Respondents Brief — Atishma Kant, et al., Petitioners v. Service Employees International Union, Local 721, et al.
Supreme Court briefJul 22, 2024
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No. 23-1113
IN THE
Supreme Court of the United States
___________________
ATISHMA KANT, ET AL.,
v.
Petitioners,
SERVICE EMPLOYEES INTERNATIONAL UNION,
LOCAL 721, ET AL.,
Respondents.
___________________
On Petition for Writ of Certiorari to the
United States Court of Appeals for the Ninth Circuit
___________________
BRIEF IN OPPOSITION
___________________
GLENN ROTHNER
ROTHNER, SEGALL &
GREENSTONE
510 South Marengo Avenue
Pasadena, CA 91101
SCOTT A. KRONLAND
Counsel of Record
EMANUEL WADDELL
ALTSHULER BERZON LLP
177 Post Street, #300
San Francisco, CA 94108
(415) 421-7151
skronland@altber.com
Counsel for Respondent Service Employees
International Union, Local 721
Mosaic - (301) 927-3800 - Cheverly, MD
Mosaic - (301) 927-3800 - Cheverly, MD
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i
QUESTION PRESENTED
Whether a union engaged in “state action” for purposes of 42 U.S.C. § 1983 when the union violated
state law by failing to inform petitioners’ public employer that they had cancelled their authorizations for
continued payroll deductions.
ii
CORPORATE DISCLOSURE STATEMENT
Respondent Service Employees International Union, Local 721, has no parent corporation, and no
company owns any stock in respondent.
iii
TABLE OF CONTENTS
QUESTION PRESENTED ........................................i
CORPORATE DISCLOSURE STATEMENT ......... ii
TABLE OF CONTENTS ......................................... iii
TABLE OF AUTHORITIES ..................................... v
PRELIMINARY STATEMENT ................................ 1
STATEMENT OF THE CASE.................................. 4
A. Background.......................................................... 4
B. Proceedings below ............................................... 6
REASONS FOR DENYING THE PETITION ......... 8
I. Petitioner’s first question presented was
not addressed below and is not worthy of
this Court’s review............................................... 9
II. The state action issue is not worthy of this
Court’s review. ................................................... 13
CONCLUSION........................................................ 21
iv
v
TABLE OF AUTHORITIES
Page(s)
Cases
Abood v. Detroit Bd. of Ed.,
431 U.S. 209 (1977) ........................................... 16
Alaska v. Alaska State Emps.
Ass’n/AFSCME Loc. 52, AFL-CIO,
No. 23-179, 144 S. Ct. 682 (2024)...................... 12
Anderson v. Serv. Emps. Int’l Union Loc.
503,
No. 21-609, 142 S. Ct. 764 (2022)...................... 12
Belgau v. Inslee,
975 F.3d 940 (9th Cir. 2020), cert.
denied, 141 S. Ct. 2795 (2021) .......... 1, 10, 11, 14
Belgau v. Inslee,
No. 20-1120, 141 S. Ct. 2795 (2021).................. 12
Bennett v. AFSCME, Council 31, AFL-CIO,
No. 20-1603, 142 S. Ct. 424 (2021).................... 12
Bennett v. Council 31 of the AFSCME, AFLCIO,
991 F.3d 724 (7th Cir.), cert. denied, 142
S. Ct. 424 (2021) ................................................ 11
Blum v. Yaretsky,
457 U.S. 991 (1982) ..................................... 18, 20
vi
Burns v. Sch. Serv. Emps. Union Loc. 284,
75 F.4th 857 (8th Cir. 2023), cert. denied,
144 S. Ct. 814 (2024) ..................................... 1, 11
Chicago Tchrs. Union, Loc. No. 1 v. Hudson,
475 U.S. 292 (1986) ........................................... 16
Cohen v. Cowles Media Co.,
501 U.S. 663 (1991) ........................................... 12
Cooley v. Cal. Statewide Law Enf’t Ass’n,
No. 22-216, 143 S. Ct. 405 (2022)...................... 12
Ellis v. Bhd. of Ry., Airline & S.S. Clerks,
Freight Handlers, Exp. & Station Emps.,
466 U.S. 435 (1984) ........................................... 16
Fischer v. Governor of N.J.,
842 F. App’x 741 (3d Cir.), cert. denied,
142 S. Ct. 426 (2021) ......................................... 11
Fischer v. Murphy,
No. 20-1751, 142 S. Ct. 426 (2021).................... 12
Grossman v. Hawaii Gov’t Emps. Ass’n,
No. 21-597, 142 S. Ct. 591 (2021)...................... 12
Harris v. Quinn,
573 U.S. 616 (2014) ........................................... 16
Hendrickson v. AFSCME Council 18,
992 F.3d 950 (10th Cir.), cert. denied,
142 S. Ct. 423 (2021) ......................................... 11
Hendrickson v. AFSCME Council 18,
No. 20-1606, 142 S. Ct. 423 (2021).................... 12
vii
Hoekman v. Educ. Minn.,
41 F.4th 969 (8th Cir. 2022) .................. 11, 14, 19
Janus v. AFSCME, Council
31, 585 U.S. 878 (2018) ............... 2, 11, 12, 15, 16
Janus v. AFSCME, Council 31,
942 F.3d 352 (7th Cir. 2019) ............................. 15
Jarrett v. Serv. Emps. Int’l Union Loc. 503,
No. 23-272, 144 S. Ct. 494 (2023)...................... 17
Knox v. Serv. Employees Intern. Union, Loc.
1000,
567 U.S. 298 (2012) ........................................... 16
Lindke v. Freed,
601 U.S. 187 (2024) ........................................... 13
Littler v. Ohio Ass’n of Pub. Sch. Emps.,
88 F.4th 1176 (6th Cir. 2023) .......... 14, 15, 16, 17
Lugar v. Edmonson Oil Co.,
457 U.S. 922 (1982) ............................... 13, 18, 19
Lutter v. JNESO,
86 F.4th 111 (3d Cir. 2023) ............................... 16
O’Callaghan v. Drake,
No. 22-219, 143 S. Ct. 2431 (2023).................... 12
Oliver v. SEIU Loc. 668,
830 F. App’x 76 (3d Cir. 2020) .......................... 11
Polk v. Yee,
No. 22-213, 143 S. Ct. 405 (2022)...................... 12
viii
Ramon Baro v. Lake Cnty. Fed’n of Tchrs.
Loc. 504,
57 F.4th 582 (7th Cir.), cert denied, 143
S. Ct. 2614 (2023) .............................................. 11
Ramon Baro v. Lake Cnty. Fed’n of Tchrs.
Loc. 504,
No. 22-1096, 143 S. Ct. 2614 (2023).................. 12
Savas v. Cal. Statewide Law Enf’t Ass’n,
No. 22-212, 143 S. Ct. 2430 (2023).................... 12
Smith v. Bieker,
No. 21-639, 142 S. Ct. 593 (2021)...................... 12
Trevisanut v. Cal. Union of Safety
Employees,
1993 WL 13699367 (Cal. Pub.
Employment Relations Bd. Dec. 13,
1993)..................................................................... 6
Troesch v. Chicago Tchrs. Union,
No. 20-1786, 142 S. Ct. 425 (2021).................... 12
Wheatley v. N.Y. State United Tchrs.,
80 F.4th 386 (2d Cir. 2023) ............................... 11
Wolf v. UPTE-CWA 9119,
No. 21-612, 142 S. Ct. 591 (2021)...................... 12
Woods v. Alaska State Emps. Ass’n,
No. 21-615, 142 S. Ct. 1110 (2022).................... 12
Wright v. SEIU Local 503,
48 F.4th 1112 (9th Cir. 2022), cert.
denied, 143 S. Ct. 749 (2023) ................ 14, 15, 17
ix
Yates v. Hillsboro Unified Sch. Dist.,
No. 21-992, 142 S. Ct. 1230 (2022).................... 12
Constitution and Statutes
First Amendment ...................... 1, 6, 9, 10, 11, 12, 15
Fourteenth Amendment ......................................... 13
42 U.S.C. § 1983 ................................. 1, 2, 7, 8, 9, 10,
13, 14, 15, 16
Cal. Gov’t Code
§ 1157.3 ................................................................ 4
§ 1157.12 ........................................................ 4, 20
§ 1157.12(b) .................................................... 4, 20
§ 71631 ................................................................. 4
§ 71635.1 .............................................................. 4
§ 71638 ................................................................. 4
§ 71639.1(c) .......................................................... 5
Other Authorities
News Release, Bureau of Labor Statistics,
U.S. Dep’t of Labor, Union Members—
2023 (Jan. 23, 2024), Table 3, available
at
https://www.bls.gov/news.release/pdf/uni
on2.pdf (last visited July 2, 2024) ..................... 18
1
PRELIMINARY STATEMENT
Petitioners are two public employees in California
who joined a union and signed voluntary written authorizations permitting their employers to deduct
union dues from their paychecks. Petitioners claim
that, after they properly revoked their authorizations
for continued deductions, the union did not process
the revocations and, as a result, their employer continued to deduct dues. Assuming petitioners’
allegations are correct, the union violated state law by
failing to process the revocations. The union subsequently sent petitioners a refund.
Petitioners ask the Court to grant review of the
non-precedential decision below to resolve a purported
“split of authority” about whether, consistent with the
First Amendment, the government can deduct union
dues for public employees without the employees’ “affirmative consent.” Pet. 7. But petitioners’ own
42 U.S.C. § 1983 claims were dismissed for threshold
reasons, not because the Ninth Circuit ruled that the
government may require public employees to pay
money that they have not affirmatively agreed to pay.
Moreover, there is no split of authority. “Every circuit to consider the matter”—including the Ninth
Circuit—“has concluded that the deduction of union
dues under a valid contract between the union and a
member does not violate the First Amendment.”
Burns v. Sch. Serv. Emps. Union Loc. 284, 75 F.4th
857, 860 (8th Cir. 2023) (emphasis supplied), cert. denied, 144 S. Ct. 814 (2024); see also Belgau v. Inslee,
975 F.3d 940, 950–52 (9th Cir. 2020), cert. denied, 141
S. Ct. 2795 (2021). No court has held that the government may, consistent with the First Amendment,
2
require public employees to pay union dues they have
not affirmatively agreed to pay.
Petitioners contend that this Court’s decision in
Janus v. AFSCME, Council 31, 585 U.S. 878 (2018),
requires the application of a heightened “waiver”
standard to voluntary agreements to pay union dues.
Pet. i. To the contrary, Janus addressed mandatory
agency fees that public employers required their employees to pay as a condition of employment, not
voluntary dues deductions. This Court has denied
more than a dozen petitions for certiorari that advanced the same meritless argument about Janus. See
infra at 12. There have been no developments since
that time that would make the issue worthy of review—even if it were presented by this case.
Petitioners also ask the Court to grant review of
the non-precedential decision below to resolve a purported “split of authority” about whether unions are
Section 1983 state actors. Pet. i, 11. Again, however,
there is no split of authority.
The circuits agree that when state law permits
only voluntary dues deductions, an employee’s claim
that a union violated state law by providing incorrect
information to a public employer about whether the
employee has authorized deductions is actionable under state law, not Section 1983. That conclusion
follows from this Court’s precedents that distinguish
between private misconduct and misconduct for which
the government is responsible.
The cases that petitioners erroneously claim create
a conflict on the state action issue are cases like Janus, in which the government required employees to
3
pay fees to a union as a condition of employment. In
those cases, the government’s mandatory fees requirement was the alleged First Amendment infringement.
The unions’ conduct in those cases was attributable to
the government because the unions were acting
jointly with the government in implementing the government’s mandatory fees requirement.
Here, there was no government requirement to pay
fees to a union—state law permits deductions only
with the employee’s affirmative authorization. If petitioners’ allegations are correct, the union violated
state law by failing to process their revocations, and
petitioners have a state law remedy against the union
for the union’s private misconduct.
Petitioners’ state action analysis would flood the
federal courts with run-of-the-mill payroll disputes.
State and local public employers process millions of
voluntary employee payroll deductions every month
for union dues, charitable contributions, insurance
programs, and other purposes. The lower courts have
wisely rejected a state action analysis that is inconsistent with this Court’s precedents and would make
the federal courts responsible for addressing payroll
disputes that state labor boards and state courts are
competent to resolve.
This Court recently denied another petition for certiorari, filed by the same advocacy organization, that
made the same state action argument. See infra at 17.
There have been no developments since then that
would make the question worthy of review.
4
In the absence of a split of authority, there is no
good reason for granting review of the non-precedential decision below. The petition should be denied.
STATEMENT OF THE CASE
A. Background
1. Under California law, trial court employees
have the right to decide whether to become members
of the union that represents their bargaining unit.
Cal. Gov’t Code § 71631. Employees who choose to join
the union may authorize the deduction of union dues
from their paychecks by providing “written authorization” for payroll deductions. Id. §§ 1157.3, 1157.12,
71638. Employees may cancel their dues deductions in
accordance with “the terms of the authorization.” Id.
§§ 1157.3(b), 1157.12(b).
“[E]mployee requests to cancel or change deductions” must be “direct[ed] … to the employee
organization.” Id. § 1157.12(b). Public employers must
“rely on information provided by the employee organization regarding whether deductions … were
properly canceled or changed.” Id. The employee organization must indemnify the public employer for
any errors made in reliance on that information. Id.
California law prohibits public employers and unions from interfering with trial court employees’
rights to decline to join and support labor unions.
Id. §§ 71631, 71635.1. A union’s failure to process the
revocation of an employee’s written dues deduction
authorization in accordance with the terms of that authorization would violate this state law. California’s
Public Employment Relations Board (“PERB”) has the
5
authority to remedy violations of public employees’
rights. Id. § 71639.1(c).
2. Petitioners are two employees of the San Bernardino County Superior Court in a bargaining unit
represented by SEIU Local 721 (“Union”). App. 3a–4a
¶¶8–11. Petitioners voluntarily became Union members by signing membership applications that
included authorizations for dues deductions. App. 4a–
5a ¶¶13–18. In those agreements, petitioners agreed
that their dues deduction authorizations would “be irrevocable unless revoked by me in writing in
accordance with applicable provisions in the memorandum of understanding or agreement between my
employer and SEIU Local 721.” App. 6a ¶27, 34a. Petitioners also agreed that they would be “bound by the
Constitution and Bylaws of the Union and by any contracts that may be in existence at the time of
application or that may be negotiated by the Union.”
App. 6a ¶26, 34a.
The memorandum of understanding (“MOU”) between the Union and the Superior Court that was in
effect at the time petitioners authorized dues deductions provided that dues deductions could be cancelled
“during the thirty (30) day period commencing ninety
(90) days before the expiration of the MOU.” App. 6a–
7a ¶28, 35a. That MOU had an original expiration
date of September 30, 2019. App. 5a ¶16, 33a. On December 21, 2018, the Union and the Superior Court
executed a side letter that extended the MOU’s expiration to September 30, 2021. App. 33a.
Petitioners resigned from Union membership in
July 2019, which was within their original window period for cancelling deductions. App. 5a–6a ¶¶19, 21,
6
23, 35a. The Union advised petitioners that their payroll deductions would continue, however, because
their cancellations were not within the applicable window period. App. 5a–6a ¶¶22, 24; 35a. Petitioners
allege that the Union “refused to instruct their Employer to stop deducting their money” on the theory
that the December 21, 2018 side letter extending the
expiration date of the MOU also prevented them from
cancelling deductions during their original window
period. App. 14a, ¶65, 36a
Assuming petitioners’ allegations are correct, the
Union’s failure to process the revocations violated
state law. California’s PERB has ruled that the extension of a memorandum of understanding does not
change the original window period for terminating
dues deductions and has ordered the return of union
dues deducted under circumstances indistinguishable
from those alleged here. See Trevisanut v. Cal. Union
of Safety Employees, 1993 WL 13699367 (Cal. Pub.
Employment Relations Bd. Dec. 13, 1993). The Union
conceded below that “the precise conduct alleged here
unlawfully interferes with public employees’ rights
under state labor law.” 9th Cir. Dkt. 22 at 19–20.
B. Proceedings below
1. On July 9, 2021, petitioner Atishma Kant filed
the original complaint in this action against the Union
and the California Attorney General. App. 33a. On
July 21, 2021, petitioners filed a first amended complaint that added petitioner Marlene Hernandez as an
additional plaintiff. App. 1a–26a. Petitioners’ first
amended complaint alleged that the continued deduction of union dues after they resigned their
memberships violated their rights under the First
7
Amendment and the Due Process Clause and gave rise
to claims under 42 U.S.C. § 1983. App. 17a–22a. Petitioners also alleged that their Union membership
agreements were “void for unconscionability.” App.
22a–23a. Petitioners did not sue their employer.
After reviewing the complaint, the Union notified
petitioners’ employer to stop deductions and sent refunds to petitioners. Pet. 42a. The Union advised the
district court that the extension of the MOU was an
“unusual situation” and, if it should occur in the future, the Union would “honor dues revocations made
during both the old and new window periods so as to
avoid any disputes.” 9th Cir. Dkt. 23 at 7.
2. The district court granted defendants’ motions
to dismiss petitioners’ Section 1983 claims. App. 32a–
55a.
The district court concluded that petitioners did
not have viable Section 1983 claims against the Attorney General because he has sovereign immunity from
damages claims and because there was “no ongoing violation” of federal law that might justify application of
the Ex parte Young exception to sovereign immunity
for claims seeking prospective relief. App. 40a–42a.
The district court concluded that petitioners’
claims for prospective relief against the Union were
moot, and that petitioners’ damages claims against
the Union failed because the Union’s alleged misconduct was not state action for purposes of Section 1983.
App. 43a–52a. The district court declined to exercise
supplemental jurisdiction over petitioners’ state law
claims against the Union. App. 53a–54a.
8
3. A Ninth Circuit panel unanimously affirmed the
district court’s decision in a short, non-precedential
memorandum. App. 27a–30a. The Ninth Circuit
agreed with the district court that petitioners’ claims
for prospective relief were moot. App. 28a–29a. The
Ninth Circuit also agreed with the district court that
petitioners’ damages claims against the Attorney
General were barred by sovereign immunity. App.
29a–30a.
Finally, the Ninth Circuit agreed with the district
court that petitioners’ Section 1983 damages claims
against the Union were properly dismissed because
the Union “did not act as a state actor when it relied
on [petitioners’] authorizations to deduct union dues
from their wages.” App. 29a. The Ninth Circuit reasoned that the Union’s conduct was not “fairly
attributable to the state.” App. 29a (quoting Lugar v.
Edmonson Oil Co., 457 U.S. 922, 937 (1982)).
The Ninth Circuit denied petitioners’ request for
rehearing en banc with no judge requesting a vote on
the petition. Pet. 31a. In their petition, petitioners do
not dispute that their claims for prospective relief are
moot and their claims against the Attorney General
are barred by sovereign immunity.
REASONS FOR DENYING THE PETITION
Petitioners ask the Court to grant review to resolve a purported split of authority about whether the
First Amendment permits the government to require
public employees to pay union dues if the employees
have not affirmatively agreed to dues deductions. But
the Ninth Circuit did not address that issue here, and
there is no split of authority. No court has held that
9
the government may, consistent with the First
Amendment, require public employees to pay any
money to unions that the employees have not voluntarily and affirmatively agreed to pay. Petitioners also
ask the Court to grant review to resolve a purported
split of authority about whether unions that receive
voluntary dues through payroll deduction are Section
1983 state actors. Again, there is no split of authority.
Nor is there any other reason for the Court to grant
review of the non-precedential ruling below.
I.
Petitioners’ first question presented
was not addressed below and is not
worthy of this Court’s review.
Petitioners ask the Court to grant review to decide
whether “a public sector labor union and government
employer [can] unilaterally waive public employees’
First Amendment rights without the employee’s
knowledge or direct involvement.” Pet. i (first question
presented). According to petitioners, there is a “split
of authority … concerning the affirmative consent
standard required for union dues deductions.” Pet. 7
(capitalization omitted). But the Ninth Circuit did not
address the “affirmative consent standard” in this
case, and there is no split of authority. Pet. 8. The circuits, including the Ninth Circuit, agree that the
government cannot require public employees to pay
union dues that the employees have not voluntarily
and affirmatively agreed to pay.
A. The Ninth Circuit did not rule that the First
Amendment permits public employers to deduct union
dues in the absence of affirmative consent by a public
employee. Petitioners did not sue their public employer, and the Ninth Circuit held that petitioners’
10
Section 1983 claims against the Attorney General and
the Union were correctly dismissed for threshold reasons—because petitioners’ prospective relief claims
were moot, the Attorney General has sovereign immunity from damages, and the Union’s conduct was
not state action. See supra at 8.
Petitioners assert that the Ninth Circuit panel
“implie[d] that if an employee previously consented to
union dues deductions, that consent may be extended
indefinitely without the employee’s knowledge or approval.” Pet. 5 (emphasis supplied). The Ninth Circuit
decision does not say this or imply this. See App. 29a.
The Union conceded in the Ninth Circuit that, notwithstanding the extension of the MOU, petitioners
had the right to cancel their dues authorizations during the original window period and that “the precise
conduct alleged here unlawfully interferes with public
employees’ rights under state labor law.” 9th Cir. Dkt.
22 at 19–20; see supra at 6. Petitioners’ hypothetical
scenario of public employees compelled by MOU extensions to pay dues “in perpetuity” (Pet. 3) is not
permitted by California law. See supra at 6.
As petitioners acknowledge, moreover, the Ninth
Circuit held in Belgau, 975 F.3d 950–52, that the First
Amendment permits only voluntary agreements to
pay union dues. Pet. 8. Even if the Ninth Circuit’s nonprecedential decision below “implie[d]” that dues may
be deducted without an employee’s affirmative consent (and it does not), this Court does not grant review
to correct dicta in non-precedential opinions—let
alone dicta that allegedly conflicts with the same Circuit’s controlling precedent. Pet. 5.
11
That being so, this case would not be a suitable vehicle for addressing petitioners’ first question
presented.
B. In any event, petitioners are wrong that a “split
of authority exists concerning the affirmative consent
standard for union deductions.” Pet. 7 (capitalization
omitted). “[E]very circuit to consider the matter has
concluded that the deduction of union dues under a
valid contract between the union and a member does
not violate the First Amendment.” Burns, 75 F.4th at
860.1 Petitioners do not cite any decisions that permit
dues deductions without affirmative consent.
Petitioners argue that all these decisions are
wrong because this Court’s decision in Janus created
a heightened constitutional “waiver” standard for voluntary agreements to pay union dues that makes such
agreements different from all other contracts. Pet. i,
5, 8. To the contrary, this Court held in Janus only
that public employers cannot require non-members to
pay agency fees to a union as a condition of employment. 585 U.S. at 929. Janus did not involve voluntary
union membership agreements, and this Court explained that, beyond eliminating compulsory non1 See Wheatley v. N.Y. State United Tchrs., 80 F.4th 386, 390–
91 (2d Cir. 2023); Ramon Baro v. Lake Cnty. Fed’n of Tchrs. Loc.
504, 57 F.4th 582, 586 (7th Cir.), cert denied, 143 S. Ct. 2614
(2023); Hoekman v. Educ. Minn., 41 F.4th 969, 978 (8th Cir.
2022); Hendrickson v. AFSCME Council 18, 992 F.3d 950, 961
(10th Cir.), cert. denied, 142 S. Ct. 423 (2021); Bennett v. Council
31 of the AFSCME, AFL-CIO, 991 F.3d 724, 729–33 (7th Cir.),
cert. denied, 142 S. Ct. 424 (2021); Fischer v. Governor of N.J.,
842 F. App’x 741, 753 & n.18 (3d Cir.), cert. denied, 142 S. Ct. 426
(2021); Oliver v. SEIU Loc. 668, 830 F. App’x 76, 80 (3d Cir.
2020); Belgau, 975 F.3d at 951.
12
member agency fees, “States can keep their labor-relations systems exactly as they are.” Id. at 928 n.27.
As the lower courts uniformly have concluded, the
application of a heightened “waiver” standard to voluntary contracts does not make sense because “the
First Amendment does not confer … a constitutional
right to disregard promises that would otherwise be
enforced under state law.” Cohen v. Cowles Media Co.,
501 U.S. 663, 672 (1991). This Court has denied petitions for certiorari in more than a dozen cases raising
the same basic argument about Janus that petitioners
press here.2 There have been no developments since
then that would make the question worthy of review
even if it were presented by this case.
2 Alaska v. Alaska State Emps. Ass’n/AFSCME Loc. 52, AFLCIO, No. 23-179, 144 S. Ct. 682 (2024); Ramon Baro v. Lake Cnty.
Fed’n of Tchrs. Loc. 504, No. 22-1096, 143 S. Ct. 2614 (2023);
O’Callaghan v. Drake, No. 22-219, 143 S. Ct. 2431 (2023); Savas
v. Cal. Statewide Law Enf’t Ass’n, No. 22-212, 143 S. Ct. 2430
(2023); Polk v. Yee, No. 22-213, 143 S. Ct. 405 (2022) (denying
petition covering two cases); Cooley v. Cal. Statewide Law Enf’t
Ass’n, No. 22-216, 143 S. Ct. 405 (2022); Yates v. Hillsboro Unified Sch. Dist., No. 21-992, 142 S. Ct. 1230 (2022); Woods v.
Alaska State Emps. Ass’n, No. 21-615, 142 S. Ct. 1110 (2022)
(denying petition covering two cases); Anderson v. Serv. Emps.
Int’l Union Loc. 503, No. 21-609, 142 S. Ct. 764 (2022) (denying
petition covering four cases); Grossman v. Hawaii Gov’t Emps.
Ass’n, No. 21-597, 142 S. Ct. 591 (2021); Smith v. Bieker, No. 21639, 142 S. Ct. 593 (2021); Wolf v. UPTE-CWA 9119, No. 21-612,
142 S. Ct. 591 (2021); Hendrickson v. AFSCME Council 18, No.
20-1606, 142 S. Ct. 423 (2021); Bennett v. AFSCME, Council 31,
AFL-CIO, No. 20-1603, 142 S. Ct. 424 (2021); Troesch v. Chicago
Tchrs. Union, No. 20-1786, 142 S. Ct. 425 (2021); Fischer v. Murphy, No. 20-1751, 142 S. Ct. 426 (2021); Belgau v. Inslee, No. 201120, 141 S. Ct. 2795 (2021).
13
II.
The state action issue is not worthy of
this Court’s review.
Petitioners also ask the Court to grant review to
decide whether the lower courts correctly dismissed
their Section 1983 claims against the Union because
the Union’s alleged misconduct was not state action.
Pet. i (second question presented), 11–15. Contrary to
petitioners’ contention, there is no “split of authority”
about state action in the union dues context. Pet. 11.
The Ninth Circuit’s case-specific application of state
action caselaw in the non-precedential decision below
was entirely correct and, in any event, is not worthy
of the Court’s review.
A. Section 1983, which provides a cause of action
for constitutional deprivations that occur under color
of state law, “protects against acts attributable to a
State, not those of a private person.” Lindke v. Freed,
601 U.S. 187, 194 (2024). “This limit tracks that of the
Fourteenth Amendment, which obligates States to
honor the constitutional rights that § 1983 protects.”
Id. at 194–95 (emphasis in original). “[T]he statutory
requirement of action ‘under color of state law’ and the
‘state action’ requirement of the Fourteenth Amendment are identical.” Lugar, 457 U.S. at 929.
1. Unions are private parties. The circuit courts
agree that, when state law permits only voluntary
dues deductions, a union does not engage in state action when the union enters into private membership
agreements with its members or when the union provides information to public employers about which
employees have voluntarily authorized dues deductions. Misconduct by a union in those contexts is
14
therefore actionable under state law, not Section
1983.
The Ninth Circuit addressed this issue in Belgau
v. Inslee and in Wright v. SEIU Local 503, 48 F.4th
1112 (9th Cir. 2022), cert. denied, 143 S. Ct. 749
(2023). Belgau held that a union was not engaged in
state action when the union entered into agreements
with its members that contained “allegedly insufficient consent for dues deduction.” 975 F.3d at 946–49.
Wright held that a union’s alleged forgery of a public
employee’s dues authorization was not attributable to
the government. 48 F.4th at 1123–25. In both cases,
the employee’s remedy against the union would be under state law, not Section 1983. This Court denied
petitions for certiorari in both cases.
The Eighth Circuit reached the same conclusion in
Hoekman v. Education Minnesota, 41 F.4th 969 (8th
Cir. 2022). In that case, a public employee (Piekarski)
alleged that his union failed to promptly process his
resignation request and that the delay resulted in the
deduction of additional membership dues. Id. at 978.
Judge Colloton, writing for the Eighth Circuit panel,
explained that “[w]hether or not the union officials
were correct in declining to honor the e-mail request,
the decision was made by the union officials alone, and
does not constitute state action. That the State continued to deduct dues from Piekarski as long as he
remained on the union rolls does not make the State
responsible for the decision of union officials….” Id.
The Sixth Circuit reached the same conclusion in
Littler v. Ohio Ass’n of Pub. Sch. Emps., 88 F.4th 1176
(6th Cir. 2023). The Sixth Circuit held that the plaintiff’s allegations that a union “improperly instructed
15
the state to withhold union dues after she withdrew
her union membership” did not state a Section 1983
claim against the union because the union’s alleged
misconduct was not attributable to the State. Littler,
88 F.4th at 1181.
2. The decisions that petitioners rely upon as showing an alleged conflict about state action (Pet. 6, 11–
13) involve a very different situation. In those cases,
as in this Court’s Janus decision, a state law or policy
required non-members to provide financial support to
a union as a condition of employment. The alleged
First Amendment infringement was the government’s
mandatory fees requirement, so it was attributable to
the government. The union was a state actor because
the union was acting jointly with the government in
implementing that government requirement.
In Janus v. AFSCME, Council 31, 942 F.3d 352
(7th Cir. 2019) (Janus II), for example, the government required non-members to pay compulsory
agency fees to a union. The union was “a joint participant with the state in the agency-fee arrangement.”
Id. at 361. See Littler, 88 F.4th at 1182 n.2 (distinguishing Janus II because the deductions were
required by “a fair share statute”); Wright, 48 F.4th at
1122 n.7 (distinguishing Janus II for the same reason).
The same is true of this Court’s agency fee precedents, which assumed sub silentio that public
employee unions were proper Section 1983 defendants
in those cases. See Pet. 6, 11–12 (citing cases). Those
cases all involved government requirements that non-
16
members provide financial support to unions as a condition of public employment.3
Petitioners misread the Third Circuit’s decision in
Lutter v. JNESO, 86 F.4th 111 (3d Cir. 2023) as showing a conflict about the proper analysis of state action.
Pet. 6, 12–13. The Third Circuit did not find “the presence of state action.” Pet. 13. Rather, the Third Circuit
held only that a plaintiff had standing and her claim
was not moot. Lutter, 86 F.4th at 129. The Third Circuit expressly did not decide whether the union
defendant in that case qualified as a Section 1983
state actor. See id. at 135 n.27 (“[W]hether JNESO
was a state actor subject to suit under § 1983 [is]
properly addressed in the first instance by the District
Court on remand.”). There is no conflict or even any
tension in reasoning.
Finally, although the Sixth Circuit held in Littler
that the union defendant was not a state actor, petitioners point to the Sixth Circuit’s observation that
“[h]ad Littler challenged the constitutionality of a
statute pursuant to which the state withheld dues, the
‘specific conduct’ challenged would be the state’s withholdings, which would be state action.” Pet. 12–13
(quoting Littler, 88 F.4th at 1182). But the Littler
court gave the example of Janus II, in which state law
3 See Janus, 585 U.S. at 929–930 (mandatory agency fees);
Harris v. Quinn, 573 U.S. 616, 625–26 (2014) (same); Knox v.
Serv. Employees Intern. Union, Loc. 1000, 567 U.S. 298, 302
(2012) (same); Chicago Tchrs. Union, Loc. No. 1 v. Hudson, 475
U.S. 292, 295 (1986) (same); Abood v. Detroit Bd. of Ed., 431 U.S.
209, 212 (1977) (same). Petitioners rely upon Ellis v. Bhd. of Ry.,
Airline & S.S. Clerks, Freight Handlers, Exp. & Station Emps.,
466 U.S. 435 (1984), but this Court’s decision addressed the interpretation of the Railway Labor Act.
17
required non-members to pay fair-share fees. See 88
F.4th at 1182.
In this case, there is no state statute that requires
public employees to pay any dues they have not agreed
to pay. California law permits only deductions an employee has authorized in writing and provides that
employees can cancel deductions pursuant to the
terms of their voluntary authorizations. See supra at
4–5. As in Littler, the alleged harm here was caused
by the union’s “failure to … remove [an employee’s]
name from the deduction list”—which is not state action. Littler, 88 F.4th at 1182.
In sum, there is no “split of authority” that would
justify review, or even any tension in the caselaw.4
Pet. 11. Moreover, this Court recently denied another
petition for certiorari, filed by the same advocacy organization, that raised the same argument about
state action. See Jarrett v. Serv. Emps. Int’l Union
Loc. 503, No. 23-272, 144 S. Ct. 494 (2023). There have
been no developments since that time that would
make the question worthy of review.
3. Petitioners’ proposed state action analysis is
also inconsistent with this Court’s precedents. Private
misconduct does not become state action simply because, as a result of that private misconduct, a public
employer erroneously deducts unauthorized dues. See,
4 Petitioners are wrong that district court decisions show a
conflict on the state action issue. Pet. 13 n.3. Not only do petitioners mischaracterize some of those decisions, but the district
court decisions that petitioners rely upon are from the Sixth and
Ninth Circuits. Those circuits subsequently resolved the state action issue in Littler and Wright.
18
e.g., Blum v. Yaretsky, 457 U.S. 991, 1005 (1982)
(“That the State responds to [private] actions … does
not render it responsible for those actions.”) (Emphasis in original); Lugar, 457 U.S. at 940 (“That
respondents invoked the statute without the grounds
to do so could in no way be attributed to a state rule
or a state decision.”).
Petitioners’ analysis would also flood the federal
courts with lawsuits about alleged payroll errors.
About six million state and local public employees are
union members.5 Most of them pay their union dues
through payroll deduction, so public employers are
processing millions of dues deductions every month.
Public employees also authorize voluntary payroll deductions for charitable contributions, insurance
premium payments, and other purposes. The lower
courts have wisely and correctly rejected a state action
analysis that both is inconsistent with this Court’s
precedents and would turn the federal courts into substitutes for state labor boards and state courts in
addressing disputes about employee payroll deductions, where state law already requires affirmative
consent.
Because public employers process millions of voluntary payroll deductions every month, errors (and
alleged errors) are inevitable. Petitioners do not show
that state law is inadequate to remedy such errors.
5 News Release, Bureau of Labor Statistics, U.S. Dep’t of Labor, Union Members—2023 (Jan. 23, 2024), Table 3, available at
https://www.bls.gov/news.release/pdf/union2.pdf (last visited
July 2, 2024).
19
B. The Ninth Circuit’s analysis of state action in
this case was entirely correct. In any event, a casespecific error in a non-precedential decision would not
be worthy of review.
Petitioners acknowledge that they signed union
membership agreements that authorized the payment
of dues through payroll deduction and “agreed to be
bound to a reasonable window period before opting out
of dues deductions.” Pet. 1, 15. The essence of petitioners’ claim is that they “opted out during the applicable
window” but the Union did not process the cancellations. Pet. 16. Assuming petitioners’ allegations are
correct, the Union violated state law by failing to process the cancellations. See supra at 6.
The Union’s violation of state law, however, was
unilateral, private misconduct, not misconduct for
which the government was responsible. See Hoekman,
41 F.4th at 978 (“[T]he decision was made by the union officials alone, and does not constitute state action.
That the State continued to deduct dues … does not
make the State responsible for the decision of union
officials….”); Lugar, 457 U.S. at 940 (“That respondents invoked the statute without the grounds to do so
could in no way be attributed to a state rule or a state
decision.”).
Petitioners point out that that their public employer agreed to extend the expiration of the MOU.
Pet. 14. But the one-page Side Letter said nothing
about the window period for cancelling deductions.
See Ninth Cir. Dkt. 9 at 0094. Petitioners did not sue
their employer, and they did not allege that their employer was responsible for the Union’s decision not to
20
process their cancellations. The Side Letter therefore
does not affect the state action analysis.
Petitioners also argue that the Union “used the authority the State of California granted … in
[California Government Code] Section 1157.12 to continue the … deductions.” Pet. 14. To the contrary,
Section 1157.12 permits only authorized deductions
and provides that deductions can be cancelled in accordance with the “employee’s written authorization.”
Cal. Gov’t Code §1157.12(b). California law makes it
illegal to force public employees to join or support unions. See supra at 4–5.
That the Union’s failure to follow state law resulted in the continued deduction of union dues does
not make the government responsible for the Union’s
misconduct. See, e.g., Blum v. Yaretsky, 457 U.S. 991,
1005 (1982) (“That the State responds to [private] actions … does not render it responsible for those
actions.”) (Emphasis in original). Petitioners could
have sought a remedy against the Union under state
law—although they have already received full refunds.
The Ninth Circuit’s ruling about state action was
therefore entirely correct. In any event, even if the
Ninth Circuit made an error in applying state action
caselaw to the allegations of this particular case (and
it did not), a case-specific error in a non-precedential
decision (affecting petitioners who would have a state
law remedy if they had not already received refunds)
would not provide a sufficient basis for this Court’s intervention.
21
CONCLUSION
The petition for certiorari should be denied.
Respectfully submitted,
SCOTT A. KRONLAND
GLENN ROTHNER
ROTHNER, SEGALL &
Counsel of Record
EMANUEL WADDELL
GREENSTONE
510 South Marengo Avenue ALTSHULER BERZON LLP
177 Post Street, #300
Pasadena, CA 91101
San Francisco, CA 94108
(415) 421-7151
skronland@altber.com
Counsel for Respondent Service Employees
International Union, Local 721
July 22, 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.