Petition for Writ of Certiorari — Alicia Lowe, et al., Petitioners v. Janet T. Mills, Governor of Maine, et al.
Supreme Court briefAug 15, 2023
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No. ________
IN THE
Supreme Court of the United States
ALICIA LOWE, JENNIFER BARBALIAS, GARTH BERENYI,
DEBRA CHALMERS, NICOLE GIROUX, ADAM JONES,
NATALIE SALAVARIA,
Petitioners,
v.
JANET T. MILLS, in her official capacity as Governor of
the State of Maine, JEANNE M. LAMBREW, in her
official capacity as Commissioner of the Maine
Department of Health and Human Services, NANCY
BEARDSLEY, in her official capacity as Acting Director
of the Maine Center for Disease Control and
Prevention, MAINEHEALTH, GENESIS HEALTHCARE OF
MAINE, LLC, MAINEGENERAL HEALTH, NORTHERN
LIGHT EASTERN MAINE MEDICAL CENTER,
Respondents.
On Petition for Writ of Certiorari to the United
States Court of Appeals for the First Circuit
PETITION FOR WRIT OF CERTIORARI
Mathew D. Staver
Horatio G. Mihet
Counsel of Record
Daniel J. Schmid
Anita L. Staver
Liberty Counsel
Liberty Counsel
P.O. Box 540774
109 Second St., NE
Orlando, FL 32854
Washington, D.C. 20002
(407) 875-1776
(202) 289-1776
Counsel for Petitioners
LEGAL PRINTERS LLC ! Washington, DC ! 202-747-2400 ! legalprinters.com
i
QUESTIONS PRESENTED
“Reliance on state statutes to excuse noncompliance with federal law is simply unacceptable
under the Supremacy Clause.” Barber ex rel. Barber
v. Colorado Dep’t of Revenue, 562 F.3d 1222, 1233
(10th Cir. 2009). As Justice Gorsuch noted during his
tenure on the Tenth Circuit, “a state law at odds with
a valid Act of Congress is no law at all. Accordingly,
the demands of the federal [antidiscrimination law]
do not yield to state laws that discriminate against
the [protected class]; it works the other way around.”
Id. at 1234 (Gorsuch, J., concurring) (emphasis
added). Simply put, “the Supremacy Clause of the
Constitution requires a different order of priority. A
discriminatory state law is not a defense to liability
under federal law; it is a source of liability under
federal law.” Id. (quoting Quinones v. City of
Evanston, 58 F.3d 275, 277 (7th Cir. 1995)).
The
First
Circuit’s
decision
below
constitutionally inverted this analysis. The First
Circuit held that following Title VII’s demands to
provide reasonable accommodations for sincerely held
religious beliefs is an undue hardship when following
Title VII “would have exposed the Providers to
penalties for violating [state law].” (App. 37a). The
First Circuit’s decision below reverses the supremacy
of federal over state law. The questions presented are:
(1)
Whether compliance with state laws
directly contrary to Title VII’s requirement to provide
a reasonable accommodation may serve as an undue
ii
hardship justifying an employer’s noncompliance
with Title VII of the Civil Rights Act of 1964.
(2)
Whether a state law that requires
employers to deny without any consideration all
requests by employees for a religious accommodation,
contrary to Title VII’s religious nondiscrimination
provision, is preempted by Title VII and the
Supremacy Clause.
iii
PARTIES
Petitioners are Alicia Lowe, Jennifer
Barbalias, Garth Berenyi, Debra Chalmers, Nicole
Giroux, Adam Jones, and Natalie Salavaria.
Respondents are MaineHealth, Genesis Healthcare of
Maine, LLC, MaineGeneral Health, and Northern
Light Eastern Maine Medical Center. Additional
Parties to the proceedings below are Janet T. Mills, in
her official capacity as Governor of the State of Maine,
Jeanne M. Lambrew, in her official capacity as
Commissioner of the Maine Department of Health
and Human Services, Nancy Beardsley, in her official
capacity as Acting Director of the Maine Center for
Disease Control and Prevention. 1
DIRECTLY RELATED PROCEEDINGS
ALICIA LOWE, et al. v. MILLS, et al., No. 22-1710,
(1st Cir. May 25, 2023), Opinion Affirming District
Court’s Dismissal of First Amended Verified
Complaint is reprinted in the Appendix at 1a-30a.
ALICIA LOWE, et al. v. MILLS, et al., No. 22-1710,
(1st Cir. May 25, 2023), Judgment is reprinted in the
Appendix at 41a-42a.
ALICIA LOWE, et al. v. MILLS, et al., No. 1:21-cv242-JDL, (D. Me. Aug. 18, 2022), Opinion and Order
1 Plaintiffs did not assert Title VII claims against the Maine
government officials, and thus the Additional Parties are not
subject to the claims asserted in this Petition.
iv
Dismissing First Amended Verified Complaint is
reprinted in the Appendix at 43a-84a.
JOHN DOES 1-3, et al. v. MILLS, et al., No. 21-717,
(U.S. Feb. 22, 2022), Order Denying Petition for Writ
of Certiorari is reprinted in the Appendix at 85a.
JOHN DOES 1–3, et al. v. MILLS, et al., No. 21A90,
(U.S. Oct. 29, 2021), Order Denying Emergency
Application for Writ of Injunction is reprinted in the
Appendix at 86a-97a.
JANE DOES 1–6, et al. v. MILLS, et al., No. 21-1826
(1st Cir. Oct. 19, 2021), Opinion and Order Affirming
Denial of Motion for Preliminary Injunction is
reprinted in the Appendix at 98a-130a.
JANE DOES 1–6, et al. v. MILLS, et al.. No. 1:21-cv242-JDL (D. Me. October 13, 2021), Order Denying
Motion for Preliminary Injunction is reprinted in the
Appendix at 131a-180a.
v
TABLE OF CONTENTS
QUESTIONS PRESENTED…………………………….i
PARTIES ………………………………………………...iii
DIRECTLY RELATED PROCEEDINGS……………iii
TABLE OF CONTENTS………………………………...v
TABLE OF APPENDICES…………………………...viii
TABLE OF AUTHORITIES…………………………….x
OPINIONS AND ORDER BELOW……………………1
JURISDICTION………………………………………….1
CONSTITUTIONAL AND STATUTORY
PROVISIONS…………………………………………….1
STATEMENT OF THE CASE………………………….3
I. INTRODUCTION…………………………………....3
II.
FACTUAL BACKGROUND……………………7
A.
The Governor’s COVID-19 Vaccine
Mandate……………………………………7
B.
Petitioners’
Sincerely
Held
Religious Beliefs Against Receiving
the COVID-19 Vaccines………………….9
vi
C.
III.
Respondent Providers Rely On
Contrary State Law to Excuse Their
Noncompliance with Title VII and
Deny Without Any Consideration
The Religious Accommodation
Requests of the Petitioners…………….12
PROCEDURAL HISTORY……………………16
REASONS FOR GRANTING THE PETITION…….18
I.
THE FIRST CIRCUIT’S HOLDING THAT
AN EMPLOYER MAY DISREGARD
TITLE
VII’S
PROHIBITION
ON
RELIGIOUS DISCRIMINATION ON
THE BASIS OF CONTRARY STATE LAW
DIRECTLY
CONFLICTS
WITH
DECISIONS FROM THE SECOND,
FOURTH, SIXTH, SEVENTH, NINTH,
TENTH AND ELEVENTH CIRCUITS………18
A.
The First Circuit Held that
Employers May Disregard Title
VII’s Requirements to Provide
Religious Accommodations Solely
on the Basis of Contrary State Law…..18
B.
The Second, Sixth, Seventh, and
Ninth Circuits Have Held that
Contrary State Laws Must Yield to
Title VII’s Antidiscrimination
Requirements……………………………22
vii
C.
II.
The Second, Fourth, Seventh,
Tenth, and Eleventh Circuits Have
Held that Contrary State Laws
Must Yield to Federal
Nondiscrimination Requirements……26
THE FIRST CIRCUIT’S DECISION
BELOW DIRECTLY CONFLICTS WITH
DECISIONS FROM THIS COURT AND
THE
SECOND
AND
ELEVENTH
CIRCUITS CONCERNING WHETHER
THE PLAIN TEXT OF TITLE VII
PREEMPTS CONTRARY STATE LAWS……32
A.
The First Circuit Held that Title VII
Does Not Always Preempt Contrary
State Laws……………………………….34
B.
This Court and the Second and
Eleventh Circuits Have Held that
the Plain Language of Title VII
Explicitly…………………………………36
1. The First Circuit’s holding below
directly conflicts with this Court’s
precedents………………………………..36
2. The First Circuit’s holding below
directly conflicts with decisions of
the Second and Eleventh Circuits…….40
CONCLUSION………………………………………….41
viii
TABLE OF APPENDICES
APPENDIX A — ALICIA LOWE, et al. v.
MILLS, et al., No. 22-1710, (1st Cir. May 25,
2023), Opinion Affirming District Court’s
Dismissal of First Amended Verified Complaint…...1a
APPENDIX B — ALICIA LOWE, et al. v.
MILLS, et al., No. 22-1710, (1st Cir. May 25,
2023), Judgment ………………………………...........41a
APPENDIX C — ALICIA LOWE, et al. v.
MILLS, et al., No. 1:21-cv-242-JDL, (D. Me.
Aug. 18, 2022), Opinion and Order Dismissing
First Amended Verified Complaint…………………43a
APPENDIX D — JOHN DOES 1-3, et al. v.
MILLS, et al., No. 21-717, (U.S. Feb. 22, 2022),
Order Denying Petition for Writ of Certiorari…….85a
APPENDIX E — JOHN DOES 1–3, et al. v.
MILLS, et al., No. 21A90, (U.S. Oct. 29, 2021),
Order Denying Emergency Application for Writ
of Injunction……………………………………………86a
APPENDIX F — JANE DOES 1–6, et al. v.
MILLS, et al., No. 21-1826 (1st Cir. Oct. 19,
2021), Opinion and Order Affirming Denial of
Motion for Preliminary Injunction………………….98a
ix
APPENDIX G — JANE DOES 1–6, et al. v.
MILLS, et al.. No. 1:21-cv-242-JDL (D. Me.
October 13, 2021), Order Denying Motion for
Preliminary Injunction……………………………...131a
APPENDIX H — First Amended Verified
Complaint For Injunctive Relief, Declaratory
Relief, And Damages………………………………...181a
x
TABLE OF AUTHORITIES
CASES
Albermarle Paper Co. v. Moody,
423 U.S. 405 (1975)……………………………………..39
Ash v. Hobart Mfg. Co.,
483 F.2d 289(6th Cir. 1973)…………………….…25, 26
Barber ex rel. Barber v. Colorado Dep’t of Revenue,
562 F.3d 1222 (10th Cir. 2009)……..……i, 6, 26, 31,32
Bhatia v. Chevron U.S.A., Inc.,
734 F.2d 1382 (9th Cir. 1984)…………………………21
Bradshaw v. Sch. Bd. of Broward Cnty.,
486 F.3d 1205 (11th Cir. 2007)……………………..…40
Bridgeport Guardians, Inc. v. Delmonte,
248 F.3d 66 (2d Cir. 2001)……………………………..40
California Fed. Savings & Loan Ass’n v. Guerra,
479 U.S. 272 (1987)………………………….…36, 37, 38
Campbell v. Universal City Dev. Partners, Ltd.,
72 F.4th 1245 (11th Cir. 2023) ………..…26, 27, 28, 29
Guardians Ass’n of N.Y.C. Police Dep’t v. Civil
Serv. Comm’n, 630 F.2d 79 (2d Cir. 1980)….22, 23, 35
Haywood v. Drown,
556 U.S. 729 (2009)………………………………………6
xi
Hillsborough Cnty. v. Automated Med. Labs., Inc.,
471 U.S. 707 (1985)………………………………………6
Mary Jo C. v. New York State & Local Ret. Sys.,
707 F.3d 144 (2d Cir. 2013)……………………27, 29, 30
Nat’l Fed’n of the Blind v. Lamone,
813 F.3d 494 (4th Cir. 2016)…………..………26, 29, 30
Palmer v. General Mills Inc.,
513 F.2d 1040 (6th Cir. 1975)……………………..22, 25
Quinones v. City of Evanston,
58 F.3d 275 (7th Cir. 1995)…………………...…i, 26, 30
Rosenfeld v. Southern Pac. Co.,
444 F.2d 1219 (9th Cir. 1971)…………………22, 23, 24
Shaw v. Delta Air Lines, Inc.,
463 U.S. 85 (1983)……………………………..………..39
United States v. Bd. of Educ. for Sch. Dist.
of Philadelphia, 911 F.2d 882 (3d Cir. 1990)………..21
We The Patriots USA, Inc. v. Hochul,
17 F.4th 266 (2d Cir. 2021)……………………………21
Williams v. General Foods Corp.,
492 F.2d 399 (7th Cir. 1974)………….…………...22, 25
CONSTITUTIONAL
STATUTES
PROVISIONS
AND
U.S. Const. Art. VI, cl. 2………………………………2, 6
xii
U.S. Const. amend. I……………………………….…….1
10-144 C.M.R. Ch. 264…………………………………..8
42 U.S.C. §2000e-2……………………………..…2, 4, 23
42 U.S.C. §2000e-7…………….2, 23, 25, 27, 33, 34, 35,
36, 38, 39, 41
42 U.S.C. §2000h-4…………………………………33, 35
42 U.S.C. §12201(b)…………………………………….27
OTHER AUTHORITIES
2 Timothy 3:16 (KJV)…………………………………….9
Genesis 1:26–27…………………………………………10
Exodus 20:13…………………………………………….10
Exodus 21:22–23………………………………………..10
Exodus 23:7……………………………………………...10
Isaiah 44:2………………………………………………...9
Luke 17:2…………………………………………………10
Matthew 18:6…………………………………………….10
Psalm 139:13–14…………………………………………9
Psalm 139:16……………………………………………...9
1
OPINIONS AND ORDERS BELOW
The First Circuit’s opinion and order affirming
the dismissal of Petitioners’ complaint is reported at
68 F.4th 706 (1st Cir. 2023) and reprinted in the
Appendix at 1a-30a. The district court’s order
dismissing Petitioners’ complaint is not yet published,
but is available at 2022 WL 3542187 (D. Me. Aug. 18,
2022) and reprinted in the Appendix at 43a-84a.
JURISDICTION
The First Circuit entered its opinion and
judgment, affirming the district court’s final
judgment dismissing Petitioners’ Title VII claims, on
May 25, 2023. (App. 1a-42a.) Petitioners invoke this
Court’s jurisdiction under 28 U.S.C. §1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The First Amendment to the United States
Constitution provides, in relevant part, “Congress
shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof; or
abridging the freedom of speech . . . .” U.S. Const.
amend. I.
The Supremacy Clause of the United States
Constitution provides,
This Constitution, and the Laws of the
United States which shall be made in
Pursuance thereof; and all Treaties made, or
which shall be made, under the Authority of
2
the United States, shall be the supreme Law
of the Land; and the Judges in every State
shall be bound thereby, any Thing in the
Constitution or Laws of any State to the
Contrary notwithstanding.
U.S. Const. Art. VI, Cl.2.
Title VII of the Civil Rights Act of 1964
provides, in relevant part, “It shall be an unlawful
employment practice for an employer . . . to discharge
any individual, or otherwise to discriminate against
any individual with respect to his compensation,
terms, conditions, or privileges of employment
because of such individual’s . . . religion,” 42 U.S.C.
§ 2000e-2(a), and, “The term ‘religion’ includes all
aspects of religious observance and practice, as well
as belief, unless an employer demonstrates that he is
unable to reasonably accommodate to an employee’s
or prospective employee’s religious observance or
practice without undue hardship on the conduct of the
employer's business.” 42 U.S.C. § 2000e(j). Also
relevant to the instant Petition is 42 U.S.C. §2000e-7,
which states,
Nothing in this subchapter shall be deemed
to exempt or relieve any person from any
liability, duty, penalty, or punishment
provided by any present or future law of any
State or political subdivision of a State,
other than any such law which purports to
require or permit the doing of any act which
would be an unlawful employment practice
under this subchapter.
3
STATEMENT OF THE CASE
I.
INTRODUCTION
Petitioners are all former healthcare workers in
the State of Maine who submitted, under Title VII of
the Civil Rights Act of 1964, a request for a religious
accommodation from the State’s mandate that all
healthcare workers in Maine receive a COVID-19
vaccination as a condition of continued employment in
the healthcare industry. (App. 188a, First Amended
Verified Complaint (“Compl.”) ¶8.) Justice Gorsuch
described Petitioners’ fight nearly two years ago,
This case presents an important
constitutional question, a serious error,
and an irreparable injury. Where many
other States have adopted religious
exemptions, Maine has charted a different
course. There, healthcare workers who
have served on the front line of a pandemic
for the last 18 months are now being fired
and their practices shuttered. All for
adhering
to
their
constitutionally
protected religious beliefs. Their plight is
worthy of our attention.
(App. 96a-97a (Gorsuch, J., dissenting from denial of
injunctive relief pending appeal) (emphasis added).)
Though circumstances and the seminal
question have changed from Petitioners’ original plea
to this Court, Petitioners’ plight has not and is still
worthy of this Court’s attention today. In August
4
2021, the Governor of Maine instituted a vaccine
mandate for healthcare workers in the State of Maine.
(App. 196a-197a, Compl. ¶¶31-39.) Prior to their
termination, Petitioners worked for healthcare
facilities in Maine that were subject to the Governor’s
vaccination mandate, including MaineHealth,
Genesis Healthcare of Maine, LLC, MaineGeneral
Health, and Northern Light Eastern Maine Medical
Center (collectively the “Employer Respondents”).
Petitioners all sought accommodations under Title VII
for their sincerely held religious objections to the
COVID-19 vaccines, and were automatically refused
such accommodations solely on the basis that the
State’s mandate prohibited any and all such
accommodations. (App. 207a-212a, Compl. ¶¶72-86.)
Petitioners filed a federal complaint against the State
Defendants for instituting a COVID-19 vaccination
requirement
that
prohibited
religious
accommodations in violation of the First and
Fourteenth Amendments to the United States
Constitution, and against the Employer Respondents
for refusing to provide the religious accommodations
demanded by Title VII.
Despite the plain import of Title VII’s
requirement that employers provide accommodation
for Petitioners’ sincerely held religious convictions, see
42 U.S.C. §2000e-2(a), Employer Respondents all
explicitly informed Petitioners that their religious
convictions must be overridden by state law, with no
exception and no accommodation whatsoever. When
rejecting
Petitioners’
request
for
religious
accommodation, Employer Respondents informed
Petitioners that Title VII did not apply. Even a
5
cursory review of Employer Respondents’ positions
with respect to accommodating religious beliefs under
Title VII reveals the grave error committed by the
First Circuit below.
Petitioner Lowe was informed by her employer
that, under its view, “federal law did not supersede
state law in this instance.” (App. 209a, Compl. ¶77.)
Petitioner Lowe’s employer stated, based on the newly
implemented state mandate, “we are no longer able to
consider religious exemptions for those who work in
the state of Maine.” (App. 208, Compl. ¶74.) Petitioner
Lowe was further informed that her employer
believed providing a religious accommodation
required by Title VII would cause it “to violate state
law by granting unrecognized exemptions.” (App.
210a, Compl. ¶77.) It stated, “we are not able to grant
a request for a religious exemption from the state
mandate vaccine.” (Id.)
Petitioner Giroux was informed by her
employer that, notwithstanding Title VII: “Allowing
for a religious exemption would be a violation of the
state mandate issued by Governor Mills. So,
unfortunately, that is not an option for us.” (App.
212a, Compl. ¶85.)
All Petitioners were refused any consideration
for religious accommodation under Title VII, were
terminated from their employment, and the sole basis
given by Employer Respondents was that compliance
with Title VII would require violation of a contrary
state law. (App. 207a-212a, Compl. ¶¶72-86.)
6
Though one would search in vain for a merited
justification for such a constitutionally inverted
analysis, the First Circuit’s decision below supplied it.
As the First Circuit saw the matter, “granting the
accommodation would have exposed the Providers to
penalties for violating the [state] Mandate.” (App.
37a.) But “[r]eliance on state statutes to excuse
noncompliance with federal laws is simply
unacceptable under the Supremacy Clause.” Barber ex
rel. Barber v. Colorado Dep’t of Revenue, 562 F.3d
1222, 1233 (10th Cir. 2009). And the reason for this is
simple: “the demands of [federal antidiscrimination
laws] do not yield to contrary state laws that
discriminate against [protected classes]; it works the
other way around.” Id. at 1234 (Gorsuch, J.,
concurring) (emphasis added).
What should have been obvious to Petitioners’
employers, and to the First Circuit below, is that
federal law is supreme over any contrary state law.
See U.S. Const. Art. VI, cl. 2. “This Court has long
made clear that federal law is as much the law of the
several States as are the laws passed by their
legislatures.” Haywood v. Drown, 556 U.S. 729, 734
(2009). Indeed, “it is a familiar and well-established
principle that the Supremacy Clause invalidates state
laws that interfere with, or are contrary to, federal
law.” Hillsborough Cnty. v. Automated Med. Labs.,
Inc., 471 U.S. 707, 712 (1985) (cleaned up). Thus,
“state law is nullified to the extent that it actually
conflicts with federal law.” Id. at 713.
The First Circuit charted a different course. It
permitted compliance with contrary state laws to
7
excuse noncompliance with Title VII. This cannot be
the law, and the Supremacy Clause demands a
different outcome. This Court should grant the
Petition.
II.
FACTUAL BACKGROUND
A.
The Governor’s COVID-19 Vaccine
Mandate.
On August 12, 2021, Governor Mills announced
that Maine will require healthcare workers to accept
one of the three then-available COVID-19 vaccines to
remain employed in the healthcare profession (the
“Vaccine Mandate”). (App. 196a, Compl. ¶31.) The
Vaccine Mandate defined healthcare worker as “any
individual employed by a hospital, multi-level health
care facility, home health agency, nursing facility,
residential care facility, and intermediate care facility
for individuals with intellectual disabilities that is
licensed by the State of Maine” as well as “those
employed by emergency medical service organizations
or dental practices.” (App. 196a, Compl. ¶32.) The
Vaccine Mandate also provided that “[t]he
organizations to which this requirement applies must
ensure that each employee is vaccinated, with this
requirement being enforced as a condition of the
facilities’ licensure.” (Id., ¶33.) The Governor
threatened to revoke the licenses of all covered
healthcare employers failing to mandate that their
employees receive a COVID-19 vaccine. (App. 197a,
Compl. ¶34.)
8
In addition to the Governor’s mandate,
Petitioners and all healthcare workers in Maine were
also stripped of their pre-existing federal right to
request a religious accommodation from the
COVID-19 Vaccine Mandate. Effective on September
1, 2021, Dr. Shah and the Maine Center for Disease
Control and Prevention (“MCDC”) amended 10-144
C.M.R. Ch. 264 to eliminate the ability of healthcare
workers in Maine to request and obtain a religious
accommodation from the COVID-19 Vaccine
Mandate. (App. 197a, Compl. ¶36.) The only source of
mandatory
immunization
exemption
Maine
recognized for healthcare workers is 22 M.R.S.
§ 802.4-B, which purports to exempt only those
individuals for whom an immunization is medically
inadvisable and who provide a written statement
from a doctor documenting the need for an exemption.
(Id., Compl. ¶37.) Under the prior version of Maine’s
regulation, 10-144 C.M.R. Ch. 264, § 3-B, a healthcare
worker could be exempted from mandatory
immunizations if the “employee states in writing an
opposition to immunization because of a sincerely
held religious belief.” (Id., Compl. ¶38.) In fact, as
acknowledged by MCDC below, Maine removed the
religious exemption to mandatory immunizations
effective September 1, 2021. (App. 197a-198a, Compl.
¶39 (“The health care immunization law has removed
the allowance for philosophical and religious
exemptions and has included influenza as a required
immunization.”).)
9
B.
Petitioners’
Sincerely
Held
Religious Beliefs Against Receiving
the COVID-19 Vaccines.
Petitioners have sincerely held religious beliefs
that precluded them from accepting or receiving any
of the three then-available COVID-19 vaccines
because of their connection to aborted fetal cell lines,
whether in the vaccines’ origination, production,
development, or testing. (App. 198a, Compl. ¶40.) A
fundamental component of Petitioners’ sincerely held
religious beliefs is that all life is sacred, from the
moment of conception to natural death, and that
abortion is a grave sin against God and the taking of
an innocent life. (Id., Compl. ¶41.) Petitioners’
sincerely held religious beliefs are rooted in
Scripture’s teachings that “[a]ll Scripture is given by
inspiration of God, and is profitable for doctrine, for
reproof, for correction, [and] for instruction in
righteousness.” (Id., Compl. ¶42. (quoting 2 Timothy
3:16 (KJV)).) Because of their sincerely held religious
beliefs, Petitioners must conform their lives,
including their decisions relating to medical care, to
the commands and teaching of Scripture. (Id., Compl.
¶43.)
Petitioners have sincerely held religious beliefs
that God forms children in the womb and knows them
prior to their births, and that life is sacred from the
moment of conception. (App. 199a, Compl. ¶44
(quoting, inter alia, Psalm 139:13–14 (ESV); Psalm
139:16 (ESV); Isaiah 44:2 (KJV)).)
10
Petitioners have sincerely held religious beliefs
that every child’s life is sacred because each child is
made in the image of God. (Id., Compl. ¶45 (quoting
Genesis 1:26–27 (KJV)).) And, because life is sacred
from the moment of conception, the killing of that
innocent life is the murder of an innocent human in
violation of Scripture. (Id., Compl. ¶46 (quoting, inter
alia, Exodus 20:13 (KJV); Exodus 21:22–23 (KJV);
Exodus 23:7 (KJV)).)
Petitioners also have the sincerely held
religious belief that it would be better to tie millstones
around their necks and be drowned in the sea than
bring harm to an innocent child. (App. 200a, Compl.
¶47 (quoting Matthew 18:6; Luke 17:2).) Petitioners
have sincerely held religious beliefs, rooted in the
Scriptures, that anything that condones, supports,
justifies, or benefits from the taking of innocent
human life via abortion is sinful, and contrary to the
Scriptures. (Id., Compl. ¶48.) Petitioners believe that
it is an affront to Scripture’s teaching for them to use
a product derived from or connected in any way with
abortion. (Id., Compl. ¶49.) Petitioners’ sincerely held
religious beliefs therefore precluded them from
accepting any one of the three available COVID-19
vaccines because of their connections to aborted fetal
cell lines. (Id., Compl. ¶50.)
Petitioners have sincerely held religious
objections to the Johnson & Johnson (Janssen
Pharmaceuticals) vaccine because it unquestionably
used aborted fetal cells lines to produce and
manufacture the vaccine. (App. 201a, Compl. ¶50.) As
reported by the North Dakota Department of Health,
11
“[t]he non-replicating viral vector vaccine produced by
Johnson & Johnson did require the use of fetal cell
cultures, specifically PER.C6, in order to produce and
manufacture the vaccine.” (Id., Compl. ¶52.)
Petitioners have sincerely held religious objections to
the Moderna and Pfizer/BioNTech COVID-19
vaccines because both of these vaccines, too, have
their origins in research using aborted fetal cell lines.
(App. 202a, Compl. ¶55.) In fact, “[e]arly in the
development of mRNA vaccine technology, fetal cells
were used for ‘proof of concept’ (to demonstrate how a
cell could take up mRNA and produce the SARS-CoV2 spike protein) or to characterize the SARS-CoV-2
spike protein.” (Id., Compl. ¶56.) The Louisiana
Department of Health’s publications also confirm that
aborted fetal cells lines were used in the “proof of
concept” phase of the development of their COVID-19
mRNA vaccines. (Id., Compl. ¶57.)
Because all three of the COVID-19 vaccines
available to Petitioners were developed and produced
from, tested with, researched on, or otherwise
connected with the aborted fetal cell lines HEK-293
and PER.C6, Petitioners’ sincerely held religious
beliefs compelled them to abstain from injecting any
of these products into their bodies. And, because
Petitioners’ sincerely held religious convictions
precluded them from accepting a COVID-19 vaccine,
they were terminated from their employment. (App.
186a-187a, Compl. ¶5.)
Respondents have not contested the sincerity of
Petitioners’ religious beliefs. (See App. 60a (“the
Hospital Defendants do not challenge the sincerity of
12
the Plaintiffs’ asserted religious beliefs or that those
beliefs are the reason for the Plaintiffs’ refusal to be
vaccinated”); App. 26a (concluding that Employer
Respondents did not contest the sincerity of
Petitioners’ religious beliefs).)
C.
Employer Respondents Rely On
Contrary State Law to Excuse Their
Noncompliance with Title VII and
Deny Without Any Consideration
The
Religious
Accommodation
Requests of the Petitioners.
Consistent with her sincerely held religious
beliefs, Petitioner Alicia Lowe submitted to her
employer, Respondent MaineHealth, a request for a
religious exemption from the Vaccine Mandate. (App.
207a, Compl. ¶72.)
On August 17, 2021, MaineHealth denied
Petitioner
Lowe’s
request
for
a
religious
accommodation (App. 208a, Compl. ¶73), stating:
Please be advised that due to the addition
of the COVID-19 vaccine to Maine’s
Healthcare Worker Immunization law
announced by the governor in a press
conference on 8/12/21, we are no longer
able to consider religious exemptions
for those who work in the state of
Maine. This also includes those of you
who
submitting
[sic]
influenza
exemptions as well. . . .
13
You submitted a religious exemption, your
request is unable to be evaluated due to a
change in the law. Your options are to
receive
vaccination
or
provide
documentation for a medical exemption to
meet current requirements for continued
employment.
(App. 208a, Compl. ¶74.)
On August 20, 2021, after receiving her first
denial from MaineHealth, Petitioner Lowe responded
to MaineHealth, stating:
My request for an exemption was made
under federal law, including Title VII of
the Civil Rights [Act] of 1964. The
Constitution provides that federal law is
supreme over state law, and Maine cannot
abolish the protections of federal law. You
may be interested in this press release
from Liberty Counsel, and the demand
letter they have sent to Governor Mills on
this issue (which is linked in the press
release):https://lc.org/newsroom/details/08
1821-maine-governor-must-honorreligious-exemptions-for-shot-mandate.
Regardless of what the Governor chooses
to do, Franklin Memorial has a legal
obligation under federal law to consider
and grant my proper request for a religious
exemption. Please let me know promptly if
you will do so.
14
(App. 209a, Compl. ¶75.)
That same day, MaineHealth responded to
Petitioner Lowe stating that federal law does not
supersede state law or the Vaccine Mandate. (Id.,
Compl. ¶76.) Specifically, MaineHealth stated:
Although I cannot give legal guidance to
employees, I can share MaineHealth’s
view that federal law does not
supersede state law in this instance.
The EEOC is clear in its guidance that
employers need only provide religious
accommodations when doing so does not
impose an undue hardship on operations.
Requiring MaineHealth to violate state
law by granting unrecognized exemptions
would impose such a hardship. As such, we
are not able to grant a request for a
religious exemption from the state
mandated vaccine.
(App. 209a-210a, Compl. ¶77.) Petitioner Lowe was
thus terminated from her employment because she
could not accept a COVID-19 vaccination in violation
of her sincerely held religious convictions. (App. 210a,
Compl. ¶78.)
Petitioner Chalmers submitted to her
employer, Genesis Healthcare, a request for a
religious exemption and accommodation from the
Vaccine Mandate. (App. 210a, Compl. ¶79.) After
reviewing Petitioner Chalmers’s submission, which
15
articulated her sincerely held religious beliefs,
Genesis Healthcare sent her a cursory response
stating that her religious beliefs did not qualify for an
exemption from the Vaccine Mandate. (Id.) Petitioner
Chalmers was given until August 23, 2021, to become
vaccinated, and when her request for a religious
objection and accommodation was cursorily denied,
Petitioner Chalmers was terminated from her
employment. (Id.)
Petitioner Barbalias submitted a request to her
employer, Respondent Northern Light, seeking an
exemption and accommodation from the Vaccine
Mandate. (App. 210a-211a, Compl. ¶80.) Northern
Light responded to Petitioner Barbalias, denying her
request and stating that the Vaccine Mandate does
not permit exemptions or accommodations for
sincerely held religious beliefs. (Id.) Specifically,
Northern Light informed Petitioner Barbalias that
her request for a religious exemption could not be
granted because Maine law and the Governor do not
permit “non-medical exemptions,” and stated, “the
only exemptions that may be made to this
requirement are medical exemptions supported by a
licensed physician, nurse practitioner, or physician
assistant.” (App. 211a, Compl. ¶81.) Petitioner
Barbalias was terminated from her employment
because Respondent Northern Light stated that
compliance with state requirements excused its
noncompliance with Title VII. (Id., Compl. ¶82.)
On August 19, 2021, Petitioner Giroux
submitted a request to her employer, Respondent
MaineGeneral, stating that she has sincerely held
16
religious objections to the COVID-19 vaccines and
requesting an exemption and accommodation from
the Vaccine Mandate. (App. 211a, Compl. ¶83.)
MaineGeneral told Petitioner Giroux that no religious
exemptions were permitted under the Governor’s
mandate and that her request for a religious
exemption and accommodation was denied. (Id.)
Specifically, MaineGeneral stated:
MaineGeneral Health must comply with
Governor
Mill’s
[sic]
COVID-19
vaccination mandate for all health care
employees. All MaineGeneral employees
will have to be vaccinated against
COVID-19 by Oct. 1 unless they have a
medical exemption. The mandate also
states that only medical exemptions are
allowed, no religious exemptions are
allowed.
(App. 212a, Compl. ¶84.) Maine General further
stated, “Allowing for a religious exemption would be a
violation of the state mandate issued by Governor
Mills. So unfortunately, it is not an option for us.” (Id.,
Compl. ¶85.)
III.
PROCEDURAL HISTORY.
Petitioners initiated this action on August 25,
2021, with the filing of a Verified Complaint and a
Motion for Temporary Restraining Order and
Preliminary Injunction. On August 26, the district
court held a temporary restraining order (TRO)
hearing and denied the TRO the same day. (See App.
17
9a-10a.) The district court initially scheduled a
preliminary injunction hearing for September 10 but
granted Respondents’ request to continue the hearing
to September 20, over Petitioners’ objection. (See App.
134a.) After the preliminary injunction hearing on
September 20, the court took the matter under
advisement and informed the parties that a decision
would issue expeditiously. Twenty-three days later
(two days before Petitioners’ deadline to become
vaccinated), the district court denied the preliminary
injunction. (App. 131a-180a.)
Within an hour of the district court’s order
denying a preliminary injunction, Petitioners
appealed the denial to the First Circuit and moved for
an emergency injunction pending appeal. (App. 110a.)
The First Circuit denied that emergency motion (id.),
and Petitioners applied to this Court for an
emergency writ of injunction pending disposition of
Petitioners’ forthcoming certiorari petition. Justice
Breyer denied that motion without prejudice to
refiling the application should the First Circuit not
grant the necessary relief. (See App. 11a.) On October
19, 2021, the First Circuit issued its opinion affirming
the denial of a preliminary injunction (App. 98a130a), and Petitioners immediately reapplied to this
Court for a writ of injunction. On October 29, the
Court, over the dissent of Justice Gorsuch with whom
Justices Thomas and Alito joined, denied the
application. (App. 86a-97a.)
On August 18, 2022, after conducting a hearing
on Respondents’ motions to dismiss, the district court
entered its opinion and order dismissing Plaintiffs’
18
complaint in its entirety and entered final judgment
dismissing all claims. (App. 43a-84a.) Petitioners
timely appealed that dismissal to the First Circuit.
(App. 13a.) On May 25, 2023, the First Circuit entered
its order and judgment affirming the dismissal of
Petitioners’ Title VII and other claims, but reversing
the dismissal of Petitioners’ constitutional claims.
(App. 1a-42a.)
REASONS FOR GRANTING THE PETITION
I.
THE FIRST CIRCUIT’S HOLDING THAT
AN EMPLOYER MAY DISREGARD TITLE
VII’S PROHIBITION ON RELIGIOUS
DISCRIMINATION ON THE BASIS OF
CONTRARY STATE LAW DIRECTLY
CONFLICTS WITH DECISIONS FROM
THE
SECOND,
FOURTH,
SIXTH,
SEVENTH,
NINTH,
TENTH,
AND
ELEVENTH CIRCUITS.
A.
The First Circuit Held that
Employers May Disregard Title
VII’s Requirements to Provide
Religious Accommodations Solely
on the Basis of Contrary State Law.
As a threshold matter, no one disputes that
Petitioners adequately raised a prima facie case of
religious discrimination under Title VII in their
complaint, as the First Circuit noted below. (App.
26a.) Thus, Petitioners’ appeal below “turn[ed] on [the
employers’] undue hardship defense.” (Id.) The sole
defense raised by Employer Respondents below was
19
that providing a religious accommodation to
Petitioners would have required them to violate state
law and thus constitute an undue hardship. (App. 27a
(“Maine law makes clear that, by providing the
plaintiffs their requested accommodation as described
in the complaint, the Providers would have risked
onerous penalties, including license suspension. The
Mandate requires the Providers to ‘require for all
employees who do not exclusively work remotely and
who are not medically exempted a certificate of
immunization against COVID-19.” (cleaned up)).) As
to Petitioners’ requested religious accommodation,
the First Circuit held that granting such an
accommodation “would thus have placed the
Providers in violation of the Mandate.” (App. 27a28a.)
The
First
Circuit’s
decision
below
unequivocally held that a violation of a state law
directly contrary to Title VII excused noncompliance
with Title VII’s nondiscrimination requirements. The
dismissal of Petitioners’ Title VII claims was based on
nothing more, and the decision below elevated
Maine’s state law above the requirements of Title VII.
The only reasonable inference from
[Petitioners’ complaint] and from the
relevant Maine law, both of which we may
properly consider in reviewing the
dismissal of Title VII claims . . . is that
granting the requested accommodation
would have exposed the Providers to a
substantial risk of license suspension, as
20
well as monetary penalties [for violating
the state mandate.]
(App. 28a-29a (emphasis added).)
The First Circuit held that a violation of state
law that prohibited an accommodation explicitly
required by Title VII was a justifiable excuse from
compliance with Title VII. “[P]otential penalties for
violating [state] laws can render a proposed
accommodation an undue hardship.” (App. 33a.) Put
another way, the First Circuit held that employers
may ignore the requirements of Title VII if their
justification for doing so is a risk of punishment under
state laws that directly conflict with Title VII. (App.
34a (“we conclude that the complaint’s allegations
and the relevant Maine law permit no reasonable
inference but that granting the plaintiffs their
requested accommodation would have exposed the
Providers to a substantial risk of license suspension
and other penalties, creating an undue hardship”)
(emphasis added).) And, the First Circuit’s rationale
was plain: it is an undue hardship to comply with
Title VII when such compliance requires an employer
to violate a contrary state law. (App. 37a (“[G]ranting
that accommodation would have exposed Providers to
penalties for violating the Mandate, and thus
constituted an undue hardship not required by Title
VII.”).)
The First Circuit’s decision below relied upon
the decisions of two other circuits that have likewise
held that state laws directly contrary to Title VII
serve as a justification for ignoring the
21
nondiscrimination requirements in Title VII. (App.
31a-33a (citing United States v. Bd. of Educ. for Sch.
Dist. of Philadelphia, 911 F.2d 882 (3d Cir. 1990) and
Bhatia v. Chevron U.S.A., Inc., 734 F.2d 1382 (9th
Cir. 1984)).) The Third Circuit’s decision in United
States v. Bd. of Educ. held that an employer need not
provide an accommodation unquestionably required
by Title VII when doing so would allegedly violate
state law. 911 F.2d at 891. The Ninth Circuit’s
decision in Bhatia reached the same conclusion. 734
F.2d at 1384 (holding that an employer is excused
from compliance with Title VII’s nondiscrimination
requirements to avoid the risk of “liability for
violating the California Occupational Safety and
Health Administration standards”).
The First Circuit’s decision below also relied
upon the Second Circuit’s decision in We The Patriots
USA, Inc. v. Hochul, 17 F.4th 266 (2d Cir. 2021).
There, the Second Circuit likewise held that
employers are permitted to follow state law to excuse
their noncompliance with Title VII’s requirements to
provide a religious accommodation to their
employees. Id. at 291-92. In We The Patriots, the
Second Circuit reversed the district court’s conclusion
that “Plaintiffs’ adequately demonstrated that [New
York’s vaccine mandate] effectively forecloses the
pathway to seeking a religious exemption that is
guaranteed by Title VII.” Id. at 261. The essence of
the Second Circuit’s decision, like that of the First
Circuit below (App. 33a), was that state law excused
noncompliance with Title VII’s requirements to
provide a religious accommodation. 17 F.4th at 29293.
22
The decision of the First Circuit below, along
with the decisions of the Second, Third, and Ninth
Circuits discussed above, are in direct conflict with
the decisions of other circuits. The holding that
compliance with state law excuses noncompliance
with Title VII and federal antidiscrimination law
simply cannot be reconciled with the decisions of
several other circuits.
B.
The Second, Sixth, Seventh, and
Ninth Circuits Have Held that
Contrary State Laws Must Yield to
Title
VII’s
Antidiscrimination
Requirements.
The First Circuit’s decision below, along with
the decisions of the Second, Third, and Ninth Circuits
discussed supra, directly conflict with other decisions
of the Second, Sixth, Seventh, and Ninth Circuits that
contrary state laws must yield to Title VII’s
commands. See, e.g., Guardians Ass’n of N.Y.C. Police
Dep’t v. Civil Serv. Comm’n, 630 F.2d 79 (2d Cir.
1980); Rosenfeld v. Southern Pac. Co., 444 F.2d 1219
(9th Cir. 1971); Palmer v. General Mills Inc., 513 F.2d
1040 (6th Cir. 1975); Williams v. General Foods Corp.,
492 F.2d 399 (7th Cir. 1974).
In Guardians Ass’n, the Second Circuit rejected
an employer’s reliance on conflicting state laws to
justify its use of a practice prohibited by Title VII. 630
F.2d at 104-05. “[T]he City cannot use rank-ordering
not shown to be job-related when test scores produce
a disparate racial impact. Nor can the City justify the
23
use of rank-ordering by reliance on what it contends
are the requirements of state law.” Id. at 104. Indeed,
“Title VII explicitly relieves employers from any duty
to observe a state hiring provision ‘which purports to
require or permit’ any discriminatory employment
practice.” Id. at 105 (quoting 42 U.S.C. §2000e-7). The
First Circuit explicitly recognized the Second Circuit’s
holding but concluded that it was inapposite to
Petitioners’ claims because it only pertained to racial
discrimination. (App. 39a.) But Title VII equally
prohibits both religious and racial discrimination, 42
U.S.C. §2000e-2, and the purported distinction
between the two provides no basis for a contrary
holding on preemption. It cannot be countenanced
that
compliance
with
state
law
excuses
noncompliance with Title VII when the claim involves
religious discrimination, but that compliance with
state law does not excuse noncompliance with Title
VII when the claims arise from discrimination on
account of race. The First Circuit’s decision directly
conflicts, and cannot be reconciled, with the Second
Circuit’s Guardians Association decision.
The First Circuit’s decision is also in direct
conflict with the Ninth Circuit’s decision in Rosenfeld.
In Rosenfeld, a female employee was “refused
assignments” to certain employment positions
because “she could not perform the task of such a
position without placing the company in violation of
California laws.” 444 F.2d at 1225. Indeed, for the
employer to employ her in certain positions would
have run afoul of California’s Industrial Welfare
Order No. 9-63 and certain California labor code
provisions. Id. The female employee brought suit,
24
alleging that such practices violated Title VII’s
prohibition on discrimination on the basis of sex. Id.
The employer’s sole defense for its discriminatory
employment practices was that “its policy is
compelled by California labor laws.” Id.
The Ninth Circuit rejected the employer’s
defense, holding that Title VII’s nondiscrimination
requirements could not be overridden by contrary
state law. Id. “It would appear that these state law
limitations imposed upon female labor run contrary
to the general objectives of Title VII [and] are
therefore, by virtue of the Supremacy Clause,
supplanted by Title VII.” Id. Contrary to the First
Circuit’s decision below, the Ninth Circuit correctly
noted that recognizing such a defense would ignore
the purpose of Title VII’s broad remedial scheme. Id.
The employer’s “argument assumes that Congress,
having established by Title VII the policy that
individuals must be judged as individuals, and not on
the basis of characteristics generally attributed to
racial, religious, or sex groups, was willing for this
policy to be thwarted by state legislation to the
contrary.” Id. Such is not the law.
As the Ninth Circuit pointed out, the
preemption sections of Title VII were “added to the
Act to save state laws aimed at preventing or
punishing discrimination . . . not to save inconsistent
state laws.” Id. at 1226 (emphasis added). Simply put,
the Ninth Circuit held that “state labor laws
inconsistent with the general objectives of the Act
must be disregarded.” Id. Rosenfeld cannot be
reconciled with the First Circuit’s decision below.
25
The Seventh Circuit’s decision in Williams is
also in direct conflict with the First Circuit’s decision
below. Williams, 492 F.2d at 403-04. There, much like
in Rosenfeld, the employer distributed overtime
opportunities and benefits primarily to men and
discriminated against women in such decisions
because it believed Illinois law required it to do so. Id.
at 404 (noting “the Corporation’s reliance on the
Illinois Female Employment Act in the structuring of
employment opportunities”). Citing 42 U.S.C. §2000e7, the Seventh Circuit held that an employer was not
excused from liability for a violation of Title VII
merely because state law required such a
discriminatory employment practice. Williams, 492
F.2d at 404 (“[T]he scheme of Title VII provides that
employers are exempted from liability under state
laws which require the doing of acts which constitute
unlawful employment practices, not that reliance on
state statutes resulting in discriminatory practices
bars Title VII liability.” (emphasis added) (cleaned
up)). “It would have been incongruous for Congress to
have intended a defense resulting in the perpetuation
of discriminatory employment practices (even if based
on state law) in a federal law designed to achieve
equality of educational opportunity.” Id.
The Sixth Circuit’s Palmer decision is also in
direct conflict with the First Circuit’s decision below.
The Sixth Circuit held that “an employer’s
compliance, even in good faith, with the requirement
of a state law . . . does not render the company’s
actions any less a violation of Title VII.” 513 F.2d at
1042. See also Ash v. Hobart Mfg. Co.,483 F.2d 289,
26
292 (6th Cir. 1973) (“even good faith reliance by an
employer upon a conflicting state female employment
statute . . . would not render that employer’s actions
any less a violation of the Federal Civil Rights Act”).
Guardians Association, Rosenfeld, Williams,
Palmer, and Ash cannot be reconciled with the First
Circuit’s decision below. The decisions of the Second,
Sixth, Seventh, and Ninth Circuits directly conflict
with the First Circuit’s decision below. This Court
should grant the Petition and resolve the conflict.
C.
The Second, Fourth, Seventh,
Tenth, and Eleventh Circuits Have
Held that Contrary State Laws Must
Yield to Federal Nondiscrimination
Requirements.
The First Circuit’s decision below also
exacerbated a larger conflict among the circuits
concerning whether contrary state law creates a
reasonable justification for ignoring federal
nondiscrimination requirements. See, e.g., Campbell
v. Universal City Dev. Partners, Ltd., 72 F.4th 1245
(11th Cir. 2023); Mary Jo C. v. New York State &
Local Ret. Sys., 707 F.3d 144 (2d Cir. 2013); Barber ex
rel. Barber v. Colorado Dep’t of Revenue, 562 F.3d
1222 (10th Cir. 2009); Nat’l Fed’n of the Blind v.
Lamone, 813 F.3d 494 (4th Cir. 2016); Quinones v.
City of Evanston, 58 F.3d 275 (7th Cir. 1995). In each
of these conflicting circuit decisions, the court held
that—regardless of the nature of the federal
antidiscrimination statute at issue—reliance on
contrary state laws was no excuse from liability.
27
In Campbell, an employer refused to provide an
accommodation
under
the
Americans
with
Disabilities Act because it claimed doing so would
require it to violate state law. 72 F.4th at 1256. The
Eleventh Circuit noted: “The first reason Universal
gives for why it must exclude Campbell is because
state law requires it. We are not persuaded.” Id.
(emphasis added). “In other words, Universal says, it
can impose discriminatory eligibility criteria when
state law requires it to do so.” Id. at 1257.
Much like Title VII does here—see 42 U.S.C.
§2000e-7—“the ADA explicitly provides that the ADA
does not preempt state laws that provide greater
protection to those with a disability.” 72 F.4th at 1257
(citing 42 U.S.C. §12201(b)). “So by implication, a
state law that provides less protection than the ADA
to those with a disability is preempted.” Id.
To illustrate the preemption point, the
Eleventh Circuit used an example strikingly similar
to the issue here: “For instance, if a state passed a law
that required public accommodations to discriminate
against those with a disability—say, to get a business
license—that law would be preempted by the ADA.”
Id. (Cf. App. 29a (noting that the State’s Vaccine
Mandate required as a condition of business licensure
that Employer Respondents refuse to provide
religious accommodation to COVID-19 vaccination).)
Universal’s defense was premised on the notion
that state law demanded it discriminate against the
plaintiff. 72 F.4th at 1257. The Eleventh Circuit
28
disagreed. “[W]e must conclude that the text of the
ADA precludes us from finding that it is [excusable]
to comply with state law when state law otherwise
requires a public accommodation to violate the ADA.”
Id. “If compliance with state law were ‘necessary,’
then any state could unilaterally nullify the ADA by
enacting a state law requiring discrimination. That
can’t be right.” Id. (emphasis added). Simply put, the
Eleventh Circuit held that compliance with contrary
state laws cannot excuse noncompliance with federal
antidiscrimination requirements. Id. (“We hold the
compliance with state law does not qualify as
‘necessary’ . . . Therefore, it does not excuse from ADA
liability a public accommodation that imposes
discriminatory eligibility criteria because of state
law.”).
To make the conflict with the First Circuit’s
decision below even more clear, the Eleventh Circuit
noted that federal law demands a finding that a
covered entity is excused from compliance with
contrary state laws. “Universal also resists the
conclusion that compliance with state law does not
qualify as necessary on the ground that if Universal
fails to follow Florida law, Florida will subject
Universal to closure or criminal or civil penalties, or
all those things.” Id. This is virtually identical to the
defenses accepted by the First Circuit below. (App.
29a-34a (noting that “granting the plaintiffs’ desired
accommodation would require violating the Mandate,
and that noncompliant employers would face fines
and loss of licensure” (cleaned up)).) The Eleventh
Circuit noted the constitutionally inverted nature of
this reasoning: “We don’t agree. If the ADA requires
29
allowing Campbell to ride, then Universal doesn’t face
criminal and civil penalties in Florida. The
Supremacy Clause requires ‘a different order of
priority.’” 72 F.4th at 1258. “If federal law requires
Universal to allow Campbell to ride, and state law
forbids it, then Universal must let Campbell ride.” Id.
This is in direct conflict with the First Circuit’s
decision below. (App. 37a.)
The Second Circuit’s decision in Mary Jo
likewise directly conflicts with the First Circuit’s
decision below. 707 F.3d 144. There, plaintiffs
brought a claim arguing that defendants had violated
Title II of the Americans with Disabilities Act by
failing to grant a reasonable accommodation
concerning state-imposed deadlines for applying for
disability benefits. 707 F.3d at 149. The district court
dismissed plaintiff’s complaint, holding that
requiring defendant to grant a reasonable
accommodation that would otherwise violate state
law is not required by federal law. Id. at 161. The
Second Circuit held that state laws which are
inconsistent with federal nondiscrimination statutes
must yield to the federal command. Id. at 163.
The Second Circuit noted that Title II “requires
preemption of inconsistent state law when necessary
to effectuate a required ‘reasonable modification.’” Id.
Its rationale was directly contrary to the First
Circuit’s decision below: “If all state laws were
insulated from Title II’s reasonable modification
requirement solely because they were state laws,
state law would serve as an obstacle to the
accomplishment and execution of the full purposes
30
and objective on Congress in enacting Title II.” Id.
“We conclude that the ADA’s reasonable modification
requirement contemplates modification to state laws,
thereby permitting preemption of inconsistent state
laws when necessary to effectuate Title II’s
reasonable modification provision.” Id. Were it
otherwise, federal law “would be powerless” to
accomplish its antidiscrimination requirements when
contrary to state law. Id.
The Seventh Circuit’s decision in Quinones
likewise conflicts with the First Circuit’s decision
below. 58 F.3d 275. There, Illinois state law
prohibited the provision of certain employment and
pension benefits to a class of individuals because of
their age. Id. at 277. The city claimed that providing
the benefits sought by the plaintiff under federal law
would require it to violate state law. Id. The Seventh
Circuit rejected that rationale: “Evanston believes
that it is compelled to follow the directives from the
state, but the Supremacy Clause of the Constitution
requires a different order of priority.” Id. Indeed, “[a]
discriminatory state law is not a defense to liability
under federal law; it is a source of liability under
federal law.” Id. The Seventh Circuit rejected the
City’s attempt to excuse its noncompliance with
federal law on the basis of compliance with contrary
state law.
The Fourth Circuit, too, has rejected the First
Circuit’s conclusion below. Lamone, 813 F.3d at 508.
There, Maryland state law imposed certain
requirements on the conduct of elections and
prevented certain accommodations for individuals
31
with disabilities. Id. The Fourth Circuit noted that
“the strong form of defendants’ argument [was] the
mere fact of a state statutory requirement insulates
public entities from making otherwise reasonable
modifications to prevent disability discrimination.”
Id. As the Fourth Circuit held, that “cannot be
correct.” Id. The reason was simple: “The
Constitution’s Supremacy Clause establishes that
valid federal legislation can preempt state laws,” and
Title II of the ADA “trumps state regulations that
conflict with its requirements.” Id. As such, the
defendants could not rely on contrary state
requirements as an excuse for failure to follow federal
antidiscrimination laws. Id. at 508-09.
The Tenth Circuit’s decision in Barber also
directly conflicts with the First Circuit. 562 F.3d at
1233. There, the Tenth Circuit noted that the only
reason a defendant was excused from compliance with
federal antidiscrimination requirements was that the
state law at issue was not in direct conflict. Id. But,
had there been an actual conflict between the state
and federal schemes, the state law would not have
excused compliance with federal law. Id. “Reliance on
state statutes to excuse non-compliance with federal
laws is simply unacceptable under the Supremacy
Clause.” Id.
Then-Judge Gorsuch highlighted the conflict in
his concurrence. “If Colorado law had discriminated
on the basis of disability, in violation of the
Rehabilitation Act, the State defendants argue they
still shouldn’t be held liable, in part because they
were bound to follow state law.” Id. at 1234 (Gorsuch,
32
J., concurring). But, as Justice Gorsuch concluded, “a
state law at odds with a valid Act of Congress is no
law at all.” Id. “Accordingly, the demands of the
Rehabilitation Act do not yield to state laws that
discriminate against the disabled; it works the other
way around.” Id. (emphasis added). “State officials
who rely on their compliance with discriminatory
state laws as evidence of their reasonableness will
normally find themselves proving their own liability,
not shielding themselves from it.” Id.
The decisions of the Second, Fourth, Seventh,
Tenth, and Eleventh Circuits cannot be reconciled
with the First Circuit’s decision below. State laws
that are contrary to federal nondiscrimination laws
must yield to the demands of federal law. This Court
should grant the Petition to resolve the conflict among
the circuits.
II.
THE
FIRST
CIRCUIT’S
DECISION
BELOW DIRECTLY CONFLICTS WITH
DECISIONS FROM THIS COURT AND
THE
SECOND
AND
ELEVENTH
CIRCUITS CONCERNING WHETHER
THE PLAIN TEXT OF TITLE VII
PREEMPTS CONTRARY STATE LAWS.
The plaint text of Title VII explicitly provides
that employers are not excused from compliance with
Title VII’s accommodation requirements on the basis
of a conflicting state law:
Nothing in this subchapter shall be
deemed to exempt or relieve any person
33
from
liability,
duty,
penalty,
or
punishment provided by any present or
future law of any State or political
subdivision of a State, other than any such
law that purports to require or permit the
doing of any act which would be an
unlawful employment practice under this
subchapter.
42 U.S.C. §2000e-7 (emphasis added).
Congress also made plain that it intended to
preempt any state law that conflicts with its
nondiscrimination objectives in Title VII.
Nothing contained in any title of this Act
shall be construed as indicating an intent
on the part of Congress to occupy the field
in which such title operates to the
exclusion of State laws on the same subject
matter, nor shall any provision of this Act
be construed as invalidating any provision
of State law unless such provision is
inconsistent with any of the purposes of
this Act, or any provision thereof.
42 U.S.C. §2000h-4 (emphasis added).
The First Circuit below held that Title VII does
not always preempt state laws requiring employment
practices in direct conflict with Title VII’s
nondiscrimination requirements. That decision is in
direct conflict with the plain language of Title VII and
34
the decisions of this Court and the Second and
Eleventh Circuits.
A.
The First Circuit Held that Title VII
Does Not Always Preempt Contrary
State Laws.
Despite Title VII’s unequivocal pronouncement
that employers are not excused from liability for
compliance with a state law “that purports to require
or permit the doing of any act which would be an
unlawful employment practice under this subchapter”
42 U.S.C. §2000e-7, the First Circuit held that
employers are excused from compliance with Title VII
when such compliance would violate contrary state
law. (App. 37a-38a.) Specifically, the First Circuit
held that Section 2000e-7 does not demonstrate that
Maine’s refusal to allow religious accommodations
from the Vaccine Mandate is preempted because Title
VII does not require such an accommodation. (App.
37a.) “Title VII could preempt the Mandate only if it
required the Providers to grant the plaintiffs’
requested accommodation. But granting that
accommodation would have exposed the Providers to
penalties for violating the Mandate.” (Id.) This
reasoning is entirely circular. Title VII plainly does
require reasonable accommodation of sincerely held
religious beliefs. Maine law, however, purported to
outlaw all accommodations. Concluding that Title VII
does not require employers to provide reasonable
accommodations because Maine law prohibits all
accommodations circularly guts the intended
protection of federal law and nullifies both Title VII
and the Supremacy Clause.
35
The First Circuit noted Petitioners’ position
that Section 2000e-7 preempts the State’s COVID-19
Vaccine Mandate. (App. 38a (noting Petitioners’
contention that 42 U.S.C. §2000e-7 “exempts the
Providers from liability for violating the Mandate,
which, they assert, purports to require the Providers
to violate Title VII by denying them their preferred
accommodation.”).) The court rejected that contention
stating that it was “an extremely broad view of Title
VII’s requirements” (id.), and that a violation of state
law excused compliance with Title VII. (App. 39a.)
The First Circuit’s only basis for so holding was that
“[t]he plaintiffs cite no case holding that Title VII
preempted a state law in analogous circumstances
involving religion.” Id. (emphasis original). As
discussed supra, however, the First Circuit noted that
there is precedent for the proposition that Title VII
preempts contrary state laws in the race
discrimination context. (App. 39a (citing Guardians
Ass’n of N.Y.C. Police Dep’t, Inc. v. Civil Serv.
Comm’n, 630 F.2d 79 (2d Cir. 1980)).) The First
Circuit ignored that 42 U.S.C. §2000h-4, in addition
to 42 U.S.C. §2000e-7, explicitly invalidates and
preempts state law directly contrary to Title VII’s
purposes and prohibited employment practices.
Despite the fact that simultaneous compliance
with the State’s COVID-19 Vaccine Mandate and
Title VII is not possible, the First Circuit held that the
contrary state law was not preempted. Specifically,
the First Circuit acknowledged that while the state
law creates a scenario where “the need to comply with
the Mandate, on the one hand, and with Title VII, on
36
the other hand, placed the Providers in a ‘damned-ifyou-do, damned-if-you-don’t situation,” the contrary
state law was nevertheless not preempted by Title
VII. (App. 37a-38a.)
The First Circuit’s analysis flips the
Supremacy Clause on its head, excuses employers
from compliance with Title VII solely on the basis of
contrary state law, criticizes Petitioners for relying on
analogous and directly on-point racial discrimination
precedent, and directly conflicts with precedent from
this Court and the Second and Eleventh Circuits. This
Court should grant the Petition to resolve the conflict.
B.
This Court and the Second and
Eleventh Circuits Have Held that
the Plain Language of Title VII
Explicitly Preempts Contrary State
Laws.
In addition to the plain text of Section 2000e-7,
the First Circuit’s decision below conflicts with the
decisions from this Court and the Second and
Eleventh Circuits.
1.
The First Circuit’s holding
below directly conflicts with
this Court’s precedents.
As this Court recognized in a different context,
federal nondiscrimination laws are intended to be “a
floor beneath which [protections] may not drop—not
a ceiling above which they may not rise.” California
Fed. Savings & Loan Ass’n v. Guerra, 479 U.S. 272,
37
285 (1987) (cleaned up). In Guerra, the Court was
faced with a California law that required employment
protections and benefits in excess of those required by
Pregnancy Discrimination Act, not—as here—
requiring diminished protection for protected
categories. Id. at 290. Contrary to Maine’s
discriminatory COVID-19 Vaccine Mandate at issue
here, the law in Guerra did not “prevent employers
from complying with both federal law (as petitioners
construe it) and the state law.” Id. Indeed, the
California law, which provided greater protections for
protected classes, did not stand as an obstacle to
compliance with federal law—it supplemented it to
provide enhanced protection. Id. at 291 (“This is not a
case where compliance with both federal and state
regulations is a physical impossibility or where there
is an inevitable collision between the two schemes of
regulation.”). As the Court noted, the Pregnancy
Disability Act “does not compel California employers
to treat pregnant workers better than other disabled
employees; it merely establishes benefits that
employers must, at a minimum, provide to pregnant
workers.” Id. (emphasis original). And, because
California provided greater protection than required
by federal law, the statutory scheme was “not
inconsistent with the purposes of the federal statute,
nor does it require the doing of an act which is
unlawful under Title VII.” Id. at 292.
Contrary to what the First Circuit held below,
this Court noted that Title VII explicitly preempts
state laws that permit or require the doing of an act—
here, denying all religious accommodation requests
from the COVID-19 Vaccine Mandate—that cannot
38
be reconciled with the requirements of Title VII. See
id. at 290 n.29. In fact, the arguments of the
petitioners in Guerra largely mirror the conclusion
reached by the First Circuit below. “Petitioners assert
that even if [the Pregnancy Disability Act] does not
require employers to treat pregnant employees
differently than other disabled employees, it permits
employers do so because it does not specifically
prohibit different treatment.” Id. (emphasis original).
The logical conclusion of the Guerra petitioners’
argument was that it required a finding that federal
law “permits any employer action that it did not
expressly prohibit.” Id. This is largely what the First
Circuit held below. (App. 38a.) This Court explicitly
and unequivocally rejected that conclusion: “We
conclude that ‘permit’ in [Section 2000e-7] must be
interpreted to pre-empt only those state laws that
expressly sanction a practice unlawful under Title
VII; the term does not pre-empt state laws that are
silent on the issue.” Id. (emphasis original).
Here, the State’s COVID-19 Vaccine Mandate
explicitly sanctioned—indeed, required—a practice of
blanket rejection of all religious accommodation
request under Title VII in relation to the COVID-19
Vaccine Mandate, irrespective of whether such
accommodations were reasonable, and irrespective of
whether such accommodations could be provided
without undue hardship. (App. 36a (noting that
employers “could not offer religious exemptions to
workers covered by the Mandate (since doing so would
not comply with the Mandate)” (emphasis original)).)
The First Circuit’s holding that such a mandate
requiring—or, at minimum, permitting—the doing of
39
an act prohibited by Title VII is not preempted is in
direct conflict with this Court’s precedent.
The direct conflict between the First Circuit’s
preemption holding below and this Court’s precedent
is further demonstrated by the Court’s corollary
holding concerning Section 2000e-7 in Shaw v. Delta
Air Lines, Inc., 463 U.S. 85 (1983). In Shaw, this
Court noted that “Title VII expressly preserves
nonconflicting state laws.” Id. at 101 (emphasis
added). “Insofar as state laws prohibit employment
practices that are lawful under Title VII, however,
preemption would not impair Title VII.” Id. at 103.
This is so because “Title VII does not itself prevent
States from extending their nondiscrimination laws
to areas not covered by Title VII.” Id. Citing Section
2000e-7, this Court held that Title VII’s preemption
analysis is concerned with state laws—such as
Maine’s mandate here—that permit or require
employment practices that Title VII explicitly
prohibits. Id. (“Quite simply, Title VII is neutral on
the subject of all employment practices it does not
prohibit.”). The reason for the distinction is plain:
“Title VII would prohibit precisely the same
employment practices, and be enforced in precisely
the same manner, even if no State made additional
employment practices unlawful.” Id.
As this Court stated in Albermarle Paper Co. v.
Moody, Section 2000e-7 explicitly preempts “state
statutes inconsistent with it.” 423 U.S. 405, 423 n.18
(1975). The First Circuit holding below that a state
law directly conflicting with Title VII is not
40
preempted cannot be reconciled with this Court’s
precedents.
2.
The First Circuit’s holding
below directly conflicts with
decisions of the Second and
Eleventh Circuits.
The First Circuit’s holding also conflicts with
decisions of the Second and Eleventh Circuits. In
Bradshaw v. Sch. Bd. of Broward Cnty., 486 F.3d
1205 (11th Cir. 2007), the Eleventh Circuit held that
state laws that directly conflict with Title VII are
preempted as a matter of the plain language of the
statute. Id. at 1211. There, Florida imposed various
compensatory damages caps on employment
discrimination cases that did not conflict with Title
VII’s damages caps. Id. (“In the present case, Florida
does not want to impose liability for compensatory
damages beyond Title VII’s cap.”). Because the
Florida statutory scheme did not permit or require a
damages award that was inconsistent with or
contrary to Title VII, it was not preempted. See id.
(“Title VII will not be ‘deemed’ (that is, construed) to
prevent states from imposing liability in any way they
see fit, so long as the states do not interfere with Title
VII by requiring or permitting acts that Title VII
would forbid.” (emphasis added)).
The Second Circuit’s decision in Bridgeport
Guardians, Inc. v. Delmonte, 248 F.3d 66 (2d Cir.
2001) likewise recognized that Title VII preempts
contrary state laws. There, the Second Circuit held
that “Title VII explicitly relieves employers from any
41
duty to observe state law ‘which purports to require
or permit’ any discriminatory employment practice.”
Id. at 74 (quoting 42 U.S.C. §2000e-7). See also id. at
72 (noting that it is “axiomatic” that Title VII “would
preempt any contrary state law”).
CONCLUSION
The First Circuit’s decision below conflicts with
the precedent of this Court and the precedent of
numerous circuit courts concerning whether
compliance with a state law directly contrary to Title
VII can excuse noncompliance with Title VII. The
First Circuit’s decision below also conflicts with this
Court’s precedent and the precedent of other circuits
on the question of whether the plain language of Title
VII explicitly requires the preemption of contrary
state laws. This Court should grant the Petition and
resolve the conflicts on these questions of national
importance.
Respectfully submitted,
Mathew D. Staver
Counsel of Record
Anita L. Staver
Liberty Counsel
109 Second St., NE
Washington, D.C. 20002
(202) 289-1776
Horatio G. Mihet
Daniel J. Schmid
Liberty Counsel
P.O. Box 540774
Orlando, FL 32854
(407) 875-1776
Counsel for Petitioners
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