Petition for Writ of Certiorari — Samuel O. Jacobs, Petitioner v. Kent Jacobs, et al.
Supreme Court briefAug 14, 2023
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APPENDIX TABLE OF CONTENTS
Appendix A: United States Court of Appeals for the
la
Second Circuit decision, July 13, 2023
Appendix B: United States District Court decision,
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October 18, 2022
Appendix C: Family Court decision denying pro se
27a
August 6, 2018
Appendix D: Summons to appear for trial Dec. 5,
30a
2022, November 22, 2022
Appendix E: Petition for trial for "peace of mind",
32a
November 21, 2022
Appendix F: Motion to explain Arrest Warrant 34a
Appendix G: Letter notifying family Court of pro se,
36a
August 23, 2018
Appendix H: Family Court letter denying pro se,
38a
August 8, 2018
Appendix I: Amended Complaint requesting trial by
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jury
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE
PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER
JANUARY 1, 2007, IS PERMITTED AND IS
GOVERNED BY FEDERAL RULE OF APPELLATE
PROCEDURE 32.1 AND THIS COURT'S LOCAL
RULE 32.1.1. WHEN CITING A SUMMARY ORDER
IN A DOCUMENT FILED WITH THIS COURT, A
PARTY MUST CITE EITHER THE FEDERAL
APPENDIX OR AN ELECTRONIC DATABASE
(WITH THE NOTATION "SUMMARY ORDER"). A
PARTY CITING A SUMMARY ORDER MUST SERVE
A COPY OF IT ON ANY PARTY NOT
REPRESENTED BY COUNSEL.
At a stated term of the United States Court of
Appeals for the Second Circuit, held at the Thurgood
Marshall United States Courthouse, 40 Foley Square,
in the City of New York, on the 13th day of July, two
thousand twenty-three.
PRESENT:
DEBRA ANN LIVINGSTON,
Chief Judge,
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BETH ROBINSON,
MARIA ARAUJO KAHN,
Circuit Judges.
Samuel 0. Jacobs,
Plaintiff-Appellant,
22-2846
v.
Kent Jacobs, Dutchess County
Family Court,
Defendants-Appellees,
Joseph A. Egitto, Poughkeepsie, NY,
Attn: City Attorney, Charles F. Sanders,
NYS Office of the Attorney General,
Defendants.*
FOR PLAINTIFF-APPELLANT:
Samuel O. Jacobs, pro se,
South Ozone Park, NY.
FOR DEFENDANT-APPELLEE KENT JACOBS:
Kent Jacobs, pro se,
Hopewell Jet., NY.
FOR DEFENDANT-APPELLEE
DUTCHESS COUNTY FAMILY COURT:
Barbara D. Underwood,
Solicitor General;
The Clerk of the Court is directed to amend the caption
as set forth above.
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Judith N. Vale,
Deputy Solicitor General;
Stephen J. Yanni,
Assistant Solicitor General,
Of Counsel, for Letitia James,
Attorney General of the State of New York.
New York, NY.
Appeal from a judgment of the United States
District Court for the Southern District of New York
(Cathy Seibel, Judge).
UPON DUE CONSIDERATION, IT IS
HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment of the district court is
AFFIRMED.
Samuel Jacobs ("Samuel"), pro se, appeals from
the district court's dismissal of his 42 U.S.C. § 1983
claims against his son Kent Jacobs ("Kent") and the
Dutchess County Family Court ("DCFC"). After Kent
obtained a seven-year order of protection against
Samuel in DCFC, Samuel filed this suit, alleging that
DCFC and Kent had deprived him of his constitutional
rights and caused him physical and psychological
suffering, and that Kent had damaged his reputation.
He also alleged that the DCFC judge had improperly
denied his request to proceed pro se (while allowing
Kent to do so) and issued an arrest warrant against
him without probable cause.
DCFC and Kent both moved to dismiss, the
latter pro se, and the district court granted the
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motions and dismissed Samuel's claims -ithout leave
to further amend. The district court reasoned that
Samuel’s claims against DCFC were barred by
Eleventh Amendment immunity and his claims
against both DCFC and Kent were brought beyond the
statute of limitations. See Jacobs v. Jacobs, No. 21CV-10577 (CS), 2022 WL 10648864, at *4-6 (S.D.N.Y.
Oct. 18, 2022). Samuel appealed. We assume the
parties' familiarity with the remaining underlying
facts, the procedural history, and the issues on appeal.
We review a district court's dismissal for failure
to state a claim for relief under Federal Rule of Civil
Procedure 12(b)(6) de novo (without deference to the
district court), accepting all well-pleaded facts as true
and drawing all reasonable inferences in favor of the
non-moving party-here, Samuel. 74 Pinehurst LLC v.
New York, 59 F.4th 557, 562 (2d Cir. 2023). Our review
of a denial of leave to amend is for abuse of discretion,
"unless the denial was based on an interpretation of
law, such as futility," which would also require de novo
review. Empire Merchs., LLC v. Reliable Churchill
LLP, 902 F.3d 132, 139 (2d Cir. 2018). Pro se
submissions receive special solicitude, meaning we
interpret them to raise "the strongest arguments that
they suggest." Triestman v. Federal Bureau of Prisons,
470 F.3d 471, 474 (2d Cir. 2006) (per curiam).
We agree with the district court that the claims
against DCFC are barred by Eleventh Amendment
immunity. The Eleventh Amendment precludes suits
against states unless the state expressly waives its
immunity or Congress abrogates (repeals) that
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immunity. CSX Transp., Inc. v. N.Y. State Office of
Real Prop. Servs., 306 F.3d 87, 94-95 (2d Cir. 2002).
Eleventh Amendment immunity "extends beyond the
states themselves to state agents and state
instrumentalities that are, effectively, arms of a state."
Gollomp v. Spitzer, 568 F.3d 355, 366 (2d Cir. 2009)
(internal quotation marks omitted). The Unified Court
System, of which DCFC is a part, is "unquestionably
an arm of the state" that shares in New York's
immunity to suit. Id. at 368 (internal quotation marks
omitted). New York has not waived its immunity. See
Trotman v. Palisades Interstate Park Comm'n, 557
F.2d 35, 38-40 (2d Cir. 1977). Nor has Congress
abrogated immunity via § 1983. See Dube v. State
Uniu. of N. Y., 900 F.2d 587,594 (2d Cir. 1990).
Samuel argues that Ex parte Young allows
constitutional claims against state officials in their
official capacity. 209 U.S. 123 (1908). While that is
true, Ex parte Young applies only to claims seeking
"prospective relief against state officials." 74Pinehurst
LLC, 59 F.4th at 570. This means for the Ex parte
Young exception to apply, a plaintiff must name a
state official-that is, an individual person-not a state
agency, such- as the family court. See Silva v. Farrish,
47 F.4th 78, 84 (2d Cir. 2022). Although Samuel
sought prospective-that is, forward-looking-relief,1
1 Samuel sought injunctive relief that would require the
family court to "set up guidelines and a review process" to protect
due process rights of defendants, provide supervision and training
for judges, and "[a]utomatic review of disputed and controversial
decisions." Defendant's App'x at 41.
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because Samuel named the family court as a
defendant, not an individual state official,2 the Ex
parte Young exception to immunity does not apply
here.
Samuel also argues that the Eleventh
Amendment bar cannot be applied when a plaintiff
alleges other violations of constitutional rights,
including Fourteenth Amendment rights. But
Eleventh Amendment immunity applies "regardless of
the nature of the relief sought." 74 Pinehurst LLC, 59
F.4th at 570. Put another way, even where a plaintiff
alleges a violation of a Fourteenth Amendment right,
the Eleventh Amendment immunity analysis still has
to consider whether the plaintiff is seeking forwardlooking relief against an individual state official.3
Because Samuel's complaint does not seek forwardlooking relief against an individual state official, the
Ex parte Young exception does not apply.
Kent, as a private party, is not protected by
2 Charles F. Sanders, an Assistant Attorney General
named in the Amended Complaint, was stricken by the district
court after it was determined Samuel named him in error. See
Defendant’s App'x at 5-6.
To the extent that Samuel intended to sue the DCFC
judge for actions taken during the family court proceedings, his
claims would be barred by absolute judicial immunity, which
applies unless a judge acts in "complete absence of all
jurisdiction." Deem v. DiMella-Deem, 941 F.3d 618, 621 (2d Cir.
2019) (citation omitted). Samuel does not assert that the DCFC
judge lacked jurisdiction over the family court case.
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Eleventh Amendment immunity, but we further agree
with the district court that the claims against him (as
well as any claims against DCFC that would somehow
survive Eleventh Amendment immunity) are timebarred. "The statute of limitations for § 1983 actions
arising in New York is three years." Lucente v. Cnty. of
Suffolk, 980 F.3d 284,308 (2d Cir. 2020). The last act
relevant to Samuel's suit-the order allegedly denying
Samuel's request to proceed pro se-was on August 6,
2018. Therefore, assuming for the sake of argument
only that his claims accrued and the statute of
limitations "clock" started ticking at the latest possible
date, Samuel had at least until August 6, 2021, to file
a timely complaint. Instead, he filed his complaint on
December 8,2021. He does not persuasively argue that
the limitations period should be tolled (that is, paused
or delayed) or explain why his claims could have
accrued later. As the district court explained, the
statute of limitations clock for a claim brought under
§ 1983 for violation of Constitutional rights begins to
run at the moment the plaintiff learns of the injury-it
does not restart each time the same injury recurs. See
Defendant's App'x at 10.
Even if Samuel's claims were timely, they are
without merit. Samuel failed to plead facts suggesting
that Kent, a private citizen, was acting "under color of
state law" for the purposes of § 1983 liability for the
alleged constitutional violations. Giordano v. City of
New York, 274 F.3d 740,750 (2d Cir. 2001) (citation
omitted). Under our precedents, the fact that Kent
sought the protection of family court does not mean he
was acting under color of state law. See Dahlberg v.
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Becker, 748 F.2d 85, 93 (2d Cir. 1984) (”[T]he mere
invocation ... of New York’s legal procedures does not
constitute joint participation so as to satisfy the
statutory requirement under § 1983 that there be a
state actor.”); see also Taylor v. Nichols, 558 F.2d 561,
564 (10th Cir. 1977) ("The acts of filing a claim and
testifying at trial do not constitute state action. These
are private acts."). Kent therefore cannot be liable for
constitutional torts.
Finally, the district court did not abuse its
discretion in denying Samuel leave to further amend
the complaint. He had already amended once, after a
conference at which DCFC gave notice of the proposed
grounds for dismissal. See Cuoco v. Moritsugu, 222
F.3d 99, 112 (2d Cir. 2000) (observing that pro se
plaintiffs should be granted leave to amend "at least
once”). Samuel otherwise identified no additional facts
or legal theories that might enable his claims to
survive dismissal. See Empire Merchs., 902 F.3d at
146. Leave to amend would also have been futile, as
Samuel’s claims are barred by Eleventh Amendment
immunity, absolute judicial immunity, the statute of
limitations, and (as to the claims against Kent) the
lack of state action. See Cuoco, 222 F.3d at 112 (2d Cir.
2000) ("The problem with [appellant’s] causes of action
is substantive; better pleading will not cure it.’’).
We have considered Samuel’s remaining
arguments and do not find them persuasive. Because
Samuel's claims fail for the legal reasons discussed
above (Eleventh Amendment immunity and the
statute of limitations) we have not considered and take
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no position on his allegations about the events he has
described and the harms he has suffered.
Accordingly, we AFFIRM the judgment of the
district court.
FOR THE COURT:
Catherine O'Hagan Wolfe, Clerk of Court
Is/
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APPENDIX B
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
SAMUEL 0. JACOBS
Plaintiff,
- against KENT JACOBS, DUTCHESS COUNTY FAMILY
COURT and POUGHKEEPSIE, NY,
Defendants.
Appearances:
Samuel O. Jacobs
Jamaica, New York
Pro Se Plaintiff
Kent Jacobs
Hopewell Junction, NY
Pro Se Defendant
Charles F. Sanders
Assistant Attorney General
Office of the Attorney General
of the State of New York
New York, New York
Counsel for Defendant Dutchess County Family Court
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OPINION & ORDER
No. 21-CV-10577 (CS)
Seibel, J.
Before the Court are the motions to dismiss of
Defendants Kent Jacobs ("Kent") and Dutchess County
Family Court ("’DCFC"). (ECF Nos. 16, 25-26, 28.) For
the following reasons, the motions are GRANTED.
I.
BACKGROUND
I accept as true the facts, but not the
conclusions, set forth in Plaintiffs Amended
Complaint, (ECF No. 24 ("AC")). Initial Complaint,
(ECF No. 1 C'lC")), and opposition submissions, (ECF
No. 27 ("P's Opp. 1"); ECF No. 29 ("P's Opp. 2")).1 See
Washington v. Westchester Cnty. Dep'tofCorr., No. 13CV-5322, 2015 WL 408941, at* 1 n.l (S.D.N.Y. Jan.
30, 2015) (court may give pro se plaintiff the benefit of
considering facts in original complaint even if they
have not been repeated in amended complaint);
Braxton v. Nichols, No. 08-CV-8568, 2010 WL
1010001, at *1 (S.D.N.Y. Mar. 18, 2010) (”[A]llegations
made in a pro se plaintiffs memorandum of law, where
they are consistent with those in the complaint, may
also be considered on a motion to dismiss.").2
1 Citations to the IC, AC, P’s Opp. 1, and P’s Opp. 2 refer
to the pagination generated by the Court's electronic filing system.
2
The Court will send Plaintiff and Kent copies of all
unpublished decisions cited in this Opinion and Order.
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I
A.
Factual Background
Plaintiff Samuel Jacobs ("Samuel") is an 80year-old U.S. army veteran. (IC at 7, 17.) In the past,
he went to schools, where he "entertain[ed] [the]
students and staff with his original storytelling and
music." (AC at 12.)
Plaintiff states that in September of 2014, he
began to suspect that his son Kent was having
problems and potentially using prescription
medications with dangerous side effects. (AC at 9; P's
Opp. 2 at 2.) ”[A]cting upon [his] paternal instincts,"
Samuel called Kent, and when Kent did not return his
call, Samuel wrote Kent a letter "clearly stat[ing] that
[his] intent was to try and help him." (P's Opp. 2 at 2.)
On September 29,2014, Kent filed a complaint against
Samuel in DCFC.3 (IC at 14.) On April 23, 2015, Judge
Joseph Egitto of DCFC found that Samuel had
committed the family offense of harassment in the
second degree and issued an order of protection with a
3 I take judicial notice of the state court action involving
Samuel, (Docket No. 0-05137-14), as well as corresponding orders,
see Jacobs v. Jacobs, 27 N.Y.S.3d 884 (App. Div.) (mem.), leave to
appeal denied, 28 N.Y.3d 901 (2016); Jacobs v. Jacobs, 90
N.Y.S.3d 131 (App. Div. 2018). Courts can "look to public records,
including complaints filed in state court, in deciding a motion to
dismiss." Blue Tree Hotels Inv. (Can.), Ltd. v. Starwood Hotels &
Resorts Worldwide, Inc., 369 F.3d 212, 217 (2d Cir. 2004). I
consider state court records for the fact that they exist and for the
fact of what was said in them, but not for the truth of the matters
asserted therein. See Kramer v. Time Warner Inc .. 937 F.2d 767,
774 (2d Cir. 1991).
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duration of two years. See Jacobs. 27 N.Y.S.3d at 884.
The Second Department affirmed, id., and the Court of
Appeals denied Samuel's motion for leave to appeal,
see Jacobs, 28 N.Y.3d at 901. On December 8, 2017,
Judge Egitto extended the order of protection for an
additional five years, and on December 19, 2018, the
Second Department again affirmed. See Jacobs. 90
N.Y.S.3d at 133.
Samuel had been represented by courtappointed attorney Lawrence Moore before the DCFC
but believed Mr. Moore "refused/ignored two (2)
letters," dated September 22, 2017 and September 27,
2017, "directing him to appeal a ruling by Judge
Egit[t]o." (IC at 7; see AC at 10.) After the time to
appeal had elapsed, Samuel notified Judge Egitto that
he had fired Moore and intended to continue pro se. (IC
at 7, 14.) But Judge Egitto allegedly denied Samuel's
request. (Id. at 7.) Samuel alleges that Judge Egitto
violated his Fifth and Fourteenth Amendment rights
because he allowed Kent to proceed pro se but denied
Samuel "that same right," which left him "on trial with
no legal defense." (Id. at 15.)
Samuel claims that Kent committed a criminal
act by filing false charges against Samuel. (Id. at 14.)
Samuel alleges that Kent accused him of child abuse
with the intention that Samuel would be convicted of
a felony and not able to teach again. (Id.) Samuel also
claims that Judge Egitto "sentenced" him to seven
years, (AC at 10), an apparent reference to the twoyear order of protection combined with the five-year
extension thereof.
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On February 27, 2018, Samuel wrote a letter to
Judge Egitto regarding an upcoming court appearance
that he could not attend. (Id. at 20.) He also alleges he
called the court and offered to do a telephone
conference but was told that that was not necessary.
(Id. at 9.) On or about April 6, 2018. Judge Egitto
issued a warrant for Samuel's arrest. (IC at 15-16; AC
at 23.)4 Samuel alleges he received a phone call from
the police telling him about the warrant, but Samuel
thought it was mistake and the police then suggested
he "contact the court to correct the error." (AC at 9.)
Samuel alleges this "warrant was issued With no
valid [p]robable [clause/1 in violation of his rights
under the Fourth, Fifth, and Fourteenth Amendments.
(IC at 15.) Samuel wrote a letter to Judge Egitto on
May 4, 2018- "[o]n advi[c]e from the police" - asking
for an explanation, (id. at 15, 17), but claims his letter
was ignored. He also allegedly submitted a "Motion to
Explain Arrest Warrant to DCFC, which was delivered
on July 30, 2018.5 (Id. at 10.) On August 6, 2018, Judge
Egitto issued an order stating that he would not
consider any motions filed on Samuel's behalf unless
they were submitted by counsel. (AC at 16-17.) And on
August 8, 2018, the principal court attorney for DCFC
4 On the "Warrant of Arrest" attached to the AC, there is
a diagonal line across the page and the handwritten notation,
"Vacated By Court 8/21/18." (AC at 22.)
5 In his opposition to DCFC's motion to dismiss, Samuel
stated he filed the Motion to Explain Arrest Warrant on August
23, 2018, (P's Opp. 1 at 2), but that is the hearing date Samuel put
on the motion, (IC at 10).
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wrote to Samuel informing him that his previous
"motion to explain arrest warrant" was "being
returned to you as it is not a proper motion. There is
no authority to make such a motion." (Id at 14: IC at
11.) Plaintiff claims, however, that this "motion is still
waiting for a decision." (AC at 9.)
As a result of Defendants' actions, Samuel
claims that his ability to walk was severely damaged,
as he had to walk tweh e blocks to and from the
subway and go up and down forty flights of stairs to
travel to DCFC. (Id at 11.) He claims he is no longer
able to walk without a walker or a cane. (Id.) He also
claims he suffers from stress and anxiety after being
on trial for child abuse and being a convicted felon,
even though, he has not committed any crime. (Id.)
Additionally, given (what he believes to be) his felony
conviction, he can no longer teach or work with
children, and so his "right to work to work was taken
away by defendant Kent Jacobs, and the Family
Court." (Id.)
B.
Procedural History
On December 8, 2021, Samuel filed a complaint
in this Court against Kent, Judge Egitto, DCFC, and
the City of Poughkeepsie, New York, alleging
violations of the Fourth, Fifth, Sixth, Eighth, and
Fourteenth Amendments. (IC at 2, 5-6.) On February
8, 2021, Kent filed his Answer. (ECF No. 13.) On
February 11, 2022, Defendants DCFC and Judge
Egitto filed a pre-motion letter in anticipation of their
motion to dismiss. (ECF No. 15 ("DCFC Mem.") at 1.)
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The Court held a pre-motion conference on March 18,
2022, at which the Court granted Samuel leave to
amend his complaint and dismissed the City of
Poughkeepsie as a defendant. (Minute Entry dated
Mar. 18, 2022.) On April 8, 2022, Samuel filed an
Amended Complaint, alleging that Kent, DCFC, and
the City of Poughkeepsie violated his Fourth, Fifth,
Eighth, and Fourteenth Amendments. (AC at 2, 5-6.)6
Because Samuel did not list Judge Egitto as a
Defendant in his Amended Complaint, (see id. at 5-6),
the Clerk terminated him as a defendant. On the
"Defendant Information" page, however, Samuel added
the name and contact information of the Assistant
Attorney General ("AAG") representing DCFC. (Id. at
6.)
On April 13, 2022, Defendant DCFC filed a
letter, supplementing its February 11, 2022 letter.
(ECF No. 25 ("DCFC Mem. 2").) The Court ordered the
Clerk of Court to strike the AAG as a Defendant,
finding that Samuel included the AAG's contact
information because the AAG represents DCFC, not
because he intended to name the AAG as a defendant,
and deemed the April 13th letter, and Defendants’
previous February 11th letter, to be DCFC's motion to
dismiss. (ECF No. 26.) Kent subsequently also filed a
motion to dismiss, (ECF No. 28 ("D Jacobs Mem.")),
6 Despite my having dismissed the City of Poughkeepsie
as a defendant, Plaintiff renamed the City in the AC, apparently
under the erroneous impression the Judge Egitto was an employee
of the City or that the DCFC was an arm of the City. (See AC at
7.)
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and Samuel filed separate oppositions to each motion,
(P's Opp. 1; P's Opp. 2).
II.
LEGAL STANDARDS
A.
Federal Rule of Civil Procedure
12(b)(6)
"To survive a motion to dismiss, a complaint
must contain sufficient factual matter, accepted as
true, to 'state a claim to relief that is plausible on its
face."' Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)
(quotingBellAtl. Corp. v. Twombly, 550 U.S. 544, 570
(2007)). "A claim has facial plausibility when the
plaintiff pleads factual content that allows the court to
draw the reasonable inference that the defendant is
liable for the misconduct alleged." Id. "While a
complaint attacked by a Rule 12(b)(6) motion to
dismiss does not need detailed factual allegations, a
plaintiffs obligation to provide the grounds of his
entitlement to relief requires more than labels and
conclusions, and a formulaic recitation of the elements
of a cause of action will not do." Twombly, 550 U.S. at
555 (cleaned up). While Federal Rule of Civil
Procedure 8 "marks a notable and generous departure
from the hypertechnical, code-pleading regime of a
prior era, ... it does not unlock the doors of discovery
for a plaintiff armed with nothing more than
conclusions." Iqbal, 556 U.S. at 678-79.
In considering whether a complaint states a
claim upon which relief can be granted, the court
"begin[s] by identifying pleadings that, because they
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are no more than conclusions, are not entitled to the
assumption of truth," and then determines whether
the remaining well-pleaded factual allegations,
accepted as true, "plausibly give rise to an entitlement
to relief." Id. at 679. Deciding whether a complaint
states a plausible claim for relief is "a context-specific
task that requires the reviewing court to draw on its
judicial experience and common sense." Id. "[W]here
the well-pleaded facts do not permit the court to infer
more than the mere possibility of misconduct, the
complaint has alleged - but it has not 'shown* - 'that
the pleader is entitled to relief.'" Id. (cleaned up)
(quoting Fed. R. Civ. P. 8(a)(2)).
When deciding a motion to dismiss under Rule
12(b)(6):
a district court may consider the facts
alleged in the complaint, documents
attached to the complaint as exhibits,
and documents incorporated by reference
in the complaint. Where a document is
not incorporated by reference, the court
may nevertheless consider it where the
complaint relies heavily upon its terms
and effect, thereby rendering the
document integral to the complaint. For
a document to be considered integral to
the complaint, the plaintiff must rely on
the terms and effect of a document in
drafting the complaint; mere notice or
possession is not enough. And even if a
document is integral to the complaint, it
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must be clear on the record that no
dispute exists regarding the authenticity
or accuracy of the document, and it must
be clear that there exist no material
disputed issues of fact regarding the
relevance of the document.
United States of America ex rel. Foreman v. AECOM,
19 F.4th 85, 106 (2d Cir. 2021) (cleaned up), cert,
denied, 212 L. Ed. 2d 764 (U.S. May 2, 2022) (No. 211314). A court may also consider matters "of which
judicial notice may be taken under Fed. R. Evid. 201."
Kramer, 937 F.2d at 773.
Plaintiff attaches a variety of exhibits to his IC
and AC, including his letters to DCFC and Judge
Egitto, decisions of the court, and communications
from DCFC. (IC at 10-17; AC at 12- 27.) I will consider
these exhibits not only because they are attached to
the complaints, but because they are integral to them,
in that they form the factual basis for many of the
allegations in the IC and AC, and because Plaintiff
relied on them in framing his allegations. Neither
party disputes their authenticity, accuracy or
relevance.
B.
Pro Se Plaintiffs
Submissions by pro se plaintiffs are to be
examined with "special solicitude," Tracy v.
Freshwater, 623 F.3d 90, 102 (2d Cir. 2010),
interpreted "to raise the strongest arguments that
they suggest," Burgos v. Hopkins, 14 F.3d 787, 790 (2d
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Cir. 1994), and "held to less stringent standards than
formal pleadings drafted by lawyers," Hughes v. Rowe,
449 U.S. 5, 9 (1980) (per curiam) (cleaned up).
Nevertheless, "threadbare recitals of the elements of a
cause of action, supported by mere conclusory
statements, do not suffice," and district courts "cannot
invent factual allegations" that the plaintiff has not
pleaded. Chavis v. Chappius, 618 F.3d 162, 170 (2d
Cir. 2010) (cleaned up).
III.
DISCUSSION
A.
Eleventh Amendment Immunity
Plaintiffs claims against Defendant DCFC arc
barred under the Eleventh Amendment. "As a general
rule, state governments may not be sued in federal
court unless they have waived their Eleventh
Amendment immunity, or unless Congress has
abrogated the states' Eleventh Amendment
immunity." Gollomp v. Spitzer, 568 F.3d 355, 366 (2d
Cir. 2009) (cleaned up). "The immunity recognized by
the Eleventh Amendment extends beyond the states
themselves to state agents and state instrumentalities
that are, effectively, arms of a state." Id. (cleaned up).
New York has not waived its Eleventh Amendment
immunity to suit in federal court, and Congress did not
abrogate the states' immunity in enacting 42 U.S.C. §
1983. See Trotman v. Palisades Interstate Park
Comm 'n, 557 F.2d 35, 40 (2d Cir. 1977).
As DCFC is part of the New York State Unified
Court System, which is an agency of the State of New
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York, this state-court defendant is immune from suit
under the Eleventh Amendment. See Gollomp, 568
F.3d at 368 ("[T]he New York State Unified Court
System is unquestionably an arm of the State and is
entitled to Eleventh Amendment sovereign
immunity.") (cleaned up); Roger of the Fam. Forrest v.
45 C.F.R.§ 75.2 TV-D Contractor Steve Banks, No. 18CV-10866, 2019 WL 4194332, at *3 (S.D.N.Y. Aug. 30,
2019) (New York Family Court immune from § 1983
suit under Eleventh Amendment). Samuel's § 1983
claims against DCFC are dismissed as barred by the
Eleventh Amendment.7
B.
Statute of Limitations
Kent argues that Samuel’s claims are timebarred. (D Jacobs Mem. at 2.) "The statute of
limitations for actions under § 1983 is the statute of
7 Any such claim would also be barred by the statute of
limitations, as discussed below. To the extent Samuel intended to
bring claims against Judge Egitto, they would also be dismissed,
not only based on the statute of limitations, but also because
judges are entitled to absolute immunity from suit. See Bliven v.
Hunt, 579 F.3d 204, 209 (2d Cir. 2009) ("[J]udges generally have
absolute immunity from suits for money damages for their judicial
actions"). Likewise, if Samuel intended to bring a claim against
the AAG, it would also be dismissed on grounds of immunity, see
Wang v Logue, 351 F. App'x 510,510 (2d Cir. 2009) ("[AAG] is
absolutely immune from suit for actions taken during [his]
representation of State defendants."), and because the AC
contains no facts regarding the AAG. Any claims against the City
of Poughkeepsie are meritless and therefore dismissed, given that
the AC contains no allegations (let alone timely ones) regarding
actions of the City or any employee thereof.
21a
limitations applicable to personal injury actions
occurring in the state in which the federal court sits."
Harris v. Bd. of Educ230 F. Supp. 3d 88, 97
(E.D.N.Y. 2017) (cleaned up); see Milan v. Wertheimer,
808 F.3d 961,963 (2d Cir. 2015). The statute of
limitations for a § 1983 action in New York is three
years. Hogan v. Fischer, 738 F.3d 509, 517 (2d Cir.
2013); Lynch v. Suffolk Cnty. PoliceDep't, Inc., 348 F.
App'x 672,674 (2d Cir. 2009) (summary order). Samuel
filed his complaint on December 8, 2021, and thus any
claims arising prior to December 8, 2018 are timebarred.
Samuel’s allegations against Kent are that he
"used Judge Egit[t]o and the Family Court of
Poughkeepsie, NY to damage my reputation and right
to work which violated my rights under Article 41, and
the 14th Amendment." (IC at 7.) He asserts that Kent
knowingly filed a false report and "provided proof of
his crime in... his Sworn Affidavit dated 11/5/2014" in
which ”[h]e confessed that 'he never introduced his son
to [Samuel]."' (AC at 10.) All of Samuel's allegations
are based on actions that occurred prior to December
8, 2018; Kent filed his charges against Samuel on
September 29, 2014, (IC at 14); his sworn affidavit is
from November 5, 2014, (AC at 26); an initial order of
protection was entered on April 23, 2015, see Jacobs,
27 N.Y.S.3d at 884; and an extension of the order of
protection was entered on December 8, 2017, Jacobs,
90 N.Y.S.3d at 133.8
The extension of the order of protection was affirmed on
December 19, 2018, but the matter is listed as fully submitted as
22a
Samuel argues that Kent "cannot claim Statute
of Limitations because his violation of my rights under
the Constitution is presently being litigated. There is
no Statute of Limitations on the crime of violating the
Constitution." (P's Opp. 2 at 3.) Samuel is incorrect.
There are indeed statutes of limitations for
constitutional claims arising under § 1983, and as set
forth above, in New York it is three years. That his
case is currently being litigated — a fact not apparent
from the record - would not defeat the statute of
limitations. Under federal law, a claim arising under
§ 1983 "accrues," meaning the statute of limitations
starts to run, when the plaintiff "knows or has reason
to know of the injury which is the basis of his action."
Pearl v. City of Long Beach, 296 F.3d 76, 80 (2d Cir.
2002) (cleaned up): see Pinaud v. Cnty. of Suffolk, 52
F.3d 1139, 1157 (2d Cir. 1995) ("[W]hen a plaintiff
knows or ought to know of a wrong, the statute of
limitations on that claim starts to run .... "). All of the
above claims arise from alleged injuries of which
Samuel knew, and that therefore accrued, prior to
December 8, 2018, and therefore his claims against
Kent are time-barred.
C.
Leave to Amend
of November 5, 2018, see Jacobs, 90 N.Y.S.3d at 131, so even if
Samuel had alleged that Kent's participation in the appellate
litigation was a violation of Samuel's rights (which he has not),
Samuel has not pleaded, and there is no reason to believe, that
any such action by Kent was within the limitations period.
Likewise, the latest action on Judge Egitto's part was on August
8, 2018, more than three years before this case was filed.
23a
Leave to amend a complaint should be freely
given "when justice so requires." Fed. R. Civ. P.
15(a)(2). "[I]t is within the sound discretion of the
district court to grant or deny leave to amend." Kim v.
Kimm, 884 F.3d 98, 105 (2d Cir. 2018) (cleaned up).
"Leave to amend, though liberally granted, may
properly be denied" for ’"repeated failure to cure
deficiencies by amendments previously allowed"' or
"’futility of amendment,’" among other reasons.
Ruotolo v. City ofN. Y, 514 F.3d 184,191 (2d Cir. 2008)
(quoting Foman v. Davis, 371 U.S. 178, 182 (1962)).
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Plaintiff has already amended his complaint,
after having the benefit of a pre-motion letter from
Defendant DCFC outlining the proposed grounds for
dismissal, (ECF No. 15), and the discussion at the
March 18, 2022 pre-motion conference, (see Minute
Entry dated Mar. 18, 2022). In general, a plaintiffs
failure to fix deficiencies in the previous pleading,
after being provided notice of them, is alone sufficient
ground to deny leave to amend. See Nat’l Credit Union
Admin. Bd. v. U.S. Bank Nat'l Ass'n, 898 F.3d 243,
257-58 (2d Cir. 2018) ("When a plaintiff was aware of
the deficiencies in his complaint when he first
amended, he clearly has no right to a second
amendment even if the proposed second amended
complaint in fact cures the defects of the first. Simply
put, a busy district court need not allow itself to be
imposed upon by the presentation of theories
seriatim.") (cleaned up) (emphasis added); In re Eaton
Vance Mut. Funds Fee Litig., 380 F. Supp. 2d 222, 242
(S.D.N.Y. 2005) (denying leave to amend because "the
plaintiffs have had two opportunities to cure the
24a
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defects in their complaints, including a procedure
through which the plaintiffs were provided notice of
defects in the Consolidated Amended Complaint by the
defendants and given a chance to amend their
Consolidated Amended Complaint," and "plaintiffs
have not submitted a proposed amended complaint
that would cure these pleading defects"), aff'd sub
nom. Bellikoff v. Eaton Vance Corp., 481 F.3d 110,118
(2d Cir. 2007) (per curiam) ("[P]laintiffs were not
entitled to an advisory opinion from the Court
informing them of the deficiencies in the complaint
and then an opportunity to cure those deficiencies.")
(cleaned up)
Moreover, Plaintiff has not asked to amend
again or otherwise suggested that he is in possession
of facts that would cure the deficiencies identified in
this opinion. See TechnoMarine SA v. Giftports, Inc.,
758 F.3d 493, 505 (2d Cir. 2014) (plaintiff need not be
given leave to amend if plaintiff fails to specify how
amendment would cure the pleading deficiencies in the
complaint); Gallop v. Cheney, 642 F.3d 364, 369 (2d
Cir. 2011) (district court did not err in dismissing
claim with prejudice in absence of any indication
plaintiff could or would provide additional allegations
leading to different result); Horoshko v. Citibank, NA.,
373 F.3d 248, 249-50 (2d Cir. 2004) (per curiam)
(district court did not abuse its discretion by not
granting leave to amend where there was no indication
as to what might haw been added to make complaint
viable and plaintiffs did not request leave to amend).
Accordingly, the Court declines to grant leave to
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amend sua sponte.
IV.
CONCLUSION
For the foregoing reasons, Defendants' motions
are GRANTED.
The Clerk of Court is respectfully directed to
terminate ECF No. 28 and close the case.
SO ORDERED.
Dated:
October 18, 2022
White Plains, New York
is/
CATHY SEIBEL, U.S.D.J.
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APPENDIX C
FAMILY COURT OF THE
STATE OF NEW YORK
COUNTY OF DUTCHESS
In the Matter of a Proceeding under Article 8 of the
Family Court Act
KENT JACOBS,
Petitioner,
-againstSAMUEL JACOBS, SR.,
Respondent.
EGITTO, JOSEPH A., FAMILY COURT JUDGE
DECISION AND ORDER
Docket No. 0-005137-14
Family Unit No. 5646
Motion #3
THE FOLLOWING PAPERS WERE READ AND
CONSIDERED ON THIS MOTION BY
RESPONDENT TO RECEIVE COURT DECISIONS
PAPERS
NUMBERED
lpp
NOTICE OF MOTION
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AFFIRMATION IN SUPPORT
Exhibits...........................
2pp
lpp
UPON THE FOREGOING PAPER IT IS
ORDERED THAT THE MOTION IS GRANTED.
In addition to consideration of the above papers,
the Court takes judicial notice of its own file and all
prior proceedings in this matter. See Matter ofD65 obo
Sulin v. Cronin, 37 AD3d 463 [2007]; Matter ofKhajibi
v. Weill, 8AD3d 485 [2004]; Matter of Terrance L., 276
AD2d 699 [2000].
Having reviewed the United Court Management
System, the Court is attaching to this decision copies
of all decisions and orders issued by the Court since
the conclusion of the trial on September 22, 2017.
These include the decision and order, bearing docket
number 0-005137-14[illegible] and dated December 8,
2017 the order of protection bearing docket number O05137-14 and dated December 11, 2017; the warrant of
arrest bearing docket number 0-05137-14 and dated
April 6, 2018; the decision and order (motion #2),
bearing docket number 0-05137-14 and dated June 5,
2018; and the order of dismissal, bearing docket
number 0-02505-18 and dated June 12, 2018.
The Court notes that the respondent, Samuel
Jacobs, Sr continues to be represented by the Office of
the Public Defender, by Lawrence Moore, whose
address is 22 Market Street, Poughkeepsie, NY 12601
and telephone number is (845) 486-2271. No
application has ever been received by this Court
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seeking to relieve the Office of the Public Defender of
its assignment to represent Samuel Jacobs, Sr. Absent
emergency, no further application by the respondent
Samuel Jacobs, Sr will be considered by the Court
unless submitted by counsel. See Mueller v. Mueller,
96 AD3d 948 (2d Dept. 2012); Taub v. Taub, 94 AD3d
901 2d Dept. 2012).
Accordingly, this motion seeking to receive court
decisions is granted.
The foregoing shall constitute the decision and
order of this court.
SO ORDERED.
DATED:
Poughkeepsie, NY
8/6/2018
/ 8/
HON. JOSEPH A. EGITTO
JUDGE OF THE FAMILY COURT
COUNTY OF DUTCHESS
TO:
Samuel Jacobs, Sr.
Kent Jacobs
Lawrence Moore, Esq.
Kelley Enderley, Esq.
[DATE STAMP MOSTLY ILLEGIBLE]
8/13/18
/s/
PETER A. PALLADINO
29a
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APPENDIX D
i
FAMILY COURT OF THE
STATE OF NEW YORK
COUNTY OF DUTCHESS
In the Matter of an Article 8
Family Offense Proceeding
Kent S. Jacobs (Petitioner)
Samuel Jacobs Sr. (Respondent)
File # 5466
Docket# O-05137-14/22B
ORDER TO SHOW CAUSE IN PERSON
Samuel Jacobs Sr.
114-75 145 St
Jamaica, NY 11436
Upon the attached petition of Kent S. Jacobs
It is hereby:
i
ORDERED that Samuel Jacobs Sr. show cause
before this count IN PERSON on:
Date Time Part:
Purpose:
December 5, 2022 at 12:00 PM in
Part 4
First Appearance and In-Person
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Presiding:
Location:
Room:
appearance
Hon. Joseph A. Egitto
Courthouse, 50 Market St.,
Poughkeepsie, NY 12601-3204
378
Or as soon thereafter as the parties can be
heard, why an order for the relief of
Modification of Order Protection should not be
made and why such other and further relief
should not be granted as the Court may
determine.
Please bring this notice with you and check in with the
Court Officer in the Part.
ORDERED that by Personal Service, of a copy
of this order together with the papers upon
which it is granted, upon Samuel Jacobs Sr. on
or before November 30, 2022, be deemed
sufficient service.
Dated November 22, 2022
Is/
Hon. Joseph A. Egitto
31a
APPENDIX E
FAMILY COURT OF THE
STATE OF NEW YORK
COUNTY OF DUTCHESS
Kent S. Jacobs
Petitioner,
vs.
Samuel Jacobs Sr.
Respondent
[DATE STAMP]
FILED
NOV 21 2022
DUTCHESS COUNTY
FAMILY COURT
MULTI-PURPOSE PETITION
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Docket No. 0-05137-14/22B
Family Unit No. 56466 12/11/17
1. Petitioner is Kent Jacobs
Date of Birth 01-16-67
2. Petitioner's address: 118 Van Vlack Rd.
Hopewell Jet., N.Y. 12533
Social Security # XXX-XX-3608
Phone # area code (917) 434-4456
3. Respondent is: Samuel Jacobs Sr.
Date of Birth 09-27-1937
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4. Respondent's address: 114-75 145th Street
Jamaica, NY 11436
Social Security #____________
Phone # area code ( )_____________
5. Date of original order 9-29-2104
Date of most recent Modification 12-11-2017
6. Current orders: 12-11-2022
7. Facts upon which relief requested is based: The
Respondent is continuing to bring forth litigation
which is meritless. I'm not sure what his intent is. All
this originates from 2014. He has no new evidence to
substantiate his accusations.
8. Relief requested: I am requesting the FOP be
extended for at least two addition years. So far it has
been effective. This may give me some peace of mind.
Isl
Petitioner (signature)
STATE OF NEW YORK
COUNTY OF DUTCHESS ss:
FAMILY COURT
Kent Jacobs, being duly sworn, deposes and says that
(s)he is the petitioner in the above matter; that (s)he
has read the petition and/or has had it read to (her)
him and had known it to be true with exception to
those facts alleged on information and belief, and as to
those facts (s)he believes them to be true.
Is/
Petitioner (signature)
Subscribed and sworn to before this 21 day of Nov 2022
33a
APPENDIX F
FAMILY COURT OF THE
STATE OF NEW YORK
COUNTY OF DUTCHESS
KENT JACOBS,
Plaintiff
-againstSAMUEL JACOBS SR..
Defendant
Docket #: 0-05137-14
MOTION TO EXPLAIN ARREST WARRENT
Motion by:
Defendant Sam Jacobs
Date, Time, and Place of Hearing:
August 23, 2018, 2 PM
Room 369, Family Court,
State of New York
County of Duchess,
Court House, 50 Market Street,
Poughkeepsie, New York 12601
Supporting Papers:
Affirmation of Samuel Jacobs Sr
34a
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Relief Sought:
1) Justify arrest Warrent
2) Appoint attorney to represent me at hearing
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35a
APPENDIX G
Sam Jacobs
114-75 145th Street
Jamaica, NY 11436
(718)659-4903
8/13/2018
To:
re:
Kelly S Myers
Jacobs v Jacobs
Family Unit No 56466
I am a pro se litigant.
I do not have a Public Defender. I fired attorney
Lawrence Moore on 3/26/20018 (see attached) and
exercised my legal right to proceed as a pro se litigant.
I also notified Judge Egito of my dismissal of attorney
Moore. Attorney Moore has nothing to do with these
proceedings.
A litigant in civil proceedings is entitled
to a fair hearing, imbued with the
protections of due process. The due
process guarantee expressed in the
Fourteenth Amendment to the United
States Constitution requires assurance of
fundamental fairness during legal
proceedings. U.S. Const, amend. XIV § 1.
Petitioner Kent Jacobs has committed criminal
36a
I
acts in the court proceedings against me that have
been blatently ignored. Under penal law 240.50(4)(b),
and Penal Law 210.10 petition Kent Jacobs
could/should receive a fine of up to $1,000 and up to 7
years in prison.
When also considering that I was put on trial
and convicted of "wanting to contact the petitioner
some day in the future", a warrent for my arrest with
no justifiable reason, and your rejection of my right to
file a motion, any reasonable person could easily come
to the conclusion that my right to Due Process is
being violated.
In sum, I am my attorney and I respectfully
request a decision on this motion, and the four (4)
motions that I previously filed as soon as possible.
/si
Sam Jacobs
Attorney pro se
i
[DATE STAMP]
STATE OF NEW YORK
COUNTY OF QUEENS
SIGNED BEFORE ME THIS
13th DAY OF August 2018
Is/
Althea Benton
Notary Public - State of New York
No. 01BE6262031
37a
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APPENDIX H
[LETTERHEAD OF STATE OF NEW YORK
UNIFIED COURT SYSTEM NINTH JUDICIAL
DISTRICT DUTCHESS COUNTY FAMILY COURT
August 8, 2018
Mr. Samuel Jacobs, Sr.
114-75 145th Street
Jamaica, NY 11436
Re:
Jacobs v. Jacobs
Family Unit No. 56466
Dear Mr. Jacobs:
Your "motion to explain arrest warrent (sic)" is
being returned to you as it is not a proper motion.
There is no authority to make such a motion.
You continue to be represented by the Office of
the Public Defender, whose telephone number is (845)
486-2271. If you are not satisfied with the assistance
that you have received by the particular assistant
public defender assigned to your case, then you should
contact the Public Defender, Thomas Angell. Any
questions that you may have about court procedures,
or decisions or warrants issued by the court, must be
directed to your attorney.
Very truly yours,
38a
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!
J
I
i
!
/s/
KELLY S. MYERS
Principal Court Attorney
Enel.
Cc:
Lawrence Moore, Esq. (W/o end)
Kent Jacobs (w/o end)
39a
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APPENDIX I
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
SAMUEL O JACOBS
US ARMY VETERAN
Write the full name of each plaintiff.
-against-
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KENT JACOBS
DUTCHESS FAMILY COURT
POUGHKEEPSIE, NY
Write the full name of each defendant. If you need
more space, please write "see attached" in the space
above and attach an additional sheet of paper with the
full list of names. The names listed above must be
identical to those contained in Section II.
21cvl0577
(Include case number if one has been assigned)
AMENDED COMPLAINT
Do you want a jury trial?
h Yes
□ No
NOTICE
The public can access electronic court files. For privacy
40a
and security reasons, papers filed with the court
should therefore not contain: an individual’s full social
security number or full birth date; the full name of a
person known to be a minor; or a complete financial
account number. A fifing my include only: the last four
digits of a social; the year of an individual's birth; a
minor's initials; and the last four digits of a financial
account number. See Federal Rule of Civil Procedure
5.2.
41a
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.