Petition for Writ of Certiorari — Brent Edward Clark, Petitioner v. Vibeke Dankwa
Supreme Court briefApr 11, 2024
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APPENDIX TABLE OF CONTENTS
Opinions and Orders
Appendix 1.
Per Curiam Opinion, U.S. Court of Appeals
for the Fourth Circuit (October 26, 2023)....... la
Appendix 2.
Order Dismissing Case, U.S. District Court
for the Northern District of West Virginia
Wheeling (January 19, 2023)........................
4a
Appendix 3.
Order Striking Expert, Granting Summary
Judgment and Imposing Sanctions
(November 28, 2022)........ ............................
20a
Rehearing Order
Appendix 4.
Order Denying Petition for Rehearing, U.S.
Court of Appeals for the Fourth Circuit
(January 17, 2024).........................................
29a
Other Documents
Appendix 5.
28 U.S. Code § 2680 - Exceptions
31a
Appendix 6.
Federal Torts Claim Act Complaint, U.S.
District Court for the Northern District of
West Virginia (February 19, 2021)............
34a
APPENDIX TABLE OF CONTENTS (Cont.)
Appendix 7.
Bureau of Prisons Health Services Clinical
Encounter (October 5, 2023)........................
46a
Appendix 8.
Dr. Dankwa Testimony, Transcript Excerpt
(December 18, 2022)......................................
52a
Appendix 9.
Brownback v. King, 592 U.S.
Footnote 8..............................
54a
Appendix 10
Docket History
(2021),
55a
App.la
APPENDIX 1
PER CURIAM OPINION, U.S. COURT OF
APPEALS FOR THE FOURTH CIRCUIT
(OCTOBER 26, 2023)
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
BRENT CLARK,
Plaintiff - Appellant,
v.
DR. VIBEKE DANKWA,
individually and in her official capacity,
Defendant - Appellee.
No. 23-1300
Appeal from the United States District Court
for the Northern District of West Virginia,
at Wheeling. John Preston Bailey, District Judge.
(5:23-cv-00009-JPB-JPM)
Submitted: August 25, 2023
Decided: October 26, 2023
Before: HARRIS, RUSHING, and HEYTENS,
Circuit Judges.
Affirmed by unpublished per curiam opinion.
Brent Edward Clark, Appellant Pro Se.
App.2a
Unpublished opinions are not binding
precedent in this circuit.
PER CURIAM:
Brent Clark appeals a district court order
dismissing his claims alleging he received inadequate
medical treatment while incarcerated at FCI Morgan
town. Because those claims were barred by a federal
statute, we affirm the district court’s judgment on
alternative grounds. See, e.g., Attkisson v. Holder, 925
F.3d 606, 624 (4th Cir. 2019) (observing that this
Court may affirm the dismissal of a suit “on any
ground supported by the record,” even if it is not the
basis relied upon by the district court (quotation
marks omitted)).
Under the Federal Tort Claim Act’s aptly named
“judgment bar,” a judgment in an action brought
under the FTCA bars all future actions that: (1) arise
out of the same set of facts; and (2) are brought against
the federal employees whose conduct was challenged
in the original suit. 28 U.S.C. § 2676 (“The judgment
in an action under section 1346(b) of this title shall
constitute a complete bar to any action by the claimant,
by reason of the same subject matter, against the
employee of the government whose act or omission
gave rise to the claim.”).
That bar applies here. In 2021, Clark filed an
FTCA action against several federal defendants,
including Dr. Dankwa, arising out of the same set of
facts at issue here. See Complaint, Clark v. United
States, No. 5:21-cv-00027, ECF 1 (N.D. W. Va. Feb. 19,
2021). That suit was resolved on the merits when the
district court entered summary judgment against
App.3a
Clark. See Order, Clark v. United States, No. 5:21-cv00027, ECF 168 (N.D. W. Va. Nov. 28, 2022). Given
that dismissal, any future claims arising out of those
facts—whether brought under state or federal law—
were barred. See Unus v. Kane, 565 F.3d 103, 121-22
(4th Cir. 2009) (discussing the FTCA’s judgment bar).
Accordingly, we affirm the dismissal of Clark’s
claims. We also deny Clark’s pending motion for a stay
pending appeal and his motion to remand the case to
state court. Finally, we dispense with oral argument
because the facts and legal contentions are adequately
presented in the materials before this court and
argument would not aid the decisional process.
SO ORDERED.
App.4a
APPENDIX 2
ORDER DISMISSING CASE,
U.S. DISTRICT COURT FOR THE NORTHERN
DISTRICT OF WEST VIRGINIA WHEELING
(JANUARY 19, 2023)
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF
WEST VIRGINIA WHEELING
BRENT CLARK,
Plaintiff,
v.
DR. VIBEKE DANKWA,
individually and in her official capacity,
Defendant.
Civil Action No. 5:23-CV-9
Before: John Preston BAILEY,
United States District Judge.
ORDER DISMISSING CASE
Pending before this Court on initial review is
Brent Clark’s complaint against Dr. Vibeke Dankwa
[Doc. 1-2]. For the reasons stated below, this case will
be dismissed.
On December 27, 2022, plaintiff Brent Clark filed
an Amended Complaint in the Circuit Court of
App.5a
Monongalia County, West Virginia, alleging that Dr.
Dankwa, a physician employed by the Bureau of Prisons,
provided inadequate medical care in volation of the
Eighth Amendment to plaintiff while he was an
inmate at FCI Morgantown.
This case was removed to this Court on January 12,
2023. The Notice of Removal contains the following
language:
3.
Plaintiff brought the underlying state court
civil action against the Defendant, an
employee or officers of the United States and
the Federal Bureau of Prisons, in official
and/or individual capacity, for or relating to
acts under color of such office. Specifically,
Plaintiff alleges that the Defendant violated
his Eighth Amendment right to be free from
cruel and unusual punishment by, inter alia,
providing inadequate medical care in or
about December 2018 while he was
designated to FCI Morgantown.
4.
Pursuant to 28 U. S. C. § 1442(a)(1), a civil
action that is commenced in a state court and
that is against or directed to the United
States or any agency thereof or any officer
(or any person acting under that officer) of
the United States or of any agency thereof,
in an official or individual capacity, for or
relating to any act under color of such office
may be removed by them to the district court
of the United States for the district and
division embracing the place wherein it is
pending.
[Doc. 1 at 2].
App.6a
Inasmuch as this case is a suit for damages
against a federal actor acting in violation of the
Constitution, it is a Bivens type action. Bivens v. Six
Unknown Agents of Federal Bureau of Narcotics, 403
U.S. 388 (1971).
At the outset, this Court notes that the recent
Supreme Court case of Egbert v. Boule, 142 S.Ct. 1793
(2022) “all but closed the door on Bivens remedies.”
Dyer v. Smith, 2022 WL 17982796, at *3 (4th Cir. Dec.
29, 2022).
In Bivens, the Court held that it had
authority to create “a cause of action under
the Fourth Amendment” against federal
agents who allegedly manacled the plaintiff
and threatened his family while arresting
him for narcotics violations. 403 U.S. at 397.
Although “the Fourth Amendment does not
in so many words provide for its enforcement
by an award of money damages,” id., at 396,
91 S.Ct. 1999, the Court “held that it could
authorize a remedy under general principles
of federal jurisdiction,” Ziglar, 582 U.S., at
___, 137 S.Ct., at 1854 (citing Bivens, 403
U.S. at 392, 91 S.Ct. 1999). Over the
following decade, the Court twice again
fashioned new causes of action under the
Constitution—first,
for
a
former
congressional staffer’s Fifth Amendment sexdiscrimination claim, see Davis v. Passman,
442 U.S. 228 (1979); and second, fora federal
prisoner’s inadequate-care claim under the
Eighth Amendment, see Carlson v. Green,
446 U.S. 14 (1980).
Egbert v. Boule, 142 S.Ct. 1793, 1802 (2022).
App.7a
Over the past 42 years, however, the Supreme
Court has declined twelve (12) times to imply a similar
cause of action for other alleged constitutional violations.
See Chappell v. Wallace, 462 U.S. 296 (1983); Bush v.
Lucas, 462 U.S. 367 (1983); United States v. Stanley,
483 U.S. 669 (1987); Schweiker v. Chilicky, 487 U.S.
412 (1988); FDIC v. Meyer, 510 U.S. 471; Correctional
Services Corp. v. Malesko, 534 U.S. 61 (2001); Wilkie
v. Robbins, 551 U.S. 537 (2007); Hui v. Castaneda, 559
U.S. 799 (2010); Minneci v. Pollard, 565 U.S. 118
(2012); Ziglar v, Abbasi, 582 U.S.__ , 137 S.Ct. 1843
(2017); Hernandez v. Mesa, 589 U.S.__ , 140 S.Ct. 735
(2020); and Egbert v. Boule, 142 S.Ct. 1793, 1799-800
(2022).
The Court, rather that dispensing with Bivens
and its progeny altogether, has emphasized that a
cause of action under Bivens is a “disfavored judicial
activity.” Egbert, 142 S.Ct. at 1803 (citing Ziglar, 582
., 137 S.Ct., at 1856-1857 (internal
U.S., at
quotation marks omitted); Hernandez, 589 U.S., at
__ , 140 S.Ct., at 742-743 (internal quotation marks
omitted)).
In Egbert, the Supreme Court once again tiptoed
around the ultimate issue — whether there is any
remaining validity in the Bivens doctrine, while
fashioning a standard which indicates that the Bivens
action no longer exists.
In Egbert, the Court referenced the two part test
for determining whether a Bivens type cause of action
exists:
To inform a court’s analysis of a proposed
Bivens claim, our cases have framed the
inquiry as proceeding in two steps. See
App.8a
Hernandez, 589 U.S., at
, 140 S.Ct., at
742-743. First, we ask whether the case
presents “a new Bivens context”—i.e., is it
“meaningful [ly]” different from the three cases
in which the Court has implied a damages
action. Ziglar, 582 U.S., at---- , 137 S.Ct., at
1859-1860. Second, if a claim arises in a new
context, a Bivens remedy is unavailable if
there are “special factors” indicating that the
Judiciary is at least arguably less equipped
than Congress to “weigh the costs and
benefits of allowing a damages action to
, 137 S.Ct.,
proceed.” Ziglar, 582 U.S., at
at 1858 (internal quotation marks omitted). If
there is even a single “reason to pause before
applying Bivens in a new context,” a court
may not recognize a Bivens remedy.
Hernandez, 589 U.S., at
., 140 S.Ct., at
743.
Egbert, 142 S.Ct. at 1803.
In Egbert, the Supreme Court, without saying as
much, appears to have significantly modified the twostep Ziglar test:
While our cases describe two steps, those
steps often resolve to a single question:
whether there is any reason to think that
Congress might be better equipped to create
a damages remedy. For example, we have
explained that a new context arises when
there are “potential special factors that
previous Bivens cases did not consider.”
, 137 S.Ct., at 1860.
Ziglar, 582 U.S., at
And we have identified several examples of
new contexts—e.g., a case that involves a
App.9a
“new category of defendants,” Malesko, 534
U.S. at 68, 122 S.Ct. 515; see also Ziglar, 582
U.S., at
,137 S.Ct., at 1876—largely
because they represent situations in which a
court is not undoubtedly better positioned
than Congress to create a damages action.
We have never offered an “exhaustive”
accounting of such scenarios, however,
because no court could forecast every factor
that might “counsefl] hesitation.” Id., at__ ,
137 S.Ct., at 1880. Even in a particular case,
a court likely cannot predict the “systemwide”
consequences of recognizing a cause of action
under Bivens. Zigtar, 582 U.S., at
, 137
S.Ct., at 1858. That uncertainty alone is a
special factor that forecloses relief. See
Hernandez v. Mesa, 885 F.3d 811, 818 (C.A.5
2018) (en Banc) (“The newness of this ‘new
context’ should alone require dismissal”).
Egbert, 142 S.Ct. at 1803-04.
The question left unanswered is whether the
“single question” test removes the issue of whether
the cause of action is a new context. This Court
believes that it does for several reasons.
First, the Egbert decision notes that the Court
has “come ‘to appreciate more fully the tension
between’ judicially created causes of action and ‘the
Constitution’s separation of legislative and judicial
power,’ Hernandez, 589 U.S., at
, 140 S.Ct., at 741.
At bottom, creating a cause of action is a legislative
endeavor. Courts engaged in that unenviable task
must evaluate a ‘range of policy considerations ... at
least as broad as the range ... a legislature would
consider.’ Bivens, 403 U.S. at 407 (Harlan, J., concurring
App.lOa
in judgment); see also post, at 1809 -1810 (GORSUCH,
J., concurring in judgment).” Egbert, 142 S.Ct. at
1802.
Second, the Court states that “a plaintiff cannot
justify a Bivens extension based on ‘parallel circum
stances’ with Bivens, Passman, or Carlson unless he
also satisfies the ‘analytic framework’ prescribed by
the last four decades of intervening case law.” Id., at
1809.
Third, the Egbert Court notes that it has
indicated that if it were called to decide Bivens today,
it would decline to discover any implied causes of
action in the Constitution. Id. (citing Ziglar, 582 U.S.,
at _, 137 S.Ct., at 1855).
Finally, and most importantly, Justice Gorsuch’s
concurring opinion indicates such.
In his concurrence, Justice Gorsuch starts with
the statement that “Our Constitution’s separation of
powers prohibits federal courts from assuming
legislative authority. As the Court today acknowledges,
Bivens v. Six Unknown Fed. Narcotics Agents, 403
U.S. 388 (1971), crossed that line by ‘implying]’ a new
set of private rights and liabilities Congress never
ordained. Ante, at 1802 - 1803; see also Alexander v.
Sandoval, 532 U.S. 275, 286 (2001); Nestle USA, Inc.
v. Doe, 593 U.S.
, 141 S.Ct. 1931, 1942-1943 (2021)
(GORSUCH, J., concurring).” Egbert, 142 S.Ct. at
1809 (Gorsuch, J., concurring).
Justice Gorsuch adds:
Recognizing its misstep, this Court has
struggled for decades to find its way back.
Initially, the Court told lower courts to follow
App.lla
a “two ste[p]” inquiry before applying Bivens
to any new situation ... At the first step, a
court had to ask whether the case before it
presented a “new context” meaningfully
different from Bivens ... At the second, a court
had to consider whether ‘special factors’ “
counseled hesitation before recognizing a
new cause of action . . . But these tests soon
produced their own set of questions: What
distinguishes the first step from the second?
What makes a context “new” or a factor
“special”? And, most fundamentally, on what
authority may courts recognize new causes
of action even under these standards?
Today, the Court helpfully answers some of
these lingering questions. It recognizes that
our two-step inquiry really boils down to a
“single question”: Is there “any reason to
think Congress might be better equipped”
than a court to ‘“weigh the costs and benefits
of allowing a damages action to proceed’”?;
see Ziglar v. Abbasi, 582 U.S. 120, 137 S.Ct.
1843, 1858. But, respectfully, resolving that
much only serves to highlight the larger
remaining question: When might a court ever
be “better equipped” than the people’s
elected representatives to weigh the “costs
and benefits” of creating a cause of action?
It seems to me that to ask the question is to
answer it. To create a new cause of action is
to assign new private rights and liabilities—
a power that is in every meaningful sense an
act of legislation. See Sandoval, 532 U.S. at
, 141 S.Ct.,
286-287; Nestle, 593 U.S., at
App.l2a
at 1942-1943 (GORSUCH, J., concurring);
Jesner v. Arab Bank, PLC, 584 U.S. —,—
—, 138 S.Ct. 1386,1392 (2018) (GORSUCH,
J., concurring in part and concurring in
judgment). If exercising that sort of authority
may once have been a “ ‘proper function for
common-law courts’ “ in England, it is no
longer generally appropriate” ‘for federal
tribunals i a in a republic where the people
elect representatives to make the rules that
govern them. Sandoval, 532 U.S. at 287.
Weighing the costs and benefits of new laws
is the bread and butter of legislative
committees. It has no place in federal courts
charged with deciding cases and controversies
under existing law.
Instead of saying as much explicitly, however,
the Court proceeds on to conduct a casespecific analysis. And there I confess diffi
culties. The plaintiff is an American citizen
who argues that a federal law enforcement
officer violated the Fourth Amendment in
searching the curtilage of his home. Candidly,
I struggle to see how this set of facts differs
meaningfully from those in Bivens itself. To
be sure, as the Court emphasizes, the episode
here took place near an international border
and the officer’s search focused on violations
of the immigration laws. But why does that
matter? The Court suggests that Fourth
Amendment violations matter less in this
context because of “likely” national-security
risks ... So once more, we tote up for ourselves
the costs and benefits of a private right of
App.l3a
action in this or that setting and reach a
legislative judgment. To atone for Bivens, it
seems we continue repeating its most basic
mistake.
Of course, the Court’s real messages run
deeper than its case-specific analysis. If the
costs and benefits do not justify a new Bivens
action on facts so analogous to Bivens itself,
it’s hard to see how they ever could. And if
the only question is whether a court is
“better equipped” than Congress to weigh
the value of a new cause of action, surely the
right answer will always be no. Doubtless,
these are the lessons the Court seeks to
convey. I would only take the next step and
acknowledge explicitly what the Court
leaves barely implicit. Sometimes, it seems,
“this Court leaves a door ajar and holds out
the possibility that someone, someday might
walk through it” even as it devises a rule that
ensures “no one . . . ever will.” Edwards v.
, 141 S.Ct. 1547,
Vannoy, 593 U.S.
1566 (2021) (GORSUCH, J., concurring). In
fairness to future litigants and our lower
court colleagues, we should not hold out that
kind of false hope, and in the process invite
still more “protracted litigation destined to
yield nothing.” Nestle, 593 U.S., at
, 141
S.Ct., at 1943 (GORSUCH, J., concurring).
Instead, we should exercise “the truer
modesty of ceding an ill-gotten grin,” ibid.,
and forthrightly return the power to create
new causes of action to the people’s repre
sentatives in Congress.
App.l4a
142 S.Ct. 1809-1810 (Gorsuch, J., concurring).
Based upon the foregoing, this Court believes that
the Bivens type of action is no longer viable, whether
a new context or not. It is clear, however, that those
on the Fourth Circuit do not agree. In the two Fourth
Circuit cases decided since Egbert, the Fourth Circuit
has applied the “two-step new context test.” See Tate
v. Harmon, 54 F.4th 839 (4th Cir. 2022) and Dyer v.
Smith, 2022 WL 17982796 (4th Cir. Dec. 29, 2022).
Accordingly, this Court will address the two Ziglar
factors.
The first factor is whether the proffered cause of
action constitutes a new context under Bivens. “In
determining whether a case presents a new Bivens
claim, ‘a radical difference is not required’ to make a
case meaningfully different from the three cases in
which the Court has recognized a Bivens remedy. TunCos [u. Perrotte], 922 F.3d [514,] at 523 [(4th Cir.
2019)]. The Supreme Court has explained:
A case might differ in a meaningful way
because of the rank of the officers involved;
the constitutional right at issue; the
generality or specificity of the official action;
the extent of judicial guidance as to how an
officer should respond to the problem or
emergency to be confronted; the statutory or
other legal mandate under which the officer
was operating; the risk of disruptive intrusion
by the Judiciary into the functioning of other
branches; or the presence of potential
special factors that previous Bivens cases
did not consider.
App.l5a
Ziglar, 137 S.Ct. at 1860.” Dyer, 2022 WL 17982796,
at *3.
This Court joins two other district court cases
from the Fourth Circuit which found that a case
involving chronic, non-emergent, non fatal medical
treatment is a different context than that found in
Carlson, which involved an emergency resulting in
death. See Washington v. Federal Bureau of Prisons,
2022 WL 3701577 (D.S.C. Aug. 26, 2022) (Hendricks,
J.) and McNeal v. Hutchinson, 2022 WL 17418060
(D.S.C. Sept. 19, 2022) (Baker, M.J.), report and
recommendation adopted, 2022 WL 16631042 (D.S.C.
Nov. 2, 2022) (Anderson, J.).
Inasmuch as this case presents a new context,
this Court “must proceed to the ‘second step and ask
whether there are any special factors that counsel
hesitation about granting the extension’ of Bivens.
Hernandez, 140 S.Ct. at 743 (cleaned up). And if there
is ‘reason to pause before applying Bivens in a new
context or to a new class of defendants,’ the request to
extend Bivens should be rejected. Id. Moreover, the
Court has directed that the ‘special factors’ inquiry
must center on ‘separation-of-powers principles.’ Id.
(quoting Ziglar, 137 S.Ct. at 1857). As the Court
explained:
We thus consider the risk of interfering with
the authority of other branches, and we ask
whether ‘there are sound reasons to think
Congress might doubt the efficacy or
necessity of a damages remedy,’ and
‘whether the Judiciary is well suited, absent
congressional action or instruction, to
. consider and weigh the costs and benefits of
allowing a damages action to proceed.’”
App.l6a
Tate v. Harmon, 54 F.4th 839, 844-45 (4th Cir. 2022).
“As the Egbert Court noted:
The Bivens inquiry does not invite federal
courts to independently assess the costs and
benefits of implying a cause of action. A court
faces only one question: whether there is any
rational reason (even one) to think that
Congress is better suited to weigh the costs
and benefits of allowing a damages action to
proceed.”
Id. at 848 (emphasis in original) (quoting Egbert, 142
S.Ct. at 1805 (cleaned up)).
“In considering the special factors, we evaluate
‘whether Congress might doubtthe need for an implied
damages remedy,’ Tun-Cos, 922 F.3d at 525 (emphasis
in original), or if there is ‘reason to pause’ before
extending Bivens to new contexts, Hernandez v. Mesa,
U.S.
, 140 S.Ct. 735, 743 (2020). “‘A single
sound reason to defer to Congress” is enough to
require a court to refrain from creating [a damages]
remedy.’ Egbert, 142 S.Ct. at 1803 (quoting Nestle
U.S.
USA, Inc. v. Doe,
, 141 S.Ct. 1931, 1937
(2021) (plurality opinion)). Put another way, “the most
important question is who should decide whether to
provide for a damages remedy, Congress or the
courts?’” Egbert, 142 S.Ct. at 1803 (quoting
Hernandez, 140 S.Ct. at 750). ‘If there is a rational
reason to think that the answer is Congress - as it will
be in most every case . . . —no Bivens action may lie,’
Egbert, 142 S.Ct. at 1803 (internal citation omitted).”
Dyer, 2022 WL 17982796, at *4.
“While the Supreme Court has not provided a
comprehensive list of special factors, courts are
App.l7a
instructed to consider 'whether the Judiciary is well
suited, absent congressional action or instruction, to
consider and weigh the costs and benefits of allowing a
damages action to proceed.’ Ziglar, 137 S.Ct. at 1858.
Courts are also instructed to look to whether ‘there is
an alternative remedial structure present in a certain
case.’ Id. An alternative remedy weighs against
recognizing a new Bivens claim even if it is less
effective than the damages that would be available
under Bivens and is not expressly identified by
Congress as an alternative remedy. Id.; Egbert, 142
S.Ct. at 1804, 1807.” Id.
Other factors to be considered include ‘“economic
and governmental concerns,’ ‘administrative costs,’
and the ‘impact on governmental operations
systemwide.’ Ziglar, 582 U.S., at
•, 137 S.Ct., at
1856, 1858. Unsurprisingly, Congress is ‘far more
competent than the Judiciary’ to weigh such policy
considerations. Schweiker, 487 U.S. at 423. And the
Judiciary’s authority to do so at all is, at best,
uncertain. See, e.g., Hernandez, 589 U.S., at
, 140
S.Ct., at 742.” Egbert, 142 S.Ct. at 1802-03.
The Egbert Court made it clear that “a court may
not fashion a Bivens remedy if Congress already has
provided, or has authorized the Executive to provide,
‘an alternative remedial structure.’ Ziglar, 582 U.S.,
at, 137 S.Ct., at 1858; see also Schweiker, 487 U.S.
at 425. If there are alternative remedial structures in
place, ‘that alone,’ like any special factor, is reason
enough to ‘limit the power of the Judiciary to infer a
new Bivens cause of action.’ Ziglar, 582 U.S., at------,
137 S.Ct., at 1858.” Id. at 1804.
In Correctional Services Corp. v. Malesko, 534
U.S. at 74, the Court held that Bivens type relief is
App.l8a
unavailable to federal prisoners because they could,
among other options, file grievances through the
Administrative Remedy Program. See also Egbert, 142
S.Ct. at 1806. This holding alone would appear to bar
any Bivens type action brought by a federal prisoner.
A further reason not to find a Bivens type remedy
is that it “risks transforming the courts into an ad hoc
medical review board tasked with deciding, with little
to no judicial guidance, which medical errors, if any,
cross the threshold into constitutional injury.” See
Washington v. Fed. Bureau of Prisons, 2022 WL
3701577, at *5 (D.S.C. Aug. 26, 2022) (Hendricks, J.).
The above factors provide a myriad of reasons to
hesitate extending Bivens to this case. Accordingly,
this Court finds that there is no viable cause of action
under Bivens and its progeny, requiring dismissal.
Even if this type of claim were still valid, Mr.
Clark’s claims against Dr. Dankwa are clearly barred
by the applicable statute of limitations, which in West
Virginia is two (2) years. Inasmuch as Mr. Clark left
FCI Morgantown in February of 2019, his claims are
clearly barred.
For the foregoing reasons, this action is
DISMISSED.
The Clerk is hereby DIRECTED to STRIKE the
above-styled case from the active docket of this Court.
It is so ORDERED.
The Clerk is directed to transmit copies of this
Order to all counsel of record herein and to mail a copy
to the pro se plaintiff.
App.l9a
DATED: January 19, 2023.
/s/ John Preston Bailey______
United States District Judge
App.20a
APPENDIX 3
ORDER STRIKING EXPERT, GRANTING
SUMMARY JUDGMENT AND IMPOSING
SANCTIONS
(NOVEMBER 28, 2022)
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF
WEST VIRGINIA WHEELING
BRENT CLARK,
Plaintiff,
v.
UNITED STATES OF AMERICA,
Defendant.
Civil Action No. 5:21-CV-27
Before: John Preston BAILEY,
United States District Judge.
ORDER STRIKING EXPERT,
GRANTING SUMMARY JUDGMENT AND
IMPOSING SANCTIONS
Pending before this Court are Plaintiffs pro se
Motion for Summary Judgment to Determine Liability
[Doc. 125], filed September 19, 2022, Defendant’s
Motion for Summary Judgment [Doc. 126], filed
September 22, 2022, Defendant’s Motion to Strike
App.21a
Plaintiffs Expert Disclosure and Motion for Summary
Judgment and Sanctions [Doc. 149], Plaintiffs pro se
Motion for Leave to Supplement Pursuant to Rule 26(e)
[Doc. 155], filed November 14, 2022, and Defendant’s
Motions in Limine [Doc. 163], filed November 21,
2022.
This Court will first turn its attention to the issues
surrounding the expert witness. The Government
previously filed Defendant’s Motion to Strike Plaintiffs
Expert Disclosure and Motion for Summary Judgment
[Doc. 101] based upon insufficiencies in plaintiffs expert
report. Thereafter, plaintiff filed a Supplemental
Medical Expert Disclosure [Doc. 105] and a Motion for
Leave to Supplement Medical Expert Disclosure [Doc.
107]. Over the Government’s objections, this Court
granted the plaintiffs Motion for Leave to to Supple
ment Medical Expert Disclosure and denied the
Government’s Motion to Strike Plaintiffs Expert
Disclosure and Motion for Summary Judgment [Doc.
114].
The Government now seeks to exclude the plain
tiffs expert report based upon later gained information
— primarily obtained during the deposition of
plaintiffs expert, Dr. Wong, and from documents
obtained after the deposition.
Based upon the information obtained, the
following is clear:
1. This is a medical malpractice action brought
under the Federal Tort Claims Act by Brent Clark, a
former medical doctor and federal inmate, based upon
treatment received at FCI Morgantown.
2. The Supplemental Medical Expert Disclosure
[Doc. 105] was wholly written by Mr. Clark and
App.22a
submitted to Dr. Wong on July 13. Dr. Wong merely
signed the report and returned it to Mr. Clark for
mailing to the Clerk’s office on July 16, 2022. Dr.
Wong did not change a word of what was sent to him.
3. Despite the foregoing, Dr. Wong testified at his
deposition, under oath, that he created the
Supplemental Medical Expert Disclosure. [Doc. 150-5
at 4].
4. When asked if he “ma[d]e the first draft of [the
Supplemental Medical Expert Report],” Dr. Wong
responded, “I did not produce the draft, no.” [Id.].
5. When asked to clarify why he said he “created”
the draft, Dr. Wong responded, “I made additions and
changes to it and made sure that the final one
reflected what I truly thought.” [Id.].
6. When asked how much of the draft he
changed, Dr. Wong responded, “60%, 70%.” [Id.].
7. When asked as to the difference, Dr. Wong
responded, “In terms of words were changed, things
were taken out, that kind of thing.” [Id. at 5].
8. It was evident during the deposition that Dr.
Wong had little command of the facts of the instant
case or the relevant medical records. Dr. Wong
frequently could not identify with specificity which
records he relied upon in forming his opinions or
which records were provided to him. Given his clear
lack of knowledge of the case and his disclosed
opinions, he made a number of admissions fatal to
plaintiffs case, only to later immediately yield to
plaintiffs prompting during re-direct.
9. The email which sent the final supplemental
report includes the following: “The only new information
App.23a
that you have not already reviewed for the above past
statements is the enclosed pdf of 5 pages. It is the New
Orleans Criteria and CDC guidelines for CT scan
eligibility for traumatic brain injury and a journal
publication from the NIH with mortality rates for
treated versus untreated subarachnoid hemorrhage
patients that I’ve incorporated into this combined
report.” [Doc. 150-14].
10. Despite the fact that Dr. Wong had not seen
the referenced material, the same was included as his
opinions in the final supplemental report.
The facts of this case are hauntingly similar to
the facts in the case of In re Jackson Natl. Life Ins.
Co. Premium Litigation, 1999 WL 33510008 (W.D.
Mich. Sept. 29,1999) (Scoville, M.J.), affirmed by 2000
WL 33654070 (W.D. Mich. Feb. 8, 2000) (McKeague,
J.), in which the purported expert witness had not
prepared the expert witness report in violation of Fed.
R. Civ. P. 26(a)(2) and the expert testified untruthfully
concerning the authorship of the report, and the
attempts by defense counsel were unjustifiably
impeded. The court in that case precluded the
plaintiffs from presenting the purported expert’s
testimony at trial.1
1 Other courts have discounted expert testimony when experts
merely express the opinions of the lawyers who hired them. See,
e.g., C. Baxter Inti. Inc. v. McGaiv, Inc., 1996 WL 145778, at *4
(N.D. III. 1996), affd in part and rev’d in part on other grounds,
149 F.3d 1321 (Fed. Cir. 1998) (Court disregarded an expert
report because the expert did not independently prepare his
report); Marbled Murrelet v. Pacific Lumber Co., 880 F.Supp.
1343, 1365 (N.D. Cal. 1995), affd, 83 F.3d 1060 (9th Cir.1996)
(Finding that the expert’s testimony lacked objectivity and
credibility where it appeared to have been crafted by attorneys);
App.24a
In this case, based upon the fact that the report
contains the plaintiffs own opinions rather than Dr.
Wong’s, as evidenced by the reference to articles that
Dr. Wong had not even seen and Dr. Wong’s blatant
falsifications under oath, this Court will exclude Dr.
Wong and his opinions as tainted.
In response, the plaintiff argues that the
plaintiffs 6/5/2022 expert disclosure is sufficient. This
argument overlooks the fact that Dr. Wong and all of
his opinions are excluded due to the taint.
The Federal Tort Claims Act (“FTCA”), 28 U. S.
C. §§2671-2680, is the exclusive money damages
remedy for negligent acts or omissions of federal
government employees acting within the scope of their
employment. See 28 U. S. C. § 2679. The FTCA operates
as a limited waiver of sovereign immunity. See
Medina v. United States, 259 F.3d 220, 223 (4th Cir.
2001). It does not create new causes of action, but
merely allows the United State's to be sued and held
liable in tort in the same respect as a private person
under the law of the place where the act occurred.” id.
at 223; 28 U.S.C. § 1346(b)(1). Because the alleged
negligent acts occurred in West Virginia, the sub
stantive law of West Virginia controls. See Eichelberger v. United States, 2006 WL 533399 (N.D. W.Va.
Mar. 3, 2006) (Keeley, J.).
Occulto v. Adamar of N.J., Inc., 125 F.R.D. 611, 616 (D. N.J.
1989) (Noting that an expert cannot simply be an alter ego of the
attorney who will be trying the case); Manning v. Crockett, 1999
WL 342715, at *3 (N.D. III. May 18, 1999) (“Allowing an expert
to sign a report drafted entirely by counsel without prior
substantive input from an expert would read the word ‘prepared’
completely out of the rule.”).
/
App.25a
In West Virginia, medical malpractice litigation
is controlled by the Medical Professional Liability Act
(“MPLA”), W.Va. Code § 55-7B-1 et seq. (2015 Repl.
Vol.). Section 3 of the MPLA establishes the elements
of proof necessary to sustain a medical malpractice
claim: (1) the health care provider failed to meet the
standard of care; and (2) such failure was a proximate
cause of the injury or death. See W.Va. Code § 55-7B3(a). Proximate cause is generally understood to be
the last negligent act contributing to the injury and
without which the injury would not have occurred. See
Sexton v. Grieco, 216 W.Va. 714, 613 S.E.2d 81 (2005).
The MPLA also establishes the proof required
fora ‘loss of chance” claim. Under such a theory, a
plaintiff must establish, to a reasonable degree of
medical probability, that had the accepted standard of
care been afforded the patient, there was greater than
a 25 percent chance of improvement, recovery, or
survival. See W.Va. Code. § 55-7B-3(b).
Plaintiffs in a medical malpractice case bear the
burden of proving that negligence and lack of skill on
the part of the medical provider proximately caused
the injury suffered. See Farley v. Shook, 218 W.Va.
680, 629 S.E.2d 739 (2006). Expert testimony is
usually required to meet that burden. See Bellomy v.
United States, 888 F.Supp. 760, 763-64 (S.D. W.Va.
1995) (Haden, C.J.). Where a plaintiff does not produce
expert testimony to show that a medical provider
deviated from the standard of care, and the deviation
caused the injury complained of, the defending party
is entitled to summary judgment. Harrison v. United
States, 2009 WL 36545 (S.D. W.Va. Jan. 6, 2009)
(Copenhaver, J.); Sharpe v. United States, 230 F.R.D.
452 (E.D. Va. 2005) (Freidman, J.).
App.26a
With few exceptions not applicable here, the
MPLA also requires expert testimony. It provides that
the applicable standard of care and a defendant’s
failure to meet the standard of care, if at issue, “shall
be established ... by the plaintiff by testimony of one
or more knowledgeable, competent expert witnesses if
required by the court.” W.Va. Code § 55-7B-7(a); see
also Neary v. Charleston Area Med. Ctr., 194 W.Va.
329, 460 S.E.2d 464 (1995) (per curiam) (General rule
in medical malpractice cases is that negligence can be
proved only by expert witnesses).
The exclusion of Dr. Wong as an expert witness
leaves the plaintiff with no expert to validate his
claims. And it is far too late to allow the plaintiff to
obtain a substitute. Expert disclosures were due June
24, 2022; discovery was completed September 9; the
pretrial order is due December 5; the pretrial is set for
December 19 with the trial set for January 10. Due to
the plaintiffs involvement in this sham expert, this
Court is loath to continue the matter.
Accordingly, the Government is entitled to sum
mary judgment on the plaintiffs claims.
With regard to the issue of sanctions, Rule 15 of
the Local Rules of Prisoner Litigation states that “pro
se prisoner litigants are subject to sanctions that
include, but are not limited to, those available to the
Court under Rule 11 of the Federal Rules of Civil
Procedure for the submission of false, improper or
frivolous filings in the Court.” Here, as shown above,
the plaintiff, in multiple signed pleadings, violated
Fed. R. Civ. P. 11(b) by misrepresenting to the Court
his own conduct and his retained expert’s conduct
regarding preparation and transmission of the Supple-
App.27a
mental Report. Further, the plaintiffs conduct is sanctionable under Fed. R. Civ. P. 37(c) because he failed to
provide information as required by Fed. R. Civ. P. 26(a),
necessitating the United States’ deposition of his
retained expert and subsequent Motion to Compel
Discovery. An appropriate sanction in this case,
notwithstanding exclusion of the retained expert, is
payment of the reasonable expenses caused by the
plaintiffs failure to disclose the draft report.
Dr. Wong’s deposition occurred on September 7,
2022, and Dr. Wong provided the undersigned with an
invoice in the amount of $5,000.04 ($833.34/hour) for
his deposition testimony. During the deposition, the
United States obviously discovered that Dr. Wong did
not prepare the supplemental report, thus necessit
ating the pending motion, as well as the Motion to
Compel Discovery. In addition to taking Dr. Wong’s
deposition, the plaintiffs deceitful conduct caused the
United States to incur $1,500.00 in costs for further
review of the supplemental report by its expert
neurologist, Dr. Matthew Smith.
Accordingly, this Court will impose sanctions in
the amount of $6,500.04 for violating Fed. R. Civ. P.
11 and Fed. R. Civ. P. 37 and causing the United
States to sustain unnecessary litigation costs.
For the reasons stated above:
1. Defendant’s Motion to Strike Plaintiffs Expert
Disclosure and Motion for Summary Judgment and
Sanctions [Doc. 149] is GRANTED;
2. Plaintiff is precluded from offering any
testimony or exhibits authored by Dr. Wong;
App.28a
3. The defendant is GRANTED summary judg
ment and the case will be DISMISSED WITH PRE
JUDICE and STRICKEN from the active docket of
this Court;
4. Sanctions are hereby imposed upon the
plaintiff in the amount of $6.500.04:
5. Plaintiffs pro se Motion for Leave to
Supplement Pursuant to Ruler 26(e) [Doc. 155] is
DENIED;
6. Plaintiffs pro se Motion for Summary Judgment
to Determine Liability [Doc. 125], Defendant’s Motion
for Summary Judgment [Doc.126], and Defendant’s
Motions in Limine [Doc. 163] are DENIED AS MOOT.
It is so ORDERED.
The Clerk is directed to transmit copies of this
Order to all counsel of record herein.
DATED: November 28, 2022.
/s/ John Preston Bailey
United States District Judge
App.29a
APPENDIX 4
ORDER DENYING PETITION FOR
REHEARING, U.S. COURT OF APPEALS
FOR THE FOURTH CIRCUIT
(JANUARY 17, 2024)
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
BRENT CLARK,
Plaintiff - Appellant,
v.
DR. VIBEKE DANKWA,
individually and in her official capacity,
Defendant - Appellee.
No. 23-1300
(5:23-cv-00009-JPB-JPM)
Before: Nwamaka ANOWI, Clerk.
ORDER
The court denies the petition for rehearing and
rehearing en banc. No judge requested a poll under
Fed. R. App. P. 35 on the petition for rehearing en banc.
App.30a
Entered at the direction of the panel: Judge
Harris, Judge Rushing, and Judge Heytens.
For the Court
/s/ Nwamaka Anowi
Clerk
App.31a
APPENDIX 5
28 U.S. CODE § 2680 - EXCEPTIONS
The provisions of this chapter and section 1346(b)
of this title shall not apply to—
(a) Any claim based upon an act or omission of
an employee of the Government, exercising
due care, in the execution of a statute or
regulation, whether or not such statute or
regulation be valid, or based upon the
exercise or performance or the failure to
exercise or perform a discretionary function
or duty on the part of a federal agency or an
employee of the Government, whether or not
the discretion involved be abused.
(b) Any claim arising out of the loss, mis
carriage, or negligent transmission of letters
or postal matter.
(c)
Any claim arising in respect of the assess
ment or collection of any tax or customs duty,
or the detention of any goods, merchandise,
or other property by any officer of customs or
excise or any other law enforcement officer,
except that the provisions of this chapter and
section 1346(b) of this title apply to any
claim based on injury or loss of goods,
merchandise, or other property, while in the
possession of any officer of customs or excise
or any other law enforcement officer, if—
(1) the property was seized for the purpose
of forfeiture under any provision of
Federal law providing for the forfeiture
of property other than as a sentence
App.32a
imposed upon conviction of a criminal
offense;
(2) the interest of the claimant was not
forfeited;
(3) the interest of the claimant was not
remitted or mitigated (if the property
was subject to forfeiture); and
(4) the claimant was not convicted of a
crime for which the interest of the
claimant in the property was subject to
forfeiture under a Federal criminal
forfeiture law. [ 1]
(d) Any claim for which a remedy is provided by
chapter 309 or 311 of title 46 relating to
claims or suits in admiralty against the
United States.
(e) Any claim arising out of an act or omission of
any employee of the Government in
administering the provisions of sections 1-31
of Title 50, Appendix. [2]
(f)
Any claim for damages caused by the
imposition or establishment of a quarantine
by the United States.
(g) Repealed. Sept. 26, 1950, ch. 1049, § 13 (5),
64 Stat. 1043.]
(h) Any claim arising out of assault, battery,
false imprisonment, false arrest, malicious
prosecution, abuse of process, libel, slander,
misrepresentation, deceit, or interference
with contract rights: Provided, That, with
regard to acts or omissions of investigative
App.33a
or law enforcement officers of the United
States Government, the provisions of this
chapter and section 1346(b) of this title shall
apply to any claim arising, on or after the
date of the enactment of this proviso, out of
assault, battery, false imprisonment, false
arrest, abuse of process, or malicious pros
ecution. For the purpose of this subsection,
“investigative or law enforcement officer”
means any officer of the United States who
is empowered by law to execute searches, to
seize evidence, or to make arrests for
violations of Federal law.
(i)
Any claim for damages caused by the fiscal
operations of the Treasury or by the
regulation of the monetary system.
(J) Any claim arising out of the combatant
activities of the military or naval forces, or
the Coast Guard, during time of war.
(k) Any claim arising in a foreign country.
(l)
Any claim arising from the activities of the
Tennessee Valley Authority.
(m) Any claim arising from the activities of the
Panama Canal Company.
(n) Any claim arising from the activities of a
Federal land bank, a Federal intermediate
credit bank, or a bank for cooperatives.
App.34a
APPENDIX 6
FEDERAL TORTS CLAIM ACT COMPLAINT,
U.S. DISTRICT COURT FOR THE NORTHERN
DISTRICT OF WEST VIRGINIA
(FEBRUARY 19, 2021)
IN THE UNITED STATES DISTRICT COURT FOR
THE NORTHERN DISTRICT OF WEST VIRGINIA
BRENT CLARK,
v.
UNITED STATES OF AMERICA.
Civil Action No.: 5:21cv27
FEDERAL TORTS CLAIM ACT COMPLAINT
I.
Jurisdiction
The Court has jurisdiction over this action
pursuant to: Title 28 U.S.C. Section 2671, et seq.
(FICA) and Title 28 U.S.C. Section 1346(b)(1).
II. Plaintiff
In Item A below, place your full name, inmate
number, place of detention, and complete mailing
address in the space provided.
A. Your full name: Brent Clark
Inmate No.: 38405068
Address: 946 William Penn Court
App.35a
Pittsburgh, PA. 15221
III. Place of Present Confinement
Name of Prison/Institution: Home confinement
via The Renewal Center
A. Is this where the events concerning your
complaint took place?
No
If you answered “NO,” where did the events
occur?
FCI Morgantown
Post office box 1000
Morgantowk, West Virginia 26507
IV. Previous Lawsuits
A. Have you filed other lawsuits in state or
federal court dealing with the same facts involved in
this action?
No
B. If your answer is “YES”, describe each lawsuit
in the space below. If there is more than one lawsuit,
describe additional lawsuits using the same format on
a separate piece of paper which you should attach and
label: “IV PREVIOUS LAWSUITS”
1.
Parties to this previous lawsuit:
Plaintiff(s): N/A
Defendant(s): N/A
2.
Court: N/A
App.36a
(If federal court, name the district; if state
court, name the county)
3.
Case Number: N/A
4.
Basic Claim Made/Issues Raised: N/A
5.
Name of Judge(s) to whom case was
assigned: N/A
6.
Disposition: N/A
(For example, was the case dismissed?
Appealed? Pending?)
7.
Approximate date of filing lawsuit: N/A
8.
Approximate date of disposition. Attach
copies: N/A
C. Did you seek informal or formal relief from the
appropriate administrative officials regarding the
acts complained of in Part B? N/A
Yes
No
D. If your answer is ‘YES,” briefly describe how
relief was sought and the result. If your answer is
“NO,” explain why administrative relief was not
sought.
N/A
E. Did you exhaust ALL available administrative
remedies?
Yes
No
N/A
v
App.37a
F. If your answer is “YES,”, briefly explain the
steps taken and attach proof of exhaustion. If your
answer is “NO,” briefly explain why administrative
remedies were not exhausted.
N/A
G. If you are requesting to proceed in this action
in forma pauperis under 28 U.S.C. § 1915, list each
civil action or appeal you filed in any court of the
United States while you were incarcerated or detained
in any facility that was dismissed as frivolous,
malicious, or for failure to state a claim upon which
relief may be granted. Describe each civil action or
appeal. If there is more than one civil action or appeal,
describe the additional civil actions or appeals using
the same format on a separate sheet of paper which
you should attach and label “G. PREVIOUSLY
DISMISSED ACTIONS OR APPEALS”
1.
Parties to previous lawsuit: N/A
Plaintiff(s):
Defendant(s):
2.
Name and location of court and case number:
N/A
3.
Grounds for dismissal:
frivolous
malicious
failure to state a claim upon which relief may
be granted N/A
4.
Approximate date of filing lawsuit: N/A
5.
Approximate date of disposition: N/A
App.38a
V. Administrative Remedies Pursuant to the
FTCA
A. Did you file an FTCA Claim Form (SF-95), or
any other type of written notice of your claim, with the
appropriate BOP Regional Office?
Yes
No
B. If your answer is ‘YES,” answer the questions
below:
1.
Identify the type of written claim you filed:
SF-95
2.
Date your claim was filed: 12/9/2019
3.
Amount of monetary damages you requested
in your claim: $ 14,540,000
4.
If you received a written Acknowledgment of
receipt of your claim from the BOP, state the:
I.
Date of the written acknowledgment:
12/11/2019
II.
Claim Number assigned to your claim:
TRT-MXR-2020-01789
C. If your claim involves individuals who are
employed by government agencies other than the
BOP, did you file an FTCA Claim Form (SF-95). or any
other type of written notice of your claim with the
appropriate government agencies?
Yes
No
N/A
App.39a
D. If your answer is “YES,” answer the questions
below:
1.
Identify the specific government agency or
agencies, including the addresses, where you
filed notice of your claim: NA
2.
Identify the type of written claim(s) you
filed: N/A
3.
Date your claim(s) were filed: N/A
4.
Amount of monetary damages you requested
in your claim(s): N/A
5.
If you received a written Acknowledgment of
receipt of your claim(s), state the:
I.
Date of the written Acknowledgment:
N/A
II.
Claim Number assigned to your claim:
N/A
E. If the BOP (or other government agency that
received notice of your claim) either denied your claim
or offered you a settlement that you did not accept,
please state whether you requested reconsideration of
your claim.
Yes
No
1.
If you answered “YES,” state the:
I.
Date you requested reconsideration:
7/20/2020
II. Date the agency acknowledged receipt
of your request for reconsideration:
7/30/2020
App.40a
VI. Statement of Claim
State here, as BRIEFLY as possible, the facts of
your case. You must include allegations of specific
wrongful conduct as to EACH and EVERY federal
employee about whom you are complaining. Describe
exactly what each federal employee did. Include also
the names of other persons involved, dates, and places.
Do not give any legal arguments or cite any cases or
statutes. If you intend to allege a number • of related
claims, you must number and set forth each claim in a
separate paragraph. UNRELATED CLAIMS _MUST
BE RAISED IN A SEPARATE CIVIL ACTION NO
MORE THAN FIVE (5) TYPED OR TEN (10)
LEGIBLY PRINTED PAGES MAY BE ATTACHED
TO THIS COMPLAINT (LR PL 3.4.4)
CLAIM 1: Medical negligence due to the
deviation from the standard of care for head injury.
Supporting Facts: The federal employees named
below failed to provide any medically necessary,
standard of care, medical treatment, follow-up care
and supervision of subordinates whatsoever, 12/18/
2018 thru 2/26/2019 for the plaintiffs head injuries
that occurred 12/17/2018 and 2/19/2018 while housed
in the Special Housing Unit at FCI Morgantown,
according to the medical record.
Identify each federal employee whose actions
form a basis for this claim, and state the name of the
federal agency that employs each such individual:
Doctor Vibeke Dankwa - Bureau of Prisons
Physician Assistant Patricia Corbin - Bureau of
Prisons
App.41a
With respect to each employee you have named
above, state whether this individual was acting within
the scope of his or her official duties at the time these
claims occurred?
Yes
No
If your answer is ‘YES,” please explain: Each of
the above were performing official duties as federal
employees at FCI Morgantown in the roles of
physician and physician’s assistant.
CLAIM 2: Tort claim of patient abandonment.
The plaintiffs medical care was unilaterally terminated
by Doctor Dankwa and Physician Assistant Corbin
when there was still a need of care without proper
notice to the plaintiff.
Supporting Facts: The plaintiffs medical records,
12/18/2018 thru 2/26/2019 reveal no treatment
whatsoever by Doctor Dankwa or Physician Assistant
Corbin for the plaintiffs head injuries that occurred
12/17/2018 and 12/19/2018. The above defendants
failed to arrange for the plaintiffs continuing need of
care by another appropriately skilled provider.
Identify each federal employee whose actions
form a basis for this claim, and state the name of the
federal agency that employs each such individual:
Doctor Vibeke Dankwa - Bureau of Prisons
Physician Assistant Patricia Corbin - Bureau of
Prisons
With respect to each employee you have named
above, state whether this individual was acting within
App.42a
the scope of his or her official duties at the time these
claims occurred?
Yes
No
If your answer is ‘YES,” please explain: At the
time of abandonment the defendants were acting as
attending physician and physician assistant to the
plaintiff at FCI Morgantown.
CLAIM 3: Loss of chance theory of liability.
Supporting Facts: The health care providers failed
to follow the accepted standard of care for the treatment
of head injury which deprived the plaintiff of a greater
than 25% chance of an improved recovery and
increased the risk of harm to the plaintiff.
Identify each federal employee whose actions
form a basis for this claim, and state the name of the
federal agency that employs each such individual:
Doctor Vibeke Dankwa-Bureau of Prisons
Physician Assistant Patricia Corbin-Bureau of
Prisons
With respect to each employee you have named
above, state whether this individual was acting within
the scope of his or her official duties at the time these
claims occurred?
Yes
No
If your answer is ‘YES,” please explain:
App.43a
Each of the above were performing official duties
as federal employees at FCI Morgantown in the roles
as physician and physician assistant.
CLAIM 4: N/A
Supporting Facts: N/A
Identify each federal employee whose actions
form a basis for this claim, and state the name of the
federal agency that employs each such individual: N/A
With respect to each employee you have named
above, state whether this individual was acting within
the scope of his or her official duties at the time these
claims occurred?
Yes
No
If your answer is ‘YES,” please explain: N/A
CLAIM 5: N/A
Supporting Facts: N/A
Identify each federal employee whose actions
form a basis for this claim, and state the name of the
federal agency that employs each such individual: N/A
With respect to each employee you have named
above, state whether this individual was acting within
the scope of his or her official duties at the time these
claims occurred?
Yes
No
If your answer is YES,” please explain: N/A
App.44a
VII. Injury
Describe BRIEFLY and SPECIFICALLY how
you have been injured or your property damaged and
the exact nature of your damages. The plaintiff has
sustained the injuries of cognitive memory loss and
seizure due to the defendant’s failure to adhere to the
standard of care for head injury. The above led to no
detection and thus no treatment of brain injuring
bleeding in the brain of the plaintiff. The plaintiff
sustained the psychiatric injury of post-traumatic
stress disorder when he received no treatment what
soever for life threatening sequela of head injuries
12/17/201 and 12/19/2018.The plaintiff has left
shoulder dysfunction as a result of inadequate medical
care.
VIII.
Relief
State BRIEFLY and EXACTLY what you want
the Court to do for you. Make no legal arguments. Cite
no cases or statutes.
The plaintiff desires the Court to make the
plaintiff whole for the omissions of governmental
employees to the same extent a private individual
would be in like circumstances. Because the plaintiff
has sustained permanent harm and is unable to
return to his trained professions as a medical doctor
and professor of medicine, the plaintiff desires to
recover compensatory economic and non-economic
damages, future cost of custodial care and health care.
App.45a
DECLARATION UNDER PENALTY OF
PERJURY
The undersigned declares under penalty of
perjury that he/she is the plaintiff in the above action,
that he/she has read the above complaint and that the
information contained in the complaint is true and
accurate. Title 28 U.S.C. § 1746; 18 U.S.C. § 1621.
Executed at Pittsburgh, Pennsylvania on 12/22/
2020
(Location)
(Date)
Illegible
Your Signature
App.46a
APPENDIX 7
BUREAU OF PRISONS HEALTH SERVICES
CLINICAL ENCOUNTER
(OCTOBER 5, 2023)
Inmate Name: CLARK, BRENT
Reg #: 38405-068
Date of Birth: 04/05/1962
Sex: M
Race: BLACK
Facility: MRG
Encounter Date: 12/18/2018 08:18
Provider: Dennison, Richard RN
Unit: Z01
Injury Assessment - Non-work related encounter
performed at Special Housing Unit.
SUBJECTIVE:
INJURY 1 Provider: Dennison, Richard RN
Date of Injury: 12/16/2018 22:00
Date Reported for Treatment: 12/18/2018 08:20
Work Related: No
Work Assignment: SHU
Pain Location: Shoulder-Left
Pain Scale: 4
Pain Qualities: Aching
Where Did Injury Happen (Be specific as to location):
App.47a
SHU range 1 cell 110.
Cause of Injury (Inmate’s Statement of how injury
occurred):
Tripped over mattress on the cell floor and hit
shoulder and head against the wall.
Symptoms (as reported by inmate):
Decrease ROM to left shoulder.
OBJECTIVE:
Temperature:
Date
12/18/2018
Time
08:24 MRG
Fahrenheit
98.1
Celsius
36.7
Location
Oral
Provider
Dennison, Richard RN
Pulse:
Date
12/18/2018
App.48a
Time
08:24
Rate Per Minute
76
Location
Rhythm
Provider
Dennison, Richard RN
Respirations:
Date
12/18/2018
Time
08:24 MRG
Rate Per Minute
14
Provider
Dennison, Richard RN
Blood Pressure:
Date
12/18/2018
Time
08:24 MRG
Value
136/92
App.49a
Location
Left Arm
Position
Sitting
Cuff Size
Adult-large
Provider
Dennison, Richard RN
Sa02:
Date
12/18/2018
Time
08:24 MRG
Value(%)
94
Air
Room Air
Provider
Dennison, Richard RN
Exam:
Musculoskeletal
Shoulder ROM and Tests
Yes: Adduction (Thoracohumeral Group)
App.50a
No. Abduction (Supraspinatus), Abduction and
External Rotation
ASSESSMENT:
Generated 12/18/2018 06:40 by Dennison, Richard RN
Bureau of Prisons-MRG
Initial assessment
Inmate A&Ox3, pupils equal and reactive. Has
decrease in ROM (abduction) left shoulder. No other
injuries noted. Discussed issue with MLP#1 . V.O. Xray left shoulder.
PLAN:
New Radiology Request Orders:
Details
General Radiology-Shoulder-General [Left]
Frequency
One Time
End Date
Due Date
12/21/2018
Priority
Routine
Specific reason(s) for request (Complaints and findings):
Decrease ROM (abduction).
Disposition:
To be Evaluated by Provider
App.51a
Will Be Placed on Callout
Patient Education Topics:
Date Initiated
12/18/2018
Format
Counseling
Handout/Topic
Plan of Care
Provider
Dennison, Richard
Outcome
Verbalizes
Understanding
Copay Required: No
Cosign Required: Yes
Telephone/Verbal Order: No
Completed by
12/18/2018 08:40
Dennison,
Richard
RN
on
Requested to be cosigned by Dankwa, Vibeke MD.
Cosign documentation will be displayed on the
following page.
Requested to be reviewed by Corbin, Patricia PA-C.
Review documentation will be displayed on the
following page.
App.52a
APPENDIX 8
DR. DANKWA TESTIMONY,
TRANSCRIPT EXCERPT
(DECEMBER 18, 2022)
Q
WOULD YOU AGREE, DR. DANKWA, THAT
THE PATIENT’S MEDICAL — THE PLAIN
TIFFS MEDICAL RECORD FROM FCI
MORGANTOWN, 12-18-2018 THROUGH 2-262019, DEMONSTRATES AFTER TRIAGE BY
NURSE DENNISON 12-18-2018, THAT PLAIN
TIFF DID NOT RECEIVE A PROBLEM
FOCUSED HISTORY AND PHYSICAL EXAM
BY THE PROVIDER?
A
YOU WANT ME TO GO THROUGH AND
REVIEW THE RECORDS NOW?
Q
YES.
A
YOU HAVE THEM?
Q
NO. YOU WERE SUPPLIED WITH THOSE
RECORDS.
A
ALL RIGHT. LET ME JUST LOOK. GIVE
ME JUST A BIT. OKAY. WHAT DATE
WOULD YOU LIKE FOR ME TO START?
Q
STARTING AT 12-18-2018.
A
12-18, OKAY.
Q
THROUGH 2-26-2019.
A
THROUGH 2-26-2019. OKAY. OKAY.
BASED ON THE NOTES THAT I HAVE
REVIEWED, NO, I DO NOT SEE THAT.
App.53a
Q
WOULD YOU AGREE BECAUSE THE PLAIN
TIFF DID NOT RECEIVE A NECESSARY AND
STANDARD OF CARE PROBLEM FOCUSED
HISTORY AND PHYSICAL BY PHYSICIAN
ASSISTANT CORBIN OR THE PROVIDER,
THE PLAINTIFF WAS NOT ASSESSED FOR
MEMORY PROBLEMS, AMNESIA OR OTHER
SYMPTOMS DEMONSTRATED HE SUFFERED
CONCUSSION?
App.54a
APPENDIX 9
BROWNBACKv. KING,
592 U.S.___ (2021), FOOTNOTE 8
In cases such as this one where a plaintiff fails to
plausibly allege an element that is both a merit
element of a claim and a jurisdictional element, the
district court may dismiss the claim under Rule
12(b)(1) or Rule 12(b)(6). Or both. The label does not
change the lack of subject matter jurisdiction, and the
claim fails on the merits because it does not state a
claim upon which relief can be granted. However, in
other cases that overlap between merits and
jurisdiction may not exist. In those cases, the court
might lack subject-matter jurisdiction for non-merits
reasons, in which case it must dismiss the case under
just Rule 12(b)(1).
App.55a
APPENDIX 10
DOCKET HISTORY
5:23-cv-00009-JPB-JPM
Clark v. Dankwa
John Preston Bailey, presiding
James P. Mazzone, referral
Date filed: 01/13/2023
Date terminated: 01/19/2023
Date of last filing: 01/25/2024
Doc. No.
Dates
Description
1
Filed: 01/12/2023
Entered: 01/13/2023
Notice of
Removal
2
Filed & Entered:
01/13/2023
Notice (Other)
3
Filed & Entered:
01/13/2023
Notice (Other)
4
Filed & Entered:
01/17/2023
Return Receipt
5
Filed & Entered:
01/19/2023
Order
Dismissing Case
6
Filed & Entered:
01/23/2023
State Court
Papers
7
Filed & Entered:
01/24/2023
Return Receipt
8
Filed: 03/17/2023
Entered: 03/20/2023
Terminated:
01/25/2024
Notice of Appeal
App.56a
9
Filed & Entered:
03/20/2023
Terminated:
01/25/2024
USCA Appeal
Fees
10
Filed & Entered:
03/20/2023
Terminated:
01/25/2024
Transmission of
Notice of Appeal
and Docket
Sheet to USCA
11
Filed & Entered:
03/21/2023
Terminated:
01/25/2024
USCA Notice of
Appellate Case
Opening
12
Filed & Entered:
03/21/2023
Terminated:
01/25/2024
USCA Records
Request
13
Filed & Entered:
10/26/2023
Terminated:
01/25/2024
USCA Per
Curiam
14
Filed & Entered:
10/26/2023
Terminated:
01/25/2024
USCA Judgment
15
Filed & Entered:
12/11/2023
Terminated:
01/25/2024
Stay of Mandate
App.57a
16
Filed & Entered:
01/17/2024
Terminated:
01/25/2024
USCA Order
17
Filed & Entered:
01/25/2024
USCA Mandate
Blank Page
Supreme Court
PRESS
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