Petition for Writ of Certiorari — Troy Chrisman, et al., Petitioners v. Estate of Seth Michael Zakora, et al.
Supreme Court briefJan 3, 2023
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No. _________
In the Supreme Court of the United States
TROY CHRISMAN; MATTHEW HUNTLEY; CHADWICK
MOBLEY; STEVE JOHNSON; BONITA J. HOFFNER; STEVE
RIVARD; HEIDI E. WASHINGTON; RUSSELL RURKA,
PETITIONERS
v.
ESTATE OF SETH MICHAEL ZAKORA; BRANDY ZAKORA,
IN HER CAPACITY AS THE PERSONAL REPRESENTATIVE
OF THE ESTATE OF SETH MICHAEL ZAKORA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
PETITION FOR A WRIT OF CERTIORARI
Ann M. Sherman
Michigan Solicitor General
Counsel of Record
P.O. Box 30212
Lansing, Michigan 48909
ShermanA@michigan.gov
(517) 335-7628
B. Eric Restuccia
Deputy Solicitor General
Zachary Zurich
Assistant Attorney General
Corrections Division
Attorneys for Petitioners
i
QUESTION PRESENTED
1. Whether a prisoner’s criminal act of voluntarily
ingesting an illegal drug banned within the prison can
give rise to that prisoner’s federal constitutional claim
that under the Eighth Amendment state corrections
officials failed to protect him by not preventing the influx of illegal drugs into the prison or failed to supervise other employees to protect him.
ii
PARTIES TO THE PROCEEDING
Petitioners are Michigan Department of Corrections defendants Troy Chrisman, Matthew Huntley,
Bonita J. Hoffner, Steve Rivard, and Russell Rurka.
Respondents are the Estate of Seth Michael Zakora
and Brandy Zakora, in her capacity as the personal
representative of the Estate of Seth Michael Zakora.
RELATED CASES
Estate of Seth Michael Zakora, et al. v. Troy Chrisman, et al.; United States Court of Appeals for the
Sixth Circuit (21-1620), Opinion issued August 10,
2022, for which the Sixth Circuit entered an order
denying petition for en banc issued October 3, 2022.
Estate of Seth Michael Zakora, et al. v. Troy Chrisman, et al.; United States District Court Western District of Michigan (No. 1:19-cv-01016), Opinion and order issued September 10, 2021, approving and adopting report and recommendation of July 23, 2021.
iii
TABLE OF CONTENTS
Question Presented...................................................... i
Parties to the Proceeding ........................................... ii
Related Cases .............................................................. ii
Table of Authorities ................................................... vi
Opinions Below ........................................................... 1
Jurisdiction ................................................................. 1
Constitutional Provision Involved ............................. 1
Introduction ................................................................ 2
Statement of the Case ................................................ 3
A. Relevant facts ................................................. 3
B. District court proceedings.............................. 4
C. Sixth Circuit proceedings .............................. 6
Reasons for Granting the Petition ............................. 9
I.
The court below grievously erred in
concluding that the prisoner’s criminal act of
voluntarily ingesting illegal drugs could
provide the basis for Eighth Amendment
failure-to-protect and failure-to-supervise
claims. ................................................................. 10
II. This case presents a recurring issue of
exceptional importance to the administration
of prisons. ............................................................ 16
Conclusion ................................................................. 20
iv
PETITION APPENDIX TABLE OF CONTENTS
United States Court of Appeals
for the Sixth Circuit
Opinion in 21-1620
Issued August 10, 2022..................................... 1a–51a
United States Court of Appeals
for the Sixth Circuit
Concurring in Part and
Dissenting in Part in 21-1620
Issued August 10, 2022................................... 52a–66a
United States Court of Appeals
for the Sixth Circuit
Judgment in 21-1620
Issued August 10, 2022................................... 67a–68a
United States District Court
Western District of Michigan
Case No. 1:19-cv-01016
Opinion and Order Approving and Adopting
Report and Recommendation
Issued September 10, 2021 ............................. 69a–76a
United States District Court
Western District of Michigan
Case No. 1:19-cv-01016
Report and Recommendation
Issued July 23, 2021 ..................................... 77a–107a
v
United States Court of Appeals
for the Sixth Circuit
Order Denying Petition for
En Banc in 21-1620
Issued October 3, 2022 ............................... 108a–109a
United States Court of Appeals
for the Sixth Circuit
Transcript of Hearing in 21-1620
Hearing Date April 27, 2022 ...................... 110a–143a
United States District Court
Western District of Michigan
Case No. 1:19-cv-01016
First Amended Complaint
Issued December 4, 2019 ............................ 144a–162a
vi
TABLE OF AUTHORITIES
Cases
Bell v. Wolfish,
441 U.S. 520 (1979) ...................................... 16, 19
Blackburn v. Snow,
771 F.2d 556 (1st Cir. 1985) ............................... 18
Block v. Rutherford,
468 U.S. 576 (1984) ...................................... 16, 17
Cruz v. Beto,
405 U.S. 319 (1972) ............................................ 19
DeShaney v. Winnebago County Dep’t of Social
Services,
489 U.S. 189 (1989) ...................................... 11, 13
Estelle v. Gamble,
429 U.S. 97 (1976) ........................................ 11, 15
Farmer v. Brennan,
511 U.S. 825 (1994) ........................................ 9, 11
Florence v. Bd. of Chosen Freeholders of Cnty. of
Burlington,
566 U.S. 318 (2012) ............................................ 12
Helling v. McKinney,
509 U.S. 25 (1993) .............................................. 11
Hill v. Koon,
977 F.2d 589 (9th Cir. 1992) .............................. 17
Hudson v. Palmer,
468 U.S. 517 (1984) ............................................ 16
Jones v. North Carolina Prisoners’ Labor Union,
433 U.S. 119 (1977) ............................................ 19
vii
Meachum v. Fano,
427 U.S. 215 (1976) ............................................ 19
Moore v. Hunter,
847 F. App’x 694 (11th Cir. 2021) ...................... 15
O’Lone v. Estate of Shabazz,
482 U.S. 342 (1987) ............................................ 19
Overton v. Bazzetta,
539 U.S. 126 (2003) ............................................ 16
Prison Legal News v. Sec’y. Fla. Dep’t of Corr.,
890 F.3d 954 (11th Cir. 2018) ............................ 17
Rhodes v. Chapman,
452 U.S. 337 (1981) ............................................ 12
Trop v. Dulles,
356 U.S. 86 (1958) .............................................. 12
Turner v. Safley,
482 U.S. 78 (1987) .............................................. 19
United States v. Millan-Machuca,
991 F.3d 7 (1st Cir. 2021) ................................... 17
United States v. Mills,
66 F. App’x 273 (2d Cir. 2003) ........................... 17
Washington v. Harper,
494 U.S. 210 (1990) ............................................ 19
Statutes
21 CFR 1308.12(c)(9) ................................................ 12
28 U.S.C. § 1254(1) ..................................................... 1
Mich. Comp. Laws § 333.7214(b) ............................. 12
viii
Other Authorities
Chambers 20th Century Online Dictionary ............ 12
Christopher P. Keleher, Judges As Jailers: The
Dangerous Disconnect Between Courts and
Corrections, 45 Creighton L. Rev. 87, 119
(2011) .................................................................. 16
Prisons: Today and Tomorrow 237 (J. Pollock ed.
1997).................................................................... 12
Constitutional Provisions
U.S. Const. amend. VIII ............ i, 1, 2, 4, 9, 10, 11, 14
U.S. Const. amend. XIV .............................................. 4
1
OPINIONS BELOW
The Sixth Circuit’s denial of the Michigan Department of Corrections defendants’ en banc petition, App.
108a–109a, is not reported but is available at 2022 WL
10219849. The Sixth Circuit’s opinion, App. 1a–51a, is
reported at 44 F.4th 452 (6th Cir. 2022). The district
court’s opinion adopting the magistrate judge’s report
and recommendation in full and granting the Michigan Department of Corrections defendants’ motion for
summary judgment, App. 69a–76a, is not reported but
is available at 2021 WL 4129209. The district court
magistrate judge’s report and recommendation, App.
77a–107a, is not reported but is available at 2021 WL
5019034.
JURISDICTION
The court of appeals issued its denial of the en
banc petition on October 3, 2022, and its opinion on
August 10, 2022. Petitioners invoke this Court’s jurisdiction under 28 U.S.C. § 1254(1) by filing the petition
within 90 days of the denial of en banc review.
CONSTITUTIONAL PROVISION INVOLVED
The Eighth Amendment to the United States Constitution, U.S. Const. amend. VIII, provides:
Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.
2
INTRODUCTION
Zakora’s death from a drug overdose in a state
prison facility was caused by his own voluntary criminal behavior. That should have been the end of the
qualified immunity inquiry. This kind of criminal act
by a prisoner cannot give rise to a constitutional claim
under the Eighth Amendment for injury caused by the
prisoner’s free decision to use illegal drugs. It would
be a novel right for a prisoner or his estate to benefit
from the prisoner’s own criminal conduct—and one
contrary to every understanding of what the Eighth
Amendment protects against. As the dissent below
noted, “By its terms, the voluntary and illegal nature
of Zakora’s activity pushes the claim outside the
Eighth Amendment’s ambit.” App. 59a. Indeed, despite Zakora’s regrettable death from overdose, corrections officials could not have “inflict[ed] this harm
on Zakora” “when prison rules, state law, and federal
law prohibit it—and Zakora violated those rules and
laws[.]” App. 59a (emphasis in original). The Eighth
Amendment does not cover such a claim.
Yet none of this deterred the majority below from
concluding that the Estate of the prisoner plausibly
alleged constitutional violations for failure to protect
and failure to supervise when he voluntarily ingested
illegal drugs banned by the Michigan prison system
and died as a result. App. 22a–42a.
The majority’s decision places a tremendous
strain on prison administrators to adopt protocols that
immediately respond to every instance of suspected
drug possession and abuse, and on prison employees
to look into their crystal ball and determine when
3
inmates might come to harm from their own voluntary, illegal conduct.
Consider the litany of examples provided by the
dissent in the prison context. Would we hold prison
officials liable for cruel and unusual punishment if a
prisoner is harmed while
●
voluntarily smoking in violation of prison rules,
●
insisting he be housed with a known violent
cellmate,
●
insisting on using hazardous facilities,
●
voluntarily turning down the temperature in
his cell for himself in violation of prison rules,
●
attempting to escape, or
●
injecting himself with an unsanitary needle?
App. 61a. “Asking is answering. The Eighth Amendment does not cover this claim.” App. 61a.
STATEMENT OF THE CASE
A. Relevant facts
In January 2017, three prisoners in Housing Unit
C at Lakeland Correctional Facility suffered drug
overdoses during one weekend. One prisoner suffered
a “possible overdose” Friday evening, January 20,
2022, and was taken to a hospital. Another prisoner
suffered a suspected overdose on Saturday, January
21, 2022, was revived with Narcan and remained in
4
the prison. Inmate Seth Zakora overdosed on Saturday night and died from fentanyl toxicity on Sunday
morning. All three inmates overdosed in separate
rooms of the facility’s Unit C.
According to the amended complaint, the three inmates obtained access to the fentanyl when drug distributors tossed fentanyl-filled basketballs over the
prison fence and yet-to-be-identified individuals recovered the drugs and distributed them to inmates.
B. District court proceedings
Seth Zakora’s mother, Brandy Zakora, on behalf
of the Estate, filed a four-count complaint against
eight Michigan Department of Corrections (MDOC)
employees (two prison guards and six administrators),
four employees of the Michigan State Police, and an
unnamed corrections official. App. 144a–162a.
Count I alleged that MDOC defendants Chrisman, Huntley, Hoffner, Rivard, Washington, and
Rurka failed to protect Zakora from illegal drugs that
entered Lakeland, in violation of Zakora’s Eighth
Amendment rights. Count II alleged that these same
defendants violated Zakora’s Fourteenth Amendment
rights under the state-created-danger doctrine by failing to investigate allegations of drug smuggling.
Count III alleged that MDOC defendants Washington, Rivard, and Hoffner failed to train and supervise
their subordinates with regard to preventing the
smuggling of drugs into the prison, in violation of Zakora’s Fourteenth Amendment rights. Count IV alleged an Eighth Amendment deliberate-indifference
claim against MDOC defendants Johnson and Mobley
for failing to promptly check on Zakora after a
5
prisoner allegedly told them that something was
wrong with Zakora.
Ms. Zakora alleged that high-ranking MDOC officials had longstanding knowledge that illegal drugs
were being smuggled into Michigan’s prisons, including Michigan’s Lakeland facility, the site of her son’s
fatal overdose, yet they took no action to investigate
or stop the illegal drugs from entering the prison. App.
152a–154a. She also alleged that the facility’s warden
and other facility prison officials had specific
knowledge of the drug-smuggling operation yet failed
to investigate or stop drugs from coming into the
prison. App. 151a–154a. She further alleged that
some corrections officials were themselves involved in
the drug smuggling. App. 152a. Ms. Zakora did not allege that her son’s overdose was anything other than
self-induced and accidental. App. 144a–162a.
Ms. Zakora did not oppose the dismissal of Count
II. App. 82a–83a. The magistrate judge recommended
dismissal of all the claims (Counts, I, III, and IV)
against the corrections defendants. App. 78a. Her
analysis noted that the state defendants “raise[d] the
issue of qualified immunity.” App. 83a. The magistrate judge then observed that Ms. Zakora’s case citations were “not directly applicable” before concluding
that she failed to allege a constitutional violation.
App. 94a.
The district court agreed with this recommendation, ruling that the officials won on prong one of the
qualified immunity claim—that no constitutional violation occurred as a matter of law—and holding that
Ms. Zakora’s claims do not state any plausible constitutional violation. App. 71a–73a.
6
C. Sixth Circuit proceedings
Ms. Zakora appealed to the Court of Appeals for
the Sixth Circuit. In a published opinion, the panel
majority affirmed in part and reversed in part the district court’s rulings. The court of appeals held that Ms.
Zakora failed to establish a plausible constitutional
violation with respect to the serious-medical-needs
claim against the two corrections officers as well as
the failure-to-protect claims against MDOC Director
Washington. App. 40a–42a. But the Court permitted
the failure-to-protect and failure-to-supervise claims
against the prison administrators and supervisors to
proceed as cognizable constitutional violations at
prong one of the qualified immunity inquiry. App.
22a–40a. After analogizing Zakora’s voluntary action
to an act of suicide, the majority held that an action
could lie despite Zakora’s voluntary criminal act:
[A]n inmate who suffers a drug overdose will
not automatically lose a failure-to-protect
claim simply because he voluntarily ingested
the drugs. Such a claim is cognizable if the inmate alleges, and ultimately establishes, that
he was at serious risk of injury from the presence of drugs before the injury occurred.
App. 26a.
As to prong two of the qualified immunity inquiry,
the majority held that the state defendants had forfeited the issue by not raising the “clearly established”
prong on appeal, and remanded the issue to the district court to decide it in the first instance after factual
development. App. 51a.
7
Judge Sutton concurred in part and dissented in
part. He concurred in the majority’s ruling holding
that Ms. Zakora failed to establish a plausible constitutional violation with respect to the serious-medicalneeds claim, as well as the majority’s affirmance of the
dismissal of the failure-to-protect claims against the
head of the corrections department. App. 53a. But he
dissented both as to the majority’s holding permitting
the failure-to-protect claim against the prison guards
and administrators and the failure-to-supervise claim
against prison administrators to proceed as a cognizable constitutional violation at prong one of the qualified immunity inquiry, and as to its holding on prong
two of the qualified immunity inquiry, “where the
Court simultaneously says that the defendants forfeited the argument and remands the issue for the district court to decide it in the first instance.” App. 54a
(emphasis added).
As to prong one, Judge Sutton concluded that the
prison officials did not violate the U.S. Constitution.
App. 55a. “By its terms,” he said, “the voluntary and
illegal nature of Zakora’s activity pushes the claim
outside the Eighth Amendment’s ambit.” App. 59a.
And he queried how corrections officials could inflict
this harm on Zakora in violation of the Eighth Amendment, “when prison rules, state law, and federal law
prohibit it—and Zakora violated those rules and
laws[.]” App. 59a.
Judge Sutton explained that “[t]raditional conditions-of-confinement cases arise in a markedly different context” from this case, pointing out a feature of
those cases that is “conspicuously absent in this
case”—namely, the existence of the types of risks “an
8
inmate cannot reasonably be expected to avoid on his
own,” those in which the inmate “has no way out.”
App. 59a–60a. He noted that any risk Zakora incurred
based on “the availability of drugs did not become serious until he chose to use them.” App. 61a.
As to prong two, Judge Sutton opined that the
MDOC defendants had not forfeited their argument
and that the Estate had not even remotely shown that
the law on the books at the time of this incident left
the illegality of the officials’ actions “beyond debate.”
App. 55a–59a, 61a–66a. “Zakora has not identified
any court in the country, anytime anywhere, that has
recognized such a claim. No hints, no dicta, no holdings.” App. 54a. 1 Judge Sutton concluded that because
there was no forfeiture, no constitutional violation
and no clearly established violation, “the prison
guards and administrators should not be subject to liability or, indeed, even the burdens of litigation.” App.
66a (internal quotes and citation omitted).
1 Although the MDOC Defendants agree with Judge Sutton on
these points, they are not raising prong two of the qualified immunity analysis in this petition for certiorari because whether
forfeiture occurred is fact-specific and therefore not cert-worthy.
9
REASONS FOR GRANTING THE PETITION
This case presents a question of exceptional importance—one that will recur. And the answer will
significantly affect the administration of prisons.
This Court should grant the petition to consider
whether a prisoner’s criminal act of voluntarily ingesting an illegal drug banned within the prison can
give rise to a federal constitutional claim that state
corrections officials failed to protect or failed to supervise under the Eighth Amendment.
Resolution of this issue is vital for two reasons.
First, creating a novel right of a prisoner or his
estate to benefit from his own voluntary criminal activity expands the Eighth Amendment—an expansion
that is not only unwarranted but also wholly contrary
to the principles that undergird the Punishment
Clause. Indeed, in the prison context, the Eighth
Amendment protects those who cannot protect themselves or obtain outside aid because of their confinement. Farmer v. Brennan, 511 U.S. 825, 833 (1994). It
is not meant to protect prisoners from their own choice
to engage in voluntary, criminal activity that the
prison system bans.
Second, in combatting the persistent problem of
illegal drugs in prisons, prison officials should not be
subject to liability for failing to guess when an inmate
will choose to engage in the crime of ingesting contraband and incur harm in the process. This creates an
untenable burden for the prison system. It also strips
officials of their reasoned assessment of the appropriate scope and timing of a facility’s response to actual
10
and suspected drug use. Prison officials need latitude
to respond to emergent situations with the judgment
that comes with experience. Knee-jerk lockdowns may
sound appealing as a solution to such prison issues,
but those drastic actions can come at the cost of prisoner morale and safety, as well as the safety of prison
officials themselves.
I.
The court below grievously erred in
concluding that the prisoner’s criminal act
of voluntarily ingesting illegal drugs could
provide the basis for Eighth Amendment
failure-to-protect and failure-to-supervise
claims.
This is not first time a prisoner has died from an
overdose or similar event from the voluntary use of illegal drugs in prison. Yet there does not appear to be
a single case—from any court, from anywhere in the
country—supporting the panel majority’s conclusion
that voluntary ingestion of illegal drugs can provide a
basis for liability. That is because there is no constitutional violation under the Eighth Amendment for any
injury that arises from a prisoner’s voluntary, criminal act of using illegal drugs.
For that reason, the dearth of caselaw is hardly
surprising. As Judge Sutton noted when discussing
prong one of the corrections defendants’ qualified immunity defense, “[t]raditional conditions-of-confinement cases arise in a markedly different context” from
this case. App. 59a.
The types of risks that give rise to Eighth Amendment claims are those “an inmate cannot reasonably
be expected to avoid on his own.” App. 60a. As this
11
Court explained in DeShaney v. Winnebago County
Dep’t of Social Services, 489 U.S. 189, 199–200 (1989),
when the State restrains an individual’s liberty such
that he cannot care for himself, it must provide for his
“basic human needs—e.g., food, clothing, shelter, medical care, and reasonable safety.” Id. (internal citations omitted). Failure to do so “transgresses the substantive limits on state action set by the Eighth
Amendment . . .” Id. It is well established, for example, that prison “officials are not free to let the state of
nature take its course,” Farmer, 511 U.S. at 833, and
no one contends that officials can simply ignore an inmate’s serious medical needs, Estelle v. Gamble, 429
U.S. 97, 103 (1976), or physical safety, Helling v.
McKinney, 509 U.S. 25, 31–33 (1993). 2
But in contrast here, Zakora’s conduct of ingesting
illegal contraband was voluntary. There are no allegations that a prison official forced him to take fentanyl;
he chose to do so. The mere fact that he could have
avoided the unfortunate result of his lethal overdose
sets this case apart from the typical conditions-of-confinement case.
And rightly so. The hallmark of the Eighth
Amendment is the prohibition on punishment being
“inflicted.” (U.S. Const. amend. VIII: “Excessive bail
2 The State acknowledges that an Eighth Amendment deliber-
ate-indifference claim may arise in some circumstances in which
state corrections officials fail to act after a prisoner has criminally ingested drugs by failing to provide necessary medical care.
But the Sixth Circuit panel majority correctly found that the
count related to this claim was properly dismissed. App. 42a
(“[N]either [correctional official] were aware that Zakora was suffering from a serious medical condition before he died, and they
acted appropriately once they were made so aware.”).
12
shall not be required, nor excessive fines imposed, nor
cruel and unusual punishments inflicted.”) (emphasis
added). Although there is “[n]o static ‘test’ . . . by
which courts determine whether conditions of confinement are cruel and unusual,” it is well accepted that
the Eighth Amendment “ ‘must draw its meaning
from the evolving standards of decency that mark the
progress of a maturing society.’ ” Rhodes v. Chapman,
452 U.S. 337, 346 (1981) (quoting Trop v. Dulles, 356
U.S. 86, 101 (1958) (plurality opinion)). A prisoner’s
own choice to ingest contraband cannot offend evolving standards of decency with respect to that of prison
officials. Too, a punishment that is inflicted is one that
is “lay[ed] on” or “impose[d].” Chambers 20th Century
Online Dictionary. It can hardly be said that a prisoner’s voluntary choice to ingest contraband has been
imposed on him by prison staff or administrators.
The criminal nature of Zakora’s actions also sets
this case apart from the typical conditions-of-confinement case. Drugs like fentanyl are contraband—items
that prison rules prohibit prisoners from having while
detained in prison. See Florence v. Bd. of Chosen Freeholders of Cnty. of Burlington, 566 U.S. 318, 332
(2012) (citing Prisons: Today and Tomorrow 237 (J.
Pollock ed. 1997) (defining contraband as any item
that is possessed in violation of prison rules)). As this
Court has explained, contraband in prison facilities
undermines security, poses a significant danger, and
can create additional problems as currency in a jail’s
culture and underground economy. Id. at 332–33.
Fentanyl is also a schedule II narcotic under both
state and federal law. Mich. Comp. Laws
§ 333.7214(b); 21 CFR 1308.12(c)(9).
13
The panel majority attempts to sidestep these important distinctions by explaining that “[t]he Estate
would have no claim if this were simply a run-of-themill drug overdose case,” but concluding that “the relevant defendants allegedly knew that Zakora was at
risk and ignored that risk,” which makes this case “directly comparable to the suicide ‘deliberate-indifference’ cases where this court has allowed the claim to
proceed beyond the pleading stage.” App. 31a–32a.
But the suicide cases are different in kind from injuries that arise from criminality. Suicide cases are a
species of adequate medical care cases, where “the
Eighth Amendment covers them because an inmate,
isolated from society, ‘must rely on prison authorities’
for treatment.” App. 63a–64a. That’s not the case for
the voluntary ingestion of drugs banned by the prison.
In DeShaney, this Court examined the categorical
distinction between a person taken into state custody
and one who lives in the community. 489 U.S. at 199–
200. In restraining a person’s liberty, the incarceration renders the prisoner “unable to care for himself,”
regarding “food, clothing, shelter, medical care, and
reasonable safety.” Id. at 201. But that is not true for
illegal drugs and the dangers they present. Whereas
Zakora was dependent on the prison for his clothing,
shelter, medical care, and reasonable safety, his ability to protect himself from dangerous drugs remained
within his control. Zakora’s incarceration did not “restrain[ ] [his] freedom to act on his own behalf” to refrain from taking drugs. Id. at 200.
And that is the key. As noted by Judge Sutton in
his dissent, Zakora freely elected to engage in the exact conduct that caused his death, the criminal
14
ingestion of illegal drugs, which violated the rules of
the prison. 3 See App. 61a (“Zakora never argues that
her son consumed fentanyl involuntarily. What was
true outside prison was true inside prison. Any risk
from the availability of drugs did not become serious
until he chose to use them.”). In this way, he was like
any other ordinary resident in Michigan, who generally has no claim of relief against state officials for
their failure to prevent the spread of drugs in the community. The decision to use drugs was Zakora’s and
his alone. That the corrections officials might have
been able to act more quickly or effectively in preventing the spread of drugs in the facility does not give rise
to a claim under the Eighth Amendment. 4
The point at which Zakora required medical care
after ingesting gave rise to the State’s obligation to
render care, but the Sixth Circuit correctly rejected
the claim that corrections officials failed to act to help
him. 5 Thus, Zakora’s position in the prison is fundamentally different from a suicidal prisoner who must
rely on state officials for protection and medical care.
3 There was no claim that corrections officials knew that Zakora
was addicted to drugs to any degree, and no claim was made that
he was unable to voluntarily refrain from consuming the drugs
at issue here.
4 Although the Estate alleges that in the months prior to Zakora’s death, the MDOC “had notice that corrections officers
were smuggling drugs into prisons,” App. 152a, there are no allegations that these officials were engaged in drug smuggling.
And even if there were some corrupt officials, it would not change
the ability of the ordinary resident in the prison “community” to
refrain from voluntary ingesting illegal drugs.
5 See n 2 above.
15
Moreover, the Corrections officials did not have
advanced knowledge in any event. Courts look to see,
for example, whether there has been a history with
suicide attempts, severe mental health issues, suicide
threats, or the exhibiting of suicidal tendencies. E.g.,
Moore v. Hunter, 847 F. App’x 694, 697 (11th Cir.
2021) (“ ‘[F]ailure to prevent suicide has never been
held to constitute deliberate indifference’ ” where a
prison official has no knowledge of an inmate’s suicidal tendencies) (internal citation omitted). That is
because “[i]n order to state a cognizable claim, a prisoner must allege acts or omissions sufficiently harmful to evidence deliberate indifference to serious medical needs.” Estelle, 429 U.S. at 106. Prison officials
cannot be held liable for not guessing when a prisoner
will overdose on contraband drugs.
Here, it is undisputed that there had not been
overdoses in the prison or the unit prior to the weekend of Zakora’s fatal overdose, App. 116a; there is
nothing in the complaint to indicate that Zakora was
on a drug watch, App. 144a–162a; and the close-intime nature of the other two non-fatal weekend overdoes is also undisputed. In short, “the voluntary and
illegal nature of Zakora’s activity pushes the claim
outside the Eighth Amendment’s ambit.” App. 59a.
The majority’s decision below greatly and wrongly
expands the reach of the Eighth Amendment. And it
leaves prison administrators guessing and vulnerable
when they inevitably cannot predict and prevent the
risks flowing from drugs and all other voluntary and
illegal contraband in the prison setting.
16
II. This case presents a recurring issue of
exceptional
importance
to
the
administration of prisons.
Unquestionably, “[d]rug and alcohol abuse by
prisoners is unlawful and a direct threat to legitimate
objectives of the corrections system, including rehabilitation, the maintenance of basic order, and the prevention of violence in the prisons.” Overton v.
Bazzetta, 539 U.S. 126, 129 (2003). Unfortunately,
within the “volatile ‘community’ ” of a prison, Hudson
v. Palmer, 468 U.S. 517, 526 (1984), there is a demand
for illegal drugs, and the drugs find their way in, despite prison officials’ efforts to curb their availability.
Misuse of contraband drugs in our country’s prisons is not new. Regrettably, it is commonplace. This
Court has long noted that “[d]rug smuggling and drug
use in prison are intractable problems.” Overton, 539
U.S. at 134; see also Bell v. Wolfish, 441 U.S. 520, 559
(1979) (noting that “[a] detention facility is a unique
place fraught with serious security dangers,” and that
“[s]muggling of . . . drugs . . . is all too common an
occurrence.”); Block v. Rutherford, 468 U.S. 576, 588–
89 (1984) (“We can take judicial notice that the unauthorized use of narcotics is a problem that plagues virtually every penal and detention center in the country.”); Hudson, 468 U.S. at 527 (taking judicial notice
that the introduction of drugs and other contraband
into the prison premises “is one of the most perplexing
problems of prisons today”). See also Christopher P.
Keleher, Judges As Jailers: The Dangerous Disconnect
Between Courts and Corrections, 45 Creighton L. Rev.
87, 119 (2011) (recounting that drug trade in prison
“was – and still is – big business,” that the “money and
17
power at stake is staggering,” and that “gangs parlay
intake search restrictions into fortunes”).
This Court and lower courts across the nation
have recognized the varied and often ingenious ways
inmates smuggle in illegal drugs. Here it was purported to be by means of drug-filled basketballs hurled
over the yard fence, a tactic that is not unique to Michigan facilities. See United States v. Millan-Machuca,
991 F.3d 7, 15 (1st Cir. 2021) (explaining that drugs
are often smuggled in by visitors to prisons, generally
concealed in body cavities, or by “pitch-ins”–packages
that accomplices on the outside literally “pitched” over
the prison walls, retrieved from prison yards, and sold
to other inmates). Other facilities have encountered
similarly creative methods. See, e.g., Block, 468 U.S.
at 586–87 (noting that contact visits “open the institution to the introduction of drugs” and that “identification of those inmates who have propensities for. . .
drug smuggling is a difficult if not impossible task.”);
Prison Legal News v. Sec’y. Fla. Dep’t of Corr., 890
F.3d 954, 958 (11th Cir. 2018) (discussing inmates
who abuse correspondence privileges by using their
stamps as a currency in the underground prison economy to buy drugs); United States v. Mills, 66 F. App’x
273, 275 (2d Cir. 2003) (discussing an inmate who
used his children to his own criminal advantage by insisting that children accompany his drug-smuggling
mother on visits in order to create a distraction); Hill
v. Koon, 977 F.2d 589, *1 (Table) (9th Cir. 1992), as
amended on denial of reh’g (Dec. 18, 1992) (noting that
visitors often place drugs in sandwich baggies and
tubes before inserting them into their body cavities,
then remove the drugs in a prison restroom and pass
them to the inmates during some sort of diversion,
18
whereby the inmates then insert the drugs into their
anal cavities and transport them inside the prison.);
Blackburn v. Snow, 771 F.2d 556, 574 (1st Cir. 1985)
(noting that visitors can easily conceal drugs “in
countless ways and pass them to an inmate unnoticed
by even the most vigilant observers.”)
In the midst of such challenges, the panel majority
decision below has now created an impossible standard for prison officials, potentially holding them liable
for not immediately initiating an investigation and
eradicating all drugs in the prison or in a particular
unit whenever there is a suspected drug overdose.
Here, for example, the majority below apparently
expected prison officials to initiate a drug smuggling
investigation, and possibly, a lockdown and disruptive
cell search following two suspected drug overdoses—
one occurring on Friday night, the second occurring on
Saturday morning, when most prison administrators
and officials qualified to conduct investigations of
drug overdoses are not working and when the results
of drug testing had not yet been received—and to
eradicate all drugs in Zakora’s unit (and perhaps, the
entire prison), before Zakora’s voluntary ingestion of
illegal narcotics on the same Saturday night.
Until now, inmates have not asserted that their
voluntary illegal ingestion of contraband was someone
else’s problem. Nor, until now, has any court held that
the resultant harm of such voluntary behavior was a
type of punishment inflicted on them by prison officials as a condition of their confinement.
Should the unwarranted specter of litigation like
this linger in prison officials’ minds, they will be
19
forced to adjust prison policies in an attempt to meet
the impossible task of foretelling harm from the voluntary use of illegal drugs—for example, by completely locking down a unit or even a whole prison, or
immediately initiating a disruptive and costly search
of individual cells each of the inevitably frequent
times an inmate may have ingested illegal drugs or
overdosed. In a vacuum, immediate measures, even in
response to illegal activity, might seem prudent. But
in the difficult job of managing a prison, these actions,
performed prematurely, have consequences that go
well beyond cost—including disruption, security risks,
and impact on morale of prisoners and staff.
It is for precisely reasons such as these that this
Court has often emphasized that prison authorities’
resolution of the problems of prison administration
should be accorded deference by the courts. See, e.g.,
Washington v. Harper, 494 U.S. 210, 223–24 (1990);
Turner v. Safley, 482 U.S. 78, 84–86 (1987); O’Lone v.
Estate of Shabazz, 482 U.S. 342, 349 (1987); Bell, 441
U.S. at 547; Jones v. North Carolina Prisoners’ Labor
Union, 433 U.S. 119, 128 (1977); Meachum v. Fano,
427 U.S. 215, 228–29 (1976); Cruz v. Beto, 405 U.S.
319, 321 (1972). Indeed, “[r]unning a prison is an inordinately difficult undertaking that requires expertise, planning, and the commitment of resources, all
of which are peculiarly within the province of the legislative and executive branches of government.”
Turner, 482 U.S. at 84–85; Bell, 441 U.S. at 547–48
(1979) (“Such considerations are peculiarly within the
province and professional expertise of corrections officials. . . .”) (cleaned up).
20
In sum, the panel decision below improperly expands the scope of the Eighth Amendment and sets up
prison officials for failure in the ongoing, nationwide
battle against drugs in our prisons.
CONCLUSION
For these reasons, this Court should grant the
petition.
Respectfully submitted,
Ann M. Sherman
Michigan Solicitor General
Counsel of Record
P.O. Box 30212
Lansing, Michigan 48909
ShermanA@michigan.gov
(517) 335-7628
B. Eric Restuccia
Deputy Solicitor General
Zachary Zurich
Assistant Attorney General
Corrections Division
Dated: JANUARY 2023
Attorneys for Petitioners
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.