Petition for Writ of Certiorari — Joe Thorpe, Petitioner v. Township of Salisbury, Pennsylvania, et al.
Supreme Court briefJul 31, 2023
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APPENDIX
I
TABLE OF APPENDICES
Page
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE
THIRD CIRCUIT, FILED APRIL 5,2023...
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APPENDIX B — OPINION OF THE UNITED
STATES DISTRICT COURT FOR THE
EASTERN DISTRICT OF PENNSYLVANIA,
FILED MARCH 28,2022.................................
6a
APPENDIX C — DENIAL OF REHEARING
OF THE UNITED STATES COURT OF
APPEALS FOR THE THIRD CIRCUIT,
FILED MAY 1,2023 ......................................
,22a
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APPENDIX A — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE THIRD
CIRCUIT, FILED APRIL 5, 2023
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 22-2448
JOE THORPE,
Appellant,
v.
TOWNSHIP OF SALISBURY; DEBRA J. BRINTON;
SANDY NICOLO; MICHAEL J. POCHRON;
DANIEL SELL
On Appeal from the United States District Court
for the Eastern District of Pennsylvania.
(D.C. Civil Action No. 5:21-cv-04261).
District Judge: Honorable Joseph F. Leeson, Jr.
April 4,2023, Submitted Pursuant
to Third Circuit L.A.R. 34.1(a);
April 5, 2023, Opinion Filed
Before: HARDIMAN, PORTER, and FREEMAN,
Circuit Judges.
2a
Appendix A
OPINION*
PER CURIAM
Joe Thorpe, an attorney proceeding pro se, appeals
from the District Court’s decision dismissing his civil
rights complaint. We will affirm that judgment.
I.
In 2021, Thorpe filed a pro se civil rights complaint
in the District Court against a township in Pennsylvania,
three of the township’s officials/employees, and a
magisterial district judge. Thorpe alleged that the
defendants had violated several federal criminal statutes
by filing and prosecuting “numerous code violation actions”
against him in retaliation for his filing an earlier civil
rights action against them. {See Dist. Ct. docket # 1, at 9.)
The defendants later moved the District Court to dismiss
the complaint. On March 28, 2022, the District Court
granted those motions, dismissed the claims against the
magisterial district judge with prejudice, and dismissed
the claims against the remaining defendants (hereinafter
“the Township Defendants”) without prejudice to Thorpe’s
ability to file, within 25 days, an amended complaint. But
Thorpe did not file an amended complaint; instead, he
chose to bring this appeal.1
* This disposition is not an opinion of the full Court and
pursuant to I.O.P. 5.7 does not constitute binding precedent.
1. Thorpe presented this appeal to the United States Court
of Appeals for the Federal Circuit. But that court concluded that
3a
Appendix A
II.
Absent exceptions that do not apply here, our appellate
jurisdiction is limited to reviewing “final” orders of the
district courts. See 28 U.S.C. § 1291. As a general matter,
a district court order that dismisses some (or all) of the
plaintiff’s claims without prejudice is not a final order.
See Borelli v. City of Reading, 532 F.2d 950, 951 (3d Cir.
1976) (per curiam). However, if the plaintiff “declares his
intention to stand on his complaint... the order become[s]
final and appealable.” Id. at 951-52. Here, Thorpe has
effectively elected to stand on his complaint because he
did not amend it within the time provided by the District
Court. See Batoff v. State Farm Ins. Co., 977 F.2d 848,
851 n.5 (3d Cir. 1992). Accordingly, the District Court’s
dismissal order constitutes a final order over which we
have jurisdiction. See id.; Borelli, 532 F.2d at 951-52.2
We review that order under a plenary standard. See In re
Schering Plough Corp. Intron/Temodar Consumer Class
Action, 678 F.3d 235, 243 (3d Cir. 2012).
it lacked jurisdiction over the appeal, and it transferred the appeal
to us pursuant to 28 U.S.C. § 1631.
2. Insofar as Weber v. McGrogan, 939 F.3d 232, 239-40
(3d Cir. 2019), questions Batoff’s jurisdictional analysis, Batoff
nevertheless remains good law. See 3d Cir. I.O.P. 9.1 (providing
that en banc consideration is required to overrule a prior panel’s
precedential opinion).
4a
Appendix A
III.
Thorpe’s appellate brief is essentially identical to
his brief in another appeal, see C.A. No. 22-2447,3 even
though the two appeals have not been consolidated, stem
from different District Court proceedings, and raise some
different issues.
Even when construed liberally, Thorpe’s brief does
little to coherently challenge the analysis set forth in
the District Court’s opinion accompanying its dismissal
order in this case. Assuming for the sake of argument
that Thorpe has done enough here to preserve such a
challenge, see Geness v. Cox, 902 F.3d 344, 355 (3d Cir.
2018) (“[I]t is well settled that a passing reference to an
issue will not suffice to bring that issue before this court”
(internal quotation marks omitted)), we conclude, for
substantially the reasons provided by the District Court,
that Thorpe’s claims were properly dismissed.4 To the
3. That appeal concerns a decision entered by the District
Court in the earlier civil rights action brought by Thorpe against
these and other defendants.
4. The District Court concluded that the claims against
the magisterial district judge were barred by the Eleventh
Amendment and the doctrine of judicial immunity, and that
granting Thorpe leave to amend those claims would be futile.
As for the claims against the Township Defendants, the District
Court concluded that they failed to state a claim because none
of the federal criminal statues identified by Thorpe created a
private cause of action, and that it would be futile to grant him
leave to amend those claims. Lastly, the District Court concluded
that, while the complaint included allegations that “have the
5a
Appendix A
extent that Thorpe now argues that the presiding District
Judge should have recused himself from this case, we find
no merit to this argument. See 28 U.S.C. § 455 (setting
forth standards of recusal); Securacomm Consulting,
Inc. v. Securacom Inc., 224 F.3d 273, 278 (3d Cir. 2000)
(“We have repeatedly stated that a party’s displeasure
with legal rulings does not form an adequate basis for
recusal
.”). Accordingly, we will affirm the District
Court’s judgment.
hallmark of a First Amendment retaliation claim,” (Dist. Ct. Op.
8), they were, as constituted, insufficient to state a viable claim.
Although the District Court granted Thorpe leave “to file an
amended complaint to allege additional facts in support of a First
Amendment retaliation claim,” (id. at 12), Thorpe elected not to
take advantage of that opportunity.
6a
APPENDIX B — OPINION OF THE UNITED
STATES DISTRICT COURT FOR THE EASTERN
DISTRICT OF PENNSYLVANIA, FILED
MARCH 28, 2022
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF PENNSYLVANIA
No. 5:21-cv-04261
JOE THORPE,
Plaintiff,
v.
TOWNSHIP OF SALISBURY,
PENNSYLVANIA, et al.,
Defendants.
March 28, 2022, Decided
March 28, 2022, Filed
OPINION
Township Defendants’1 Motion to Dismiss,
ECF No. 10 - Granted Defendant Pochron’s Motion to
Dismiss, ECF No. 12 - Granted
1. This Motion was filed on behalf of the Township of
Salisbury, Debra Brinton, Sandy Nicolo, and Daniel Sell
(hereinafter “Township Defendants”).
7a
Appendix B
Joseph F. Leeson, Jr.
United States District Judge
I.
March 28,2022
BACKGROUND
On May 4, 2021, in a separate civil action, Plaintiff
Joe Thorpe filed a civil rights complaint pursuant to
42 U.S.C. § 1983 against the Defendants in the abovecaptioned action, as well as other individuals. See Thorpe v.
Township ofSalisbury, Pennsylvania, etal, 5:21-cv-02102
(E.D. Pa. May 4, 2021).2 That case arose from allegedly
discriminatory activities in Thorpe’s neighborhood and
allegedly harassing behavior regarding cut trees and
damage to, or the condition of, Thorpe’s fence and pool.3
On September 27, 2021, Thorpe initiated the abovecaptioned action pursuant to 42 U.S.C. § 1983 alleging
that since filing his civil rights complaint, the Township
Defendants filed and prosecuted numerous code violations
against him in an effort to intimidate, harass, and retaliate
in violation of three criminal statutes: 18 U.S.C. §§ 1505,
2. For purposes of this Opinion, case number 5:21-cv-02102
is referred to as Thorpe’s “civil rights complaint.”
3. On March 22, 2022, after review of numerous pretrial
motions, this Court dismissed Pochron and another individual not
named in the above-captioned action with prejudice, dismissed
claims against other individuals without prejudice, and granted
the Township Defendants’ motion for a more definite statement.
Thorpe’s amended complaint and more definite statement are due
on or before April l5, 2022. See Thorpe, No. 5:21-cv-02102.
8a
Appendix B
1512,1513.4See Compl. Att. 3, ECF No. 1. Thorpe alleges
that the Honorable Michael J. Pochron, a Magisterial
District Judge in Lehigh County, held hearings on the
code violations and issued a bench warrant when Thorpe
failed to respond to a summons. See id. Thorpe alleges that
the sole purpose of all Defendants’ actions was to tamper
with the proceedings regarding his civil rights complaint
and to intimidate him. Thorpe names all Defendants
in their official capacities only. As relief, Thorpe seeks
attorneys fees, compensatory and punitive damages, an
investigation of the criminal activities, an injunction to
stop the harassment, and other injunctive relief.
Defendants have filed Motions to Dismiss, which
Thorpe opposes. See ECF Nos. 10-14. For the reasons
set forth below, the Motions are granted. The claims
against Pochron are dismissed with prejudice based on
immunity. The claims against the Township Defendants
are dismissed, in part, without prejudice.
II. LEGAL STANDARDS
A. Rule 12(b)(6) Motion to Dismiss - Review of
Applicable Law
Under Rule 12(b)(6), the court must “accept all factual
allegations as true [and] construe the complaint in the
light most favorable to the plaintiff.” Phillips v. Cnty. of
4. 18 U.S.C. § 1505 (Obstruction of proceedings before
departments, agencies, and committees); 18 U.S.C. § 1512
(Tampering with a witness, victim, or an informant); 18 U.S.C.
§ 1513 (Retaliating against a witness, victim, or an informant).
9a
Appendix B
Allegheny, 515 F.3d 224,233 (3d Cir. 2008) (quoting Pinker
v. Roche Holdings Ltd., 292 F.3d 361,374 n.7 (3d Cir. 2002))
(internal quotation marks omitted). See also Fed. R. Civ.
R 8(a) (requiring the complaint to contain “a short and
plain statement of the claim showing that the pleader is
entitled to relief”). Only if “the ‘[f]actual allegations .. .
raise a right to relief above the speculative level’” has the
plaintiff stated a plausible claim. Id. at 234 (quoting Bell
Atl. Corp. v. Twombly, 550 U.S. 544,555,127 S. Ct. 1955,
167 L. Ed. 2d 929 (2007)). “A claim has facial plausibility
when the plaintiff pleads factual content that allows the
court to draw the reasonable inference that the defendant
is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556
U.S. 662, 678, 129 S. Ct. 1937, 173 L. Ed. 2d 868 (2009).
However, “the tenet that a court must accept as true all
of the allegations contained in a complaint is inapplicable
to legal conclusions.” Id. (explaining that determining
“whether a complaint states a plausible claim for relief
... [is] a context-specific task that requires the reviewing
court to draw on its judicial experience and common
sense”). Although the court must liberally construe pro se
filings,5 “a pro se complaint may not survive dismissal if
its factual allegations do not meet Iqbal’s basic plausibility
standard.” Beasley v. Howard, No. 20-1119,14 F.4th 226,
. 2021 U.S. App. LEXIS 28041, at *6 (3d Cir. Sep. 17,2021)
(citing Mala v. Crown Bay Marina, Inc., 704 F.3d 239,
245, 58 V.I. 691 (3d Cir. 2013)).
5. See Estelle v. Gamble, 429 U.S. 97, 106, 97 S. Ct. 285,
50 L. Ed. 2d 251 (1976) (holding that pro se pleadings are to be
“liberally construed”).
10a
Appendix B
“In deciding a Rule 12(b)(6) motion, a court must
consider only the complaint, exhibits attached to the
complaint, matters of public record, as well as undisputedly
authentic documents if the complainant’s claims are based
upon these documents.” Mayer v. Belichick, 605 F.3d 223,
230 (3d Cir. 2010). Additionally, “a document integral to or
explicitly relied upon in the complaint may be considered.”
In re Burlington Coat Factory Sec. Litig., 114 F.3d 1410,
1426 (3d Cir. 1997) (internal quotations omitted). The
defendant bears the burden of proving that a plaintiff has
failed to state a claim upon which relief can be granted.
See Hedges v. United States, 404 F.3d 744, 750 (3d Cir.
2005) (citing Kehr Packages, Inc. v. Fidelcor, Inc., 926
F.2d 1406,1409 (3d Cir. 1991)).
B. Section 1983 — Review of Applicable Law
Section 1983 provides a private cause of action for
violations of federal law by state officials. See 42 U.S.C.
§ 1983. “[S]ection 1983 does not create substantive rights;
rather it merely provides a remedy for deprivations
of rights established elsewhere in the Constitution or
federal laws.” Estate of Smith v. Marasco, 318 F.3d 497,
505-06 (3d Cir. 2003). “To state a claim under § 1983, a
plaintiff must allege the violation of a right secured by
the Constitution and laws of the United States, and must
show that the alleged deprivation was committed by a
person acting under color of state law.” West v. Atkins,
487 U.S. 42, 48, 108 S. Ct. 2250,101 L. Ed. 2d 40 (1988).
The initial question is therefore “whether the plaintiff
has alleged a deprivation of a constitutional right at
all.” Donahue v. Gavin, 280 F.3d 371, 378 (3d Cir. 2002)
11a
Appendix B
(internal quotations omitted). Next, the Court determines
whether the defendant is a “person acting under color of
state law.” See Leshko v. Servis, 423 F.3d 337,339 (3d Cir.
2005) (holding that “whether the defendant is a state actor
— depends on whether there is such a close nexus between
the State and the challenged action that seemingly private
behavior may be fairly treated as that of the State itself”
(internal quotations omitted)). “[NJeither a State nor its
officials acting in their official capacities are ‘persons’
under § 1983.” Will v. Michigan Dep’t of State Police,
491 U.S. 58, 65, 109 S. Ct. 2304, 105 L. Ed. 2d 45 (1989)
(explaining that “a suit against a state official in his or her
official capacity is not a suit against the official but rather
is a suit against the official’s office”).
C. Immunity — Review of Applicable Law
“[T]he Eleventh Amendment prohibits federal courts
from entertaining suits by private parties against States
and their agencies.” Alabama v. Pugh, 438 U.S. 781, 782,
98 S. Ct. 3057, 57 L. Ed. 2d 1114 (1978). “Individual state
employees sued in their official capacity are [] entitled to
Eleventh Amendment immunity because ‘official-capacity
suits generally represent only another way of pleading
an action’ against the state.” Betts v. New Castle Youth
Dev. Ctr., 621 F.3d 249, 254 (3d Cir. 2010) (quoting Hafer
v. Melo, 502 U.S. 21, 25,112 S. Ct. 358,116 L. Ed. 2d 301
(1991)). But see O’Callaghan v. X, 661F. App’x 179,182 (3d
Cir. 2016) (holding that “the Eleventh Amendment does
not generally bar prospective declaratory or injunctive
relief” if the plaintiff alleges sufficient facts that it is
“substantially likely that he would suffer future injury”).
12a
Appendix B
Although a state can waive immunity, “Pennsylvania has
not waived its immunity under Section 1983.” Bartlett
v. Kutztown Univ., No. 13-4331, 2015 U.S. Dist. LEXIS
21665, at *38 (E.D. Pa. Feb. 23, 2015).6
As to individual-capacity claims, a “judicial officer in
the performance of his duties has absolute immunity from
suit and will not be liable for his judicial acts.” Azubuko
v. Royal, 443 F.3d 302, 303 (3d Cir. 2006) (citing Mireles
v. Waco, 502 U.S. 9, 12, 112 S. Ct. 286, 116 L. Ed. 2d 9
(1991)). Judicial immunity may only be overcome in two
circumstances: (1) “a judge is not immune from liability
for nonjudicial actions, i.e., actions not taken in the judge’s
judicial capacity;” and (2) “a judge is not immune for
actions, though judicial in nature, taken in the complete
absence of all jurisdiction.” Mireles, 502 U.S. at 11-12.
An act by a judge is “judicial” if the act “is a function
normally performed by a judge"; and to the expectations
of the parties, i.e., whether they dealt with the judge in
his judicial capacity.” Stump v. Sparkman, 435 U.S. 349,
362, 98 S. Ct. 1099, 55 L. Ed. 2d 331 (1978). “A judge will
not be deprived of immunity because the action he took
was in error, was done maliciously, or was in excess of his
authority.” Id. at 356.
6. See 1 Pa. C.S.A. § 2310 (The “Commonwealth, and its
officials and employees acting within the scope of their duties, shall
continue to enjoy sovereign immunity and official immunity and
remain immune from suit except as the General Assembly shall
specifically waive the immunity.”); 42 Pa. C.S. § 8522(b) (listing
the nine areas in which immunity has been waived).
13a
Appendix B
III.
DISCUSSION
A. Judge Pochron is immune from suit and is
dismissed with prejudice.
Pochron has filed a Motion to Dismiss arguing that
he is protected by Eleventh Amendment immunity and
judicial immunity, that he is not a “person” within the
meaning of § 1983, and that Thorpe fails to state a claim.
Pochron is only named in his official capacity and is
therefore not a “person” under § 1983. Additionally, the
claims against him are barred by Eleventh Amendment
immunity.7 He is also protected in his individual capacity
by absolute judicial immunity. Holding hearings and
issuing warrants for failure to respond to a summons,
which are the allegations against Pochron, are judicial
acts for which he is immune. See Figueroa v. Blackburn,
208 F.3d 435,444 (3d Cir. 2000) (reasoning that presiding
over cases, finding a party in contempt, and ordering a
party to jail are judicial acts, regardless of whether the
7. Although “the Eleventh Amendment does not generally
bar prospective declaratory or injunctive relief,” O’Callaghan
v. X, 661 F. App’x 179, 182 (3d Cir. 2016), § 1983 precludes
injunctive relief “in any action brought against a judicial officer
for an act or omission taken in such officer’s judicial capacity
... unless a declaratory decree was violated or declaratory relief
was unavailable,” 42 U.S.C. § 1983. Thorpe does not allege that
a declaratory decree was violated or that declaratory relief is
unavailable, nor does he seek injunctive relief to address any
actions of Pochron other than those taken in his judicial capacity.
SeeAzubuko v. Royal, 443 F.3d 302,303-04 (3d Cir. 2006) (holding
that the claim for injunctive relief against the judge was barred).
14a
Appendix B
judge’s determinations are right or wrong). Regardless
of Thorpe’s allegations that Pochron intended to harass,
intimidate, and retaliate against him, Pochron did not act
in the complete absence of jurisdiction. See Mireles, 502
U.S. at 12 (concluding that the judge, who ordered police
officers “to forcibly and with excessive force seize and
bring plaintiff into his courtroom” acted in his judicial
capacity and was immune from suit); Gochin v. Haaz,
No. 16-5359, 2017 U.S. Dist. LEXIS 199210, at *16-18
(E.D. Pa. May 10, 2017) (determining that even if the
allegations the defendant-judge accepted bribes to rule
in favor of a particular party were true, the judge was
entitled to immunity because the issuance of orders was
a core judicial function and not done in the clear absence
of all jurisdiction).
Consequently, Pochron is dismissed with prejudice as
leave to amend would be futile.8
8. See Grayson v. Mayview State Hosp., 293 F.3d 103, 108
(3d Cir. 2002) (holding that although a pro se plaintiff should
normally be given an opportunity to file a curative amendment,
leave to amend need not be granted where an “amendment would
be inequitable or futile”); Jones v. Del. Health, 709 F. App’x 163,
164 (3d Cir. 2018) (holding that because the plaintiff’s action was
barred by the Eleventh Amendment, any attempt to amend would
be futile); Brown v. Daniels, 290 F. App’x 467, 474-75 (3d Cir.
2008) (concluding that an amendment would be futile because the
defendants were entitled to absolute immunity).
15a
Appendix B
B. The claims against the Township Defendants
are dismissed without prejudice with leave
to file an amended complaint alleging a
retaliation claim only.
The Township Defendants move to dismiss the
Complaint for failure to state a claim, arguing that § 1983
does not create substantive rights and the statutes Thorpe
relies upon are criminal statutes that create no private
cause of action. Thorpe, who cites 18 U.S.C. §§ 1505,1512,
1513 in his Complaint, responds that 18 U.S.C. § 15149
gives him such rights.
Contrary to Thorpe’s argument, § 1514 does not create
a private right of action, nor does it authorize private
persons to apply for relief under the statute. See Blackmon
v. Escambia Cty. Sch. Bd., 568 F. App’x 848, 850 (11th
Cir. 2014) (concluding that 18 U.S.C. § 1514 “creates no
private right of action”); In re Walsh, 229 F. App’x 58, 61
(3d Cir. 2007) (determining that the plaintiff’s reliance
on 18 U.S.C. § 1514 for relief was misplaced). Rather,
§ 1514 allows a federal district court, “upon application of
the attorney for the Government, [to] issue a temporary
restraining order prohibiting harassment of a victim
or witness in a Federal criminal case ...” 18 U.S.C.
§ 1514(a) (emphasis added). Similarly, §§ 1505, 1512,
and 1513 of Title 18 United States Code do not provide
a private right of action. See Harlow v. Fitzgerald, 457
U.S. 800, 829, 102 S. Ct. 2727, 73 L. Ed. 2d 396 (1982)
9. 18 U.S.C. § 1514 (Civil action to restrain harassment of a
victim or witness)
16a
Appendix B
(holding that “18 U.S.C. § 1505, is a criminal statute ...
[it does not] expressly create[] a private right to sue for
damages”); Akil Rashidi Bey ex rel. Graves v. Richmond
Redevelopment & Hons. Auth., No. 3:13CV464-HEH, 2013
U.S. Dist. LEXIS 112835, at *13 (E.D. Va. Aug. 8, 2013)
(holding “18 U.S.C. §§ 1503, 1505, 1512, 1513, and 1514
are criminal statutes with no private cause of action”).
These federal criminal statutes must be prosecuted by the
federal government. See Mathis v. Phila. Elec. Co., No. 142234,2015 U.S. Dist. LEXIS 184328, at *11 (E.D. Pa. July
31,2015) (“Violations of federal criminal statutes that do
not provide a private right of action... must be prosecuted
by the federal government.”), aff’d 644 F. App’x 113,116
(3d Cir. 2016). Furthermore, “criminal claims fail to state
a cause of action under § 1983, as individual citizens do not
have a constitutional right to the prosecution of alleged
criminals.” Capogrosso v. Supreme Court of N.J., 588
F.3d 180,184 (3d Cir. 2009); Concepcion v. Resnik, 143 F.
App’x 422,425-26 (3d Cir. 2005) (finding that the plaintiff
lacked standing to pursue criminal charges against the
defendants).
All claims against the Township Defendants are
therefore dismissed. Leave to amend to state a claim
based on the criminal statutes would be futile and any
claim based on this theory of liability is dismissed with
prejudice. Nevertheless, this Court cannot conclude after
liberally construing the Complaint that Thorpe will be
unable to amend to state a cognizable claim under a
different theory of liability, namely: First Amendment
retaliation.
17a
Appendix B
The Complaint alleges that the Township Defendants
“retaliated” against Thorpe for filing the civil rights
complaint. These allegations, when liberally construed,
have the hallmark of a First Amendment retaliation
claim. To state a claim for retaliation under the First
Amendment, the plaintiff must show: (1) he was engaged
in constitutionally-protected conduct; (2) he suffered
an adverse action that was sufficient to deter a person
of ordinary firmness from exercising his constitutional
rights; and (3) a causal link between the exercise of his
constitutional rights and the adverse action taken against
him. See Rauser v. Horn, 241 F.3d 330, 333-34 (3d Cir.
2001).
Thorpe’s allegations satisfy the first element because
“the right of access to the courts is protected by the First
Amendment.” Bristow v. Clevenger, 29 F. App’x 813, 815
(3d Cir. 2002); Thomas v. Brinich, No. 1:12-CV-1539,
2014 U.S. Dist. LEXIS 31583, at *11 (M.D. Pa. Mar. 12,
2014) (determining that the plaintiffs allegation that he
was retaliated against for pursuing litigation against the
prison-defendants “implicates conduct protected by the
First Amendment sufficient to satisfy the first prong of
the Rauser test”).
The Complaint also includes allegations, while
insufficient, that relate to the second element of a
First Amendment retaliation claim. To satisfy the
second element, “the alleged retaliatory action must be
sufficiently adverse to deter a person of ordinary firmness
from exercising his First Amendment rights.” Bullock v.
Buck, 611F. App’x 744,747 (3d Cir. 2015) (internal citations
18a
Appendix B
and quotations omitted). Thorpe alleges that he suffered
an adverse action in the nature of code violations. However,
the mere fact that he had initiated a civil rights complaint
“does not .immunize [him] from penalties for violating
Borough Ordinances, nor does it automatically give rise
to a constitutional violation for any subsequent adverse
municipal actions against him.” Mayer v. Gottheiner, 382
F. Supp. 2d 635, 659-60 (D.N.J. 2005). See also Bolick
v. Ne. Indus. Servs. Corp., No. 4:14-CV-00409, 2015
U.S. Dist. LEXIS 165736, at *46 n.6 (M.D. Pa. Dec. 9,
2015) (same), adopted 2016 U.S. Dist. LEXIS 187084, at
*2 (M.D. Pa. Feb. 2, 2016). Thorpe fails to present any
factual allegations about the number, timing, and nature
of the violations to show the violations were “sufficiently”
adverse. Thorpe was not himself deterred as evidenced by
the instant action, nor has he alleged any facts to show that
a person of ordinary firmness would have been deterred
by the Township Defendants’ alleged conduct. Cf Banda
v. Corniel, 682 F. App’x 170,173-74 (3d Cir. 2017) (finding
that even though the plaintiff was not actually deterred
from continuing to file grievances (the protected activity),
actual deterrence is immaterial as the question is whether
a person of ordinary firmness would have been deterred)
with Monroe v. Phelps, 520 F. App’x 67, 71 (3d Cir. 2013)
(agreeing with the district court that the plaintiff, who
continued to file grievances (the protected activity), was
not subject to adverse actions of the type that would
deter a prisoner of ordinary firmness from exercising his
constitutional rights).
Finally, the Complaint includes conclusory allegations,
which are inadequate, that link the Township Defendants’
19a
Appendix B
actions to his civil rights complaint. Specifically, Thorpe
alleges that the Township Defendants’ actions occurred
on “[v]arious dates beginning after May 4, 2021 when
Plaintiff filed a Civil Rights complaint against Defendants”
and were done “in an effort to... retaliate against [him].”
See Compl. 4 and Att. 3. Without details as to when the code
violations were filed or any other evidence linking them to
the civil rights complaint; however, Thorpe has failed to
show a causal connection between the two. See Thomas
v. Vuksta, 481 F. App’x 33, 34 (3d Cir. 2012) (finding that
the plaintiff failed to present sufficient allegations of
a causal connection between his previous lawsuits and
his ongoing treatment); Bolick, 2015 U.S. Dist. LEXIS
165736, at *46 n.6 (recommending dismissal of a retaliation
claim based on the defendant’s issuance of an ordinance
violation ticket because the plaintiff presented conclusory
allegations of retaliatory intent and finding that, given the
“sheer number of claims” the plaintiffs initiated against
the municipal defendants in recent years, “it would be
impractical to assume a retaliatory motive for any adverse
municipal actions that happen to fall in close proximity
to the [plaintiffs’] latest filing”), adopted 2016 U.S. Dist.
LEXIS 187084, at *2 (dismissing the complaint).
Accordingly, this Court finds that after liberally
construing the Complaint, Thorpe has attempted to
state a First Amendment retaliation claim. Because
the allegations are insufficient, the claim is dismissed.
Dismissal of the First Amendment retaliation claim is
without prejudice because given the lack of detailed factual
allegations, this Court is unable to conclude that leave to
amend would be futile.
20a
Appendix B
C.
Thorpe is given leave to file an amended
complaint as to a First Amendment retaliation
claim, only.
As discussed herein, Thorpe may not base a § 1983
complaint on the alleged violation of criminal statutes. To
the extent he intends to pursue a retaliation claim under
the First Amendment, however, Thorpe is given leave to
file an amended complaint.
Thorpe is advised that his “amended complaint must
be complete in all respects.” Young v. Keohane, 809 F.
Supp. 1185,1198 (M.D. Pa. 1992). It must be a new pleading
which stands by itself without reference to the original
complaint. Id. The amended complaint must include
specific factual allegations as to each of the Township
Defendants and each of the elements of a retaliation
claim.10 It “may not contain conclusory allegations^ r]
10. Thorpe is also advised that to bring a claim against the
Township, he must identify a custom or policy that caused the
deprivation of his rights or show that the individual Defendants
were policymakers. See Monell v. Dep’t of Soc. Servs., 436
U.S. 658, 694, 98 S. Ct. 2018, 56 L. Ed. 2d 611 (1978) (A “local
government may not be sued under § 1983 for an injury inflicted
solely by its employees or agents. Instead, it is when execution of
a government’s policy or custom, whether made by its lawmakers
or by those whose edicts or acts may fairly be said to represent
official policy, inflicts the injury that the government as an entity
is responsible under § 1983.”); Pembaur v. City of Cincinnati, 475
U.S. 469,483,106 S. Ct. 1292,89 L. Ed. 2d 452 (1986) (holding that
“municipal liability under § 1983 attaches where — and only where
— a deliberate choice to follow a course of action is made from
among various alternatives by the official or officials responsible
21a
Appendix B
ather, it must establish the existence of specific actions
by the defendants which have resulted in constitutional
deprivations.” Id. (citing Rizzo v. Goode, 423 U.S. 362,
96 S. Ct. 598, 46 L. Ed. 2d 561 (1976)). “The amended
complaint must be ‘simple, concise, and direct’ as required
by the Federal Rules of Civil Procedure.” Id. (citing Fed.
R. Civ. P. 8(e)(1)).
IV. CONCLUSION
Thorpe’s claims against Pochron are dismissed with
prejudice because he is immune from suit. The claims
against the Township Defendants are also dismissed,
but partially without prejudice. Criminal statutes cannot
form the basis of a § 1983 claim and all claims based on
this theory aPe dismissed with prejudice because an
amendment would be futile. Thorpe’s allegations, when
liberally construed, also present a First Amendment
retaliation claim. The allegations as pled are insufficient,
but Thorpe is granted leave to file an amended complaint
to allege additional facts in support of a First Amendment
retaliation claim.
A separate Order follows.
BY THE COURT:
/s/ Joseph F. Leeson. Jr.
JOSEPH F. LEESON, JR.
United States District Judge
for establishing final policy with respect to the subject matter in
question.”).
22a
APPENDIX C — DENIAL OF REHEARING OF
THE UNITED STATES COURT OF APPEALS FOR
THE THIRD CIRCUIT, FILED MAY 1, 2023
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 22-2448
JOE THORPE,
Appellant,
v.
TOWNSHIP OF SALISBURY; DEBRA J. BRINTON;
SANDY NICOLO; MICHAEL J. POCHRON;
DANIEL SELL
(D.C. Civil Action No. 5:21-cv-04261)
Present: CHAGARES, Chief Judge, JORDAN,
HARDIMAN, GREENAWAY, JR., SHWARTZ,
KRAUSE, RESTREPO, BIBAS, PORTER, MATEY,
PHIPPS, FREEMAN, MONTGOMERY-REEVES and
CHUNG, Circuit Judges
The petition for rehearing filed by appellant in the
above-entitled case having been submitted to the judges
who participated in the decision of this Court and to all
the other available circuit judges of the circuit in regular
active service, and no judge who concurred in the decision
having asked for rehearing, and a majority of the judges
23a
Appendix C
of the circuit in regular service not having voted for
rehearing, the petition for rehearing by the the Court en
banc, is denied.
BY THE COURT,
s/ David J. Porter
Circuit Judge
Date: May 1, 2023
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