Opposition Brief — Richard Devillier, et al., Petitioners v. Texas
Supreme Court briefJun 9, 2023
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No. 22-913
In the Supreme Court of the United States
RICHARD DEVILLIER, ET AL., PETITIONERS
v.
STATE OF TEXAS
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
BRIEF IN OPPOSITION
TO PETITION FOR A WRIT OF CERTIORARI
JOHN SCOTT
Provisional Attorney
General of Texas
BRENT WEBSTER
First Assistant Attorney
General
LANORA C. PETTIT
Principal Deputy Solicitor
General
Counsel of Record
BENJAMIN D. WILSON
Deputy Solicitor General
NATALIE D. THOMPSON
Assistant Solicitor General
OFFICE OF THE
ATTORNEY GENERAL
P.O. Box 12548 (MC 059)
Austin, Texas 78711-2548
Lanora.Pettit@oag.texas.gov
(512) 936-1700
QUE STION P RE SENTED
Ordinarily, when a private litigant seeks to vindicate
a federal constitutional right by seeking damages in a
federal court, he must identify a cause of action created
by Congress. Most commonly, he may sue the “person”
who “subjects, or causes [him] to be subjected” to a
constitutional deprivation under 42 U.S.C. section 1983.
Such a claim is not available, however, against a State
because a sovereign State is not a “person” within the
meaning of section 1983. Will v. Michigan Dep’t of State
Police, 491 U.S. 58, 71 (1989). Yet petitioners sought to
hold the State of Texas responsible when their property
flooded during two natural disasters. The question
presented is:
Whether the Fifth Amendment’s Takings Clause, as
incorporated against the States through the Fourteenth
Amendment’s Due Process Clause, impliedly creates a
cause of action by which private parties may sue a State
for monetary damages.
(I)
II
TABLE OF CONTENTS
Page
Question Presented ............................................................ I
Introduction ........................................................................ 1
Statement ............................................................................ 2
I. Petitioners’ Suit ...................................................... 2
II. The State’s Interlocutory Appeal ......................... 3
III. The Fifth Circuit’s Decision .................................. 5
Reasons to Deny the Petition ........................................... 8
I. The Question Presented Warrants Further
Percolation in the Lower Courts. ......................... 8
II. As There Are Alternative Grounds to Dismiss
Petitioners’ Claims, This Is A Poor Vehicle to
Resolve the Question Presented. ........................ 10
A. Although Texas has waived immunity from
suit, its immunity from liability precludes
relief on plaintiffs’ claims. .............................. 11
B. Petitioners’ claims based on Hurricane
Harvey are time-barred. ................................ 13
III. The Fifth Circuit Correctly Refused to Read A
Private Cause of Action Into the Fifth
Amendment. .......................................................... 15
A. The ruling below follows this Court’s
precedent regarding implied rights of
action ............................................................... 15
B. Neither petitioners nor the dissenters
identify authority to the contrary. ................ 17
C. The potential causes of action raised in the
dissent from denial of rehearing en banc were
not raised below, so they are not properly
before this Court. ............................................ 21
Conclusion ......................................................................... 24
III
TABLE OF AUTHORITIES
Page(s)
Cases:
Alexander v. Sandoval,
532 U.S. 275 (2001) ........................................ 9, 15, 16, 18
Allodial Ltd. P’ship v. N. Tex. Tollway
Auth.,
176 S.W.3d 680 (Tex. App.—Dallas
2005, pet. denied) ..................................................... 13, 14
Arbaugh v. Y&H Corp.,
546 U.S. 500 (2006) .......................................................... 8
Azul-Pacifico, Inc. v. City of Los Angeles,
973 F.2d 704 (9th Cir. 1992) ..................................... 5, 15
Bell v. Hood,
327 U.S. 678 (1946) .......................................................... 8
Bivens v. Six Unknown Named Agents of
Federal Bureau of Narcotics, 403 U.S.
388 (1971) .............................................................. 5, 13, 18
Bond v. United States,
572 U.S. 844 (2014) .................................................. 17–18
Brown v. De La Cruz,
156 S.W.3d 560 (Tex. 2004)............................................. 3
Brown v. Nationsbank Corp.,
188 F.3d 579 (5th Cir. 1999) ......................................... 13
Carlson v. Green,
446 U.S. 14 (1980) .......................................................... 22
Chi., B. & Q.R. Co. v. City of Chicago,
166 U.S. 226 (1897) .................................................... 8, 16
IV
Cases (cont’d)
City of Baytown v. Schrock,
645 S.W.3d 174 (Tex. 2022)............................................. 4
City of Milwaukee v. Illinois & Michigan,
451 U.S. 304 (1981) ...................................................... 4, 9
City of Monterey v. Del Monte Dunes at
Monterey, Ltd.,
526 U.S. 687 (1999) ........................................................ 13
Cooper Indus., Inc. v. Aviall Servs., Inc.,
543 U.S. 157 (2004) ........................................................ 21
DelCostello v. Int’l Bhd. of Teamsters,
462 U.S. 151 (1983) .................................................... 5, 13
Edelman v. Jordan,
415 U.S. 651 (1974) ........................................................ 22
Egbert v. Boule,
142 S. Ct. 1793 (2022) ................................................ 6, 17
Erie R. Co. v. Tompkins,
304 U.S. 64, 78 (1938) ...................................................... 9
First English Evangelical Lutheran
Church of Glendale v. Los Angeles
County,
482 U.S. 304 (1987) ........................................................ 19
Fletcher v. Peck,
10 U.S. 87 (1810) ............................................................ 20
Gen. Servs. Comm’n v. Little-Tex
Insulation Co.,
39 S.W.3d 591 (Tex. 2001)............................................. 12
Greenlaw v. United States,
554 U.S. 237 (2008) .................................................. 21–22
Griffin v. Hawn,
341 S.W.2d 151 (Tex. 1960)........................................... 12
V
Cases (cont’d)
Hernandez v. Mesa,
140 S.C 735 (2020)................................................ 5, 15, 18
J.I. Case Co. v. Borak,
377 U.S. 426 (1964) ........................................................ 17
Jacobs v. United States,
290 U.S. 13 (1933) .......................................................... 19
King-White v. Humble Indep. Sch. Dist.,
803 F.3d 754 (5th Cir. 2015) ......................................... 13
Knick v. Twp. of Scott, Pennsylvania,
139 S. Ct. 2162 (2019) ............................ 1, 6, 7, 10, 17, 18
Lampf, Pleva, Lipkind, Prupis &
Petigrow v. Gilbertson,
501 U.S. 350 (1991) .......................................................... 9
Lapides v. Bd. of Regents of Univ. Sys. of
Ga.,
535 U.S. 613 (2002) .................................................... 4, 11
Lombardo v. Pa., Dep’t of Pub. Welfare,
540 F.3d 190 (3d Cir. 2008) ........................................... 11
Maine Cmty. Health Options v. United
States,
140 S. Ct. 1308 (2020) .......................................... 6, 16, 19
Medellin v. Texas,
552 U.S. 491 (2008) ........................................................ 17
Meyers ex rel. Benzing v. Texas,
410 F.3d 236 (5th Cir. 2005) ............................... 4, 11–13
Monell v. Dep’t of Soc. Servs. of City of
New York,
436 U.S. 658 (1978) ........................................................ 20
Nat’l Tr. for Historic Pres. v. City of
Albuquerque,
874 P.2d 798 (N.M. 1994) ................................................ 9
VI
Cases (cont’d)
Northwestern Fertilizing Co. v. Hyde
Park,
18 F. Cas. 393 (CC ND Ill. 1873) ........................... 20–21
Ramos v. Louisiana,
140 S. Ct. 1390 (2020) ...................................................... 9
Reata Constr. Corp. v. City of Dallas,
197 S.W.3d 371 (Tex. 2006)........................................... 12
Roberts v. United States,
445 U.S. 552 (1980) ........................................................ 18
San Jacinto River Auth. v. Medina,
627 S.W.3d 618 (Tex. 2021)........................................... 12
Steel Co. v. Citizens for a Better Env’t,
523 U.S. 83 (1998) ............................................................ 8
Stroud v. McIntosh,
722 F.3d 1294 (11th Cir. 2013) ..................................... 11
Tex. Nat. Res. Conservation Comm’n v.
IT-Davy,
74 S.W.3d 849 (Tex. 2002)............................................. 12
Trant v. Oklahoma,
754 F.3d 1158 (10th Cir. 2014) ..................................... 11
Tucker v. City of Corpus Christi,
622 S.W.3d 404 (Tex. App.—Corpus
Christi 2020, pet. denied).............................................. 14
United States v. Hudson & Goodwin,
11 U.S. (7 Cranch) 32 (1812)) ......................................... 9
United States v. Sineneng-Smith,
140 S. Ct. 1575 (2020) .............................................. 21, 23
Webster v. Fall,
266 U.S. 507 (1925) ........................................................ 21
Whole Woman’s Health v. Jackson,
142 S. Ct. 522 (2021) ...................................................... 22
VII
Cases (cont’d)
Will v. Michigan Dep’t of State Police,
491 U.S. 58 (1989) ............................................ I, 4, 16, 18
Yee v. City of Escondido, Cal., 503 U.S. 519
(1992) ............................................................................... 22
Ex parte Young,
209 U.S. 123 (1908) ........................................................ 22
Constitutional Provisions, Statutes, and Rules:
U. S. Const.
art. I, § 10 ........................................................................ 20
amend. IV ....................................................................... 18
amend. V ................................................. 1–3, 5–10, 16–21
amend. XIV ........................................ 2–6, 8, 9, 13–19, 21
28 U.S.C.:
§ 1292(b) ............................................................................ 3
§ 1331 ................................................................................. 7
§ 1367(a) ............................................................................ 3
§ 1441 ................................................................................ 7
§ 1441(a) ............................................................................ 3
42 U.S.C. § 1983 ........................... I, 4, 6, 7, 13, 15, 18, 19, 21
Tex. Const. art. I § 17............................................................ 2
Tex. Civ. Prac. & Rem. Code § 16.003(a) ..................... 5, 14
Other Authorities:
Aditya Bamzai & David M. Goldman, The
Takings Clause, the Tucker Act, and
Knick v. Township of Scott,
YALE J. OF REGULATION: NOTICE &
COMMENT (Oct. 9, 2018) ............................................... 23
VIII
Other Authorities (cont’d)
Andy Latto & Robbie Berg, Tropical
Storm Imelda, NATIONAL HURRICANE
CENTER (2020) ................................................................. 1
Jonathan R. Siegel, Waivers of State
Sovereign Immunity and the Ideology
of the Eleventh Amendment, 52 DUKE
L.J. 1167 (2003) .............................................................. 11
Self-executing, Black’s Law Dictionary
(11th ed. 2019) ................................................................ 17
William Michael Treanor, The Origins and
Original Significance of the Just
Compensation Clause of the Fifth
Amendment, 94 YALE L.J. 694 (1985) ........................ 23
I NT RO DUC TIO N
Petitioners blame the State of Texas for the fact that
their homes and property flooded during two of the
wettest storms ever to hit the State: Hurricane Harvey
in August 2017 and Tropical Storm Imelda in September
2019. Pet. App. 4a–5a.1 More than two years after
Hurricane Harvey flooded east Texas, petitioners sued
the State of Texas seeking compensation. The State
sought dismissal on the grounds that (1) Congress has
not provided a federal cause of action for Fifth
Amendment takings claims against States; (2) the claims
were barred by Texas’s sovereign immunity from
liability for damages, and (3) the claims were, as to
Hurricane Harvey, untimely. Because the Fifth Circuit
agreed with Texas on the first ground, it never reached
the other two grounds upon which the State sought
dismissal.
The petition does not warrant this Court’s attention.
It has been only four years since this Court overturned
decades of precedent to allow takings claims to be
pursued in federal court without first litigating in state
court. Knick v. Twp. of Scott, Pennsylvania, 139 S. Ct.
2162, 2170 (2019). The state-court decisions on which
petitioners rely for a split of authority (at 10–14) largely
predate that decision. Even if that were not the case, this
would be a poor vehicle to resolve any split because there
are other dispositive grounds upon which petitioners’
claims should be dismissed. Finally, the Fifth Circuit got
it right: this Court has said that it is up to Congress to
Andy Latto & Robbie Berg, Tropical Storm Imelda at 3,
NATIONAL HURRICANE CENTER (2020) (naming Harvey the
“wettest cyclone on record in the U.S.” and Imelda the “7th
wettest”).
1
(1)
2
create causes of action, whether to vindicate
constitutional rights or otherwise. And Congress has not
provided a cause of action to enforce the Fourteenth
Amendment or the Fifth Amendment’s Takings Clause
by seeking monetary compensation from States.
S TA TEM ENT
I. Petitioners’ Suit
According to the operative complaint, petitioners
own property north of Interstate Highway 10 in east
Texas. Pet. App. 4a.2 Petitioners allege that during
Hurricane Harvey and, later, Tropical Storm Imelda, a
concrete barrier that was constructed to divide traffic on
the east- and west-bound lanes on IH-10 acted as a dam,
preventing flood waters from moving onto the southern
lanes of IH-10. ROA.1170–71. Thus, they allege, the flood
waters backed up north of the highway, resulting in
“impoundment of rainwater runoff on [petitioners’]
property for days.” ROA.1174. This impoundment,
petitioners allege, caused damage to their real and
personal property. ROA.1174–75. For example, they
allege “appliances, furniture, tools, machinery,” and
other personal property were damaged or destroyed by
the water. ROA.1175.
Petitioners sued the State of Texas for inverse
condemnation under the Fifth Amendment’s and the
Texas Constitution’s respective takings clauses. U.S.
Const. amend. V; Tex. Const. art. I § 17; see ROA.1165–
67. The first of their now-consolidated lawsuits was filed
on May 27, 2020, in state court. ROA.74–96. The State
removed the case to the Southern District of Texas based
Because the case comes before the Court in a motion-todismiss posture, the State assumes but does not concede the
allegations in the operative complaint to be true.
2
3
on federal question jurisdiction under 28 U.S.C. section
1441(a) and supplemental jurisdiction under 28 U.S.C.
section 1367(a). ROA.68–96. That case was subsequently
consolidated with three other lawsuits that brought the
same claims. ROA.1127–29; see also ROA.1940–74,
ROA.2286–2391, ROA.2733–2839.
Once the lawsuits were consolidated in the Southern
District of Texas, the State moved for judgment on the
pleadings as to petitioners’ Fifth Amendment takings
claims (among others not relevant to the petition).
ROA.1199–1219. The district court denied the State’s
motion but certified “that there is a controlling question
of law as to which there is substantial ground for
difference of opinion” and thus allowed an interlocutory
appeal under 28 U.S.C. section 1292(b). Pet. App. 35a;
contra Pet. 7–10 (suggesting the issue is squarely
resolved by this Court’s caselaw).
II. The State’s Interlocutory Appeal
The Fifth Circuit granted the State’s unopposed
petition for permission to appeal on three questions. Pet.
App. 36a–37a. Based solely on one of those issues—
petitioners’ lack of a cause of action to sue the State for
damages—the Fifth Circuit vacated and remanded the
decision of the district court. Pet. App. 2a–3a.
First, the State argued that petitioners lack a private
cause of action to sue a State for compensation under the
Fourteenth Amendment based on a Fifth Amendment
taking. No one disputes that the Texas Supreme Court,
which is a common-law court,3 has recognized a cause of
action for a taking under state law. Pet. App. 2a (citing,
Brown v. De La Cruz, 156 S.W.3d 560, 563 n.14 (Tex. 2004)
(recognizing “it is sometimes proper” for Texas’ “common-law
courts to create causes of action federal tribunals would not”).
3
4
inter alia, City of Baytown v. Schrock, 645 S.W.3d 174,
178 (Tex. 2022)). But “[f]ederal courts, unlike state
courts, are not general common law courts,” City of
Milwaukee v. Illinois & Michigan, 451 U.S. 304, 312
(1981), and the Fourteenth Amendment itself does not
create a cause of action. Petitioners could not identify
any statutory cause of action allowing them to sue a State
to enforce the Fourteenth Amendment’s guarantee of
just compensation for a taking, as States are not
“persons” within the meaning of 42 U.S.C. section 1983.
Will, 491 U.S. at 71. Nor did petitioners argue there is an
equitable or common-law cause of action that might allow
them to sue for a taking. So the State argued that
petitioners did not have a cause of action allowing them
to bring suit for monetary compensation from the State
of Texas. See Pet. App. 1a–3a.
Second, the State’s permissive interlocutory appeal
raised its sovereign immunity from liability. The State
does not dispute that removal to federal court waives its
sovereign immunity from suit. See Lapides v. Bd. of
Regents of Univ. Sys. of Ga., 535 U.S. 613, 624 (2002).
But under Fifth Circuit precedent—which petitioners do
not challenge in this Court—the State’s removal did not
waive sovereign immunity from liability, which is
determined by reference to Texas law. See Meyers ex rel.
Benzing v. Texas, 410 F.3d 236, 253 (5th Cir. 2005). The
Fifth Circuit did not reach this second certified issue
because it ruled for the State on the cause-of-action
question.
Third, the State argued that petitioner’ claims based
on Hurricane Harvey were untimely. Because section
1983 has no express statute of limitations, the default
rule in suits alleging a violation of federal rights is to
“apply the most closely analogous statute of limitations
5
under state law.” DelCostello v. Int’l Bhd. of Teamsters,
462 U.S. 151, 158 (1983). In this instance, that was two
years. Tex. Civ. Prac. & Rem. Code § 16.003(a). And that
same two-year limitations period would apply in other
implied-cause-of-action cases under Bivens v. Six
Unknown Named Agents of Federal Bureau of
Narcotics, 403 U.S. 388 (1971), or to takings claims under
the Texas Constitution. Because Hurricane Harvey
occurred in 2017, and the earliest of these consolidated
claims was not filed until 2020, those claims were barred.
Having reversed, the Fifth Circuit did not reach this
issue either.
III. The Fifth Circuit’s Decision
The Fifth Circuit panel agreed with the State on the
first issue, holding “that the Fifth Amendment Takings
Clause as applied to the [S]tates through the Fourteenth
Amendment does not provide a right of action for takings
claims against a state.” Pet. App. 2a. The Fifth Circuit
cited this Court’s decision in Hernandez v. Mesa, 140 S.C
735 (2020), which says that “a federal court’s authority to
recognize a damages remedy must rest at bottom on a
statute enacted by Congress,” id. at 742, along with
Azul-Pacifico, Inc. v. City of Los Angeles, 973 F.2d 704
(9th Cir. 1992), which holds that “a takings plaintiff has
‘no cause of action directly under the United States
Constitution,’” Pet. App. 2a (quoting Azul-Pacifico, 973
F.2d at 705).
The Fifth Circuit denied rehearing en banc over the
dissent of five judges. Supp. Pet. App. 43a. Judge
Higginson, who was on the panel, explained its decision
on the basis that “implying constitutional causes of
action is ‘a disfavored judicial activity,’ and . . . implying
such a cause of action here would infringe separation-ofpowers principles.” Supp. Pet. App. 51a (citation
6
omitted) (quoting Egbert v. Boule, 142 S. Ct. 1793, 1803
(2022)). He further noted that just “[t]hree terms ago,”
every Justice of this Court “agreed that ‘the Constitution
did not expressly create a right of action when it
mandated just compensation for Government takings of
private property for public use.’” Supp. Pet. App. 51a
(quoting Maine Cmty. Health Options v. United States,
140 S. Ct. 1308, 1328 n.12 (2020) (cleaned up)). And
“[s]ince a cause of action against the federal government
is not express in the Fifth Amendment, if such a cause of
action exists, it must be judicially created.” Supp. Pet.
App. 53a (citations and internal quotation marks
omitted).
Judge Higginson further opined that a court would
improperly “arrogate legislative power by implying a
cause of action against the [S]tates in the Takings Clause
of the Fifth Amendment as incorporated by the Due
Process Clause of the Fourteenth Amendment.” Pet.
App. 56a (quotation marks omitted). This would be
particularly improper here for four reasons: (1) “[a]n
alternative remedial structure already exists in state
inverse-condemnation law,” (2) “Congress decided to
provide a damages remedy [in section 1983] for takings
claims against municipalities and certain local
government units, but not states,” (3) “[i]mplying a
judicial remedy against states implicates federalism,”
and (4) the court could not “predict the systemwide
consequences of recognizing a cause of action under the
Fifth and Fourteenth Amendments for takings claims
against states.” Pet. App. 56a–57a (citations and internal
quotation marks omitted).
Judge Higginbotham, who was also on the panel, also
explained his reason for siding with Texas: for purposes
of the Fifth Amendment, “[i]t is plain that ‘self-
7
executing’” in Knick—a term repeatedly intoned
throughout the petition (at i, 3, 5, 7. 8, 10, 11, 12, 13, 14,
15, 16)—“speaks only to the completeness of the claim
itself, the point at which a takings claim is ready for a
court.” Supp. Pet. App. 46a. “The completeness of the
claim is the sole usage of the term” and “[i]ts purpose” in
Knick “was to retreat from the earlier Williamson
County doctrine.” Supp. Pet. App. 46a. As Judge
Higginbotham recognized, because of the identity of the
defendant, the claim at issue in Knick could be brought
under section 1983, and thus, this Court “‘ha[d] no
occasion to consider [the Solicitor General’s] novel []
argument’ that state takings claims can be brought
directly in federal court pursuant to 28 U.S.C. § 1331.”
Supp. Pet. App. 47a (alterations in original) (quoting
Knick, 139 S. Ct. at 2174).
The dissenting judges concluded that this “appeal
should’ve begun and ended with the State’s decision to
remove to federal court under 28 U.S.C. § 1441.” Supp.
Pet. App. 72a. First, without wrestling with the
distinction between immunity from liability and
immunity from suit, they contended that “the State’s
decision to remove obviously constitutes a waiver of its
sovereign immunity.” Supp. Pet. App. 72a. Second, the
dissenters opined that because the State removed based
on arising-under jurisdiction, there must be a
corresponding federal cause of action—because “as a
general matter, suits are removable under § 1441 only
when federal law creates the cause of action.” Supp. Pet.
App. 73a. The dissenters reasoned this meant either that
the district court was correct in refusing to dismiss
petitioners’ Fifth Amendment claims, or that the case
should have been remanded to state court because there
8
is no arising-under jurisdiction. Supp. Pet. App. 75a.4
The dissenters also worried that “the panel decision
reduces the Takings Clause to nothing” because
plaintiffs would have either no or very limited avenues to
sue the State under the Fifth Amendment. Supp. Pet.
App. 78a–79a.
REA SO NS TO D ENY THE PE TITI O N
I. The Question Presented Warrants
Percolation in the Lower Courts.
Further
Review of the question presented should be denied as
premature. In seeking review, petitioners rely primarily
(at 10–14) on a putative split between state courts of last
resort and two federal circuits that are not typically
aligned in such a split: the Fifth and Ninth. Petitioners
concede (at 14–17) there is no federal circuit split
concerning whether plaintiffs may bring a takings claim
directly under the Fifth or Fourteenth Amendment
against a State, and most federal courts have yet to
weigh in on the question. The Court should allow further
percolation before addressing this putative split for at
least two reasons.
First, the present split is illusory as there is a
fundamental difference between the state and federal
courts on the question of whether to recognize an implied
private right of action. To be clear, the State does not
The dissent did not explain how to reconcile that theory with
the principle that a plaintiff ’s claim need not be meritorious in order
to establish jurisdiction, which exists so long as the plaintiff
presents a “colorable claim ‘arising under’ the Constitution or laws
of the United States.” Arbaugh v. Y&H Corp., 546 U.S. 500, 513
(2006) (citing Bell v. Hood, 327 U.S. 678, 681–85 (1946)). “[T]he
absence of a cause of action is a merits problem, not a jurisdictional
one,” as the dissent observed. Supp. Pet. App. 69a (citing, inter alia,
Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 89 (1998)).
4
9
dispute that the Fifth Amendment’s just-compensation
requirement applies to the States through the
Fourteenth Amendment. See Chi., B. & Q.R. Co. v. City
of Chicago, 166 U.S. 226, 238 (1897). But recognizing that
the substantive right is incorporated against the States
does not answer whether that includes a cause of action
for damages. See Ramos v. Louisiana, 140 S. Ct. 1390,
1405 n.63 (2020). And this Court has repeatedly
recognized that “[r]aising up causes of action where a
statute has not created them may be a proper function
for common-law courts, but not for federal tribunals.”
Alexander v. Sandoval, 532 U.S. 275, 287 (2001) (citing
Lampf, Pleva, Lipkind, Prupis & Petigrow v.
Gilbertson, 501 U.S. 350, 365 (1991) (Scalia, J.,
concurring)); see also, e.g., City of Milwaukee, 451 U.S.
at 312 (citing Erie R. Co. v. Tompkins, 304 U.S. 64, 78
(1938); United States v. Hudson & Goodwin, 11 U.S. (7
Cranch) 32 (1812)). State courts like those on the
opposite side of the putative split are just such commonlaw courts. See, e.g., Nat’l Tr. for Historic Pres. v. City
of Albuquerque, 874 P.2d 798, 801 (N.M. 1994). Because
courts on one side of the split have the ability to
recognize their own causes of action, and courts on the
other do not, there is no square split on whether the
Constitution itself provides a cause of action. And, and
discussed below (at 22–24), petitioners have never
argued that there is a state-law cause of action they can
use to sue the State under the Fourteenth Amendment
for a taking.
Second, there has been very little time for lower
courts to consider the relevant issue of whether the
Constitution creates a cause of action that may be
pursued in federal court. After all, this Court allowed
takings claims to be brought in federal court in the first
10
instance only four years ago. See Knick, 139 S. Ct. at
2170. Previously, takings plaintiffs pursued their takings
claims in state court before bringing suit in federal court
for a taking under the federal Constitution. Nearly all of
the state-court decisions upon which petitioners rely (at
10-14) predate Knick and thus could not have taken it
into account. And Judge Higginson’s opinion is the only
one of which the State is aware in which a federal judge
addresses the interaction between Knick and this
Court’s implied-private-right-of-action jurisprudence in
any detail. Additional time for these ideas to be explored
by other courts of appeals would aid in this Court’s
eventual review should the Court decide the question
presented merits its consideration in an appropriate
case.
II. As There Are Alternative Grounds to Dismiss
Petitioners’ Claims, This Is A Poor Vehicle to
Resolve the Question Presented.
This case is not an appropriate case in which to
review the question presented. Contra Pet. 18–19.
Although the Fifth Circuit determined that this case
should be dismissed because of the lack of a cause of
action, at least two other grounds exist to dismiss some
or all of plaintiffs’ claims: sovereign immunity from
liability (which bars all of plaintiffs’ claims) and the
statute of limitations (which bars the claims based on
damage caused by Hurricane Harvey). These additional
dispositive issues undermine petitioners’ claimed
urgency (at 17–18): regardless of this Court’s ruling on
their cause of action, their Fifth Amendment takings
claims will fail. That is not a worthwhile use of this
Court’s or the parties’ resources.
11
A. Although Texas has waived immunity from
suit, its immunity from liability precludes
relief on plaintiffs’ claims.
To start, under Fifth Circuit precedent that
petitioners do not challenge, Texas’s sovereign immunity
from liability provides an independent ground to dismiss
plaintiffs’ claims. To be clear, the State has never
disputed that removal of the case waived its sovereign
immunity from suit—an issue on which petitioners and
the dissent spill much ink. Pet. 2–3, 6; Supp. App. Pet.
App. 72a. Indeed, it is blackletter law that “removal is a
form of voluntary invocation of a federal court’s
jurisdiction sufficient to waive the State’s otherwise valid
objection to litigation of a matter . . . in a federal forum.”
Lapides, 535 U.S. at 624. That is not, however, the
question.
Although removal to federal court may waive
objections to proceeding in federal court, several
circuits, including the Fifth Circuit, hold removal does
not waive state sovereign immunity to liability. See, e.g.,
Trant v. Oklahoma, 754 F.3d 1158, 1172 (10th Cir. 2014);
Stroud v. McIntosh, 722 F.3d 1294, 1301 (11th Cir. 2013);
Lombardo v. Pa., Dep’t of Pub. Welfare, 540 F.3d 190,
198 (3d Cir. 2008); Meyers, 410 F.3d at 255. As explained
in an article cited favorably in Fifth Circuit precedent:
[R]emoval of a case by a state defendant should
be understood to waive the [State’s] special
privilege from being sued in federal court, and to
permit the federal court to hear any claim against
the [state] that might have been heard in the state
court from which the case was removed. It should
not, however, waive the defendant’s immunity
from any claims from which it would have been
immune in state court.
12
Jonathan R. Siegel, Waivers of State Sovereign
Immunity and the Ideology of the Eleventh
Amendment, 52 DUKE L.J. 1167, 1235 (2003); see
Meyers, 410 F.3d at 254–55.
Put another way, in Fifth Circuit precedent that
petitioners do not challenge, removal says a great deal
about where a case may be litigated—but nothing about
whether the State can be held liable for monetary
damages. Meyers, 410 F.3d at 255. The State’s immunity
from liability is a question of state law because “the
Constitution permits and protects a state’s right to
relinquish its immunity from suit while retaining its
immunity from liability, or vice versa.” Id.
Under
Texas
law,
“[s]overeign
immunity
encompasses two principles: immunity from suit and
immunity from liability.” Gen. Servs. Comm’n v. LittleTex Insulation Co., 39 S.W.3d 591, 594 (Tex. 2001).
“Immunity from suit bars a suit against the State unless
the Legislature expressly gives consent,” and
“[i]mmunity from liability protects the State from
judgments even if the Legislature has expressly given
consent to sue.” Id.; see also San Jacinto River Auth. v.
Medina, 627 S.W.3d 618, 622 (Tex. 2021) (“Sovereign and
governmental immunity protect the state and its political
subdivisions, respectively, from suit and liability absent
the state’s express waiver.”).
Texas has immunity from liability in any suit seeking
“to control state action,” including through a claim for
money damages. Tex. Nat. Res. Conservation Comm’n
v. IT-Davy, 74 S.W.3d 849, 856 (Tex. 2002) (“Where the
purpose of a proceeding against state officials is to
control action of the State or subject it to liability, the
suit is against the State and cannot be maintained
without the consent of the Legislature.”) (citing, inter
13
alia, Griffin v. Hawn, 341 S.W.2d 151, 152 (Tex. 1960)).
Petitioners’ takings claims seek to control the State by
compelling it to pay them monetary damages. See Reata
Constr. Corp. v. City of Dallas, 197 S.W.3d 371, 374 (Tex.
2006); cf. City of Monterey v. Del Monte Dunes at
Monterey, Ltd., 526 U.S. 687, 715 (1999) (takings claims
are traditional actions at law seeking to recover
damages). Such a claim is barred by the State’s immunity
from liability under Fifth Circuit precedent. See Meyers,
410 F.3d at 255.
Because petitioner does not challenge the Fifth
Circuit’s rule respecting Texas’s immunity from
liability, this is a poor vehicle to address the question
presented: even if the Fifth Circuit was incorrect that
petitioners lack a cause of action directly under the
Fourteenth Amendment, review will not benefit
petitioners whose claims will ultimately fail.
B. Petitioners’ claims based
Harvey are time-barred.
on
Hurricane
This is also a poor vehicle to address the question
presented because the bulk of the monetarycompensation claims are time-barred. Where a federal
claim is not subject to an express statute of limitations,
the default rule is to “apply the most closely analogous
statute of limitations under state law.” DelCostello, 462
U.S. at 158; see also id. at 158 n.12 (applying a state
statute of limitations is the “rule of thumb”). In section
1983 and Bivens suits, federal courts apply the forum
State’s statute of limitations for general personal injury
claims. See Brown v. Nationsbank Corp., 188 F.3d 579,
590 (5th Cir. 1999). In Texas, the applicable limitations
period is two years. See id.; see King-White v. Humble
Indep. Sch. Dist., 803 F.3d 754, 759 (5th Cir. 2015).
14
The same result would obtain under the Texas
Constitution’s Takings Clause, where claims alleging
facts like petitioners’ would also be subject to a two-year
limitations period. See Allodial Ltd. P’ship v. N. Tex.
Tollway Auth., 176 S.W.3d 680, 684 (Tex. App.—Dallas
2005, pet. denied) (citing Tex. Civ. Prac. & Rem. Code
§ 16.003(a)). A two-year statute of limitations applies to
claims alleging damage to real property, which includes
diminution in its value, and to all claims based on
personal property. See Tucker v. City of Corpus Christi,
622 S.W.3d 404, 408 (Tex. App.—Corpus Christi 2020,
pet. denied); Allodial, 176 S.W.3d at 684. That is what
petitioners allege. ROA.1174–75. But petitioners asked
the district court to instead apply the ten-year
prescriptive period for adverse possession under Texas
law. ROA.1232. True, Texas courts apply that limitations
period to inverse condemnation claims based on “an
actual physical invasion or an appropriation of the land,”
but under Texas law, flooding is not “an actual physical
invasion or an appropriation of the land.” Allodial, 176
S.W.3d at 684. So even petitioners’ state-law takings
claims under the Texas Constitution—which remain live
in this case—will be subject to a two-year limitations
period.
Under a two-year statute of limitations, any claims
arising from damages caused by Hurricane Harvey are
time-barred. Hurricane Harvey occurred in August
2017. ROA.1172–73. Although this petition arises from
the consolidation of four different complaints brought by
77 plaintiffs, Pet. App. 5a–6a, the earliest was filed on
May 27, 2020—more than six months after the
limitations period lapsed, ROA.74–96. As a result, only
those plaintiffs who relied on damages from Tropical
Storm Imelda could recover—even if they could find a
15
way around the State’s immunity, and the Court could
find a cause of action in the Fourteenth Amendment.
Because some or all of petitioners’ federal takings
claims fail regardless of the answer to the question
presented, this case is a poor vehicle for considering
whether petitioners have a cause of action to sue a State
for a taking under the Fourteenth Amendment. A case
where the petitioners ultimately will not obtain relief is
a poor investment for this Court’s limited resources and
the resources of the parties.
III. The Fifth Circuit Correctly Refused to Read A
Private Cause of Action Into the Fifth
Amendment.
Finally, review should be denied because the Fifth
Circuit—and, before it, the Ninth—got it right: no
statute allows petitioners to seek damages from the
State, and there is “no cause of action directly under the
United States Constitution” to sue for a taking. AzulPacifico, 973 F.2d at 705. The petition cites no other
cause of action—it is undisputed Congress has not
enacted one that can be used to sue States—and
petitioners have never relied upon the causes of action
proposed by the judges who dissented from denial of
rehearing en banc. As a result, those alternative theories
are not before the Court and cannot be used to impeach
the reasoning of the Fifth Circuit panel.
A. The ruling below follows this Court’s
precedent regarding implied rights of action.
Although this Court used to be more open to
recognizing causes of action in a common-law manner,
today, “a federal court’s authority to recognize a
damages remedy [against a State] must rest at bottom
on a statute enacted by Congress.” Hernandez, 140 S. Ct.
16
at 742; accord Sandoval, 532 U.S. at 286. Petitioners do
not attempt shoehorn their claim into any statute. For
good reason. The closest provision is section 1983, but all
agree that section 1983 does not create a cause of action
against States, which are not “persons” within the
meaning of that provision. Will, 491 U.S. at 71.
This analysis does not change because petitioners
raise a constitutional claim. To the contrary, this Court
recently explained that the Fifth Amendment does not
contain any express cause of action to sue the federal
government for a taking. See Maine Cmty. Health
Options, 140 S. Ct. at 1328 n.12; id. at 1334 & n.3 (Alito,
J., dissenting). Given that the Fifth Amendment
originally applied only to the federal government, Chi.,
B. & Q.R. Co., 166 U.S. at 238, it would be strange for the
Fifth Amendment to create a claim against the States
that it did not create against the federal government.
And, as Judge Higginson explained, a judicially created
cause of action to sue the federal government under the
Fifth Amendment is not obviously part of the
constitutional requirement that was incorporated
against the States through the Fourteenth Amendment’s
Due Process Clause. Supp. Pet. App. 53a–54a. So any
cause of action to sue the States under the Fifth and
Fourteenth Amendments would have to be an
independent judicial creation. Supp. Pet. App. 5a–54a
(Higginson, J.).
This Court’s modern jurisprudence regarding the
federal separation of powers does not allow for the
judicial creation of a cause of action to sue a State on a
takings theory. Under what this Court has described as
an “ancien regime,” it was considered “‘the duty of the
courts to be alert to provide such remedies as are
necessary to make effective the congressional purpose’
17
expressed by a statute.” Sandoval, 532 U.S. at 287 (citing
J.I. Case Co. v. Borak, 377 U.S. 426, 433 (1964)). Today,
by contrast, “in all but the most unusual circumstances,
prescribing a cause of action” to enforce the Fourteenth
Amendment “is a job for Congress, not the courts.”
Egbert, 142 S. Ct. at 1800. The Fifth Amendment
Takings Clause is not that unusual circumstance. To the
contrary, Knick unequivocally stated that takings claims
are governed by the same “general rule[s]” as “any other
claim grounded in the Bill of Rights.” Knick, 139 S. Ct.
at 2172–73. Because as Judge Higginbotham explained,
Congress has not chosen to create a cause of action
against States, Supp. Pet. App. 50a, the Fifth Circuit was
entirely correct to respect that choice.
B. Neither petitioners nor the dissenters identify
authority to the contrary.
Petitioners’ primary contention is that precedent has
described the Fifth Amendment’s Takings Clause as
“self-executing.” But there is nothing magical to that
term when it comes to recognizing a cause of action
where none has been authorized by Congress. And
neither the cases relied upon in the petition or identified
by the dissenting judges says otherwise.
1. To start, recognizing that a legal provision is selfexecuting does not mean that it creates a private cause
of action. To call a legal document “self-executing” is to
state that is “effective immediately without the need of
any type of implementing action.” See Self-executing,
Black’s Law Dictionary (11th ed. 2019). For example, a
self-executing treaty “operates of itself without the aid
of any legislative provision” by contrast to a treaty that
“can only be enforced pursuant to legislation to carry [it]
into effect.” Medellin v. Texas, 552 U.S. 491, 505 (2008)
(cleaned up); see also, e.g., Bond v. United States, 572
18
U.S. 844, 875 n.6 (2014) (Scalia, J., concurring). “The
Fifth Amendment privilege against compelled selfincrimination is not self-executing”; it must be properly
and timely invoked. Roberts v. United States, 445 U.S.
552, 559 (1980). As a result, a statement that the Fifth
Amendment Takings Clause is self-executing means that
it is positive law of its own force without further action.
But, as Judge Higginson discussed, “self-executing”
does not mean that there is automatically a private cause
of action for damages if the clause is violated. See Supp.
Pet. App. 59a–63a. After all, the Supremacy Clause is
self-executing on courts, but it does not create a cause of
action. Alexander, 532 U.S. at 286–87. And the Fourth
Amendment applies of its own force to federal officials,
but someone complaining his Fourth Amendment rights
have been violated still cannot sue a federal official for
damages unless his claim fits within the narrow
parameters of recognized Bivens actions. See, e.g.,
Hernandez, 140 S. Ct. at 739.
2. Petitioners’ authority is not to the contrary.
Petitioners understandably place great reliance (at 9) on
Knick, but no one disputed that Congress had created a
cause of action allowing the Knick plaintiffs to sue. 139
S. Ct. at 2168. After all, the Knick defendant was a local
government, not a State, and consequently the plaintiff
could invoke section 1983, id. at 2168—which petitioners
may not, Will, 491 U.S. at 71. Thus, when this Court
referred to the “self-executing Fifth Amendment,” 139
S. Ct. at 2171, it was not discussing the cause of action
but when the injury occurred. That is, the Court was
saying that the plaintiff did not need to wait until
compensation had been denied in state proceedings
before filing suit in federal court under section 1983. 139
S. Ct. at 2172–73. That does not mean the Fifth
19
Amendment or Fourteenth Amendment creates a cause
of action.
Petitioners’ other authorities are similarly
inapposite. First English Evangelical Lutheran Church
of Glendale v. Los Angeles County, 482 U.S. 304 (1987)—
which was also a suit against a local government subject
to section 1983 liability—addressed the measure of
relief, not whether the plaintiff had identified a viable
cause of action. Id. at 310. When the Court noted that
“claims for just compensation are grounded in the
Constitution itself,” id. at 315, it did so to explain its
holding that the government owes compensation even for
temporary takings, see id. at 318–19. The Court said
nothing about what cause of action a property owner
could use to obtain that compensation.
Likewise, Jacobs v. United States, 290 U.S. 13 (1933),
addressed the amount of compensation required by the
Fifth Amendment in a suit against the United States. See
id. at 16. There was no question of the cause of action.
Thus, when this Court explained that the suits at issue
were “founded on the Constitution of the United States,”
it did so in holding only that “[t]he fact that
condemnation proceedings were not instituted and that
the right was asserted in suits by the owners did not
change the essential nature of the claim.” Id. at 16.
Contrary to petitioners’ reliance on Jacobs, the Court
did not address the availability of a cause of action
against the federal government directly under the Fifth
Amendment for nearly another century. As discussed
above (at 6), when the Court did so recently, it
recognized that there is no express cause of action to be
found in the Constitution. Maine Cmty. Health Options,
140 S. Ct. at 1328 n.12. And none of petitioners’ later
authority shows that the Fifth Circuit erred in applying
20
the same rule in interpreting the same constitutional
provision as applied against the States.
3. The historical authorities cited by the dissent
from denial of rehearing—authorities upon which
petitioners never before relied—do no better in
rebutting the Fifth Circuit’s conclusion. First, the
dissent cites pre-incorporation cases in which federal
courts adjudicated “takings-related claims” against
States or state officials. Supp. Pet. App. 83a–84a. The
dissent was careful to describe these as examples of
“takings-related claims,” as many are not takings cases.
In Fletcher v. Peck, 10 U.S. 87 (1810), for example, this
Court held that a Georgia law, which dealt with land
conveyances by the State, was invalid under the
Contracts Clause. Id. at 138–39 (discussing U.S. Const.
art. I, § 10); see Supp. Pet. App. 84a. It is hard to see how
a case about a different constitutional provision has
anything to say about whether there is a cause of action
to enforce the Fifth Amendment’s Takings Clause. And
to the extent the examples do involve takings claims,
they could at most have involved state just-compensation
guarantees, because the federal just-compensation right
did not then apply to the States. As a result, they say
nothing about whether there is a private cause of action
to enforce a right that did not apply.
Second, the dissent cited post-incorporation cases
brought against local governments. Supp. Pet. App. 84a.
These cases share the same problems as most of those
relied upon by petitioners: local governments then, as
now, could be sued under the statutory cause of action
found in section 1983, which has been in existence since
1871. E.g., Monell v. Dep’t of Soc. Servs. of City of New
York, 436 U.S. 658, 689–90 (1978) (citing Northwestern
Fertilizing Co. v. Hyde Park, 18 F. Cas. 393, 394 (No.
21
10,336) (CC ND Ill. 1873)). It is immaterial that the cited
decisions did not cite section 1983. “Questions which
merely lurk in the record, neither brought to the
attention of the court nor ruled upon, are not to be
considered as having been so decided as to constitute
precedents.” Cooper Indus., Inc. v. Aviall Servs., Inc.,
543 U.S. 157, 170 (2004) (quoting Webster v. Fall, 266
U.S. 507, 511 (1925)). Decisions in which the parties did
not dispute the plaintiffs’ cause of action are not
precedent for the proposition that there is an implied
cause of action to be found in the Fifth or Fourteenth
Amendments. And even if they were, “at most, these
cases support an inference that a cause of action exists
against local governments.” Supp. Pet. App. 58a.
Because Congress has created a cause of action for such
suits, they are no infringement on Congress’s authority
to determine how to enforce the Fourteenth
Amendment. But this case is not brought against a local
government.
C. The potential causes of action raised in the
dissent from denial of rehearing en banc were
not raised below, so they are not properly
before this Court.
Finally, the Fifth Circuit dissent from denial of
rehearing en banc suggested two possible causes of
action under which plaintiffs might proceed. Supp. Pet.
App. 75a, 83a–84a. “In our adversarial system of
adjudication, [courts] follow the principle of party
presentation.” United States v. Sineneng-Smith, 140 S.
Ct. 1575, 1579 (2020). Under this principle, “in both civil
and criminal cases, in the first instance and on appeal,”
courts “rely on the parties to frame the issues for
decision and assign to courts the role of neutral arbiter
of matters the parties present.” Id. (discussing Greenlaw
22
v. United States, 554 U.S. 237 (2008)). Because
petitioners failed to plead or argue those causes of action
below, it is no surprise that the Fifth Circuit panel did
not address them. Id. They are not properly before this
Court now. See Yee v. City of Escondido, Cal., 503 U.S.
519, 533 (1992); Carlson v. Green, 446 U.S. 14, 17, n. 2
(1980).
In any event, neither of the dissent’s suggestions
helps petitioners. First, the dissent suggested that
petitioners might be able to proceed under the equitable
cause of action recognized in Ex Parte Young. Supp. Pet
App. 75a (citing Ex Parte Young, 209 U.S. 123 (1908)).
But Petitioners have not sued a state official; they sued
“The State of Texas.” Pet. App. 5a–6a. It is blackletter
law that Ex Parte Young creates a “narrow exception
grounded in traditional equity practice—one that allows
certain private parties to seek judicial orders in federal
court preventing state executive officials from enforcing
state laws that are contrary to federal law.” Whole
Woman’s Health v. Jackson, 142 S. Ct. 522, 532 (2021)
(emphasis added). Moreover, even if petitioners could
identify a proper defendant, their complaint seeks
money damages, ROA.1172–75, ROA.1197, which are
categorically unavailable under Ex parte Young.
Edelman v. Jordan, 415 U.S. 651, 677 (1974).
Second, the dissent raised the prospect of proceeding
based on what it described as one of the “whole host of
takings-related claims” that courts entertained at the
founding “under various causes of action,” which the
dissent understood to be “borrow[ed] common-law
causes of action from the States where [federal courts]
sat.” Supp. Pet. App. 83a–84a. Assuming the dissent’s
historical account is accurate, petitioners are not pro se
litigants, and “our system is designed around the
23
premise that parties represented by competent counsel
know what is best for them, and are responsible for
advancing the facts and arguments entitling them to
relief.” Sineneng-Smith, 140 S. Ct. at 1579 (cleaned up).
Petitioners evidently did not think this type of obscure
and ill-defined “takings-related claim[],” Supp. Pet. App.
83a, was in their best interest because they neither
pleaded such a cause of action before the district court,
nor pressed one in the court of appeals.
The decision not to pursue such a claim was entirely
rational: again, petitioners want recompense for their
flooding-related losses. See ROA.1197. English and
colonial law generally did not require compensation for
government takings of property, William Michael
Treanor, The Origins and Original Significance of the
Just Compensation Clause of the Fifth Amendment, 94
YALE L.J. 694, 695, 698 (1985); the federal Constitution’s
just-compensation requirement was a “novelty” that
occasioned considerable comment “[i]n the first years
after ratification,” id. at 715. It appears that James
Madison included a compensation requirement in his
draft for the Bill of Rights of his own accord, and the
provision was enacted by Congress with no debate and
little amendment. See id. at 708–10, 713–14. It was not
until decades later that the just-compensation
requirement “won general acceptance.” Id. at 714; see
Aditya Bamzai & David M. Goldman, The Takings
Clause, the Tucker Act, and Knick v. Township of Scott,
YALE J. OF REGULATION: NOTICE & COMMENT (Oct. 9,
2018). This history renders the existence of a commonlaw cause of action for takings at the Founding more
dubious than the dissent suggests. And in any event,
petitioners’ demand for certiorari, like their briefing
24
below, depends on the argument that they can bring suit
“directly under the Takings Clause.” E.g., Pet. at 10.
C O NCL USI O N
The petition for a writ of certiorari should be denied.
Respectfully submitted.
JOHN SCOTT
Provisional Attorney
General of Texas
BRENT WEBSTER
First Assistant Attorney
General
LANORA C. PETTIT
Principal Deputy Solicitor
General
Counsel of Record
BENJAMIN D. WILSON
Deputy Solicitor General
NATALIE D. THOMPSON
Assistant Solicitor General
JUNE 2023
OFFICE OF THE
ATTORNEY GENERAL
P.O. Box 12548 (MC 059)
Austin, Texas 78711-2548
Lanora.Pettit@oag.texas.gov
(512) 936-1700
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.