Amicus Curiae Brief — Department of Agriculture Rural Development Rural Housing Service, Petitioner v. Reginald Kirtz
Supreme Court briefOct 2, 2023
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No. 22-846
IN THE
Supreme Court of the United States
UNITED STATES DEPARTMENT OF AGRICULTURE
RURAL DEVELOPMENT RURAL HOUSING SERVICE,
Petitioner,
v.
REGINALD KIRTZ,
Respondent.
On Writ of Certiorari to the United States
Court of Appeals for the Third Circuit
BRIEF OF CONSTITUTIONAL ACCOUNTABILITY
CENTER AS AMICUS CURIAE
IN SUPPORT OF RESPONDENT
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
MIRIAM BECKER-COHEN
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW, Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
October 2, 2023
* Counsel of Record
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES .................................
ii
INTEREST OF AMICUS CURIAE ......................
1
INTRODUCTION AND SUMMARY
OF ARGUMENT................................................
1
ARGUMENT .........................................................
4
I.
The Decision Whether to Waive the
Federal Government’s Sovereign
Immunity Belongs to Congress ............
4
This Court Should Decline the
USDA’s Invitation to Arrogate
Legislative Authority by Imposing a
Post-Hoc “Magic Words” Requirement
on the Manner in Which Congress
May Waive Sovereign Immunity .........
8
CONCLUSION .....................................................
16
II.
(i)
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Ardestani v. INS,
502 U.S. 129 (1991) ................................
7
Atascadero State Hosp. v. Scanlon,
473 U.S. 234 (1985) ................................ 10, 11
Bell v. Hood,
327 U.S. 678 (1946) ................................
5
Bostock v. Clayton County,
140 S. Ct. 1731 (2020) ............................
7
Conn. Nat’l Bank v. Germain,
503 U.S. 249 (1992) ................................
7
Decatur v. Paulding,
39 U.S. 497 (1840) ..................................
4
Dellmuth v. Muth,
491 U.S. 223 (1989) ................................ 3, 8, 14
Dolan v. U.S. Postal Serv.,
546 U.S. 481 (2006) ................................
1
Egbert v. Boule,
142 S. Ct. 1793 (2022) ............................
2
Emps. of the Dep’t of Pub. Health &
Welfare v. Dep’t of Pub. Health &
Welfare,
411 U.S. 279 (1973) ................................
9, 10
FAA v. Cooper,
566 U.S. 284 (2012) ................................
2, 6
iii
TABLE OF AUTHORITIES -- cont’d
Page(s)
Fin. Oversight & Mgmt. Bd. for P.R. v.
Centro de Periodismo Investigativo, Inc.,
143 S. Ct. 1176 (2023) ............................
8
Great N. Life Ins. Co. v. Read,
322 U.S. 47 (1944) ..................................
4
Gomez-Perez v. Potter,
553 U.S. 474 (2008) ................................
1
Health & Hosp. Corp. of Marion Cnty. v.
Talevski,
143 S. Ct. 1444 (2023) ............................
8, 15
Hernandez v. Mesa,
140 S. Ct. 735 (2020) ............................ 3, 14, 15
Kimel v. Fla. Bd. of Regents,
528 U.S. 62 (2000) .................................. 11, 12
Kiowa Tribe of Okla. v. Mfg. Techs., Inc.,
523 U.S. 751 (1998) ................................
3
Lac du Flambeau Band of Lake Superior
Chippewa Indians v. Coughlin,
143 S. Ct. 1689 (2023) ............................
6
Larson v. Domestic & Foreign Com. Corp.,
337 U.S. 682 (1949) ................................
1, 4
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) .................
5
McQuiggin v. Perkins,
569 U.S. 383 (2013) ................................
14
iv
TABLE OF AUTHORITIES -- cont’d
Page(s)
Michigan v. Bay Mills Indian Cmty.,
572 U.S. 782 (2014) ................................
3
Milner v. Dep’t of Navy,
562 U.S. 562 (2011) ................................
7
Nev. Dep’t of Hum. Res. v. Hibbs,
538 U.S. 721 (2003) ................................ 11, 12
Nieves v. Bartlett,
139 S. Ct. 1715 (2019) ............................
15
Parden v. Terminal Ry. of Ala. State Docks
Dep’t,
377 U.S. 184 (1964) ................................
9
Parker Drilling Mgmt. Servs., Ltd. v.
Newton,
139 S. Ct. 1881 (2019) ............................
14
Richlin Sec. Serv. Co. v. Chertoff,
553 U.S. 571 (2008) ................................
7
Schweiker v. Chilicky,
487 U.S. 412 (1988) ................................
2
Sebelius v. Cloer,
569 U.S. 369 (2013) ................................
7
Seminole Tribe of Fla. v. Florida,
517 U.S. 44 (1996) ..................................
13
The Siren,
74 U.S. 152 (1868) ..................................
4
v
TABLE OF AUTHORITIES -- cont’d
Page(s)
Smith v. United States,
507 U.S. 197 (1993) ................................
2
Thacker v. Tenn. Valley Auth.,
139 S. Ct. 1435 (2019) ............................
4
United States v. Aetna Cas. &
Sur. Co.,
338 U.S. 366 (1949) ................................
15
United States v. Idaho ex rel. Dir., Idaho
Dep’t of Water Res.,
508 U.S. 1 (1993) ....................................
2
United States v. Nordic Vill., Inc.,
503 U.S. 30 (1992) ..................................
7
United States v. White Mountain Apache
Tribe,
537 U.S. 465 (2003) ................................
1
United States v. Williams,
514 U.S. 527 (1995) ................................
15
U.S. Dep’t of Energy v. Ohio,
503 U.S. 607 (1992) ................................
7
Ziglar v. Abbasi,
582 U.S. 120 (2017) ................................ 14, 15
Statutes
Consumer Credit Reporting Reform Act of
1996, Pub. L. No. 104-208, Subtitle D,
110 Stat. 3009-426 ................................
11
vi
TABLE OF AUTHORITIES -- cont’d
Page(s)
Fair Credit Reporting Act, Pub. L. No. 91508, Title VI, 84 Stat. 1114 (1970) .......
11
5 U.S.C. § 552a .........................................
13
15 U.S.C. § 1681a(b) .................................
3, 11
15 U.S.C. § 1681n(a).................................
2
15 U.S.C. § 1681o(a) .................................
2
Other Authorities
Harold J. Krent, Reconceptualizing
Sovereign Immunity,
45 Vand. L. Rev. 1529 (1992)................
6
John Copeland Nagle, Waiving Sovereign
Immunity in an Age of Clear Statement
Rules,
1995 Wis. L. Rev. 771 (1995) ................
6, 14
Antonin Scalia & Bryan A. Garner,
Reading Law: The Interpretation of Legal
Texts (2012) ...........................................
5
Gregory C. Sisk, Twilight for the Strict
Construction of Waivers of Federal
Sovereign Immunity,
92 N.C. L. Rev. 1245 (2014) ..................
5
1
INTEREST OF AMICUS CURIAE1
Constitutional Accountability Center (CAC) is a
think tank and public interest law firm dedicated to
fulfilling the progressive promise of the Constitution’s
text and history. CAC works in our courts, through
our government, and with legal scholars to improve
understanding of the Constitution and preserve the
rights and freedoms it guarantees. CAC has a strong
interest in ensuring meaningful access to the courts,
in accordance with constitutional text and history, and
therefore has an interest in this case.
INTRODUCTION AND
SUMMARY OF ARGUMENT
Although the text of the Constitution does not explicitly require federal sovereign immunity, this Court
has consistently concluded that “the strongest reasons
of public policy” counsel against allowing “any plaintiff
who presents a disputed question of property or . . .
right” to “stop[] in its tracks” the “Government as representative of the community as a whole.” Larson v.
Domestic & Foreign Com. Corp., 337 U.S. 682, 704
(1949). The converse of this rule is that the “community as a whole,” through its elected representatives in
Congress, can determine that there are situations in
which it is appropriate for the federal government to
be held accountable in court. See, e.g., Gomez-Perez v.
Potter, 553 U.S. 474, 491 (2008); Dolan v. U.S. Postal
Serv., 546 U.S. 481, 491-92 (2006); United States v.
1 Under Rule 37.6 of the Rules of this Court, amicus states that
no counsel for a party authored this brief in whole or in part, and
no counsel or party made a monetary contribution intended to
fund the preparation or submission of this brief. No person other
than amicus or its counsel made a monetary contribution to its
preparation or submission.
2
White Mountain Apache Tribe, 537 U.S. 465, 472
(2003). Because these principles ensure that politically accountable leaders decide when public concerns
should bow to private complaints, this Court’s role is
simple: heed the text of the laws Congress has passed
and allow for waivers of sovereign immunity that are
no broader or narrower than that text dictates.
This Court’s precedents overwhelmingly support
such an approach. Time and again, this Court has explained that “just as ‘we should not take it upon ourselves to extend [a] waiver [of sovereign immunity] beyond that which Congress intended[,] . . . [n]either,
however, should we assume the authority to narrow
the waiver that Congress intended.’” United States v.
Idaho ex rel. Dir., Idaho Dep’t of Water Res., 508 U.S.
1, 7 (1993) (alterations in original) (quoting Smith v.
United States, 507 U.S. 197, 203 (1993)). And because
the decision to waive sovereign immunity involves policy considerations that “Congress is ‘far more competent than the Judiciary’ to weigh,” Egbert v. Boule, 142
S. Ct. 1793, 1803 (2022) (quoting Schweiker v.
Chilicky, 487 U.S. 412, 423 (1988)), this Court has
made clear that judges should not impose their own,
post-hoc requirements on how Congress may accomplish that waiver. Doing so—requiring the statute to
use “magic words,” FAA v. Cooper, 566 U.S. 284, 291
(2012), for example—would undermine the entire basis for vesting the authority to waive sovereign immunity in Congress in the first place.
Yet that is precisely what the United States Department of Agriculture (USDA) asks this Court to do.
It concedes that the Fair Credit Reporting Act (FCRA)
subjects to civil liability any “person” who negligently
or willfully “fail[s] to comply with [the FCRA’s] requirement[s],” 15 U.S.C. §§ 1681n(a), 1681o(a). It also
concedes that the FCRA defines “person” to include
3
“any . . . government or governmental subdivision or
agency,” id. § 1681a(b). But in the face of that “unequivocal declaration” from Congress, Dellmuth v.
Muth, 491 U.S. 223, 232 (1989), it appeals to legislative history to attempt to create ambiguity, and it asserts that “cross-referencing a broad general definition” is insufficient to waive sovereign immunity, Pet’r
Br. 10, creating from whole cloth a rule that the causeof-action provision of a statute on its own must subject
the sovereign to suit.
Adopting such a rule would not only defy this
Court’s precedents, it would also displace Congress’s
judgment, as reflected in the FCRA’s text, that a damages remedy is necessary against the federal government when it violates the FCRA’s substantive provisions. Indeed, many of the USDA’s arguments to this
Court—for example, that construing the FCRA to authorize suit against it would “vastly expand liability
for federal-agency activity already covered by the Privacy Act,” Pet’r Br. 36—are precisely the sort of arguments that would be better presented to Congress,
with its “greater capacity ‘to weigh and accommodate
the competing policy concerns and reliance interests’
involved in the issue,” Michigan v. Bay Mills Indian
Cmty., 572 U.S. 782, 801 (2014) (quoting Kiowa Tribe
of Okla. v. Mfg. Techs., Inc., 523 U.S. 751, 759 (1998)).
In recent years, this Court has been especially skeptical of such arguments, as they risk “arrogating legislative power” and undermining “the Constitution’s
separation of legislative and judicial power.” Hernandez v. Mesa, 140 S. Ct. 735, 741 (2020). Those principles apply equally in this case.
4
ARGUMENT
I.
The Decision Whether to Waive the Federal
Government’s Sovereign Immunity Belongs
to Congress.
Since the earliest invocations of the sovereign immunity doctrine, this Court has recognized that only
Congress, as the people’s representative, has the
power to decide whether or not to waive the United
States’ sovereign immunity. In justifying this rule,
this Court has often spoken of the gravity of the decision to allow a private individual to vindicate his or
her own private interests against the entity entrusted
with protection of the greater public, as well as the risk
that allowing such private litigation could divert government resources away from pursuit of the public
welfare. See, e.g., The Siren, 74 U.S. 152, 154 (1868)
(warning that “the public service would be hindered,
and the public safety endangered, if the supreme authority could be subjected to suit at the instance of
every citizen, and consequently controlled in the use
and disposition of the means required for the proper
administration of the government”); Great N. Life Ins.
Co. v. Read, 322 U.S. 47, 53 (1944) (“The principle of
immunity from litigation assures the states and the
nation from unanticipated intervention in the processes of government.”); Larson, 337 U.S. at 704
(“[T]he interference of the Courts with the performance of the ordinary duties of the executive departments of the government, would be productive of nothing but mischief.” (quoting Decatur v. Paulding, 39
U.S. 497, 516 (1840))). Decisions involving such matters, according to this Court, are squarely within Congress’s “bailiwick,” and thus Congress is “[t]he right
governmental actor” to determine whether “to waive
immunity.” Thacker v. Tenn. Valley Auth., 139 S. Ct.
1435, 1442 (2019).
5
At the same time, this Court has been clear that
the courts should not second-guess Congress’s decision
to waive immunity. After all, while private suits risk
interfering with governmental functions, those risks
must be weighed against the fundamental principle,
dating at least to Marbury v. Madison, 5 U.S. (1
Cranch) 137 (1803), that “[t]he very essence of civil liberty certainly consists in the right of every individual
to claim the protection of the laws, whenever he receives an injury.” Id. at 163. Our constitutional structure manifests a strong interest in permitting individuals to sue the government “where [their] federally
protected rights have been invaded.” Bell v. Hood, 327
U.S. 678, 684 (1946). Thus, “once Congress has acted
to permit the claim of the aggrieved against the sovereign to be pursued in a judicial forum”—having determined that for a particular area of law, any threat of
private litigation disrupting government is outweighed by the need for a remedy—“courts should not
frustrate the legislative promise of relief by reconstructing a broader scope of immunity through a hostile and narrow construction of the statute.” Gregory
C. Sisk, Twilight for the Strict Construction of Waivers
of Federal Sovereign Immunity, 92 N.C. L. Rev. 1245,
1252 (2014). As one preeminent treatise has put it,
“[i]t is one thing to regard government liability as exceptional enough to require clarity of creation as a
matter of presumed legislative intent,” yet it “is quite
something else to presume that a legislature that has
clearly made the determination that government liability is in the interest of justice wants to accompany
that determination with nit-picking technicalities that
would not accompany other causes of action.” Antonin
Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 285 (2012).
6
This makes sense not just as a principle of statutory interpretation, but also as a matter of separation
of powers. If the primary constitutional “justification
for sovereign immunity is to allow Congress to determine the appropriate balance between protecting government policymaking and providing remedies to
those injured by government actions,” then “the object
of interpreting statutory waivers of sovereign immunity should be to ascertain and implement the deliberate balance achieved by Congress.” John Copeland
Nagle, Waiving Sovereign Immunity in an Age of Clear
Statement Rules, 1995 Wis. L. Rev. 771, 818 (1995).
This approach is particularly important given the myriad policy considerations and conflicting interests that
go into a congressional waiver of sovereign immunity—interests that Congress, certainly more so than
this Court, is positioned to reconcile. See Harold J.
Krent, Reconceptualizing Sovereign Immunity, 45
Vand. L. Rev. 1529, 1531 (1992) (“The dominant justification for sovereign immunity must be that we trust
Congress, unlike any other entity, to set the rules of
the game.”).
This Court’s sovereign immunity precedents reflect that understanding. As this Court recently explained, to determine whether a statute waives sovereign immunity, this Court “simply” applies “‘traditional’ tools of statutory interpretation” to decide
whether “Congress’s abrogation . . . is ‘clearly discernable’ from the statute itself.” Lac du Flambeau Band
of Lake Superior Chippewa Indians v. Coughlin, 143
S. Ct. 1689, 1696 (2023) (quoting Cooper, 566 U.S. at
291). And if the statute itself is unambiguous, that
ends the matter: this Court has “never required that
Congress use magic words” to effectuate a clear waiver
of sovereign immunity. Cooper, 566 U.S. at 291.
7
Consistent with its insistence on fidelity to statutory text, this Court long ago discarded the rule that
legislative history can create ambiguity in a statute
that plainly waives sovereign immunity. See, e.g.,
United States v. Nordic Vill., Inc., 503 U.S. 30, 37
(1992) (noting that “legislative history has no bearing
on the ambiguity point” in the sovereign immunity inquiry); Milner v. Dep’t of Navy, 562 U.S. 562, 574
(2011) (“Legislative history, for those who take it into
account, is meant to clear up ambiguity, not create
it.”). Focusing on text rather than legislative history
allows people “to rely on the law as written, without
fearing that courts might disregard its plain terms
based on some extratextual consideration.” Bostock v.
Clayton County, 140 S. Ct. 1731, 1749 (2020). That
principle is especially important in the context of sovereign immunity, a background rule designed to protect the interests of the people as a whole and to give
way when Congress determines that allowing suit furthers the public interest.
Accordingly, although this Court typically resolves
unclear statutes in favor of the sovereign, such “‘rules
of thumb’ give way when ‘the words of a statute are
unambiguous.’” Sebelius v. Cloer, 569 U.S. 369, 381
(2013) (quoting Conn. Nat’l Bank v. Germain, 503 U.S.
249, 253-54 (1992)). This Court has only resorted to
the so-called “sovereign immunity canon” when it has
confronted ambiguity in the plain text of a statute.
See, e.g., Richlin Sec. Serv. Co. v. Chertoff, 553 U.S.
571, 589-90 (2008) (declining to apply “sovereign immunity canon” because “there is no ambiguity left for
us to construe”); U.S. Dep’t of Energy v. Ohio, 503 U.S.
607, 626-27 (1992) (invoking sovereign immunity
canon only after traditional tools of statutory interpretation left the Court “with an unanswered question”);
Ardestani v. INS, 502 U.S. 129, 137 (1991) (same).
8
Thus, even though “[t]he standard for finding a congressional abrogation is stringent,” if the “language of
the statute” amounts to an “unequivocal” abrogation,
this Court must respect the statutory text. Fin. Oversight & Mgmt. Bd. for P.R. v. Centro de Periodismo Investigativo, Inc., 143 S. Ct. 1176, 1183 (2023) (quoting
Dellmuth, 491 U.S. at 232).
In sum, this Court’s consistent approach to questions of sovereign immunity has been to examine the
text of the statute and then “implement Congress’s
choices rather than remake them.” Health & Hosp.
Corp. of Marion Cnty. v. Talevski, 143 S. Ct. 1444,
1454 (2023). That approach reflects this Court’s understanding that Congress, not the Judiciary, gets to
decide when the interest in vindication of individual
rights outweighs the government’s interest in conducting its affairs free from the threat of litigation. As this
Court has recognized, that nuanced decision should be
left in the hands of the people’s representatives.
II. This Court Should Decline the USDA’s
Invitation to Arrogate Legislative Authority
by Imposing a Post-Hoc “Magic Words”
Requirement on the Manner in Which
Congress May Waive Sovereign Immunity.
Running headlong into these precedents, the
USDA, in effect, asks this Court to create a new rule
for how Congress may waive sovereign immunity. It
argues that a waiver of sovereign immunity should
only be considered unambiguous “in the context of a
direct and explicit reference to [the sovereign] in the
relevant cause of action itself.” Pet’r Br. 20. Yet none
of the cases cited by the USDA support that rule, and
to tighten the requirements for waiving sovereign immunity after Congress has already legislated would
subvert Congress’s plan in passing the law and
9
amount to an inappropriate aggrandizement of judicial power.
A. The USDA relies primarily on two cases for its
novel rule, both of which it misconstrues. Fifty years
ago, in Employees of the Department of Public Health
& Welfare v. Department of Public Health & Welfare,
411 U.S. 279 (1973), the Court held that Congress did
not abrogate state sovereign immunity by amending
the definition of “employer” in the Fair Labor Standards Act (FLSA) to include certain state facilities while
leaving in place a preexisting FLSA cause of action
against an “employer.” Id. at 282-83. Although the
“literal language” of the FLSA covered the state defendants, id. at 283, the Court discounted the statute’s
plain text because it “found not a word in the history
of the 1966 amendments to indicate a purpose of Congress to make it possible for a citizen of that State or
another State to sue the State in the federal courts,”
id. at 285. In reaching this conclusion, the Court limited its engagement with a tricky constitutional question regarding congressional power to waive states’ immunity and avoided overruling a then-relatively recent precedent, Parden v. Terminal Railway of Alabama State Docks Department, 377 U.S. 184 (1964).
Seemingly recognizing that Employees’ reliance on
legislative history to create ambiguity reflects an outmoded method of statutory interpretation, the USDA
argues that the Court merely turned to legislative history in Employees for support for its independent conclusion that the FLSA’s text was unclear. See Pet’r Br.
27. But that argument simply cannot be squared with
this Court’s statement in Employees that the “literal
language” of the statute plainly covered the state entities. Employees, 411 U.S. at 283. It is hard to imagine
a more explicit recognition of the clarity of statutory
text.
10
Remarkably, then, the USDA argues in the alternative that legislative history can be used to “reinforce
that Congress has not waived immunity” even if it cannot be used to find a waiver that does not exist in the
statutory text. Pet’r Br. 27-28. Not only has this Court
expressly held to the contrary, see supra Section I, but
creating such a one-way street would undermine congressional authority and the careful balancing that
goes into deciding whether to effectuate a waiver of
sovereign immunity in the first place. In other words,
if courts were permitted to go searching through legislative history for indications that contradict clear statutory text, it would wrest control of the sovereign immunity question away from Congress and put it in the
hands of the Judiciary, undermining the chief justification for sovereign immunity as a default rule that
Congress legislates against.
In any event, Employees does not stand for the
broad proposition for which the USDA cites it. Never
once in the decision did this Court suggest that statutory cross-references categorically cannot create waivers of sovereign immunity. Indeed, the Court’s recognition that the two statutory sections of the FLSA read
together created a “literal” waiver of sovereign immunity, 411 U.S. at 283, suggests quite the opposite.
B. The second case that the USDA relies on for its
novel rule, Atascadero State Hospital v. Scanlon, 473
U.S. 234 (1985), also in no way “illustrate[s] that Congress does not waive sovereign immunity simply by
cross-referencing a broad general definition.” Pet’r Br.
10. For one thing, Atascadero could not have possibly
addressed how “broad definitions” affect the sovereign
immunity analysis because the case did not turn on an
expressly defined term at all.
Instead, in Atascadero, this Court held that a provision that authorized suit for violations of Section 504
11
of the Rehabilitation Act by “any recipient of Federal
assistance” was “not the kind of unequivocal statutory
language sufficient to abrogate” a state’s Eleventh
Amendment immunity, even if the state received “Federal assistance.” 473 U.S. at 245-46. Critically, however, states were not defined by Congress as “recipient[s] of Federal assistance” in the Rehabilitation Act;
rather, they became “recipient[s]” through their own
actions.
It is thus possible to imagine that when Congress
subjected “any recipient of Federal assistance” to suit
for violation of Section 504, it did not consider that
such broad language might cover states and state
agencies under certain circumstances. At least, Congress itself never expressly stated as much.
It is much more difficult to imagine that Congress
did not think the federal government could be subject
to suit when it wrote a law subjecting any “person” to
suit and defining “person” to include “any . . . government or governmental subdivision or agency,” 15
U.S.C. § 1681a(b). Congress itself wrote both the
cause of action and the definitions provision, albeit at
different times.2
And even if Atascadero created any doubt about
Congress’s ability to waive sovereign immunity
through a statutory cross-reference, subsequent deci-
2 Notably, Congress wrote the cause of action subjecting any
“person” to suit after writing the definitions provision, which defined “person” as including a “government or governmental subdivision or agency.” Compare Fair Credit Reporting Act, Pub. L.
No. 91-508, sec. 601, § 603(b), 84 Stat. 1127, 1128 (1970) (defining
“person” to include the federal government), with Consumer
Credit Reporting Reform Act of 1996, Pub. L. No. 104-208,
§§ 2412(a)-(e), 2415, 110 Stat. 3009-446 to 3009-447, 3009-450
(creating civil liability for “[a]ny person”).
12
sions of this Court put it to rest. In both Kimel v. Florida Board of Regents, 528 U.S. 62 (2000), and Nevada
Department of Human Resources v. Hibbs, 538 U.S.
721 (2003), this Court held that authorization of suit
against a “public agency” permitted suit against a
state agency, where the statute contained a separate
provision defining “public agency” as including “the
government of a State.” See Kimel, 528 U.S. at 73-74;
Hibbs, 538 U.S. at 726. In reaching that conclusion in
Kimel, this Court explained that it has “never required
that Congress make its clear statement [waiving sovereign immunity] in a single section or in statutory
provisions enacted at the same time.” 528 U.S. at 76.
The USDA makes much of the fact that in both
Kimel and Hibbs, the defined term appearing in the
cause of action, “public agency,” inherently conveyed
that state agencies were covered—or at least, “public
agency,” in the USDA’s view, is a more natural fit with
a definition including state agencies than “person” is
with a definition including the federal government.
Even if true, that is irrelevant: the whole purpose of
including a “definitions” section in a statute is to clarify whether certain terms should take on special—even
atypical—meanings in the context of the law. To require the defined term to bear some particular meaning independent of its statutory definition would render the definition provision itself unnecessary.
C. Once its arguments from precedent are discounted, what the USDA really wants becomes clear:
for this Court to engage in the sort of weighing of policy
interests that Congress already undertook when it enacted a waiver of sovereign immunity in the FCRA.
For instance, the USDA argues that authorizing
suits against it through the FCRA is “inconsistent with
the carefully calibrated remedies available against the
federal government under the Privacy Act,” which
13
“comprehensively regulates Executive Branch agencies in their collection, maintenance, use, and dissemination of ‘records’ containing information about an
‘individual,’” Pet’r Br. 35-36 (quoting 5 U.S.C.
§ 552a(a)(1)-(5) and (b)), and “authorizes only a limited
scope of private civil actions,” id. at 36 (quoting 5
U.S.C. § 552a(g)).
Yet it is entirely possible—indeed, likely—that
Congress was aware of the Privacy Act and its limited
remedies when it enacted the FCRA, and it decided
that those remedies were insufficient to ensure the accuracy of consumer credit information. Congress easily could have made the judgment that violation of
such accuracy requirements justified greater or different punishment from that authorized by the Privacy
Act. It is not the role of this Court to second-guess that
judgment.
The USDA also asserts that a plain-text reading of
the FCRA’s sovereign immunity provisions would necessarily subject states, not just the federal government, to suit, in violation of this Court’s holding in
Seminole Tribe of Florida v. Florida, 517 U.S. 44
(1996), that Congress cannot abrogate state sovereign
immunity under its Commerce Clause authority.
Even if the USDA’s interpretation were correct, but see
Resp. Br. 28-29 (arguing the FCRA’s cause of action
extends to states but is not sufficient to waive their
immunity), it would not give this Court license to rewrite the FCRA in a case that involves federal sovereign immunity and is thus one in which Congress
plainly has the authority to waive immunity. The bottom line is that this Court should not depart from the
plain meaning of the FCRA’s text because of speculation about how that text might apply in a different context.
14
For this Court to accept the USDA’s invitation to
raise the already-high bar for waiving sovereign immunity after Congress has already legislated would be
especially problematic. “It is a commonplace of statutory interpretation that ‘Congress legislates against
the backdrop of existing law.’” Parker Drilling Mgmt.
Servs., Ltd. v. Newton, 139 S. Ct. 1881, 1890 (2019)
(quoting McQuiggin v. Perkins, 569 U.S. 383, 398 n.3
(2013)). The law that existed in 1996 when Congress
revised the FCRA’s civil liability provision was clear,
and remains so today: Congress may abrogate sovereign immunity by “making its intention unmistakably
clear in the language of the statute.” Dellmuth, 491
U.S. at 228. Awareness of the rules for waiving sovereign immunity allows Congress to act deliberately
when it wants to do so. If this Court were permitted
to change the rules of the game after-the-fact, it would
essentially be rewriting the statute that Congress enacted, notwithstanding the myriad policy considerations that go into any waiver of sovereign immunity.
See Nagle, supra, at 773 (“[I]nterpretive rules that
Congress cannot satisfy when drafting a statute conflict with legislative supremacy.”).
This Court has always been wary of engaging with
such weighty questions—ones that it is ill-suited to answer. For instance, in the context of Bivens, this Court
has cautioned that “the decision to recognize a damages remedy requires an assessment of its impact on
governmental operations systemwide,” an assessment
that is more appropriately vested in Congress than the
courts. Ziglar v. Abbasi, 582 U.S. 120, 136 (2017).
There, as here, “the most important question is ‘who
should decide’ whether to provide for a damages remedy, Congress or the courts?” Hernandez, 140 S. Ct. at
750 (quoting Abbasi, 582 U.S. at 135). “The correct
15
‘answer most often will be Congress.’” Id. at 750 (quoting Abbasi, 582 U.S. at 135).
Just as this Court has cautioned against inferring
a remedy where the text is not clear, so too should this
Court refrain from foreclosing a remedy that Congress
has expressly authorized. “The exemption of the sovereign from suit involves hardship enough where consent has been withheld.” United States v. Williams,
514 U.S. 527, 541 (1995) (Scalia, J., concurring) (quoting United States v. Aetna Cas. & Sur. Co., 338 U.S.
366, 383 (1949)). This Court should not “add to its rigor by refinement of construction where consent has
been announced.” Id.
* * *
At bottom, this case involves a straightforward exercise of statutory interpretation. The text of the
FCRA clearly and unambiguously waives the federal
government’s sovereign immunity from suit. The
USDA may “wish[] [the FCRA] said something else.
But that is ‘an appeal better directed to Congress.’”
Talevski, 143 S. Ct. at 1455 (quoting Nieves v. Bartlett,
139 S. Ct. 1715, 1730 (2019) (Gorsuch, J., concurring
in part and dissenting in part)). This Court should not
indulge it.
16
CONCLUSION
For the foregoing reasons, this Court should affirm
the judgment of the court below.
Respectfully submitted,
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
MIRIAM BECKER-COHEN
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW, Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
October 2, 2023
* Counsel of Record
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.