Petition for Writ of Certiorari — Robert Kreb, Petitioner v. Integra Aviation, L.L.C., et al.
Supreme Court briefJun 27, 2024
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23-1362
No. 23-
FiLED
JUN 2 7 2024
In the
Supreme Gkmrt of tlje l&mtzb BtuttB
Of > CEO"" !E CLERK
SI. REML
>'RT, U.S.
ROBERT DOUGLAS KREB, JR.,
Petitioner,
v.
INTEGRA AVIATION, LLC, et al.
Respondents.
On Petition for a Writ of Certiorari to the
United States Court Of Appeals For The Fifth Circuit
PETITION FOR A WRIT OF CERTIORARI
Robert D. Kreb, Jr.
2100 SE 40th Avenue
Amarillo, TX 79118
(806) 471-3007
Pro Se
116880
0
COUNSEL PRESS
(800)274-3321 • (800)359-6859
received
JUL - 1 2024
I
QUESTIONS PRESENTED
1.
Is it appropriate for courts to contend with this
Court or Congress established law through sua
sponte invocation of affirmative defenses and dismiss
actions for want of subject matter jurisdiction from
the Administrative Procedures Act despite this
Court remand of subject matter jurisdiction exactly
as Congress intended to abut agency conduct that
violates Article III rights of Article II litigants
pursing enforcement of this Court’s established law,
and as that conduct can originate from admitted or
suspected Appointments Clause violations?
2.
Is it appropriate for courts to dismiss sua sponte an
aggrieved party’s judicial review Congress intended
and mandates for agency misconduct such as known
or suspected Privacy Act violations explicit in 1996
Pilot Records Improvement Act and the Freedom of
Information Act where courts have a prevalent history
holding subject matter jurisdiction under state and
federal causes of action?
3.
Is it appropriate for courts to sua sponte dismiss
Congress mandated judicial review and enforcement
of agency orders that are explicit for whistleblowers’
immediate reinstatement; that cannot be stayed for
any reason; and that sua sponte dismissal has the
deleterious effect of vacating the agency order without
due process to the whistleblower and renders the law
inconsequential from that judicial activism?
II
4.
Is it appropriate for courts to uphold or affirm sua
sponte dismissal despite exhaustive post judgment
relief motions, the present and developing diversity
claims and valid questions of law were not provided
required notice of court intent and precluding without
offering substantial reasoning, why any amended
claim could not overcome or cure any alleged defect?
5.
Is it appropriate for courts to untimely sua sponte
dismiss matters without required hearings where
the court is bound by law to disclose potential conflict
with any party to the action that must be waived if .
the court has not volunteered recusal?
Ill
PARTIES TO THE PROCEEDING
Petitioner Robert Douglas Kreb, Jr. was a complainant in
the U.S. District Court of Northern Texas Amarillo and
appellant then petitioner for full panel review en banc in
the Fifth Circuit Court of Appeal. Respondents Integra
Aviation, LLC dba Apollo MedFlight; Apollo MedFlight,
LLC; Flight Mechanix, LLC, Young Firm, P.C.; Panavia
Air Taxi, LLC dba Haven Aero, LLC; Lee McCammon,
Thomas L. Klassen; Joseph H. Belsha, III; Whitney
Smith; Travis Lamance; Jeremi K. Young; and Julie A.
Su, Acting Secretary of the United States Department
of Labor were respondent appellees in the U.S. District
Court and Fifth Circuit Court of Appeals.
IV
RELATED CASES
• Kreb v. Life Flight Network, et al., King County
Superior Court of Washington State. Undocketed.
Removed to Federal Court for Diversity Jurisdiction
to the U.S. District Court for Western District of
Washington State. Ordered June 6, 2016.
• Kreb v. Life Flight Network, et al., No. C16-cv00837JLR. U.S. District Court for Western District
of Washington State. Change of venue to U.S. District
Court for the Northern District of Idaho. Forum non
conveniens September 14, 2016.
• Kreb v. Life Flight Network, et al., No. 2:16-cv-00288,
U.S. District Court for the Northern District of Idaho.
Judgment entered June 22, 2021.
• Kreb v. Life Flight Network, et al., ALJ Case No. 2016AIR-0028, U.S. Department of Labor, Occupational
Safety and Health Administration. Whistleblower
Protection Program. Complaint dismissed August 6,
2018.
• Kreb v. Life Flight Network, et al., ARB Case No.
2018-0065, U.S. Dept of Labor, Administrative Review
Board. Petition for Review Denied September 28,2020.
• Kreb v. Life Flight Network, et al., No 20-73497, U.S.
Court of Appeals for the Ninth Circuit. Petition for
Review denied June 16,2022.
V
• Kreb v. Life Flight Network, et al., No. 20-73497, U.S.
Court of Appeals for the Ninth Circuit, Petition for
Panel Rehearing denied October 12, 2022.
• Kreb v. Department ofLabor, No. 22-762, U.S. Supreme
Court, Petition for writ of certiorari Denied April 17,
2023.
• Kreb v. Apollo MedFlight, LLC, Case No. 2022-AIR00008, U.S. Department of Labor, Occupational
Safety and Health Administration. Whistleblower
Protection Program. Original Award and Orders for
Reinstatement issued April 26, 2023. Administrative
Law Judge hearing objection of Respondent vacated
award and order for reinstatement dismissing
complaint February 16, 2024.
• Kreb v. Apollo MedFlight, LLC, Case No. 2024-0027,
U.S. Dept of Labor, Administrative Review Board
Petition for Review Denied May 23,2024.
• Lindsey Gulden and Damian Burch v. Exxon Mobil
Corp., U.S. Dept, of Labor, Occupational Safety
and Health Administration Case No. 6-1730-21-120,
Secretary Findings in favor of Complaints and Orders
for Reinstatement on October 6,2022.
• Lindsey Gulden and Damian Burch v. Exxon Mobil
Corp., U.S. Depart, of Labor, Administrative Law
. Judge Case No. 2023-SOX-00021 and 2023-SOX-00022.
Matter pending.
VI
• Lindsey Gulden, et at., v. Exxon Mobil Corp., Case No.
7418-MAS-TJB (22-7418), US District Court, District
of New Jersey, Memorandum Opinion and Granting
Defendant Motion and Order to Dismiss Complaint to
judicially enforce reinstatement orders, April 19,2023.
• Lindsey Gulden and Damian Burch v. Exxon Mobil
Corp., Case No. 23-1859, U.S. Court of Appeals for
Third Circuit, Oral Arguments held March 6, 2024,
decision pending.
Vll
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED
1
PARTIES TO THE PROCEEDING
in
RELATED CASES
IV
TABLE OF CONTENTS
Vll
TABLE OF APPENDICES
,x
TABLE OF CITED AUTHORITIES
xm
PETITION FOR A WRIT OF CERTIORARI
1
OPINIONS BELOW
1
JURISDICTION
1
REGULATIONS AND CONSTITUTIONAL
PROVISIONS INVOLVED...........................
2
INTRODUCTION AND STATEMENT OF
THE CASE....................................................
15
ONE LAW BUT SEPARATE INDUSTRIES
AND OUTCOMES..................................
16
RAMPANT AGENCYMISCONDUCT UNDER
ARTICLE III.........................................
18
Vlll
Table of Contents
Page
AVIATION SAFETY AND REPORTING
SINCE 1996.............................................
22
REASONS FOR GRANTING THE PETITION....... 24
The sua sponte dismissal deprives,
withholds or otherwise annuls judicial
review and enforcement of Whistleblower
Law and orders for reinstatement as
Congress mandates...................................
.26
II. The sua sponte dismissal deprives orwithholds
Congress provision for judicial review of
agency conduct as incorporated in Chapter 7
of Title 5 indicted in AIR21.......................
,28
III. The sua sponte dismissal deprives or
withholds any opportunity to test or
question Congress’ intent to implicate
persons or air carriers violating Pilot
Records Improvement Act of 1996 disclosure
restrictions and “routine use” provisions are
subject to civil liability in district courts ..
31
IV. The sua sponte dismissal implicates the
district court in gross mis-application
of law found in Fed. R. Civ. Proc.
Rule 12(B) and 12(h)......... ............ ..........
33
I.
IX
Table of Contents
Page
V.
The sua sponte dismissal deprives any
opportunity for ripe challenges to Chevron
and statutory stare decisis where agencies
dispute Congress intent in Whistleblower
Protection Law and violated the
Appointments Clause allowing misconduct
and adjudications to oppose Congress
reading of the law....................................
37
VI. The sua sponte dismissal deprives
opportunity for ripe challenge whether
Congress intended whistleblower protection
law to permit setoffs in backpay awards
in clear absence of punitive damages as a
remedy....................................................
,46
CONCLUSION
47
X
TABLE OF APPENDICES
Page
APPENDIX A — OPINION OF THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT, FILED
DECEMBER 29,2023................................. .
la
APPENDIX B — ORDER OF THE UNITED
STATES DISTRICT COURT FOR THE
DISTRICT OF TEXAS, AMARILLO
DIVISION/FILED JUNE 21,2023 ..............
4a
APPENDIX C
ORDER DENYING
RECONSIDERATION OF THE
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF
TEXAS, AMARILLO DIVISION, FILED
JUNE 26,2023 ...............................................
10a
APPENDIX D
ORDER OF THE
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF
TEXAS, AMARILLO DIVISION, FILED
JULY 19,2023.................................................
13a
APPENDIX E
ORDER OF THE
ADMINISTRATIVE LAW JUDGE, FILED
AUGUST 1,2023.............................................
19a
■ XI
Table ofAppendices
Page
APPENDIX F
ORDER DENYING
REHEARING EN BANC OF THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT, FILED
JANUARY 29,2024 ........................................
33a
APPENDIX G
PLAINTIFF’S
EMERGENCY MOTION OF THE UNITED
STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF TEXAS,
FILED JUNE 18,2023....................... ..........
35a
APPENDIX H
DECLARATION
OF ROBERT KREB IN SUPPORT OF
PLAINTIFF’S EMERGENCY MOTION FOR
A TEMORARY RESTRAINING ORDER
AND PRELIMINARY INJUNCTION,
FILED JUNE 18,2023.................. ...............
,43a
APPENDIX J — PLAINTIFF’S MOTION FOR
RECONSIDERATION OF THE UNITED
STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF TEXAS,
DATED JUNE 21,2023..................................
62a
APPENDIX I
ORDER PROPOSED
GRANTING TEMPORARY RESTRAINING
ORDER OF THE UNITED STATES DISTRICT
COURT FOR THE NORTHERN DISTRICT
OF TEXAS, FILED JUNE 18,2023 .............
58a
XU
Table ofAppendices
Page
APPENDIX K — BRIEF OF THE UNITED
STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT, FILED
SEPTEMBER 27,2023 ..................................
70a
APPENDIX L — PLAINTIFF’S JOINT
MOTION FOR RELIEF OF THE THE
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF
TEXAS, DATED JULY 9,2023...................... 107a
APPENDIX M — APPELLANT’S REPLY
BRIEF TO THE UNITED STATES
COURT OF APPEALS FOR THE FIFTH
CIRCUIT, DATED NOVEMBER 17,2023....... 124a
APPENDIX N
PETITION FOR
REHEARING EN BANC BY ROBERT KREB,
PRO SE, FILED JANUARY 11,2024............. 139a
APPENDIX O — ACTING SECRETARY
OF LABOR’S BRIEF AS AMICUS
CURIAE IN SUPPORT OF PLAINTIFFSAPPELLANTS AND REVERSAL OF
THE DISTRICT COURT’S DECISION,
FILED AUGUST 16,2023............................... 158a
Xlll
TABLE OF CITED AUTHORITIES
Page
CASES
Anokwuru v. City of Houston, et al.,
No. 20-20295 (5th Cir. March 16,2021)
36
Beaven v. DOJ,
No. 03-84,
2007 WL 1032301 (E.D. Ky. Mar. 30,2007)
30
Blazy v. Tenet,
979 F. Supp. 10 (D.D.C. 1997)
31
California Diversified Promotions, Inc. v.
Musick,
505 F.2d 278 (9th Cir.1974)..................
.34
Cummings v. Navy,
279 F.3d 1051 (D.C. Cir. 2002)
30
Dickson v. OPM,
828 F.2d 32 D.C. Cir. 1987)
31
Doe v. Herman,
No. 97-0043,
1998 WL 34194937 (W.D. Va. Mar. 18,1998)
30
Doe v. Veneman,
230 D.Supp. 2d 739 (W.D. Tex. 2002)
30
Durham v. Florida East Coast Railway Co.,
385 F.2d 366 (5th Cir.1967)......................
33
XIV
Cited Authorities
Page
Erickson v. Pardus,
551 U.S. 89 (2007)
.34
FAA v. Cooper,
566 U.S. 284,132 S. Ct. 1441 (2012)
.40
Feres v. United States,
340 U.S. 135 (1950).
30
Graham v. Hawk,
857 F. Supp.38 (W.D. Tenn. 1994)
30
Grayson v. Mayview State Hosp.,
293 F.3d 103 (3d Cir. 2002) ...
35
Greenlaw v. United States,
554 U.S. 237 (2008).......
36
Gulden, et al. v. Exxon Mobil Corp.,
OALJ Case No(s). 2023-SQX-00021/22 .. .17,18,27,28
Haase v. Sessions,
893 F.2d 370 (D.C. Cir. 1990)
30
Henderson v. Shinseki,
131 S. Ct. 1197 (2011)
36
Hubbard v. EPA,
809 F2.d 1 (D.C. Cir. 1986)
30
XV
Cited Authorities
Page
Jefferson Fourteenth Associates v.
Wometco De P.R. Inc.,
695 F.2d 524 (11th Cir. 1983)...
36
Lewis v. State of New York,
547 F.2d 4 (2d Cir. 1976)
34
Literature, Inc. v. Quinn,
482 F.2d 372 (1st Cir.1973)
34
Lucia v. Securities and Exchange Commission,
138 S.Ct. 2044,585 U.S. 237 (2018).............. .20,42
Marsh v. Oregon Nat. Res. Council,
52 F.3d 1485 (9th Cir. 1995).......
29
Marucci Sports, L.L.C. v.
Nat’l Collegiate Athletic Ass’n,
751 F.3d 368 (5th Cir. 2014)
35
Mayeaux v. La. Health Serv. And Indent. Co.,
376 F.3d 420 (5th Cir. 2004)......................
35
McNeil v. Wisconsin,
501 U.S. 171 (1991)
36
Nagel v. HEW,
725 F.2d 1438 (D.C. Cir. 1984)
.30
XVI
Cited Authorities
Page
Nelson v. Tradewind Aviation, LLC,
Appellate Court of Connecticut
Nos. 34624,34838........................
40
O’Donnell v. United States,
891 F.2d 1079 (3d Cir. 1989)
30
Phillips v. County of Allegheny,
515 F.3d 224 (3d Cir. 2008) ..
.34
Phillips v. Widnall,
No. 96-2099,
1997 WL 176394 (10th Cir. Apr. 14,1997)
30
Recticel Foam Corp. v. DOJ,
No. 98-2523, slip op. (D.D.C. Jan 31,2002)
30
Stewart v. Doral Fin. Corp.,
997 F. Supp. 2d 129 (D.P.R. 2014)
16
Tides, et al. v. The Boeing Co.,
644 F.3d 809 (9th Cir. 2011)
16
STATUTES
Privacy Act of 1974, Pub. L. No. 93-579,88 Stat. 1896
(5 U.S.C. § 552a)
12
5 U.S.C. § 552a(a)(7)
12
XVII
Cited Authorities
5 U.S.C. § 552a(g)(l)
Page
12, 29
5 U.S.C. § 552a(g)(l)(A)
12
5 U.S.C. § 552a(g)(l)(B)
12,29
5 U.S.C. § 552a(g)(l)(C)
12
5 U.S.C. § 552a(g)(l)(D)
13,29
5 U.S.C. § 552a(g)(4)
13
5 U.S.C. § 552a(g)(4)(A)
13
5 U.S.C. § 552a(g)(4)(B)
13
5 U.S.C. § 552a(g)(5)
13
5 U.S.C. § 701(a)
4
5 U.S.C. § 702
,4,28
5 U.S.C. § 703
5,28
5 U.S.C. § 704
.5,28
5 U.S.C. § 705
6,29
5 U.S.C. § 706
6,29
XVlll
Cited Authorities
Page
SUBCHAPTER III—Whistleblower Protection
Program (49 U.S.C. § 42121. Protection of employees
providing air safety information)
49 U.S.C. § 42121(b)(1)
3
49 U.S.C. § 42121(b)(2)(A)
3
49 U.S.C. § 42121(b)(3)(B)(ii)
2
49 U.S.C. § 42121(b)(4)(A)
,28
49 U.S.C. § 42121(b)(6)(A)
2
49 U.S.C. § 42121(c)
25
Pilot Records Improvement Act of 1996 (“PRIA”), Pub. L.
104-264, title V, § 502(a), Oct. 9,1996
(49 U.S.C. 44703(h)&(j))
\
49 U.S.C. § 44703(C)
33
49 U.S.C. § 44703(D)
33
49 U.S.C. § 44703(h)
10,40
49 U.S.C. § 44703(h)(2)
10,29
49 U.S.C. § 44703(h)(2)(A)
10,29
Art/) /V*
tAj 1/tAy
Cited Authorities
Page
49 U.S.C. § 44703(h)(2)(B)
10
49 U.S.C. § 44703(h)(5)
10
49 U.S.C. § 44703(h)(6)
11
49 U.S.C. § 44703(h)(6)(A)
11
49 U.S.C. § 44703(h)(6)(B),
11
49 U.S.C. § 44703(h)(9)
11,29,41
49 U.S.C. § 44703(h)(10)
11,41
49 U.S.C. § 44703(h)(ll)
11,20
49 U.S.C. § 44703(j)
8
49 U.S.C. § 44703(j)(l)
8
49 U.S.C. § 44703(j)(l)(A)
8
49 U.S.C. § 44703(j)(l)(B)
,8,33
49 U.S.C. § 44703(j)(l)(C)
.8,33
49 U.S.C. § 44703(j)(l)(D)
8,33
49 U.S.C. § 44703(j)(2)
8
/v»/v»
tAJtAj
Cited Authorities
Page
49 U.S.C. § 44703(j)(3)(A)
9,41
49 U.S.C. § 44703(j)(3)(B)
9,41
49 U.S.C. § 44703(j)(4)
9
49 U.S.C. § 44703(j)(4)(A)
9
49 U.S.C. § 44703(j)(4)(B)
9
REGULATIONS
14 C.F.R. § 135.267
29 C.F.R. § 1979.104(e)
.20,45
36
RULES
F.R.C.P. Rule 12(b)(1)
14,25
F.R.C.P. Rule 12(b)(2)
14,25
F.R.C.P. Rule 12(b)(6)
.25,35
F.R.C.P. Rule 12(h)(3)
14,25,33
rv*rv*r)
iajiAj 0
Cited Authorities
Page
F.R.C.P. Rule 15(a)
36
MISCELLANEOUS
John J. Nance et al., The Pilot Records Improvement
Act of1996 (PRIA): Unintended Consequences,
66 J. AIR L. & COM. 1225 (2001)..................
22
36 Quinnipiac L. Rev. 25 (2017-2018) Justice in Full
Is Time Well Spent: Why the Supreme Court
Should Ban Sua sponte Dismissals..............
34
1
PETITION FOR A WRIT OF CERTIORARI
Robert Douglas Kreb, Jr., petitions for a writ of
certiorari to review United States Fifth Circuit Court of
Appeals AFFIRMING the United States District Court’s
sua sponte dismissal of his case and DENYING Panel
Rehearing en banc.
OPINIONS BELOW
The Fifth Circuit’s Per Curiam Unpublished Decision
as Case No. 23-10758 (5th Cir. December 29, 2023) and
reproduced at App. la. The Fifth Circuit’s denial of
appellant’s petition for rehearing en banc is reproduced as
App. 33a. The sua sponte Order of the U.S. District Court
of Northern Texas Denying TRO and Dismissing Case
2:23-CV-00088-Z is reproduced at App. 4a. The Order of
the U.S. District Court of Northern Texas Denying Relief
From Judgment and Leave of Court to file an Amended
Complaint in Case 2:23-CV-00088-Z is reproduced at App.
13a. The Order of the U.S. District Court of Northern
Texas Denying Motion for Reconsideration of Order
Denying TRO and Dismissing Case 2:23-CV-00088-Z is
reproduced at App. 10a.
JURISDICTION
The Court of Appeals issued an unpublished
memorandum on December 29,2023, App 53 Affirming the
District Court sua sponte Dismissal for Subject Matter
Jurisdiction. The Court then denied timely Petition for
Rehearing en banc on January 29, 2024. App 76. This
Court has jurisdiction under 12 U.S.C. § 1254.
2
REGULATIONS AND CONSTITUTIONAL
PROVISIONS INVOLVED
This case involves questions of interpretation of
Statutory Application of law under:
49 U.S.C. § 42121(b)(6)—Enforcement of Order by
Parties.—
(A)
Commencement of action.—
A person on whose behalf an order was issued
under paragraph (3) may commence a civil action
against the person whom such order was issued to
require compliance with such order. The appropriate
United States district court shall have jurisdiction,
without regard to the amount in controversy or the
citizenship of the parties to enforce such order.
49 U.S.C. § 42121(b)(3) Final Order.—
(B) Remedy.—If, in response to a complaint
filed under paragraph (1), the Secretary of Labor
determines that a violation of subsection (a) has
occurred, the Secretary of Labor shall order the
person who committed such violation to—
(ii) reinstate the complainant to his or her former
position together with the compensation (including
back pay) and restore the terms, conditions, and
privileges associated with his or her employment;
and
(iii) provide compensatory damages to the
complainant.
3
49 U.S.C. § 42121(b)(1) Filing and Notification.—
A person who believes that he or she has been
discharged or otherwise discriminated against by any
person in violation of subsection (a) may, not later than
90 days after the date on which such violation occurs,
file (or have any person file on his or her behalf) a
complaint with the Secretary of Labor alleging such
discharge or discrimination. Upon receipt of such
a complaint, the Secretary of Labor shall notify, in
writing, the person named in the complaint and the
Administrator of the Federal Aviation Administration
of the filing of the complaint, of the allegations
contained in the complaint, of the substance of evidence
supporting the complaint, and of the opportunities that
will be afforded to such person under paragraph (2).
49 U.S.C. § 42121(b)(2) Investigation; Preliminary
Order.—
(A)
In general.—
Not later than 60 days after the date of receipt of
a complaint filed under paragraph (1) and after
affording the person named in the complaint
an opportunity to submit to the Secretary of
Labor a written response to the complaint and an
opportunity to meet with a representative of the
Secretary to present statements from witnesses, the
Secretary of Labor shall conduct an investigation
and determine whether there is reasonable cause
to believe that the complaint has merit and notify,
in writing, the complainant and the person alleged
to have committed a violation of subsection (a) of
4
the Secretary’s findings. If the Secretary of Labor
concludes that there is a reasonable cause to believe
that a violation of subsection (a) has occurred,
the Secretary shall accompany the Secretary’s
findings with a preliminary order providing the
relief prescribed by paragraph (3)(B). Not later
than 30 days after the date of notification of findings
under this paragraph, either the person alleged to
have committed the violation or the complainant
may file objections to the findings or preliminary
order, or both, and request a hearing on the record.
The filing of such objections shall not operate to
stay any reinstatement remedy contained in the
preliminary order. Such hearings shall be conducted
expeditiously. If a. hearing is not requested in such
30-day period, the preliminary order shall be deemed
a final order that is not subject to judicial review.
5 U.S. Code § 701—Application; definitions
(a) This chapter applies, according to the provisions
thereof, except to the extent that—
(1) Statutes preclude judicial review; or
(2) Agency action is committed to agency discretion
by law.
5 U.S. Code § 702—Right of Review
A person suffering legal wrong because of agency
action, or adversely affected or aggrieved by agency
action within the meaning of a relevant statute, is
entitled to judicial review thereof. An action in a court
of the United States seeking relief other than money
5
damages and stating a claim that an agency or an
officer or employee thereof acted or failed to act in an
official capacity or under color of legal authority shall
not be dismissed nor relief therein be denied on the
ground that it is against the United States or that the
United States is an indispensible party. The United
States may be named as a defendant in any such action,
and a judgment or decree may be entered against
the United States: Provided, That any mandatory or
injunctive decree shall specify the Federal officer or
officers (by name or by title), and their successors in
office, personally responsible for compliance. Nothing
herein (1) affects other limitations on judicial review or
the power or duty of the court to dismiss any action or
deny relief on any other appropriate legal or equitable
ground; or (2) confers authority to grant relief if any
other statute that grants consent to suit expressly or
impliedly forbids the relief which is sought.
5 U.S. Code § 703—Form and Venue of Proceeding
The form of proceeding for judicial review is the
special statutory review proceeding relevant to the
subject matter in a court specified by statute or, in
the absence of inadequacy thereof, any applicable
form of legal action, . . . Except to the extent that
prior adequate, and exclusive opportunity for judicial
review is provided by law, agency action is subject to
judicial review in civil or criminal proceedings for
judicial enforcement.
5 U.S. Code § 704—Actions Reviewable
Agency action made reviewable by statute and final
agency action for which there is no other adequate
6
remedy in a court are subject to judicial review. A
preliminary, procedural, or intermediate agency
action or ruling not directly reviewable is subject to
review on the review of the agency final action. Except
as otherwise expressly required by statute, agency
action otherwise final is final for the purposes of this
section whether or not there has been presented or
determined an application for a declaratory order,
for any form of reconsideration, or, unless the agency
otherwise requires by rule and provides that the action
meanwhile is inoperative, for an appeal to superior
agency authority.
5 U.S. Code § 705—Relief Pending Review
When an agency finds that justice so requires, it
may postpone the effective date of action taken by it,
pending judicial review. On such conditions as may
be required and to the extent necessary to prevent
irreparable injury, the reviewing court, including the
court to which a case may be taken on appeal from or on
application for certiorari or other writ to a reviewing
court, may issue all necessary and appropriate process
to postpone the effective date of an agency action or
to preserve the status or rights pending conclusion of
the review proceedings.
5 U.S. Code § 706—Scope of Review
To the extent necessary to decision and when
presented, the reviewing court shall decide all relevant
questions of law, interpret constitutional and statutory
provisions, and determine the meaning or applicability
of the terms of an agency action. The reviewing court
shall—
7
(1) compel agency action unlawfully withheld or
unreasonably delayed; and
(2) hold unlawful and set aside agency action,
findings, and conclusions found to be—
(A) arbitrary, capricious, an abuse of discretion,
or otherwise not in accordance with law;
(B) contrary to constitutional right, power,
privilege, or immunity;
(G) in excess of statutory jurisdiction, authority,
or limitations, or short of statutory right;
(D) without observance of procedure required
by law;
(E) unsupported by substantial evidence in a
case subject to sections 556 and 557 of this title
or otherwise reviewed on the record of an agency
hearing provided by statute; or
(F) unwarranted by the facts to the extent
that the facts are subject to trial de novo by the
reviewing court.
In making the foregoing determinations, the court
shall review the whole record or those, parts of it
cited by a party, and due account shall be taken of
the rule of prejudicial error.
8
49 U.S.C. § 44703(j) Limitations on Liability;
Preemption of State Law.—
(1) Limitation on Liability.—No action or proceeding
may be brought by or on behalf of an individual who
has applied for or is seeking a position with an air
carrier as a pilot and who has signed a release from
liability, as provided for under subsection (h)(2) or (i)
(3), against—
(A) the air carrier requesting the records of that
individual under subsection (h)(1) or accessing the
records of that individual under subsection (i)(l);
(B) a person who has complied with such request;
(C) a person who has entered information contained
in the individual’s records; or
(D) An agent or employee of a person described in
subparagraph (A) or (B);
in the nature of an action for defamation, invasion of
privacy, negligence, interference with contract, or
otherwise, or under any Federal or State law with
respect to the furnishing or use of such records in
accordance with subsection (h) or (i).
(2) Preemption.—No State or political subdivision
thereof may enact, prescribe, issue, continue in
effect, or enforce any law (including any regulation,
standard, or other provision having the force and effect
of law) that prohibits, penalizes, or imposes liability
for furnishing or using records in accordance with
subsection (h) or (i).
9
(3) Provision of Knowingly False Information.—
Paragraphs (1) and (2) shall not apply with respect
to a person who furnishes information in response
to a request made under subsection (h)(1) or who
furnished information to the database established
under subsection (i)(2), that—
(A) The person knows is false; and
(B) was maintained in violation of a criminal statute
of the United States.
(4) Prohibition on Actions and Proceedings
Against Air Carriers.—
(A) Hiring decisions.—
An air carrier may refuse to hire an individual
as a pilot if the individual did not provide written
consent for the air carrier to receive records
under subsection (h)(2)(A) or (i)(3)(A) or did not
execute the release from liability requested under
subsection (h)(2)(B) or (i)(3)(B).
(B) Actions and proceedings.—
No action or proceeding may be brought against
an air carrier by or on behalf of an individual who
has applied for or is seeking a position as a pilot
with the air carrier if the air carrier refused to hire
the individual after the individual did not provide
written consent for the air carrier to receive
records under subsection (h)(2)(A) or (i)(3)(A) or
did not execute a release from liability requested
under subsection (h)(2)(B) or (i)(3)(B).
10
49 U.S.C. § 44703(h) Records of Employment of Pilot
Applicants.—
(2) Written Consent; Release From Liability.—
An air carrier making a request for records under
paragraph (1)—
(A) Shall be required to obtain written consent to
the release of those records from the individual that
is the subject of the records requested; and
(B) May, notwithstanding any other provision of law
or agreement to the contrary, require the individual
who is the subject of the records to request to execute
a release from liability for any claim arising from
the furnishing of such records to or the use of such
records by such air carrier (other than a claim arising
from furnishing information known to be false and
maintained in violation of a criminal statute).
(5) Receipt of Consent; Provision of
Information.—A person shall not furnish a record
in response to a request made under paragraph (1)
without first obtaining a copy of the written consent
of the individual who is the subject of the records
requested; except that, for purposes of paragraph (15),
the Administrator may allow an individual designated
by the Administrator to accept and maintain written
consent on behalf of the Administrator for records
requested under paragraph (1)(A). A person who
receives a request for records under this subsection
shall furnish a copy of all such requested records
maintained by the person not later than 30 days after
receiving the request.
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(6) Right to Receive Notice and Copy of Any
Record Furnished.—A person who receives a request
for records under paragraph (1) shall provide to the
individual who is the subject of the records:—
(A) on or before the 20th day following the date of
receipt of the request, written notice of the request
and of the individual’s right to receive a copy of such
records; and
(B) in accordance with paragraph (10), a copy of
such records, if requested by the individual.
(9) Right to Correct Inaccuracies.—An air carrier
that maintains or requests and receives the records
of an individual under paragraph (1) shall provide
the individual with a reasonable opportunity to
submit written comments to correct any inaccuracies
contained in the records before making a final hiring
decision with respect to the individual.
(10) Right of Pilot to Review Certain Records.—
Notwithstanding any other provision of law or
agreement, an air carrier shall, upon written request
from a pilot who is or has been employed by such
carrier, make available, within a reasonable time, but
not later than 30 days after the date of the request, to
the pilot for review, any and all employment records
referred to in paragraph (l)(B)(i) or (ii) pertaining to
the employment of the pilot.
(11) Privacy Protections.—An air carrier that
receives the records of an individual under paragraph
(1) may use records only to assess the qualifications of
12
the individual in deciding whether or not to hire the
individual as a pilot. The air carrier shall take such
actions as may be necessary to protect the privacy
of the pilot and the confidentiality of the records,
including ensuring that information contained in the
records is not divulged to any individual that is not
directly involved in the hiring decision.
5 U.S.C. § 552a—Records maintained on individuals
(a) Definitions.—For the purposes of this section—
(7) The term “routine use” means, with respect
to the disclosure of such record for a purpose which
is compatible with the purpose for which it was
collected;
5 U.S.C. § 552a(g)(l) Civil Remedies.—Whenever any
agency
(A) Makes a determination under subsection (d)(3)
of this section not to amend an individual’s record in
accordance with his request, or fails to make such
review in conformity with that subsection;
(B) Refuses to comply with an individual request
under subsection (d)(1) of this section;
(C) Fails to maintain any record concerning any
individual with such accuracy, relevance, timeliness,
and completeness as is necessary to assure fairness
in any determination relating to the qualifications,
character, rights, or opportunities of, or benefits to
the individual that may be made on the basis of such
13
record, and consequently a determination is made
which is adverse to the individual; or
(D) Fails to comply with any other provision of this
section, or any rule promulgated thereunder, in such
a way as to have an adverse effect on an individual,
the individual may bring a civil action against the
agency, and the district courts of the United States
shall have jurisdiction in the matters under the
provisions of this subsection.
(4) In any suit brought under the provisions of
subsection (g)(1)(C) or (D) of this section in which the
court determines that the agency acted in a manner
which was intentional or willful, the United States
shall be liable to the individual in an amount equal to
the sum of—
(A) Actual damages sustained by the individual as
a result of the refusal or failure, but in no case shall
a person entitled to recovery receive less than the
sum of $1,000; and
(B) The costs of the action together with reasonable
attorney fees as determined by the court.
(5) An action to enforce any liability created under
this section may be brought in the district court of the
United States in the district which the complainant
resides, or has his principal place of business, or
in which the agency records are situated, or in the
District of Columbia, without regard to the amount
in controversy, within two years from the date on
14
which the cause of action arises, except that where an
agency has materially and willfully misrepresented
any information required under this section to be
disclosed to an individual and the information so
misrepresented is material to establishment of the
liability of the agency to the individual under this
section, the action may be brought at any time within
two years after discovery by the individual of the
misrepresentation. Nothing in this section shall be
construed to authorize any civil action by reason of
any injury sustained as the result of a disclosure of a
record prior to September 27,1975.
This case also involves questions of how appropriate
findings and conclusions of law were drawn from:
Federal Rules of Civil Procedure Rule 12(b)
(b) How to Present Defenses. Every defense to a
claim for relief in any proceeding must be asserted in
the responsive pleading if one is required. But a party
may assert the following defenses by motion:
(1) lack of subject matter jurisdiction;
(2) lack of personal jurisdiction;
Federal Rules of Civil Procedure Rule 12(h)
(h) Waiving and Preserving Certain Defenses
(3) Lack of Subject-Matter Jurisdiction. Of the
court determines at any time that it lacks subjectmatter jurisdiction, the court must dismiss the
action.
15
INTRODUCTION AND
STATEMENT OF THE CASE
A Judicial Fiat appears to contend directly with law
established by this Court and Congress that would set
stare decisis other courts will be compelled to deliberate
without proper redress the law is and operates exactly as
congress intended and contention of courts in this regard
rises to a judicial activism now burdening this Court.
This contentious judicial activism has trampled
upon due process afforded Petitioner by violating rules
of civil procedure so fundamental and unmistakable in
their construct to inhibit such unconscionable’actions by
courts. Yet, the courts were unyielding and unrelenting
in their contention to distort jurisprudence to embody
that contention against established law that persisted
through exhaustive and appreciably crafted motions
of every meaningful procedural rule provided before
finding an appellate unwilling to appreciate Petitioner,
his pleadings or the various relevant causes of action
and questions posed in his original complaint. Petitioner
seeks this Court’s mindful consideration of district
and appellate conduct sufficiently detrimental to public
interests to warrant reversal and remand of the judicial
review of underlying overreach of agency application of
law and misconduct so egregious it is of the type and
fear Congress contemplated could require the judicial
review exclusively provided under agency statute and the
Administrative Procedures Act and is well overdue for the
Department of Labor as is evidenced herein not for the
purpose of litigating before this Court but to support the
original complaint dismissal reversal and remand so the
appropriately provided judicial review may be perfected
as Congress intended by the courts.
16
ONE LAW BUT SEPARATE INDUSTRIES AND
OUTCOMES
Sarbanes-Oxley (“SOX”) Financial and air carrier
safety whistleblower protection programs (“AIR21”) rely
on one set of Congressional statute for review of retaliation
complaints. However, financial agency whistleblowers
stand astronomical and unconscionably higher chances
of prevailing on retaliation complaints for blowing the
whistle on financial improprieties of employers than
aviation safety reporting as SOX law enjoys “kick-out”
provisions if the Department of Labor Occupational Safety
and Health Administration Whistleblower Protection
Program (“DOL/OSHA/WPP”) does not timely issue any
merit determination of a SOX retaliation complaints, the
case may be removed to U.S. District Court for Article
III adjudication of the statute. AIR21 complainants are
wholly subject to the DOL under Article II review of
complaints. The DOL is implicitly compelled to “fasttrack” SOX complaints from political pressure and obtains
more frequent favorable merit determinations than the
rare case an AIR21 case is issued a merit determination
and award to air safety whistleblowers Stewart v. Doral
Fin. Corp., 997 F. Supp. 2d 129 (D.P.R. 2014).
This disparity is clearly contrasted by DOL’s
treatment of aviation safety whistleblower Boeing
Engineer John Barnett and Boeing Auditors (“Audit IT
SOX”) Nicholas P. Tides and Matthew C. Neumann whom
were able to remove their cases for Article III judicial
review of Boeing’s whistleblower retaliation Tides, et al.,
v The Boeing Co., 644 F.3d 809 (9th Cir. 2011). Mr. Barnett
was restricted to Article II administrative agency review
that found no merit and dismissed Mr. Barnett’s complaint
17
just as hundreds of AIR21 complaints brought since
AIR21 was enacted less than twenty complaints have ever
received any merit determination by DOL investigators.
Similarly, Exxon Mobil Corporation retaliated against
two scientists who reported Exxon financial disclosures
violated SOX. The DOL enjoined the two separate
complaints and quickly issued merit determinations in
their whistleblower complaints and issued immediate
reinstatement orders of the scientists Lindsey Gulden
and Damian Birch v. Exxon Mobil Corp., US Department
of Labor, Administrative Law Judge Case Nos. 2023-SOX00021 and 2023-SOX-00022. Exxon refused to comply with
agency orders to reinstate the complainants and objected
to Secretary Findings to be heard under de novo review
by DOL AL J. Complainant’s motioned the ALJ to enforce
the orders for reinstatement but the motion was denied
under clear interpretation of the statute enforcement
and judicial review was exclusive statutory jurisdiction
of US District Court. Complainants promptly sought that
enforcement in US District Court which dismissed their
complaint for want of subject matter jurisdiction under
the Administrative Procedures Act (“APA”) interpreting
judicial review was improper prior to an agency decision
becoming “final.” Complainants sought appellate review in
Third District Court of Appeals where the DOL Solicitor
joined in amicus curiae offer the agency interpretation
for US District Court jurisdiction of judicial review
exclusively provided under the statute in briefs and oral
argument held March 5, 2024 and the matter remains
pending.
Petitioner also received a very rare merit determination
in his AIR21 complaint and orders for immediate
18
reinstatement that by law cannot be stayed for any reason.
Respondent also refused to offer an unconditional offer
of reinstatement of Petitioner to his former position
with pay, seniority, benefits and responsibilities he held
before the adverse employment action(s). Petitioner
brought his complaint and sought statutory judicial
review for the agency order and district court relief and
remedy for respondent willful noncompliance and stay
of agency proceedings, preserving the status quo and
barring further agency action to cause further potential
irreparable harm to Petitioner and as described herein,
supporting the petition for this Court to reverse the
equitable harm of the courts as the Third District Court
of Appeals is presently contemplating while the Fifth
District Court of Appeals withheld any similar regard of
Petitioner’s exhaustive appellate petitions.
Gulden, et al and Petitioner are the first known rare
instance of merit determination and orders for immediate
reinstatement have been defiantly and unlawfully rejected
by respondents. Congress clearly intended Article III
due process be secured by courts for such potential
and exceptional intervention and support Article II
agency rightfully deficient powers for enforcement and
where necessary including injunctive remedy. Relenting
Article III Courts are severe impediments to prompt and
equitable justice Congress tenders agencies for required
enforcement powers agency orders.
RAMPANT AGENCY MISCONDUCT UNDER
ARTICLE III
Agency misconduct is prolific in both Petitioner’s 2014
and 2021 complaints. A former Regional Administrator
assigned to investigate Petitioner’s 2014 complaint was
19
removed for refusing to revise her recommendations
for merit determination, awarded monetary damages
and reinstatement. The Investigator was replaced by
another staff member that immediately issued a “Closing
Conference Letter” indicating intention to issue a non
merit determination and dismiss the AIR21 complaint
and without following agency rules or correcting defects
his replacement of the former investigator created by
ignoring substantial evidence amassed in the former
investigator’s merit recommendations.
The DOL repeatedly excused respondent’s violations
of the Privacy Act by releasing Pilot Records Improvement
Act confidential pilot records to the DOL which then
admitted unlawfully disseminating those privacy
protected confidential pilot records among the DOL
investigation team in Petitioner’s 2021AIR21 complaint.
This investigation team was repeatedly noticed by the
primary investigator to include DOL Solicitor(s) and
clearly violates Agency Procedural Rules for handling
AIR21 complaints. The respondents violated the Pilot
Records Improvement Act of 1996 (“PRI A”) in an attempt
to slander and defame petitioner with both their defenses
of the retaliation to OSH A Investigators and also harm
Petitioner financially and by reputation in blacklisting him
and using allegations of improprieties in his PRI A records
to that end. That defamation and slander in defense of the
AIR21 complaint compelled OSHA investigators repeated
assertions the PRI A violations were warranted and issued
a “Closing Conference Letter” in June 2022 advised their
intent to dismiss the complaint.
Petitioner issued strong written protest of Closing
Conference Letter analysis and lack of acknowledgement
20
the substantial evidence provided by Petitioner. Thereafter,
respondent submitted conclusive admission to possessing
knowledge of Petitioner’s 2014 AIR21 case and using that
knowledge and information to retaliate against Petitioner
in 2021 and in violation of AIR21. Respondent’s admissions
were cited in investigator’s merit determination, award
for damages and orders for reinstatement. Petitioner’s
admissions as outlined herein demonstrate Petitioner’s
2021 case is now indelibly intertwined with his 2014
complaint’s dismissal in 2018 where the findings and
interpretation of the statute between the complaints
arise from the exact same regulatory violation reported
in 14 CFR 135.267 Flight Time Limitations and Rest
Period Requirements for air carrier flight crew. The
decisions and orders between the two separate cases
induce a confounding paradox induced from misconduct
and violations of Article III due process requirement that
are ripe for and statutory mandate judicial review of the
courts.
“Interference” by the courts as Congress intended
would prevent Respondent Objection to the Secretary
findings being improperly assigned the same AL J whose
2017 presiding over hearing of Petitioner’s objections to
the dismissal of his 2014 complaint, conducted the hearing
and issued decision and orders maligning the statute and
also violated the appointments clause according to this
Court’s Lucia decision and APA/AL J rules.
Petitioner promptly submitted written protest of
the ALJ assignment to the Chief Administrative Law
Judge, Office of Inspector General and upon motion for
disqualification before the assigned ALJ which brazenly
stated in denying Petitioner’s motion the agency efforts to
21
preempt this Court June 2018 Lucia decision, the agency
did not appropriately correct the appointments clause
violations before the ALJ presided over Petitioner’s July
2017 AIR21 hearing and in August 2018, issued a decision
and order dismissing Petitioner’s 2014 complaint.
The Chief ALJ implicitly acknowledged agency
misconduct in ceasing further assignment of the ALJ
to cases brought in other districts the law required
rotation of assignments to judges of those districts and
not exclusively assigning over 120 cases and only AIR21
cases in less than 10 years to only one ALJ in the Cherry
Hill, NJ ALJ district and irrespective of what ALJ district
AIR21 complaints were brought. There is strong evidence
this ALJ personally retaliated against Petitioner in his
2021 AIR21 complaint and violated Petitioner’s Article
II administrative rights and rules for handling AIR21
complaints as well as substantially depriving Petitioner
Article III due process rights to include extreme,
improper and inappropriate dismissal of his 2021 AIR21
complaint and vacating the monetary awards and orders
for reinstatement the ALJ was continually briefed
respondents were in willful and defiantly noncompliant.
The ALJ demonstrated his substantial bias against
Petitioner at the onset of respondent’s objection when
known statements and representations known to be false
and without any substantive evidence to support counsel’s
attempts to cure fatal defects in their objection were
excused by the ALJ which ignored and failed to weigh
all of the substantial regulatory compliance documents
and official public filings and certifications to the Texas
Secretary of State clearly refuted counsel false statements
and misrepresentations to allow the ALJ objection to
continue when it was shown to be unlawful.
22
AVIATION SAFETY AND REPORTING SINCE 1996
A Pilot reputation for adhering to regulations
and safety protocols holds equitable market value to
them personally and air carrier employers.1 Aviation
Whistleblower Statutes in 49 U.S.C. § 42121 are intended
by Congress that neither pilot reputations or safety
protocols be subject to certain unlawful compromise by
outside or internal interests to introduce greater exposure
to persons and property than aviation operations already
profoundly and fundamentally impose. Although Congress
intent in the language concisely expresses how the law
should be applied, courts would seem intent to persistently
mask their imperfect application of the law behind claims
of ambiguity in the language with deference to agency
interpretation of the law under Chevron and the APA.
Courts seem content declining to rarely if ever “disturb”
or intervene in agency outcomes or ALJ interpretation
of agency process and handling of statutory stare decisis.
This cannot be farther from Congress intent and lacks
appreciation of jeopardy Article II tribunals posed to
constitutional protections Article III affords. Petitioner
posited substantial evidence of misconduct of DOL
Solicitor and ALJ discretion abuses with clear evidence
the ALJ’s engaged in judicial activism before the 9th
Circuit Court of Appeals and this Court which were not
1. John J. Nance et al., The Pilot Records Improvement
Act of 1996: Unintended Consequences, 66 J. AIR L.& COM.
1225 (2001) https://scholar.smu.edU/jalc/vol66/iss3/6 . A broad
perspective of the aviation industry jeopardy to pilots adhering
to regulatory requirements of reporting safety related issues to
air carrier management who now have power to adversely affect
a pilot’s market value under protection of relevant pilot records
disclosure law.
23
inclined to engage the AIR21 Whistleblower statutes’
thorough judicial review and appellate power provisions
to remand that 2017 Agency action for proper lawful
review. Petitioner was denied certiorari from this Court’s
preceding term on April 17, 2023 and fully exhausted
and made his 2014 AIR21 complaint dismissal “final.”
This was a civil cause of action under federal statute for
judicial review of the agency misconduct which included
appointments clause violations if remedied by judicial
review Lucia required, would reasonably correct many
adverse agency actions against Petitioner by remanding
the statutory judicial review afforded him.
Congress intent in AIR21 law unmistakably targets
aviation safety promotion by protecting frontline air
carrier operations staff making reports of suspected
violations having occurred or potential to occur. The law’s
lack of meaningful historical results impacting, accident
statistics over a decade of enactment Congress seized upon
National Transportation Safety Board Recommendations
in 2009 to develop and deploy Aviation Safety Management
Systems by U.S. Air Carriers and Commercial Operators
where safety reporting and risk analysis for safety and
regulatory compliance of flight operations to mandate
routine employment of safety communication homogeny
to air carriers’ daily flight operations.
Petitioner was fully complying with his joint
employers’s Safety Management System requirements as
originated from the 2009 Congressional mandate as Air
Ambulance Operators were compelled. Unfortunately,
petitioner’s employers found that mandated safety
reporting particularly inconvenient under extraordinary
circumstances and highly abnormal operational challenges
24
to Petitioner’s overnight duty shift July 9,2014. Petitioner’s
joint employers were attempting to stretch one aircraft
and pilot across three Pacific Northwest States and
five different air ambulance bases that were deprived
of appropriate staffing or an airworthy aircraft when
he received three separate assignments from different
managers of the differing companies that conflicted or
cumulatively performed as assigned would violate 14
CFR 135.267. Petitioner’s required safety reports caused
one manager to overrule the others and in cancelling the
assignments caused strife between the joint employers
that contributed to at least one employer retaliating
against Petitioner and terminating his employment within
hours of completing his overnight Air Ambulance Pilot
Duty period and in violation of law.
REASONS FOR GRANTING THE PETITION
It could not be understated the Fifth Circuit is now
“split” on sua sponte dismissal having affirmed the district
court in this petition and there is no overwhelming support
for any one of the restrictive means sua sponte dismissal
is averred to be appropriate. Legal journal publications
would incline some discomfort for such application of the
law to justify a very limited ability of jurists to remain
neutral while disposing of a matter sua sponte inherently
implicates an adversarial induction of the court into the
litigation. It is inconceivable Petitioner did not successfully
poll a sufficient number of the Fifth Circuit from his en
banc petition for rehearing where sua sponte dismissals
have been routinely reviewed for fairness and appropriate
application of procedure to preserve the integrity of the
district court impartiality. The extensive arguments
required on appeal of the district court sua sponte
25
dismissal and preserve all of Petitioner’s claims on appeal
according to local rules necessitated Petitioner avoid
redundant statements of obvious defects of the lower court
dismissal. Petitioner raised more than sufficient argument
and conclusions for the Fifth Circuit appeal and petition
for rehearing en banc support reversal of the dismissal or
restore more than majority of Petitioner’s claims despite
the maligning of his claims with bias and unfavorable light
for pro se litigants bringing time sensitive claims, seeking
injunctive relief and judicial review and enforcement
Congress mandates. The dismissal appears hastily drawn
and incorporating denial of a motion for injunctive relief
and mandamus Petitioner filed just two (2) days prior.
49 U.S.C. § 42121(c). The dismissal was wrought with
significant fatal errors conflating Fed. R. Civ. Proc. 12(b)
(1), 12(b)(2), 12(b)(6) and 12(h)(3) to pose arguments that
were not lawfully congruent with citations of “personal
jurisdiction” which can only be raised upon motion or in an
affirmative defenses of parties named to the action. This
erroneous ruling escaped the Fifth Circuit as it related
to Petitioner’s assertions the district court failed to follow
court rules and procedure for sua sponte dismissal which
already subjects scrutiny on integrity of courts’ perception
of impartiality and fairness fully adjudicating complaints
of litigants, particularly, pro se complainants’ pursuit
of good faith claims for appropriate judicial review and
adequate remedy.
This Court should question and establish proper
application of law in judicial review and eliminate judicial
“crutches” to defer administrative deference to application
of law so workers making routine and mandated safety
. reports may now do so without fear of reprisal or that
compromises air safety or security protocols.
26
I.
The sua sponte dismissal deprives, withholds or
otherwise annuls judicial review and enforcement
of Whistleblower Law and orders for reinstatement
as Congress mandates.
Hundreds of Air Carrier Whistleblower Complaints
have been filed and investigated by OSH A since Congress
enacted AIR21. However, poorly trained investigators
have been far too, unfamiliar, unable or defiant to
comprehend highly regulated aviation industry safety
practices and rules that are ubiquitous compared to
other industries OSHA is responsible to oversee worker
and job site safety. Congress charges Federal Aviation
Administration (“FAA”) with oversight of whistleblower
program efficacy however they do not offer or publish
statistical data on volume and type of whistleblower
reports or outcomes of internal FAA Employee protections
or those of air carriers’ employees. Only a small and
limited number of favorable awards for AIR21complaints
of air carrier employees can be identified through
complainant or respondent objections to OSHA findings
tracked by the DOL OALJ and Administrative Review
Board (“ARB”). OSHA Press Releases are an unreliable
source for this data as the DOL does not appear to follow
their own rules or the law as Petitioner’s favorable findings
by the Secretary and Order for reinstatement were not
published in a DOL Press Release as was required, to
bring attention and notice that WPP AIR21 investigations
yield results and promotes the reporting program to other
air carrier employees and encouraged they make their
own safety reports without fear of adverse employment
action Petitioner suffered.
27
Of the portion of AIR21 complaints that are accounted
for in the OAL and ARB reporting, a disproportionate
number of all cases result in affirming favorable
findings or reverse unfavorable findings of the Secretary
Investigators, AL J or ARB at its highest known report
from independent audit and analysis of legal professionals,
7% of “all” complaints result in a favorable outcome for
AIR21 air carrier whistleblowers. On the contrary, this
number appears to be representative of data available
only on the number of cases published by the ALJ and
ARB and not the unknown total of complaints of which
outcomes are not known or otherwise disclosed by the
FAA or DOL and OSHA. If considering all complaints
filed by air carrier employees may be disposed without
any determination, this number of favorable outcomes
is significantly reduced and effectively render the WPP
useless and ineffective to a point employers have become
emboldened as Petitioner and in Gulden v. Exxon, the
employers defiantly refuse compliance with orders for
reinstatement in Secretary Findings that cannot be
stayed for any reason as respondents receive significant
and sufficient due process rights from the DOL and ahead
of those findings and orders. In the very low number
of outcomes of whistleblower complaints under AIR21
where employers are ordered to reinstate a complainant,
Petitioner, Gulden and Burch v. Exxon Mobil Corp. are
believed to be the first opportunity to test Congress
intent and question the law requiring judicial review
of the secretary order and judicial enforcement of the
courts where sanction and other remedy are available to
obtain the agency compliance ordered under the statute.
In addition, the ALJ Assigned in Gulden, in Denying the
Complainant Motion to Enforce the Reinstatement order,
instructs “the Agency has no independent executable
28
enforcement authority” and further asserts “Whether
OSH A’s Order is enforceable is a question properly before
the Article 3 Courts” August 28, 2023, Order Denying
Motion to Enforce Reinstatement, Hon. Patrick M.
Rosenow, District Chief ALJ, Gulden, et al., v. Exxon ■
Mobil Corp., OALJ Case No(s). 2023-SOX-00021 and
2023-SOX-00022.
The sua sponte dismissal of Petitioner’s complaint
not only deprives any opportunity to develop his case
and litigate both the agency ALJ assertion and Congress
intent in the law, but vacates the agency orders without
due process rights of Petitioner as respondent received
by an October 19,2022 due process letter advising of the
pending merit determination and orders to immediately
reinstate the complainant not being stayed by any
objection filed with the OALJ. Reversal and/or Remand
of the district court order for his entire complaint shall
serve to restore Petitioner’s due process rights Congress
affords under the statute and enable judicial review of
other important questions of law pertinent to air carrier
safety and whistleblower laws.
II. The sua sponte dismissal deprives or withholds
Congress provision for judicial review of agency
conduct as incorporated in Chapter 7 of Title 5
indicted in AIR21.
49 U.S.C. § 42121(b)(4)(A) is not ambiguous in its’
outline for judicial review conforming to Chapter 7 of
Title 5 of the United States Code where 5 U.S.C. § 702
outlines Petitioner’s right of review of aggrieving agency
action; § 703 provides Form and Venue for district court
judicial review congress intends in the statute; § 704
29
prescribes the district court subject matter jurisdiction of
agency action where no other adequate remedy are subject
to judicial review; § 705 provides relief in administrative
proceedings pending judicial review; and finally, § 706 lays
out scope of review to include arbitrary and capricious
conduct in agency actions or by administrative law judges
Marsh v. Oregon Nat. Res. Council, 52 F.3d 1485, 1492
(9th Cir. 1995). While the ARB and Ninth Circuit declined
to acknowledge this challenge and other elements raised
by Petitioner in specific regard to his 2014 AIR21 action,
the courts deferred only to agency discretion in their
findings against Petitioner. The conduct of the agency in
executing that presumed discretion was not contemplated
as reviewable under AIR21. Petitioner asserts in his
complaint following the final determination of the Agency
action by this Court denial of his petition on April 17,2023,
that agency conduct should unquestionably be reviewable
under Chapter 7 as the law clearly frames Congress intent
and conduct of the agency in now both Petitioner’s AIR21
cases warrant a judicial review and enjoining the agency
from further misconduct and irreparable harms.
Substantive abuse and unlawful agency actions such
as willfully disregarding Petitioner’s repeated requests to
comply with Privacy Act Protections asserting the DOL
maintained inaccurate records, unlawfully possessed and
dissemination his Confidential Pilot Records respondent
unlawfully released without Petitioner’s consent and
release of liability according to 49 USC § 44703(h)(2) &
(2)(A), 49 USC § 44703(h)(9) & (11), 5 USC § 552a(g)(l)
(B) & (D). Courts consistently rule the law contains no
prerequisite for exhaustion of Administrative remedies
before pursuing civil actions for damages and the agency
need only refuse individuals’ request to take some
30
corrective action regarding the privacy act protected
records Graham v. Hawk, 857 F. Supp.38, 40 (WD. Tenn.
1994); Phillips v. Widnall, No. 96-2099,1997 WL176394, at
*2-3 (10th Cir. Apr. 14,1997); Hubbard v. EPA, 809 F.2d 1,
7 (D.C. Cir. 1986); Nagel v. HEW, 725 F.2d 1438,1441 & n.2
(D.C. Cir. 1984). Furthermore, the deference of the district
court for the Administrative Procedures Act is improper.
The APA holds no jurisdiction to enjoin an agency from
disclosing confidential records covered under the Privacy
Act and Congress is presumed to intend district courts
to use inherent equitable powers that are not explicitly
precluded and permits causes of action under 5 USC
552a(g)(l) Doe v. Veneman, 230 D.Supp. 2d 739,752 (W.D.
Tex. 2002); Recticel Foam Corp. v. DOJ, No. 98-2523, slip
op. at 9 (D.D.C. Jan 31,2002), Doe v. Herman, No. 97-0043,
1998 WL 34194937, at *4-7 (W.D. Va. Mar. 18,1998); Haase
v. Sessions, 893 F.2d 370,347 n.6 (D.C. Cir. 1990).
The district court’s sua sponte dismissal conflated
with personal jurisdiction analysis is devoid of thoughtful
consideration of other opinions’ reasoning to support
Petitioner pursuing remedy under federal torts for
privacy violations derived from willful and intentional
record disclosures unlawful under the Privacy Act permits
injunctive relief and monetary remedy Congress exlicitly
bars in only those lawsuits brought by military personnel
against military departments ODonnell v. United States,
891 F.2d 1079,1084-85 (3d Cir. 1989); Beaven v. DOJ, No.
03-84,2007 WL 1032301, at *21-25 (E.D. Ky. Mar. 30,2007);
Feres v. United States, 340 U.S. 135,146 (1950); Cummings
v. Navy, 279 F.3d 1051,1053-58 (D.C. Cir. 2002)
31
Finally, courts have held damages are proper against
any agency maintaining confidential records protected
under the act violates standards of fairness regardless
of the agency disposition to any adverse determination
when the inaccurate confidential record is sourced for
' adverse determinations and a civil action remedy operate
independently of agency imposition for record keeping
in subsection (e)(5) Dickson v. OPM, 828 F.2d 32, 36-40
D.C. Cir. 1987); Blazy v. Tenet, 979 F. Supp. 10,19 (D.D.C.
1997). This Court has posited in Cooper, 132 S. Ct. 1441
(2012) the context of the Privacy Act as intended to protect
defamation and privacy torts and implicates this Court
would agree, reversing the sua sponte dismissal and
remanding for full adjudication of the facts of the case is in
the best interests of the public. Such action would uphold
Congress intent that such egregious actions of willful
and intentional violation of Petitioner’s privacy rights
in disclosure, maintenance and further dissemination
of information and records containing confidential pilot
information required by PRIA greatly undermines the
integrity of PRIA and civil remedies in monetary and
injunctive relief are the best deterrent for past, present
and future violations of the act.
III. The sua sponte dismissal deprives or withholds
any opportunity to test or question Congress’
intent to implicate persons or air carriers violating
Pilot Records Improvement Act of 1996 disclosure
restrictions and “routine use” provisions are
subject to civil liability in district courts.
As asserted further herein under challenges to
Chevron and statutory stare decisis in section (V.),
Congress does not explicitly bar civil damages and
32
other remedy against individual persons whom are
alleged to have violated the law. It is not unreasonable
that Congress identified the serious nature of keeping
confidential and private personal information air carriers
are required to process and store, in sufficient safe
keeping and not disseminated or only released for good '
reason under “routine use” and only then with the consent
and authorization of the pilot to whom the records are
related. Congress language tactfully inclines “persons”
as defined in the law are liable for abuse, mishandling or
unlawful release of those confidential records if doing so,
not in accordance with the law or without the expressed
consent of the Pilot those records are regarding to be
released and circumvents his right to receive copies of
all the records being released even without his consent.
It is only logical and acceptable to test in a review of
the court regarding the conduct of the persons and air
carriers involved for willful and intentional violation of
the law under laws of torts such as slander, defamation
or interference with a business expectancy such as other
clients respondents and their employees were aware and
had authorized Petitioner to engage and supplemental in
subordinate to his duties and responsibilities assigned
by the respondent air carrier employer. The sua sponte
dismissal for assertion of personal jurisdiction as cited
by the court as Rule 12(b)(2) should have been raised by
defendants as an affirmative defense or in an answer or
appearance and not raised by the court in a sua sponte
judgment and dismissal without proper handling of
notification and opportunity of Petitioner to cure any
alleged defect or amend the complaint.
Having deprived the Petitioner of an important test
or question of law implicitly establishes courts are not
33
concerned to uphold Congress clear intent that employees
of air carriers accessing or disseminating private
information in pilot confidential records are not exempt
from liability induced by persons and air carriers who do
so while not in accordance with the law for a routine use
or having failed to obtain the Pilot’s expressed written
consent for the release and dissemination of records 49
U.S.C. §44703(j)(l)(B) & 49 U.S.C. § 44703(j)(l)(C)&(D).
IV. The sua sponte dismissal implicates the district
court in gross mis-application of law found in Fed.
R. Civ. Proc. Rule 12(B) and 12(h).
The district court judgment and order in sua sponte
dismissal appears to make profound, improper and
unreasonable construct of multiple rules to support
the court determination alone and without evidence
being submitted from litigant’s defenses as required
under Rule 12(b) and Rule 12(h). The court transposed
affirmative defenses away from a litigant and assumed the
responsibility of the court to employ such “gate-keeping”
functions is inappropriate and courts are restricted from
such drastic and extreme measures as dismissal “the
severe sanction of dismissal should be imposed ‘only in the
face of a clear record of delay or contumacious conduct by
the plaintiff.’ “ Id. at 682 (quoting Durham v. Florida East
Coast Railway Co., 385 F.2d 366,368 (5th Cir.1967)). This
is constitutionally a reversible error for many defects of
the court application of the rule as Petitioner challenged
in appellate and reply briefs.
Appellate courts appear evenly split in their review
with little or no majority of support for or against sua
sponte dismissals and more critical of process courts
34
employ to arrive at the sua sponte dismissal “[t]he trial
judge should have given notice of his intention to dismiss,
an opportunity to submit a written memorandum in
opposition to such motion, a hearing, and an opportunity
to amend the complaint to overcome the deficiencies raised
by the court. . . .” California Diversified Promotions,
Inc. v. Musick, 505 F.2d 278, 281 (9th Cir.1974). Accord,
Lewis v. State of New York, 547 F.2d 4, 6 (2d Cir. 1976);
Literature, Inc. v. Quinn, 482 F.2d 372,374 (1st Cir.1973).
Judicial Review articles have reasoned that employing
affirmative defenses and inserting the court into an
adversarial position in litigation to be improper without
a litigant having answered a responsive pleading and/
or motion to raise such defenses.2 The district court
ordered dismissal of Petitioner only after defendants
named in the summons failed to timely appear and/or
answer Petitioner’s complaint. The district court seemed
to implicate a lack of merit in the complaint and joined
the same order denying Petitioner’s motion filed two days
earlier seeking emergency injunctive relief and without
scheduling any hearing on the motion. Even so, in such
case as meritless or frivolous and inarticulate complaints,
they must first be accepted if all factual allegations in a
complaint as true and take[n]... in the light most favorable
to a pro se plaintiff Phillips v. County of Allegheny, 515
F.3d 224,229 (3d Cir. 2008); Erickson v. Pardus, 551 U.S.
89,93 (2007) and “must be held to less stringent standards
than formal pleadings drafted by lawyers.” Erickson v.
Pardus, 551 U.S. at 94 and the court must grant plaintiff
leave to amend a complaint unless amendment would be
2. 36 Quinnipiac L. Rev. 25 (2017-2018) Justice in Full Is
Time Well Spent: Why the Supreme Court Should Ban Sua Sponte
Dismissals.
35
inequitable or futile Grayson v. Mayview State Hosp., 293
F.3d 103,114 (3d Cir. 2002). The district court framing of
“futility” in refusing to grant leave to Petitioner to amend
the complaint and cure alleged deficiencies encapsulates
terse judicial activism as to parse language of the Fifth
Circuit analysis in its’ section 2. Applicable Law regarding
the court denial of a THIRD amended complaint and
motion in opposition raising the Rule 12(b)(6) affirmative
defenses in Marucci Sports, L.L.C. v. Nat’l Collegiate
Athletic Ass’n, 751 F.3d 368, 378 (5th Cir. 2014). In the
fuller context of the Fifth Circuit analysis of “2. Applicable
Law”, the appellate argued “the district court must
possess a “substantial reason” to deny leave to amend and
“failure to provide an adequate explanation to support
denial of leave to amend justifies reversal.” Mayeaux v.
La. Health Serv. And Indent. Co., 376 F.3d 420, 426 (5th
Cir. 2004) “unless the denial is “readily apparent,” and “if
the record reflects ample and obvious grounds for denying
leave to amend.” In this same context of analysis the
district court justifies his discretion to sua sponte dismiss
Petitioner’s complaint but fails to offer any explanation
of the futility outside of the pretext in the judgment for
subject matter jurisdiction this petition and preceding
prayers soundly rebutted. In Marucci the district court
had some reasoning and some record against the two
(2) prior motions and still granted leave to amend the
complaint before denying the third motion as futile given
the previous amendments failed to establish a record
or cured defaults of the prior two motions. The district
court in Petitioner’s dismissal held no such reasoning or
any record including any appearance or legitimate Rule
12 motion of a party defense to deny Petitioner leave
and motion to amend the allegedly defective complaint.
The Fifth Circuit established the record, reasoning and
36
explanation as proffered were sufficient to defeat an abuse
of discretion challenge on the appeal Anokwuru v. City
of Houston, et at, No. 20-20295 (5th Cir. March 16,2021)
Petitioner has fallen victim to substantial self
serving and craftily cited opinions to augment absence
of proper motion or appearance as “substantial reason”
from a vacant record justifying sua sponte dismissal and
constitutional challenge that denial of a Rule 15(a) motion
poses this case. The court alone determined without
motion or affirmative defenses as Rule 12(b) requires,
denying leave for Petitioner to amend his complaint was
improper and an abuse of discretion for lack of sufficient
reasoning from an empty record where no hearing or
motion other than Petitioner’s were before the court and
is reversible by law the Fifth Circuit failed to identify and
correct under their own precedence. This Court review ■
for reverse and remand is obliged to uphold and recoup
Article III constitutional protections of due process.
This haste to dismiss Petitioner’s complaint and
inhibit the injunctive relief motion likely contributed to
the court conflating rules and improperly dismissing
Petitioner’s complaint under Greenlaw, 128 S. Ct. at
2564; Henderson v. Shinseki, 131 S. Ct. 1197,1202 (2011)
(“Under [our adversary] system, courts are generally
limited to addressing the claims and arguments advanced
by the parties.”); McNeil v. Wisconsin, 501 U.S. 171,181
n.2 (1991) (“What makes a system adversarial rather
than inquisitorial is ... the presence of a judge who does
not (as an inquisitor does) conduct the factual and legal
investigation himself, but instead decides on the basis of
facts and arguments pro and con adduced by the parties.”)
Jefferson Fourteenth Associates v. Wometco De Puerto
Rico, Inc., 695 F.2d 524 (11th Cir. 1983)
37
V. The sua sponte dismissal deprives any opportunity
for ripe challenges to Chevron and statutory stare
decisis where agencies dispute Congress intent in
Whistleblower Protection Law and violated the
Appointments Clause allowing misconduct and
adjudications to oppose Congress reading of the
law.
The DOL OSHA is responsible for more than a dozen
different Congressional Acts appropriating duties to
investigate complaints arising from U.S. workers. The
DOL has as many diverse sets of rules for handling those
complaints with wide ranges of jurisdictional limitations
and remedies that are exclusive to those jurisdictions.
AIR21 is one of the most restrictive in terms of limitations
for when complaints must be brought, what actions
and subjects are covered under the act and what very
limited remedies are available to complainants should
investigators find a complaint meritorious. The only
benefit of the highly restrictive procedures for handling
AIR21 complaints under 29 CFR 1979 is a simple and
clear, interpretable intention of Congress in the law.
Safety reports made following adverse employment action
and safety reports of willful or intentional violation of
regulations or safety protocols are the only unprotected
activities under the law.
In response to sensational scandal in the financial
industry, Congress acted to curb risky and even
fraudulent activity of financial institutions by protecting
financial workers from retaliation for reporting these
risky activities that could adversely affect investor
holdings of public corporations under the SarbanesOxley legislation of 2002(SOX). Congress had greatly
exhausted legislative energies in AIR21 and hastily drew
38
SOX legislation to calm public markets and investor fears
of failures in Corporate Financial Responsibility. However,
Congress failed to create independent rules for handling
SOX complaints, underwriting compliance and enforcement
with AIR21 air carrier safety complaint procedures for
financial worker retaliation complaints. Highly complex
financial disclosures clearly contrast simple derivatives
of aviation safety reporting but disproportionately
earn merit determinations in a substantial majority of
retaliation complaints and inversely to the number of
merit determinations in AIR21 retaliation complaint
that are approximately 7% of all DOL complaints
disclosed by the DOL have issued a favorable outcome
for AIR21 whistleblowers. Moreover, courts routinely
claim imperfections and ambiguity in Congress’s hastily
drawn SOX law implicate fewer favorable SOX complaint
outcomes unfairly ensnare already low improbability any
aviation safety complainant will prevailing despite clear
statutory language dictating that only two complaint
distinctions that should not prevail under AIR21 while also
outlining broadest scopes of potential activities should be
protected without any certain exclusion. Nonetheless, air
carrier safety complaints administratively investigated
and adjudicated then reviewed by appellate courts have
a prolific history of statutory stare decisis and Chevron
deference Congress could not have intended. Statutory
stare decisis from poor jurisprudence of courts against
Congress’s intent to “disturb” agency ruling and their
“area of expertise” is precisely Congress’s warranted
for the due process afforded all parties under Article III
in administrative actions and is now upon this Court to
establish the law as Congress intended AIR12.
Congress and the FAA thrust AIR21 upon OSHA
without regard to limited “expertise” DOL investigators
39
could have with diverse complexities of evolving aviation
safety directives and flight operations since AIR21
inception. AIR21 and Pilot Records Improvement Act of
1996 have undergone significant changes in the law since
Petitioner brought his firstAIR21 complaint in October 2014
with much of the superseded guidance and prior statutory
versions of law obsolete and difficult to source without
substantial reach of investigative resources to demonstrate
a poor “expertise” of the DOL in its’ history of handling
AIR21 actions. The much more complex SOX protection
of Financial and Investment Industry whistleblower
disproportionately obtains favorable outcomes that
are near reciprocal of AIR21 complaints. Both Sox and
AIR21 together are disproportionately awarded favorable
outcomes compared to other industries such as those
covered under Seaman’s Protection Act (SPA, 46 U.S.C.
§ 2114) or Surface Transportation Assistance Act of 1982
(STAA, 49 U.S.C. § 31105) with well seasoned law seldom
engaged or revised compared to SOX and AIR21 industries.
DOL is an expert applying those long established laws
according to original intent but lulls mystique upon financial
or aviation safety industries’ whistleblower complaints
that subdues genuine and equal application for simplest
and clearest reading of the law from agency personnel
experience that is generally administrative and clerical.
Petitioner’s investigators largely come from regimented
military administrative experiences and the AL J formerly
adjudicated Social Security Administration Claims. This
agency “expertise” likely induced subjective and critical
analysis of AIR21 law related to protected activities
rather than evaluating the protected activities as claimed
under the statute as Congress clearly intended. Chevron
deference to “agency” expertise in this regard is clearly
faulty and the district court sua sponte dismissal thwarted
40
a rare opportunity for judicial review to answer significant
questions of public importance.
The DOL lack of expertise and familiarity with FAA
safety initiatives’ and correlating law allowed material
participation by DOL in violations of Complainant’s
privacy rights by abuse, unlawful dissemination and
disclosure of Confidential Pilot Records covered under
the Privacy Act of 1974 framed within Pilot Records and
Improvement Act of 1996 (PRIA) (49 USCA § 44703(h)
(5)). Petitioner repeatedly verbose pleadings advising of
the DOL investigation team and inappropriate inclusion
of the Solicitor, their possession and dissemination of
Petitioner’s Pilot records without consent or release of
liability as respondent violated extended to but should not
continue by the DOL. OSHA investigators sustained their
endorsement respondent abuses and unlawful handling of
PRIA records was reasonable and may justify adverse
employment action even in response to Petitioner making
safety reports and of potential violations of regulations
to the FAA and incorporated this position in June 2022
via “Closing Conference Letter” informing Petitioner of
proposed findings of a non-merit determination to dismiss
his 2021 AIR21 complaint. OSHA willful and deliberate
misconduct regarding Petitioner’s Confidential Pilot
Records violated PRIA Privacy law. Petitioner justly
pursued review and remedy outside the administrative
action’s purview and agency’s area of expertise or
judicial enforcement as state and federal causes of action
demonstrate civil remedy may be sought for PRIA
violations and damages awarded to parties adversely
affected by the violation FAA v. Cooper, 566 U.S. 284,132
S. Ct. 1441 (2012) and Nelson v. Tradewind Aviation, LLC,
Appellate Court of Connecticut Nos. 34624,34838.
41
The district court sua sponte dismissal deprives
Petitioner of his right to have the matter heard and
challenge Chevron and stare decisis for courts to
“interfere” and disrupt an absent FAA which is charged
with enforcement or upholding law preventing employers
from adversely affecting reputations of Pilots through
PRIA or opportunities for gainful and fruitful pilot
employment with high quality air carrier operations and
private operations now required to conduct PRIA records
review of prospective pilot hires.
Respondent also entered false statements and
information to OSH A regarding and including Petitioner’s
Confidential Pilot Records, intending to slander or defame
Petitioner in tortuous interference with a business
expectancy to misrepresent PRIA Pilot Records in their
possession and assert unknown and undisclosed deficiency
to deceive OSHA investigators for adverse decisions in
his AIR21 complaint (49 U.S.C. § 44703(j)(3)(A)&(B)) and
never described the alleged defects they claimed justified
the unlawful access and dissemination of his confidential
pilot records and termination. OSHA investigators failed
to follow PRIA law as Petitioner requested and cited
requirement of an opportunity to correct any described
deficiency (49 U.S.C. § 44703(h)(9)&(10)) or obtain copies
of all records provided without Petitioner’s consent.
DOL misconduct extended beyond these highlighted
breaches of Petitioner’s privacy with refusal of pertinent
agency review detailed in official written requests of
the Administrator, Regional Administrator, Office of
Inspector General and as provided under law, statute
and the agency rules to include Petitioner Freedom of
Information Request (FOIA) filed June 6,2023 and persists
42
even after the AL J unlawfully dismissed petitioner’s 2021
complaint erasing a monetary award and reinstatement.
The agency has indicated refusing to provide any or very
specific information requested and not exempted under
the FOIA Act of 1966 to include communications between
the Office of the Solicitor and Investigative staff that are
believed to contain inappropriate discussions regarding
Petitioner’s 2014 and 2021AIR21 cases as they were under
appellate and judicial review before respondent filed their
objection to agency findings in favor of Petitioner.
Beyond stated objections to appointments clause
violations of the ALJ under Lucia, Petitioner outlined
agency violations of the Administrative Procedures Act
and 29 CFR 18, particularly, rules requiring rotation of
ALJ case assignments among districts’ judges where
complaints are brought. Since 2014, the Chief ALJ had
improperly assigned more than 120 AIR21 cases to
only one ALJ from Cherry Hill, NJ ALJ District. Both
Petitioner’s 2014 case from Washington State and 2021
from Texas were assigned this same Cherry Hill, NJ ALJ
despite Petitioner protesting the appointments clause
violation beginning with his 2014 case. The Cherry Hill,
NJ ALJ is on record in Petitioner’s 2017 ALJ Hearing
declaring his role in the DOL was an ALJ “Circuit
Rider” assigned only AIR21 and operating between all
the ALJ districts to hear AIR21 cases despite no rule or
congressional appropriation for the DOL to create such
a biased position being shown in any published rule or
procedure and contrary to law and Congress legislation
for Administrative Law Judges. This deprives all the
districts from a proper rotation of cases and routine
familiarity of AIR21 that has likely induced significant
error in handling AIR21 cases the law requiring rotation
43
of assignments among the judges within districts where
complaint were brought is inclined to inhibit. The DOL
Chief AL J implicitly acknowledged DOL misconduct after
Petitioner objected to the Chief ALJ, Office of Inspector
General and Regional Administrator, the Cherry Hill,
NJ ALJ was not assigned another AIR21 case for the
remainder of the 2023 term or well into 2024 when the
. ALJ first AIR21 assignment is believed to be a complaint
brought in the Cherry Hill, New Jersey ALJ district.
Denial of requested emergency injunctive relief and
Sua sponte dismissal of Petitioners’ lengthy claims against
the DOL permitted substantial further misconduct
and retaliation against Petitioner in his AIR21 case in
violation of DOL ALJ rules under 29 CFR 18 and an
unlawful dismissal of Petitioner’s AIR21 Complaint that
vacated favorable findings of the Secretary and order for
reinstatement of his employment as Petitioner repeatedly
advised the ALJ and sought a stay while seeking
judicial review and enforcement of agency reinstatement
orders. Dismissal of Petitioner’s claims regarding the
ALJ misconduct assignments reinforces a defective
establishment of statutory stare decisis and deference
for Chevron by depriving Petitioner of an opportunity to
review conduct of the assigned ALJ in more than onehundred-twenty (120) cases where the final outcome was
only favorable to complainants in less than ten (10) total
cases the ALJ presided and decisions and orders of the
ALJ appear to violate substantial evidence standards of
review under Congress intent under the statute as well as
potential misconduct in application of rules of the tribunal
and Federal Rules of Civil Procedure under Chapter 7 of
Title 5.
44
Congress only permits two fundamental conditions
where a whistleblower complaint should hold no merit as
the activity is not protected under AIR21: 1) Reporting
of Safety information only after the adverse action has
commenced, or 2) safety reports related to willful or
inadvertent violation of rules or regulation and induced
by the reporting employee without an air carrier’s
knowledge. Tribunals have far too often injected
adversarial adjudication of merit determinations to
disregard or disqualify whistleblower protected activities
from coverage under the act. The Cherry Hill, NJ ALJ
assigned to more than 120 AIR21 cases has far history of
overreach and subjective application and broad expansion
of the simple exclusions of protected activity to void AIR21
claims as was demonstrated in Petitioner’s 2017 ALJ
hearing. Congress broad language and intent in the law
paints a very broad range of all encompassing activities
where a nexus can and should be formed with adverse
employment action to make the law as effective as possible
to promote safety reporting by frontline operations staff
through appropriate remedy for complainant to compel
air carrier compliance with safety and security protocols
installed by the FAA and inhibit harassment of safety
reporters.
ALJ misconduct and unlawful assignment in
Petitioner’s 2017 hearing refused to weigh substantial
evidence favorable to Petitioner, that his safety reporting
of July 9, 2014 was mandatory by law and the operator
expressed written safety directives to clarify three (3)
separate and conflicting duty and flight assignments
from multiple supervisors between his joint employers,
performing all of the conflicting assignments without
raising questions in the mandated safety reporting,
45
Petitioner would violate FAA Flight time and Rest
Requirements in 14 CFR § 135.267. The ALJ decision
absurdly stated his mandated report of concerns for the
compounded assignments exceeding the Rest Requirements
were inconsequential and not protected under AIR21 for
Petitioner could control at any time whether he would
actually violate the regulation. The ALJ implicated
Petitioner should have completed all assignments and not
engaged or contend with the joint employers’ conflicting
assignments and recent reiteration of protocols requiring
reports of erroneous assignments jeopardizing safety or
regulatory compliance. The ALJ patently failed to weigh
substantial evidence Petitioner presented for a preceding
duty period had violated the same regulation when Petitioner
was placed in similar circumstances and events beyond his
control caused a violation of rest period requirements in 14
CFR 135.267. Management criticized Petitioner and issued
companywide clarification requiring prompt reporting of
just such concerns in the future. The ALJ refused to allow
evidence of poor safety culture’s causation of an aircraft
accident soon after Petitioner’s termination when similar
operations tempo and persistent staffing issues plaguing
Petitioner July 9, 2014, contributed to damage that could
have been more substantial and injurious to aircraft
occupants. The ALJ also weighed unsupported testimony
of respondent witnesses against Petitioner’s substantial
physical evidence and communications regarding poor
safety culture contended between joint employers despite
an unheard motion in limine the ALJ refused to rule
or answer Petitioner’s requests to limit unsupported
testimony.
46
VI. The sua sponte dismissal deprives opportunity
for ripe challenge whether Congress intended
whistleblower protection law to permit setoffs
in backpay awards in clear absence of punitive
damages as a remedy.
AIR21 has no compelling feature for DOL to
adequately serve FAA and Whistleblower protections
intended to enhance aviation safety and security
protocols. AIR21 contains no “kick-out” provision or
allows preemption by state law that is meaningful or
dissuades misconduct or violations of air carriers Act and
no punitive remedy is available to wrongfully terminated
whistleblowers while many other OSHA investigated
actions provide substantial remedy to discourage violation
of retaliation and discrimination prevention programs.
While investigators contemplated dismissal of Petitioner’s
AIR21 complaint, their correspondence demanded
Petitioner payroll and income records including premature
withdrawal from retirement activities needed to support
Petitioner’s loss of income from respondent retaliation
and blacklisting.
AIR21 language does not cite sett-offs for monetary
awards and does not narrow consideration of “Front Pay”
or “Back Pay” where “return of complainants to their
former position and pay is not possible.” The district court
sua sponte dismissal deprives courts of a rare opportunity
to argue growing judicial distaste of courts application
sett-off doctrine in discrimination complaints where no
punitive damage remedy is available and other awards
are highly restrictive or capped with no trebling of actual
damages for willful misconduct or intent to violate or not
comply with law. Petitioner is particularly aggrieved where
47
limited mitigation of further damage for respondents’
willful actions to blacklist Petitioner with operators known
to Respondent who required notice and approval to avoid
conflicts during Petitioner’s employment. Respondent
continued to willfully and knowingly violate privacy act
law with regard to Petitioner PRIA Pilot Records to
publicly blacklist Petitioner with other air carriers and
FAA operators to an unknown degree of mishandling of
PRIA records prevented Petitioner from finding gainful
employment for the required records requests to work
under FAA oversight allow the respondent to perpetuate
blacklisting as far as the required FAA PRIA Records
Checks may reach to prevent his gainful employment as
a commercial pilot.
CONCLUSION
The Supreme Court should grant this petition for writ
of certiorari so pertinent and important questions of law
and judicial review of agency orders, of agency conduct
and Congress intent to secure Article III due process
rights’ in Article II administrative agency actions are
finally fully answered by this Court establishing improper
application of unlegislated acts through statutory stare
decisis shall be reversed; that an accord of appropriate
judicial review shall be always be conducted as established
by this Court and Congress original intent for Pilot
Privacy and Whistleblower Protection being restored as
an effective law of the land to regain frontline air carrier
operations staff and pilot confidence in safety and security
of flight operations within mandated safety systems of air
carriers they are employed so persons and and property
engaged in air commerce or inadvertently exposed as
a patient under the care of emergency air ambulance
48
operators may quietly enjoy the highest performing duties
of care Congress intended for aviation safety and security
programs.
Respectfully submitted,
Robert D. Kreb, Jr.
2100 SE 40th Avenue
Amarillo, TX 79118
(806) 471-3007
Pro Se
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