Amicus Curiae Brief — Tre Hargett, Tennessee Secretary of State, et al., Petitioners v. Tennessee State Conference of the NAACP, et al.
Supreme Court briefFeb 21, 2023
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No. 22-773
In The
Supreme Court of the United States
----------------------------------------------------------------------TRE HARGETT, et al.,
Petitioners,
v.
TENNESSEE STATE CONFERENCE
OF THE NAACP, et al.,
Respondents.
----------------------------------------------------------------------On Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Sixth Circuit
----------------------------------------------------------------------BRIEF OF THE STATES OF GEORGIA,
ALABAMA, ARKANSAS, FLORIDA, INDIANA,
IOWA, KENTUCKY, LOUISIANA, MISSISSIPPI,
MONTANA, NEBRASKA, OHIO, OKLAHOMA,
SOUTH CAROLINA, TEXAS, AND VIRGINIA AS
AMICI CURIAE SUPPORTING PETITIONERS
----------------------------------------------------------------------CHRISTOPHER M. CARR
Attorney General
STEPHEN J. PETRANY
Solicitor General
Counsel of Record
PAUL R. DRAPER*
Honors Fellow
OFFICE OF THE GEORGIA
ATTORNEY GENERAL
40 Capitol Square, SW
Atlanta, Georgia 30334
(404) 458-3408
spetrany@law.ga.gov
Counsel for Amici
*Admitted in California; supervised
by members of the Georgia Bar.
i
TABLE OF CONTENTS
Page
Table of Authorities .............................................
ii
Interests of the Amici Curiae ..............................
1
Summary of the Argument ..................................
2
Argument .............................................................
3
I.
The question presented is recurring and
important to the States .............................
3
A. Plaintiffs regularly seek and courts
impose substantial fee awards against
state officials based on preliminary injunctions when cases end without a
merits judgment in the plaintiff ’s favor ........................................................
4
B. The circuit courts have failed to establish a clear and consistent test for
when a preliminary injunction supports a fee award in a case that ends
without a merits judgment ..................
9
C. Messy and unpredictable tests for fee
eligibility impose needless costs on
states and their residents ................... 14
II.
The Sixth Circuit below, and other circuit
courts, apply tests for fee eligibility that
conflict with this Court’s precedents ......... 18
Conclusion............................................................ 22
ii
TABLE OF AUTHORITIES
Page
CASES
Amawi v. Paxton,
48 F.4th 412 (5th Cir. 2022) ....................................13
Buckhannon Bd. & Care Home, Inc. v.
W. Va. Dep’t of Health & Human Res.,
532 U.S. 598 (2001) ............ 2, 9, 13, 14, 16, 18, 20, 21
Citigroup Glob. Mkts., Inc. v. VCG Special
Opportunities Master Fund Ltd.,
598 F.3d 30 (2d Cir. 2010) ................................. 12, 13
City of Burlington v. Dague,
506 U.S. 557 (1992) ...................................................2
Common Cause Georgia v. Sec’y, State of Georgia,
17 F.4th 102 (11th Cir. 2021) .................... 5, 6, 17, 18
Common Cause/Georgia v. Billups,
406 F. Supp. 2d 1326 (N.D. Ga. 2005) .......................4
Common Cause/Georgia v. Billups,
504 F. Supp. 2d 1333 (N.D. Ga. 2007) .......................5
Common Cause/Georgia v. Billups,
554 F.3d 1340 (11th Cir. 2009) ...................... 5, 17, 20
Common Cause/Georgia v. Billups,
No. 4:05-cv-0201, 2007 WL 9723985
(N.D. Ga. Dec. 27, 2007) ............................................5
Davis v. Abbott,
781 F.3d 207 (5th Cir. 2015) ......................................9
Davis v. Perry,
991 F. Supp. 2d 809 (W.D. Tex. 2014) ................... 8, 9
iii
TABLE OF AUTHORITIES—Continued
Page
Dearmore v. City of Garland,
519 F.3d 517 (5th Cir. 2008) ........ 9, 10, 12, 13, 17, 20
Douglas v. District of Columbia,
67 F. Supp 3d 36 (D.D.C. 2014) .................................8
Evans v. Jeff D.,
475 U.S. 717 (1986) .................................................16
Hewitt v. Helms,
482 U.S. 755 (1987) .................................................22
Higher Taste, Inc. v. City of Tacoma,
717 F.3d 712 (9th Cir. 2013) .............................. 17, 20
Hoosier Energy Rural Elec. Coop. v.
John Hancock Life Ins. Co.,
582 F.3d 721 (7th Cir. 2009) ....................................13
Kan. Judicial Watch v. Stout,
653 F.3d 1230 (10th Cir. 2011) ............................ 6, 12
Kan. Judicial Watch v. Stout,
No. 06-4056, 2012 WL 1033634
(D. Kan. Mar. 27, 2012) .............................................6
Marek v. Chesny,
473 U.S. 1 (1985) .....................................................16
McQueary v. Conqay,
614 F.3d 591 (6th Cir. 2010) .............................. 10, 11
N. Cheyenne Tribe v. Jackson,
433 F.3d 1083 (8th Cir. 2006) ..................................11
People Against Police Violence v.
City of Pittsburgh,
520 F.3d 226 (3d Cir. 2008) ................................. 6, 17
iv
TABLE OF AUTHORITIES—Continued
Page
Reilly v. City of Harrisburg,
858 F.3d 173 (3d Cir. 2017) .....................................13
Rogers Group, Inc. v. City of Fayetteville,
683 F.3d 903 (8th Cir. 2012) ................................ 7, 11
Select Milk Producers, Inc. v. Johanns,
400 F.3d 939 (D.C. Cir. 2005) ..................................12
Serono Labs., Inc. v. Shalala,
158 F.3d 1313 (D.C. Cir. 1998) ................................13
Sinapi v. Rhode Island Bd. of Bar Exam’rs,
910 F.3d 544 (1st Cir. 2018) ....................................10
Singer Mgmt. Consultants, Inc. v. Milgram,
650 F.3d 223 (3d Cir. 2011) (en banc) .....................10
Smyth v. Rivero,
282 F.3d 268 (4th Cir. 2002) ....................................10
Sole v. Wyner,
551 U.S. 74 (2007) ............................................. 18-21
Tenn. State Conf. of NAACP v. Hargett,
53 F.4th 406 (6th Cir. 2022) .......................... 4, 11, 19
Tenn. State Conf. of NAACP v. Hargett,
No. 3:19-cv-00365, 2021 WL 4441262
(M.D. Tenn. Sept. 28, 2021) .......................................4
Tex. State Teachers Ass’n v.
Garland Indep. Sch. Dist.,
489 U.S. 782 (1989) ................................ 12-14, 18, 21
Tri-City Cmty. Action Program, Inc. v.
City of Malden,
680 F. Supp. 2d 306 (D. Mass. 2010) .........................8
v
TABLE OF AUTHORITIES—Continued
Page
Watson v. County of Riverside,
300 F.3d 1092 (9th Cir. 2002) ................................ 6, 7
In re Witness Before Special Grand Jury 2000-2,
288 F.3d 289 (7th Cir. 2002) ....................................15
STATUTES
15 U.S.C. § 1117 ............................................................7
20 U.S.C. § 1415 ........................................................ 7, 8
28 U.S.C. § 2412 ............................................................7
42 U.S.C. § 1983 ................................................ 7, 16, 17
42 U.S.C. § 1988 ..................................... 1-4, 7, 9, 18, 21
42 U.S.C. § 2000e-5 .......................................................7
42 U.S.C. § 3613 ........................................................ 7, 8
42 U.S.C. § 12205 ..........................................................7
52 U.S.C. § 10310 ...................................................... 7, 9
OTHER AUTHORITIES
11A Charles Alan Wright & Arthur R. Miller,
Federal Practice and Procedure § 2948.3 (3d
ed. 2022) ..................................................................12
Steven K. Berenson, Public Lawyers, Private
Values: Can, Should, and Will Government
Lawyers Serve the Public Interest?, 41 B.C. L.
Rev. 789 (2000) ........................................................15
1
INTERESTS OF THE AMICI CURIAE1
This case is about how to interpret the term “prevailing parties,” the statutory threshold for deciding
when parties in certain civil rights lawsuits are eligible for attorney’s fees. 42 U.S.C. § 1988. The States
have obvious sovereign interests in the proper construction of this threshold because state officials are
often defendants in these cases, and the States will inevitably pay any fee awards against them. At the least,
the States need clear and predictable rules for when
they may be exposed to such awards so they can structure their conduct—budgeting, litigation, and otherwise—accordingly.
Unfortunately, the circuit courts have not supplied
clear, predictable rules for the question of fee eligibility
this case presents: when can a preliminary injunction
serve as the basis for attorney’s fees if the party seeking them never wins a final merits ruling? This question often arises when a state takes steps that resolve
a plaintiff ’s concerns—for example, amending a voter
ID law or changing an enforcement policy—after a preliminary injunction is issued. If the state’s actions will
expose it to a substantial fee award, the state needs to
know that in advance so it can make an informed decision whether to press on with the lawsuit. Without
clear rules to guide that decision, the States are left to
gamble with public money. The amici States therefore
urge this Court to step in and clear up this question so
This brief serves as notice to counsel for all parties. See
Sup. Ct. Rule 37.2.
1
2
the States can make sound litigation and policy decisions on the public’s behalf.
SUMMARY OF THE ARGUMENT
The petition identifies a recurring issue of great
importance to the States. Under 42 U.S.C. § 1988 and
a number of other federal statutes, plaintiffs regularly
seek and courts sometimes impose substantial fee
awards against state officials where the plaintiffs obtain a preliminary injunction but no final relief because the case becomes moot. Yet the circuit courts
have not established clear or consistent standards for
when, if ever, attorney’s fees are authorized under
these circumstances. Instead, the circuits apply amorphous, subjective tests that fall far short of this Court’s
repeated calls for “ready administrability” in fee eligibility standards. Buckhannon Bd. & Care Home, Inc. v.
W. Va. Dep’t of Health & Human Res., 532 U.S. 598, 610
(2001) (quoting City of Burlington v. Dague, 506 U.S.
557, 566 (1992)). These unstable and often contradictory tests impose needless costs on the States and their
residents in the form of protracted secondary litigation
over fees. This uncertainty then complicates the
States’ litigation and policy decisions, and it produces
a perverse incentive to continue litigating cases to final
judgment to avoid spending the public’s money on attorney’s fees.
Many circuits, including the Sixth Circuit here,
allow fee awards to preliminary injunction winners
under circumstances that conflict with the plain language of § 1988 and this Court’s precedents. Those
3
precedents make clear that a party is not a “prevailing
party” entitled to attorney’s fees unless the party secures relief that is both (1) court-ordered and (2) enduring. Cobbling together these requirements from a
preliminary injunction (court-ordered, but not enduring) and nonjudicial circumstances that moot the case
(perhaps enduring, but not court-ordered) is not good
enough. This Court should grant the petition to make
that clear for all.
ARGUMENT
I.
The question presented is recurring and
important to the States.
The question presented is when, if ever, a plaintiff
who wins a preliminary injunction but not a merits
ruling is a “prevailing party” entitled to attorney’s fees
under 42 U.S.C. § 1988. This question is a recurring
one because plaintiffs regularly seek attorney’s fees in
these circumstances, which mostly arise when the defendant’s (or a third party’s) actions resolve the plaintiff ’s concerns after a preliminary injunction is issued
but before the court decides the merits of the case. And
it is important for this Court to provide a clear answer
to this question because the circuit courts have not:
their tests for addressing fee eligibility in these circumstances are subjective and unpredictable. This imposes unnecessary costs on the States and their
residents.
4
A. Plaintiffs regularly seek and courts impose substantial fee awards against
state officials based on preliminary injunctions when cases end without a
merits judgment in the plaintiff ’s favor.
The plaintiffs in this case failed to win a merits
ruling on any of their claims against Tennessee officials before the State’s independent and voluntary actions gave the plaintiffs what they sought and mooted
their case. Yet, because the district court had earlier
issued a preliminary injunction, the court deemed
them “prevailing parties” under § 1988 and put Tennessee on the hook for $795,292.39 in attorney’s fees
and expenses. See Tenn. State Conf. of NAACP v.
Hargett, No. 3:19-cv-00365, 2021 WL 4441262, at *11
(M.D. Tenn. Sept. 28, 2021), aff ’d, 53 F.4th 406 (6th Cir.
2022). The plaintiffs did not win their lawsuit, but after being hit with a nearly seven-figure attorney’s fee
award, Tennessee can hardly be faulted for thinking it
lost.
Unfortunately for the States, Tennessee is not an
outlier. Plaintiffs regularly seek and courts have been
willing to impose substantial fee awards against state
officials under § 1988 based on this same combination:
a preliminary injunction, and a case that ends without
the plaintiffs having won a merits judgment.
Take Georgia. In Common Cause/Georgia v. Billups,
the district court issued a preliminary injunction
against enforcement of a voter ID law. 406 F. Supp. 2d
1326, 1377 (N.D. Ga. 2005). After Georgia enacted a
5
new law that expanded the ways for voters to comply
with the ID requirement, and after reviewing the new
law on the merits, the court ultimately denied permanent injunctive relief because Georgia’s “compelling
interest in preventing fraud in voting” outweighed any
burden that the ID requirement might have on the
right to vote. 504 F. Supp. 2d 1333, 1382–83 (N.D. Ga.
2007), aff ’d in relevant part, 554 F.3d 1340, 1355 (11th
Cir. 2009). So the plaintiffs didn’t just fail to win a
merits judgment—they lost the case. Yet the State was
forced to pay $112,235.03 in fees because the plaintiffs
had obtained a preliminary injunction against the old
law. 554 F.3d at 1356; No. 4:05-cv-0201, 2007 WL
9723985, at *22 (N.D. Ga. Dec. 27, 2007).
More recently, in Common Cause Georgia v. Secretary, State of Georgia, the plaintiffs argued that security issues in Georgia’s voter registration system could
result in the erroneous rejection of some provisional
ballots. 17 F.4th 102, 105 (11th Cir. 2021). The district
court granted a temporary restraining order—the
most preliminary form of relief—directing Georgia’s
Secretary of State to take steps to ensure the accuracy
of the November 2018 election results. Id. at 106. Before the district court could consider the plaintiffs’ request for permanent relief, however, the State enacted
two new voting laws that resolved the plaintiffs’ concerns, and the parties agreed to dismiss the action with
prejudice. Id. Based solely on the temporary restraining order, which the plaintiffs themselves acknowledged was “a very, very narrow order,” the district
6
court awarded $166,210.09 in fees and expenses. Id. at
105–06.
Other states, and their political subdivisions too,
have been made to pay large fee awards under the
same basic set of circumstances:
•
In Kansas Judicial Watch v. Stout, candidates
for judicial office obtained a preliminary injunction preventing the Kansas Commission
on Judicial Qualifications from disciplining
them for responding to a candidate questionnaire. 653 F.3d 1230, 1233–34 (10th Cir. 2011).
The Kansas Supreme Court revised the challenged canons before the district court decided the merits of the challenge. Id. at 1234.
Kansas paid $151,470.08 in fees. See No. 064056, 2012 WL 1033634, at *14 (D. Kan. Mar.
27, 2012).
•
In People Against Police Violence v. City of
Pittsburgh, the plaintiffs challenged Pittsburgh’s ordinance regulating parades and
crowds in public forums. 520 F.3d 226, 229–30
(3d Cir. 2008). The court preliminarily enjoined the ordinance, and then the city passed
a revised ordinance that satisfied the plaintiffs’ concerns. Id. The parties never litigated
the merits of the original ordinance, but the
city still paid $103,718.89 in attorney’s fees.
Id.
•
In Watson v. County of Riverside, the plaintiff
sought and obtained a preliminary injunction
preventing the county from introducing a police report in his administrative termination
7
proceedings. 300 F.3d 1092, 1094 (9th Cir.
2002). The court later granted judgment for
the defendants on all claims except one—on
which the court merely denied summary judgment—but because the administrative hearing was over, that claim was moot. Id. The
county nevertheless paid $153,988.41 in fees,
including fees for post-preliminary injunction
work, even though the plaintiff did not prevail
on the legal merits of any claim. Id. at 1095.
•
In Rogers Group, Inc. v. City of Fayetteville, the
plaintiff challenged a city ordinance limiting
its ability to operate a limestone quarry just
outside the city limits. 683 F.3d 903, 904 (8th
Cir. 2012). The plaintiff obtained a preliminary injunction, but the city independently
and voluntarily repealed the ordinance before
the court could rule on the plaintiff ’s request
for permanent relief. Id. Despite the absence
of any decision on the merits of the plaintiff ’s
claims, the city was forced to pay $110,419.71
in fees and costs. Id. at 907.
And those are just § 1988 cases. The same “prevailing party” language under which courts have
awarded attorney’s fees in moot § 1983 cases based on
preliminary injunctions appears in many other federal
statutes that authorize fee-shifting. See 15 U.S.C.
§ 1117(a) (Lanham Act); 20 U.S.C. § 1415(i)(3)(B)(i) (Individuals with Disabilities Education Act); 28 U.S.C.
§ 2412(d)(1)(A) (Equal Access to Justice Act); 42 U.S.C.
§ 2000e-5(k) (Civil Rights Act of 1964); 42 U.S.C.
§ 3613(c)(2) (Fair Housing Act); 42 U.S.C. § 12205
(Americans with Disabilities Act); 52 U.S.C. § 10310(e)
8
(Voting Rights Act). Courts have generally applied
these statutes in the same way:
•
In Douglas v. District of Columbia, a plaintiff
sued under the Individuals with Disabilities
Education Act and obtained a preliminary injunction directing the public school to permit
him to return to and complete a program for
at-risk students. 67 F. Supp. 3d 36, 39 (D.D.C.
2014). Because the plaintiff was allowed to
return to school, the case was mooted before
any merits decision. Id. at 40. But the district
court ordered the school system to pay
$17,009.62 in attorney’s fees and costs under
20 U.S.C. § 1415(i)(3)(B)(i). Id. at 39, 44.
•
In Tri-City Community Action Program, Inc. v.
City of Malden, the plaintiffs wished to retrofit a house to bring it into compliance with the
ADA. 680 F. Supp. 2d 306, 308 (D. Mass.
2010). They sought and obtained a preliminary injunction preventing the city from interfering. Id. at 310. The construction ended,
mooting the suit, before any further litigation
occurred. Id. at 310–11. The City paid $49,999
in fees and costs under 42 U.S.C. § 3613(c)(2).
Id. at 317.
•
And in Davis v. Perry, the plaintiffs challenged
a redistricting plan adopted by the Texas legislature. 991 F. Supp. 2d 809, 815 (W.D. Tex.
2014). The court enjoined the plan because it
had not been precleared under the Voting
Rights Act, and the court issued its own interim plan for the 2012 election. Id. at 816.
After preclearance was denied by a different
9
district court, the Texas Legislature passed a
new plan, which mirrored the court’s interim
plan, mooting the case. Id. at 818. The district
court ordered Texas to pay $363,378.43 in fees
and costs under § 1988 and § 10310(e) because the plaintiffs obtained “judicially sanctioned relief.” Davis v. Abbott, 781 F.3d 207,
213–14 (5th Cir. 2015). This time, however, the
court of appeals reversed the fee award. Id. at
215–18 (holding that the plaintiffs were not
prevailing parties because the preliminary relief did not arise from a prediction of future
success on the merits).
In short: what has happened to Tennessee happens a lot.
B. The circuit courts have failed to establish a clear and consistent test for when
a preliminary injunction supports a fee
award in a case that ends without a merits judgment.
Because this question of fee eligibility for preliminary-injunction winners is a recurring one, it stands to
reason that the rule for deciding it, like standards for
fee eligibility in general, should be clear and easy to
administer. See Buckhannon Bd. & Care Home, Inc. v.
W. Va. Dep’t of Health & Human Res., 532 U.S. 598, 610
(2001). But most circuit courts have not provided such
a rule. In addition to coming up with a number of
different and often conflicting formulations of a rule
to govern fee eligibility (as the petition demonstrates),
circuit courts have mostly chosen amorphous, factspecific rules over bright lines. Dearmore v. City of
10
Garland, 519 F.3d 517, 521 (5th Cir. 2008) (citation
omitted) (“[C]ircuit courts considering this issue have
announced fact-specific standards that are anything
but uniform.”).
Only a few circuit courts have established a
bright-line rule to govern the fee-eligibility question
presented here. In the Third and Fourth Circuits, a
plaintiff who wins a preliminary injunction is not a
“prevailing party” on that basis alone because the
plaintiff has not won anything on the merits. See
Singer Mgmt. Consultants, Inc. v. Milgram, 650 F.3d
223, 229 (3d Cir. 2011) (en banc); Smyth v. Rivero, 282
F.3d 268, 277 (4th Cir. 2002).2 The First Circuit similarly holds that preliminary relief does not confer prevailing-party status, at least where the opposing party
“never receive[s] a fair opportunity to contest” the merits on a fully developed record. Sinapi v. Rhode Island
Bd. of Bar Exam’rs, 910 F.3d 544, 551–52 (1st Cir.
2018).
Other circuits’ rules are messier. Take, for instance, the Sixth Circuit, whose test is especially hard
to pin down (as the Tennessee officials found in this
case). The circuit’s leading case on the question of
fees for preliminary-injunction winners never even articulated a test, instead describing the inquiry as “contextual and case-specific.” McQueary v. Conqay, 614
Even the Third Circuit left room for uncertainty, however.
In Singer, that court described a different case as “that rare situation where a merits-based determination is made at the injunction stage” and this did support a fee award. 650 F.3d at 229
(citation omitted).
2
11
F.3d 591, 601 (6th Cir. 2010). And the decision below
seems to have embraced the amorphous nature of that
standard in affirming the district court’s decision to
award fees, noting that there is “a spectrum of cases”
along which the relief granted ranges from “fleeting” to
“enduring,” the difference between them being only
“one of degree.” Hargett, 53 F.4th at 410–11. The panel
at least clarifies that a plaintiff who ultimately loses
on the merits cannot be a prevailing party, id., but beyond that, it is not clear how a future panel should
identify where along the “spectrum” any given case
lies.
The Eighth Circuit, too, injects needless subjectivity into this inquiry. Its test puts dispositive weight on
whether a preliminary injunction “merely maintains
the status quo.” N. Cheyenne Tribe v. Jackson, 433 F.3d
1083, 1086 (8th Cir. 2006). Yet that question appears to
turn not simply on whether the preliminary injunction
preserved the existing state of affairs, but rather on a
subjective determination of how “thorough[ly]” the district court considered the merits of the claim at issue
in granting the injunction. Compare id. (denying fee
award after the defendants’ voluntary action mooted
the case because, although the preliminary-injunction
order addressed likelihood of success on the merits, it
“did not discuss whether those claims would entitle
the Tribes to final relief on the merits against the
Secretary”), with Rogers Grp., 683 F.3d at 911 (granting fee award based on preliminary injunction that
prevented new rock quarry regulations from going into
effect because the order “engaged in a thorough
12
analysis of the probability that Rogers Group would
succeed on the merits of its claim”—even though that
injunction just maintained the real world status quo).
Other circuits introduce uncertainty into their
tests by asking whether the preliminary injunction
was based on an “unambiguous indication of probable
success on the merits” as opposed to a mere balancing
of the equities in favor of the plaintiff. Dearmore, 519
F.3d at 524; Kan. Judicial Watch, 653 F.3d at 1239
(same); see also, e.g., Select Milk Producers, Inc. v.
Johanns, 400 F.3d 939, 948 (D.C. Cir. 2005) (affirming
fee award to a preliminary-injunction winner and emphasizing that the “Milk Producers secured a preliminary injunction in this case largely because their
likelihood of success on the merits was never seriously
in doubt”). But a preliminary injunction, by its “very
nature,” is a “flexible” remedy that precludes “wooden
application of the probability test.” Citigroup Glob.
Mkts., Inc. v. VCG Special Opportunities Master Fund
Ltd., 598 F.3d 30, 35–36 (2d Cir. 2010) (citation omitted). Deciding whether the district court examined the
merits “serious[ly]” enough in that context is a fraught
endeavor, and a particularly “unstable threshold to fee
eligibility.” Id.; Tex. State Teachers Ass’n v. Garland Indep. Sch. Dist., 489 U.S. 782, 791 (1989).3
This difficulty is compounded by the “bewildering variety of
formulations” courts use to decide whether the likelihood of success on the merits is high enough to secure a preliminary injunction. 11A Charles Alan Wright & Arthur R. Miller, Federal
Practice and Procedure § 2948.3 (3d ed. 2022) (listing fourteen different articulations). Many courts allow the requisite likelihood
3
13
In addition to the fuzzy “is it sufficiently meritsbased” inquiry, at least the Fifth Circuit has added into
its test the knotty question whether the preliminary
injunction also “cause[d] the defendant to moot the
action.” Dearmore, 519 F.3d at 524; see also Amawi v.
Paxton, 48 F.4th 412, 417–18 (5th Cir. 2022) (doubling
down on Dearmore’s causation element). That question
pushes courts not only to assess motives and mental
states of government officials, but also to make a subjective judgment about just how strong the causative
link between the injunction and the mooting action
has to be. Did the defendants moot the action because
they were enjoined, or for some other reason, or for a
combination of reasons? If the latter, which reason
did they care about most? Hardly the stuff of “ready
administrability.” Buckhannon, 532 U.S. at 609–10
(citation omitted); Garland, 489 U.S. at 791 (rejecting
“central issue” test for “prevailing party” question because “[b]y focusing on the subjective importance of an
issue to the litigants, it asks a question which is almost
impossible to answer,” since it “appears to depend
largely on the mental state of the parties”).
of success to increase or decrease on a sliding scale depending on
the strength of the other preliminary-injunction factors. See, e.g.,
Hoosier Energy Rural Elec. Coop. v. John Hancock Life Ins. Co.,
582 F.3d 721, 725 (7th Cir. 2009) (“How strong a claim on the
merits is enough depends on the balance of harms: the more net
harm an injunction can prevent, the weaker the plaintiff ’s claim
on the merits can be while still supporting some preliminary relief.”); Serono Labs., Inc. v. Shalala, 158 F.3d 1313, 1317–18 (D.C.
Cir. 1998); Reilly v. City of Harrisburg, 858 F.3d 173, 179 (3d Cir.
2017); Citigroup Glob. Mkts., Inc., 598 F.3d at 36–38 & n.5 (all
similar).
14
The circuit courts are not just deeply divided over
the question of when preliminary-injunction winners
are “prevailing parties”—they have also created messy
and unpredictable tests that provide no certainty for
anyone.
C. Messy and unpredictable tests for fee
eligibility impose needless costs on
states and their residents.
The circuit courts’ amorphous, unpredictable tests
are not just trouble for district and circuit courts trying
to apply them; they are also costly in a number of ways
for states and their officials.
First, these tests impose the same obvious costs as
any “unstable threshold[s] to fee eligibility”: a second
major litigation when the case was supposed to be all
but over. Garland, 489 U.S. at 791. Time and again this
Court has rejected complicated rules for fee eligibility
to avoid subjecting parties to the needless costs in time
and resources of litigating over fees. The Court rejected
the “central issue” test for just this reason. Id. (“Creating such an unstable threshold to fee eligibility is
sure to provoke prolonged litigation, thus deterring
settlement of fee disputes and ensuring that the fee
application will spawn a second litigation of significant
dimension.”). Same with the “catalyst theory” tossed
away in Buckhannon, 532 U.S. at 609–10 (rejecting the
theory because it required a “highly factbound” and
“nuanced ‘three thresholds’ test”).
Second, these tests frustrate the States’ ability to
make informed litigation and policy decisions. When
15
deciding whether and how to defend against a lawsuit,
a state must balance a number of competing interests,
including defending duly enacted laws, implementing
effective policies, safeguarding its citizens’ rights, and
protecting the public fisc. See, e.g., In re Witness Before
Special Grand Jury 2000-2, 288 F.3d 289, 293 (7th Cir.
2002) (explaining that government lawyers have ethical duties to protect the public interest and the public
fisc); Steven K. Berenson, Public Lawyers, Private Values: Can, Should, and Will Government Lawyers Serve
the Public Interest?, 41 B.C. L. Rev. 789, 789 (2000). The
state’s exposure to attorney’s fees is an important variable in that calculus, and it ought to be a controllable
one: the state should remain exposed to a costly fee
award only so long as it continues the litigation, since
fees are usually allowed only if the plaintiff actually
wins the case. But the circuit courts’ tests replace this
modicum of control with uncertainty because they
sometimes allow fee awards even when a state decides
to stop litigating—for instance, because changing a law
would better serve the public interest—after a preliminary injunction is entered. And worse, unlike before
the preliminary injunction, the state can no longer assess its exposure to a fee award simply by evaluating
the merits of the claims against it. Instead, it must
try to predict the outcome of a subjective, “contextspecific,” and inconsistently applied legal test to figure
out whether amending a law or changing a policy will
also subject the state to a six-figure fee award.
Finally, in addition to needlessly complicating the
States’ litigation and policy decisions, most of the
16
circuits’ tests distort the States’ incentives in making
those decisions. See Evans v. Jeff D., 475 U.S. 717, 734–
35 (1986) (explaining that uncertainty regarding fee
exposure often prevents settlement, especially in
§ 1983 litigation, where the fee awards often represent
“the most significant liability in the case”) (citation
omitted). The specter of high fee awards is usually a
disincentive to litigate: all else equal, rational parties
will try to avoid paying attorney’s fees of six or seven
figures, and the surest way to avoid that is to resolve
the dispute before either party wins the case (and thus
can be called a “prevailing party”). See id. at 733 (explaining that settlement is often in the best interests
of both plaintiffs and defendants because it offers cost
certainty and ensures relief “at an earlier date without
the burdens, stress, and time of litigation”) (quoting
Marek v. Chesny, 473 U.S. 1, 10 (1985)). And states
should be especially averse to spending the public’s
money on such fees instead of for the public good.
But that incentive is reversed by unpredictable
rules that can result in fee awards to a preliminaryinjunction winner. See id. at 736–37 (predicting that
“parties to a significant number of civil rights cases
will refuse to settle if liability for attorney’s fees remains open, thereby . . . unnecessarily[ ] burdening the
judicial system, and disserving civil rights litigants”).
Under the shadow of such rules, the logical move for
states that wish to avoid spending the public’s money
on large fee awards is to litigate cases to the hilt rather
than explore other options that might better serve the
public interest. See Buckhannon, 532 U.S. at 608
17
(explaining that a defendant may be deterred from
“altering its conduct,” especially if the conduct “may
not be illegal,” if doing so will result in a fee award).
After all, under these rules, the States’ alternatives to
continuing to litigate—for example, amending a challenged law or regulation, reversing a challenged action, or declining to enforce a challenged policy—could
actually lock in a substantial fee award against them.
See, e.g., Higher Taste, Inc. v. City of Tacoma, 717 F.3d
712, 717–18 (9th Cir. 2013) (affirming a fee award because the city’s compromise solution with the plaintiffs
“transformed what had been temporary relief capable
of being undone . . . into a lasting alteration of the parties’ legal relationship”); Dearmore, 519 F.3d at 526
(holding that the plaintiff was a prevailing party, despite not obtaining a final judgment, because the city
amended the ordinance rather than litigating to finality); People Against Police Violence, 520 F.3d at 234
(same).
Consider, for example, how Common Cause/Georgia
v. Billups and Common Cause Georgia v. Secretary,
State of Georgia have the potential to shape Georgia’s
response to future § 1983 suits. In the former, the court
issued a preliminary injunction against enforcement of
Georgia’s voter ID law. Billups, 554 F.3d at 1346. In response, Georgia enacted a new voter ID law, and it
ultimately defended the law successfully because the
court held that the State’s interest in preventing voter
fraud outweighed any burden on voters. Id. at 1348.
Given the district court’s holding, Georgia might well
have prevailed on the merits had it defended the
18
original law, too. But because Georgia chose a legislative solution instead, it was rewarded with a
$112,235.03 bill for attorney’s fees. And in the latter
case, although there was no court order requiring it to
do so, Georgia took legislative steps to remedy the
plaintiffs’ concerns about the potential for error in the
State’s procedures for handling provisional ballots.
Sec’y, State of Georgia, 17 F.4th at 106. That left the
State on the hook for $166,210.09 in fees and expenses.
Id. at 105–06. The lesson from these cases is doubly
clear: even if the public interest might otherwise be
best served by a legislative fix, Georgia should litigate
to the bitter end if it wants to protect the public fisc.
II.
The Sixth Circuit below, and other circuit
courts, apply tests for fee eligibility that
conflict with this Court’s precedents.
Section 1988 authorizes courts to award a reasonable attorney’s fee to a “prevailing party” in civil rights
actions. That term of art imposes a pair of basic requirements for fee eligibility. First, the party must
have won a “court-ordered ‘change in the legal relationship between’ ” the parties. Buckhannon, 532 U.S.
at 604 (quoting Garland, 489 U.S. at 792) (alterations
adopted). Thus, Buckhannon rejected the circuit
courts’ “catalyst theory” of fee eligibility, under which
they had allowed a fee award “if it achieves the desired
result because the lawsuit brought about a voluntary
change in the defendant’s conduct.” Id. at 601. Second,
the requisite court-ordered change in legal relationship must be “enduring,” in the sense that the ordered
relief lives on after the case is closed. Sole v. Wyner, 551
19
U.S. 74, 86 (2007). In Sole, for example, winning a preliminary injunction against enforcement of a state rule
against nudity in state parks did not make the plaintiff
a prevailing party because by the end of the case, she
had lost on the merits and the challenged rule remained in place. Id. In short, a “prevailing party” is one
who, at the end of the day, wins the lawsuit: the party
gets a desired court-ordered and enduring change in
the legal relationship between the parties.
The decision below departed from this straightforward test. As the petitioners explain, the district
court’s preliminary injunction was not an enduring victory for the plaintiffs because it provided only temporary relief pending the district court’s resolution of
their request for a permanent injunction. Hargett, 53
F.4th at 409. Indeed, the preliminary injunction was in
effect for only seven months, until Tennessee enacted
a new law addressing the plaintiffs’ concerns. Id. The
preliminary injunction, moreover, “didn’t provide everything [the plaintiffs] asked for.” Id. at 413 (Nalbandian, J., dissenting). They requested relief both
for the upcoming election and for all future elections,
but the court granted only the former. Id. at 414. In
other words, the plaintiffs “may have won the battle,”
but “they didn’t win the war for all future elections,
at least not in court.” Id. And the real-world outcome
that actually did end the lawsuit was not courtordered; it resulted instead from Tennessee’s independent and voluntary decision to amend its laws. Id.
at 409.
20
Sole and Buckhannon respectively held that neither of these circumstances is enough to make someone a “prevailing party.” See Sole, 551 U.S. at 84, 86
(precluding fee awards where the plaintiff ’s initial victory is “ephemeral” and has “no preclusive effect in the
continuing litigation”); Buckhannon, 532 U.S. at 606
(“Never have we awarded attorney’s fees for a nonjudicial ‘alteration of actual circumstances.’ ”) (citation
omitted). Cobbling together the combination—a preliminary injunction that does not provide enduring relief, and a desired outcome that did not come from a
court order—as a recipe for attorney’s fees conflicts
with those clear holdings.
Other circuit courts have made the same mistake.
See Higher Taste, 717 F.3d at 718 (allowing fee award
to preliminary-injunction winner because a settlement
between the parties was supposedly “enduring” relief);
Billups, 554 F.3d at 1356 (affirming a fee award even
though the preliminary injunction was dissolved when
Georgia “repealed the enjoined statute,” not “by any judicial decision”). The Fifth Circuit even appears to
have revived the circuits’ old catalyst theory by declaring a party eligible for a fee award if it wins a preliminary injunction “that causes the defendant to moot the
action” by giving the plaintiffs the relief they sought in
the lawsuit. Dearmore, 519 F.3d at 524 (emphasis
added); see also Buckhannon, 532 U.S. at 601 (defining
the “catalyst” theory as permitting recovery if the
plaintiff “achieve[d] the desired result because the
lawsuit brought about a voluntary change in the defendant’s conduct”). Just like the catalyst theory
21
Buckhannon rejected, this test expressly allows fees
where the plaintiff ’s lawsuit purportedly brought
about nonjudicial relief. See id. at 605 (“A defendant’s
voluntary change in conduct, although perhaps accomplishing what the plaintiff sought to achieve by the
lawsuit, lacks the necessary judicial imprimatur on the
change.”).
This is not to say this Court’s current precedents
leave no opening for a preliminary injunction to ever
serve as the basis for attorney’s fees. See Sole, 551 U.S.
at 86 (leaving open whether “in the absence of a final
decision on the merits of a claim for permanent injunctive relief, success in gaining a preliminary injunction
may sometimes warrant an award of counsel fees”). A
preliminary injunction that itself moots the suit by
providing all the relief the plaintiff sought—for instance, by permitting a plaintiff to hold a parade,
which is the only thing the plaintiff sought from a lawsuit—presents a slightly harder question (although
even there, it seems that without a final judgment on
the merits, there is no prevailing party). But consistent
with the plain language of § 1988, the Court’s precedents always require a plaintiff to win (1) courtordered (2) enduring relief before they are a “prevailing party.” Buckhannon, 532 U.S. at 605–06 (explaining
that the “plain language of the statutes” forbids awarding “attorney’s fees for a nonjudicial ‘alteration of actual circumstances’ ”) (citation omitted); Garland, 489
U.S. at 792 (holding that the “ordinary” meaning of
§ 1988 means that the plaintiff prevails only if it can
“point to a resolution of the dispute which changes the
22
legal relationship between itself and the defendant”);
Hewitt v. Helms, 482 U.S. 755, 760 (1987) (“Respect for
ordinary language requires that a plaintiff receive at
least some relief on the merits of his claim before he
can be said to prevail.”). Allowing fee awards when a
preliminary injunction order does not fit that bill exceeds the authority granted to courts under that statute.
CONCLUSION
For the reasons stated above, the Court should
grant the Tennessee officials’ petition.
FEBRUARY 2023
Respectfully submitted,
CHRISTOPHER M. CARR
Attorney General
STEPHEN J. PETRANY
Solicitor General
Counsel of Record
PAUL R. DRAPER*
Honors Fellow
OFFICE OF THE GEORGIA
ATTORNEY GENERAL
40 Capitol Square, SW
Atlanta, Georgia 30334
(404) 458-3408
spetrany@law.ga.gov
Counsel for Amici
*Admitted in California;
supervised by members
of the Georgia Bar.
23
ADDITIONAL COUNSEL
STEVE MARSHALL
Attorney General of
Alabama
TIM GRIFFIN
Attorney General of
Arkansas
ASHLEY MOODY
Attorney General of
Florida
THEODORE E. ROKITA
Attorney General of
Indiana
BRENNA BIRD
Attorney General of
Iowa
DANIEL CAMERON
Attorney General of
Kentucky
JEFF LANDRY
Attorney General of
Louisiana
LYNN FITCH
Attorney General of
Mississippi
AUSTIN KNUDSEN
Attorney General of
Montana
MIKE HILGERS
Attorney General of
Nebraska
DAVE YOST
Attorney General of
Ohio
GENTNER F. DRUMMOND
Attorney General of
Oklahoma
ALAN WILSON
Attorney General of
South Carolina
KEN PAXTON
Attorney General of Texas
JASON S. MIYARES
Attorney General of
Virginia
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.