Petition for Writ of Certiorari — Eddie Tardy, Petitioner v. Corrections Corporation of America, nka CoreCivic, et al.
Supreme Court briefAug 7, 2023
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NO. __________
IN THE
Supreme Court of the United States
EDDIE TARDY,
Petitioner,
v.
CORRECTIONS CORPORATION OF AMERICA, nka
CORECIVIC, ET AL.
Respondents.
On Petition for Writ of Certiorari to the
United States Court of Appeals for the Sixth Circuit
PETITION FOR A WRIT OF CERTIORARI
DANIEL A. HORWITZ
LINDSAY E. SMITH
MELISSA K. DIX
HORWITZ LAW, PLLC
4016 Westlawn Dr.
Nashville, TN 37209
(615) 739-2888
daniel@horwitz.law
lindsay@horwitz.law
melissa@horwitz.law
JOHN J. BURSCH
Counsel of Record
BURSCH LAW, PLLC
9339 Cherry Valley Ave., #78
Caledonia, MI 49316
(616) 450-4235
jbursch@burschlaw.com
Counsel for Petitioner
i
QUESTIONS PRESENTED
In Public Citizen v. United States Department of
Justice, 491 U.S. 440 (1989), and Federal Election
Commission v. Akins, 524 U.S. 11 (1988), this Court
recognized that Article III’s injury requirement is
satisfied when a litigant seeks to vindicate a right of
public access to information. If that principle is true
for ABA judicial evaluations and records of political
activities that an organization is required to disclose
to the public, it is doubly so when an individual seeks
access to improperly sealed court records.
The Sixth Circuit reached the opposite conclusion
here, holding that a member of the public lacks
standing to intervene and unseal court documents
unless he also shows personalized “adverse effects.”
App.7a. As the dissent explained, that analysis “fails
to heed” this Court’s decisions in Public Citizen and
Akins and places the Sixth Circuit “at odds with [its]
sister circuits.” App.10a (Gibbons, J., dissenting).
Though “the public right of access to judicial records
is deeply rooted in Anglo-American history and
tradition, the majority’s holding suggests that the
Constitution prevents any specific member of the
public from vindicating that right.” Id. at 16a–17a.
The question presented is:
Whether an intervenor’s interest in transparency
is sufficient to confer standing to seek access to sealed
or protected judicial records (as the First, Third,
Fourth, and Eleventh Circuits hold); whether an
intervenor’s standing turns on whether the underlying case is still pending (as the Fifth Circuit holds);
or whether an intervenor must show personalized
“adverse effects” to seek document unsealing (as the
Sixth Circuit held here).
ii
PARTIES TO THE PROCEEDING AND
CORPORATE DISCLOSURE STATEMENT
Petitioner is Eddie Tardy, an individual person.
Respondents are Corrections Corporation of
America, nka CoreCivic, a corporation; Damon T.
Hininger; David M. Garfinkle; Todd J. Mullenger; and
Harley G. Lappin, Director.
Additional parties are individual Plaintiffs Nikki
Bollinger Grae and Luvell L. Glanton; Plaintiff
Amalgamated Bank, as Trustee for the LongView
Collective Investment Fund; and individual Intervenor Marie Newby.
LIST OF ALL PROCEEDINGS
U.S. Court of Appeals for the Sixth Circuit, Case
No. 22-5312, Grae v. Tardy, opinion issued January
13, 2023, en banc review denied March 9, 2023.
U.S. District Court for the Middle District of
Tennessee, No. 3:16-cv-02267, Order entered April 8,
2022.
iii
TABLE OF CONTENTS
QUESTIONS PRESENTED ....................................... i
PARTIES TO THE PROCEEDING AND
CORPORATE DISCLOSURE STATEMENT ...... ii
LIST OF ALL PROCEEDINGS ................................. ii
APPENDIX TABLE OF CONTENTS ....................... v
TABLE OF AUTHORITIES ..................................... vi
DECISIONS BELOW................................................. 1
STATEMENT OF JURISDICTION .......................... 1
PERTINENT CONSTITUTIONAL PROVISION ..... 1
INTRODUCTION ...................................................... 2
STATEMENT OF THE CASE ................................... 6
I. The public right to access court documents ......... 6
II. Nature of the case and proceedings below ........... 9
REASONS FOR GRANTING THE WRIT............... 15
I. The Sixth Circuit’s decision created a 4-1-1
circuit split over whether an intervenor must
allege adverse effects to have standing to
unseal judicial documents. ................................. 16
A. The Fourth and Eleventh Circuits broadly
allow intervenors standing to seek
unsealing of judicial records. ........................ 16
B. The First and Third Circuits have held
that the public has standing to seek
modification of protective orders for the
purpose of accessing court documents. ......... 18
iv
C. In conflict with multiple circuits, the Fifth
Circuit holds that third parties generally
have standing to intervene and unseal
documents—but not after a case has
concluded. ...................................................... 20
II. The Sixth Circuit’s rule conflicts with this
Court’s decisions in Public Citizen and Akins. .. 22
III.This case is of immense importance to the
principle of government transparency and an
ideal vehicle to resolve the circuit conflict and
resolve the question presented. .......................... 25
CONCLUSION ......................................................... 27
v
APPENDIX TABLE OF CONTENTS
United States Court of Appeals for the
Sixth Circuit,
Order in 22-5312,
Issued January 13, 2023 .................................. 1a–17a
United States District Court for the
Middle District of Tennessee,
Order in 3:16-cv-02267,
Issued April 8, 2022 ....................................... 18a–24a
United States Court of Appeals for the
Sixth Circuit,
Order Denying Petition for Rehearing
En Banc in 22-5312,
Issued March 9, 2023 ..................................... 25a–26a
vi
TABLE OF AUTHORITIES
Cases
Anderson v. Cryovac, Inc.,
805 F.2d 1 (1st Cir. 1986) .................................. 19
Beckman Indus., Inc. v. Int’l Ins. Co.,
966 F.2d 470, 472 (9th Cir. 1992)...................... 20
Brown & Williamson Tobacco Corp. v. F.T.C.,
710 F.2d 1165 (6th Cir. 1983) ..................... 3, 6, 8
Brown v. Advantage Eng’g, Inc.,
960 F.2d 1013 (11th Cir. 1992)...........4, 17, 18, 19
Campaign Legal Center v. Scott,
49 F.4th 931 (5th Cir. 2022) .................. 13, 15, 24
City of Hartford v. Chase,
733 F. Supp. 533 (D. Conn. 1990) ..................... 19
City of Hartford v. Chase,
942 F.2d 130 (2d Cir. 1991) ............................... 19
Comm’r v. Advance Loc. Media, LLC,
918 F.3d 1161, 1172 n.5 (11th Cir. 2019) ......... 21
Dep’t of Air Force v. Rose,
425 U.S. 352 (1976)............................................ 23
Dep’t of Justice v. Julian,
486 U.S. 1 (1988)................................................ 22
Dep’t of Justice v. Reporters Comm. for Freedom
of Press,
489 U.S. 749 (1989)............................................ 22
Deus v. Allstate Ins. Co.,
15 F.3d 506 (5th Cir. 1994) ............................... 20
vii
Doe v. Pub. Citizen,
749 F.3d 246 (4th Cir. 2014) ................... 3, 16, 17
E.E.O.C. v. Nat’l Children’s Ctr., Inc.,
146 F.3d 1042, 1047 (D.C. Cir. 1998) ................ 21
FBI v. Abramson,
456 U.S. 615 (1982)............................................ 22
FDIC v. Ernst & Ernst,
677 F.2d 230, 231–32 (2d Cir. 1982) ................. 20
Federal Election Comm’n v. Akins,
524 U.S. 11 (1988)................................. i, 2, 12, 23
Globe Newspaper Co. v. Pokaski,
868 F.2d 497 (1st Cir. 1989) ................................ 7
Goodman v. Fuller,
960 F.2d 149 (6th Cir. 1992) ............................... 3
Grae v. Corr. Corp. of Am.
(6th Cir. Jan. 13, 2023) (No. 22-5312)............... 10
Grove Fresh Distrib., Inc. v. Everfresh Juice Co.,
24 F.3d 893 (7th Cir. 1994) ................................. 7
Hartford Courant Co. v. Pellegrino,
308 F.3d 83 (2d Cir. 2004) ................................... 7
In re Alexander Grant & Co. Litig.,
820 F.2d 352 (11th Cir. 1987) ........................... 19
In re Knoxville News Sentinel Co.,
723 F.2d 470 (6th Cir.1983) .......................... 3, 11
In re Lobe Newspaper Co.,
729 F.2d 47 (1st Cir. 1984) ................................ 19
In re Providence Journal Co.,
293 F.3d 1 (1st Cir. 2002) .................................... 7
viii
In re San Juan Star Co.,
662 F.2d 108 (1st Cir. 1981) .............................. 19
In re Search Warrant,
855 F.2d 569 (8th Cir. 1988) ............................... 7
Ipsen Biopharmaceuticals, Inc. v. Becerra,
2021 WL 4399531 (D.D.C. Sept. 24, 2021) ....... 24
Kelly v. RealPage Inc.,
47 F.4th 202 (3d Cir. 2021) ............................... 14
Kleindienst v. Mandel,
408 U.S. 753 (1972).............................................. 3
L. Singer & Sons v. Union Pac. R.R. Co.,
311 U.S. 295 (1940)............................................ 17
Leucadia, Inc. v. Applied Extrusion Technologies,
Inc.,
998 F.2d 157, 161 n.5 (3d Cir. 1993) ................. 20
Lugosch v. Pyramid Co. of Onondaga,
435 F.3d 110 (2d Cir. 2006) ................................. 5
Meyer Goldberg, Inc. of Lorain v. Fisher Foods,
823 F.2d 159 (6th Cir.1987) .......................... 3, 11
Newby v. Enron Corp.,
443 F.3d 416 (5th Cir. 2006) ................... 4, 20, 21
Nixon v. Warner Commc’n, Inc.,
435 U.S. 589 (1978).............................................. 6
Pansy v. Borough of Stroudsburg,
23 F.3d 772 (3d Cir. 1994) ............................. 4, 19
Phoenix Newspapers, Inc. v. United States Dist.
Court,
156 F.3d 940 (9th Cir. 1998) ............................... 7
ix
Press-Enterprise Co. v. Superior Ct. of Ca.,
Riverside Cty.,
464 U.S. 501 (1984).............................................. 8
Public Citizen v. Liggett Grp., Inc.,
858 F.2d 775 (1st Cir. 1988) .................... 4, 18, 19
Public Citizen v. United States Dep’t of Justice,
491 U.S. 440 (1989)................... i, 2, 12, 13, 22, 23
Richmond Newspapers, Inc. v. Virginia,
448 U.S. 555 (1980).......................................... 3, 7
Rudd Equip. Co. v. John Deere Constr. &
Forestry Co.,
834 F.3d 589 (6th Cir. 2016) ............................. 11
SEC v. Van Waeyenberge,
990 F.2d 845 (5th Cir. 1993) ............................... 8
Smith v. United States,
431 U.S. 291 (1977).............................................. 3
Stanley v. Georgia,
394 U.S. 557 (1969).............................................. 2
State ex rel. Colscott v. King,
57 N.E. 535 (Ind. 1900)........................................ 6
State ex rel. Ferry v. Williams,
41 N.J.L. 332 (1879) ............................................ 6
TransUnion LLC v. Ramirez,
141 S. Ct. 2190 (2021)...................2, 11, 12, 13, 24
TransUnion LLC v. Ramirez,
141 S. Ct. 792 (2020).......................................... 24
Trichell v. Midland Credit Mgmt., Inc.,
964 F.3d 990 (11th Cir. 2020) ........................... 11
x
United Nuclear Corp. v. Cranford Ins. Co.,
905 F.2d 1424, 1427 (10th Cir. 2990)................ 20
United States v. Amodeo,
71 F.3d 1044 (2d Cir. 1995) ................................. 5
United States v. Antar,
38 F.3d 1348 (3d Cir. 1994) ................................. 7
United States v. Cianfrani,
573 F.2d 835 (3d Cir. 1978) ............................... 19
United States v. Weber Aircraft Corp.,
465 U.S. 792 (1984)............................................ 22
Van Cleve v. U.S. Sec’y of Commerce,
2022 WL 1640669 (11th Cir. May 24, 2022) ..... 25
Wilson v. Am. Motors Corp.,
759 F.2d 1568 (11th Cir. 1985).................... 17, 18
Statutes
28 U.S.C. 1248 ............................................................ 1
28 U.S.C. 1254(1) ....................................................... 1
28 U.S.C. 1331 ............................................................ 1
Other Authorities
1 J. Bentham, Rationale of Judicial Evidence 524
(1827).................................................................... 7
3 W. Blackstone, Commentaries 372–73................... 7
David S. Ardia, Court Transparency and the First
Amendment, 38 CARDOZO L. REV. 835 (2017) ..... 8
M. Hale, The History of the Common law of
England 343–45 (6th ed. 1820) ........................... 7
U.S. Const. art. III, § 2 ............................................... 1
1
DECISIONS BELOW
The district court’s order granting and denying in
part Intervenor Marie Newby’s Motion to Intervene
and Unseal Judicial Documents and Exhibits is not
reported but is reprinted at App.18a.
The Sixth Circuit’s opinion denying Petitioner
Eddie Tardy’s Motion to Intervene and Unseal
Judicial Documents and Exhibits is reported at 57
F.4th 567 (6th Cir. 2022) and reprinted at App.1a.
The Sixth Circuit’s order denying rehearing en banc
is not reported but is available at 2023 WL 2752575
and reprinted at App.25a.
STATEMENT OF JURISDICTION
The Sixth Circuit entered judgment on January
13, 2023, and denied rehearing en banc on March 9,
2023. Lower courts had jurisdiction under 28 U.S.C.
1331 and 28 U.S.C. 1248. This Court has jurisdiction
under 28 U.S.C. 1254(1).
PERTINENT CONSTITUTIONAL PROVISION
Article III, § 2 of the U.S. Constitution states, in
relevant part: “The judicial Power shall extend to …
Controversies … between Citizens of different
States.”
2
INTRODUCTION
Transparency in court proceedings promotes confidence in the judicial system and the fair administration of justice. It also encourages judges to act
impartially and consistently. Yet the 2-1 published
panel decision below impairs the judiciary’s promise
of transparency by holding that members of the public
lack standing to unseal improperly sealed court
documents unless they demonstrate personalized
“adverse effects.” App.7a. Judge Gibbons’ dissent
chastised the ruling, which “fails to heed [this] Court’s
decisions in Public Citizen v. United States
Department of Justice, 491 U.S. 440 (1989), and
Federal Election Commission v. Akins, 524 U.S. 11
(1998),” and puts the Sixth Circuit “at odds with [its]
sister circuits[.]” App.10a (Gibbons, J., dissenting).
In reaching that holding, the panel applied the
“adverse effects” language in TransUnion LLC v.
Ramirez, 141 S. Ct. 2190 (2021), to claims involving
sealed judicial documents—a position that no party’s
brief advanced. TransUnion was a damages case, and
the opinion made clear that its holding did not apply
to situations where the public’s right to public information was at stake. E.g., id. at 2214 (distinguishing
Akins and Public Citizen because “those cases
involved denial of information subject to publicdisclosure or sunshine laws that entitle all members
of the public to certain information.”).
TransUnion further explained that, for standing
purposes, “traditional harms may also include harms
specified by the Constitution itself.” Id. at 2204. That
observation controls here, given that the right to
receive information is a constitutional right. E.g.,
Stanley v. Georgia, 394 U.S. 557, 564 (1969) (“It is
3
now well established that the Constitution protects
the right to receive information”); Smith v. United
States, 431 U.S. 291, 319, n.18 (1977) (“the First
Amendment necessarily protects the right to ‘receive
information and ideas.’”) (quoting Kleindienst v.
Mandel, 408 U.S. 753, 762–63 (1972)). Accord Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555,
576–77 (1980) (“‘In a variety of contexts, this Court
has referred to a First Amendment right to ‘receive
information and ideas.’ What this means in the
context of trials is that the First Amendment guarantees of speech and press, standing alone, prohibit
government from summarily closing courtroom
doors.”) (quoting Kleindienst, 408 U.S. at 762).
The panel majority’s holding also transformed the
Sixth Circuit’s sealing precedent. That precedent
used to afford members of the public an essential
“check on courts,” which guards against secrecy that
“insulates the participants, masking impropriety,
obscuring incompetence, and concealing corruption.”
Brown & Williamson Tobacco Corp. v. F.T.C., 710
F.2d 1165, 1178–79 (6th Cir. 1983). The Sixth Circuit
previously regarded that check as “a presumptive
right to inspect and copy judicial records.” Goodman
v. Fuller, 960 F.2d 149 (6th Cir. 1992) (citing Meyer
Goldberg, Inc. of Lorain v. Fisher Foods, 823 F.2d 159,
163 (6th Cir.1987); In re Knoxville News Sentinel Co.,
723 F.2d 470, 473–74 (6th Cir.1983)).
By now taking the opposite view, the Sixth Circuit
created an irreconcilable 4-1-1 circuit conflict. As
Judge Gibbons explained it, “[t]wo circuits have held
that intervenors have standing to vindicate the
public’s First Amendment right of access to judicial
records.” App.15a (Gibbons, J., dissenting) (citing Doe
v. Pub. Citizen, 749 F.3d 246, 262–65 (4th Cir. 2014),
4
and Brown v. Advantage Eng’g, Inc., 960 F.2d 1013,
1016 (11th Cir. 1992)). “Two other circuits,” she
continued, “have held that intervenors have standing
to seek modification of discovery-related protective
orders, suggesting a fortiorari that they would also
have standing to seek unsealing of documents on a
court’s docket.” App.15a–16a (citing Pub. Citizen v.
Liggett Grp., Inc., 858 F.2d 775, 787 (1st Cir. 1988),
and Pansy v. Borough of Stroudsburg, 23 F.3d 772,
777 (3d Cir. 1994)).
The Fifth Circuit, Judge Gibbons explained,
“holds that intervenors have standing to vindicate the
public right of access to information by unsealing in
cases that are still pending” but also “says that
intervenors lack standing to seek unsealing in
situations like this one where the underlying case is
closed.” App.16a (discussing Newby v. Enron Corp.,
443 F.3d 416, 421–22 (5th Cir. 2006)). But the panel
majority’s opinion here makes the Sixth Circuit “the
only one to hold that intervenors categorically lack
standing to vindicate the public right of access to
information.” Ibid. (emphasis added). And the
majority did so based on a single sentence from the
same TransUnion opinion that specifically excepted
public-disclosure claims from its scope, “treating
TransUnion as if it overruled Public Citizen to the
extent that Public Citizen enumerated the exclusive
requirements for standing in cases where a litigant
seeks to vindicate a public right of access to
information.” App.13a (Gibbons, J., dissenting).
By requiring unsealing proponents to demonstrate personalized “adverse effects from the denial of
information,” App.7a, the panel majority’s ruling will
have catastrophic effects on all manner of informational and public-disclosure claims—from sealing, to
5
FOIA, to courtroom closure, to gag orders. At best, the
panel’s decision will require citizens to disclose to a
judge—one whose rulings they may be investigating
for impropriety—their motivation to seek records held
by their government to satisfy the panel’s heightened
injury standard. Contra, e.g., Lugosch v. Pyramid Co.
of Onondaga, 435 F.3d 110, 123 (2d Cir. 2006) (“what
the Newspapers seek to do with the documents has no
effect on our consideration”); United States v. Amodeo,
71 F.3d 1044, 1050 (2d Cir. 1995) (“we believe motive
generally to be irrelevant to defining the weight
accorded the presumption of access.”). At worst, it will
stymie such claims entirely, because without speculating, litigants cannot plausibly know how they were
injured by being denied access to information that
they have a right to receive but cannot see. As Judge
Gibbons put it, “How can a member of the public,
unfamiliar with the contents of a sealed judicial record, establish how the failure to disclose that record
harms him?” App.16a. (Gibbons, J., dissenting).
At bottom, it does not even matter whether the
Sixth Circuit was correct in its interpretation of this
Court’s precedents addressing the right to information. It simply cannot be the case that the right of a
third party to access sealed court documents, or documents subject to a protective order, varies depending
on the district where the litigation is venued. The
Court should grant review, resolve the 4-1-1 circuit
split, and either affirm that citizens with a transparency interest have no standing to pursue public
records or reverse and hold that there is an Article III
injury when a court improperly prevents the public
from seeing such records. Given the importance of the
issue and the uncertainty caused by the circuit split,
certiorari is warranted.
6
STATEMENT OF THE CASE
I.
The public right to access court documents
American courts have long recognized a “general
right to inspect and copy … judicial records and
documents.” Nixon v. Warner Commc’n, Inc., 435 U.S.
589, 597 (1978) (numerous citations omitted). And,
contrary to the practice in English courts, American
courts “generally do not condition enforcement of this
right on a proprietary interest in the document or
upon a need for it as evidence in a lawsuit.” Id.
(emphasis added). Rather, the “interest necessary to
support the issuance of a writ compelling access has
been found” in mere transparency, such as a “citizen’s
desire to keep a watchful eye on the workings of public
agencies.” Id. at 598 (citing State ex rel. Colscott v.
King, 57 N.E. 535 , 536–38 (Ind. 1900), and State ex
rel. Ferry v. Williams, 41 N.J.L. 332, 336–39 (1879)).
To be sure, this right is “not absolute;” but the reasons
for denying access to judicial records must be
compelling—such as protecting proprietary business
information, id.
The foundation for this broad right of access goes
to the very root of our constitutional democracy: “[t]he
English common law, the American constitutional
system, and the concept of the ‘consent of the
governed’ stress the ‘public’ nature of legal principles
and decisions.” Brown & Williamson Tobacco Corp. v.
FTC, 710 F.2d 1165, 1177 (6th Cir. 1983). And the
need for public access to judicial records is not limited
to transparency. It also increases judicial accountability.
7
This Court, in the context of open judicial
proceedings, quoted Jeremy Bentham for the
proposition that transparency is the keystone to an
effective—and accountable—judiciary. “Without
publicity, all other checks are insufficient: in comparison of publicity, all other checks are of small account.
Recordation, appeal, whatever other institutions
might present themselves in the character of checks,
would be found to operate rather as cloaks than
checks; as cloaks in reality, as checks only in appearance.” Richmond Newspapers, Inc. v. Virginia, 448
U.S. 555, 569 (1980) (quoting 1 J. Bentham, Rationale
of Judicial Evidence 524 (1827)). Indeed, an open
court system is the bulwark against “decisions based
on secret bias or partiality.” Id. (citing M. Hale, The
History of the Common law of England 343-45 (6th
ed. 1820); 3 W. Blackstone, Commentaries 372–73).
Following this reasoning, “[n]umerous federal
and state courts have [ ] extended the First Amendment protection provided by Richmond Newspapers to
particular types of judicial documents, determining
that the First Amendment itself, as well as the
common law, secures the public’s capacity to inspect
such records.” Hartford Courant Co. v. Pellegrino, 308
F.3d 83, 91–91 (2d Cir. 2004) (citing In re Providence
Journal Co., 293 F.3d 1, 10–13 (1st Cir. 2002);
Phoenix Newspapers, Inc. v. United States Dist. Court,
156 F.3d 940, 948 (9th Cir. 1998); United States v.
Antar, 38 F.3d 1348, 1359–60 (3d Cir. 1994); Grove
Fresh Distrib., Inc. v. Everfresh Juice Co., 24 F.3d 893,
897 (7th Cir. 1994); Globe Newspaper Co. v. Pokaski,
868 F.2d 497, 505 (1st Cir. 1989); In re Search
Warrant, 855 F.2d 569, 573 (8th Cir. 1988)).
8
Applying these principles, a trial court that
intends to seal a court record is required to set forth
its specific findings and conclusions “which justify
nondisclosure to the public”—even if neither party
objects to the sealing. Brown & Williamson, 710 F.2d
at 1176. Accord, e.g., SEC v. Van Waeyenberge, 990
F.2d 845, 849 (5th Cir. 1993) (reversing trial court
because of a lack of “evidence in the record that the
district court balanced the competing interests prior
to sealing the final order”). And in the rare instance
where circumstances require sealing a judicial document or record, the trial court must engage in a
narrow tailoring analysis and “seal only such parts …
as necessary.” Press-Enterprise Co. v. Superior Ct. of
Ca., Riverside Cty., 464 U.S. 501, 825–26 (1984).
Yet belying the commitment to transparency,
“[j]udges across the country routinely close court
proceedings and restrict public access to judicial
records, including sealing entire cases.” David S.
Ardia, Court Transparency and the First Amendment,
38 CARDOZO L. REV. 835, 838–39 (2017). “In recent
years, it has come to light that some courts have
maintained secret dockets containing thousands of
cases.” Id. at 839. And following the shift of many
courts to electronic access to court records, “a number
of courts and legislatures have sharply limited public
access to certain proceedings and records.” Id. at 843
(citations omitted). Other courts, such as the district
court below, simply rubber-stamp requests to seal
judicial documents, providing no reasoning at all.
Such secrecy is inimical to judicial transparency
and public faith in the justice system. The solution
comes in the form of third parties like Petitioner who
seek intervention for the purpose of shedding light on
the darkness of sealed court records.
9
II. Nature of the case and proceedings below
This case involves a private prison contractor—
CoreCivic—that performed poorly enough that the
federal government took remedial action to address
the company’s deficient safety and security record.
During the underlying securities fraud litigation, the
district court entered a series of uniformly unreasoned two-word (sometimes four-word) sealing orders
that adopted whatever position sealing proponents
advocated, merely scribbling “Motion GRANTED” in
the corner of a proponent’s motion without further
analysis.1 As a result, thousands of pages of records
regarding matters of extraordinary public concern
were sealed wholesale, without any accompanying
findings or reasoning.
Shortly after the original litigation settled, nonparty Marie Newby moved to intervene for the limited
purpose of unsealing the illicitly sealed documents.
App.3a. Again deferring to what proponents of
sealing—who confessed substantial error at this
point—wanted, the District Court unsealed some, but
not all, of the improperly sealed documents. Ibid. Ms.
1 7/20/2018 Order, R.106, PageID.2830; 10/29/2018 Order,
R.123, PageID.3483; 11/5/2018 Order, R.128, PageID.3511;
1/2/2019 Order, R.142, PageID.3652; 2/8/2019 Order, R.156,
PageID.4219; 2/22/2019 Order, R.164, PageID.4411; 11/23/2020
Order, R.368, PageID.17661; 11/23/2020 Order, R.369, Page
ID.17662; 11/23/2020 Order, R.371, PageID.17666; 11/23/2020
Order, R.372, PageID.17667; 12/7/2020 Order, R.377, Page
ID.17756; 12/7/2020 Order, R.378, PageID.17757; 12/7/2020
Order., R.379, PageID.17758; 2/17/2021 Order, R.414, Page
ID.23860; 2/17/2020 Order, R.415, PageID.23861; 2/22/2021
Order, R.432, PageID.24390; 2/22/2021 Order, R.433, Page
ID.24391.
10
Newby appealed. But before the Sixth Circuit
resolved her case, she and CoreCivic settled, and she
moved to dismiss her appeal. Ibid.
The same day, Eddie Tardy—a member of the
public who, like Ms. Newby, saw his child murdered
in CoreCivic’s care—moved to intervene and assume
Ms. Newby’s role. App.3a. He had good reason, too. In
particular, he was preparing to (and then did) file a
lawsuit in the same district that had just illicitly
sealed thousands of record pages for CoreCivic’s
benefit. But rather than claiming that the improper
sealing decisions meaningfully hindered his ability to
litigate that suit, he claimed a right as a member of
the public to access the treasure trove of documents
that the district court improperly sealed.
In response to questioning about his standing to
seek document unsealing, Mr. Tardy’s counsel
acknowledged that Mr. Tardy had not alleged any
“adverse consequences in terms of damages to Mr.
Tardy,” though he explained that, unlike
TransUnion, the present dispute is not about money
damages.2 He also maintained that asking whether
he had suffered adverse consequences was not the
proper inquiry for sealing claims, explaining that he
wished to exercise his right “to check the district
court’s rulings” instead.
The Sixth Circuit panel majority concluded that
this admission was fatal to Mr. Tardy’s Article III
standing, App.7a, because he “hasn’t suffered an
injury in fact,” App.4a.
2 Oral Argument at 1:53, 6:58, Grae v. Corr. Corp. of Am. (6th
Cir. Jan. 13, 2023) (No. 22-5312), https://bit.ly/43I0Yoz.
11
The majority started with the accepted proposition that for “Tardy to have standing, his injury must
be concrete and particularized.” App.4a (citing TransUnion, 141 S. Ct. at 2203). The majority honed in on
“the concreteness requirement.” Ibid. Though the
majority acknowledged that “intangible harms—like
the denial of information” may satisfy the concreteness standard, it “first look[ed] to history to determine
whether the harm was traditionally understood as
concrete enough to support standing.” Ibid.
The majority acknowledged a “long recognized”
“common-law right of public access to court records.”
App.4a (citing Meyer Goldberg, 823 F.2d at 163, and
In re Knoxville, 723 F.2d at 473–74). “That right,” the
majority continued, “flows from the ‘long-established
legal tradition’ allowing the public to inspect and copy
judicial records.” Ibid. (citing Rudd Equip. Co. v. John
Deere Constr. & Forestry Co., 834 F.3d 589, 593 (6th
Cir. 2016)). “Thus, litigants who assert the violation
of their right of access to judicial records,” like Eddie
Tardy, “stand on strong historical ground.” Ibid.
Conflating public access to judicial documents
with access to other forms of information, the majority
then cited TransUnion for the proposition that “the
mere denial of information is insufficient to support
standing.” App.5a (citing TransUnion, 141 S. Ct. at
2214), and Trichell v. Midland Credit Mgmt., Inc., 964
F.3d 990, 1004 (11th Cir. 2020)). Continuing that
conflation, the majority said that “the courts of
appeals have consistently recognized that, to have
standing, a plaintiff claiming an information injury
must have suffered adverse effects from the denial of
access to information.” App.5a (citations omitted).
12
To close the loop, the majority distinguished this
Court’s decisions in Akins and Public Citizen on the
ground that the plaintiffs in those cases “had suffered
adverse effects.” App.6a. And the majority viewed
TransUnion as framing the so-called “adverse-effects
rule as part of the constitutional inquiry that applies
across all cases.” App.7a (citing TransUnion, 141 S.
Ct. at 2214). Accordingly, the majority denied Tardy’s
motion to intervene and granted Newby’s motion to
dismiss. App.10a.
Judge Gibbons issued an acerbic dissent.
App.10a. She began with Public Citizen, noting that
this Court allowed the plaintiffs there to obtain
information about the ABA’s collaboration with the
Department of Justice in the selection of judicial
nominees even though the plaintiffs “were complaining of a mere ‘generalized’ grievance because they had
not shown how denial of the information harmed
them specifically—the same argument CoreCivic
makes, and the majority accepts, here.” App.10a–11a
(citing Public Citizen, 491 U.S. at 448–50).
Similarly, explained Judge Gibbons, in Akins, this
Court held that plaintiffs seeking “information about
an organization’s political activities that they contended the Federal Election Campaign Act (FECA)
required be made public” had likewise “shown an
‘information injury’ sufficient to confer Article III
standing.” App.11a (citing Akins, 574 U.S. at 25). This
Court “again explicitly rejected the argument that the
plaintiffs were complaining of a mere ‘generalized’
grievance.” Ibid. (citing Akins, 574 U.S. at 23).
“[T]here is no reason to apply a more demanding
standard,” she concluded, “to litigants seeking to
vindicate the public’s common-law right of access to
judicial records. Tardy therefore has standing.” Ibid.
13
“Contrary to the majority’s interpretation,” Judge
Gibbons continued, neither Public Citizen nor Akins
suggests that a litigant seeking to vindicate the
public’s right of access to information must explain
how he will use that information.” App.11a–12a.
Rather, “Public Citizen expressly holds that such
litigants ‘need show [no] more than that they have
sought and were denied’ the information to which the
public right of access applies.” App.12a (quoting
Public Citizen, 491 U.S. at 449).
Judge Gibbons next criticized the majority for
relying “entirely on a single sentence from
TransUnion,” i.e., that “[a]n asserted informational
injury that causes no adverse effects cannot satisfy
Article III.” App.12a–13a (quoting TransUnion, 141
S. Ct. at 2214). The panel majority, she said, “treats
TransUnion as if it overruled Public Citizen to the
extent that Public Citizen enumerated the exclusive
requirements for standing in cases where a litigant
seeks to vindicate a public right of access to information.” App.13a.
In Judge Gibbons’ view, “TransUnion did no such
thing. Instead, and shortly before the sentence on
which the majority relies, TransUnion distinguished
Public Citizen and Akins on the grounds that ‘those
cases involved denial of information subject to publicdisclosure or sunshine laws that entitle all members
of the public to certain information.” App.13a (quoting
TransUnion, 141 S. Ct. at 2214). “At best,” she
concluded, “TransUnion is ambiguous as to whether
its adverse-effects requirement applies to ‘publicdisclosure or sunshine laws,” as recently noted by the
Fifth Circuit in Campaign Legal Center v. Scott, 49
F.4th 931, 938 (5th Cir. 2022). Ibid.
14
“Rather than assume that [this] Court silently
overruled Public Citizen without instruction to do so,”
Judge Gibbons “would adopt the reading of
TransUnion that avoids conflict with [this] Court’s
longstanding precedent: Public Citizen and Akins
govern when plaintiffs seek information pursuant to
a public right of access, while TransUnion governs
certain other theories of informational injury.”
App.13a–14a (citing Kelly v. RealPage Inc., 47 F.4th
202, 212 (3d Cir. 2021)).
Finally, Judge Gibbons distinguished the circuit
precedents on which the panel majority relied, noting
that none of them “involve[d] ‘public-disclosure or
sunshine laws’ like the ones at issue in Public Citizen
and Akins.” App.14a. And she detailed the 4-1-1
circuit split that is the subject of this petition.
App.15a–16a.
“Thus, although all agree that the public right of
access to judicial records is deeply rooted in AngloAmerican history and tradition, the majority’s
holding suggests that the Constitution prevents any
specific member of the public from vindicating that
right.” App.16a–17a. “Because the majority’s view
conflicts with [this] Court’s cases applying Article III
in the public-access context,” Judge Gibbons respectfully dissented. App.17a. “Less than a majority” of the
Sixth Circuit voted for en banc rehearing. App.26a.
15
REASONS FOR GRANTING THE WRIT
Public access to judicial records and documents is
essential to a well-functioning judiciary and to public
confidence in the court system. Yet now in the Sixth
Circuit, the only time a citizen can seek access to
improperly sealed records is if he or she can show the
same types of “adverse effects” that this Court
requires of litigants in damages cases. Such a result
will cause many citizens to wonder what the judiciary
has to hide.
It is for that reason that four other circuits have
held that transparency is a sufficient interest for
standing to seek access to sealed court records or
documents subjected to a court’s protective order, and
another has said any interest is sufficient provided
the underlying case is still pending. Those decisions
accord with this Court’s precedents in Public Citizen
and Akins, both of which vindicated a strong public
right of access to public documents. And the mature
4-1-1 conflict that now exists among six circuits over
the issue requires this Court’s immediate resolution.
TransUnion is not to the contrary. There, this
Court did not overrule or even cast doubt on Public
Citizen or Akins. Instead, it applied an adverse-effects
standard for damages claims, as distinguished from
public-disclosure claims. And to the extent TransUnion is “ambiguous as to whether its adverse-effects
requirement applies to ‘public-disclosure or sunshine
laws,’” App.13a (Gibbons, J., dissenting); Campaign
Legal Center, 49 F.4th at 938, that is another reason
justifying review. The petition should be granted.
16
I.
The Sixth Circuit’s decision created a 4-1-1
circuit split over whether an intervenor
must allege adverse effects to have standing
to unseal judicial documents.
The panel majority’s decision below makes the
Sixth Circuit “the only one to hold that intervenors
categorically lack standing to vindicate the public
right of access to information.” App.16a (Gibbons, J.,
dissenting). Two circuits, the Fourth and Eleventh,
have held the exact opposite. Two more, the First and
Third, have held the same in the context of protective
orders. The Fifth Circuit stands on its own, holding
that intervenors generally do have standing to seek
unsealing but only if the underlying case is not yet
closed—though it is not clear why the concreteness of
an intervenor’s injury in being unable to access sealed
judicial documents should change merely because the
underlying case reaches its conclusion. The Court
should grant the petition and resolve the conflict.
A. The Fourth and Eleventh Circuits broadly
allow intervenors standing to seek unsealing of judicial records.
Start with the Fourth Circuit. In Doe v. Public
Citizen, 749 F.3d 246 (4th Cir. 2014), consumer
groups moved to intervene and unseal a Consumer
Product Safety Commission report attributing an
infant’s death to a manufacturing company’s product,
and for access to the district court’s memorandum
ordering the sealing, which was heavily redacted. In
assessing whether the consumer groups alleged a
sufficiently concrete injury for Article III standing,
the court looked to this Court’s decisions in Public
Citizen and Akin.
17
Although the consumer groups’ “right of access
stems not from a statute [as in Public Citizen and
Akins] but from the Constitution and common law,
the nature of their alleged injury is indistinguishable
from the informational harm suffered by the plaintiffs
in [those] cases.” 749 F.3d at 264. That injury flows
from the groups’ “inability to access judicial documents and materials filed in the proceeding below,
information that they contend they have a right to
obtain and inspect.” Ibid. “Because the public right of
access under the First Amendment and common law
protects individuals from the very harm suffered by
Consumer Groups, their injury transcends a mere
abstract injury such as a ‘common concern for
obedience to law.’” Ibid. (quoting L. Singer & Sons v.
Union Pac. R.R. Co., 311 U.S. 295, 303 (1940)). The
consumer groups’ “interest in the litigation is that of
a third party seeking access to documents filed with
the court.” Id. at 265. Accordingly, they “have a
redressable, actual injury and a personal stake sufficient to make their claims justiciable.” Full stop.
The Eleventh Circuit is in the same camp. In
Brown v. Advantage Engineering, Inc., 960 F.2d 1013
(11th Cir. 1992), the plaintiffs in one civil case moved
to intervene to unseal a judicial record in an unrelated
case brought by a different plaintiff against the same
defendant. After the district court denied the motion,
the Eleventh Circuit reversed, relying on its precedent that presumes judicial proceedings “are public
proceedings.” Id. at 1015 (quoting Wilson v. Am.
Motors Corp., 759 F.2d 1568, 1569 (11th Cir. 1985)).
When a district court attempts to deny access to
judicial records, “it must be shown that the denial is
necessitated by a compelling governmental interest,
18
and is narrowly tailored to that interest.” Id. at 1015–
16 (quoting Wilson, 759 F.2d at 1571 (cleaned up)).
In direct conflict with the Sixth Circuit’s decision
here, the Eleventh Circuit held that “because it is the
rights of the public, an absent third party, that are at
stake, any member of the public has standing to view
documents in the court file that have not been sealed
in strict accordance with” the above standard, “and to
move the court to unseal the court file in the event the
record has been improperly sealed.” Advantage Eng’g,
960 F.2d at 1016. Accordingly, the court vacated and
remanded to the district court for the Wilson analysis
without requiring the intervenors to allege any
additional, perosnalized adverse effects.
B. The First and Third Circuits have held
that the public has standing to seek
modification of protective orders for the
purpose of accessing court documents.
Decisions of the First and Third Circuits, though
rendered in the protective-order context, are of a piece
with those of the Fourth and Eleventh.
In Public Citizen v. Liggett Group, Inc., 858 F.2d
775 (1st Cir. 1988), tobacco companies appealed from
a district court’s modification of a protective order to
allow a public-interest group to access discovery documents. Though the case did not involve unsealing per
se, the underlying question was exactly the same: did
the public-interest group have standing?
The First Circuit answered unequivocally yes:
“Courts, including this one, routinely have found that
third parties have standing to assert their claim of
access to documents in a judicial proceeding.” Id. at
787 (citing In re Alexander Grant & Co. Litigation,
19
820 F.2d 352, 354 (11th Cir. 1987), Anderson v.
Cryovac, Inc., 805 F.2d 1 (1st Cir. 1986); In re Lobe
Newspaper Co., 729 F.2d 47, 50 n.2 (1st Cir. 1984),
and In re San Juan Star Co., 662 F.2d 108 (1st Cir.
1981)). Accordingly, Public Citizen, too, “had standing
to intervene in the case and to ask the court to modify
its pre-existing protective order.” Id. at 790.
The Third Circuit reached the same conclusion in
Pansy v. Borough of Stroudsburg, 23 F.3d 772 (3d Cir.
1994), a case involving newspapers that sought to
intervene and modify a confidentiality order in a
former police chief’s civil-rights suit. The court
quickly dispensed with the standing inquiry: “We
have routinely found, as have other courts, that third
parties have standing to challenge protective orders
and confidentiality orders in an effort to obtain access
to information or judicial proceedings.” Id. at 777
(citing Brown v. Advantage Eng’g, 960 F.2d at 1016,
Liggett Group, 858 F.2d at 787 & n.12, In re Alexander
Grant, 820 F.2d at 354, United States v. Cianfrani,
573 F.2d 835, 845 (3d Cir. 1978), and City of Hartford
v. Chase, 733 F. Supp. 533, 534 (D. Conn. 1990), rev’d
on other rounds, 942 F.2d 130 (2d Cir. 1991)).
Though it was an injury shared by the public, the
newspapers alleged “a distinct and palpable injury to”
themselves sufficient to establish standing. Pansy, 23
F.3d at 777 (quoting Cianfrani, 573 F.2d at 845). The
newspapers “have shown that the putatively invalid
Confidentiality Order which the district court entered
interferes with their attempt to obtain access to the
Settlement Agreement, either under the right of
access doctrine or pursuant to the Pennsylvania Right
to Know Act.” Ibid.
20
C. In conflict with multiple circuits, the
Fifth Circuit holds that third parties
generally have standing to intervene and
unseal documents—but not after a case
has concluded.
The Fifth Circuit follows the First, Third, Fourth,
and Eleventh Circuit, with two caveats.
In Newby v. Enron Corp., 443 F.3d 416 (5th Cir.
2006), the court confronted the issue of whether the
Texas State Board of Public Accountancy had standing to intervene and seek access to discovery that had
been protected by a court order. Distinguishing its
decision in Deus v. Allstate Insurance Co., 15 F.3d 506
(5th Cir. 1994), the Fifth Circuit held that a third
party could not intervene for such purposes in a case
that had already concluded, since there was no live
controversy, but that intervention was warranted in
an ongoing case. Id. at 421–22. So while a putative
intervenor like Tardy would be left out, a citizen could
intervene in an ongoing case. This rule itself conflicts
with decisions in six circuits. E.g., FDIC v. Ernst &
Ernst, 677 F.2d 230, 231–32 (2d Cir. 1982) (allowing
intervention two years after settlement to challenge a
confidentiality order); Leucadia, Inc. v. Applied
Extrusion Technologies, Inc., 998 F.2d 157, 161 n.5
(3d Cir. 1993) (“[A] district court may properly
consider a motion to intervene permissively for the
limited purpose of modifying a protective order even
after the underlying dispute between the parties has
long been settled.”); Beckman Indus., Inc. v. Int’l Ins.
Co., 966 F.2d 470, 472 (9th Cir. 1992) (allowing
intervention to challenge a protective order two years
after case was dismissed); United Nuclear Corp. v.
Cranford Ins. Co., 905 F.2d 1424, 1427 (10th Cir.
21
2990) (allowing intervention three years after underlying action had settled; “courts have widely recognized that the correct procedure for a non-party to
challenge a protective order is through intervention
for that purpose”); Comm’r v. Advance Loc. Media,
LLC, 918 F.3d 1161, 1172 n.5 (11th Cir. 2019)
(“Courts retain jurisdiction to unseal judicial records
and may allow parties to intervene well after
judgment in a dispute.”); E.E.O.C. v. Nat’l Children’s
Ctr., Inc., 146 F.3d 1042, 1047 (D.C. Cir. 1998)
(allowing intervention “almost two years after the
original parties had settled the case” to obtain
materials under seal or protective order).
In addition, the Newby court suggested that there
was “no Article III requirement that intervenors have
standing in a pending case.” Id. at 422. That rule goes
far beyond the position that Tardy asserts—or the one
that the First, Third, Fourth, and Eleventh Circuits
have adopted. So the Fifth Circuit’s rule is both
broader (no “adverse effects” required) than the Sixth
Circuit’s decision here and narrower (no intervention
after a case concludes) than the other four circuits
with which the Sixth Circuit’s opinion conflicts.
At the end of the day, that leaves six circuits in
irreconcilable conflict over the question presented
here. Indeed, if CoreCivic’s case had arisen in the
First, Third, Fourth, or Eleventh Circuits, there can
be no doubt that those courts would have applied their
precedents and recognized Tardy’s standing to intervene to unseal improperly sealed documents. And if
the underlying case had still been pending, the Fifth
Circuit would have held the same. The Court should
grant the petition and resolve that mature circuit
conflict.
22
II. The Sixth Circuit’s rule conflicts with this
Court’s decisions in Public Citizen and
Akins.
The Sixth Circuit’s decision below also conflicts
with this Court’s decisions in Public Citizen and
Akins. Like Judge Gibbons (but unlike the Sixth
Circuit panel majority), Petitioner Tardy does not
read TransUnion as overruling either of those
precedents. And to the extent there is any ambiguity,
the bench and bar are best served by this Court’s
immediate clarification of the confusion rather than
allowing it to percolate and spread.
Public Citizen involved public-interest groups
seeking access via the Freedom of Information Act to
documents, shared between the American Bar Association and Department of Justice, pertaining to federal
judicial appointments. Like CoreCivic here, the ABA
resisted the request by arguing that the groups had
not alleged “injury sufficiently concrete and specific to
confer standing” but rather only “a general grievance
shared in substantially equal measure by all or a
large class of citizens.” 491 U.S. at 448–49.
This Court unanimously rejected the ABA’s
position, holding that an agency’s denial of a FOIA
request—alone—“constitutes a sufficiently distinct
injury to provide standing to sue.” 491 U.S. at 449.
Indeed, this Court’s FOIA decisions “have never
suggested that those requesting information under it
need show more than that they sought and were
denied specific agency records.” Ibid. (citing Dep’t of
Justice v. Reporters Comm. for Freedom of Press, 489
U.S. 749 (1989), Dep’t of Justice v. Julian, 486 U.S. 1
(1988), United States v. Weber Aircraft Corp., 465 U.S.
792 (1984), FBI v. Abramson, 456 U.S. 615 (1982), and
23
Dep’t of Air Force v. Rose, 425 U.S. 352 (1976)). The
fact that others might share the same injury “does not
lessen [the interest groups’] asserted injury.” Ibid.
To be sure, as the Sixth Circuit panel majority
noted, Public Citizen referenced the public-interest
groups’ desire to “participate more effectively in the
judicial selection process.” App.7a (quoting Public
Citizen, 491 U.S. at 449). But the Court did not say
that its holding hinged on that desire. Instead, the
holding was that the groups, and other FOIA plaintiffs like them, “‘need show [no] more than that they
sought and were denied’ the information to which the
public right of access applies.” App.12a (Gibbons, J.,
dissenting) (quoting Public Citizen, 491 U.S. at 449).
Similarly, in Akins, a group of voters sought
information about an organization’s political activities that FECA purportedly required the organization
to make public. The Sixth Circuit panel majority
correctly noted the voters’ interest in possessing the
information to help them “evaluate candidates for
public office.” App.6a (quoting Akins, 524 U.S. at 21).
But this Court described the plaintiffs’ concrete
harm more generally as “informational injury,” 524
U.S. at 24, not more specifically as “votinginformation-impairment injury.” And the Court
expressly endorsed prior decisions holding that “a
plaintiff suffers an ‘injury in fact’ when the plaintiff
fails to obtain information which must be publicly
disclosed pursuant to a statute.” Id. at 21 (citations
omitted). That is because the statute protects
“individuals such as respondents from the kind of
harm they say they have suffered, i.e., failing to
receive particular information about campaignrelated activities.” Id. at 22.
24
TransUnion is not to the contrary, because it was
a credit-reporting case involving a claim for damages,
and did not concern FOIA, FECA, or any other
“public-disclosure law.” 141 S. Ct. at 2214. Indeed, the
Court granted only “Question 1” of the TransUnion
petition, TransUnion LLC v. Ramirez, 141 S. Ct. 792
(2020), and that question was whether “either Article
III or Rule 23 permits a damages class action where
the vast majority of the class suffered no actual
damages.” TransUnion LLC v. Ramirez, No. 20-297,
Pet. for Certiorari i (Sept. 2, 2020) (emphasis added).
The Court’s opinion also went out of its way to
distinguish Public Citizen and Akins, explaining that
“those cases involved denial of information subject to
public-disclosure or sunshine laws that entitle all
members of the public to certain information.” 141 S.
Ct. at 2214 (emphasis added). When the Court
criticized the TransUnion plaintiffs for failing to
identify any “downstream consequences” from the
failure to receive the information they demanded, it
was immediately following the Court’s comment that
“Akins and Public Citizen do not control here.” Ibid.
It is precisely that juxtaposition that caused the
Fifth Circuit to observe that “Akins and Public
Citizen, on one reading of Spokeo and TransUnion,
may dispense with ‘downstream consequences’ on the
earlier cases’ reasoning that the nondisclosure
violation alone creates concrete injury.” Campaign
Legal Ctr., 49 F.4th at 938. Accord, e.g., Ipsen
Biopharmaceuticals, Inc. v. Becerra, 2021 WL
4399531, at *10 n.4 (D.D.C. Sept. 24, 2021) (“TransUnion suggested that the violation of ‘publicdisclosure or sunshine laws that entitle all members
of the public to certain information’ is necessarily a
justiciable injury.”); Van Cleve v. U.S. Sec’y of
25
Commerce, 2022 WL 1640669, at *4 (11th Cir. May
24, 2022) (“Van Cleve’s alleged informational injury
was not concrete because neither [statute] is a publicdisclosure law that entitles all members of the public
to certain information.”). Or, to quote Judge Gibbons,
TransUnion is at best “ambiguous as to whether its
adverse-effects requirement applies to ‘publicdisclosure or sunshine laws.’” App.13a (Gibbons, J.,
dissenting).
When an ambiguity in the Court’s decisions
causes confusion in the lower courts, as here, this
Court is the only body with power to resolve that
confusion. Again, certiorari is warranted.
III. This case is of immense importance to the
principle of government transparency and
an ideal vehicle to resolve the circuit
conflict and resolve the question presented.
The 4-1-1 split in circuit authority and the conflict
with (or at least ambiguity in) this Court’s publicinformation standing decisions are reason enough to
grant immediate review. Moreover, it is difficult to
understate the importance of non-party standing
when it comes to governmental transparency.
The rule of law is the heartbeat of the American
governmental experiment, one that has been a beacon
for nascent democracies around the world. But the
principle is not one that can be simply created on
paper by drafting checks and balances. It is one that
must be earned—and re-earned—through the hard
work and perseverance of individual presidents,
members of congress, and judges.
26
Crucial to that trust-building process is transparency. What government officials do—indeed, what
judges do—must be substantially open to the public’s
scrutiny. Clandestine meetings and Star Chamber
judicial proceedings will result in mistrust, suspicion,
and ultimately a lack of trust in our government
institutions.
For those reasons, the Sixth Circuit’s decision
here creates problems that go far beyond a lack of
judicial transparency. To be sure, if a judge can deal
with a series of sealing requests by granting them
seriatim with only two- to four-word unreasoned
orders, that will inevitably cause a public loss of
confidence in the judicial process and the justice
system itself. But the court of appeals’ standing
analysis is far more sweeping.
Consider a FOIA request for public records. Until
the records are disclosed, it is difficult for a citizen to
predict—let alone plausibly allege—what “adverse
effects” the lack of production will cause. And yet that
difficulty alone will be enough to keep a FOIA lawsuit
from proceeding in the Sixth Circuit if recalcitrant
government officials refuse to produce public documents—even when the law requires it. The answer to
that problem cannot be to assert the adverse effect of
not being able to ensure transparency. After all, the
same is true of Tardy’s request here, and that effect
was insufficient for the Sixth Circuit. With public
confidence in government officials and institutions
already in serious decline, there could not be a worse
time for the judiciary to create a new, heightened
barrier on the public’s ability to ensure transparency
through access to improperly sealed court records and
other secret, public documents.
27
This case is also an ideal vehicle for correcting the
Sixth Circuit’s misstep. Because of the way proceedings unfolded below, the record is clean, and there are
no factual disputes. The panel majority’s opinion on
the one hand and Judge Gibbons’ dissent on the other
draw a clear line over how the question presented can
be resolved. And no matter which side of the line this
Court ultimately chooses, a clear rule will be the
result. The petition should be granted.
CONCLUSION
The petition for a writ of certiorari should be
granted.
Respectfully submitted,
DANIEL A. HORWITZ
LINDSAY E. SMITH
MELISSA K. DIX
HORWITZ LAW, PLLC
4016 Westlawn Dr.
Nashville, TN 37209
(615) 739-2888
daniel@horwitz.law
lindsay@horwitz.law
melissa@horwitz.law
AUGUST 2023
JOHN J. BURSCH
COUNSEL OF RECORD
BURSCH LAW, PLLC
9339 CHERRY VALLEY
AVE., #78
Caledonia, MI 49316
(616) 450-4235
jbursch@burschlaw.com
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.