Amicus Curiae Brief — National Rifle Association of America, Petitioner v. Maria T. Vullo
Supreme Court briefJan 16, 2024
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No. 22-842
In the
Supreme Court of the United States
__________________________________________
THE NATIONAL RIFLE ASSOCIATION OF AMERICA,
Petitioner,
v.
MARIA T. VULLO,
Respondent.
__________________________________________
On Writ of Certiorari to the
United States Court of Appeals
for the Second Circuit
__________________________________________
BRIEF OF AMICUS CURIAE
FIREARM POLICY COALITION, INC.
IN SUPPORT OF PETITIONER
__________________________________________
DAVID H. THOMPSON
Counsel of Record
PETER A. PATTERSON
WILLIAM V. BERGSTROM
COOPER & KIRK, PLLC
1523 New Hampshire
Avenue, N.W.
Washington, D.C. 20036
(202) 220-9600
dthompson@cooperkirk.com
Counsel for Amicus Curiae
January 16, 2024
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES....................................... ii
INTEREST OF AMICUS CURIAE............................. 1
INTRODUCTION ........................................................ 1
SUMMARY OF ARGUMENT ..................................... 4
ARGUMENT ............................................................... 6
I.
The Second Circuit’s Decision is Incompatible
with Bantam Books. ............................................ 6
II.
Protecting the First Amendment Rights of
Organizations Like the NRA Is Critical to
Protecting Second Amendment Rights. ............ 14
CONCLUSION .......................................................... 21
ii
TABLE OF AUTHORITIES
CASES
Page
Antonyuk v. Chiumento,
Nos. 22-2908 (L), 22-2972 (Con),
22-2933, 22-2987, 22-3237,
2023 WL 8518003 (2d Cir. Dec. 8, 2023) ....... 16
Bantam Books, Inc. v. Sullivan,
372 U.S. 58 (1963) ................ 2, 3, 6, 7, 9, 12, 13
Buckley v. Valeo,
424 U.S. 1 (1976) ...................................... 13, 14
Defense Distributed v. Bruck,
30 F.4th 414 (5th Cir. 2022) ..................... 19, 20
Defense Distributed v. Grewal,
971 F.3d 485 (5th Cir. 2020) .......................... 19
Defense Distributed v. United States
Department of State,
838 F.3d 451 (5th Cir. 2016) .......................... 19
District of Columbia v. Heller,
554 U.S. 570 (2008)......................................... 15
Hill v. Colorado,
530 U.S. 703 (2000)......................................... 15
Kennedy v. Warren,
66 F.4th 1199 (9th Cir. 2023) ..................... 9, 10
McIntyre v. Ohio Elections Commission,
514 U.S. 334 (1995)......................................... 13
New York State Rifle & Pistol Association v.
City of New York,
140 S. Ct. 1525 (2020) .............................. 15, 16
iii
New York State Rifle & Pistol Association v.
Bruen, 597 U.S. 1 (2022) ............................ 1, 15
Rosenberg v. Rectors & Visitors of Univ. of Va.,
515 U.S. 819 (1995)......................................... 14
Snyder v. Phelps,
562 U.S. 443 (2011)......................................... 14
Washington v. Defense Distributed,
Nos. 20-35030, 20-35064,
2020 WL 4332902 (9th Cir. July 21, 2020) .... 20
We the Patriots, Inc. v. Grisham,
No. 1:23-cv-00771-DHU-LF,
2023 WL 6622042 (D.N.M. Oct. 11, 2023) ..... 18
OTHER AUTHORITIES
The Associated Press, Cuomo Declares State of
Emergency Over Gun Violence, N.Y. TIMES
(July 6, 2021), https://nyti.ms/3TX4Roo ........ 17
Ian Ayres & Spurthi Jonnalagadda, Guests With
Guns: Public Support for “No Carry” Defaults
on Private Land, 48 J. L. MED. & ETHICS 183
(2020)............................................................... 16
Governor Hochul Signs Landmark Legislative
Package to Strengthen Gun Laws and Protect
New Yorkers, N.Y. GOV’S. PRESS OFF.
(June 6, 2022), https://on.ny.gov/4b7Q40n .... 16
Jeffrey M. Jones, Americans’ Views of NRA Become
Less Positive, GALLUP (Sept. 13, 2019),
https://bit.ly/4aQh6sJ ..................................... 11
KOB4, New Mexico Gov. Lujan Grisham holds
news conference on gun violence, YOUTUBE
(Sept. 8, 2023), https://bit.ly/3SgWkv6 .......... 18
iv
Letter from Att’y Gen. Raul Torrez to Gov.
Lujan Grisham (Sept. 12, 2023),
https://bit.ly/3O2uXCC ................................... 18
Memorandum from Maria T. Vullo, Superintendent
of Fin. Servs., to the Chief Exec. Officers or
Equivalent of N.Y. State Chartered or
Licensed Fin. Insts. (Apr. 19, 2018),
https://on.ny.gov/3TujB7v .............................. 10
Luis Ferré-Sadurní & Grace Ashford, N.Y. Democrats to Pass New Gun Laws in Response to
Supreme Court Ruling, N.Y. TIMES
(June 30, 2022), https://nyti.ms/48Tgpgn ........ 1
STAFF OF H.R. COMM. ON OVERSIGHT AND GOV’T
REFORM, 113TH CONG., REP. ON THE DEPARTMENT OF JUSTICE’S “OPERATION CHOKE POINT”:
ILLEGALLY CHOKING OFF LEGITIMATE
BUSINESSES? (2014) ........................................ 12
Menqi Sun, New York Financial Regulator Notches
$100 Million Settlement With Coinbase,
WALL ST. J. (Jan. 4, 2023),
https://on.wsj.com/3Hhz5uM ............................ 7
Andrew Willinger, Litigation Highlight: Federal
Judge Weighs Maryland’s Post-Bruen
Sensitive Places Law, DUKE CTR. FOR
FIREARMS LAW: SECOND THOUGHTS BLOG
(Oct. 18, 2023) ................................................. 17
1
INTEREST OF AMICUS CURIAE
Firearms Policy Coalition, Inc. (FPC) is a
nonprofit membership organization that works to
create a world of maximal human liberty and
freedom.1 It seeks to protect, defend, and advance the
People’s rights, especially but not limited to the
inalienable, fundamental, and individual right to
keep and bear arms. FPC accomplishes its mission
through legislative and grassroots advocacy, legal and
historical research, litigation, education, and
outreach programs. FPC’s legislative and grassroots
advocacy programs promote constitutionally based
public policy. Since its founding in 2014, FPC has
emerged as a leading advocate for individual liberty
in state and federal courts, regularly participating as
a party or amicus curiae.
INTRODUCTION
Shortly after this Court held in New York State
Rifle & Pistol Association v. Bruen, 597 U.S. 1 (2022),
that the State of New York must allow its law-abiding
citizens to carry firearms in public, the State enacted
a “sensitive places” law effectively limiting carry to, in
the Governor’s words, “probably some streets.” Luis
Ferré-Sadurní & Grace Ashford, N.Y. Democrats to
Pass New Gun Laws in Response to Supreme Court
Ruling,
N.Y.
TIMES
(June
30,
2022),
https://nyti.ms/48Tgpgn. Litigation over New York’s
new and draconian public carry restrictions is
ongoing. One might think of the litigation over that
No counsel for any party has authored this brief in
whole or in part, and no person or entity, other than amicus or
its counsel, has made a monetary contribution to the preparation
or submission of this brief.
1
2
bill and other New York laws limiting the right to
keep and bear arms as representing the primary
battlefield on which the long-running conflict between
New York and the Second Amendment rights of its
citizens is playing out. Simultaneously, however, the
conflict is playing out in other indirect ways, of which
this case is a prime example. Not satisfied with
limiting the Second Amendment rights of its people
directly, New York has sought to cripple the National
Rifle Association by cutting it out of the market for
financial services and threatening retaliation against
those willing to do business with it.
Just as New York’s attempts to curtail firearm
rights directly violates the fundamental Second
Amendment right to keep and bear arms, this indirect
strategy violates the equally fundamental First
Amendment right to freedom of speech. This case
involves multiple clear instances of thinly veiled
threats made by both the governor of New York and
the head of its powerful financial regulatory
department to insurers, banks, and other financial
institutions doing business in New York that made it
perfectly clear that anyone willing to do business with
the NRA would face, at least, intensified regulatory
scrutiny, for having the temerity to do business with
a politically disfavored organization. That these
statements were understood to be threats is
demonstrated by the fact that they worked. Several of
the NRA’s business partners cut ties with the
organization, telling the NRA that the only reason for
their action was concern with incurring the wrath of
their regulators and inviting potential enforcement
actions for taking on too much “reputational risk” by
doing business with the group. This is a textbook
violation of the principle that this Court articulated in
3
Bantam Books, Inc. v. Sullivan, 372 U.S. 58 (1963),
that just as the government cannot directly retaliate
against a disfavored group for their speech, it also
cannot, indeed especially cannot, retaliate against it
indirectly by going after third-party intermediaries
who do business with the speaker.
In holding that this case does not conflict with
Bantam Books, the Second Circuit below misapplied
the law. It ignored the most important facts: that the
defendants possessed immense power over the
financial institutions to which they issued their
threats and the institutions understood the
statements to be threats. And it offered a blinkered
reading of the threats that ignored context, including
the identity and authority of the speaker. Its approach
would, if followed in other cases, mean that only the
most brazen threats could possibly be recognized as
amounting to a First Amendment violation. Indeed,
the Second Circuit’s analysis perversely appears to
allow the great scope of authority wielded by the
defendants to excuse their threats, since, in the
Second Circuit’s view, issues of “reputational risk”
were within the regulator’s purview and so
appropriately a topic on which she had to keep the
regulatory community informed of her views.
The problem this creates should be obvious. New
York is a leader in the movement among a small
number of states seeking to curtail the Second
Amendment rights of their citizens to the maximum
extent possible. In this environment, the authority to
regulate the “reputational risk” of associating with
pro-Second Amendment groups is not a tool that is
likely to go unused. Indeed, the recent past is replete
with examples of states following New York’s lead
4
when it comes to finding creative new ways to infringe
Second Amendment rights, and this case is just one of
several that are currently pending that demonstrate
the strong animus these states have to groups that
will seek to promote and defend the right to keep and
bear arms. Indeed, amicus is aware of similar tactics
currently being used in New Jersey and Washington
to try and punish pro-Second Amendment
organizations. By protecting core political speech, the
First Amendment indirectly protects a host of other
rights. But similarly, attacks on First Amendment
rights surrounding such speech threatens a host of
other rights. To ensure that the First Amendment
remains protective of all people’s rights to take
positions on important social and constitutional
issues—especially positions that are disfavored by
those in power—this Court should make clear that
such tactics remain unconstitutional.
SUMMARY OF ARGUMENT
I. The Second Circuit misapplied Bantam Books
when it held that defendant Maria Vullo’s private
statements to bankers and insurers, official
regulatory guidance, and statements to the press, all
focused on emphasizing her animus towards proSecond Amendment groups like the NRA and
underscoring for the regulated entities that
association with such organizations constituted a
“reputational risk,” was constitutionally protected
speech and not blatant retaliation against the NRA
for taking disfavored political positions. This Court
must correct this error, which results from the Second
Circuit applying a heightened pleading standard that
is inappropriate at this early stage of the case and
ignoring the most crucial fact: that these threats were
5
perceived as threats by their recipients who caved to
pressure from Vullo and cut ties with the NRA as a
result.
The Second Circuit excused Vullo’s actions by
largely ignoring the effect that her immense
regulatory authority would have had on the import
that financial institutions gave to her words while
simultaneously using the breadth of her authority to
regulate risks to excuse those words. This sort of
analysis would permit Vullo or her successors in office
to enshrine their policy preferences on any important
issue in official banking policy and back those
preferences up with threats of enforcement actions
and fines. If Vullo has authority to regulate
“reputational risks” and to unilaterally announce to
the financial institutions she regulates which clients
or political positions represent unacceptable
reputational risks, then she has the de facto authority
to cut virtually any group with which she disagrees off
from the financial sector entirely. Such power
obviously poses a grave threat to First Amendment
freedoms, especially of groups like the NRA or amicus
who take positions on important constitutional issues
that are regularly opposed by Vullo and others in
positions of power. The Second Circuit’s decision must
be reversed.
II. It is no accident that this issue has arisen in
the context of an organization advocating for Second
Amendment rights. Vullo is not the first politician
with apparent disdain for the people’s right to keep
and bear arms and she will not be the last. But tactics
like hers have spread and will continue to do so if this
Court does not send a strong message that the First
Amendment rights of organizations promoting the
6
right to keep and bear arms are just as protected as
anyone else’s. While New York has, following this
Court’s decision in Bruen, sought to limit the practical
effect of that decision directly, a nascent movement to
indirectly attack the Second Amendment and those
who advocate for a proper understanding of the scope
of its protections, that began even before Bruen was
decided, has picked up steam in recent years. Vullo’s
tactics in this case are of a piece with tactics by
likeminded politicians in other states that look to New
York as an example in this area. Indeed, it is arguably
less egregious than some other assaults on the First
Amendment rights of advocacy organizations and
corporations who support the Second Amendment,
and this Court should make clear that such tactics
will not be countenanced.
ARGUMENT
I. The Second Circuit’s Decision is
Incompatible with Bantam Books.
In Bantam Books, this Court warned that “the
freedoms of expression must be ringed about with
adequate bulwarks.” 372 U.S. at 66. Those bulwarks,
however, are of little value if the government can
circumvent them by targeting third parties who do
business with an unfavored speaker, even though it
would be blatantly unconstitutional for it to target the
speaker directly. Determining when a government
official is unconstitutionally targeting intermediaries
for their lawful interactions with a disfavored speaker
requires “look[ing] through forms to the substance” of
speech by government actors to see whether they are
7
unconstitutionally quelling the exercise of First
Amendment rights. Id. at 67.
The Second Circuit below utterly failed to do
that. Although it purported to apply this Court’s
precedent, in reality it elevated form over substance
and ignored the threatening implication of a
regulator’s statements in formal guidance letters and
press releases that were generally addressed to the
regulated community as well as more specific
statements to parties that were actually doing
business with the NRA. As a result, the Second
Circuit blessed conduct that was intended to punish
the NRA for its speech by shutting it out of the market
for insurance products and other financial services.
Focusing on the substance of the statements in
question should make this an easy case. It involves a
regulator who openly spoke about her dislike of “the
NRA or similar gun promotion organizations” and
attempted to enshrine her policy preferences as part
of the risk-management practices of finance
companies doing business in New York. Sitting atop
the Department of Financial Services (“DFS”), Maria
Vullo headed up an office with authority to regulate
any financial institution doing business in New York
and to impose massive liability on entities that fail to
comply. See, e.g., Menqi Sun, New York Financial
Regulator Notches $100 Million Settlement With
Coinbase,
WALL
ST .
J.
(Jan.
4,
2023),
https://on.wsj.com/3Hhz5uM. From this immensely
powerful position, she made statements to financial
institutions that did, in fact, cause them to cut ties
with the NRA out of a concern that their continued
business relationship would attract the regulator’s
attention. In meetings with insurers regulated by her
8
agency, Vullo offered her views on gun control and
expressed a “desire to leverage [her] powers to combat
the availability of firearms, including specifically by
weakening the NRA.” Pet. App. 221. Vullo also issued
official guidance letters, entitled “Guidance on Risk
Management Relating to the NRA and Similar Gun
Promotion Organizations,” to the heads of licensed
New York banks and insurers that warned recipients
that DFS may consider association with the NRA to
constitute a reputational risk that financial
institutions would need to account for on their balance
sheets. Pet. App. 211, 246–51. And then Vullo, in
conjunction with then-Governor Cuomo, issued a
press release urging businesses to cut ties with the
NRA and to “take prompt action[] to manage the[]
risks” of doing business with them. Pet. App. 244. In
a tweet following the press release, Governor Cuomo
called the NRA “an extremist organization” and
reiterated his call for financial institutions to cut ties
with them. Pet. App. 213 (quoting Andrew Cuomo
(@NYGovCuomo), TWITTER (Apr. 20, 2018, 8:58 AM),
https://bit.ly/41ZeR2w).
In analyzing the statements, as well as the
actual regulatory enforcement actions against
insurers based on their work with the NRA, that are
at issue in this case, the Second Circuit purported to
analyze Vullo’s “(1) word choice and tone, (2) the
existence of regulatory authority, (3) whether the
speech was perceived as a threat, and, perhaps most
importantly, (4) whether the speech refers to adverse
consequences” to determine whether her actions had
impermissibly threatened those who would do
business with the NRA. Pet. App. 25 (citations
omitted). But in reality, the Second Circuit improperly
gave controlling significance to the first and the last
9
factor, downplaying the dispositive facts that Vullo
had immense regulatory power over the financial
institutions to whom she made her threats and that
the threats accomplished their aim by causing several
regulated entities to cut ties with the NRA. See Pet.
App. 28–29 (“Although she did have regulatory
authority over the target audience, and even
assuming some may have perceived the remarks as
threatening . . .”). Rather, what really counted for the
Second Circuit (the factor it said was “perhaps most
important[]”) was that the communications were
somewhat equivocal in describing the consequences
for regulated entities doing business with the NRA or
other pro-Second Amendment groups because “the
only ‘adverse consequences’ alluded to were the ‘risks,
including reputational risks . . . if any,’ of continuing
to do business with gun promotion groups amid
growing public concern over gun violence and the
‘social backlash’ against ‘organizations that promote
guns that lead to senseless violence.’ ” Pet. App. 25, 29
(emphasis and ellipsis in opinion). But this analysis
inverts Bantam Books, in which this Court found the
impact of the challenged statements on book
distributors to be “particularly relevant” points for
analysis and rejected Rhode Island’s argument that
the blacklists were “mere legal advice” as “naïve,”
considering rather that the statements served as
“instruments of regulation” against the entities they
targeted. 372 U.S. at 63, 68–69. While the presence of
overtly threatening language would of course make
this case even easier, the Second Circuit’s crediting its
absence to Vullo, as though it exonerates her actions,
has no basis in Bantam Books or in common sense. As
other courts have correctly noted, such language will
only be present in the “most obvious cases of coercion.”
10
Kennedy v. Warren, 66 F.4th 1199, 1211 (9th Cir.
2023). The Second Circuit would presumably
similarly find unthreatening the remarks of a mafioso
selling “insurance” to a business owner who idly
remarks on what a nice dry-cleaning operation he has
and would it not be a terrible shame if it all burned
down? Its reasoning leaves speakers unprotected from
quite obvious government coercion unless the
government is foolish enough to act in a particularly
ham-fisted or brazen manner.
In any event, the Second Circuit’s piecemeal
review of the language understates how brazen Vullo
was. Take, for example, the manner in which the
Second Circuit treated the language contained in the
guidance letter Vullo issued to the heads of New York
financial institutions. Contrary to the court’s
description of the letter, Vullo did not merely say that
regulated entities risked “social backlash” and
possible “reputational risk” from doing business with
the NRA or other pro-Second Amendment
organizations. Pet. App. 29. Rather, the letter began
by discussing “several recent horrific shootings” and
asserted that “society, as a whole, has a responsibility
to act and is no longer willing to stand by and wait
and witness more tragedies caused by gun violence,
but instead is demanding change now.” Memorandum
from Maria T. Vullo, Superintendent of Fin. Servs., to
the Chief Exec. Officers or Equivalent of N.Y. State
Chartered or Licensed Fin. Insts. (Apr. 19, 2018),
https://on.ny.gov/3TujB7v. It is this societal “demand”
that the guidance letter suggests weighs upon the
regulated institutions by opening them up to
“reputational risks” from “dealing[] with the NRA or
similar
gun
promotion
organizations.”
Id.
Nevertheless, the Second Circuit accepted this
11
language as nothing more than legitimate concern
from a regulator, since Vullo had authority to regulate
risks taken on by financial institutions and, “as
research shows, a business’s response to social issues
can directly affect its financial stability in this age of
enhanced corporate social responsibility.” Pet. App.
30; see also Pet. App. 30 n.14.
And here we hit upon the most important
problem with the Second Circuit’s decision. This
reasoning, if accepted, has the potential to permit a
financial regulator like Vullo, who had, as the head of
DFS, the authority to fine virtually any major
financial institution in the country for failure to
properly manage its risks or to deprive them of a
license to do business in New York, to enshrine her
political positions in banking regulations and cut off
any cause with which she disagrees from access to
financial services. Never mind that, around the time
Vullo issued her guidance letter, she was dramatically
overstating the “reputational risk” of working with
the NRA, which, while divisive, was viewed positively
by about half of the country, see Jeffrey M. Jones,
Americans’ Views of NRA Become Less Positive,
GALLUP (Sept. 13, 2019), https://bit.ly/4aQh6sJ
(showing that 48% of Americans viewed the group
favorably and 49% viewed it unfavorably), what
matters for the risk assessment of banks and insurers
is whether the person sitting at the top of DFS has a
negative view of a group’s advocacy work.
It would be bad enough if Vullo were only
throwing her regulatory weight behind an emergent
“heckler’s veto” to deprive Second Amendment
advocacy organizations of access to financial services,
but she herself manufactured that veto in this case,
12
and then she put enforcement authority behind it by
recasting a social debate as an unacceptable risk for a
financial institution to keep on their balance sheets.
By the same alchemy, Vullo could convert the act of
providing banking or insurance services to advocacy
organizations working on any cause with which she
disagrees into an unacceptable risk. Indeed, this same
maneuver was behind the Department of Justice’s
infamous “Operation Choke Point” which similarly
sought to cut off financial services to certain
industries (including the firearms industry) on the
basis that doing business with them “create[d] a
‘reputational risk’ sufficient to trigger a federal
investigation.” STAFF OF H.R. COMM. ON OVERSIGHT
AND GOV’T REFORM, 113TH CONG., REP. ON THE
DEPARTMENT OF JUSTICE’S “OPERATION CHOKE POINT”:
ILLEGALLY CHOKING OFF LEGITIMATE BUSINESSES? at
1 (2014). While Vullo sought to punish those
promoting Second Amendment rights, it is easy to
imagine different regulators latching on to different
pet policy issues—be they abortion, LGBTQ rights,
the rights of undocumented immigrants, or other
controversial issues of the day.
Although this Court acknowledged in Bantam
Books that the Rhode Island Commission to
Encourage Morality in Youth’s communications might
have been legitimate if they were “attempt[ing] to give
distributors only fair legal advice,” 372 U.S. at 72, it
cannot be that since Vullo “was charged with
overseeing insurance entities, banks, and other
financial institutions in New York[] . . . she surely had
the right to raise these concerns,” Pet. App. 30. There
is no limit to this principle where the regulator has
such broad authority and can push regulated entities,
with the (unstated) threat of fine or investigation
13
always in the background, to cease doing business
with anyone speaking out on any issue that she
dislikes. If accepted, then rather than weighing
against her in the First Amendment analysis, the fact
that Vullo had authority to make good on her threats
would perversely provide cover for her actions. After
all, the Second Circuit emphasized that “government
officials have a right—indeed, a duty—to address
issues of public concern,” Pet. App. 5, and with the
broad scope of potential “reputational risks” that
businesses may encounter, Vullo’s duty as head of
DFS to speak out on her issues is potentially
unlimited, and will immunize her and those in similar
positions to essentially legalize her own policy
preferences for financial institutions in New York and
throughout the country.
To the extent there is any daylight between this
case and Bantam Books, it is only because Vullo’s
actions here are considerably more troubling than
Rhode Island’s were there. After all, as Justice Harlan
pointed out in that case, there were legitimate
grounds on which Rhode Island could possibly
regulate the books the Commission targeted in that
case; if they really were obscene, then they were not
protected by the First Amendment. Bantam Books,
372 U.S. at 77–78 (Harlan, J., dissenting). Here,
however, Vullo targeted the NRA and other proSecond Amendment organizations for what is
unquestionably the sort of “core political speech” that
this Court has stressed is entitled to the greatest
protection. McIntyre v. Ohio Elections Comm’n, 514
U.S. 334, 347 (1995). After all, the First Amendment
exists “to assure unfettered interchange of ideas for
the bringing about of political and social changes
desired by the people.” Buckley v. Valeo, 424 U.S. 1,
14
14 (1976) (internal quotation marks omitted).
Attempts by New York to curtail such speech—
amounting to de facto viewpoint discrimination on an
issue of significant public importance and debate, see,
e.g., Rosenberg v. Rectors & Visitors of Univ. of Va.,
515 U.S. 819, 830 (1995), should elicit the most careful
and protective review possible, and should certainly
not be lightly dismissed at the pleading stage.
II. Protecting the First Amendment
Rights of Organizations Like the NRA Is
Critical to Protecting Second
Amendment Rights.
It is no accident that this issue has come to this
Court for the first time in 60 years in the context of
officially sanctioned discrimination by New York
against a Second Amendment organization. This
Court has frequently reiterated that “the point of all
speech protection is to shield just those choices of
content that in someone’s eyes are misguided, or even
hurtful.” Snyder v. Phelps, 562 U.S. 443, 458 (2011)
(quoting Hurley v. Irish-American Gay, Lesbian &
Bisexual Grp. of Bos., Inc., 515 U.S. 557, 574 (1995))
(ellipsis omitted). And while in some cases, like
Snyder, that means that the First Amendment must
be read to protect expression even of ideas that society
writ large finds “offensive or disagreeable,” id.
(quoting Texas v. Johnson, 491 U.S. 397, 414 (1989)),
formidable threats to our First Amendment liberties
also come in cases involving more evenly divided
debate over issues of broad public importance. It is
these cases that often push litigants and courts to
upset other doctrines, often at the margins at first, in
a way that ultimately erodes procedural or
substantive protections for everyone. In his dissent in
15
Hill v. Colorado, Justice Scalia warned that “[t]here is
apparently no end to the distortion of our First
Amendment law that the Court is willing to endure in
order to sustain . . . restriction[s] upon the free speech
of abortion opponents.” 530 U.S. 703, 753 (2000). And
just as “abortion distortion” was the concern then (in
the First Amendment context and elsewhere), “gun
distortion” is a real threat today as states like New
York come up with new stratagems by which to
hamper the Second Amendment rights, many of which
will have far-reaching impacts on other rights and
protections if this Court does not strictly police them.
As an antagonist of Second Amendment rights,
New York is second to no one. Most recently, of course,
it was a New York law requiring an individual to show
“proper cause” before acquiring a license and
exercising the Second Amendment right to carry a
firearm in public that this Court struck down in New
York State Rifle & Pistol Association, Inc. v. Bruen,
597 U.S. 1 (2022), when it established not only that
the Second Amendment enshrines a right to public
carry of firearms but also that the interest balancing
test employed by courts (and capitalized on by New
York previously to uphold its draconian firearm laws)
was inconsistent with this Court’s decision in District
of Columbia v. Heller, 554 U.S. 570 (2008). But before
that case, in an attempt to stave off a decision of this
Court disturbing the interest-balancing regime, New
York intentionally deprived this Court of jurisdiction
in New York State Rifle & Pistol Association v. City of
New York, 140 S. Ct. 1525 (2020) (per curiam), by
amending state law to abrogate the local restriction
on transporting firearms that was challenged there
and render the case moot. Id. at 1526. As Justice Alito
noted in, New York’s strategy was the sort of gambit
16
to “manufacture mootness in order to evade review” of
which this Court had previously “been particularly
wary.” Id. at 1533 (Alito, J., dissenting).
Following Bruen, New York has led the way on a
renewed direct assault on the Second Amendment,
passing, in an Extraordinary Legislative Session
convened specifically for the purpose, a response bill
that seeks to minimize the practical impact of Bruen
by adding new licensing requirements, creating a host
of new “sensitive locations” at which carry is entirely
banned or strictly curtailed, and even reversing the
presumption that individuals may carry on private
property in favor of a so-called “no-carry default” that
governs unless a property owner gives explicit
permission to carry firearms on his or her property.
See Antonyuk v. Chiumento, Nos. 22-2908 (L), 22-2972
(Con), 22-2933, 22-2987, 22-3237, 2023 WL 8518003,
at *3–4 (2d Cir. Dec. 8, 2023). The academics who
championed this last novel and uniquely infringing
restriction openly declared that “lawmakers should
expect that a ‘prohibited-unless-permitted’ default
would radically expand the private spaces where guns
could not be carried,” and as a result may even
“reduc[e] preferences to carry and possess firearms
more generally, as it becomes increasingly
inconvenient to do so.” Ian Ayres & Spurthi
Jonnalagadda, Guests With Guns: Public Support for
“No Carry” Defaults on Private Land, 48 J. L. MED. &
ETHICS 183, 184 (2020). In passing this law, New York
politicians specifically called for other states to follow
its lead in attempting to thwart this Court’s decision
in Bruen. See, e.g., Governor Hochul Signs Landmark
Legislative Package to Strengthen Gun Laws and
Protect New Yorkers, N.Y. GOV’S. PRESS OFF. (June 6,
2022), https://on.ny.gov/4b7Q40n (Governor Hochul
17
referring to “New York State’s nation-leading gun
laws,” Lieutenant Governor Delgado boasting that
“New York is leading the way” passing anti-gun
legislation, Letitia James promising “New York will
continue to lead in imposing reasonable gun laws that
keep our people safe, and I urge other states to follow
suit.”). And, in fact, several states have done so. See,
e.g., Andrew Willinger, Litigation Highlight: Federal
Judge Weighs Maryland’s Post-Bruen Sensitive Places
Law, DUKE CTR. FOR FIREARMS LAW: SECOND
THOUGHTS BLOG (Oct. 18, 2023), https://bit.ly/420rbj0
(“Following in the footsteps of New York and New
Jersey, Maryland enacted S.B. 1 earlier this year . . . .
Among other restrictions, the law bans the public
carry of firearms at designated sensitive locations and
institutes a default ban on carrying firearms on
private property without express permission from the
property owner.”).
This case represents an alternate front in New
York’s continual conflict against the Second
Amendment and those that advocate for a proper
understanding of the right. And just as with its direct
attack, other states are more than willing to follow
New York’s lead in its more inventive attempts to
thwart the Second Amendment by distorting other
constitutional protections and doctrines. For example,
in 2021 then-Governor Cuomo announced New York
as “the first state in the nation is going to declare a
disaster emergency on gun violence,” drawing specific
parallels between the state’s authority to respond to
the COVID-19 pandemic and its ability to respond to
“the epidemic of gun violence.” The Associated Press,
Cuomo Declares State of Emergency Over Gun
Violence, N.Y. TIMES, at 0:17–0:21, 0:54–1:02 (July 6,
2021), https://nyti.ms/3TX4Roo. Following that
18
blueprint, last year the Governor of New Mexico
declared a public health emergency related to gun
violence and, with the assistance of her Department
of Public Health, made it illegal to carry firearms in
public in Albuquerque or the surrounding county. See
We the Patriots, Inc. v. Grisham, No. 1:23-cv-00771DHU-LF, 2023 WL 6622042, at *2 (D.N.M. Oct. 11,
2023). The governor eventually (and only partially)
backed down after her own attorney general refused
to defend the order in court, noting that he did “not
believe that the Emergency Order will have any
meaningful impact on public safety [and] more
importantly, [he did] not believe it passes
constitutional muster,” and also that it was “not clear
that the problem is properly defined as a ‘public
health emergency.’ ” Letter from Att’y Gen. Raul
Torrez to Gov. Lujan Grisham (Sept. 12, 2023),
https://bit.ly/3O2uXCC. Of course the attorney
general was right; gun violence is nothing like a public
health emergency, but the creative approach
pioneered by New York was just the cover the
governor—who believed that “[n]o constitutional
right, in my view, including my oath, is intended to be
absolute” and that she possessed “additional powers”
to implement temporary restrictions on the Second
Amendment rights of New Mexicans “if there’s an
emergency,” KOB4, New Mexico Gov. Lujan Grisham
holds news conference on gun violence at 32:11,
YOUTUBE (Sept. 8, 2023), https://bit.ly/3SgWkv6—
needed to enforce restrictions more severe than those
that this Court had only just held clearly violated the
Second Amendment.
Most relevant for this case, New York’s attempts
to punish the NRA for its advocacy work in violation
of the First Amendment is part of a broader campaign
19
currently
being
waged
nationwide
against
organizations that seek to promote and defend the
right to keep and bear arms. For instance, for the last
ten years Defense Distributed—“a Texas company
operated for the purpose of promoting popular access
to firearms” has been locked in a legal battle over
Defense Distributed’s publication of computer
assisted design files for a single-round, plastic, 3Dprintable pistol. Def. Distributed v. Bruck, 30 F.4th
414, 421–22 (5th Cir. 2022) (“Defense Distributed III”).
Defense Distributed’s publication of the design files
was initially opposed by the United States, on the
grounds that publication violated the Arms Export
Control Act, Defense Distributed v. United States
Department of State, 838 F.3d 451, 455 (5th Cir. 2016)
(“Defense Distributed I”), but “after a period of
litigation, the parties reached a settlement agreement
that granted Defense Distributed a license to publish
its files.” Def. Distributed v. Grewal, 971 F.3d 485, 488
(5th Cir. 2020) (“Defense Distributed II”). Not satisfied
with the federal government’s enforcement decision,
New Jersey (and several other states) began a
coordinated campaign of harassment against Defense
Distributed with the goal of preventing publication
that looks, in many respects, very similar to the one
undertaken in New York. Defense Distributed claims
that the New Jersey Attorney General:
(1) sen[t] a cease-and-desist letter
threatening legal action if Defense
Distributed published its files; (2)
sen[t] letters to third-party internet
service providers based in California
urging them to terminate their
contracts with Defense Distributed; (3)
initiat[ed] a civil lawsuit against
20
Defense Distributed in New Jersey;
and
(4)
threaten[ed]
Defense
Distributed with criminal sanctions at
a live press conference.
Defense Distributed III, 30 F.4th at 422–23. It also
initiated litigation against Defense Distributed in the
Western District of Washington, securing injunctive
relief preventing Defense Distributed from publishing
its files, and succeeded in having the appeal of that
decision dismissed as moot. Washington v. Def.
Distributed, Nos. 20-35030, 20-35064, 2020 WL
4332902, at *1 (9th Cir. July 21, 2020). And through
its tactics, including attempts to split ongoing
litigation in Texas and transfer parts of the case to a
federal court in New Jersey, it has has so far
succeeded in preventing any appellate court from
“condemning what appear to be flagrant prior
restraints”
on
Defense
Distributed’s
First
Amendment protected speech. Defense Distributed III,
30 F.4th at 421.
By rejecting the Second Circuit’s analysis below,
this Court can send a strong message to such actors
that violations of First Amendment rights are no more
acceptable when they are directed against groups
advocating for Second Amendment rights than in any
other context.
21
CONCLUSION
For these reasons, the Court should reverse the
judgment of the Second Circuit.
January 16, 2024
Respectfully submitted,
DAVID H. THOMPSON
Counsel of Record
PETER A. PATTERSON
WILLIAM V. BERGSTROM
COOPER & KIRK, PLLC
1523 New Hampshire
Avenue, N.W.
Washington, D.C. 20036
(202) 220-9600
dthompson@cooperkirk.com
Counsel for Amicus Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.