Opposition Brief — Juan Balderas, Petitioner v. Texas
Supreme Court briefJun 19, 2024
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No. 23-1044
IN THE
Supreme Court of the United States
__________________________
JUAN BALDERAS,
Petitioner,
vs.
STATE OF TEXAS,
Respondent.
_________________________
On Petition for Writ of Certiorari to the
Texas Court of Criminal Appeals
___________________________
RESPONDENT’S BRIEF IN OPPOSITION
___________________________
KEN PAXTON
Attorney General of Texas
BRENT WEBSTER
First Assistant Attorney
General
JOSH RENO
Deputy Attorney
General for Criminal
Justice
EDWARD L. MARSHALL
Chief, Criminal Appeals
Division
ALI NASSER
Assistant Attorney
General
Counsel of Record
OFFICE OF THE ATTORNEY
GENERAL OF TEXAS
P.O. Box 12548
Austin, Texas 78711
Counsel for Respondent
CAPITAL CASE
QUESTIONS PRESENTED
1.
Whether the Court has jurisdiction over claims
that were disposed of on an adequate and
independent state-law ground?
2.
Whether the Court should impose requirements
on state courts regarding the level of detail they
must provide in summary dismissals under
independent state-law grounds?
3.
Whether the Court should expend its limited
resources to consider highly fact-bound questions
that can be more properly addressed in federal
habeas proceedings?
ii
LIST OF PROCEEDINGS
State v. Balderas, No. 1412826 (179th Dist. Ct., Harris
County, Tex.) (convicted and sentenced to death March
14, 2014)
Balderas v. State, 517 S.W.3d 756 (Tex. Crim. App. 2016)
(affirming death sentence)
Balderas v. Texas, 137 S. Ct. 1207 (Feb. 27, 2017)
(denying petition for writ of certiorari)
In re Balderas, No. WR-84,066-02 (Tex. Crim. App. July
27, 2016) (denying motion for leave to file writ of
mandamus)
Ex parte Balderas, No. WR-84,066-01 (Tex. Crim. App.
Dec. 19, 2019) (denying state habeas application)
Balderas v. Texas, 141 S.Ct. 275 (Oct. 5, 2020) (denying
petition for a writ of certiorari)
Balderas v. Lumpkin, No. 4:20-CV-4262 (S.D. Tex., Dec.
13, 2022) (granting Balderas’s motion for a stay of
federal habeas proceedings, administratively closing the
case)
Ex parte Balderas, No. WR-84,066-03 (Tex. Crim. App.
Oct. 25, 2023) (dismissing subsequent state habeas
application)
iii
TABLE OF CONTENTS
QUSTIONS PRESENTED................................................ i
LIST OF PROCEEDINGS ............................................... ii
TABLE OF CONTENTS ................................................. iii
TABLE OF AUTHORITIES .............................................v
BRIEF IN OPPOSITION ................................................. 1
STATEMENT OF THE CASE......................................... 1
I.
Facts Concerning Balderas’s Murder of
Eduardo Hernandez ....................................... 1
II.
Facts Relevant to Punishment and the
Sentencing Phase of Trial .............................. 9
III.
Course of Proceedings ................................... 11
REASONS FOR DENYING THE PETITION ............. 12
I.
The Court Below Dismissed Balderas’s
Claims
on
an
Adequate
and
Independent State Law Ground
Depriving the Court of Jurisdiction ............ 13
II.
This Court Should Not Use its
Supervisory Authority in Balderas’s
Case ................................................................ 18
iv
III.
This Case Presents a Poor Vehicle for
Balderas’s Arguments .................................. 20
IV.
Balderas’s Claims are Meritless ................... 22
A.
Balderas’s Brady and Giglio claims
are meritless ............................................ 22
B.
Balderas’s mental incompetency
claims are meritless ................................ 26
C.
Balderas’s alibi-autonomy claim is
meritless .................................................... 28
D.
Balderas’s false-testimony claim is
meritless ................................................... 29
CONCLUSION ............................................................... 31
v
TABLE OF AUTHORITIES
Cases
Balderas v. State,
517 S.W.3d 756 (Tex. Crim. App. 2016). ....... 9, 11
Balderas v. Texas,
137 S. Ct. 1207 (2017) ..........................................11
Balderas v. Texas,
141 S. Ct. 275 (2020) ............................................11
Banks v. Dretke,
540 U.S. 668 (2004) ..............................................26
Beard v. Kindler,
558 U.S. 53 (2009) ................................................15
Brady v. Maryland,
373 U.S. 83 (1963) ................................................13
Coleman v. Thompson,
501 U.S. 722 (1991) ................................. 14, 15, 16
Cullen v. Pinholster,
563 U.S. 170 (2011) ..............................................26
Cutter v. Wilkinson,
544 U.S. 709 (2005) ..............................................25
De Buono v. NYSA-ILA Medical & Clinical
Servs. Fund,
520 U.S. 806 (1997) ..............................................20
Dickerson v. United States,
530 U.S. 428 (2000) ..............................................21
Dusky v. United States,
362 U.S. 402 (1960) ..............................................32
vi
Ex parte Balderas,
No. WR-84,066-01, 2019 WL 6885361
(Tex. Crim. App. Dec. 18, 2019) ................... 11, 28
Ex parte Balderas,
No. WR-84,066-03, 2023 WL 7023648
(Tex. Crim. App. Oct. 25, 2023) ...................passim
Ex parte Blue,
230 S.W.3d 151 (Tex. Crim. App. 2007) .............18
Ex parte Campbell,
226 S.W.3d 418 (Tex. Crim. App. 2007) .............17
Ex parte Franklin,
72 S.W.3d 671 (Tex. Crim. App. 2002) ...............18
Ex parte Kerr,
64 S.W.3d 414 (Tex. Crim. App. 2002) ...............16
Ex parte Reed,
271 S.W.3d 698 (Tex. Crim. App. 2008) ...... 17, 18
Expressions Hair Design v. Schneiderman,
581 U.S. 37 (2017) ................................................19
Florida v. Powell,
559 U.S. 50 (2010) ......................................... 22, 23
Foster v. Chatman,
578 U.S. 488 (2016) ..............................................14
Giglio v. United States,
405 U.S. 150 (1972) ..............................................27
Harrington v. Richter,
562 U.S. 86 (2011) ................................................24
Harris v. Reed,
489 U.S. 255 (1989) ..............................................14
vii
Harris v. Rivera,
454 U.S. 339 (1981) ..............................................22
Hughes v. Quarterman,
530 F.3d 336 (5th Cir. 2008) ................................19
Indiana v. Edwards,
554 U.S. 164 (2008) ..............................................32
James v. Kentucky,
466 U.S. 341 (1984) ..............................................15
Kunkle v. Texas,
125 S. Ct. 2898 (2004) ..........................................20
Kyles v. Whitley,
514 U.S. 419 (1995) ..............................................36
Lee v. Kemna,
534 U.S. 362 (2002) ....................................... 14, 15
McCoy v. Louisiana,
584 U.S. 414 (2018) ..............................................34
Medina v. California,
505 U.S. 437 (1992) ..............................................33
Mu’Min v. Virginia,
500 U.S. 415 (1991) ..............................................22
Napue v. Illinois,
360 U.S. 264 (1959) ..............................................36
Overton v. United States,
450 F.2d 919 (5th Cir. 1971) ................................37
Rocha v. Thaler,
626 F.3d 815 (5th Cir. 2010) ................................16
Sawyer v. Whitley,
505 U.S. 333 (1992) ....................................... 18, 26
viii
Schlup v. Delo,
513 U.S. 298 (1995) ....................................... 18, 26
Smith v. Phillips,
455 U.S. 209 (1982) ..............................................22
Spence v. Johnson,
80 F.3d 989 (5th Cir. 1996) ..................................30
Stewart v. Smith,
536 U.S. 856 (2002) ..............................................15
Strickland v Washington,
466 U.S. 668 (1984) ..............................................35
Strickler v. Greene,
527 U.S. 263 (1999) ..............................................27
Teague v. Lane,
489 U.S. 288 (1989) ..............................................35
Tucker v. Johnson,
242 F.3d 617 (5th Cir. 2001) ................................36
Turner v. United States,
582 U.S. 313 (2017) ....................................... 31, 38
United States v. Bagley,
473 U.S. 667 (1985) ..............................................27
United States v. Diaz,
922 F.2d 998 (2d Cir. 1990) .................................31
United States v. Griley,
814 F.2d 967 (4th Cir. 1987) ................................37
United States v. Johnston,
268 U.S. 220 (1925) ..............................................25
United States v. O’Keefe,
128 F.3d 885 (5th Cir. 1997) ................................36
ix
United States v. Sipe,
388 F.3d 471 (5th Cir. 2004) ................................30
United States v. Stanford,
823 F.3d 814 (5th Cir. 2016) ................................37
Statutes
28 U.S.C. § 2244(b) ..........................................................16
28 U.S.C. § 2254 ..............................................................25
Tex. Code Crim. Proc. art. 11.071 § 5 ..................... 16, 21
Tex. Code Crim. Proc. art. 11.071 § 5(a) .......................16
Tex. Code Crim. Proc. art. 11.071 § 5(a)(1) ...................17
Tex. Code Crim. Proc. art. 11.071 § 5(a)(2) ...................17
Tex. Code Crim. Proc. art. 11.071 § 5(a)(3) ...................18
Tex. Code Crim. Proc. art. 11.071 § 5(d) .......................17
Tex. Code Crim. Proc. art. 11.071 § 5(e) ........................17
Rules
Sup. Ct. R. 10 ............................................................ 19, 20
Sup. Ct. R. 14.1(h) ...........................................................20
BRIEF IN OPPOSITION
The State of Texas respectfully submits this brief
in opposition to the petition for a writ of certiorari filed
by Juan Balderas.
STATEMENT OF THE CASE
I.
Facts Concerning Balderas’s Murder of
Eduardo Hernandez
The Texas Court of Criminal Appeals (CCA)
summarized the facts of the crime in its opinion
affirming Balderas’s conviction and sentence on direct
appeal:
In 2004, the victim, Eduardo
Hernandez, became a member of the Barrio
Tres Alief (“BTA”), a regional subset of the
La Tercera Crips (“LTC”) street gang in
Houston. Balderas, a long-time member of
the LTC gang and one of the founding
members of the BTA subset, had
introduced Hernandez to the gang.
Initially, the other LTC members liked
Hernandez, and Hernandez was proud to
be part of the gang. LTC member Israel
Diaz befriended Hernandez, and for a while
Hernandez lived with Diaz. However, in
late 2004, this friendship soured after Diaz
let Hernandez borrow a vehicle that Diaz
had stolen the week before. Police officers
stopped and arrested Hernandez while he
2
was driving the stolen vehicle. After
Hernandez informed them that he had
borrowed the vehicle from Diaz, they
arrested Diaz for aggravated robbery.
Diaz bonded out of jail in April 2005.
He was angry with Hernandez for
“snitching” on him. He “lectured”
Hernandez about giving his name to the
police, and Hernandez promised that he
would not testify against Diaz in the
aggravated robbery case. Balderas’s
defense counsel argued at trial that
Hernandez’s snitching gave Diaz a motive
for murder, but Diaz denied that he wanted
to kill Hernandez. Diaz testified that he
knew that two other witnesses could
identify him as the thief and that police had
found his fingerprints on the stolen vehicle;
therefore, preventing Hernandez from
testifying would not have helped him avoid
the robbery conviction. Also, because of the
pending robbery case, Diaz knew that he
would be the first suspect if anything
happened to Hernandez. Diaz testified that
even though he personally did not want to
kill Hernandez, other LTC members
viewed Hernandez’s conduct as being
disrespectful of the gang and thought that
Hernandez needed to be punished. Diaz
testified that he asked those members to
wait until his trial was over before they
took action against Hernandez.
3
After
the
snitching
incident,
Hernandez stopped associating with other
LTC gang members. He also moved out of
his family home so that LTC members
could not easily locate him. In August or
September 2005, he began dating Karen
Bardales (“Karen”). Hernandez and Karen
spent much of their time “hanging out” in
an apartment belonging to one of Karen’s
friends, Durjan Decorado, who was not in a
gang. Karen’s older sister, Wendy Bardales
(“Wendy”), and Wendy’s boyfriend, Edgar
Ferrufino, also spent much of their time in
that apartment. Karen and Wendy’s
friends, including members of several rival
gangs, would visit them there. Hernandez
socialized with those friends.
Over the next few months, LTC gang
members heard rumors that Hernandez
was associating with members of rival
gangs and flashing rival gangs’ hand signs,
which constituted acts of disloyalty and
disrespect against the LTC gang. After
seeing images of Hernandez on social
media confirming these rumors, some
indignant LTC members urged the gang to
take action against him. Three or four days
before Hernandez’s killing, senior members
of the gang called a meeting. Those in
attendance agreed to shoot and kill
Hernandez. Although they did not
expressly select an individual to kill him,
4
everyone understood that Hernandez was
Balderas’s responsibility because he had
introduced Hernandez to the gang.
On the afternoon of December 6,
2005, Wendy, Ferrufino, Karen, and
Hernandez were hanging out in Decorado’s
apartment. Jose Vazquez, a senior LTC
gang member, stopped by to talk to
Hernandez.
Karen
began
saying
disrespectful things about the LTC gang,
which upset Vazquez. Vasquez wanted
Hernandez to leave the apartment with
him, but Hernandez refused. Hernandez
was visibly upset after Vazquez left. He
told Karen that he was worried that
something was going to happen. Later,
Hernandez left with his sister to go
shopping and have dinner. He and Karen
reunited at the apartment complex that
night.
Around 9:45 p.m., Wendy, Ferrufino,
Decorado, and Decorado’s cousin were in
Decorado’s apartment. Ferrufino and
Wendy were playing a video game in the
living room. As Karen and Hernandez
approached the apartment, Karen noticed
fresh LTC gang graffiti on the exterior
wall. Immediately after entering the
apartment, they heard gunshots, and then
the front door opened and a gunman ran
into the apartment. Hernandez dropped to
5
the floor and pulled Karen down with him,
positioning himself between Karen and the
gunman. Decorado and his cousin fled to
the bedrooms, and Ferrufino crouched next
to the television stand. Wendy, who was
sitting on the floor between the couch and
the television, froze. She could see the
gunman as he entered the apartment, and
her eyes followed him until he left.
The gunman fired his gun as he ran
around the living room. Wendy saw that he
was wearing khaki pants and a black
hoodie, with the hood pulled up over his
head. She got a good look at his face when
his hood fell down as he passed her. The
gunman paused in front of Ferrufino, who
asked him not to shoot. He did not shoot
Ferrufino and began to move back toward
the entryway, but then he stopped and
stood over Hernandez. He shot Hernandez
in the back and head multiple times.
Karen, who was lying face-down next to
Hernandez, did not see the gunman’s face,
but when the gunman extended his arm
toward Hernandez, Karen could see that he
was wearing a black sweater. After
shooting Hernandez at least nine times,
the gunman left. Ferrufino called 9-1-1.
Around that time, Diaz heard from
another LTC gang member that “they” had
“found
[Hernandez,]”
which
Diaz
6
understood to mean that Hernandez was
about to be (or had just been) killed. He and
other LTC members gathered across the
street from the apartment complex. They
could see an ambulance and police cars in
the parking lot. Diaz saw Balderas waiting
near the apartment complex. Balderas was
wearing a dark blue or black sweater-like
top and khakis. When Balderas noticed
Diaz and the others, he crossed the street
to join them. Balderas hugged everyone
and seemed “joyful” as he reported that he
“finally got him.” Diaz saw Balderas
change the magazine of a silver handgun.
Diaz recognized the handgun as one of two
silver guns that Balderas regularly carried.
That night, law enforcement officials
took Wendy, Karen, and Ferrufino to the
police station to give witness statements.
In the early morning hours of December 7,
Wendy gave a statement that was
committed to writing by Officer Thomas
Cunningham. Wendy stated that she had
never seen the gunman before, and she
described him as a “skinny Hispanic guy
dressed in a black hooded sweatshirt type
jacket.” She also stated that he had a “dark
birth mark” on his face but she could not
remember where.
Around 10:30 p.m.,
Norman Ruland drove to
Sergeant
Wendy’s
7
apartment to show her a photo array of six
suspects that included Diaz but not
Balderas. Wendy did not identify the
gunman, but she recognized Diaz. She
stated that he was a friend of Hernandez
who went by the street name “Cookie,” and
that she was sure he was not the gunman.
She told Ruland that the gunman had a
dark mark on his cheek that did not
resemble the scars that were visible on
Diaz’s face.
On December 12, Ruland returned to
Wendy’s apartment with a second photo
array that included Balderas’s photograph.
Wendy immediately pointed to Balderas,
saying that she recognized him as a friend
of Hernandez and Diaz who went by the
street name “Apache.” She also stated that
he “looked like the shooter.” When Ruland
asked Wendy if Balderas was the shooter,
she reiterated that Balderas’s “face looked
exactly like the shooter’s face.” She signed
and dated Balderas’s photograph to
confirm her identification. Although
Ruland felt that Wendy was confident in
her identification of Balderas as the
gunman, he was confused by her verbal
phrasing in making the identification.
Therefore, the following day, he returned to
Wendy’s apartment to seek clarification.
On this occasion, Wendy expressly
identified Balderas as the gunman, stating
8
that she was positive in her identification.
She wrote a sentence in Spanish on the
back of the lineup to confirm her positive
identification. Based on this identification,
police obtained a warrant for Balderas’s
arrest.
On December 16, Officer Rick
Moreno drove to an apartment complex
where he watched for Balderas and
another LTC gang member, Rigalado
Silder, and waited for the assistance of a
SWAT team. After Moreno had been
watching the complex for about 25
minutes, he observed Balderas and Silder
leave an upstairs apartment and start
down the stairs. Each man was carrying a
large box, and Balderas had a black bag
slung over his shoulder. When they saw the
SWAT team arriving, Balderas and Silder
set everything down and started running.
Moreno caught Silder in the apartment
complex, while the SWAT team pursued
Balderas into the neighborhood and caught
him as he tried to hide under a car. Moreno
saw that the boxes and bag contained
firearms and other weapons, bullet-proof
vests, identification holders, magazines,
and ammunition. One of the weapons
recovered from the box that Balderas had
been carrying was a handgun that was
later identified, through ballistics testing,
as the murder weapon in Hernandez’s
9
killing.
A
shell
casing
from
a
semiautomatic handgun was recovered
from Balderas’s right rear pants pocket.
Balderas v. State, 517 S.W.3d 756, 763–65 (Tex. Crim.
App. 2016).
II.
Facts Relevant to Punishment and the
Sentencing Phase of Trial
At punishment, the State implicated Balderas in
three separate murders (additional to the underlying
capital murder of Hernandez) and one shooting.
Alejandro Garcia testified that in September 2005,
Balderas was one of five LTC members that invaded the
home of Daniel Zamora and Guadalupe Sepulveda.
34.RR 205–37.1 In the course of this home invasion,
Efrain Lopez shot and killed Zamora, and Balderas shot
Sepulveda in the stomach. 34.RR 35, 226. Sepulveda
lived, but he described how the .40 caliber bullet tore up
his intestines. 34.RR 35. At the scene, law enforcement
found two .40 caliber casings that were fired from the
same .40 Taurus handgun that Balderas used to kill
Hernandez. 34.RR 112–14; 37.RR 117–19; SX’s 110, 184,
185.
“RR” refers to the reporter’s record at trial, preceded by
volume number and followed by page number. “CR” refers to the
clerk’s record, preceded by volume number and followed by page
number. “SX” refers to the State’s exhibits at trial, followed by
exhibit number. “SHCR” refers to the state-habeas clerk’s record
submitted to the CCA in state-habeas proceedings, preceded by
volume number and followed by page number.
1
10
Garcia also testified that Balderas took part in
the “Bissonnet” murder of Eric Romero. Balderas and
other LTC members drove up on Romero due to his
alleged association with a rival gang. 35.RR 11–29.
Balderas and another LTC member opened fire on
Romero and his girlfriend who was also in the car. 35.RR
11–29. Romero died from multiple gunshot wounds.
35.RR 183–98; SX 334 (autopsy report). Garcia testified
that, during the shooting, he thought Balderas was
firing a chrome .357 caliber gun. 35.RR 24. Casings at
the scene were determined to have been fired from a .357
Taurus that Balderas was carrying when he was
arrested on December 16, 2005. 2 35.RR 168; 37.RR 127–
31; SX113.
Balderas was also tied to two more incidents. In
the Bunker Hill murder, Jose Garcia was gunned down
fleeing from a car in the middle of an intersection. 36.RR
96–111. Balderas’s Honda was at the scene, identified by
its license plate number. 36.RR 35–36, 105, 111. And
again, casings and projectiles found at the scene were
ejected from the same .357 semiautomatic Taurus gun
Balderas was arrested with on December 16, 2005.
36.RR 86–89; 37.RR 29, 144–48; SX’s 113, 303–06, 331–
32.
In the Club Creek shooting, someone shot Luis
Garcia in the hand while he was walking. 36.RR 158–72.
The shot was fired from the Honda registered to
Balderas. 36.RR 19–26, 31–40. And casings found at the
Specifically, the .357 Taurus (SX113) was dropped by
Balderas as he ran from SWAT officers on December 16, 2005.
36.RR 231.
2
11
scene were again found to be ejected from the same .357
Taurus semiautomatic that Balderas was arrested with.
36.RR 44; 37.RR 122–23, 125–26; SX’s 113, 208–09.
III.
Course of Proceedings
Balderas was convicted and sentenced to death in
March 2014. 12.CR 3284, 3334–45, 3355. The CCA
affirmed the judgment on November 2, 2016. Balderas,
517 S.W.3d at 799. This Court denied certiorari review
of that decision on February 27, 2017. Balderas v. Texas,
137 S. Ct. 1207 (2017).
Balderas filed his first state habeas application in
2016. 1.SHCR-01 2. The CCA denied the application on
December 18, 2019. Ex parte Balderas, No. WR-84,06601, 2019 WL 6885361, at *3 (Tex. Crim. App. Dec. 18,
2019). This Court denied certiorari review of that
decision on October 5, 2020. Balderas v. Texas, 141 S. Ct.
275 (2020).
Balderas then filed a federal habeas petition. Pet.,
Balderas v. Lumpkin, No. 4:20-CV-4262 (S.D. Tex. Dec.
15, 2020), ECF Doc. 2. During the pendency of his
petition, Balderas requested a stay of the district court’s
proceedings to allow the exhaustion of state court
remedies for five claims. Order Granting Stay, Balderas
v. Lumpkin, No. 4:20-CV-4262 (S.D. Tex. Dec. 13, 2022),
ECF Doc. 57. The district court granted the stay. Id.
Balderas then filed another state habeas
application, which the CCA dismissed on October 25,
2023. Ex parte Balderas, No. WR-84,066-03, 2023 WL
12
7023648, at *1 (Tex. Crim. App. Oct. 25, 2023).3 The CCA
found Balderas’s subsequent application “failed to make
a prima facie showing that he satisfies the requirements
of Article 11.071, § 5(a)” so it “dismiss[ed] the
subsequent application as an abuse of the writ without
considering the merits of the claims.” Id. Balderas has
filed a petition for a writ of certiorari appealing that
decision. The instant brief in opposition follows.
REASONS FOR DENYING THE PETITION
The claims for which Balderas seeks review were
dismissed by the court below on an adequate and
independent state law ground thus depriving this Court
of
jurisdiction
to
hear
them.
Jurisdiction
notwithstanding, Balderas fails to provide a single
compelling reason to grant a writ of certiorari. Indeed,
this petition is a poor vehicle for his claims—fact-bound
questions without evidentiary development or merits
analysis in the court below. Further, Balderas has an
avenue better suited to his factually intensive
allegations: Federal habeas proceedings. For these
reasons, the Court should deny his petition.
Balderas amended his federal habeas petition following the
CCA’s dismissal of his subsequent application. Pet., Balderas v.
Lumpkin, No. 4:20-CV-4262 (S.D. Tex. Feb. 23, 2024), ECF Doc. 70.
3
13
I.
The Court Below Dismissed Balderas’s
Claims on an Adequate and Independent
State Law Ground Depriving the Court of
Jurisdiction.
In the court below, Balderas sought review of five
claims: (1) denial of his right to due process under Brady
v. Maryland, 373 U.S. 83 (1963); (2) ineffective
assistance of trial counsel for failure to raise a mental
incompetency claim; (3) violation of his right to due
process for trying Balderas while incompetent; (4)
violation of his Sixth Amendment right to autonomy
based on failure of trial counsel to present an alibi
defense; and (5) violation of his right to due process by
failing to correct false testimony. Pet. Cert. 22–29. The
CCA dismissed these claims under its procedural abuseof-the-writ bar. Ex parte Balderas, 2023 WL 7023648, at
*1. Such dismissal on an independent and adequate
state law ground deprives the Court of jurisdiction.
“This Court lacks jurisdiction to entertain a
federal claim on review of a state court judgment ‘if that
judgment rests on a state law ground that is both
“independent” of the merits of the federal claim and an
“adequate” basis for the court’s decision.’” Foster v.
Chatman, 578 U.S. 488, 497 (2016) (quoting Harris v.
Reed, 489 U.S. 255, 260 (1989)). “This rule applies
whether the state law ground is substantive or
procedural.” Coleman v. Thompson, 501 U.S. 722, 729
(1991).
To be adequate, a state law ground must be
“‘firmly established and regularly followed.’” Lee v.
14
Kemna, 534 U.S. 362, 376 (2002) (quoting James v.
Kentucky, 466 U.S. 341, 348 (1984)). Discretion does not
deprive a state law ground of its adequacy, for a
“discretionary rule can be ‘firmly established’ and
‘regularly followed’ even if the appropriate exercise of
discretion may permit consideration of a federal claim in
some cases but not others.” Beard v. Kindler, 558 U.S.
53, 60–61 (2009). Ultimately, situations where a state
law ground is found inadequate are but a “small
category of cases.” Kemna, 534 U.S. at 381.
A state law ground is “independent of federal law
[when it] do[es] not depend upon a federal constitutional
ruling on the merits.” Stewart v. Smith, 536 U.S. 856,
860 (2002). There is no automatic presumption of federal
law consideration. Coleman, 501 U.S. at 735. To so find,
the state court’s decision must “fairly appear to rest
primarily on federal law, or to be interwoven with the
federal law[.]” Id. Where there is no “clear indication
that a state court rested its decision on federal law, a
federal court’s task will not be difficult.” Id. at 739–40.
Texas, like Congress, has imposed significant
restrictions on subsequent habeas applications. 4
Compare Tex. Code Crim. Proc. art. 11.071 § 5, with 28
U.S.C. § 2244(b). A Texas court may not reach the merits
of a claim in a subsequent application “except in
exceptional circumstances.” Ex parte Kerr, 64 S.W.3d
414, 418 (Tex. Crim. App. 2002). The applicant bears the
burden of providing “sufficient specific facts
Texas’s codification of these restrictions is sometimes
referred to as the abuse-of-the-writ bar or section 5 bar in capital
cases. See, e.g., Rocha v. Thaler, 626 F.3d 815, 831 (5th Cir. 2010).
4
15
establishing,” Tex. Code Crim. Proc. art. 11.071 § 5(a),
one of these “exceptional circumstances,” Ex parte Kerr,
64 S.W.3d at 418.
An applicant can prove either factual or legal
unavailability of a claim. Tex. Code Crim. Proc. art.
11.071 § 5(a)(1). This requires proof of unavailability in
all prior state habeas applications. See Ex parte
Campbell, 226 S.W.3d 418, 421 (Tex. Crim. App. 2007).
A claim is legally unavailable when its legal basis “was
not recognized or could not have been reasonably
formulated from a final decision of [this Court], a court
of appeals of the United States, or a court of appellate
jurisdiction of this state,” Tex. Code Crim. Proc. art.
11.071 § 5(d), and factually unavailable when its factual
basis “was not ascertainable through the exercise of
reasonable diligence,” Tex. Code Crim. Proc. art.
11.071 § 5(e).
Second, an applicant can prove that “but for a
violation of the United States Constitution no rational
juror could have found the applicant guilty beyond a
reasonable doubt.” Tex. Code Crim. Proc. art.
11.071 § 5(a)(2). This requires an applicant to “make a
threshold, prima facie showing of innocence by a
preponderance of the evidence.” Ex parte Reed, 271
S.W.3d 698, 733 (Tex. Crim. App. 2008) (citation
omitted). A “claim” of this sort is also known as a
“Schlup-type claim,” Ex parte Franklin, 72 S.W.3d 671,
675 (Tex. Crim. App. 2002), because § 5(a)(2) “was
enacted in response to” Schlup v. Delo, 513 U.S. 298
(1995). Ex parte Reed, 271 S.W.3d at 73.
16
Third, an applicant can prove that, “by clear and
convincing evidence, but for a violation of the United
States Constitution no rational juror would have
answered in the [S]tate’s favor one or more of the special
issues.” Tex. Code Crim. Proc. art. 11.071 § 5(a)(3).
Section 5(a)(3), “more or less, [codifies] the doctrine
found in Sawyer v. Whitley, 505 U.S. 333 (1992).” Ex
parte Blue, 230 S.W.3d 151, 160–61 (Tex. Crim. App.
2007).
In state court, Balderas accepted the burden of
proving an exception to the abuse-of-the-writ bar. For
his first claim, Balderas argued review should be
granted under Article 11.071 § 5(a)(1), (2), and (3). Pet.
App. 126a–29a. For his second and third claims,
Balderas argued the claims satisfied § 5(a)(3). Pet. App.
152a. He argued his fourth claim satisfied § 5(a)(2) and
(3). Pet. App. 156a. And for his last claim, he argued it
satisfied § 5(a)(3). Pet. App. 160a. As mentioned before,
the CCA did not agree, finding Balderas did not satisfy
“the requirements of Article 11.071 § 5,” and it
dismissed the “application as an abuse of the writ
without considering the merits of the claims.” Balderas,
2023 WL 7023648, at *1.
Before this Court, Balderas does not challenge the
adequacy of § 5, and that is with good reason—the Fifth
Circuit “has held that, since 1994, the Texas abuse of the
writ doctrine has been consistently applied as a
procedural bar, and that it is an . . . adequate state
ground for the purpose of imposing a [federal]
procedural bar.” Hughes v. Quarterman, 530 F.3d 336,
342 (5th Cir. 2008); cf. Expressions Hair Design v.
17
Schneiderman, 581 U.S. 37, 45 (2017) (noting that this
Court generally defers to a court of appeals’s
interpretation of its respective states’ laws); De Buono v.
NYSA-ILA Medical & Clinical Servs. Fund, 520 U.S.
806, 810 n.5 (1997) (noting “settled practice of according
respect to the courts of appeals’ greater familiarity with
issues of state law”).
The only question then is whether the CCA’s
dismissal of Balderas’s claim was independent of federal
law. It is. The CCA unequivocally and unambiguously
dismissed Balderas’s claims “without considering the
merits of the claims.” Balderas, 2023 WL 7023648, at *1.
Thus, Balderas’s subsequent state habeas
application was subject to dismissal on an adequate and
independent state law ground. The abuse-of-the-writ
bar—a state-law ground clearly and unambiguously
applied by the CCA—prohibits this Court from
exercising jurisdiction over any of the claims for which
Balderas now seeks review. See Kunkle v. Texas, 125 S.
Ct. 2898, 2898 (2004) (Stevens, J., concurring) (“I am
now satisfied that the Texas court’s determination was
independently based on a determination of state law, see
Tex. Code Crim. Proc. art. 11.071 § 5 [ ], and therefore
that we cannot grant petitioner his requested relief.”).
All of Balderas’s claims are foreclosed by an adequate
and independent state procedural bar and certiorari
review should be denied.
18
II.
This Court Should Not Use its Supervisory
Authority in Balderas’s Case.
Balderas claims that this Court should exercise
its supervisory powers because the CCA’s “practice of
summarily [dismissing] death row inmates’ petitions
without explanation cannot be reconciled with the most
basic requirements of due process[.]” Pet. at 19. He takes
issue with the CCA providing “no reasons” for its
“conclusion that Balderas failed to make the necessary
showing for review.” Id. at 21–22 (citing Sup. Ct. R.
10(a)).
However, this Court “do[es] not hold a
supervisory power over” state court proceedings, and its
“authority is limited to enforcing the commands of the
United States Constitution.” Dickerson v. United States,
530 U.S. 428, 438–39 (2000) (citing Smith v. Phillips,
455 U.S. 209, 221 (1982) and quoting Mu’Min v.
Virginia, 500 U.S. 415, 422 (1991)); see Harris v. Rivera,
454 U.S. 339, 344–45 (1981) (“Federal judges have no
general supervisory power over state trial judges; they
may not require the observance of any special
procedures except when necessary to assure compliance
with the dictates of the Federal Constitution.”).
Balderas nevertheless suggests that this Court
should create a new rule exercising supervisory review
over state proceedings so that the CCA cannot “evade
direct review by issuing an ambiguous or obscure
decision.” Pet. at 30. That’s a specious argument
because, jurisdictionally, there can be no federal review
of the CCA’s application of Texas’s independent and
19
adequate bar. See supra Part I. Balderas’s cite to Florida
v. Powell, 559 U.S. 50 (2010) also fails to support his
argument. Pet. at 30. In Powell, it was not clear from the
“face of the opinion” whether the state court’s decision
rested on federal or state law. 559 U.S. at 58. This Court
reiterated that, in a case in which the face of the opinion
“indicates clearly and expressly that it is alternatively
based on bona fide separate, adequate, and independent
grounds, we, of course, will not undertake to review the
decision.” Id. at 57.5
There can be no doubt that the CCA “clearly and
expressly” rested its denial on Texas’s independent and
adequate abuse-of-the-writ bar. Ex parte Balderas, 2023
WL 7023648, at *1 (dismissing “without considering the
merits of the claim” because Balderas “failed to make a
prima facie showing that he satisfied the requirements
of Article 11.071 § 5(a).” Indeed, nowhere in his petition
does Balderas muster any argument that this summary
dismissal somehow implicated any federal question.
Thus, Balderas seeks a rule from this Court that
would require the CCA better explain a decision that
this Court lacks jurisdiction to review. Such a pointless
rule hardly serves as a “compelling reason” to grant the
writ. See Sup. Ct. R. 10 (A certiorari petition should be
And, even when the face of the state court opinion renders
it unclear whether the opinion rests on federal law, the answer is
not to impose procedural requirements on the state courts; rather,
it is to entertain a presumption that the state-court decision does
not rest on an independent state ground. Powell, 559 U.S. at 57.
5
20
granted for “compelling reasons”
“important” issues of federal law.). 6
III.
that
involve
This Case Presents a Poor Vehicle for
Balderas’s Arguments.
The Court requires those seeking a writ of
certiorari to provide “[a] direct and concise argument
amplifying the reasons relied on for allowance of the
writ.” Sup. Ct. R. 14.1(h) (emphasis added). The Court
would be hard pressed to discover any such reason in
Balderas’s petition, let alone amplification thereof.
Indeed, Balderas makes no allegations of circuit or statecourt-of-last-resort conflict. See Sup. Ct. R. 10(a)–(b).
Left with no true ground for review in his briefing,
the only reasonable conclusion is that Balderas seeks
mere error correction. Indeed, he spends most of his
argument section simply arguing the merits of his
claims or arguing why they meet the exceptions to
Texas’s abuse-of-the-writ bar. Pet. at 19–29.
But, mere error correction is not a good reason to
expend the Court’s resources. See Sup. Ct. R. 10 (“A
petition . . . is rarely granted when the asserted error
In fact, even when a state court does reach the merits of a
federal claim, no written decision is required; a federal court need
only consider whether some reasonable argument could be made in
support of denying relief. Cf. Harrington v. Richter, 562 U.S. 86, 99
(2011) (“[R]equiring a statement of reasons [for a state court’s
decision] could undercut state practices designed to preserve the
integrity of the case-law tradition.”).
6
21
consists of . . . the misapplication of a properly stated
rule of law.”). And such a request is especially
problematic here because the court below did not reach
the merits of Balderas’s claims, and this Court is one “of
review, not of first view.” Cutter v. Wilkinson, 544 U.S.
709, 718 n.7 (2005). Even worse, Balderas’s claims are
heavily fact dependent, and because there was no
evidentiary development in the lower court, this court
would have “to review evidence and discuss specific
facts” for Balderas to garner relief, something the Court
“do[es] not” do. United States v. Johnston, 268 U.S. 220,
227 (1925).
Balderas suggests that direct review is necessary
because the CCA’s dismissal of his claims forecloses
review of those claims altogether. Pet. at 33. But he can
raise (and has raised) the exact same arguments in
federal district court in his federal habeas proceedings
under 28 U.S.C. § 2254. Much like his § 5(a)(1)
argument, he can argue cause to overcome the default of
any Brady or false testimony claim. See Banks v. Dretke,
540 U.S. 668, 691 (2004). He can make the same § 5(a)(2)
“actual innocence” arguments to overcome any default
as well. Schlup, 513 U.S. at 324. And he can make the
same § 5(a)(3) “innocence of the death penalty”
arguments in federal district court too. See Sawyer, 505
U.S. at 350. And unlike this Court, the federal district
court can, if necessary, 7 take up any evidentiary issues
that might inform those determinations.
This is not in any way a concession that evidentiary
development is warranted in federal district court. It simply
7
22
Thus, Balderas’s claim that he needs this Court to
take up direct review or he will lose all available review
of his claims is untrue. He points to Cullen v. Pinholster,
563 U.S. 170 (2011), in support of this argument,
claiming that review under § 2254(d) is confined to the
record. But § 2254(d) only applies “[i]f a claim has been
adjudicated on the merits by a state court[.]” Id. a 185.
Balderas’s subsequent application was expressly not
adjudicated on the merits. Balderas, 2023 WL 7023648,
at *1 (dismissal “without considering the merits of the
claims”). Thus, Pinholster has no bearing on the claims
that were procedurally barred and thus defaulted in
federal court.
IV.
Balderas’s Claims are Meritless.
A.
Balderas’s Brady and Giglio claims are
meritless.
Under Brady, a petitioner must show that the
prosecution withheld evidence favorable to the defense
and that the evidence was material—“there is a
reasonable probability that, had the evidence been
disclosed to the defense, the result of the proceeding
would have been different.” Strickler v. Greene, 527 U.S.
263, 280 (1999) (quoting United States v. Bagley, 473
U.S. 667, 682 (1985)). “Impeachment evidence, however,
as well as exculpatory evidence falls within the Brady
illustrates that an avenue is available. Balderas must, of course,
still make certain threshold showings to avail himself of that
avenue.
23
rule.” Bagley, 473 U.S. at 676 (citing Giglio v. United
States, 405 U.S. 150, 154 (1972)).
In his first Brady argument, Balderas argues that
the suppression of the 2007-2008 Diaz Notes violated his
due process rights because those notes undermined
Diaz’s account of Balderas’s confession. Pet. at 23.
Specifically he argues “[t]he State’s withheld evidence
revealed that [Diaz] gave several conflicting versions of
Balderas’s alleged confession[.]” Id.
Balderas’s argument ignores the record. The
2007-2008 Diaz notes were attached to a Brady claim
raised in his initial state application. 3.SHCR-01 782–
804. And Balderas raised the exact same argument in
that application. 1.SHCR-01 64–71. Trial counsel
responded that they had, in fact, reviewed the 2007-2008
Diaz notes. 5.SHCR-01 1471, 1486. And the CCA
rejected the claim on the merits:
Specifically, [Balderas] alleges that the
State failed to disclose handwritten notes
from the State's pre-trial interviews with
Diaz. However, [Balderas] must do more
than state mere conclusions of law or
allegations of error; applicant must support
his claim with adequate facts . . . [Balderas]
fails to do so here and the evidence before us
shows that the complained-of notes were
contained within the State's file and were
reviewed by defense counsel in preparation
for trial.
24
Balderas, 2019 WL 6885361, at *2 (emphasis added)
(internal citation omitted). 8
In his second Brady argument, Balderas argues
that evidence of State misconduct regarding suggestive
identification procedures would have cast doubt on
Wendy Bardales’s identification of Balderas. Pet. at 23.
In support he points to the State’s notes, which reveal
that Angelina Quinones, a witness in an investigation in
another LTC-related incident, claimed that officers were
telling her which photo to identify as the perpetrator. Id.
at 14–15.
Again, Balderas’s argument is frivolous. The
State turned over a Brady notice regarding this exact
allegation, which is in the clerk’s record. 2.CR 529–32.
According to the notice, Quinones stated that “[Officer]
Waters began to encourage her saying come on you
can do this, help me out. He then guided her finger
to one of the photos and said here he is, you know
that’s the guy, come on you can do it.” Id. Thus,
Balderas fails to show suppression.
Balderas briefly addresses statements given by Alejandro
Garcia that the rumors were that MS-13 killed Hernandez. Pet. at
23. That particular Brady claim was not previously adjudicated in
the initial application. However, that evidence was irrelevant
because it has always been undisputed that LTC killed Hernandez.
Balderas presented evidence that LTC leader Victor Arevalo
committed the murder. 28.RR 226.
8
25
Balderas also fails to explain how this testimony
is material. “Evidence may be material under Brady
even though it is inadmissible.” United States v. Sipe ,
388 F.3d 471, 485 (5th Cir. 2004) (citing Spence v.
Johnson, 80 F.3d 989, 1005 n.14 (5th Cir. 1996)). But in
determining whether “the outcome of the proceeding
[was] affected” a reviewing court will “often consider
whether the suppressed inadmissible evidence would
have led to admissible evidence.” Id. The officer who
conducted the identification procedure with Quinones
was not the same officer who conducted the
identification procedure with Wendy Bardales. Balderas
argues that the jury “may have been swayed by
testimony regarding the HPD’s use of suggestive
techniques.” Pet. at 23. But Balderas offers no legal
argument of how a separate officer’s tactics in a separate
investigation could have been imputed to Sergeant
Ruland. The State is unaware of any rationale. Thus, the
evidence is immaterial.
In his third Brady argument, Balderas argues
that the State withheld evidence that Alejandro Garcia
stated to prosecutors, “everyone gave [Balderas] guns to
hold.” Pet. at 24. He claims this would have provided an
exculpatory theory for being arrested with the murder
weapon. Id. at 23–24. But “there is no improper
suppression within the meaning of Brady where facts
are already known by the defendant.” United States v.
Diaz, 922 F.2d 998, 1007 (2d Cir. 1990). Obviously,
Balderas would know if he was tasked with holding guns
for other gang members. See 3.SHCR-01 715 (trial
counsel email describing Balderas’s claim that he “did
26
not do anything except provide[] the weapons”). Thus,
there is no suppression.
Balderas also cannot show materiality. His own
witness, Walter Benitez, testified that Balderas was
only arrested with the murder weapon because LTCleader Victor Arevalo dropped the murder weapon off
with Balderas that morning. 28.RR 177–83, 225–26.
Thus, Garcia’s statement is cumulative of Benitez’s
testimony. See Turner v. United States, 582 U.S. 313,
327 (2017) (holding that impeachment evidence was
“largely cumulative of
impeachment evidence
petitioners already had and used at trial” and thus was
immaterial). 9
B.
Balderas’s
mental
claims are meritless.
incompetency
Balderas also asserts that he was incompetent at
trial and that his trial counsel were ineffective for failing
to raise the issue of his mental incompetency Pet. at 24–
25. The test for competency asks whether the defendant
had (1) “a rational as well as factual understanding of
the proceedings against him” and (2) a “sufficient . . .
ability to consult with his lawyer with a reasonable
degree of rational understanding.” Indiana v. Edwards,
554 U.S. 164, 170 (2008) (citing Dusky v. United States,
362 U.S. 402, 402 (1960)). Balderas fails to present any
evidence that he did not have such an understanding or
ability at trial.
In any event, it’s dubious that trial counsel would ever had
called Alejandro Garcia to testify at guilt, as he struck a deal with
the State to testify against Balderas at punishment. 34.RR 156.
9
27
In state court, Balderas presented two expert
reports: a neuropsychological evaluation from Dr.
Robert Ouaou and a psychiatric evaluation from Dr.
Bushan Agharkar. See SHCR-03 302–12 (Ex. FF, Ouaou
report), 290–301 (Ex. EE, Agharkar report). Dr.
Agharkar diagnosed Balderas with PTSD and
schizoaffective disorder, and he also suggested
neuropsychological testing for cognitive deficits. SHCR03 291–300. Dr. Ouaou conducted a neuropsychological
examination of Balderas and found that he suffered from
cognitive defects and below average intellectual
functioning. SHCR-03 302–12.
Completely absent in their reports, though, is any
indication that Balderas didn’t understand the trial
proceedings or lacked the ability to consult with his
attorneys. There is no mention that they reviewed trial
counsel’s files, court reports, or trial counsel statements.
That is particularly telling given that “defense counsel
will often have the best-informed view of the defendant’s
ability to participate in his defense.” Medina v.
California, 505 U.S. 437, 450 (1992).
In fact, the record demonstrates no lack of
competence. Emails from trial counsel show that
Balderas was perfectly aware of the evidence against
him and the exculpatory theories trial counsel needed to
explore. For example, Balderas professed his innocence
to trial counsel by claiming that he only provided
weapons to the gang. 3.SHCR-01 715. Balderas also
testified at his motion for a speedy trial hearing, with no
indication of incompetency. 22.RR 61–74. Finally, trial
28
counsel hired three different mental health experts to
evaluate Balderas, and not one of them indicated that he
might be incompetent. 38.RR 129–30 (Dr. Matthew
Mendel testifying he met with Balderas five times for a
“total of 18 or 20 hours”); 39.RR 140 (Dr. Matthew
Brams testifying he interviewed Balderas for nine
hours); 41.RR 259 (Dr. Jolie Brams testifying she met
with Balderas for “many hours over the course of time”).
C.
Balderas’s alibi-autonomy claim is
meritless.
Balderas asserts his Sixth Amendment right to
autonomy was violated because his trial counsel did not
present an alibi defense. Pet. at 26–28. He relies on the
statements of siblings Anali Garcia, Ileana Cortes, and
Octavio Cortes, who claim that Balderas was at their
apartment on the night of Hernandez’s murder. Id.
The facts underlying this claim have already been
rejected by the CCA. In his initial application, Balderas
raised this as a straightforward IATC claim, alleging
failure to call an alibi witness. 1.SHCR-01 92–98. Trial
counsel provided statements and emails proving that
they spoke with Ileana and Anali and that they never
offered any alibi information. 5.SHCR-01 1471–72, 1487.
The CCA entered findings that trial counsel were
credible and that no alibi witnesses were brought to the
attention of trial counsel. 10.SHCR-01 2863–66. It
further entered findings that Anali and Octavio’s
29
decade-after-the-fact alibi testimony was not credible.
10.SHR-01 2868–74.10
Balderas tries to present this as a claim under
McCoy v. Louisiana, 584 U.S. 414 (2018). McCoy is
inapplicable here, as it concerned trial counsel’s
concession of guilt. Id. at 422–23. At no point did it stand
for the proposition that trial counsel must call certain
witnesses who either (1) have no relevant information or
(2) are not credible; those kinds of determinations must
be reviewed under Strickland v Washington, 466 U.S.
668 (1984). See McCoy, 584 U.S. at 423 (clarifying the
holding “should not displace counsel’s . . . respective trial
management roles”). Balderas’s attempt to extend
McCoy to the strategic decisions of which witnesses to
call is barred under Teague v. Lane, 489 U.S. 288, 310
(1989). There is no authority, other than Strickland,
that controls trial counsel’s strategic decision to not call
a witness they deem unhelpful.
D.
Balderas’s false-testimony claim is
meritless.
Next, Balderas points to jail calls made by Israel
Diaz, which he claims reveal that Diaz “had long sought
a deal from prosecutors in exchange for testifying
Given that the CCA has already rejected the credibility of
Balderas’s alibi witnesses, Balderas’s argument that this claim
should pass through the CCA’s § 5(a)(2) “innocence” gateway is
quite specious. Pet. at 23.
10
30
against Balderas.” 11 Pet. at 28. He further claims that
this rendered false Diaz’s testimony “that he ‘never
asked [the prosecutors] for anything.’” Id.
This Court has “held that due process is violated
when the State knowingly offers false testimony to
obtain a conviction and fails to correct testimony.”
Tucker v. Johnson, 242 F.3d 617, 625–26 (5th Cir. 2001)
(citing Napue v. Illinois, 360 U.S. 264 (1959)). To prove
such a violation, the petitioner must show that the
testimony was “actually false,” that the prosecution
knew the testimony was false, and that the statements
were material. Id. at 626. Materially false testimony is
testimony that, through nondisclosure of the falsity,
creates a “reasonable probability” of a different outcome.
United States v. O’Keefe, 128 F.3d 885, 894 (5th Cir.
1997) (quoting Kyles v. Whitley, 514 U.S. 419, 434
(1995)).
Balderas fails to show any falsity. When Diaz
made the “never asked them for anything” statement, he
was referring to the period between 2007 and 2008 when
he first spoke to prosecutors: “Q: Back in 2007, 2008,
what did you think would be a fair deal for you? A: I
never asked them for anything.” 26.RR 168. Balderas
As best the State can tell, Balderas never offered these jail
calls in state court so that the CCA could review them. Typically
audio exhibits will contain a cover letter indicating that they have
been sent to the CCA, but the State is unable to locate any such
notation in the record. SHCR-03. This seems consistent with the
fact that Balderas failed to cite to any exhibit when discussing the
jail calls. Pet. App. 107a–09a.
11
31
fails to show that Diaz’s answer to this limited inquiry
was false. Even if Diaz’s testimony could be construed as
inconsistent with the jail calls, mere inconsistency does
not establish falsity. See United States v. Griley , 814
F.2d 967, 971 (4th Cir. 1987) (“Mere inconsistencies in
testimony by government witnesses do not establish the
government’s knowing use of false testimony.”
(citing Overton v. United States, 450 F.2d 919, 920 (5th
Cir. 1971)); United States v. Stanford, 823 F.3d 814, 841
(5th Cir. 2016) (finding that, where alleged falsehoods
were “based on apparent evidentiary inconsistencies, it
is questionable whether one could describe the
inconsistencies as false, let alone material”).
Moreover, any evidence impeaching Diaz for his
desire to obtain a plea deal would have been cumulative.
Trial counsel impeached Diaz with the fact that he had
long hoped for a plea deal and discussed potential deals
with his own attorney. 26.RR 168–69. And, of course, it
was no secret that Diaz did get a plea deal and was only
testifying to avoid a capital murder charge and a
potential death sentence. 26.RR 122–24, 169–70. Trial
counsel even elicited for the jury that Diaz was holding
out hope that he would get “probation” in exchange for
cooperation. 26.RR 171. Thus, any “correction” by
pointing out that Diaz wanted a deal from prosecutors
would have been cumulative. See Turner, 582 U.S. at
327.
CONCLUSION
Balderas fails to show this Court possesses
jurisdiction over the matters for which he seeks review
32
or that there are otherwise compelling grounds to issue
a writ of certiorari. Consequently, Balderas’s petition
should be denied.
Respectfully submitted,
KEN PAXTON
Attorney General of Texas
BRENT WEBSTER
First Assistant Attorney
General
JOSH RENO
Deputy Attorney General
for Criminal Justice
EDWARD L. MARSHALL
Chief, Criminal Appeals
Division
June 21, 2024
ALI NASSER
Assistant Attorney
General
OFFICE OF THE ATTORNEY
GENERAL OF TEXAS
P.O. Box 12548
Austin, Texas 78711
(512) 936-1400
ali.nasser@oag.
texas.gov
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.