Amicus Curiae Brief — Janice Hughes Barnes, Individually and as Representative of the Estate of Ashtian Barnes, Deceased, Petitioner v. Roberto Felix, Jr., et al.
Supreme Court briefNov 20, 2024
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No. 23-1239
IN THE
Supreme Court of the United States
JANICE HUGHES BARNES, INDIVIDUALLY
AND AS REPRESENTATIVE OF THE ESTATE OF
ASHTIAN BARNES, DECEASED,
Petitioner,
v.
ROBERTO FELIX, JR., et al.,
Respondents.
ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF A PPEALS FOR THE FIFTH CIRCUIT
BRIEF FOR AMICUS CURIAE THE
SOUTHERN POVERTY LAW CENTER IN
SUPPORT OF PETITIONER AND REVERSAL
KRISTA A. DOLAN
SOUTHERN POVERTY
LAW CENTER
P.O. Box 10788
Tallahassee, FL 32302
A RTHUR AGO
Counsel of Record
SOUTHERN POVERTY
LAW CENTER
1101 17th Street, NW,
Suite 550
Washington, DC 20036
(202) 961-9325
arthur.ago@splcenter.org
Attorneys for Amicus Curiae
334224
A
(800) 274-3321 • (800) 359-6859
i
TABLE OF CONTENTS
Page
TABLE OF CONTENTS. . . . . . . . . . . . . . . . . . . . . . . . . . i
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . . iv
INTEREST OF AMICUS CURIAE . . . . . . . . . . . . . . . .1
SUMMARY OF ARGUMENT . . . . . . . . . . . . . . . . . . . . .1
ARGUMENT. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3
I.
VIOLENCE AGAINST BLACK PEOPLE
MOTIVATED THE PASSAGE OF 42
U.S.C. § 1983, BUT THE STATUTE WAS
VIRTUA LLY UNUSED BET WEEN
1871 AND 1961. . . . . . . . . . . . . . . . . . . . . . . . . . . . .3
a.
Congress Passed Reconstruction Era
Legislation, Including Section 1983,
After Congressional Hearings on Terror
Experienced by Black People in Former
Confederate States . . . . . . . . . . . . . . . . . . . . .4
i.
Congress heard testimony on police
violence against Black people . . . . . . . . .4
ii. Congress passed the Ku Klux Klan
Act of 1871 after congressional
h e a r i n g s o n K l a n v i ol e n c e
and the failure of the states
to protect Black people . . . . . . . . . . . . . .7
ii
Table of Contents
Page
b.
Section 1983 Litigation Was Limited
from 1871 to 1961 . . . . . . . . . . . . . . . . . . . . .11
c.
Between 1871 and 1961, People Acting
8QGHU&RORURI/DZ&RQWLQXHGWR,QÁLFW
Violence on Black People . . . . . . . . . . . . . . .14
i.
Black people suffered severe physical
violence in the form of lynchings . . . . .14
ii. There was an economic motivation
for police violence against Black
people. . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
II. EVEN AFTER 1961, 42 U.S.C. § 1983
NEV ER REACHED I TS FU LL
POTENTIAL. . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
D 4XDOLÀHG ,PPXQLW\ /LPLWHG )HGHUDO
Court Access Under Section 1983. . . . . . . .21
b.
Monell Established Limited Municipal
Liability . . . . . . . . . . . . . . . . . . . . . . . . . . . . .23
c.
Lyons Severely Limited Injunctive
Relief . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
d.
The Moment-of-the-Threat Doctrine
Further Limits Section 1983 . . . . . . . . . . . .26
iii
Table of Contents
Page
III. THERE IS A N ONGOING RACIAL
J U S T IC E C R I S I S I N L AW
ENFORCEMENT . . . . . . . . . . . . . . . . . . . . . . . .28
a.
Police Violence Persists . . . . . . . . . . . . . . . .28
b.
The Connection Between Policing and
Economics Persists . . . . . . . . . . . . . . . . . . . .32
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .34
iv
TABLE OF CITED AUTHORITIES
Page
Cases
Alsaada v. City of Columbus,
536 F. Supp. 3d 216 (S.D. Ohio 2021) . . . . . . . . . . . . . 17
Barnes v. Felix,
91 F.4th 393 (5th Cir. 2024) . . . . . . . . . . . . . . . . . . . . .32
%HOOY:ROÀVK
441 U.S. 520 (1979) . . . . . . . . . . . . . . . . . . . . . . . . . . . .27
%RZPDQY&KLFDJR 1:5\&R
115 U.S. 611 (1885) . . . . . . . . . . . . . . . . . . . . . . . . . . . .12
Brawner v. Irvin,
169 F. 964 (C.C.N.D. Ga. 1909) . . . . . . . . . . . . . . .12, 13
&LW\RI/RV$QJHOHVY/\RQV
461 U.S. 95 (1983) . . . . . . . . . . . . . . . . . . . . . . . . . 24, 25
*UDKDPY&RQQRU
490 U.S. 386 (1989). . . . . . . . . . . . . . . . . . . . . . . . .26, 27
+DJXHY&RPPIRU,QGXV2UJ
307 U.S. 496 (1939) . . . . . . . . . . . . . . . . . . . . . . . . . . . .12
+DUORZY)LW]JHUDOG
457 U.S. 800 (1982). . . . . . . . . . . . . . . . . . . . . . . . 22, 24
+ROWY,QGLDQD0IJ&R
176 U.S. 68 (1900) . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12
v
Cited Authorities
Page
0RQHOOY'HS·WRI6RF6HUYVRI&LW\RI1HZ<RUN
436 U.S. 658 (1978). . . . . . . . . . . . . . . . . . . . . . . . . .2, 25
Monroe v. Pape,
365 U.S. 167 (1961) . . . . . . . . . . . 2, 11, 13, 19, 20, 21, 23
1L[RQY)LW]JHUDOG
457 U.S. 731 (1982) . . . . . . . . . . . . . . . . . . . . . . . . . . . .22
Pierson v. Ray,
386 U.S. 547 (1967). . . . . . . . . . . . . . . . . . . . . . . . .21, 22
5RFKLQY&DOLIRUQLD
342 U.S. 165 (1952) . . . . . . . . . . . . . . . . . . . . . . . . . . . .26
State v. Soto,
734 A.2d 350 (N.J. Sup. Ct. 1996). . . . . . . . . . . . . . . .30
Tennessee v. Garner,
471 U.S. 1 (1985) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .26
7XFKPDQY:HOFK
42 F. 548 (C.C.D. Kan. 1890) . . . . . . . . . . . . . . . . . . . .12
United States v. Classic,
313 U.S. 299 (1941) . . . . . . . . . . . . . . . . . . . . . . . . . . . .19
United States v. Place,
462 U.S. 696 (1983). . . . . . . . . . . . . . . . . . . . . . . . . . . .27
vi
Cited Authorities
Page
:LONLQVY0DU\ODQG6WDWH3ROLFH
Civ. No. MJG-93-468 (D. Md. 1993) . . . . . . . . . . . . . .30
Statutes and Other Authorities
U.S. Const. Amend. IV . . . . . . . . . . . . . . . . . . . . . . . . . . .26
U.S. Const. Amend. XIII . . . . . . . . . . . . . . . . . . . . . . . . . .4
U.S. Const. Amend. XIV . . . . . . . . . . . . . . . 3, 4, 6, 20, 26
U.S. Const. Amend. XV . . . . . . . . . . . . . . . . . . . . . . . . . . .4
8 U.S.C. § 43 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3
42 U.S.C. § 1983 . . . . . . . . . . . 1-4, 12, 13, 19, 20, 23, 27, 34
17 Stat. 13 § 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12, 13, 35
S. Ct. Rule 37.6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1
Act of April 20, 1871, ch. 22, § 1, 17 Stat. 13. . . . . . . . .3, 7
Act of May 31, 1870, ch. 114, § 8, 16 Stat. 142. . . . . . . . . .6
St. John Barned-Smith, Eric Dexheimer, 6SHHGLQJ
LQ 7H[DV" +HUH·V ZKHUH SROLFH SXOOHG RYHU
WKH PRVW SHRSOH HOUSTON CHRONICLE, May
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com /new s / i nve st ig at ions /a r t icle /t e x a s speed-traps-16395228.php. . . . . . . . . . . . . . . . . . . . . .33
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EHWKH/DUJHVW0RYHPHQWLQ86+LVWRU\, N.Y.
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3UHHPSWLRQDQG5HYRFDWLRQRI%ODFN3URSHUW\
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cbpp22.pdf. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .29
Eric Dexheimer, 'ULYHUV SD\ IRU FRQVWDEOHV
to patrol Sam Ho usto n Tollway, even
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7KH5LJKWWR%H6HFXUHDQG2XU&RQVWLWXWLRQDO
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Sher r ily n A . If ill, &UHDWLQJ $ 7U XWK DQG
5HFRQFLOLDWLRQ &RPPLVVLRQ IRU /\QFKLQJ,
21 LAW & INEQ. 263 (2003). . . . . . . . . . . . . . . . . . . . . .16
International Labor Defense Survey Reveals
)LI WHHQ /\QFKLQ JV LQ , N E W YOR K
A MSTERDAM NEWS (Feb. 22, 1941) . . . . . . . . . . . . . . . .16
David D. Kirkpatrick, et al., :K\ 0DQ\ 3ROLFH
7UDIÀF6WRSV7XUQ'HDGO\, N.Y. TIMES, Oct. 21,
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SROLFHWUDIÀFVWRSVNLOOLQJVKWPO . . . . . . . . . . . . . . . .31
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shroOenW19l1m3w0H/tblxearKzw8W7ViN8
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IRU0RQH\%HKLQG0DQ\3ROLFH7UDIÀF6WRSV,
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(1989) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .20
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PARCHMAN FARM AND THE ORDEAL OF JIM CROW
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5DFLDO'LVSDULWLHVLQ3ROLFH6WRSV$FURVVWKH
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736 (2 0 2 0), https: //5ha rad.com /papers /
100M-stops.pdf . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .29
3RUWUDLWV LQ 2YHUVLJKW &RQJUHVV ,QYHVWLJDWHV
...9LROHQFH'XULQJ5HFRQVWUXFWLRQ, LEVIN
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PLOOLRQ WUDIILF VWRSV DQG IRXQG EODFN
PRWRU LVWV DUH PRUH OLNHO\ WR EH SXOOHG
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1
INTEREST OF AMICUS CURIAE
The Southern Poverty Law Center (“SPLC”)1 is a
QRQSURÀW F FLYLOULJKWVRUJDQL]DWLRQDQGDFDWDO\VW
for racial justice in the South and beyond, working
in partnership with communities to dismantle white
supremacy, strengthen intersectional movements, and
advance the human rights of all people. SPLC aims to
reduce the incarcerated and detained population by
decriminalizing and decarcerating Black and Brown
people. SPLC has experience litigating 42 U.S.C. § 1983
cases and has served as counsel or amicus curiae before
the U.S. Supreme Court, federal appellate and district
courts, and state courts in its efforts to secure equal
treatment and opportunity for marginalized members of
society.
SUMMARY OF ARGUMENT
Petitioner Janice Hughes Barnes sought to hold
Respondent Roberto Felix, a Harris County constable,
accountable after he killed her son over unpaid tolls in
2016. Ms. Barnes sued Respondent under 42 U.S.C. § 1983
(“Section 1983”). But Ms. Barnes’ experience turned
LQWRWKDWRIWRRPDQ\SHRSOHVSHFLÀFDOO\WRRPDQ\%ODFN
people, who have sought a modicum of justice as victims
of police violence. A Texas federal district court dismissed
her case before she could present it to a jury, and the Fifth
&LUFXLWDIÀUPHGWKDWGLVPLVVDOXQGHULWVPRPHQWRIWKH
threat doctrine.
1. Pursuant to Rule 37.6, amicus curiae FHUWLÀHV WKDW QR
party or its counsel authored this brief in whole or in part or
made a monetary contribution intended to fund its preparation or
submission. Nor did any person other than amicus curiae make
such a monetary contribution.
2
The history of Section 1983 makes clear that this
doctrine should have no place in Section 1983 litigation.
Originally enacted as Section 1 of the Ku Klux Klan Act
of 1871, Section 1983 aimed to protect the constitutional
rights of emancipated Black people in the South. During
many congressional hearings between 1866 and 1871,
Congress took testimony from Black people about the
violence they experienced at the hands of those who sought
to preserve slavery and its vestiges, including violence
LQÁLFWHGE\SROLFHWKH.X.OX[.ODQDQGRWKHUVDFWLQJ
under color of law. This testimony formed the basis of and
reason for Section 1983.
)RULWVÀUVWQLQHW\\HDUV6HFWLRQZDVLQIUHTXHQWO\
used and, during this time, Black people in the South
suffered continued violence at the hands of those acting
under color of law. Federal courts struggled with whether
they had jurisdiction in a variety of Section 1983 cases.
The few Section 1983 cases from this period more often
concerned economic disputes than the suffering of Black
people under state sponsored violence—suffering like
being placed on chain gangs, lynched, or subjected to
convict leasing. Courts in this way lost sight of Section
1983’s objective for close to a century.
It was not until 1961 in Monroe v. Pape did the
Court recognize Section 1983’s true purpose. 365 U.S.
167 (1961), overruled by Monell v. Dep’t of Soc. Servs. of
&LW\RI1HZ<RUN, 436 U.S. 658 (1978). Yet, the promise of
Section 1983 was short-lived, and the Court soon limited
LWV UHDFK 'RFWULQHV OLNH TXDOLÀHG LPPXQLW\ PXQLFLSDO
liability, and injunctive relief in police violence cases have
hamstrung Section 1983. The result is evident: continued
police brutality, disproportionately felt by Black people,
3
IRUZKLFKYLFWLPVFDQÀQGQRIHGHUDOFRXUWUHPHG\7KH
moment-of-the-threat doctrine is yet another limitation
on Section 1983—one never legislated or intended by
Congress, and one that contradicts the Court’s precedent.
The Court should reverse the Fifth Circuit to preserve
what protections remain of Section 1983.
ARGUMENT
I.
V IO L E NC E AG A I N S T BL AC K PE O PL E
MOTIVATED THE PASSAGE OF 42 U.S.C. § 1983,
BUT THE STATUTE WAS VIRTUALLY UNUSED
BETWEEN 1871 AND 1961.
The roots of 42 U.S.C. § 1983 lie in Emancipation and
Reconstruction. Section 1983 was originally enacted as
Section 1 of the Ku Klux Klan Act of 1871 (“the Act”),
formally titled “An Act to enforce the Provisions of
the Fourteenth Amendment to the Constitution of the
United States, and for other Purposes.” 2 The statute was
UHFRGLÀHGDV5HY6WDW DJDLQDV86&
DQGÀQDOO\DV86& 3 Though
6HFWLRQ KDV EHHQ PRGLÀHG VOLJKWO\ VLQFH 4 its
purpose has remained the same for over 150 years: to
establish liability for any person who, under color of law,
“subjects, or causes to be subjected, any citizen of the
United States or other person within the jurisdiction
2. Act of April 20, 1871, ch. 22, § 1, 17 Stat. 13.
3. Unless otherwise articulated, amicus curiae uses “Section
1983” to refer to all versions of the statute.
4. (J Pub. L. 96-170, 93 Stat. 1284 (1979) (amending § 1983
to include the District of Columbia).
4
thereof to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws.”5
Section 1983’s lofty goal was the result of Congress’s
thorough investigation of the violence suffered by
Black people in the South before and immediately after
(PDQFLSDWLRQ 2YHU WKH FRXUVH RI ÀYH \HDUV &RQJUHVV
heard compelling testimony about the Black experience,
and this testimony became the basis for all Reconstruction
Era legislation, including Section 1983. But in the ninety
years after its passage, federal courts did not follow
Congress’s intent or the legislative history of Section
1983. The statute went effectively unused, and during
this time the endemic violence against Black people in
the South persisted.
a.
Cong r e s s Pa s s e d R e c on st r uc tion Er a
Legislation, Including Section 1983, After
Congressional Hearings on Terror Experienced
by Black People in Former Confederate States.
i.
Congress heard testimony on police
violence against Black people.
Section 1983’s legislative history should be examined
in the context of the legislative histories of all major
Reconstruction Era laws. Between 1865 and 1870,
Congress ratified the Thirteenth, Fourteenth, and
Fifteenth Amendments, extending legal protections
to formerly enslaved people. Congress passed these
amendments against the backdrop of unrest in the South.
5. 42 U.S.C. § 1983.
5
In 1866, through a Joint Committee on Reconstruction,
Congress investigated conditions in the South. 6 The
committee heard testimony about violence, including
violence at the hands of law enforcement. It considered
descriptions of policemen who took “negroes, tied them
up by the thumbs, and whipped them unmercifully.” 7
Congress heard about a police sergeant who “brutally
wounded a freedman,” who was in his custody with his
arms tied, “by striking him on the head with his gun.”8
On the same day, this same sergeant whipped another
freedman so severely that “from his neck to his hips
his back was one mash of gashes.”9 In New Orleans, an
RIÀFHU ´ZHQW XS DQG GRZQ WKH VWUHHW NQRFNLQJ LQ WKH
head every negro man, woman, and child that he met.”10
Besides direct violence, the committee heard accounts
of law enforcement’s failure to intervene: “I state these
facts to show that the citizens will not take any steps to
arrest the murderers of negroes, and that you cannot
trust even the police organized under military orders
to do that work.”11 This testimony informed Congress’s
6. David H. Gans, ´:H 'R 1RW :DQW WR %H +XQWHGµ 7KH
5LJKW WR %H 6HFXUH DQG 2XU &RQVWLWXWLRQDO 6WRU\ RI 5DFH DQG
3ROLFLQJ, 11 COLUM. J. RACE & L. 239, 275 (2021).
7. Report of the Joint Committee on Reconstruction, H.R.
Rep. 39-30, pt. 2, at 185 (1866). See also Due Process Institute et
al. Cert.-Stage Amicus Br. 16-17.
8. Report of the Joint Committee on Reconstruction, H.R.
Rep. 39-30, pt. 2, at 209 (1866).
9. Id.
10. Id. pt. 4, at 80.
11. Id. pt. 2, at 185.
6
drafting of the Fourteenth Amendment12 as well as the
First Enforcement Act in 1870.13
Yet Congress’s investigative work did not end in
1870. To better ascertain the extent of racial violence
in the South, the Senate formed a Select Committee to
“Investigate Alleged Outrages in the Southern States.” As
a result of this investigation, Congress amended the First
Enforcement Act by passing the Second Enforcement Act
in February 1871.14 A few weeks later, the select committee
released its report in March 1871.15
Congress was not the only branch of government
concerned with conditions in the South. While Congress
took testimony, President Ulysses S. Grant urged it to
pass legislation to address these conditions:
A condition of affairs now exists in some States
of the Union rendering life and property
insecure and the carrying of the mails and the
collection of the revenue dangerous. . . . That
the power to correct these evils is beyond the
control of State authorities I do not doubt;
that the power of the Executive of the United
12. Gans, supra note 6, at 275.
13. Act of May 31, 1870, ch. 114, § 8, 16 Stat. 142.
14. Eliza Sweren-Becker & Michael Waldman, 7KH0HDQLQJ
+LVWRU\DQG,PSRUWDQFHRIWKH(OHFWLRQV&ODXVH, 96 WASH. L. REV.
997, 1044 (2021) (noting that Second Enforcement Act established
federal election administration, among other amendments).
15. Report on the Alleged Outrages in the Southern States,
S. Rep. No. 42-1 (1871).
7
States, acting within the limits of existing laws
LV LQVXIÀFLHQW IRU SUHVHQW HPHUJHQFLHV LV QRW
clear. Therefore, I urgently recommend such
legislation as in the judgment of Congress shall
effectually secure life, liberty, and property,
and the enforcement of law in all parts of the
United States. . . . There is no other subject
upon which I would recommend legislation
during the present session.16
President Grant’s exhortation coupled with the testimony
taken by the two committees ultimately led to Section
1983.
ii.
Congress passed the Ku Klux Klan Act of
1871 after congressional hearings on Klan
violence and the failure of the states to
protect Black people.
On Ma rch 2 8 , 1871, Represent at ive Sa mua l
6KHOODEDUJHU LQWURGXFHG WKH ÀUVW LWHUDWLRQ RI WKH .X
Klux Klan Act of 1871.17 Section 1 of the Act, which would
eventually become Section 1983, provided that any person
acting “under color of law” who deprived any person of
their constitutional rights would be liable in the United
States courts.18 Representative Shellabarger explained
that Congress had both the power and responsibility to
enact Section 1:
16. Cong. Globe, 42d Cong., 1st Sess. 244 (1871).
17. Id. at 317.
18. Act of April 20, 1871, ch. 22, § 1, 17 Stat. 13.
8
[T]here can be no rational doubt, of the right
WRHQDFWWKHÀUVWVHFWLRQRIWKLVELOO7RVD\
in our Constitution that all our people in the
States shall be United States citizens . . . and
in it to say that State laws shall not be made
or enforced to abridge these rights of United
States citizens nor the States deny protection
of these rights under law, and that Congress
may enforce these provisions securing these
rights, and then to say that Congress can do
no such thing as to make any law so enforcing
these rights, nor open the United States courts
to enforce any such laws, but must leave all the
protection and law-making to the very States
which are denying the protection, is plainly and
grossly absurd.19
Representative Shellabarger thus echoed President
Grant’s expression of exigency in asking Congress to
pass the bill.
During debate on the bill, Congress acknowledged the
ÀQGLQJVRIWKH6HOHFW6HQDWHFRPPLWWHHUHSRUWQRWLQJWKDW
the evidence established the Ku Klux Klan’s “object was
the overthrow of the reconstruction policy of Congress
and the disfranchisement of the negro.”20 Representatives
noted that the Klan carried out violence against Black
people with impunity:
People of the South are murdered morning,
noon, and night . . . . The whole South . . . is
19. Cong. Globe, 42d Cong., 1st Sess. App. 68 (1871).
20. Cong. Globe, 42d Cong., 1st Sess. 320 (1871).
9
rapidly drifting into a state of anarchy and
bloodshed, which renders the worst Government
on the face of the earth respectable by way
of comparison. There is no security for life,
person, or property. The State authorities and
local courts are unable or unwilling to check
the evil or punish the criminals. 21
One representative found the details of the investigation
to be “absolutely shocking,” 22 and another suggested the
violence was worse than documented. “Anywhere and
everywhere a judicial investigation has been had, has it
not corroborated, has it not sustained the assertion? Has it
QRWDIÀUPHGWKHH[LVWHQFHRIWKHVHRXWUDJHV"$\VLULWKDV
gone far beyond what the papers have stated.” 23 Debate
over the bill lasted slightly more than two weeks and,
E\SDVVLQJ6HFWLRQ&RQJUHVVDIÀUPHGWKHIHGHUDO
JRYHUQPHQW·V ´SRZHU WR LQWHUFHGH ZKHQ VWDWH RIÀFLDOV
violated the federal constitution.” 24
3UHVLGHQW*UDQWUDWLÀHGWKHELOORQ$SULO 25
but Congress’s investigative work was not finished.
Shortly after its signing, and in recognition of the need
to further examine the Ku Klux Klan, Congress formed
21. Id. at 321.
22. Id. at 270.
23. Id. at 180-81.
24. Tiffany R. Wright et al., 7UXWKDQG5HFRQFLOLDWLRQ7KH
.X.OX[.ODQ+HDULQJVRIDQGWKH*HQHVLVRI6HFWLRQ,
126 DICK. L. REV. 685, 686 (2022).
25. Cong. Globe, 42d Cong., 1st Sess. 838 (1871).
10
a Joint Select Committee to “inquire into the condition
of the late insurrectionary States.” Over eight months,
the committee held the “Ku Klux Klan hearings,” taking
testimony from 586 witnesses that resulted in more than
8,000 transcribed pages bound into thirteen volumes.26 The
hearings were one of the “most extensive congressional
investigations in American history and remain the federal
government’s closest attempt to impanel a post-slavery
truth and reconciliation commission.” 27
The testimony recounted familiar instances of violence
outlined in both the reports of the Joint Committee on
Reconstruction and the Senate Select Committee to
Investigate the Alleged Outrages. The witnesses revealed
common themes: “The details differed, but the general
stories were sickeningly similar: White terrorists—
sometimes high-placed members of Southern society—
violently raped, murdered, and assaulted Black people
without reproach from state governments.” 28 Those who
WHVWLÀHGGLGVRDWJUHDWULVNRIUHWDOLDWLRQDQGUHFRXQWHG
gruesome, personal details of the violence against them—
including sexual assault, torture, and murder. 29
Though the hearings took place after the Act’s
passage, they covered the violence that preceded it. By
26. 3RUWUDLWV LQ 2YHUVLJKW &RQJUHVV ,QYHVWLJDWHV ...
9LROHQFH 'XULQJ 5HFRQVWUXFWLRQ, LEVIN CENTER, https://www.
levin-center.org/congress-investigates-kkk-violence-duringreconstruction/; see also Wright et al., supra note 24, at 704-05.
27. Wright et al., supra note 24, at 691–92.
28. Id. at 705.
29. Id. at 705-06.
11
the end of 1867, there were about 550,000 Ku Klux Klan
members in the South. By 1868, the Klan had a presence in
every former Confederate state and Kentucky. 30 Between
1866 and mid-1867, the Klan murdered 197 people and
committed 548 aggravated assaults in just two states. 31
In passing Section 1983, Congress provided a remedy
not just against Klan members themselves, but “against
those who representing a State in some capacity were
unable or unwilling to enforce a state law.”32 The decision
to expand the remedy beyond just Klan members “was
undoubtedly informed by evidence linking [them] to state
law enforcement or when Klansmen acted without fear of
state prosecution.” 33
b.
Section 1983 Litigation Was Limited from 1871
to 1961.
In federal courts, Congress’s intent to remedy the
YLROHQFHLQÁLFWHGRQ%ODFNSHRSOHWKURXJK6HFWLRQ
was not realized for close to a century. There was no
notable reliance on Section 1983 as a litigation tool; to the
FRQWUDU\ OLWLJDQWV UDUHO\ XVHG 6HFWLRQ LQ WKH ÀUVW
ninety years of its existence. It was not until after 1961,
when the Court decided Monroe did the legal landscape
of Section 1983 change. 365 U.S. at 167.
30. Id. at 709.
31. Id. at 710.
32. Id. at 711 (quoting Monroe, 365 U.S. at 175-76).
33. Wright, et al., supra note 24, at 711–12.
12
Between 1871 and 1920, appellate courts decided
only twenty-one Section 1983 cases. 34 Many of those
cases revolved around economic and property rights and
QRW SROLFH YLROHQFH LQÁLFWHG RQ %ODFN SHRSOH 6HH HJ
%RZPDQY&KLFDJR 1:5\&R., 115 U.S. 611 (1885)
(considering dispute over railway company’s refusal to
transport goods); +ROWY,QGLDQD0IJ&R., 176 U.S. 68
(1900) (considering dispute over personal income tax); and
7XFKPDQY:HOFK, 42 F. 548 (C.C.D. Kan. 1890) (deciding
dispute over sale of alcohol). In the non-economic contexts,
plaintiffs used Section 1983 to challenge infringements
on other constitutional rights. 6HHHJ+DJXHY&RPP
IRU,QGXV2UJ., 307 U.S. 496 (1939) (examining alleged
violations of freedom of speech and assembly). Many of
these early cases examined the question of what were
the “rights, privileges, or immunities secured by the
Constitution,” 35 and thus struggled with whether there
was federal jurisdiction in various Section 1983 cases.
In the rare instances plaintiffs used Section 1983 to
pursue remedies for police abuse, courts similarly declined
to reach the merits. Brawner v. Irvin, 169 F. 964 (C.C.N.D.
Ga. 1909), is illustrative. There, a Black woman alleged
a Georgia police chief arrested her and “maliciously and
cruelly assaulted and beat her with a whip, cutting her
ÁHVK LQ VFDUV FDXVLQJ KHU PXFK SDLQ DQG VXIIHULQJ DOO
without fault on her part.” Id. at 965. The federal court
refused to allow the woman’s case to proceed under Section
1983, holding that it did not have jurisdiction because “[i]
t does not appear from the declaration in this case that
34. See &LYLO5LJKWV$FW(PHUJHQFHRIDQ$GHTXDWH)HGHUDO
Civil Remedy? 26 IND. L.J. 361, 363-64 (1951).
35. 17 Stat. 13; 42 U.S.C. § 1983.
13
the defendant has deprived the plaintiff of any rights,
privileges, or immunities secured by the Constitution and
laws of the United States.” Id. at 966.
To this extent, Section 1983 litigation strayed from
LWV OHJLVODWLYH URRWV VSHFLÀFDOO\ WKH WHVWLPRQ\ RI %ODFN
southerners that compelled Congress to pass the statute.
This testimony was the reason Congress passed Section
1983, explicitly establishing federal jurisdiction in cases
where police and others acting under color of state law
harmed Black people. 36 Courts considering Section 1983
cases immediately lost sight of this.
Because federal courts struggled with whether police
abuse violated a Black person’s federal rights, the number
of cases brought under Section 1983 remained low for its
ÀUVW QLQHW\ \HDUV ´>$@V UHFHQWO\ DV LQ WKH HQWLUH
country, only 287 civil rights suits against state and local
JRYHUQPHQWVDQGWKHLURIÀFHUVZHUHÀOHGLQRUUHPRYHG
to, federal court.” 37 All that changed with this Court’s
decision in Monroe, but until then, violence against Black
people remained pervasive.
36. 17 Stat. 13 § 1 (1871) (“[A]ny action [under this act] …
to be prosecuted in the several district or circuit courts of the
United States.”).
37. ERW IN C HEMERINSK Y, P RESUMED G UILT Y : HOW THE
SUPREME COURT EMPOWERED THE POLICE AND SUBVERTED CIVIL
RIGHTS 133 (2021) (citing T HEODORE EISENBERG, CIVIL RIGHTS
LEGISLATION: CASES AND M ATERIALS 86 (2d ed. 1987)).
14
c.
Between 1871 and 1961, People Acting Under
&RORURI/DZ&RQWLQXHGWR,QÁLFW9LROHQFHRQ
Black People.
i.
Black people suffered severe physical
violence in the form of lynchings.
Without access to federal courts under Section
1983, Black people who experienced violence at the
hands of those acting under color of law were unable
to seek remedies between 1871 and 1961. State court
doors remained locked to them, 38 and law enforcement
was either ineffectual against or complicit in the abuses
LQÁLFWHGRQWKHP7KHSUREOHPRIODFNRIUHPHGLHVZDV
not just theoretical. Those ninety years witnessed some
RIWKHZRUVWUDFHEDVHGYLROHQFHVSHFLÀFDOO\LQWKHIRUP
of lynchings, in the nation’s history.
Lynching predated Emancipation and was not
geographically bound. 39 But by the 1870s, when the
number of lynchings dropped in most of the country, the
“exception to this national trend was the Southern states,
where rates increased rather than decreased. These
divergent trends continued, so that by 1890 the institution
38. See Theodore Eisenberg, 6HFWLRQ 'RFWULQDO
Foundations and an Empirical Study, 67 CORNELL L. REV. 482,
485 (1982) (discussing states’ “inability or unwillingness to deal
with Klan” violence).
39. David Garland, 3HQDO ([FHVV DQG 6XUSOXV 0HDQLQJ
3XEOLF 7RUWXUH /\QFKLQJV LQ 7ZHQWLHWK&HQWXU\ $PHULFD, 39
LAW & SOC’Y REV. 793, 801 (2005) (“Up until the last decades of the
nineteenth century, American lynchings were typically instances
of vigilante justice occurring in frontier areas, with a geographical
spread that included western, northern, and southern states.”)
15
of lynching had become a predominantly Southern one,
and its victims overwhelmingly black.”40 Between 1889
and 1929, a Black person was lynched every four days.41
The Equal Justice Initiative documented “4,084 racial
terror lynchings in twelve Southern states between the
end of Reconstruction in 1877 and 1950.”42 And there can
be no doubt that lynching was race-based: between 1882
and 1889, the ratio of Black lynching victims to white
lynching victims was four to one; between 1890 and 1900,
it was more than six to one; and after 1900, it was more
than seventeen to one.43
The act of lynching was vigilante justice —an
extrajudicial killing for suspected crimes. Nearly 25% of
lynching victims were accused of sexual assault, nearly
30% were accused of murder, and “[h]undreds more Black
people were lynched based on accusations of far less
serious crimes like arson, robbery, non-sexual assault, and
vagrancy, many of which were not punishable by death if
convicted in a court of law.”44 Suspicion of a crime was by
no means required, and white people too often killed Black
40. Id. (citations omitted).
41. Zamir Ben-Dan, Deeply Rooted in American History
DQG7UDGLWLRQ7KH866XSUHPH&RXUW·V$E\VPDO7UDFN5HFRUG
RQ 5DFLDO -XVWLFH DQG (TXLW\, 15 A LA . C.R. & C.L.L. REV. 45,
88–89 (2024).
42. E QUA L JUSTICE I NITIATI V E , /\QFKLQJ LQ $PHULFD
&RQIURQWLQJWKH/HJDF\RI5DFLDO7HUURU 4 (3d ed. 2017), https://
eji.org/wp-content/uploads/2005/11/lynching-in-america-3ded-110121.pdf.
43. Id. at 27.
44. Id. at 29.
16
people simply for a perceived lack of respect, including
for a perceived lack of respect for the police themselves.45
Law enforcement too frequently either ignored,
supported, or participated in lynchings. To be sure, there
ZHUH SROLFH RIÀFHUV ZKR ´UHVLVWHG WKH HIIRUWV RI O\QFK
mobs and vigorously protected black suspects held in
their custody,” sometimes placing themselves in danger.46
But the police often did not interfere with lynchers and,
after a person was lynched, refused to participate in
their prosecution.47 For example, in Oklahoma, “[i]n many
LQVWDQFHVODZHQIRUFHPHQWRIÀFHUVZRUNHGLQFRQMXQFWLRQ
with Klan members, and often they were Klan members.
That cooperation between law enforcement and the Klan
most frequently took the form of administering extralegal punishments . . . .”48 Across the nation, the Klan
´LQÁLFWHGµ WKHLU ´DWURFLWLHV ZLWK LPSXQLW\ EHFDXVH
MXGJHV SROLWLFLDQV DQG ODZ HQIRUFHPHQW RIÀFHUV ZHUH
fellow Klansmen and loyal sympathizers.”49 At the
45. (J., International Labor Defense Survey Reveals
)LIWHHQ /\QFKLQJV LQ , NEW YORK A MSTERDAM NEWS , p. 8
(Feb. 22, 1941) (describing killing of Black teenager in Alabama
IRUSHUFHLYHGGLVUHVSHFWWRZDUGZKLWHSROLFHRIÀFHUV
6KHUULO\Q$,ÀOO&UHDWLQJ$7UXWKDQG5HFRQFLOLDWLRQ
&RPPLVVLRQIRU/\QFKLQJ, 21 LAW & INEQ. 263, 299–300 (2003).
47. Id. at 300.
48. Alfred L. Brophy, 1RUPV /DZ DQG 5HSDUDWLRQV
7KH &DVH RI WKH .X .OX[ .ODQ LQ V 2NODKRPD, 20 H ARV.
BLACK LETTER L.J. 17, 31 (2004).
49. Robin D. Barnes, %OXHE\'D\DQG:KLWHE\ N QLJKW
5HJXODWLQJ WKH 3ROLWLFDO $IÀOLDWLRQV RI /DZ (QIRUFHPHQW DQG
Military Personnel, 81 IOWA L. REV. 1079, 1099 (1996).
17
beginning of the twentieth century, Klan “violence and
terrorist activities were all but openly endorsed by many
JRYHUQPHQWRIÀFLDOVµLQFOXGLQJODZHQIRUFHPHQW50
ii.
There was an economic motivation for
police violence against Black people.
The violent exploitation of Black labor during slavery
continued after Emancipation. Before Emancipation,
formal policing in the South took its early form in slave
patrols. The role of slave patrols was to chase down and
apprehend enslaved people, to spread “organized terror”
to deter revolts, and to discipline enslaved workers.
Alsaada v. City of Columbus, 536 F. Supp. 3d 216, 227
(S.D. Ohio 2021) (citations omitted).
By the end of the [18th] century, every slave
state had slave patrols. . . . [They] were a
‘government-sponsored force [of about 10
people] that was well organized and paid to
SDWURO VSHFLÀF DUHDV WR SUHYHQW FULPHV DQG
insurrection by slaves against the white
community’ in the antebellum South. . . . After
the Civil War ended, the slave patrols developed
into southern police departments.”51
Because slave patrols were arms of the state, the violence
and terror they inflicted on Black people was state
sponsored.
50. Id.
51. Connie Hassett-Walker, +RZ<RX6WDUW,V+RZ<RX)LQLVK"
7KH6ODYH3DWURODQG-LP&URZ2ULJLQVRI863ROLFLQJ, 46 HUM.
RTS. 6, 6-7 (2021).
18
After Emancipation, Southern policing continued its
connection to the violent economic exploitation of Black
people through chain gangs and convict leasing. “In a
region where dark skin and forced labor went hand in
hand, leasing would become a functional replacement
for slavery, a human bridge between the Old South and
the New.”52 State governments, assisted by police, forced
Black people convicted of crimes onto chain gangs they
controlled, or leased them to private entities for forced
labor. 53 Chain gangs and convict leasing, under conditions
as severe as slavery, rebuilt southern roads, prisons, and
plantations destroyed during the Civil War.54 After the
war, “essentially free black labor was safely returned to its
place at the foundation of state revenue and infrastructure
development for southern states like Alabama, Georgia,
North Carolina, Florida, South Carolina, and Louisiana.”55
Because of courts’ restrictive view of Section 1983
from 1871 to 1961, the remedies that should have been
provided to Black people in federal court were unavailable.
And although Black people continued to disproportionately
suffer violence at the hands of those acting under color
of law, the doors of federal courts opened—albeit never
fully—after 1961.
52. DAVID M. OSHINSKY, “WORSE THAN SLAVERY ”: PARCHMAN
FARM AND THE ORDEAL OF JIM CROW JUSTICE 57 (1996).
53. Shaytonna V. Bullock, Fee Simple Subject to Executory
,QWHUHVW$Q$QDO\VLVRIWKH3UHHPSWLRQDQG5HYRFDWLRQRI%ODFN
3URSHUW\5LJKWV, 12 S.J. POL’Y & JUST. 205, 216 (2018).
54. Id.; James Gray Pope, Mass Incarceration, Convict
/HDVLQJDQGWKH7KLUWHHQWK$PHQGPHQW$5HYLVLRQLVW$FFRXQW,
94 N.Y.U. L. Rev. 1465, 1501-03 (2019).
55. Bullock, supra note 53, at 213.
19
II. EVEN AFTER 1961, 42 U.S.C. § 1983 NEVER
REACHED ITS FULL POTENTIAL.
In 1961, the Court finally established that police
abuse was actionable in federal court under Section 1983.
Before 1961, Section 1983 jurisprudence was frequently
concerned with whether certain rights, privileges, or
immunities were covered by the statute, and therefore
whether federal courts had jurisdiction to hear Section
1983 cases. 56 That changed with Monroe. 365 U.S. at
167. After 1961, the number of civil rights lawsuits grew
H[SRQHQWLDOO\ 0RUH WKDQ ODZVXLWV ZHUH ÀOHG LQ
1977, more than 36,000 in 1985, more than 57,000 in 1995,
and more than 60,000 in 2019. 57
Monroe ushered in a new era of Section 1983 litigation
by shifting focus away from examining “rights, privileges,
RULPPXQLWLHVµDQGWRZDUGWKHGHÀQLWLRQRI´XQGHUFRORU
of law.” Until 1961, the Supreme Court “had always
assumed that ‘under color of law’ was limited essentially
to the small number of cases where a state law itself was
unconstitutional.”58 But the Court in Monroe held that “[m]
isuse of power, possessed by virtue of state law and made
possible only because the wrongdoer is clothed with the
authority of state law, is action taken ‘under color of’ state
law.’” 365 U.S. at 184 (quoting United States v. Classic,
313 U.S. 299, 326 (1941)).
56. See supra Section I.b.
57. Chemerinsky, supra note 37, at 133 (citing A DMINISTRATIVE
OFFICE OF U.S. COURTS, A NNUAL REPORT OF THE DIRECTOR (2019)).
58. OLIVER VERNON BUTLER AND A RMAND DERFNER, JUSTICE
DEFERRED: RACE AND THE SUPREME COURT 226 (2021).
20
In Monroe, the Court recognized “Congress has the
power to enforce provisions of the Fourteenth Amendment
against those who carry a badge of authority of a State
and represent it in some capacity, whether they act in
accordance with their authority or misuse it.” 365 U.S. at
171–72. The Court thus “gave life to § 1983 in holding that
§ 1983 provides a remedy for persons deprived of their
)RXUWHHQWK$PHQGPHQWULJKWVE\DVWDWHRIÀFLDO·VDEXVH
of his position.”59 Monroe opened the federal courthouse
GRRUVWRWKRVHZKRVRXJKWWRVXHVWDWHRIÀFLDOVOLNHWKH
police for violations of state law under the Fourteenth
Amendment. 365 U.S. at 187.
But beg inning just si x years after the Court
recognized that the scope of Section 1983 covered state
police abuse, the Court started contracting that scope.
First, in 1967, the Court introduced the doctrine of
TXDOLÀHGLPPXQLW\6HFRQGWKH&RXUWLQWURGXFHGDOLPLWHG
version of municipal liability of police departments and
the ability to recover damages from them. Finally, the
Court severely restricted the ability to obtain injunctive
relief from police departments. These three limitations
constrained Section 1983’s strength in ways never
intended by Congress. The Fifth Circuit’s moment-of-thethreat doctrine is yet another way Section 1983 is eroded,
to the disproportionate harm of Black people across the
country.
59. Sheldon Nahmod, 6HFWLRQ'LVFRXUVH7KH0RYHIURP
Constitution to Tort, 77 GEO. L.J. 1719, 1722 (1989).
21
D 4XDOLÀHG ,PPXQLW\ /LPLWHG )HGHUDO &RXUW
Access Under Section 1983.
Just six years after Monroe, the Court started to
limit Section 1983’s reach through its creation of the
TXDOLÀHGLPPXQLW\GRFWULQH4XDOLÀHGLPPXQLW\·VURRWV
lie in Pierson v. Ray, 386 U.S. 547, 549 (1967), in which
ÀIWHHQ%ODFNDQGZKLWHFOHUJ\PHPEHUVWULHGWRXVHWKH
white section of a segregated bus terminal in Jackson,
Mississippi, in 1961. On an interstate pilgrimage “to
promote racial equality and integration,” these clergy
members tried to enter the terminal’s segregated area,
and police arrested them when they refused to disperse.
Id. at 552–53. The clergy members sued the police under
Section 1983, and the Court ultimately considered the
question of whether the police had a good faith defense:
if the police in good faith believed in the validity of the
law under which they arrested the clergy members, even
if the law was later determined to be unconstitutional,
FRXOG WKH SROLFH RIÀFHUV QHYHUWKHOHVV EH OLDEOH IRU IDOVH
arrest under Section 1983? Id. at 555. In holding that
WKHRIÀFHUVFRXOGEHLPPXQHIURPOLDELOLW\XQGHUWKRVH
circumstances, the Court created a doctrine that would
limit the ability of victims of police misconduct to recover
under Section 1983.
2QO\ÀIWHHQ\HDUVDIWHUPierson, the Court expanded
DQG UHVKDSHG TXDOLÀHG LPPXQLW\ LQWR WKH IRUP LW KROGV
today. Pierson did not require Section 1983 claims be
DXWRPDWLFDOO\GLVPLVVHGLIDSROLFHRIÀFHUKDGDJRRGIDLWK
GHIHQVH5DWKHUWKH&RXUWUXOHGWKDWRIÀFHUVFRXOGSUHVHQW
that defense at a new trial. Id. at 557–58. At minimum,
post Pierson, plaintiffs claiming police misconduct could
present their cases to a jury.
22
That changed in 1982 when the Court altered and
H[SDQGHG TXDOLÀHG LPPXQLW\ IXUWKHU OLPLWLQJ 6HFWLRQ
1983’s power. In +DUORZ Y )LW]JHUDOG, the Court
considered a government employee’s Section 1983 claim
WKDW KH ZDV LOOHJDOO\ ÀUHG 86 FLWLQJ
1L[RQ Y )LW]JHUDOG, 457 U.S. 731 (1982)). Siding with
WKHRIÀFLDOVZKRÀUHGWKHHPSOR\HHWKH&RXUWKHOG´WKDW
JRYHUQPHQWRIÀFLDOVSHUIRUPLQJGLVFUHWLRQDU\IXQFWLRQV
generally are shielded from liability for civil damages
insofar as their conduct does not violate clearly established
statutory or constitutional rights of which a reasonable
person would have known.” Harlow, 457 U.S. at 818. The
Court thus changed the PiersonTXDOLÀHGLPPXQLW\WHVW
from whether someone acting under color of law had a
good faith defense to the test courts apply today, which
is whether that person violated clearly established law.
Critically, the Court also changed the moment
ZKHQ TXDOLÀHG LPPXQLW\ PLJKW EH UDLVHG DQG GHFLGHG
6SHFLÀFDOO\ WKH &RXUW KHOG WKDW D 6HFWLRQ FODLP
can be dismissed “without resort to trial” because of
WKH ´JHQHUDO FRVWV RI VXEMHFWLQJ RIÀFLDOV WR WKH ULVNV RI
WULDO³GLVWUDFWLRQ RI RIÀFLDOV IURP WKHLU JRYHUQPHQWDO
duties, inhibition of discretionary action, and deterrence
of able people from public service.” Id. at 813, 816. The
Court in this way shifted the concern from the harm
suffered by people at the hands of the police and other
JRYHUQPHQWRIÀFLDOVWRWKHEXUGHQVWKRVHRIÀFLDOVPLJKW
face if forced to defend themselves at trial. Even police
RIÀFHUVDFWLQJLQEDGIDLWKFRXOGHVFDSHOLDELOLW\EHFDXVH
they no longer needed to testify thanks to the expansion
RITXDOLÀHGLPPXQLW\60 In establishing and strengthening
60. JOANNA SCHWARTZ, SHIELDED: HOW THE POLICE BECAME
UNTOUCHABLE 75 (2023).
23
TXDOLÀHGLPPXQLW\´WKH&RXUWVLPSO\WXUQHGDEOLQGH\H
to Congress’s decision to create a federal cause of action
WRHQDEOHLQGLYLGXDOVYLFWLPL]HGE\VWDWHRIÀFHUVWRREWDLQ
redress in the federal courts [under Section 1983].”61
b.
Monell Established Limited Municipal
Liability.
Since 1961, the Court also limited the ability of police
abuse victims to recover from the municipalities, police
departments, and police supervisors that employed the
offending police officers. Monroe itself absolved the
employing municipalities entirely, holding that “Congress
did not undertake to bring municipal corporations within
the ambit of” Section 1983. 365 U.S. at 187. Seventeen
years later, the Court overruled Monroe, stating that “[o]
ur analysis of the legislative history of the Civil Rights Act
of 1871 compels the conclusion that Congress did intend
municipalities and other local government units to be
included among those persons to whom § 1983 applies.”
Monell, 436 U.S. at 690 (emphasis in original).
But Monell was not the panacea for municipal liability
WKDWLWDSSHDUVWREHDWÀUVWJODQFH0XQLFLSDOLWLHVSROLFH
departments, and police supervisors are only subject
to liability if they adopt a custom or policy that “is
responsible for a deprivation of rights protected by the
Constitution.” Id. at 690–91. Municipalities and police
departments are emphatically not subject to liability on a
respondeat superior theory. Id. at 691. And as a practical
matter, “local governments do not usually adopt policies
61. Wright et al., supra note 24, at 716 (quoting Gans, supra
note 6, at 329).
24
that are unconstitutional on their face—a policy requiring
RIÀFHUVWRXVHH[FHVVLYHIRUFHIRUH[DPSOHµ62 Without
the ability to proceed under vicarious liability, and with
the low chance that a police department adopted an
unconstitutional policy, victims of police abuse who wish
to hold a police department or supervisor liable have an
exceedingly narrow path for relief under Section 1983.
c. Lyons Severely Limited Injunctive Relief.
One year after Harlow, the Court established yet
another limitation on Section 1983 claims. Through City
RI /RV $QJHOHV Y /\RQV, 461 U.S. 95 (1983), the Court
erected an additional obstacle, this time related to
injunctive relief.
In the case, Lyons alleged that Los Angeles police
officers placed him in a chokehold pursuant to an
unconstitutional police department policy. Id. at 98.
He sought not only monetary relief but also, central to
the Court’s consideration, preliminary and permanent
injunctions that would ban the police from using these
holds. Id. In an echo of early Section 1983 jurisprudence,
the Court decided Lyons on jurisdictional grounds. It
found that Lyons’ standing to seek an injunction “depended
on whether he was likely to suffer future injury from the
XVHRIWKHFKRNHKROGVE\SROLFHRIÀFHUVµId. at 105. The
Court created a near-impossible burden:
In order to establish an actual controversy in
this case, Lyons would have had not only to
allege that he would have another encounter
62. Schwartz, supra note 60, at 103.
25
with the police but also to make the incredible
assertion either, (1) that allSROLFHRIÀFHUVLQ/RV
Angeles always choke any citizen with whom
they happen to have an encounter . . . or, (2) that
WKH&LW\RUGHUHGRUDXWKRUL]HGSROLFHRIÀFHUV
to act in such manner.
Id. at 105–06 (emphasis in original). It is no surprise the
&RXUWIRXQG/\RQVXQDEOHWRPHHWKLVEXUGHQDQGDIÀUPHG
the dismissal of the case. Id. at 109.
Lyons’ impact on plaintiffs’ ability to effect police
policy improvements was immediately apparent. When
Lyons was decided, scholars observed that the “majority’s
unprecedentedly high case-or-controversy threshold may
constitute a major obstacle for civil rights plaintiffs.”63
Fur ther more, the Cour t’s standing requi rement
contradicted Congress’s explicit intent to allow injunctive
relief in Section 1983 cases, further restricting its scope.64
The impact of Lyons compounded the Court’s limitations
on relief—not only would people suing the police have
GLIÀFXOW\VHFXULQJLQGLYLGXDOUHOLHIEHFDXVHRITXDOLÀHG
immunity and Monell, but they also would face an added
obstacle to systemic change post-Lyons.
63. 6WDQGLQJWR6HHN(TXLWDEOH5HOLHI, 97 H ARV. L. REV. 215,
220 (1983).
64. 17 Stat. 13 § 1 (allowing recovery “in any action at law,
suit in equity, or other proper proceeding for redress”) (emphasis
added).
26
d.
The Moment-of-the-Threat Doctrine Further
Limits Section 1983.
The moment-of-the-threat doctrine is yet another
restriction on Section 1983, and one contradicted by the
Court’s precedent. In 1989, the Court shifted analysis of
Section 1983 cases from the Fourteenth Amendment to the
Fourth Amendment. With this critical change, the Court
established that its longstanding Fourth Amendment
totality-of-the-circumstances test should apply in Section
1983 cases—a test inconsistent with the Fifth Circuit’s
moment-of-the-threat doctrine.
Until 1989, courts evaluated excessive police force
cases under the Fourteenth Amendment Due Process
Clause. 6HHHJ5RFKLQY&DOLIRUQLD, 342 U.S. 165, 172
(1952) (evaluating excessive force in criminal cases under
Fourteenth Amendment). In *UDKDP Y &RQQRU, 490
U.S. 386 (1989), the Court altered that jurisprudential
underpinning: “We hold that [excessive police force] claims
are properly analyzed under the Fourth Amendment’s
‘objective reasonableness’ standard, rather than under a
substantive due process standard.” Id. at 383. The Court’s
change of the constitutional basis for Section 1983 claims
is critical to the analysis of this case. By changing the
excessive police force focus to the Fourth Amendment in
1989, the Court adopted a Fourth Amendment analysis
for future Section 1983 cases.
That analysis makes clear that this Court should
disregard the Fifth Circuit’s moment-of-the-threat
doctrine. *UDKDP recognized that the Fourth Amendment
demands a “totality of the circumstances” examination
in excessive force cases. Id. at 396 (citing Tennessee
27
v. Garner, 471 U.S. 1 (1985)). That test, when applied
to Section 1983 excessive force cases, as in all Fourth
$PHQGPHQWFDVHVLV´QRWFDSDEOHRISUHFLVHGHÀQLWLRQRU
mechanical application.” *UDKDP, 490 U.S. at 396 (quoting
%HOOY:ROÀVK, 441 U.S. 520, 559 (1979)). The Court ruled
that factors such as the severity of an alleged crime, the
immediate threat to public safety, whether a person is
UHVLVWLQJDUUHVWRUÁHHLQJWKHQDWXUHDQGTXDOLW\RIWKH
Fourth Amendment intrusion, and the governmental
LQWHUHVWWKDWMXVWLÀHVWKDWLQWUXVLRQVKRXOGDOOEHFRQVLGHUHG
under this test. *UDKDP, 490 U.S. at 396; United States v.
Place, 462 U.S. 696, 703 (1983). The moment-of-the-threat
doctrine does not require consideration of these factors
and, moreover, might preclude consideration of many of
them, depending on the case facts. Most importantly,
the moment-of-the-threat doctrine is inconsistent with
WKHÁH[LELOLW\WKDW*UDKDP and other precedent demand
when examining police use of force in Section 1983 cases.
The additional restriction that the moment-of-thethreat doctrine imposes on Section 1983 has real world
consequences. Police violence against Black people today
LVQRWWKHVDPHDVLWZDVIURPWKURXJKWKHÀUVWKDOI
of the twentieth century.65 But police violence continues to
exist at high rates 150 years after the enactment of Section
1983 and continues to disproportionately impact Black
people. The ability of victims of police violence to obtain
relief under Section 1983 would be further narrowed
unless this Court reverses the Fifth Circuit.
65. See supra Sections I.a and I.c.
28
III. THERE IS AN ONGOING RACIAL JUSTICE
CRISIS IN LAW ENFORCEMENT.
a.
Police Violence Persists.
The police killings of George Floyd and Breonna
Taylor in 2020 brought the enduring problem of policing
and racial justice into the national consciousness. These
killings sparked what is considered the largest movement
for justice in United States history—tens of millions of
people participated in racial justice demonstrations across
more than 40% of United States counties.66
Although it is clearly no longer the late nineteenth
or ea rly t went iet h centu r y, t he pol ice v iolence
GLVSURSRUWLRQDWHO\ LQÁLFWHG RQ %ODFN SHRSOH SHUVLVWV
In 2016, the year Respondent killed Ashtian Barnes,
police killed another 1,066 people in the United States,
280 of whom were Black.67 In Texas, Mr. Barnes was one
of twenty-one Black people whom police killed in 2016,
at a rate of 6.1 Black people killed per million people
compared with 3.45 white people killed per million.68 In
66. Larry Buchanan, et al., %ODFN/LYHV0DWWHU0D\EHWKH
/DUJHVW 0RYHPHQW LQ 86 +LVWRU\, N.Y. Times, July 3, 2020,
KWWSVZZZQ\WLPHVFRPLQWHUDFWLYHXVJHRUJHÁR\G
protests-crowd-size.html.
67. MAPPING POLICE VIOLENCE, https://mappingpoliceviolence.
org/ (last visited November 9, 2024) [hereinafter Police Violence].
68. Id. See also &LYLOLDQV6KRW, TEXAS JUSTICE INITIATIVE,
https://texasjusticeinitiative.org/datasets/civilians-shot (last
YLVLWHG1RYHPEHU ÀOWHUE\´\HDUµ´µ´&LYLOLDQ5DFHµ
“Black,” and “Civilian Died” “Death”) (reporting 20 police killings
of Black people in 2016) [hereinafter Texas Justice].
29
the eight years since, conditions have not improved. To
date in 2024, police have killed 1,097 people in the United
States, 260 of whom were Black.69 Moreover, in the United
States between January and September 2024, police killed
seventeen more Black people than in the same period of
2023.70 In Texas, Black people are 2.3 times more likely
to be killed by police than white people; nationwide, that
ÀJXUHLQFUHDVHVWRWLPHVPRUHOLNHO\71
3ROLFHYLROHQFHRFFXUVIUHTXHQWO\WKURXJKWUDIÀFVWRSV
a subset of police violence most relevant to this case. In
LQWKH86WUDIÀFVWRSVZHUHWKHPRVWFRPPRQW\SH
of police-initiated contact with those sixteen or older,
amounting to more than sixteen million encounters that
year.72 An extensive body of literature has long made
clear that police do not stop or investigate all community
members equally.735DFLDODQGHWKQLFGLVSDULWLHVLQWUDIÀF
69. Police Violence, supra note 67.
70. Id.
71. Id.
72. &RQWDFWV%HWZHHQ3ROLFHDQGWKH3XEOLF, DEPT. OF
JUSTICE BUREAU OF JUSTICE STATISTICS (Oct 2024), https://bjs.ojp.
gov/document/cbpp22.pdf (publishing data that showed police had
contact with 12,446,800 drivers and 3,817,800 passengers during
WUDIÀFVWRSVLQ
73. 6HH HJ, CHARLES R. EPP ET AL., P ULLED O VER: HOW
POLICE STOPS DEFINE RACE AND CITIZENSHIP (2014); Bernard E.
Harcourt & Tracey L. Meares, 5DQGRPL]DWLRQDQGWKH)RXUWK
Amendment, 78 U. C HI . L. R EV. 809, 854– 59 (2011) (citing
QXPHURXVVWXGLHVSURYLGLQJHYLGHQFHRIUDFLDOSURÀOLQJ (PPD
Pierson et al., $/DUJHVFDOH$QDO\VLVRI5DFLDO'LVSDULWLHVLQ
3ROLFH6WRSV$FURVVWKH8QLWHG6WDWHV, 4 NATURE HUMAN BEHAVIOUR
736 (2020), https://5harad.com/papers/100M-stops.pdf.
30
stops have persisted for decades,74 despite evidence
indicating that white drivers commit moving violations
at equal or higher rates than other racial groups.75 Not
surprisingly, the police disproportionately kill Black
SHRSOHGXULQJWUDIÀFVWRSV6LQFH&DPSDLJQ=HUREHJDQ
collecting data for its Mapping Police Violence Database in
SROLFHKDYHNLOOHGSHRSOHGXULQJWUDIÀFVWRSV
nearly a third of them Black.76
0DQ\VWRSVEHJDQZLWKFRPPRQWUDIÀFYLRODWLRQVOLNH
broken taillights or running a red light; relative to the
population, Black drivers were overrepresented among
those killed. The recurrence of such cases and the rarity of
convictions both follow from an overstatement, ingrained
in court precedents and police culture, of the danger that
YHKLFOHVWRSVSRVHWRRIÀFHUV&ODLPLQJDVHQVHRIPRUWDO
peril—whether genuine in the moment or only asserted
74. In the 1990s, for example, litigation in New Jersey
and Maryland provided irrefutable statistical evidence of racial
SURÀOLQJLQWUDIÀFVWRSVDAVID A. H ARRIS, PROFILES IN INJUSTICE
60–62 (2003) (discussing State v. Soto, 734 A.2d 350 (N.J. Sup.
Ct. 1996), and :LONLQVY0DU\ODQG6WDWH3ROLFH, Civ. No. MJG93-468 (D. Md. 1993)).
75. See William Cai et al., 0HDVXULQJ 5DFLDO DQG (WKQLF
'LVSDULWLHVLQ7UDIÀF(QIRUFHPHQWZLWK/DUJHVFDOH7HOHPDWLFV
Data, 2022 PNAS NEXUS 1, https://academic.oup.com/pnasnexus/
article/1/4/pgac144/6652221.
76 . 0D S S LQ J 3ROL F H 9L RO H Q F H, A I R T A B L E , ht t p s: //
airtable.com/appzVzSeINK1S3EVR/shroOenW19l1m3w0H/
WEO[HDU.]Z:9L1 ODVW YLVLWHG 1RYHPEHU ÀOWHU E\
´HQFRXQWHUW\SHµLV´WUDIÀFVWRSµDQG´UDFHµLV´%ODFNµ Vee also
Texas Justice, supra QRWH ÀOWHUE\´&LYLOLDQ5DFH%ODFNµDQG
“Civilian Died” (reporting that since September 2015, police have
shot 439 Black civilians, killing more than half of them).
31
ODWHU³KDVRIWHQVKLHOGHGRIÀFHUVIURPDFFRXQWDELOLW\IRU
using deadly force.77
Behind these numbers are people with family and
friends. They include Eddie Irizarry, shot by Philadelphia
police six times as he was trying to get out of his parked
car and away from the police after they claimed he drove
erratically.78 They also include Ronnell Foster, a 33-yearold father shot by police in Vallejo, California, after being
stopped because his bicycle had no lights and because
KHZDVZHDYLQJLQDQGRXWRIWUDIÀF79$QGÀQDOO\WKH\
include Sam DuBose, a 43-year-old man shot in the head
DIWHUEHLQJSXOOHGRYHUE\D&LQFLQQDWLSROLFHRIÀFHUIRUD
missing front license plate. 80 Like Ashtian Barnes, police
NLOOHGWKHVHLQGLYLGXDOVGXULQJWUDIÀFVWRSV 81
77. David D. Kirkpatrick, et al., :K\0DQ\3ROLFH7UDIÀF
Stops Turn Deadly, N.Y. T IMES , Oct. 21, 2021, https://www.
Q\WLPHVFRPXVSROLFHWUDIÀFVWRSVNLOOLQJVKWPO
78. Remy Tumin, 3KLODGHOSKLD 3ROLFH 2IÀFHU &KDUJHG LQ
)DWDO6KRRWLQJ, N.Y. TIMES, Sept. 8, 2023, https://www.nytimes.
com/2023/09/08/us/philadelphia-eddie-irizarry-police-shooting.
html.
79. Cheryl W. Thompson, )DWDO 3ROLFH 6KRRWLQJV 2I
8QDUPHG%ODFN3HRSOH5HYHDO7URXEOLQJ3DWWHUQV, NPR, Jan.
25, 2021, https://www.npr.org/2021/01/25/956177021/fatal-policeshootings-of-unarmed-black-people-reveal-troubling-patterns.
80. Dan Sewell, &DVH$JDLQVW2IÀFHU:KR.LOOHG8QDUPHG
Motorist Is Dropped, A SSOCIATED PRESS, July 18, 2017, https://
www.usnews.com/news/us/articles/2017-07-18/prosecutor-toannounce-plans-in-fatal-ohio-police-shooting.
81. Kirkpatrick et al., supra note 77 (describing how police
NLOOXQDUPHGPRWRULVWVDWWHPSWLQJWRÁHHVHYHQW\ÀYHSHUFHQWRI
time).
32
b.
The Connection Between Policing and
Economics Persists.
Aside from being demonstrative of the enduring
police violence against Black people, this case also is
emblematic of the enduring connection between policing
and economics. We are no longer in an era of slave patrols
and convict leasing,82 but the economic connection persists.
Respondent, a Harris County constable, stopped Mr.
Barnes because of unpaid tolls. Barnes v. Felix, 91 F.4th
393, 395 (5th Cir. 2024).
The Houston Chronicle found that Texas constables
like Respondent spent most of their time on traffic
infractions and minor disturbances. 83 In 2020, 190
constables patrolled Texas toll roads, with 75% of them
patrolling a single tollway surrounding Houston.84,QÀVFDO
year 2022, the four Texas toll entities generated $1 billion,
$800 million, $500 million, and $175 million in revenue,
respectively. 85 And a 2019 study found Texas to be one of
82. See supra Section I.c.ii.
83. Neena Satija et al., :KDW LV D FRQVWDEOH DQG ZK\
DUH +DUULV &RXQW\·V ¶FRQWUDFW GHSXWLHV· LQ WKH QHZV" HOUSTON
CHRON., March 18, 2024, https://www.houstonchronicle.com/news/
investigations/article/constable-what-is-it-houston-18611636.php.
84. Eric Dexheimer, 'ULYHUVSD\IRUFRQVWDEOHVWRSDWURO
6DP +RXVWRQ 7ROOZD\ HYHQ ZKHQ WKHUH·V OLWWOH URDG WR FRYHU,
HOUSTON CHRON., March 18, 2024, https://www.houstonchronicle.
com/news/investigations/article/constables-toll-roads-18656133.
php.
85. Francisco Uranga, Texas drivers vexed by toll road
SD\PHQWSUREOHPVJRWOLWWOHUHOLHIIURPVWDWHODZPDNHUV, TEXAS
TRIBUNE, Aug. 18, 2023, https://www.texastribune.org/2023/08/18/
texas-toll-roads-payment-problems/.
33
the country’s top states in terms of communities reliant on
WUDIÀFÀQHVIRUWKHLUEXGJHWV86 Last year, constables made
DERXWWUDIÀFVWRSVDLQFUHDVHIURP 87
Cities and municipalities throughout the country also
rely on revenue generated from tickets and court fees to
fund government services. 88 This dependence creates a
SHUYHUVHLQFHQWLYHWRRYHUSROLFHPLQRUWUDIÀFLQIUDFWLRQV
at least twenty states measure police performance using
WUDIÀF VWRSV SHU KRXU 89 Black drivers are about 20%
more likely to get pulled over than white drivers,90 and
thus bear the brunt of these economic incentives. And
because these encounters, as in Mr. Barnes’ case, often
turn fatal,91 this economic incentive contributes to a cycle
of enforcement that prioritizes revenue over life. When
WKH SROLFH WDNH VRPHRQH·V OLIH GXULQJ D WUDIÀF VWRS WKH
moment-of-the-threat doctrine should not prevent their
86. St. John Barned-Smith, Eric Dexheimer, 6SHHGLQJ LQ
7H[DV"+HUH·VZKHUHSROLFHSXOOHGRYHUWKHPRVWSHRSOHHOUSTON
CHRONICLE, May 13, 2022, https://www.houstonchronicle.com/
news/investigations/article/texas-speed-traps-16395228.php.
87. Dexheimer, supra note 84.
88. Mike McIntire & Michael H. Keller, 7KH 'HPDQG IRU
0RQH\ %HKLQG 0DQ\ 3ROLFH 7UDIÀF 6WRSV, N.Y. TIMES, Oct. 31,
2021, https://w w w.nytimes.com/2021/10/31/us/police-ticketquotas-money-funding.html.
89. Id.
90. AJ Willingham, 5HVHDUFKHUVVWXGLHGQHDUO\PLOOLRQ
WUDIÀFVWRSVDQGIRXQGEODFNPRWRULVWVDUHPRUHOLNHO\WREHSXOOHG
over, CNN, March 21, 2019, https://www.cnn.com/2019/03/21/us/
police-stops-race-stanford-study-trnd/index.html.
91. See supra note 81.
34
family from presenting their case to a jury in federal court
under Section 1983.
CONCLUSION
The legislative history of 42 U.S.C. § 1983, the history
of police violence borne disproportionately by Black people
in the United States, and this Court’s precedent compel
one result. The Court should reverse the Fifth Circuit
and preserve what remains of Section 1983.
Respectfully submitted,
KRISTA A. DOLAN
SOUTHERN POVERTY
LAW CENTER
P.O. Box 10788
Tallahassee, FL 32302
A RTHUR AGO
Counsel of Record
SOUTHERN POVERTY
LAW CENTER
1101 17th Street, NW,
Suite 550
Washington, DC 20036
(202) 961-9325
arthur.ago@splcenter.org
Attorneys for Amicus Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.