income Housing Coalition, The Gap: A
Shortage
of
Affordable
Homes,
7
(Mar.
2023),
https://nlihc.org/sites/default/files/gap/Gap-Report_2023.pdf.
9
10
9
83% of the nation’s population is now concentrated in
urban areas. 12
Although more public housing does not cure this
overall deficit in the housing stock, many communities
in the country agree that it plays an important role in
any compassionate response to homelessness and
accordingly have worked hard to create more. At the
national level, HUD reports the total number of yearround beds (i.e., emergency shelter, transitional
housing, permanent housing) rose from 611,169 in
2007 to 1,112,545 in 2023, with 662,978 of those beds
in permanent housing. 13
In many of the hardest hit cities, however,
homeless populations have continued to rise faster
than shelter and housing options can be constructed.
In Seattle, for example, the estimated homeless
population increased from 7,902 in 2007 to 14,149 in
2023, 14 while the total number of year-round beds
doubled from 9,668 to 19,809, and the number of
Center for Sustainable Systems, Univ. of Mich., U.S. Cities
Factsheet,
No.
CSS09-06
(Aug.
2023),
https://css.umich.edu/sites/default/files/202310/U.S.%20Cities_CSS09-06_0.pdf.
13
See AHAR, supra n. 7, at 89-91.
14
HUD Continuum of Care (“CoC”) Homeless Populations, WA500 (2007),
https://files.hudexchange.info/reports/published/CoC_PopSub_C
oC_WA-500-2007_WA_2007.pdf; see also, HUD CoC Homeless
Populations, WA-500 (2023),
https://files.hudexchange.info/reports/published/CoC_PopSub_C
oC_WA-500-2023_WA_2023.pdf.
NOTE:
The
homeless
populations estimated by the annual point-in-time count do not
include formerly homeless people residing in permanent
supportive housing. See AHAR, supra n. 7, at 6.
12
10
permanent supportive housing beds almost tripled
from 2,775 to 7,251. 15 At the other end of the West
Coast, the homeless population in Los Angeles
increased from 47,862 in 2007 to 71,320 in 2023, 16
while the total number of year-round beds tripled from
19,335 to 59,112, and the number of permanent
supportive housing beds almost quadrupled from
6,870 to 24,172. 17
There are many ways to interpret these data and
many potential reasons for these trends. No matter
the potential explanations, it is indisputable that in
some areas homeless populations have increased at
much higher rates than the national average even as
local governments have multiplied the regional supply
of public housing options. This simply illustrates the
point that homelessness is behaviorally complex, the
product of many different social factors, and probably
HUD
CoC
Housing
Inventory,
WA-500
(2007),
https://files.hudexchange.info/reports/published/CoC_HIC_CoC_
WA-500-2007_WA_2007.pdf; see also, HUD CoC Housing
Inventory, WA-500 (2023),
https://files.hudexchange.info/reports/published/CoC_HIC_CoC_
WA-500-2023_WA_2023.pdf.
16
HUD CoC Homeless Populations, CA-600 (2007),
https://files.hudexchange.info/reports/published/CoC_PopSub_C
oC_CA-600-2007_CA_2007.pdf; see also, HUD CoC Homeless
Populations, CA-600 (2023),
https://files.hudexchange.info/reports/published/CoC_PopSub_C
oC_CA-600-2023_CA_2023.pdf.
17
HUD
CoC
Housing
Inventory,
CA-600
(2007),
https://files.hudexchange.info/reports/published/CoC_HIC_CoC_
CA-600-2007_CA_2007.pdf; see also, HUD CoC Housing
Inventory, CA-600 (2023),
https://files.hudexchange.info/reports/published/CoC_HIC_CoC_
CA-600-2023_CA_2023.pdf.
15
11
not amenable to simple one-dimensional solutions.
Just building more shelter beds and public housing
options is almost certainly not the answer by itself.
Local governments take different approaches to
homelessness but regulations like public camping
ordinances are common and used in many places. The
jurisdictions where most homeless individuals reside
do not use this type of police power to criminalize
homelessness. Instead, these regulations provide the
statutory authority that officials need to clear
problematic encampments that pose significant health
and safety risks. They are necessary tools for keeping
certain areas in the community free from
encampments, such as downtown economic zones and
areas near schools and children’s baseball fields.
Citations, whether civil or criminal, can also be used
to as way to encourage cited individuals to address
underlying factors like substance abuse or mental
illness by participating in treatment-based diversion
programs.
Navigating these considerations and reaching the
right compromises is a difficult task that requires
nuance and sensitivity. As the nation looks for the way
out of the current housing shortage and homelessness
crisis, “we must preserve for our localities the ability
to make tough policy choices unobstructed by courtcreated mandates that lack any sound basis in law.”
Johnson 72 F.4th at 945 (Bress, J.) (dissenting from
denial of reh’g). Local jurisdictions welcome federal
assistance in addressing homelessness. But that help
should come from a political branch of government,
not the judiciary.
12
II.
THE EIGHTH AMENDMENT DOES NOT
AUTHORIZE FEDERAL COURTS TO AUDIT HOW
LOCAL GOVERNMENTS ENFORCE VALID LAWS.
A town’s authority to keep its sidewalks clear and
parks open is not ordinarily a controversial notion.
Without this authority it is not really a town at all, but
just a group of people haphazardly living close to each
other. This preeminent function of local governance
has always been recognized by this Court. As Justice
Harlan wrote more than a century ago, “the police
power extends, at least, to the protection of the lives,
the health, and the property of the community against
the injurious exercise by any citizen of his own rights.”
Patterson v. State of Kentucky, 97 U.S. 501, 504 (1878).
Thus, “of all the powers of local government, the police
power is ‘one of the least limitable.’” Lambert v.
California, 355 U.S. 225, 228 (1957) (quoting District
of Columbia v. Brooke, 214 U.S. 138, 149 (1909)).
Taking steps to stop people from living in common
spaces is at the bedrock of this “least limitable”
authority. The Ninth Circuit, however, decided that
this fundamental power must yield to the Eighth
Amendment’s “substantive limits on what can be
made criminal” and, to eliminate any potential for a
violation, created a prophylactic rule prohibiting
enforcement of public camping regulations “when
there is no shelter space available.” Johnson, 72 F.4th
at 896. Although obfuscated as amended, “[t]he
original majority opinion made clear that the bedsversus population ‘formula’ is all that matters.” Id. at
938 (M. Smith, J., dissenting from denial of reh’g).
From this approach, whenever the estimated
homeless population in a jurisdiction exceeds the
13
number of shelter beds, federal courts must
continuously supervise local governments who try to
use the police power to regulate conduct like public
camping.
The principal issue with this misinterpretation of
the Eighth Amendment is how the rule is applied.
Local governments should not need to seek permission
from the federal judiciary before enforcing valid laws
prohibiting camping in public spaces. The rule lacks
any legal or factual basis justifying this sharp
departure from federalism principles and stretches
the meaning of “punishment” to encompass preconviction enforcement actions at the street level. The
Eighth Amendment does not provide a basis to
prospectively impose substantive limits on state
criminal law in this manner.
A. The Ninth Circuit’s Rule Usurps Local
Functions and Undermines Federalism.
Regulating behaviors like erecting tents on public
land has always been within the scope and substance
of the local police power. See Coal. on Homelessness v.
City & Cty. of San Francisco, 90 F.4th 975, 987-89 (9th
Cir. 2024) (Bumatay, J., dissenting). Camping bans
and park restrictions are precisely the sort of
“regulations [designed] to preserve order, to promote
freedom of communication, and to facilitate the
transaction of business in crowded communities.”
Chicago, B. & Q. Ry. Co. v. Illinois, 200 U.S. 561, 593
(1906) (quotation omitted). Local authority is at its
highest when used to promote “the safety, health,
morals, comfort and welfare” of the people within the
jurisdiction. Knoxville Iron Co. v. Harbison, 183 U.S.
13, 20 (1901) (quotation omitted).
14
Whether the ordinance pertains to camping, or to
loitering, or to vagrancy, laws regulating these types
of public behavior “have been a fixture of AngloAmerican law at least since the time of the Norman
Conquest.” Chicago v. Morales, 527 U.S. 41, 103 (1999)
(Thomas, J., dissenting). This custom continues. Local
ordinances addressing this type of conduct (and
camping specifically) remain commonplace in this
country. 18 Traditionally, the limitations this Court
has placed on this category of laws have been
procedural
rather
than
substantive.
E.g.,
Papachristou v. Jacksonville, 405 U.S. 156, 170-71
(1972).
With respect to public camping regulations
specifically, this Court highlighted the government
interests justifying them in a free speech case. In
Clark v. Community for Creative Non-Violence, the
National Park Service granted an advocacy group’s
application to erect a short-term symbolic tent city in
Lafayette Park “to call attention to the plight of the
homeless,” but denied the group’s request for a special
use permit that would have allowed demonstrators to
sleep there overnight. 468 U.S. 288, 289 (1984).
Agreeing that “sleeping” was conduct and assuming
that it was also expressive, this Court had “very little
E.g., Anaheim, Cal., Code § 11.10.30 (camping in public areas
prohibited); Colorado Springs, Colo., Code § 9.6.110 (camping);
D.C. Code § 24-121 (tents, trailer camps, and other temporary
abodes); Denver, Colo., Code § 38-86.2 (camping); Honolulu,
Haw., Code § 10-1.2(a)(13) (camping in public parks); Las Vegas,
Nev., Code § 10.86.010 (camping, lodging, and similar activities);
Sacramento, Cal., Code § 12.52 et seq. (camping); Seattle, Wash.,
Code § 18.12.250 (camping in public parks); Topeka, Kan., Code
§ 9.45.340-.400 (camping).
18
15
trouble concluding that the Park Service may prohibit
overnight sleeping in the parks involved here.” Id. at
295. The “substantial interest” in maintaining
attractive parks was sufficient:
To permit camping – using these areas as
living accommodations – would be totally
inimical to these purposes, as would be
readily understood by those who have
frequented the National Parks across the
country and observed the unfortunate
consequence of the activities of those who
refuse to confine their camping to
designated areas.
Id. at 296.
This
Court
has
always
respected
the
counterbalanced governance central to our dual
sovereign system and has hesitated to place federal
courts in a supervisory role over how local authority is
exercised. On many occasions this Court has
reiterated “the normal principles of equity, comity and
federalism that should inform the judgment of federal
courts when asked to oversee state law enforcement
authorities.” Los Angeles v. Lyons, 461 U.S. 95, 112
(1983); see also, Riverside v. McLaughlin, 500 U.S. 44,
53 (1991) (acknowledging “proper deference to the
demands of federalism”).
The Ninth Circuit displayed no restraint and
assumed the reins of local police power by
prospectively enforcing the new constitutional rule
that “a person cannot be prosecuted for involuntary
conduct if it is an unavoidable consequence of one’s
status.” Johnson, 72 F.4th at 893. For cities like San
16
Francisco, this becomes a perpetual process of seeking
“the permission of a federal judge” and appealing the
disagreements that will inevitably arise in the district
court. Coal. on Homelessness, 90 F.4th at 982
(Bumatay, J., dissenting). Additional appeals will,
evidently, be needed to resolve questions like whether
encampment resolutions that are “limited [in]
geographic scope” or “time-limited [in] nature” violate
the district court’s injunction. Id. at 977 (panel
majority). The San Francisco case clearly illustrates
the type of continuing hands-on federal involvement
contemplated by the Ninth Circuit.
As this appellate ping pong makes clear, the type
of injunction at issue here amounts to “nothing less
than an ongoing federal audit” of the enforcement of
“seemingly valid state laws.” See O’Shea v. Littleton,
414 U.S. 488, 500 (1974). However, other than quick
standing analyses, see Martin v. Boise, 920 F.3d 584,
608-10 (9th Cir. 2019), see also, Johnson, 72 F.4th at
881-83, the Ninth Circuit ignored the imperative for
“courts of equity to exercise discretion” when asked to
interject “federal courts in the administration of the
criminal law.” Stefanelli v. Minard, 342 U.S. 117, 120
(1951). The “crude population-level inquiry” used to
predict the involuntariness of future conduct,
Johnson, 72 F.4th at 936 (M. Smith, J., dissenting
from denial of reh’g), is incongruent with this Court’s
descriptions of the type of “extraordinary
circumstance” where a federal court may order
“injunctive relief against state criminal prosecutions.”
Younger v. Harris, 401 U.S. 37, 53 (1971). If abstention
principles keep federal courts from interfering with an
17
ongoing state prosecution, the same should be true for
the underlying enforcement action that gave rise to it.
Setting aside capital cases, in the Eighth
Amendment context this Court has only ever
authorized such sweeping class-wide injunctive relief
as a last-resort necessity to redress unconstitutional
conditions of confinement. See, e.g., Brown v. Plata,
563 U.S. 493 (2011). That post-conviction context is
entirely different. The injunction was pursuant to a
specific Act of Congress, see 18 U.S.C. § 3626, and after
conviction the State owes an affirmative duty to
prisoners because “[t]o incarcerate, society takes from
[them] the means to provide for their own needs.”
Brown, 563 U.S. at 510. The Ninth Circuit’s rule turns
that reasoning inside out: “to incarcerate, society must
first offer a person the means to provide for their own
needs.”
Even in that post-conviction context, Justice Scalia
pointed out that these sorts of structural injunctions
are dangerous because they “turn[] judges into longterm administrators of complex social institutions . . .
to play a role essentially indistinguishable from the
role ordinarily played by executive officials.” Id. at 555
(Scalia, J., dissenting). Those words are an apt
description of the injunctive regime at issue in this
case. The Ninth Circuit’s rule takes control of
governance from local authorities and turns federal
courts into “homeless policy czars” deciding when
basic public camping regulations may be enforced.
Johnson, 72 F.4th at 943 (M. Smith, J., dissenting
from denial of reh’g). This departure from federalism
principles is not supported by the Eighth Amendment.
18
B. The Cruel and Unusual Punishment
Clause Does Not Apply to Street Level
Enforcement.
According to the Ninth Circuit, “the Cruel and
Unusual Punishment Clause bars enforcement of the
anti-camping ordinances.” Johnson, 72 F.4th at 880
(emphasis added). Under this rule, even “threatening
to enforce” camping ordinances can constitute
unconstitutional
punishment.
See
Coal.
on
Homelessness v. City & Cty. of San Francisco, No. 2315087, 2024 WL 125340, *1 (9th Cir. Jan. 11, 2024)
(mem. op.). That conflicts with this Court’s numerous
statements that “the State does not acquire the power
to punish with which the Eighth Amendment is
concerned until after it has secured a formal
adjudication of guilt in accordance with due process.”
E.g., Ingraham v. Wright, 430 U.S. 651, 671 n. 40
(1977). The Ninth Circuit sidestepped this problem by
explaining in a footnote that when “plaintiffs are
raising challenges to the ‘substantive limits on what
can be made criminal,’ Ingraham does not prohibit a
challenge before a criminal conviction.” Johnson, 72
F.4th at 889 n. 26.
As many of the dissenting judges have noted,
extending the Clause “to encompass pre-conviction
challenges to substantive criminal law stretches the
Eighth Amendment past its breaking point.” Martin,
920 F.3d at 603 (Bennet, J., dissenting from denial of
reh’g). In the pretrial context, this Court has
consistently held that when “there has been no formal
adjudication of guilt . . . the Eighth Amendment has
no application.” City of Revere v. Massachusetts
General Hospital, 463 U.S. 239, 244 (1983); see also,
19
e.g., Bell v. Wolfish, 441 U.S. 520, 535 n. 16 (1979)
(“[t]he Court of Appeals properly relied on the Due
Process Clause rather than the Eighth Amendment in
considering the claims of pretrial detainees”).
Attaching the Eighth Amendment right to preenforcement actions could only ever be justified where
the challenged law on its face permitted an
unconstitutional punishment. See, e.g., Coker v.
Georgia, 433 U.S. 584 (1977) (regarding the death
penalty for non-homicide offense). That is not the
situation for the facially valid ordinances in this case
that only contemplate the possibility of a jail sentence
after a person is issued two successive civil violations,
followed by a park exclusion order, followed by a
trespass charge for violating that order. See Johnson,
72 F.4th at 890 (“[i]mposing a few extra steps . . . does
not cure the anti-camping ordinances’ Eighth
Amendment infirmity”); compare, id. at 933 (Graber,
J., respecting denial of reh’g) (“the Eighth Amendment
does not prohibit all civil remedies that could, in
theory lead to” criminal prosecution).
In addition to being attenuated from the initial
civil violations, a conviction for criminal trespass in
the second degree does not carry a mandatory jail
sentence under Oregon law. See Johnson, 72 F.4th at
890; and see, Or. Rev. Stat. § 161.615(3) (maximum
jail sentence for a class C misdemeanor is 30 days with
no minimum term). This Court has explained that
“[t]here is a clear line between sentences of
imprisonment and sentences involving no deprivation
of liberty.” Solem v. Helm, 463 U.S. 277, 294 n. 18
(1983) (citing Argersinger v. Hamlin, 407 U.S. 25
(1972)). It is entirely possible that even the cases that
20
eventually result in a criminal charge will not also
result in a jail sentence. Indeed, many jurisdictions
use citations like these as a means of compelling
individuals to participate in diversion programs
designed to connect participants with supportive
services. See Andrew I. Lief, A Prosecutorial Solution
to the Criminalization of Homelessness, 169 U. Pa. L.
Rev. 1971, 1989-90 n. 125 (2021). 19
No opinion from this Court supports the theory
that facially valid criminal laws may be enjoined
because someone might eventually receive an
unconstitutional sentence. Although they feel punitive
in the colloquial sense of the word, arrests, threats to
arrest, and pretrial detention on bail are not properly
categorized as punishment under this Court’s cases.
See also, United States v. Salerno, 481 U.S. 739, 74647 (1987). The Ninth Circuit’s contrary conclusion is a
“step too far” and requires a “double leap in logic” that
has no legal basis. Johnson, 72 F.4th at 933 (Graber,
J., respecting denial of reh’g).
C. Robinson Should Not Be Interpreted as
Imposing Substantive Limits on Local
Criminal Laws.
The legal error central to this case is the Ninth
Circuit’s interpretation of Robinson v. California, 370
U.S. 660 (1962). In Martin the court “gleaned from
19
Some communities have taken innovative approaches in
implementing different types of community court, including
using “mobile courts” to help reach homeless participants where
they are located. See, e.g., City of Boulder, Colo., Community
Court,
https://bouldercolorado.gov/services/community-court
(last viewed Feb. 28, 2024).
21
Robinson the principle that the Eighth Amendment
prohibits the state from punishing an involuntary act
or condition if it is the unavoidable consequences of
one’s status or being.” 920 F.3d at 616 (quotation
removed). Reinforcing this questionable premise, the
Ninth Circuit placed extraordinary emphasis on dicta
from Ingraham regarding the “substantive limits on
what can be made criminal and punished as such.” See
id. at 613-14. Starting from that narrow view, the
court has had no problem concluding that “Robinson
limits the reach of criminal law.” See Johnson, 72
F.4th at 921 (statement regarding denial of reh’g).
This Court has, in passing, described the holding of
Robinson that way. See e.g., Rhodes v. Champman,
452 U.S. 337, 346 n. 12 (1981); Ingraham, 430 U.S. at
667. This Court has not, however, ever applied
Robinson that way. Interpreting Robinson as
imposing “substantive limits on what can be made
criminal” is a ticking time bomb that invites future
federal incursions on state law. Amici respectfully
suggest that, rather than treating Robinson as a oneoff outlier case susceptible to permitting substantive
limitations on criminal law, a more parsimonious
understanding of the opinion is as the extreme
example of disproportionate sentencing.
Many members of this Court have described
Robinson as an excessive sentencing case. Justice
Stevens, for example, explained that while the jail
sentence in Robinson was not cruel or unusual “in the
abstract,” it was held to “be excessive” when used to
penalize the status of narcotic addiction. Atkins v.
Virginia, 536 U.S. 304, 311 (2002). Justice Powell
similarly explained in Solem, supra, that the “90-day
22
sentence [in Robinson] was found to be excessive.” 463
U.S. at 287; see also, Harmelin v. Michigan, 501 U.S.
957, 1012 (1991) (White, J., dissenting) (discussing
Robinson along with other proportionality cases).
Justice Thurgood Marshall endorsed this
interpretation, explaining that in Powell and
Robinson “[t]he analysis in both cases was the same;
only the conclusion as to whether or not the
punishment was excessive differed.” Furman v.
Georgia, 408 U.S. 238, 328 (1972) (Thurgood Marshall,
J., concurring); see also, Carmona v. Ward, 439 U.S.
1091, 1094-95 (1979) (Thurgood Marshall, J.,
dissenting from denial of certiorari) (citing Robinson
to demonstrate that “this Court has invalidated
punishments that were disproportionate to the nature
of the offense charged”).
From this perspective, the holdings in Robinson
and Powell are more easily reconciled. The mandatory
jail sentence in Robinson was unconstitutionally
excessive because instead of being imposed for “the
use of narcotics” or “antisocial or disorderly behavior”
it criminalized “an illness which may be contracted
innocently” and permitted a person “to be
continuously guilty” of the offense anywhere in the
State. 370 U.S. at 666-67. The complete absence of any
actus reus allowed this Court to hold that any penalty
would be disproportionate to statutory elements of the
crime.
By contrast, in Powell v. Texas a plurality of
justices explained that the “primary purpose” of the
Clause has always been properly considered “to be
directed at the method or kind of punishment
imposed.” 392 U.S. 514, 531-32 (1968). Examining “the
23
nature of the conduct made criminal is ordinarily
relevant only to the fitness of the punishment
imposed.” Id. From that starting place, five justices
agreed that the fine imposed for the purportedly
involuntary conduct in that case was not
unconstitutional. Recognizing the case could present a
slippery slope, the plurality explained that Robinson
did not control the outcome because “there is a
substantial definitional distinction between a ‘status’
. . . and a ‘condition,’” and when this line is blurred it
becomes “difficult to see any limiting principle” that
would prevent the federal judiciary from becoming
“the ultimate arbiter of the standards of criminal
responsibility.” Id. at 533.
Reading Robinson as the extreme example of
disproportionate sentencing is a cleaner fit within this
Court’s jurisprudence than interpreting it to mean
that there are “substantive limits” on state criminal
laws hibernating within the recesses of the Eighth
Amendment. If a penal statute is facially valid, then
the constitutionality of a particular penal sentence can
only be analyzed by looking at the individual
characteristics of the defendant and the factual basis
for the conviction. As this Court has explained, the
“inherent nature of our federal system and the need
for individualized sentencing decisions result in a
wide range of constitutional sentences” and “no single
criterion can identify when a sentence is so grossly
disproportionate that it violates the Eighth
Amendment.” Solem, 463 U.S. at 290 n. 17.
The Ninth Circuit’s determination that any penal
sentence for any individual within a diverse class
would be per se unconstitutional is legally
24
unjustifiable. Homelessness is too impermanent to be
considered a status like addiction. Tobe v. City of
Santa Ana, 892 P.2d 1145, 1166-67 (Cal. 1995). As
noted in the previous section, approximately 900,000
people become housed each year. This tends to show
“the efficacy of acts of social intervention to change the
condition of those currently homeless.” Joyce v. City &
Cty. of San Francisco, 846 F. Supp. 843, 857 (N.D. Cal.
1994). Additionally, individual facts like whether
someone has previously “declined offers of temporary
housing” are critical. Id. at 938 (M. Smith, J.,
dissenting from denial of reh’g). “It blinks reality to
say that the district court could, ‘in one stroke,’ resolve
the constitutionality of the public-camping ban as
applied to each of the” class members here. Id. at 939
(quoting panel op., id. at 811).
By enjoining even threats to enforce the applicable
ordinances, the Ninth Circuit’s rule guarantees that
no individualized inquiry or sentencing proceeding
will occur. This “federal constitutional prohibition on
the criminalization of purportedly nonvolitional
conduct,” Johnson, 72 F.4th at 928 (O’Scannlain, J.,
respecting denial of reh’g), also displaces common law
trial defenses that might otherwise apply to the
charged violation. See, e.g., In re Eichorn, 69 Cal. App.
4th 382, 391 (1998) (granting writ because petitioner
“is entitled to raise a necessity defense to charges he
violated the camping ordinance”). New federal rules
defining “the purposes of the criminal law [and] the
ideas of free will and responsibility” should be rejected
because crafting those definitions is “a project for state
governance, not constitutional law.” E.g., Kahler v.
Kansas, 589 U.S. ___, 140 S. Ct. 1021, 1037 (2020).
25
Instead of interpreting Robinson as creating
malleable limitations on substantive criminal law,
that case should be read simply as the far-end of this
Court’s proportionality jurisprudence. This view
provides an appropriate resting place for Robinson,
while removing the danger of future courts similarly
pushing this corner of the constitutional envelope.
III.
THE NINTH CIRCUIT’S RULE
JUDGMENT.
IS A
POLICY
The rule created below dictates that local
authorities may only stop people from living in public
spaces if the government first provides them with an
alternative place to go. That concept is not supported
by the Eighth Amendment or any other constitutional
principle. Instead, this is a policy judgment that
federal courts are not engineered or equipped to
administer.
That policy can have substantial financial
implications for local governments. It can also
incentivize overwhelmed jurisdictions to concentrate
public resources on temporary shelter beds even if
policymakers would prefer to invest in more
permanent solutions. Homelessness is complicated,
caused in part by national economic forces, and local
leaders struggling to preserve the livelihood of their
communities need the authority to impose reasonable
regulations designed to further legitimate public
interests.
A. Providing Shelter and Other
Housing Options is Costly.
Public
Building and maintaining shelter space is
expensive. Although numbers can vary widely by
26
region, the national average cost for shelter beds has
been estimated to be around $16,000 per unit per
year. 20 In small and large jurisdictions alike, finding
the funding to provide a multitude of shelter beds can
be difficult and can require compromising other parts
of the local budget.
Take the City of Grants Pass. Relying on this
$16,000 per unit per year estimate, the annual cost to
Grants Pass of providing shelter for the 50 to 600
homeless persons in the jurisdiction might be
anywhere from $800,000 to $9.6M. When this action
was commenced in 2018 Grants Pass had an annual
budget of just over $133M. 21 Using some quick napkin
math, the Ninth Circuit’s rule effectively obligates the
City to dedicate up to 7.2% of its annual budget to
shelter services. Alternatively, of course, Grants Pass
might choose to save the money by foregoing
enforcement of its camping regulations.
Some jurisdictions simply do not have the fiscal
flexibility to accommodate new inroads to the budget
like this. And even in areas committed to providing
shelter, fluctuations in the local homeless population
can strain the social safety net to its breaking point.
For example, New York City is a jurisdiction that
Dennis P. Culhane & Seongho An, Estimated Revenue of the
Nonprofit Homeless Shelter Industry in the United States:
Implications for a More Comprehensive Approach to Unmet
Shelter Demand, 32 Housing Policy Debate 823, 830-33 tbl. 4
(2022) (relying on 2015 HUD Housing Inventory Count data).
21
City of Grants Pass, Ore., Adopted Operating & Capital
Budget Fiscal Year 2017-18, 25, (2018),
https://www.grantspassoregon.gov/DocumentCenter/View/10828
/Complete-Adopted-Budget-FY18?bidId=.
20
27
implemented a right-to-shelter policy decades ago, but
the recent influx of tens of thousands of unhoused
immigrants has pushed the city to the financial
brink. 22 The cost is estimated to be several billion
dollars and counting. 23 Across the country, Denver is
confronting a similar situation and reaching similarly
dire financial straits. 24 Regions that are less affected
by this recent trend have still scrambled to match
unhoused immigrants with shelter options, and have
needed to confront the budgetary realities created by
these unplanned expenditures. 25
The impulse to provide shelter to those who do not
have it is compassionate, and the humanitarian
responses taken by these local governments are
commendable. It is also likely, however, that some of
these places may soon reach financial impasses that
Andy Newman, A Record 100,000 People in New York
Homeless
Shelters,
N.Y.
Times
(June
28,
2023),
https://www.nytimes.com/2023/06/28/nyregion/nyc-homelessshelter-population.html; see also, Dave Davies, How NYC is
coping with 175,000 migrants from the Southern border, Fresh
Air on NPR (Feb. 15, 2024),
https://www.npr.org/2024/02/15/1231712535/how-nyc-is-copingwith-175-000-migrants-from-the-southern-border.
23
Grace Ashford and Claire Fahy, $2.4 Billion Is Not Enough
for New York’s Migrant Crisis, Adams Says, N.Y. Times (Feb. 6,
2024),
https://www.nytimes.com/2024/02/06/nyregion/adamsalbany-migrant-crisis.html.
24
Miriam Jordan, Big Burden of Migrant Influx Strains
Denver, N.Y. Times (Feb. 12, 2024 updated Feb. 15, 2024),
https://www.nytimes.com/2024/02/12/us/denver-coloradomigrants.html.
25
Gustavo Sagrero Álvarez, Seattle steps in to foot bill for
migrants living in hotel, KUOW: NPR Network (Jan. 31, 2024),
https://www.kuow.org/stories/seattle-steps-in-to-foot-the-bill-formigrants-living-in-a-hotel.
22
28
necessitate hard choices and re-examination of fiscal
priorities. As this Court has recognized, “the
intractable economic, social, and even philosophical
problems presented by public welfare assistance
programs are not the business of this Court.” See
Dandridge v. Williams, 397 U.S. 471, 487 (1970). Local
governments need the breathing room to adapt
policies and spending to meet community needs, and
sometimes on short notice. Striking a balance between
local resources and priorities is inherently a political
process. Federal courts should not be putting a thumb
on those scales.
B. Not Every Jurisdiction Believes that
Temporary Shelter Beds are a Viable
Solution to Homelessness.
The Ninth Circuit’s rule is also a bad policy
judgment because it encourages overwhelmed
jurisdictions to narrowly focus on building up a large
supply of temporary shelter beds. This incentivizes a
race to the bottom denominator of housing options.
Temporary shelter beds are generally unappealing,
and offers are frequently declined. In cities like
Seattle, for example, these offers are accepted less
than half of the time. 26 San Francisco reports similar
See Seattle Human Services, Quarterly Report (Dec. 8, 2023),
1,830
https://clerk.seattle.gov/~cfpics/cf_322689q3.pdf
(Q3:
shelter offers, 587 accepted); and see, Seattle Human Services,
Quarterly Report (Aug. 2, 2023),
1,333
https://clerk.seattle.gov/~cfpics/cf_322689q2.pdf
(Q2:
shelter offers, 554 accepted); and see, Seattle Human Services,
Quarterly Report (June 29, 2023),
1,352
https://clerk.seattle.gov/~cfpics/cf_322689q1.pdf
(Q1:
shelter offers, 616 accepted).
26
29
numbers. 27 Commonly stated reasons include
congregate sleeping, past negative experiences,
vehicle related issues, and preferring to wait for a
more permanent option like a tiny house to become
available. In contrast to offers of temporary shelter,
offers for more permanent options like prepaid motel
rooms or tiny homes are almost always accepted. 28
Declining offers of temporary shelter is not a new
phenomenon. 29 Often times the people who are most
likely to refuse an offer are also those who have been
homeless the longest. Scholars explain that this may
be because chronically homeless individuals are
familiar with what the offer entails and know this
short-term relief will not be a long-term housing
option. See e.g., Sara K. Rankin, Hiding Homelessness:
The Transcarceration of Homelessness, 109 Cal. L.
Rev. 559, 583 (2021). Many commentators therefore
suggest that government resources are better used
investing in permanent housing options instead. Id.
Emphasizing permanent housing over temporary
shelter beds is also a key component of the Housing
First model. This approach endorses the philosophy
See City of San Francisco, Healthy Streets Data and
Information,
https://sf.gov/data/healthy-streets-data-andinformation#-data-and-information, (last visited Feb. 25, 2024).
28
Daniel Wu, When a homeless encampment was cleared, no one
went to a shelter. The reasons are complicated, Seattle Times
(Aug.
19,
2021),
https://www.seattletimes.com/seattlenews/homeless/when-a-homeless-encampment-was-cleared-noone-went-to-shelter-the-reasons-why-are-complicated/
29
E.g., Ari Shapiro, Why Some Homeless Choose The Streets
Over Shelters, Talk of the Nation on NPR (Dec. 6, 2012),
https://www.npr.org/2012/12/06/166666265/why-some-homelesschoose-the-streets-over-shelters.
27
30
that “[w]hen a person is housed, they have a platform
to address all their needs, no matter how complex.” 30
Federal agencies encourage Housing First and report
that it provides greater long-term housing stability at
lower overall costs than treatment first models. 31
Many states and local governments throughout the
country also strongly support the Housing First
model. Seattle was one of the first cities to embrace
this approach over two decades ago, 32 and this
remains the model endorsed by the King County
Regional Housing Authority today. 33 California
passed legislation formally adopting Housing First as
the required model for all state housing programs in
2016. See 2016 Cal. Stat. c 847. Hawaii did the same
in 2010. See 2010 Haw. Sess. Laws c 212, §2.
ALL IN, supra n. 8, at 42.
See HUD Office of Policy Development & Research, Housing
First Works, Evidence Matters (Spring/Summer 2023),
https://www.huduser.gov/portal/periodicals/em/spring-summer23/highlight2.html.
32
See Kim Horner, Seattle’s 1811 Eastlake Project Puts Housing
First, Saves Lives & Money, The Carter Center (Nov. 4, 2009),
https://www.cartercenter.org/health/mental_health/fellowships/
archive/documents/seattle_horner.html; see also, The South King
County Housing First Pilot: Innovations & Lessons Learned,
Building Changes: End Homelessness Together (May 2010),
https://www.hud.gov/sites/documents/DOC_10137.PDF.
33
King County Regional Housing Authority, Our Approach
https://kcrha.org/about/our-approach/ (last visited Feb. 25, 2024);
see also, King County Regional Housing Authority, Five-Year
Plan:
2023-2028,
27
(2023),
https://kcrha.org/wpcontent/uploads/2023/06/FINAL-KCRHA-Five-Year-Plan6.1.23.pdf, (explaining approach to creating new housing
options).
30
31
31
While these are among the many regions where
homelessness has continued to increase, other
jurisdictions have realized tremendous success using
Housing First. Houston, for example, is often held out
as the gold standard, 34 successfully reducing overall
homelessness by 53% since switching to Housing First
in 2011. 35 Similarly, in 2005 Utah became the first
state to formally adopt Housing First, and reported
reducing chronic homelessness by 90% over the next
ten years. 36 That success has also, however, at times
drawn criticism due to fiscal concerns as the annual
costs have multiplied. “The problem, according to
auditors, is that these communities are costly to build
and often become long-term homes for those who stay
there.” 37
There are many regional differences between these
jurisdictions, and many potential reasons for these
Michael Kimmelman, How Houston Moved 25,000 People
From the Streets Into Homes of Their Own, N.Y. Times (June 14,
2022), https://www.nytimes.com/2022/06/14/headway/houstonhomeless-people.html.
35
City of Houston Housing & Community Development Dep’t,
Supportive Services: Our Role in Ending Homelessness,
https://houstontx.gov/housing/supportive-services.html,
(last
visited Feb. 25, 2024).
36
See HUD Office of Policy Development & Research, Salt Lake
City Housing Authority Serves Residents Experiencing
Homelessness, Edge: An Online Magazine (Sept. 20, 2022),
https://www.huduser.gov/portal/pdredge/pdr-edge-inpractice092022.html.
37
Bethany Rodgers, Utah’s ‘housing first’ model is keeping
people off the streets. So why are auditors worried? Salt Lake
Tribune (Nov. 16, 2021),
https://www.sltrib.com/news/politics/2021/11/16/utahs-housingfirst-model/.
34
32
disparate outcomes. New permanent housing options
are expensive and time consuming to build,
particularly in high-density urban areas. 38 Local
governments that have made substantial investments
aligning with Housing First policies should be
permitted to continue these policy decisions without
sacrificing the authority to enforce the basic
regulations that are needed to keep the community
functioning as a collective.
The
Ninth
Circuit’s
rigid
all-or-nothing
constitutional formula creates the danger of
encouraging overwhelmed jurisdictions to think about
shifting resources back to short-term temporary
shelter options even if they do not believe this
approach will be effective in the long run.
C. Local Policymakers Need to Preserve the
Health and Safety of Their Communities.
Many communities throughout the country have
made housing and homeless services a top local
priority. Local governments have backed up these
commitments with funding, and spending in some
areas is at levels that would have been unthinkable
twenty years ago. In 2024 Seattle will invest $339M in
affordable housing and $109M in homeless outreach
and shelter. 39 Los Angeles is set to spend $1.3B on
Joshua McNichols, Seattle’s first affordable housing high-rise
tower in 50 years welcomes its first residents, KUOW: NPR
Network (May 5, 2023), https://www.kuow.org/stories/seattle-sfirst-affordable-housing-high-rise-in-50-years-welcomes-its-firstresidents.
39
Callie Craighead, Mayor Harrell signs City of Seattle’s 2024
Budget into Law, Office of the Mayor (Dec. 1, 2023),
38
33
homelessness this year, a tenth of its annual budget. 40
San Francisco, in line with recent years, has allocated
$713.3M this annum for homelessness and supportive
housing. 41 It might seem obvious that, in jurisdictions
like these, incarcerating someone for violating local
camping regulations is not the ultimate goal.
These jurisdictions do, however, want to remain
attractive places to live and do business. Spending in
these amounts can be locally controversial even if
perfect outcomes are achieved, but when these
expenditures are coupled with surrendering public
spaces to encampments local friction can become
combustible. As summarized recently by a state
auditor, communities “are growing more frustrated
and concerned as the number of people living on the
streets and in encampments continues to grow, even
as government spends more on programs to address
homelessness.” 42 These localities need the breathing
room to juggle the dynamic complexities and
immediate social harms that are often presented with
homelessness.
https://harrell.seattle.gov/2023/12/01/mayor-harrell-signs-cityof-seattles-2024-budget-into-law/.
40
City of Los Angeles, Budget Summary FY 2023-2024, 4
(2023),
https://cao.lacity.org/budget23-24/2023-24Budget_Summary.pdf.
41
City of San Francisco, Dep’t of Homelessness & Supportive
Housing, HSH Budget (FY 2023-24),
https://hsh.sfgov.org/about/budget/, (last visited Feb. 26, 2024).
42
Wash. State Auditor, Contracted Homeless Services:
Improving how local governments prioritize services and manage
provider performance, No. 103130, 3 (Nov. 15, 2022),
https://sao.wa.gov/sites/default/files/audit_reports/PA_Contracte
d_Homeless_Services_ar-1031310.pdf.
34
The current crisis is also a contemporary iteration
of historical cycles. “Homelessness in the United
States has surged and receded throughout our nation’s
history.” 43 There is no doubt that our country is
confronting a complicated homelessness crisis that is
exacerbated by a national shortage of available
affordable housing. Although of course not
guaranteed, history indicates that the affordable
housing deficit will likely stabilize in time. Indeed,
this issue is in the spotlight of townhalls and state
legislatures throughout the nation. Moreover, the
American economy continues to outperform
expectations, and unemployment has been at record
lows. 44 These positive indicators signal some hope that
the supply of affordable housing in this country will
catch up to the demand.
Resolving
the
questions
presented
by
homelessness is hard work. Indeed, “[t]he very
complexity of the problems suggests that there will be
more than one constitutionally permissible method of
solving them.” See Jefferson v. Hackney, 406 U.S. 535,
546 (1972). Local governments need flexibility and
should not be placed in the “constitutional
straitjacket” imposed by the Ninth Circuit’s rule. Id.
There will be times when even the localities that
are the most committed to humanitarian responses
will need to make decisions that not everyone will be
happy about. Sometimes this will involve telling
ALL IN, supra n. 8, at 15.
Samantha Delouya, 2022 had the lowest total unemployment
rate ever, CNN (Dec. 20, 2023),
https://www.cnn.com/2023/12/20/economy/lowestunemployment-rate-year-2022/.
43
44
35
people that they may not camp in the park, the
planting strip next to a road, or the sidewalk.
Sometimes local authorities will be able to provide an
alternative place to go. Other times they will not. In
either case, the Eighth Amendment does not have
anything to say about it.
CONCLUSION
For the foregoing reasons, this Court should
reverse the decision below.
Respectfully submitted,
ANN DAVISON
Seattle City Attorney
BRANDON RAIN
Counsel of Record
Seattle City Attorney’s Office
701 Fifth Avenue, Suite 2050
Seattle, WA 98104
(206) 684-8200
brandon.rain@seattle.gov
Counsel for Amici Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.