Petition for Writ of Certiorari — Samuel Adkins, Petitioner v. Texas
Supreme Court briefFeb 9, 2023
Ask Donna
What actually matters in this document.
Text
r
r
0781
In The
-✓^
Supreme Court, U.S.
FILED
SUPREME COURT OF THE UNITED STATES
FEB - 9 2023
*
OFFICE OF THE CLERK
SAMUEL ADKINS,
Petitioner,
v.
THE STATE OF TEXAS,
Respondent.
On Petition For A Writ Of Certiorari
To The Texas Court Of Criminal Appeals
*
PETITION FOR A WRIT OF CERTIORARI
*
Samuel Adkins
Pro Se Petitioner
TDCJ #1927447
French M. Robertson Unit
12071 FM 3522
Abilene, Texas 79601
RECEIVED
FEB 1 4 2023
9r,FD'glM0EFcT55™
r
QUESTIONS PRESENTED
Petitioner, who was victim of long-term sexual abuse by his
stepfather, was convicted of aggravated sexual assault and
sentenced to 65 years in the Texas Department of Criminal
Justice. During the time that he was awaiting trial, Petitioner
became embroiled in a conflict with his court-appointed counsel
and refused to communicate with his attorney or anyone from his
office in any way. Prior to trial, at numerous pretrial h
hearings, that attorney made a point of putting it in the
record that because of Petitioner's refusal to communicate with
him, he was not doing the things that he would normally do to
prepare for trial, but he failed to withdraw from Petitioner's
case even when the trial court said that his withdrawal would
be permitted. Ultimately, Petitioner was forced into a trial
with this attorney, who failed to put on a single witness, and
failed to;present this crucial evidence of Petitioner's history
of being sexually abused as mitigating evidence during
punishment. The state habeas court made findings of fact and
conclusions of law, but these findings and conclusions don't
address the issues that Petitioner raised. The Texas Court of
Criminal Appeals (TCCA) denied relief without written order,
which requires this Court to 'look through' that denial to the
trial court's findings of fact and conclusions of law as the
basis for the denial. The questions presented are:
I.
Did the state court err when it held that Petitioner's
Sixth Amendment right to the Effective assistance of
counsel was not violated where Petitioner was forced
into a trial with an attorney whom he did not trust,
had lost confidence in, and absolutely refused to
communicate with?
,y!.
i
QUESTIONS PRESENTED-Continued
II.
Does the state court's decision-that counsel was not
ineffective for failing to investigate, develop and
present evidence of prior sexual abuse at the hands of
his stepfather, and its effects on him, as mitigating
evidence at punishment-contradict this Court's clearly
established law, as well as the decisions of the state
courts?
ii
RELATED CASES
* State v. Adkins 9 No. D-l-DC-13-904105, 427th District Court
of Travis County. Judgment entered April 18, 2014.
* Adkins v. State, No. 03-14-00285-CR, Third Court of Appeals.
Judgment entered February 2, 2017.
* Adkins v. State, No. PD-0268-17, Texas Court of Criminal
Appeals. Judgment entered June 2, 2017.
* Ex parte Adkins, No. WR-94,088-01, Texas Court of Criminal
Appeals. Judgment entered December 21, 2022.
iii
TABLE OF CONTENTS
Page
OPINIONS BELOW
1
JURISDICTION
1
CONSTITUTIONAL PROVISIONS
1
STATEMENT
2
2
A. Procedural History
B. Factual Statement
3
1. The Facts
3
2. The Charges
3
3. The Attorney-Client Relationship
4
5
4. The Pre-Trial Proceedings
7
5. The Trial
9
6. The Verdict
10
7. The Punishment Phase
13
8. The Sentencing
13
9. The Habeas Corpus Proceedings
14
REASONS FOR GRANTING REVIEW
I. The State Courts Erred When They Held That Petitioner'sl7
Sixth AmendrpenfctRight To The Effective Assistance Of
Counsel Was Not Violated Where Petitioner Was Forced
To Go To Trial With An Attorney Whom He Did Not Trust,
Had Lost Confidence In, And Refused To Communicate
With.
20
II. The State Court's Decision-That Counsel Was Not
Ineffective For Failing To Investigate, Develop And
Pfcesent Evidence Of Prior Sexual Abuse At The Handd
Of His Stepfather, And Its Effects On Him, As
Mitigating Evidence At Punishment-Contradicts This
Court's Clearly Established Law, As Well As The
Decisions Of The State Courts.
24
CONCLUSION
26
PROOF OF SERVICE
APPENDIX
App. 1
Texas Court of Criminal Appeals order (Dec. 21, 2022)
App. 2
427th District Court's findings of fact and
conclusions of law
App. 3
Order refusing discretionary review (June 2, 2017)
App. 4
Third Court of Appeals of Texas opinion on direct
appeal
iv
TABLE OF CONTENffS-Continued
Judgment of conviction
Notes from Rockdale Juvenile Justice Center
Pretrial hearing from February 19, 2014; 4 RR 4-8
Pretrial hearing from March 26, 2014; 6 RR 5-7
Pretrial hearing from April 4, 2014; 7 RR 4-9
Pretrial hearing from April 9, 2014; 8 RR 7-8
State habeas corpus application
State habeas corpus memorandum of law
v
Page
App. 5
App. 6
App. 7
App. 8
App. 9
App. 10
App. 11
App. 12
TABLE OF AUTHORITIES
Page
Ake v. Oklahoma, 470 S. Ct. 68 (1985)
21
Andrus v.Texas, 140 S. Ct. 1875 (2020)
20
Brown v. Craven, 424 F.2d 1166 (9th Cir. 1970)
16,18
California v. Brown, 479 U.S. 538 (1987)
16,22
Ex parte Gonzalez, 204 S.W.3d 391 (Tex.Crim.App.
16,23
2006)
6. Foster v. Chatman, 136 S. Ct. 1737 (2016)
15,19
7. Hemphill v. State, 2015 Tex. App. LEXIS 2888(Tex.
16,23
App.-Houston [14th Dist.] 2015)
8. Hinton v. Alabama, 571 U.S. 263 (2014)
24
9. Kaupp v. Texas, 538 U.S. 626 (2003)
24
10. King v. Johnson, 138 F.3d 951, 1998 WL 110056
15
(5th Cir. 1998)
11. Lair v. State, 265 S.W.3d 590 (Tex.App.-Houston
16,23
[1st Dist.] 2008, pet. dism'd)
12. Lopez v. State, 462 S.W.3d 180 (Tex.App.-Houston
16,23
[1st Dist.] 2015)
13. Loyd v. Whitley, 977 F.2d 149 (5th Cir. 1992)
22
14. Milburn v. State, 15 S.W.3d 267 (Tex.App.-Houston
16,23
[14th Dist.] 2000, pet. ref'd)
15. Morris v. Slappy, 461 U.S. 1 (9183)
19
16. Porter v. McCollum, 558 U.S. 30 (2009)
24
17. Rey v. States 897 S.W.2d 333 (Tex.Crim.App. 1995)
21
18. Shanklin v. State, 190 S.W.3d 154 (Tex.App.Houston
16,23
[1st Dist.] 2005, pet. dism'd)
19. Strickland v. Washington, 466 U.S. 668 (1984)
17
20. United States v. Cronic, 466 U.S. 648 (1984)
18
21. United States v. Soto Hernandez, 849 F.2d 1325
17
(lOfch Cir. 1998)
22. United States v. Williams, 594 F.2d 1258 (9th Cir.
16,18
1979)
23. Wearry v. Cain, 136 S. Ct. 1002 (2016)
24
24. Wiggins v. Smith, 539 U.S. 510 (2013)
16,21
25. Wilson v. Sellers, 138 S.Ct. 1188 (2018)
15,19
CONSTITUTIONAL PROVISIONS
U.S. CONST, amend IV
24
U.S. CONST, amend. VI
1,17,19,24
1.
2.
3.
4.
5.
vi
TABLE OF AUTHORITIES-Continued
U.S. CONST, amend. XIV
FEDERAL STATUTE
28 U.S.C. § 1257(a)
STATE STATUTE
TEX. CODE CRIM. PROC. art. 11.07
RULES
SUP. CT. R. 10(b)
SUP. CT. R. 10 (c)
vii
Page
2,17
1
13
16
16
PETITION FOR A WRIT OF CERTIORARI
Petitioner, Samuel Adkins, respectfully petitions for a
writ of certiorari to review the judgment of the TCCA.
OPINIONS BELOW
The TCCA's denial of habeas corpus relief without written
order (App. 1) is unreported. The state district court's
findings of fact and conclusions of law (App. 2) is unreported.
The TCCA's refusal of discretionary review on direct appeal
(App. 3) is unreported. The Texas Court of Appeals' unpublished
opinion affirming the conviction on direct appeal (App. 4) is
available at 2017 Tex. App. LEXIS 875 (Tex. App.-Austin, Feb.
2, 2017). The judgment of conviction of the state district
court (App. 5) is unreported.
*
JURISDICTION
The TCCA denied relief on December 21, 2022. This Court has
jurisdiction under 28 U.S.C. § 1257(a).
*
CONSTITUTIONAL PROVISIONS
The Sixth Amendment to the United States Constitution
provides,* in pertinent part, "In all criminal prosecutions, the
1
accused shall enjoy the right to...have the Assistance of
Counsel for his defense."
The Fourteenth Amendment to the United States Constitution
provides, in pertinent part, "No State shall...deprive any
person of...liberty • • •without due process of law..."
*
STATEMENT
A.
Procedural History
Petitioner pled not guilty to aggravated sexual assault in
the 427th District Court of Travis County, Texas. The jury
convicted him, and the court assessed punishment at 65 years on
April 18, 2014.
The Texas Court of Appeals affirmed Petitioner's conviction
in an unpublished opinion issued on February 2, 2017. The TCCA
refused discretionary review on June 2, 2017. Adkins v. State,
No. 03-14-00285-CR, Tex. App. LEXIS 875 (Tex.App.-Austin, Feb.
2, 2017, pet. ref'd).
Petitioner filed a state habeas corpus application on April
20, 2022. The trial court, without conducting a live
evidentiary hearing, recommended that relief be denied. The
TCCA denied relief without written order on December 21, 2022.
Ex parte Adkins, No. WR-94,088-01 (Tex. Crim. App. Dec. 21,
2022) .
2
B.
Factual Statement
1. The Facts
On the afternoon of July 29, 2012, Petitioner picked up
Kaylynn "Simpkins" and Rachel "Smith" (a pseudonym) from
Smith's house to go hang out at the greenbelt. During the
afternoon the three drank beer, smoked a little bit of
marijuana, and hung out. Petitioner showed some interest in
Smith. At approximately 8 to 9 p.m., the three of them left to
go to Petitioner's stepfather's house where they hung out for a
while longer.
At approximately 1:00 a.m. Simpkins needed to leave so
Petitioner drove the three of them to Smith's house where
Simpkins' car was parked. Simpkins got out. But Smith, who still
wanted to have a little more fun, returned to Petitioner's
stepfather's house with him.
At approximately 3:00 a.m., after Petitioner mistakenly
called her Carolina, Smith told him to take her home. The pair
left Petitioner's stepfather's house in a white pickup truck.
Shortly thereafter, Smith was brutally assaulted by Petitioner
in a sort of drive. She was able to flee and flagged down a car.
The driver of the car, Joseph "Kemp", stopped and picked Smith
up. She told him that she had been raped and asked him to call
the police.
2. The Charges
3
Petitioner was indicted by a Travis County Grand Jury for
the offenses of aggravated sexual assault and aggravated
kidnapping. Petitioner was re-indicted on November 13, 2013, in
Cause No. D-l-DC-13-904105. That indictment once again alleged
that Petitioner committed the offenses of aggravated sexual
assault and aggravated kidnapping, but also added a third count
for aggravated assault causing serious bodily injury. (C.R.
5-9)
3. The Attorney-Client Relationship
On April 15, 2013, William "Hines" was appointed to
represent Petitioner. Initially Petitioner was open and honest
with Hines about all things relating to the offenses for which
he was charged. Petitioner also disclosed to Hines that he had
been a victim of long-term sexual abuse at the hands of his
stepfather Stuart "Walsh", and informed Hines as to where
information could be found which would support these
accusations of the sexual abuse that he had endured for over
two years. (App. 6) Petitioner did suggest that if he went to
trial, he could deny everything, but Hines informed him that he
could not allow him to get on the stand and lie. Petitioner
accepted this and thought the issue was settled.
The attorney-client relationship between Petitioner and
Hines began to deteriorate when Hines gave him information that
was not truthful. And when Hines refused to petition the court
for a bond reduction when Petitioner had been in jail for an
4
extended period of time without going to trial.
4. The Pre-Trial Proceedings
On December 13
2013, Petitioner was arraigned. The State
made a formal offer of 50 years. (2 RR 10) Petitioner declined
that offer. (2 RR 11) Petitioner then spoke with Hines and
expressed that he would be willing to accept responsibility and
enter a plea of guilty in exchange for 15 years. Hines told
Petitioner, 'That isn't enough time for you. You'll still have
some of your youth left.' Petitioner immediately lost
confidence in Hines as counsel. On January 24, 2014, Petitioner
submitted a pro se motion to dismiss counsel, informing the
court that he felt this way. (C.R. 33-34)
Petitioner had also written two letters to the court
expressing his reasons for feeling like the attorney-client
relationship between he and Hines was irreparably damaged. At
the hearing on February 19, 2014, Petitioner mentioned these
two letters and requested permission from the court to read
them on the record. The court refused to allow Petitioner an
opportunity to put any portions of these letters into the
record. (4 RR 4-5; App. 7)
Petitioner reurged his motion to dismiss counsel. (4 RR 5-6;
App. 7) Ultimately, the court held that it found no legal
reason to remove Hines as counsel. (4 RR 8; App. 7)
Petitioner maintained his position and refused to
communicate with Hines or anyone from his office prior to trial,
5
which Hines put on the record repeatedly. 'Additionally, Judge,
I want to put on the record just so there's no misunderstanding
at a later point, that Mr. Adkins has indicated he no longer
wishes to have any meetings with me and that if I come to visit
him at Del Valle where he's housed, he will refuse that visit.
We've talked about that and I've talked about how that's
probably not the best idea and about how that will limit his
ability to assist me in the preparation of the trial. But I
have instructed him that I am not going to come out if he is
going to refuse and that he understands that, I've also told
him if he changes his mind, he can contact someone and let me
know and I'm happy to come visit him or he can write me a
letter.' (6 RR 5-6; App. 8)
'And, Judge, we should probably put on the record: Mr.
Adkins has previously informed the Court that he will refuse
any visits that I request. He refused my attempt to see and
counsel with him today. He has refused my offices' attempt to
see him at Del Valle. So we're at the point where, even though
I'm still the attorney on the case, he is refusing to
communicate in any way with my office. So--' (7 RR 7-8; App. 9)
'The final matter, Judge, and I've placed this on the
record previously but Mr. Adkins has indicated he is not going
to communicate with me, has refused my visits. I have had three
attempts to visit Mr. Adkins in holding at Del Valle jail and
he has refused all of those visits. He did agree to speak with
me today in holding but he has maintained that that was for the
6
limited purpose of today's hearing and that if I come out to
Del Valle, he will refuse the visit again.
So with that understanding, I'm not going to go to Del Valle
to waste his time. And I just wanted to put that on the record
as to why I'm not going to be doing what I would normally do
and make several visits as we're this close to trial.
(8 RR 7;
App. 10)
Remarkably, the court instructed Hines that he would be
allowed to withdraw from Petitioner's case if he wanted to, and
it was Hines who would not remove himself from representation.
(7 RR 5; App. 9)
5. The Trial
On April 14, 2014, Petitioner's trial began as scheduled.
During its case in chief, the State called ten witnesses. David
"Boyd", a corporal with the Austin Police Department ("APD"),
(9 RR 143); Ryan "Lillie", also a corporal with the APD, (9 RR
157); Kemp, who stopped for Smith when she flagged him down, (9
RR 166); Simpkins, a frierid of both Petitioner's and Smith's,
(10 RR 9); Smith, the victim in the case, (10 RR 32); Scott
"Stanfield", a detective with the APD Sex Crimes Unit, (10 RR
82-83); John Mark "Prada", a crime scene specialist with the
APD, (10 RR 104); Jenny "Black", a sexual assault nurse
examiner, (10 RR 113); Diana "Morales", the DNA analyst at the
APD Crim Laboratory, (11 RR 6); and Marshall "Vogt", who was
the senior forensic analyst for the District Attorney's Office,
(11 RR 36).
7
Smith, the victim, testified that she first saw Petitioner
in middle school. (10 RR 32) On July 29, 2012, she went with
Simpkins to hang out. They went swimming. (10 RR 33) They
shared two six-packs equally, and a stranger offered them
marijuana. (10 RR 35) It was getting dark when they left, so
she guessed it was about 8 or 9 o'clock. (10 RR 36) They hung
out for three or four hours before Simpkins wanted to leave. J
(10 RR 37) During that period nothing made her uncomfortable.
(10 RR 38) After dropping Simpkins off, they went back to
Petitioner's house and drank some more. (10 RR 40) At some
point Petitioner began touching Smith. He called her 'Carolina
and it weirded her out. (10 RR 41) Smith started to feel
uncomfortable. Id. Petitioner was saying things that were
sexually inappropriate. Smith felt like he was talking towards
someone else, but speaking at her. It was strange but not
aggressive. She told him to take her home. (10 RR 42)
While Petitioner was driving Smith was texting friends that
she felt uncomfortable. (10 RR 44) The ride was silent. Id. At
some point, Petitioner forcefully tried to take her phone from
her. He knocked it out of her hand
and it fell by the door
panel. (10 RR 45) As Smith was trying to reach for it,
Petitioner began punching her in the arm and on the side of her
face. Id. This lasted about a minute, then Petitioner pulled
into a half driveway. (10 RR 46; SX: 9-13) Petitioner began
choking her in a head lock. Smith felt like she was going to
pass out. (10 RR 48) He pulled her out of the truck. He said he
wanted to kill her. (10 RR 49) 'He said he was going to fuck me
8
and that he didn't want to go to jail so he was going to kill
me so he wouldn't go back.' (10 RR 49) Petitioner choked her,
and was punching her really hard on the right side of her face.
(10 RR 50) He said he would take her in the field where no one
would find her. Id. Smith said she fought back. (10 RR 51)
According to her, Petitioner made her take her shorts off, and
that's when he put his fingers into her vagina. He was doing
that for a couple of minutes. (10 RR 53) Smith was trying to
talk to Petitioner and he started to stop. They were talking for
a minute and he was explaining to her about his past. Id.
After a while, they were briefly separated, and in that
second Smith decided to run off. (10 RR 54) Smith identified
SX: 14-32 as pictures of her injuries. (10 RR 55-62) At the
hospital they dwabbed Smith's vagina, hands and mouth for DNA.
(10 RR 63)
The only witness that Hines called for the defense was
Detective Stanfield. After reviewing the videotape of Smith's
interview he testified that Smith had previously said that the
contact with her vagina was ten to fifteen seconds. (11 RR 39)
She had said nothing about being left in the field. (11 .HR 39)
Petitioner did not testify, and Hines presented no other
witnesses. (11 RR 40)
The Defense rested.
6. The Verdict
9
The jury returned a guilty verdict for aggravated sexual
assault. (11 RR 62)
7. The Punishment Phase
During punishment, the State called four witnesses. The
first was Danielle "Duchnick", Petitioner's former therapist
for approximately six months. (12 RR 24) She testified about an
incident from August 5, 2009, where Petitioner contacted her at
4:00 a.m., and expressed that he was suicidal and needed to see
her. (12 RR 26) Duchnick agreed to meet him. According to her,
Petitioner appeared quite intoxicated, and she convinced him to
let her drive him home. (12 RR 27) Duchnick told Petitioner
that she wanted to let his family know that he had violated the
rules of his probation by being out and intoxicated. (12 RR 28)
He instantly became aggressive and violent. Id. He told her
that she wasn't leaving without being raped, and threw her down
twice. (12 RR 29) Petitioner put her in a choke hold. (12 RR
30) She could barely breathe, and he pulled her into his
bedroom. (12 RR 31) When he let go, she screamed for his mother
then ran out of the house. (12 RR 32) Petitioner also hit his
grandmother in the face and she fell down and cried for help.
(12 RR 33)
Duchnick denied that Petitioner had confided in her about
the abuse by Walsh. (12 RR 37)
The State's second punishment witness was Virginia "Closs",
a neighbor of Petitioner's from acro§s the street, who
10
testified that on the morning of October 25, 2008, Petitioner
broke into her house and came into her room. (12 RR 40) He
touched her, making his way up to her private parts. Id. It
seemed like he was trying to take his pants off, so she quickly
got up and ran upstairs to her dad. Petitioner was trying to
put his hands inside of her. Id. Closs
dad found him hiding in
the pantry and kicked him out. (12 RR 41)
The State's third punishment witness was Dawn "Weidman",
who worked for the Travis County Juvenile Probation Department.
(12 RR 63) She testified that she was assigned to supervise
Petitioner, He was adjudicated in November 2008. (12 RR 64) In
September 2009, Petitioner was removed from his mother's home,
and placed in the sex offender program at Rockdale Regional
Juvenile Justice Center ("RRJJC"), in a 6 to 9 month program.
He was successfully released in May 2010. (12 RR 66) Petitioner
went to the Texas Youth Commission from August 2010 to May
2011. (12 RR 67) Weidman ceased to have contact with Petitioner
or his family. (12 RR 68)
The State's final witness at punishment was Matthew
"Ferrara", a licensed psychologist, and sex offender treatment
provider. (13 RR 5) Ferrara's testimony was especially damning
for Petitioner. He opined that Petitioner had a number of
unique or extraordinary risk markers, and that he had
distinguished himself as very unusual. (13 RR 8) That he was
different from 90 percent of sex offenders in a bad way because
he was someone who would not respond to treatment. (13 RR 13)
11
He opined that it was exceptionally likely that Petitioner
would reoffend. (13 RR 21) According to Ferrara, Petitioner had
been losing contact with reality. (13 RR 22)
Hines did allude to Petitioner's history of being sexually
abused during cross-examination of Ferrara, although in
hypotheticals, at which time Ferrara did agree, hypothetically,
that over 60 percent of all children who are sexually abused
experience mental health problems. (13 RR 32) He also agreed
that the parent's reaction to the abuse is critical. (13 RR 33)
Lastly, Ferrara agreed that this horrific abuse by somebody
who's supposed to be your guardian could cause people to act
out. (13 RR 34)
On redirect, the State made sure to ppint out that Hines
had talked at length in his hypothetical about child abuse, but
they didn't know what Petitioner did or did not suffer from as
a child. (13 RR 42)
After Ferrara's testimony, Hines recalled Simpkins for a
voir dire examination. (13 RR 43) Reluctantly, Simpkins admitted
that less than a minute into her interview, she told the
detective that Petitioner had always been a little weird. (13
RR 43-44) After they got to Walsh's house she asked^what's your
o"
deal. Simpkins agreed that Petitioner told her not only that he
went to jail, but that he was raped by Walsh for two years when
he was a teen. (13 RR 44) Simpkins stated that when he told her
he had been raped it made sense to her why he was the way he
was. (13 RR 45) The court ruled this evidence inadmissible as
12
hearsay. (13 RR 46)
In closing arguments the State argued that the punishment
needed to fit Petitioner. (13 RR 51) The State pointed out that
he's an unusual individual. (13 RR 52)
Hines told the jury that he has two daughters, and that if
Petitioner had done this to one of his girls, he would want fed
cut his balls off. (13 RR 55) He asked the jury to make sure
his number was not the right number for the community, but the
right number for him. (13 RR 57)
8. The Sentencing
The court sentenced Petitioner to 65 years in prison. (13
RR 61; C.R. 107)
9. The Habeas Corpus Proceedings
On April 20, 2022 ,Petitioner filed an application for a
writ of habeas corpus pursuant to TEX. CODE CRIM. PROC. art.
11.07 in the 427th District Court in Travis County, Texas
advancing three claims of ineffective assistance of counsel.
(App. 11)
Petitioner alleged that he was denied the effective
assistance of counsel where: 1) he was forced to go to trial
with an attorney whom he did not trust, had lost confidence in,
and absolutely refused to communicate with; 2) counsel failed
to investigate, develop and present evidence of prior sexual
abuse by his stepfather, and its effects on him, as mitigating
13
evidence at punishment; and 3) counsel failed to present
exculpatory facts after the inculpatory portions had been
admitted by the State. (App. 11)
Petitioner also submitted his pro se memorandum of law
setting out the specific facts and legal arguments in support
of his claims. (App. 12)
In response to the order from the habeas judge, the
Honorable Tamara Needles, Hines submitted an affidavit
explaining the reason behind his decision during his
representation of Petitioner.
On September 23, 2022, the State submitted its proposed
findings of fact and conclusions of law recommending that
relief be denied. (App. Z/) Petitioner timely objected to the
State's proposed findings of fact and conclusions of law.
Petitioner did not receive any notification of the habeas
court's ruling, but assumes that it adopted the State's ;
proposed findings of fact and conclusions of law
as the TCCA
denied the application without written order and without a
hearing on December 21, 2022. (App. 1)
REASONS FOR GRANTING REVIEW
The state habeas court erroneously held that Petitioner was
not deprived of his right to the effective assistance of
counsel even though there was a total breakdown in communication
14
between Petitioner and Hines which prevented Hines from
effectively representing Petitioner at trial. Because the TCCA
denied relief without written order, this Court should "look
through" that denial to the trial court's findings of fact and
conclusions of law as the basis for the denial. See Foster v.
Chatman. 136 S. Ct. 1737, 1746 n.3 (2016)("[l]t is perfectly
consistent with this Court's practices to review a lower court
of
decision-in this case, that^the Georgia habeas court-in order
to ascertain whether a federal question may be implicated in an
unreasoned summary order from a higher court."); cf. Wilson v.
Sellers. 138 S, Ct. 1188, 1192 (2018)("We hold that the federal
court should 'look through' the unexplained decision to the last
related state-court decision that does provide a relevant
rationale. It should then presume that the unexplained decision
adopted the same reasoning."); King v. Johnson, 138 F.3d 951,
1998 WL 110056 (5th Cir. 1998)(unpublished)(reviewing the state
habeas trial court's legal conclusion under the "look through"
presumption when the TCCA denied habeas relief without written
order).
The state courts misapplied this Court's ineffective
assistance of counsel jurispudence in two ways, and therefore,
Petitioner's case deserves review from this Court for two
reasons. First, the state court erroneously concluded that
Petitioner was not deprived of his constitutional right to the
effective assistance of counsel where there was a total
breakdown in communication between Petitioner and Hines.
However, in the same circumstances, the Ninth Circuit has held
15
more than once that such a breakdown in communication between
an attorney and his client deprives a criminal defendant of his
right to counsel. Brown v. Craven, 424 F.2d 1166, 1169 (9th
Cir. 1970); United States v. Williams, 594 F.2d 1258, 1260 (9th
Cir. 1979). Review of this case is warranted because the Ninth
Circuit has decided that these circumstances deprives a
criminal defendant of his right to counsel, and this important
law
question of federalAhas not been, but should be, settled by
this Court. SUP. CT. R. 10(c).
Secondly, the state court erroneously concluded that Hines
was not ineffective where he failed to investigate, develop and
present crucial evidence of Petitioner's history of being
sexually abused as mitigating evidence at punishment. Wiggins
v. Smith, 539 U.S. 510, 534 (2013); California v. Brown, 479
U.S. 538, 545 (1987); Ex parte Gonzalez, 204 S.W.3d 391, 399
(Tex.Crim.App. 2006); Hemphill v. State, 2015 Tex. App. LEXIS
2888 *15 (Tex.App.-Houston [14th Dist.] 2015); Lopez v. State,
462 S.W.3d 180, 189 (Tex.App.-Houston [1st Dist] 2015);
Shanklin v. State, 190 S.W.3d 154, 165-66 (Tex.App.-Houston
[1st Dist.] 2005, pet. dism'd); Lair v. State, 265 S.W.3d 590,
590, 595-96 (Tex.App.-Houston [1st Dist.] 2008, pet. ref'd);
Milburn v. State, 15 S.W.3d 267, 271 (Tex.App.-Houston [14th
Dist.] 2000, pet. ref'd). Review is warranted because the TCCA's
judgment directly conflicts with this Court's well established
precedent, as well as numerous decisions from the state courts
on the very same issue. SUP. CT. R. 10(b) and 10 (c).
16
I.
The State Courts Erred When They Held That Petitioner's
Sixth Amendment Right To The Effective Assistance Of
Counsel Was Not Violated Where Petitioner Was Forced To
Go To Trial With An Attorney Whom He Did Not Trust, Had
Lost Confidence In, And Absolutely Refused To Communicate
With.
A criminal defendant has a Sixth Amendment guarantee to the
effective assistance of counsel at trial. U.S. CONST, amend.
VI. Made applicable to the states by the Fourteenth Amendment.
U.S. CONST, amend. XIV. The law governing the effective
assistance of counsel was established by this Court nearly 40
years ago in Strickland v. Washington, 466 U.S. 668 (1984).
In order to prevail on an ineffective assistance of counsel
claim, this Court's Strickland standard requires that a
defendant satisfy a two-prong analysis. The first prong
requires that a defendant establish by a preponderance of the
evidence that counsel's performance fell below prevailing
professional norms. Strickland, 466 U.S. at 687. Under the
second prong a defendant must prove that he was prejudiced by
counsel's deficient performance. Ld. at 694. (Ultimately, the
defendant must show "a reasonable probability that, but for
counsel's unprofessional errors, the result of the proceeding
would have been different.").
The Tenth Circuit, however, has held that "a complete
breakdown in communication between an attorney and client may
give rise to a presumption of ineffectiveness." United States
v. Soto Hernandez, 849 F.2d 1325, 1328 (10th Cir. 1998)(holding
that whatever level of defendant's mistrust of counsel, it "did
17
not result in a lack of communication between counsel and
defendant as to the essentials of defendant's defense, nor did
it lead to the breakdown of the attorney/client relationship",
so that counsel's assistance was per se ineffective)(citing
United States v. Cronic, 466 U.S. 648, 658 (1984)).
Likewise, the Ninth Circuit has held more than once that it
deprives a defendant of the effective assistance of counsel
where he is forced into a trial with an attorney after there
has been a complete breakdown in the attorney-client
relationship. Brown, 424 F.2d at 1169 (held attorney was
understandably deprived of the power to present any adequate
defense on Brown's behalf, where Brown was forced into a trial
with a lawyer with whom he was dissatisfied, with whom he would
not cooperate, and with whom he would not, in any matter
whatsoever, communicate); Williams, 594 F.2d at 1260 ("[Tjhat
to compel one charged with a grievous crime to undergo a trial
with the assistance of an attorney with whom he has become
embroiled in irreconcilable conflict is to deprive him of the
effective assistance of any counsel whatsoever.").
The state habeas court erroneously concluded that
Petitioner's Sixth Amendment right was not violated because
there was no "meaningful relationship" between Petitioner and
Hines. (App. 2, pg. 11; Conclusion 6) The state habeas court's
conclusion fails to address the argument set forth by
Petitioner, which was that Petitioner was denied the effective
assistance of counsel "due to a total breakdown in communication
18
between Petitioner and Hines". Petitioner invites this Court
to speculate that if there were communication between Hines and
himself, at the very minimum, Hines could have prepared
Petitioner to testify at punishment to present his mitigating
evidence.
The state habeas court, by mischaracterizing Petitioner's
claim, used a standard that would transform Petitioner's
legitimate claim into a legal fiction. Morris v. Slappy, 461
U.S. 1, 13 (1983)(The Court of Appeals
conclusion that the
Sixth Amendment right to counsel "would be without substance if
it did not include the right to a meaningful attorney-client
relationship", is without basis in law).
Petitioner submitted the portions of the record where Hines
made a point of putting it in the record that Petitioner was
refusing all visits and would not speak with him. Notably, the
TCCA did not reject the trial court's erroneous conclusion that
Petitioner argued that he had a right to a "meaningful
relationship."; it simply denied relief without written order.
Thus
this Court should "look through" that denial to the trial
court's findings of fact and conclusions of law as the basis
for that denial. Foster
136 S. Ct. at 1746 n.3; Wilson, 138 S.
Ct. at 1192. By that measure, the denial of relief conflicts
with this Court's precedent.
This Court should apply the correct total breakdown in
\'
communication standard and reverse the TCCA s judgment because a
denial of counsel violated Petitioner's right to due process of
19
law and a fair trial. At the very least, this Court should
grant certiorari, vacate the judgment, and remand to the TCCA
to reconsider the denial of counsel under the proper standard.
Cf. Andrus v. Texas, 140 S. Ct. 1875, 1886-87 (2020)(per
curiam)(vacating judgment and remanding to the TCCA to address
the prejudice prong of an ineffective assistance of trial
counsel claim that the TCCA failed to address thoroughly).
n.
The State Court's Decision-That Counsel Was Notlneffective
For^Failing To Investigate, Develop And Present Evidence
Of Prior Sexual Abuse At The Hands Of His Stepfather, And
Its Effects On Him, As Mitigating Evidence At PunishmentContradicts This Court's Clearly Established Law, As Well
As The Decisions Of The State Courts.
The state habeas court correctly concluded that an
attorney's decision not to present particular witnesses at the
punishment stage may be a strategically sound decision if the
attorney bases it on a determination that the testimony of the
witnesses may be harmful, rather than helpful, to the defendant.
(App. 2;, pg. 12; Conclusion 12) However, the court erroneously
concluded that Petitioner was required to demonstrate that any
witnesses-called by his attorney in guilt/innocence or
punishment-would have allowed him to prevail at trial or
resulted in a shorter sentence. (App. 2, pg. 13; Conclusion 13)
Once again, the state habeas court mischaracterized
Petitioner's claims and concluded that Petitioner failed to
allege any evidence indicating he was insane at the time of the
offense. (App. 2j, pg. 13; Conclusion 15) The state habeas
court's conclusion on this matter does not comport with any
20
claim advanced by Petitioner. Petitioner argued, specifically,
that Hines was ineffective for failing to procure the services
of a forensic psychologist or psychiatrist who could have
related to the jury how Petitioner's being sexually abused by a
man could have affected his behavior at the times in question.
(App.\2;, pgs. 25-26) The state habeas court made no mention
whatsoever regarding Petitioner's need for an expert even
though during trial the judge himself voiced Petitioner's need
for an expert regarding this issue. (13 RR 46)
The state habeas court disregarded the TCCA's decision in
Rey v. State, 897 S.W.2d 333, 338 (Tex.Crim.App. 1995)(holding
the rule is that if an indigent defendant establishes a
substanstial need for an expert, without which the fundamental
fairness of the trial will be called into question, Ake • v.
Oklahoma, 470 U.S. 68 (1985)] requires the appointment of an
expert, regardless of the field of expertise).
The state habeas court also disregarded this Court's
decision in Wiggins v. Smith, 539 U.S. 510, 534 (2013)(holding
counsel'd decision to end investigation when they did was not
reasonable in light of the evidence counsel uncovered in the
social services records-evidence that would have led reasonably
competent counsel to investigate further). The records from
RRJJC should have led Hines to investigate further into the
sexual abuse as mitigating evidence at punishment defense.
Whether it was due to Hines' failure to investigate, or the
total breakdown in communication between Petitioner and Hines,
21
the fact remains that Hines failed to investigate, develop and
present this crucial mitigating evidence at the punishment
phase of Petitioner'^ trial. The state habeas court concluded
that Petitioner showed no evidence that, had Hines raised the
fact issues alleged by Petitioner regarding his abuse as a
victim of sexual abuse, the outcome would have been different.
(App. £,, pg. 14; Conclusion 18)
This Court has squarely rejected such a notion. California
v. Brown, 479 U.S. 538, 545 (l987)(Evidence about the
defendant's background and character is relevant because of the
belief, long held by this society, that defendants who commit
criminal acts that are attributable to... emotional and mental
problems, may be less culpable than defendants who have no such
excuses).
While the state habeas court completely failed to address
Petitioner's claim that Hines was ineffective for failing to
obtain an expert to relate to the jury the effects that long
term sexual abuse might have had on him, the Fifth Circuit held
that such conduct results in ineffective assistance of counsel.
Loyd v. Whitley, 977 F.2d 149, 158 (5th Cir. 1992)(counsel held
ineffective where defense counsel's decision not to pursue an
a
independent psychological analysis was neitherstrategic choice
made after investigation nor a strategic choice made in light
of limits on investigation).
The state habeas court concluded that Petitioner showed no
evidence that had Hines shown the sexual abuse evidence the
22
outcome would have been different. This decision is at odds
with numerous state court decisions which have consistently
held that defendants are harmed where juries are prevented from
the possibility of considering mitigating evidence. Gonzalez,
204 S.W.3d at 399 (concluding that applicant's mitigating
evidence in regards to sexual abuse he endured, taken as a
whole, might have influenced the jury's appraisal of his moral
culpability); Hemphill, 2015 Tex. App. LEXIS 2888 at 15 (this
mitigating evidence "clearly would have been admissible" and
"the trial court would have considered if and possibly been
influenced by it"); Lopez, 462 S.W.3d at 189 (when defense
counsel presents no mitigating factors...to balance against the
aggravating factors or contact potential witnesses there is
prejudice); Shanklin, 190 S.W.3d at 165-66 (Prejudice exists,
in that context, because there is not even a possibility of the
factfinder considering mitigating evidence); and Lair
265
S.W.3d at 595-96 (concluding prejudice is demonstrated where
defense counsel's failure to interview or call a single witness,
other than appellant, deprived him of the possibility of
bringing out a single mitigatingfactor).
The state habeas court unreasonably concluded that
Petitioner had not shown that the outcome would have been
different, when in fact a defendant demonstrates prejudice when
counsel's lack of preparation deprives him of the possibility
of bringing out a single mitigating factor. Milburn, 15 S.W.3d
at 271 ("even though it is pure speculation that character
witnesses in mitigation would in fact have favorably influenced
23
the trial coufct's assessment of punishment", a defendant
nonetheless demonstrates prejudice when a counsel's failure to
investigate and lack of preparation at the punishment phase of
trial deprives a defendant of the possibility of bringing out a
single mitigating factor).
The state court decision is so contrary to this Court's and
the other courts' precedent that it requires a summary reversal.
This court has not shied away from summarily deciding fact
intensive cases where, as here, lower courts have egregiously
misapplied settled law. Wearry v. Cain, 136 S. Ct. 1002, 1007
(2016)(per curiam)(summary reversal where state habeas court
erroneously denied relief on suppression of evidence claim);
see also Hinton v. Alabama, 571 U.S. 263, 276 (2014)(per
curiam)(summary reversal on Sixth Amendement ineffective
assistance of counsel claim); Porter v. McCollum, 558 U.S. 30,
44 (2009)(per curiam)(same); Kaupp v. Texas, 538 U.S. 626, 633
(2003)(per curiam)(summary reversal on Fourth Amendment claim).
The state court decision not only rewards Hines for his
substandard performance but may also encourage other attorneys
to force defendants into trials with them as counsel only to
leave them defenseless before the factfinders.
*-----
CONCLUSION
The Court should grant the petition for a writ of
certiorari.
24
Samuel Adkins
Pro Se Petitioner
TDCJ #1927457
French M. Robertson Unit
12071 FM 3522
25
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.