Respondents Brief — N. S., Only Child of Decedent, Ryan Stokes, By and Through Her Natural Mother and Next Friend, Brittany Lee, et al., Petitioners v. Kansas City Board of Police Commissioners, et al.
Supreme Court briefFeb 17, 2023
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No. 22-556
IN THE
Supreme Court of the United States
N.S., ONLY CHILD OF DECEDENT, RYAN STOKES, BY AND
THROUGH HER NATURAL MOTHER AND NEXT FRIEND,
BRITTANY LEE; NARENE JAMES,
Petitioners,
v.
KANSAS CITY BOARD OF POLICE COMMISSIONERS;
MICHAEL RADER; LELAND SHURIN; ANGELA WASSONHUNT; ALVIN BROOKS; MAYOR SLY JAMES; DARRYL
FORTE; RICHARD SMITH; WILLIAM THOMPSON; DAVID
KENNER,
Respondents.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Eighth Circuit
BRIEF FOR RESPONDENTS IN OPPOSITION
ANDREW BAILEY
Attorney General of Missouri
DIANE PETERS
Assistant Attorney General
615 E. 14th St., Suite 401
Kansas City, MO 64106
JEFFREY J. SIMON
MICHAEL T. RAUPP
Counsel of Record
SPENCER TOLSON
HUSCH BLACKWELL LLP
4801 Main St., Suite 1000
Kansas City, MO 64112
(816) 983-8000
michael.raupp
@huschblackwell.com
Counsel for Respondents
February 17, 2023
QUESTIONS PRESENTED
Police officers are entitled to qualified immunity
unless (1) they violated a federal statutory or
constitutional right; and (2) the unlawfulness of their
conduct was “clearly established” at the time. To be
clearly established, the law must have a clear
foundation in existing law, and the specificity of that
prior precedent is “especially important in the
Fourth Amendment context.” Mullenix v. Luna, 577
U.S. 7, 12 (2015) (per curiam).
Here, no factually similar precedent illustrated
that Officer William Thompson violated clearly
established law when he fired his service weapon at
a suspect fleeing a fellow officer. After the suspect
made eye contact with Officer Thompson—in full
police uniform and pointing his gun—the suspect ran
past Officer Thompson to a car, opened and closed
the driver’s door, and ran back toward the pursuing
officer. Officer Thompson could not see the suspect’s
right hand after he reached the car. While running
back toward the pursuing officer, the suspect raised
his hands to his waist. Making the split-second
decision that he was preventing an ambush on his
fellow officer, Officer Thompson fired three times,
killing the suspect. The questions presented are:
1. When no factually analogous precedent clearly
establishes a constitutional violation—and the most
analogous circuit precedent indicates that the
officer’s actions were constitutional—whether courts
should follow this Court’s precedent and grant
qualified immunity, or apply a more lenient standard
and deny qualified immunity.
2. Whether this Court should abolish its longstanding doctrine of qualified immunity.
ii
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED ......................................i
TABLE OF CONTENTS .......................................... ii
TABLE OF AUTHORITIES .................................... iv
INTRODUCTION ..................................................... 1
STATEMENT OF THE CASE .................................. 2
I.
Facts Known to Officer Thompson. .................. 2
II.
Legal Framework. ............................................. 4
III. Procedural History............................................ 6
REASONS FOR DENYING THE PETITION ......... 8
I.
II.
There Is No Circuit Split. ................................. 8
A.
The Eighth Circuit adheres to this
Court’s consistent precedents and
does not conflict with other circuits. ...... 11
B.
The Fifth and Sixth Circuits likewise
follow this Court’s precedents and
are not in conflict with other circuits. ... 13
C.
The remaining circuits discussed by
petitioners apply the doctrine in the
same way................................................. 18
This Case Is A Poor Vehicle To Address
Petitioners’ Questions Presented. .................. 21
iii
III. The Decision Below Is Correct. ...................... 25
A.
The court of appeals correctly
affirmed the grant of qualified
immunity to Officer Thompson. ............. 25
B.
This Court should not abandon
qualified immunity. ................................ 33
CONCLUSION........................................................ 35
iv
TABLE OF AUTHORITIES
Page(s)
Cases
Anderson v. Creighton,
483 U.S. 635 (1987) ................................................. 5
Ashcroft v. al-Kidd,
563 U.S. 731 (2011) ........................................... 5, 17
Banks v. Hawkins,
999 F.3d 521 (8th Cir. 2021),
cert. denied,
142 S. Ct. 2674 (2022) ................... 11, 12, 13, 20, 22
Bell v. Neukirch,
979 F.3d 594 (8th Cir. 2020) ................................. 12
Billingsley v. City of Omaha,
277 F.3d 990 (8th Cir. 2002) ................................. 31
Brown v. City of Golden Valley,
574 F.3d 491 (8th Cir. 2009) ................................. 12
Capps v. Olson,
780 F.3d 879 (8th Cir. 2015) ................................. 13
Caskey v. Fenton,
No. 22-3100, 2022 WL 16964963
(6th Cir. Nov. 16, 2022) ......................................... 18
City of S.F. v. Sheehan,
575 U.S. 600 (2015) ............................................... 24
City of Tahlequah v. Bond,
142 S. Ct. 9 (2021) ................................. 5, 10, 12, 34
v
Cope v. Cogdill,
3 F.4th 198 (5th Cir. 2021) ............................. 15, 16
Courtright v. City of Battle Creek,
839 F.3d 513 (6th Cir. 2016) ................................. 18
Craighead v. Lee,
399 F.3d 954 (8th Cir. 2005) ................................. 13
Crawford v. Tilley,
15 F.4th 752 (6th Cir. 2021) ................................. 17
Delta Air Lines, Inc. v. August,
450 U.S. 346 (1981) ............................................... 23
District of Columbia v. Wesby,
138 S. Ct. 577 (2018) ........................... 5, 6, 9, 10, 12
Doxtator v. O’Brien,
39 F.4th 852 (7th Cir. 2022) ................................. 19
Goffin v. Ashcraft,
977 F.3d 687 (8th Cir. 2020) ................................. 13
Gordon v. Bierenga,
20 F.4th 1077, 1082 (6th Cir. 2021),
cert. denied, 143 S. Ct. 302 (2022) ........................ 16
Graham v. Connor,
490 U.S. 386 (1989) ................................... 28, 31, 34
Harlow v. Fitzgerald,
457 U.S. 800 (1982) ........................................... 5, 35
Hernandez v. Mesa,
137 S. Ct. 2003 (2017) ....................................... 2, 27
vi
Hoggard v. Rhodes,
141 S. Ct. 2421 (2021) ........................................... 23
Hope v. Pelzer,
536 U.S. 730 (2002) ............................................... 15
Howard v. Kansas City Police Dep’t,
570 F.3d 984 (8th Cir. 2009) ........................... 11, 12
Jacobs v. W. Feliciana Sheriff’s Dep’t,
228 F.3d 388 (5th Cir. 2000) ................................. 16
Johnson v. City of Minneapolis,
901 F.3d 963 (8th Cir. 2018) ................................. 12
Juarez v. Aguilar,
666 F.3d 325 (5th Cir. 2011) ................................. 14
Kenjoh Outdoor, LLC v. Marchbanks,
23 F.4th 686 (6th Cir. 2022) ........................... 16, 17
Kingsley v. Hendrickson,
576 U.S. 389 (2015) ........................................... 2, 26
Kisela v. Hughes,
138 S. Ct. 1148 (2018) ................................. 6, 28, 32
Lee v. Russ,
33 F.4th 860 (6th Cir. 2022) ................................. 18
Loch v. City of Litchfield,
689 F.3d 961 (8th Cir. 2012) ................................. 31
Luer v. Clinton,
987 F.3d 1160 (8th Cir. 2021) ............................... 12
vii
Malley v. Briggs,
475 U.S. 335 (1986) ............................................... 10
Monell v. Dep’t of Soc. Servs.,
436 U.S. 658 (1978) ................................................. 4
Morrow v. Meachum,
917 F.3d 870 (5th Cir. 2019) ........................... 14, 15
Mountain Pure, LLC v. Roberts,
814 F.3d 928 (8th Cir. 2016) ................................. 20
Mullenix v. Luna,
577 U.S. 7 (2015) ............................................ i, 6, 17
Nance v. Sammis,
586 F.3d 604 (8th Cir. 2009) ................................. 32
Ngo v. Storlie,
495 F.3d 597 (8th Cir. 2007) ................................. 32
OBB Personenverkehr AG v. Sachs,
577 U.S. 27 (2015) ................................................. 33
Pearson v. Callahan,
555 U.S. 223 (2009) ................................................. 7
Pierson v. Ray,
386 U.S. 547 (1967) ............................................... 35
Quraishi v. St. Charles Cnty.,
986 F.3d 831 (8th Cir. 2021) ................................. 12
Rahim v. Doe,
51 F.4th 402 (1st Cir. 2022) .................................. 19
viii
Rivas-Villegas v. Cortesluna,
142 S. Ct. 4 (2021) ..................................... 10, 30, 34
Rivera v. Monko,
37 F.4th 909 (3d Cir. 2022) ................................... 19
Robbins v. City of Des Moines,
984 F.3d 673 (8th Cir. 2021) ................................. 12
Rohrbough v. Hall,
586 F.3d 582 (8th Cir. 2009) ................................. 12
Saucier v. Katz,
533 U.S. 194 (2001) ..................................... 6, 34, 35
Seidner v. de Vries,
39 F.4th 591 (9th Cir. 2022) ........................... 19, 20
Sharpe v. Winterville Police Dep’t,
No. 21-1827, 2023 WL 1787881
(4th Cir. Feb. 7, 2023) ........................................... 19
Shekleton v. Eichenberger,
677 F.3d 361 (8th Cir. 2012) ................................. 12
Taylor v. Riojas,
141 S. Ct. 52 (2020) ......................................... 10, 16
Tennessee v. Garner,
471 U.S. 1 (1985) ............................................. 31, 32
Thompson v. Hubbard,
257 F.3d 896 (8th Cir. 2001) ................. 8, 25, 30, 31
Trammell v. Fruge,
868 F.3d 332 (5th Cir. 2017) ................................. 14
ix
Tucker v. City of Shreveport, Louisiana,
No. 21-569 (Dec. 6, 2021) ...................................... 24
Wade v. Daniels,
36 F.4th 1318 (11th Cir. 2022) ............................. 20
White v. Pauly,
580 U.S. 73 (2017) ............................................... 2, 9
Z.J. ex rel. Jones v. Kansas City Bd. of Police
Comm’rs,
931 F.3d 672 (8th Cir. 2019) ................................. 12
Zadeh v. Robinson,
928 F.3d 457 (5th Cir. 2019) ................................. 15
Ziglar v. Abbasi,
137 S. Ct. 1843 (2017) ................................... 4, 5, 34
Statutory Authorities
42 U.S.C. § 1983 ............................................ 4, 5, 6, 26
Additional Authorities
A Defense of Qualified Immunity,
93 Notre Dame L. Rev. 1853 (2018) ..................... 33
INTRODUCTION
Five federal judges—through district court
proceedings and two appeals—evaluated the
summary-judgment record in this case.
Each
concluded Officer William Thompson is entitled to
qualified immunity. No judge dissented from either
opinion or from the denial of rehearing en banc.
In the latest opinion affirming the grant of
qualified immunity, the court of appeals concluded
the alleged constitutional violation was not clearly
established. The most factually analogous circuit
precedent indicated that Officer Thompson’s conduct
was constitutional and, at the very least, created
substantial uncertainty on that question—far short
of what is required for petitioners to show clearly
established law. This case is a straightforward
application of this Court’s consistent qualifiedimmunity precedents.
Here, petitioners allege a circuit split on the
abstract question of what level of factual similarity is
required to show clearly established law, but the
alleged split does not exist. Precedent from the
various circuits shows they apply the same law in the
same way. Any differences in case outcomes are
driven by the facts of specific cases, not some
overarching distinction in how circuits apply the law.
Even if the Court wanted to review either
question presented, this case is a poor vehicle in
which to do so.
Most significantly, petitioners
waived an argument they now claim is central to this
case, which would substantially complicate review of
this record. This, along with additional impediments
to effective review, compels denial of the petition.
2
Finally, the court of appeals’ decision is correct in
all respects, and this Court should not abandon its
longstanding application of qualified immunity.
This Court should deny the petition.
STATEMENT OF THE CASE
Against this Court’s consistent command,
petitioners’ statement of the case is replete with
“facts” Officer Thompson never knew at the time of
the incident. The qualified immunity analysis “is
limited to ‘the facts that were knowable to the
defendant officer[]’ at the time [he] engaged in the
conduct in question.” Hernandez v. Mesa, 137 S. Ct.
2003, 2007 (2017) (per curiam) (quoting White v.
Pauly, 580 U.S. 73, 77 (2017) (per curiam)). “Facts
an officer learns after the incident ends—whether
those facts would support granting immunity or
denying it—are not relevant.” Ibid.; see also Kingsley
v. Hendrickson, 576 U.S. 389, 399 (2015) (“[W]e have
stressed that a court must judge the reasonableness
of the force used from the perspective and with the
knowledge of the defendant officer.”). Accordingly,
respondents’ statement of the case contains facts
known to Officer Thompson at the time of the
incident.
I. Facts Known to Officer Thompson.
For over 20 years, William Thompson has served
the community as an Officer in the Kansas City
Police Department. Pet.App. 188. On July 28, 2013,
Officer Thompson and his partner were on foot patrol,
assigned to a certain parking lot in downtown
Kansas City, Missouri. Ibid. In the early-morning
hours, Officer Thompson received a radio message
that “other officers were pursuing two men suspected
3
of theft.” Pet.App. 36. The radio transmission
included specific descriptions of the suspects, their
direction of travel, and identification of the alleged
crime, stealing. Ibid. That transmission alerted
Officer Thompson that the suspects were headed
toward his location. Pet.App. 4.
Seconds later, Officer Thompson observed Ryan
Stokes—who matched the radio description—run
around the corner of a building into the parking lot.
Stokes ran in the direction of Officer Thompson,
toward a car parked in the lot. Pet.App. 4, 19.
“Stokes held his hands and arms close to his body as
he ran, with his elbows bent, stationary, and close to
his body.” Pet.App. 19. Although Officer Thompson
consistently testified he saw a gun in Stokes’ right
hand, the court of appeals assumed Stokes did not
for its analysis. Pet.App. 5.
Officer Thompson drew his service weapon,
pointing it at Stokes. Pet.App. 20. Stokes continued
to run toward Officer Thompson, and when they
were less than fifteen feet apart—Officer Thompson
being in full police uniform and pointing his gun at
Stokes—Stokes looked directly at Officer Thompson.
C.A. App. 0096, 1489, 1491, 2102.
Instead of
surrendering, Stokes ran past Officer Thompson,
continuing toward the car. Ibid.
Once Stokes reached the car, he opened the
driver’s side door, the door closest to Officer
Thompson. Pet.App. 4. Out of his peripheral vision,
Officer Thompson saw his fellow officer, Officer
Straub, round the corner of the building and run into
the parking lot; Straub was the officer in foot-pursuit
of Stokes. Pet.App. 20. Stokes closed the car door
and “ran in the direction of the approaching officer,
4
Officer Straub.” Ibid. Officer Thompson could not
see Stokes’ right hand. Ibid.
As Stokes moved toward Officer Straub, he raised
his hands to his waist, with Officer Thompson still
unable to see Stokes’ right hand. Ibid. Officer
Straub was only ten feet from Stokes. C.A. App.
2071. Believing Stokes was going to shoot Officer
Straub, and having a split second to react, Officer
Thompson fired three times, hitting Stokes twice.
C.A. App. 0096, 2099. Stokes later died. Ibid.
Although Stokes was unarmed at the time Officer
Thompson fired, a gun was found on the driver’s seat
of the car Stokes accessed. Pet.App. 20-21. A mere
seven to ten seconds elapsed between the time
Officer Thompson first saw Stokes and when Officer
Thompson fired his weapon. Pet.App. 20.
II. Legal Framework.
In their lawsuit, petitioners asserted a Fourth
Amendment excessive-force claim against Officer
Thompson under 42 U.S.C. § 1983. 1 At summary
judgment, Officer Thompson asserted qualified
immunity, which is the gravamen of the subsequent
proceedings.
“The qualified immunity rule seeks a proper
balance between two competing interests.” Ziglar v.
1 Petitioners
also asserted claims against the Kansas City
Police Board and the Chief of Police under 42 U.S.C. § 1983 and
Monell v. Department of Social Services, 436 U.S. 658 (1978), as
well as a state-law wrongful death claim against Officer
Thompson and the Board. Petitioners do not discuss these
claims in their petition; they focus solely on the excessive-force
claim and the attendant grant of qualified immunity. See, e.g.,
Pet. 7.
5
Abbasi, 137 S. Ct. 1843, 1866 (2017). “On one hand,
damages suits ‘may offer the only realistic avenue for
vindication of constitutional guarantees.’”
Ibid.
(quoting Harlow v. Fitzgerald, 457 U.S. 800, 814
(1982)). “On the other hand, permitting damages
suits against government officials can entail
substantial social costs, including the risk that fear
of personal monetary liability and harassing
litigation will unduly inhibit officials in the discharge
of their duties.” Ibid. (quoting Anderson v. Creighton,
483 U.S. 635, 638 (1987)). Qualified immunity
strikes this balance by giving officials “‘breathing
room to make reasonable but mistaken judgments
about open legal questions.’” Ibid. (quoting Ashcroft
v. al-Kidd, 563 U.S. 731, 743 (2011)).
“[O]fficers are entitled to qualified immunity
under § 1983 unless (1) they violated a federal
statutory or constitutional right, and (2) the
unlawfulness of their conduct was ‘clearly
established at the time.’” District of Columbia v.
Wesby, 138 S. Ct. 577, 589 (2018) (citation omitted).
“‘Clearly established’ means that, at the time of the
officer’s conduct, the law was ‘sufficiently clear that
every reasonable official would understand that what
he is doing’ is unlawful.” Ibid. (quoting al-Kidd, 563
U.S. at 741).
This Court has “repeatedly told courts not to
define clearly established law at too high a level of
generality.” City of Tahlequah v. Bond, 142 S. Ct. 9,
11 (2021) (per curiam). Rather, “[t]he rule’s contours
must be so well defined that it is clear to a
reasonable officer that his conduct was unlawful in
the situation he confronted.” Wesby, 138 S. Ct. at
590 (quotation omitted). “This requires a high
6
‘degree of specificity.’” Ibid. (quoting Mullenix v.
Luna, 577 U.S. 7, 13 (2015) (per curiam)).
This authority is particularly relevant here, as
“specificity is especially important in the Fourth
Amendment context, where the Court has recognized
that ‘[i]t is sometimes difficult for an officer to
determine how the relevant legal doctrine, here
excessive force, will apply to the factual situation the
officer confronts.’” Mullenix, 577 U.S. at 12 (quoting
Saucier v. Katz, 533 U.S. 194, 205 (2001)). “Use of
excessive force is an area of the law ‘in which the
result depends very much on the facts of each case,’
and thus police officers are entitled to qualified
immunity unless existing precedent ‘squarely
governs’ the specific facts at issue.” Kisela v. Hughes,
138 S. Ct. 1148, 1153 (2018) (quoting Mullenix, 577
U.S. at 13).
III. Procedural History.
Following discovery, respondents moved for
summary judgment, with Officer Thompson
asserting qualified immunity from the § 1983 claim.
1. In its first attempt, the district court denied
qualified immunity to Officer Thompson, ruling that
“[a]s a general matter,” the right to be free from
excessive force is clearly established. Pet.App. 49.
Based on that “clearly established” right, the district
court concluded that genuine issues of material fact
precluded qualified immunity.
2. On interlocutory appeal, the Eighth Circuit
reversed. The court held that the district court did
not uphold its “threshold duty” to make a “thorough
determination” of Officer Thompson’s assertion of
qualified immunity. Pet.App. 38. The district court’s
7
order “did little more than summarize the parties’
allegations and decide that the combination of a
‘general . . . right to be free from excessive force’ and
the presence of ‘genuine issues of material fact’
precluded summary judgment.” Ibid.
The court remanded the case “for a second look,”
providing specific guidance to the district court: “On
remand the court should begin by specifically
identifying the plaintiff-friendly version of the
disputed facts, rather than, as it did before, simply
reciting the parties’ general allegations.” Pet.App. 39.
“It must then evaluate whether Thompson, in light of
all the information available to him at the moment,
violated clearly established law when he shot
Stokes.” Pet.App. 40.
3. On remand, the district court complied, setting
out the background proceedings and uncontroverted
facts. Pet.App. 14-21. The district court began its
analysis by setting forth the plaintiff-friendly version
of disputed facts, then engaging in the qualifiedimmunity inquiry. Pet.App. 21-29.
Appropriately conducting the full analysis this
time, the district court concluded Officer Thompson
was entitled to qualified immunity. It made that
finding on both prongs of the inquiry. Pet.App. 24-29.
That is, the district court concluded (1) that no
constitutional violation occurred; and (2) the right at
issue was not clearly established. Ibid.
4. Petitioners appealed. The Eighth Circuit set
forth the qualified-immunity standard, noting its
discretion to address the two prongs in either order.
Pet.App. 5; Pearson v. Callahan, 555 U.S. 223, 236
(2009). The court of appeals proceeded to the second
prong, because the lack of clearly established law
8
was sufficient to affirm. Specifically, the court
explained that the most factually analogous Eighth
Circuit precedent held that an officer’s use of force in
a similar situation was constitutional. Pet.App. 5-6
(discussing Thompson v. Hubbard, 257 F.3d 896, 898
(8th Cir. 2001)). The court identified substantial
dissimilarities in the cases petitioners cited to proffer
a clearly established right, explaining that, at most,
these authorities created uncertainty for an officer,
far short of this Court’s required standard. Pet.App.
7-8. Accordingly, the court of appeals affirmed.
Petitioners filed a petition for rehearing and
rehearing en banc, which the court of appeals denied
without dissent. Pet.App. 56-57. This petition
follows.
REASONS FOR DENYING THE PETITION
Attempting to obtain review of the lower courts’
careful application of this Court’s consistent
precedent, petitioners manufacture a circuit split,
present the Court with a case that is a poor vehicle to
resolve either question presented, and attack a
decision that was correct in all respects. This Court
should deny the petition.
I. There Is No Circuit Split.
Instead of framing their alleged circuit split in the
traditional way—claiming cases with similar facts
are decided differently across circuits—petitioners
allege a more abstract split. They claim circuits are
divided on the level of factual specificity required to
show a “clearly established” right under the second
prong of this Court’s qualified-immunity test. Pet.
12-18.
9
To the extent this Court will entertain discussion
of this abstract split, petitioners are incorrect that
any dichotomy exists. Authority from each identified
circuit illustrates the circuits simply apply this
Court’s precedents to factual records before them.
Any varying outcome in cases—either within or
across circuits—is due to factual circumstances of
particular cases, not systematic differentiation of
legal standards.
As previously summarized, supra at 5-6,
extensive authority defines the “clearly established”
inquiry. “To be clearly established, a legal principle
must have a sufficiently clear foundation in thenexisting precedent.” Wesby, 138 S. Ct. at 589. The
rule must be “settled” law, meaning it is “dictated by
controlling authority” or “a robust consensus of cases
of persuasive authority.” Id. at 589-90 (citations
omitted). It is insufficient for the rule to be merely
“suggested” by precedent, it must be “clear enough
that every reasonable official would interpret it to
establish the particular rule the plaintiff seeks to
apply.” Ibid.
To be sure, there does not need to be a case
“directly on point,” but existing precedent must place
the rule “beyond debate.” Ibid. (citation omitted). A
plaintiff makes this showing by offering prior
authority that “clearly prohibit[s] the officer’s
conduct in the particular circumstances before him.”
Ibid. This specificity is especially important in the
Fourth Amendment context, where plaintiffs must
“identify a case where an officer acting under similar
circumstances . . . was held to have violated the
Fourth Amendment.” White, 137 S. Ct. at 552.
10
Finally, “there can be the rare ‘obvious case,’
where the unlawfulness of the officer’s conduct is
sufficiently clear even though existing precedent does
not address similar circumstances.” Wesby, 138 S. Ct.
at 590. But this exception is reserved for truly rare
circumstances 2 ; “a body of relevant case law is
usually necessary.” Ibid. (citation omitted).
Petitioners seek to dilute the test, but this Court
confirms it is a “demanding standard,” one that
protects “all but the plainly incompetent or those
who knowingly violate the law.” Wesby, 138 S. Ct. at
589 (quoting Malley v. Briggs, 475 U.S. 335, 341
(1986)). Just last term, this Court summarily, and
unanimously, reversed denials of qualified immunity
on this precise issue—the lack of particularized
authority. Bond, 142 S. Ct. at 11-12; Rivas-Villegas
v. Cortesluna, 142 S. Ct. 4, 7-8 (2021) (per curiam).
Rather than being “somewhat conflicting” (Pet. 10,
11), these standards provide guideposts to lower
courts in evaluating the variety of factual scenarios
before them. Any variation among decisions is
attributable to facts of particular cases, not an
overarching dichotomy of legal analysis.
2 See,
e.g., Taylor v. Riojas, 141 S. Ct. 52, 53 (2020) (per
curiam) (applying the “rare obvious case” exception where an
inmate was held for six days “in a pair of shockingly unsanitary
cells,” which were covered in “massive amounts of feces,” were
“frigidly cold,” and had clogged drains, forcing the inmate “to
sleep naked in sewage.”).
11
A. The Eighth Circuit adheres to this
Court’s consistent precedents and does
not conflict with other circuits.
In their first question presented, petitioners claim
the Eighth Circuit requires “factually identical
precedent” to illustrate clearly established law (Pet.
i), a refrain repeated throughout the petition. See
Pet. 13, 14, 18. It is this characterization that
petitioners claim conflicts with other circuits.
Unfortunately for petitioners, that court has
expressly rejected petitioners’ portrayal. In the
Eighth Circuit, a plaintiff “does not have to point to a
nearly identical case on the facts for the right to be
clearly established.” Banks v. Hawkins, 999 F.3d
521, 528 (8th Cir. 2021), cert. denied, 142 S. Ct. 2674
(2022).
“Our precedent does not set such a
prohibitively difficult standard.” Ibid.
The court in Banks did more than just recite
these standards; it described a series of cases in
which the Eighth Circuit applied these principles.
The court discussed, for example, Howard v. Kansas
City Police Department, 570 F.3d 984 (8th Cir. 2009),
where it found that pushing a shirtless suspect onto
hot asphalt causing him second degree burns during
questioning
was
clearly
established
as
a
constitutional violation, because it occurred while the
suspect complained of pain. Howard, 570 F.3d at
987. In finding that right clearly established, the
court relied on prior cases involving unconstitutional
seizures by overly tight handcuffs. Id. at 991. “It
mattered not that hot asphalt is different from tight
restraints . . . or that the duration of the challenged
conduct differed from that in the cited decisions.”
Banks, 999 F.3d at 529 (discussing Howard, 570 F.3d
12
at 991-92).
“Existing case law made the
constitutional violation sufficiently clear, even in
unique circumstances.” Ibid.
Howard is not the only example Banks identified;
the court cited nine examples of cases in which the
Eighth Circuit found a clearly established right
despite a lack of identical circumstances. See id. at
529 & n.7 (citing Luer v. Clinton, 987 F.3d 1160,
1164, 1169-70 (8th Cir. 2021); Quraishi v. St. Charles
Cnty., 986 F.3d 831, 839 (8th Cir. 2021); Robbins v.
City of Des Moines, 984 F.3d 673, 681 (8th Cir. 2021);
Bell v. Neukirch, 979 F.3d 594, 607-08 (8th Cir. 2020);
Z.J. ex rel. Jones v. Kansas City Bd. of Police
Comm’rs, 931 F.3d 672, 683-84 (8th Cir. 2019);
Johnson v. City of Minneapolis, 901 F.3d 963, 971
(8th Cir. 2018); Shekleton v. Eichenberger, 677 F.3d
361, 367 (8th Cir. 2012); Rohrbough v. Hall, 586 F.3d
582, 586-87 (8th Cir. 2009); Brown v. City of Golden
Valley, 574 F.3d 491, 499-500 (8th Cir. 2009)).
This is not to say the Eighth Circuit fails to
adhere to this Court’s admonition “not to define
clearly established law at too high a level of
generality.” Bond, 142 S. Ct. at 11. Nor does it
mean individual judges will always agree about
whether a body of authority is particularized enough
that “every reasonable official would interpret it to
establish the particular rule the plaintiff seeks to
apply.” Wesby, 138 S. Ct. at 590. Indeed, there was
a dissent in Banks, and the court of appeals opinion
here illustrates that an appropriate degree of specific
authority remains necessary. Judges are carefully
considering—as they are supposed to—the facts of
the particular case before them alongside the body of
relevant precedent.
13
That is all that is happening in Goffin v. Ashcraft
as well. 977 F.3d 687 (8th Cir. 2020). There, Judge
Kelley disagreed about whether existing precedent
clearly established the right at issue, but even her
dissenting opinion explained that existing Eighth
Circuit precedent did not require identical precedent.
Id. at 696 (Kelley, J., dissenting). And that was true
even before that court decided Banks.
Further, Banks remains good law in the circuit
(as do the other discussed cases).
And they
conclusively disprove petitioners’ characterization of
Eighth Circuit authority as requiring “virtually
identical facts” to show clearly established law. See
Pet. 18. That is simply not the law in the Eighth
Circuit. See also Capps v. Olson, 780 F.3d 879, 886
(8th Cir. 2015) (“For a constitutional right to be
clearly established, there does not have to be a
previous case with exactly the same factual issues”
(citation omitted)); Craighead v. Lee, 399 F.3d 954,
962 (8th Cir. 2005) (“[T]he issue is not whether prior
cases present facts substantially similar to the
present case but whether prior cases would have put
a reasonable officer on notice that the use of deadly
force in these circumstances would violate [the
plaintiff]’s right not to be seized by the use of
excessive force.”).
B. The Fifth and Sixth Circuits likewise
follow this Court’s precedents and are
not in conflict with other circuits.
Petitioners claim the Fifth and Sixth Circuits also
require factually identical precedent to show clearly
established law. Once again, decisions from those
circuits show otherwise.
14
In the Fifth Circuit, “[t]he central concept is that
of fair warning: The law can be clearly established
despite notable factual distinctions between the
precedents relied on and the cases then before the
Court, so long as the prior decisions gave reasonable
warning that the conduct then at issue violated
constitutional rights.” Trammell v. Fruge, 868 F.3d
332, 339 (5th Cir. 2017) (internal quotation marks
and citations omitted). That the Fifth Circuit “has
not previously considered an identical fact pattern
does not mean that a litigant’s rights were not
clearly established.” Juarez v. Aguilar, 666 F.3d 325,
336 (5th Cir. 2011). “As long as the officials received
fair notice that their conduct violated the litigant’s
rights, the right was clearly established.” Ibid.
Ignoring this precedent, petitioners direct the
Court to Morrow v. Meachum, 917 F.3d 870, 874 (5th
Cir. 2019). But petitioners neglect to discuss the
court’s application of the test there, one which drew
no dissent. Not only was the plaintiff unable to
identify particularized authority, the court of appeals
described that “[t]o the extent we can identify clearly
established law in excessive-force cases, it supports
[the officer], not [the plaintiff].” Id. at 877. Thus, it
was unquestionably proper for the court to deny
qualified immunity. Petitioners instead cherry-pick
certain words from the court’s discussion of the
general legal standard, which petitioners believe are
helpful to their narrative. But that discussion is
grounded squarely in this Court’s precedent,
repeatedly citing and quoting this Court’s cases.
Morrow, 917 F.3d at 874-76.
What’s more,
petitioners omit reference to footnote 5, where the
court expressly includes the principles petitioners
15
believe essential: “Of course, ‘[t]his is not to say that
an official action is protected by qualified immunity
unless the very action in question has previously
been held unlawful.’” Id. at 875 n.5 (quoting Hope v.
Pelzer, 536 U.S. 730, 739 (2002)).
Petitioners also offer two separate opinions from
individual Fifth Circuit judges, but those opinions do
not establish any split. First is Judge Willett’s
separate opinion in Zadeh v. Robinson, 928 F.3d 457
(5th Cir. 2019), but it fails to cite single case from
any other circuit, nor does it illustrate the Fifth
Circuit is different from any others. Petitioners
nevertheless cite to this opinion time and again (Pet.
11, 13, 18, 35), leaning on its quote that “courts of
appeals are divided—intractably—over precisely
what degree of factual similarity must exist.” Zadeh,
928 F.3d at 479 (Willett, J., concurring in part and
dissenting in part). But that quote is unsupported by
citation to any decision of any circuit. To be sure,
Judge Willett wrote this opinion to express his
“broader unease with the real-world functioning of
modern immunity practice,” not to illustrate a
concrete circuit split. Ibid. But for purposes of the
present discussion, his opinion does not illustrate the
Fifth Circuit applies a legal standard different than
others.
Judge Dennis’ dissenting opinion in Cope v.
Cogdill, 3 F.4th 198 (5th Cir. 2021), cert. denied, 142
S. Ct. 2573 (2022), doesn’t help either. There, he
criticized the panel majority for “defin[ing] the
clearly established right in an overly narrow
manner” by requiring “a case with virtually identical
facts to prove that this excessively narrow
description of the right has been clearly established.”
16
Cope, 3 F.4th at 218 (Dennis, J., dissenting). But the
basis for criticism was Judge Dennis’ belief that the
majority deviated from the Fifth Circuit’s own
precedent, as well as this Court’s precedent. See id.
at 218-20 (discussing, e.g., Jacobs v. W. Feliciana
Sheriff's Dep’t, 228 F.3d 388 (5th Cir. 2000); Taylor,
141 S. Ct. 52). Thus, even in that dissent’s view, the
problem was the application of governing law to
particular facts in the case, not an overarching
difference in applicable circuit law.
The Sixth Circuit tells a similar story. There,
petitioners cite two cases, both decided unanimously,
both applying this Court’s consistent precedent, and
both acknowledging an identical case is unnecessary.
In Gordon v. Bierenga, 20 F.4th 1077, 1082 (6th
Cir. 2021), cert. denied, 143 S. Ct. 302 (2022), the
court reversed a denial of qualified immunity. It
expressly stated that “[a] case ‘directly on point’ is
not required, but ‘existing precedent must have
placed the statutory or constitutional question
beyond debate,’” and the court appropriately
recognized the elevated importance of particularized
precedent in Fourth Amendment cases. Id. at 1082.
Applying that precedent—and recognizing that the
case presented “a close call”—the court concluded
that prior precedent did not “squarely govern[]” the
facts at issue. Id. at 1083-85 (citation omitted).
Petitioners’ apparent disagreement with that
unanimous outcome does not illustrate that the Sixth
Circuit is applying a different analytical framework.
Nor does Kenjoh Outdoor, LLC v. Marchbanks, 23
F.4th 686 (6th Cir. 2022) help petitioners. There, the
unanimous panel again began by recognizing that
“although the plaintiff need not provide ‘a case
17
directly on point,’ the ‘existing precedent must have
placed the . . . question beyond debate.’” Id. at 694
(quoting Mullenix, 577 U.S. at 12).
The court
discussed prior Sixth Circuit precedent rejecting the
rule the plaintiff wanted, explaining that the
plaintiff “attempt[ed] to get around this by
generalizing its right.” Ibid.
Without discussing that analysis, petitioners
seize on a single quote, where the court says it
rejected qualified immunity “because not a single
judicial opinion ha[s] held the official’s action
unconstitutional.” Pet. 14. First, that conclusion can
be understood only in the context of the broader
opinion, which explained that the most analogous
circuit precedent rejected constitutional liability.
Second,
petitioners’
quotation
included
a
parenthetical noting “quotation marks omitted.” Pet.
14. But that’s a significant omission here, where
that quote actually comes from this Court’s own
precedent:
All in all, we will do here what the Supreme
Court did in al-Kidd. We will “affirm[] the
application of qualified immunity” because it
is “apparent from the complaint that the law
was not clearly established because ‘not a
single judicial opinion’ ha[s] held the official’s
action unconstitutional.” [Crawford v. Tilley,
15 F.4th 752, 766 (6th Cir. 2021)] (quoting alKidd, 563 U.S. at 741).
Kenjoh Outdoor, 23 F.4th at 695. Far from showing
a circuit split, Kenjoh Outdoor illustrates the Sixth
Circuit dutifully applies this Court’s precedents.
Finally, a survey of Sixth Circuit precedent
illustrates that petitioners’ characterization of that
18
circuit’s precedent is incorrect. See, e.g., Caskey v.
Fenton, No. 22-3100, 2022 WL 16964963, at *8 (6th
Cir. Nov. 16, 2022) (rejecting defendants’ argument
that the law was not clearly established, explaining
that the “requested scenario reaches a level of
specificity that defies the Supreme Court’s
instruction that factual scenarios need not be
identical to put officers on notice of the rights
violation caused by their conduct”); Lee v. Russ, 33
F.4th 860, 863 (6th Cir. 2022) (denying qualified
immunity and applying the governing standard that
the facts “need not be identical, but they must be
similar enough that the other case squarely governs
this one” (citation omitted)); Courtright v. City of
Battle Creek, 839 F.3d 513, 520 (6th Cir. 2016)
(“Requiring any more particularity than this would
contravene the Supreme Court’s explicit rulings that
neither a ‘materially similar,’ ‘fundamentally
similar,’ or ‘case directly on point’—let alone a
factually identical case—is required, and that the
specific acts or conduct at issue need not previously
have been found unconstitutional for a right to be
clearly established law.” (citation omitted)).
Petitioners’ manufactured “circuit split” is no split
at all. This Court should deny the petition.
C. The remaining circuits discussed by
petitioners apply the doctrine in the
same way.
On the other side of petitioners’ alleged split, they
identify the First, Third, Fourth, Seventh, Ninth,
and Eleventh Circuits as holding “that the law can
be clearly established even if prior case law is not an
exact match.” Pet. 15. The petition gives examples
of these circuits finding clearly established law
19
despite the lack of an identical factual analog. Little
discussion of these cases is necessary here, however,
because all they illustrate is that these circuits apply
the doctrine just like the Fifth, Sixth, and Eighth
Circuits, as discussed. Outcomes are driven by
factual circumstances the courts encounter, not by a
disagreement on legal framework.
Moreover, each of these circuits readily utilizes
the clearly-established test to grant qualified
immunity when the plaintiff is unable to identify
particularized case law illustrating the rule at issue
is clearly established. See, e.g., Rahim v. Doe, 51
F.4th 402, 412 (1st Cir. 2022) (granting qualified
immunity because the plaintiff “failed to meet its
burden to identify controlling authority or a
consensus of persuasive authority sufficient to put
the officers on notice that their conduct violated the
law”); Rivera v. Monko, 37 F.4th 909, 919 (3d Cir.
2022) (granting qualified immunity because the
plaintiff did not identify “controlling authority, or a
robust consensus of persuasive authority” that the
“right defendants violated was not beyond doubt”);
Sharpe v. Winterville Police Dep’t, No. 21-1827, 2023
WL 1787881, at *6 (4th Cir. Feb. 7, 2023) (granting
qualified immunity because there was “no precedent
in this Circuit nor consensus of authority from the
other Circuits establish[ing that an officer’s] actions
were unconstitutional”); Doxtator v. O’Brien, 39 F.4th
852, 863 (7th Cir. 2022) (granting qualified immunity
because the authority plaintiff presented was not “at
all close to being particularized to the facts of [this]
case” and was insufficient to “satsif[y] the high bar
required to defeat” qualified immunity (citation
omitted)); Seidner v. de Vries, 39 F.4th 591, 602 (9th
20
Cir. 2022) (granting qualified immunity because of
“material differences” between the use of force in
prior cases the plaintiff presented); Wade v. Daniels,
36 F.4th 1318, 1328-29 (11th Cir. 2022) (granting
qualified immunity where the plaintiff failed to cite
to any “analogous cases showing that [the officer]
violated a clearly established right”).
*
*
*
Petitioners’ alleged circuit split is illusory. The
Eighth, Fifth, and Sixth Circuits each faithfully
apply this Court’s precedents.
Contrary to
petitioners’ suggestion, none of them require
“identical” or “nearly identical” precedent to find
clearly established law; in fact, they expressly reject
that approach.
Tellingly, in 2019, this Court denied a petition for
writ of certiorari presenting very similar questions to
those presented here. See Petition, I.B. v. Woodard
(No. 18-1173). On the clearly-established test, the
petitioners in I.B. said the Eighth Circuit was on the
lenient side of the split, because it “uses ‘a flexible
standard, requiring some, but not precise factual
correspondence with precedent, and demanding that
officials apply general, well-developed legal
principles.’” Petition at 17, I.B. v. Woodard (No. 181173) (quoting Mountain Pure, LLC v. Roberts, 814
F.3d 928, 932 (8th Cir. 2016)). And that was before
Banks, where the Eighth Circuit expressly rejected
the need for a “nearly identical case.” See supra at
11-12. But characterizing the Eighth Circuit as
lenient wouldn’t play well for petitioners’ case here,
so we are now told the Eighth Circuit is on the strict
side of the split, requiring identical precedent.
Simply put, the “split” is illusory, and the
21
characterization of circuit precedent is driven by
individual petitioners’ interests.
Petitioners’ manufactured circuit split does not
warrant this Court’s review.
II. This Case Is A Poor Vehicle To Address
Petitioners’ Questions Presented.
Although no circuit split exists, this case is also
unfit for review for at least five reasons: petitioners
waived an argument they now contend is central to
the case; petitioners misconstrue the Eighth Circuit’s
precedents; the second question presented was not
raised below; the district court separately found for
respondents on the first prong of qualified immunity;
and this Court has denied review of these questions
many times and has no shortage of opportunities to
review them in a proper case.
1. If the Court grants this petition, it will be
forced to resolve a waiver issue that petitioners inject
into this case. The court of appeals held that no
clearly
established
law
existed,
especially
considering “that Stokes had just accessed the inside
of an unknown vehicle before raising his hands.”
Pet.App. 7.
Petitioners are highly critical of this, claiming the
court of appeals improperly relied on the “defendantfriendly fact” that Stokes opened and shut the car
door, a fact they claim to have “squarely disputed” in
the district court. Pet. 27. Not so. As the court of
appeals explained:
We acknowledge the family’s attorney treated
this fact as disputed at oral argument. But
this position appears to be a late-breaking
change: the family’s appellate brief assumes it
22
to be true, and it was never contested before
the district court.
Pet.App. 4 n.2.
Now, in their petition to this Court, petitioners
challenge this, but they don’t point to anywhere in
the district court record where they contested this
fact; to the contrary, the record supports the court of
appeals. C.A. App. 0096, 0125, 2096. In any event,
petitioners separately waived this issue by conceding
the fact in their court of appeals briefing. See C.A.
Appellant Br. 19 (“[Officer] Straub saw [Stokes] at
the driver’s side door of the red Monte Carlo after the
door was open and the lights were on inside. . . .
[Stokes] saw Straub, shut the car door and moved
toward Straub.”).
Irrespective of how this waiver issue resolves, it
provides a substantial impediment to effective review.
Before this Court could even establish a factual
record for review of the opinion below, it would have
to resolve these underlying waiver questions. To the
extent this Court is interested in the questions
presented, it should wait for a case with a clean
record, free from issues of waiver and contested
concessions.
2. As discussed, petitioners mischaracterize the
Eighth Circuit as requiring factually “identical”
precedent. See supra at 11-13; Banks, 999 F.3d at
528 (holding that a plaintiff “does not have to point
to a nearly identical case on the facts for the right to
be clearly established.”). And the court of appeals
below did not apply a different rule. As discussed
infra at 25-33, the court did not require identical
precedent; rather, it concluded that the most
factually analogous binding precedent available, at
23
the very least, created substantial uncertainty as to
the constitutionality of the conduct, thereby
justifying qualified immunity. Pet.App. 6-8.
Petitioners therefore place this case in the
awkward posture of asking this Court to reverse the
Eighth Circuit, which already applies the very rule
petitioners want applied. If this Court wants to
revisit its qualified-immunity jurisprudence, it
should do so in a case where the circuits’ precedents
are accurately portrayed, and one in which the
decision being reviewed is out of step with this
Court’s consistent authority.
3.
Petitioners’ second question presented
suggests that the “judge-made doctrine of qualified
immunity should be narrowed or abolished.” Pet. i.
Petitioners’ discussion of this issue frequently
invokes Justice Thomas’ concerns with the
underpinnings of this Court’s qualified-immunity
jurisprudence. See Pet. 30-31. Justice Thomas most
recently outlined his concerns in Hoggard v. Rhodes,
141 S. Ct. 2421, 2421-22 (2021) (Thomas, J.,
respecting the denial of certiorari). He concluded by
suggesting that the Court review those issues “in an
appropriate case,” but explained that “[t]he parties
did not raise or brief these specific issues below.” Id.
at 2422.
So too here. Petitioners did not raise or brief
these issues below, and this Court should not review
them here in the first instance. See, e.g., Delta Air
Lines, Inc. v. August, 450 U.S. 346, 362 (1981)
(holding that a “question was not raised in the Court
of Appeals and is not properly before us”).
4. The district court granted qualified immunity
to Officer Thompson on both prongs of the analysis,
24
concluding that petitioners did not establish a
constitutional violation, and that the alleged
violation was not clearly established. Pet.App. 24-29.
The court of appeals addressed only the second prong.
Pet.App. 5. This precludes effective review for two
reasons.
First, any reversal by this Court would not impact
the outcome of this case, because Officer Thompson
remains entitled to qualified immunity on the first
prong. Second, petitioners appear to ask the Court to
go further than just the second prong, suggesting the
Court should not only hold that the law is clearly
established, but also that Officer Thompson violated
the clearly established law. See, e.g., Pet. 29 (“Officer
Thompson violated clearly established law when he
shot and killed Mr. Stokes.”). But the court of
appeals did not opine on that issue, and this Court
should not either. See City of S.F. v. Sheehan, 575
U.S. 600, 609 (2015) (“The Court does not ordinarily
decide questions that were not passed on below.”).
5. This is far from the first time this Court has
been asked to review its qualified-immunity
precedents. Just last term, this Court denied a
petition presenting a nearly identical question to the
petition here, without even requesting a response
following the respondent’s waiver.
See Order
Denying Petition for Writ of Certiorari, Tucker v.
City of Shreveport, Louisiana, No. 21-569 (Dec. 6,
2021). There is no reason for a different result now.
Further, given all the hurdles to effective review
here, even if this Court were inclined to opine on
these questions, it should wait for an appropriate
case. There is no shortage of opportunities; for
purposes of illustration, a Westlaw search shows that
25
the courts of appeals issued 17 opinions involving the
grant or denial of qualified immunity in January
2023 alone. This Court should not stretch to grant
review in this ill-suited case.
III. The Decision Below Is Correct.
Petitioners dedicate at least half their petition to
discussing the substantive merits of their questions
presented, illustrating this is much more an effort to
revive individual claims than it is to resolve any
circuit split. In any event, the court of appeals’
decision is correct in all respects—not a single judge
on either panel disagreed, nor did any judge dissent
from the denial of rehearing en banc.
A. The court of appeals correctly affirmed
the grant of qualified immunity to Officer
Thompson.
In concluding the violation asserted by petitioners
was not clearly established, the court of appeals
explained that its most factually analogous precedent
held that conduct substantially similar to Officer
Thompson’s was within the bounds of the Fourth
Amendment. See Pet.App. 5-7 (discussing Hubbard,
257 F.3d at 898-99). Even though the court of
appeals recognized some minor factual distinctions
between the two cases, Hubbard—at the very least—
made the state of the law uncertain in the
circumstances Officer Thompson encountered,
thereby compelling qualified immunity.
The court of appeals then dispensed with the
three cases petitioners offered to show clearly
established authority.
Each was substantially
different from this case—in constitutionally
significant ways—and came nowhere near the
26
particularity required, especially in the Fourth
Amendment context.
Pet.App. 7-8.
None did
anything more than “create uncertainty for someone
in Officer Thompson’s shoes,” well short of what this
Court’s precedents require. Pet.App. 7.
In petitioners’ extended discussion seeking to
upend the court of appeals’ careful analysis, they
make (at least) two critical analytical errors—one
with respect to how they form the relevant factual
record, and one with respect to how they analyze the
law.
1. On the factual record, petitioners improperly
use facts from the perspective of other officers with a
different vantage point than Officer Thompson. This
misstep permeates petitioners’ discussion of the
incident, with petitioners frequently referencing
Officer Straub’s subjective belief that Stokes was
surrendering. But Officer Straub had an entirely
different perspective on the incident than did Officer
Thompson. Most critically, Officer Straub could see
both of Stokes’ hands as he raised them; it is
undisputed that from the time Stokes accessed the
vehicle, Officer Thompson never saw, and could not
see, Stokes’ right hand.
This Court’s precedents confirm petitioners’ tactic
is wrong. Because actions under § 1983 (and in turn
qualified immunity) evaluate individual actions of
individual officers, this Court has “stressed” that the
reasonableness of force used must be evaluated “from
the perspective and with the knowledge of the
defendant officer.”
Kingsley, 576 U.S. at 399.
Equally problematic is petitioners’ refrain that
Officer Thompson should have known Stokes was
“unarmed” after he accessed the vehicle. While that
27
turned out to be true, it is irrelevant to the qualified
immunity inquiry; it is undisputed that Officer
Thompson could not see Stokes’ right hand at any
time after he accessed the vehicle. It is only after the
fact that Officer Thompson learned Stokes was
unarmed after Stokes left the car, and “[f]acts an
officer learns after the incident ends—whether those
facts would support granting immunity or denying
it—are not relevant.” Hernandez, 137 S. Ct. at 2007.
Not surprisingly, with this Court’s precedents
faithfully applied, the applicable record is quite
different.
Stokes matched the description of a
suspect fleeing from a theft. He ran into the parking
lot where Officer Thompson was on patrol, and he
made eye contact with Officer Thompson as he ran
by him, with Officer Thompson dressed in full police
uniform and pointing his service weapon at Stokes.
Instead of surrendering, Stokes ran past Officer
Thompson, to a car door and opened it. He then shut
the door, turned in the direction of Officer Straub—
from whom he had been fleeing for several city
blocks—and began running toward him.
Once
Stokes began to run away from the vehicle, Officer
Thompson could never see his right hand. As Stokes
raised his hands to his waist while moving toward
Officer Straub, Officer Thompson thought Stokes
was about to ambush his fellow officer, and he fired
his service weapon three times, striking Stokes twice.
Also lost in petitioners’ discussion is that this
entire incident—from the time Officer Thompson
first saw Stokes, to the time Officer Thompson
fired—occurred in seven to ten seconds. By the time
Stokes reached the car, opened then closed the door,
and began running back toward the officer from
28
whom he was fleeing, Officer Thompson had a split
second to decide how to react when he saw Stokes
raising his right arm in a manner consistent with
raising a weapon. The qualified-immunity inquiry
provides for just this circumstance, recognizing “that
police officers are often forced to make split-second
judgments—in circumstances that are tense,
uncertain, and rapidly evolving—about the amount
of force that is necessary in a particular situation.”
Kisela, 138 S. Ct. at 1152 (quoting Graham v. Connor,
490 U.S. 386, 396-97 (1989)).
This proper factual record, evaluated alongside
relevant precedent, illustrates the law is not clearly
established here.
Before proceeding to the legal analysis, it is
important to address petitioners’ suggestion that this
Court should summarily reverse the court of appeals’
decision because it supposedly resolved factual issues
in favor of respondents. See Pet. 28-29. Nothing
could be further from the truth. The first time this
case came to the court of appeals, it remanded for the
express purpose of identifying the plaintiff-friendly
version of the facts. Pet.App. 38-39. Then, once the
case returned, the court meticulously recited the
plaintiff-friendly facts, being careful to limit its
analysis accordingly. See, e.g., Pet.App. 5 (“Applying
these plaintiff-friendly facts, our task is now to
evaluate the family’s excessive-force claim against
Officer Thompson.”).
The court of appeals actually went above and
beyond in this respect.
For example, Officer
Thompson testified that he gave verbal commands to
Stokes, saying “drop the gun” and “show me your
hands.” C.A. App. 2109. Officer Thompson’s partner
29
likewise testified that she heard him give commands,
which she remembered as “get on the ground.” C.A.
App. 0125.
Petitioners argued, however, that
because Officer Straub—who was in a foot chase with
Stokes and hadn’t yet arrived from around the
building when Officer Thompson began his
interaction with Stokes—testified that he did not
hear any commands, they should be entitled to the
inference that no commands whatsoever were given.
Although it is far from clear that such an inference is
warranted, the court of appeals assumed Officer
Thompson gave no verbal warnings. Pet.App. 4.
Similarly, Officer Thompson testified he saw a
gun in Stokes’ right hand when he entered the
parking lot. C.A. App. 0095, 2104. Petitioners
claimed this was controverted by the testimony of
two other officers who testified that they did not see
Stokes with a weapon; but both also testified that
they could not see Stokes’ hands in the parking lot.
Pet.App. 19-20. Despite the lack of specific evidence
controverting Officer Thompson’s testimony, the
court of appeals explained that “even if Officer
Thompson insists that he saw a gun in Stokes’s hand
during the chase, we must assume that he did not
have one.” Pet.App. 5.3
At every juncture, the court of appeals deferred to
petitioners’ factual narrative. The only concrete
example petitioners allege of a “defendant-friendly”
fact is that Stokes opened and closed the car door.
But as discussed (supra at 21-22), petitioners
3 These
two inferences also render this case ill-suited for
review, as this Court would also have to determine if such
inferences were proper.
30
conceded this fact in their appellate briefing and
waived the ability to argue otherwise. See also
Pet.App. 4 n.2. There is no basis for this Court to
summarily reverse.
2. Petitioners also make a significant error in
their legal analysis, flipping the clearly-established
burden on its head. Specifically, petitioners claim
the court of appeals relied on a case that was not
factually similar enough to illustrate that Officer
Thompson’s conduct was not a clearly established
constitutional violation. But that has it backwards—
it is the plaintiff’s burden to show the specific
violation is clearly established. Rivas-Villegas, 142 S.
Ct. at 8 (“Thus, to show a violation of clearly
established law, [the plaintiff] must identify a case
that put [the officer] on notice that his specific
conduct was unlawful.”).
As the court of appeals correctly described, its
closest prior authority suggested that Officer
Thompson’s conduct was constitutional; but, at the
very least, even with some minor factual distinctions,
it created uncertainty. Pet.App. 5-7. And the three
cases petitioners offered to show otherwise came
nowhere near the level of specificity required,
especially in Fourth Amendment cases. Pet.App. 7-8.
These conclusions are correct.
The court of appeals relied primarily on Hubbard,
where officers chased a suspect who fell over a fence.
257 F.3d at 898. While getting up, he looked over his
shoulder at an officer, “and moved his arms as
though reaching for a weapon at waist level.” Ibid.
The officer ordered the suspect to stop, then fired,
killing the suspect; no weapon was found. Ibid. The
Eighth Circuit found the officer’s conduct
31
constitutional, explaining that a police officer “is not
constitutionally required to wait until he sets eyes
upon the weapon before employing deadly force to
protect himself against a fleeing suspect who turns
and moves as though to draw a gun.” Id. at 899.
Here, the court of appeals described the similarity in
Stokes’ body movements, as well as the similarity of
the officers’ obstructed views, unable to see the
suspects’ hands. Pet.App. 6. Thus, even though
there were some factual distinctions, Hubbard at
least created substantial uncertainty.4
Petitioners’ efforts to revive the three citations
they offered the court of appeals fare no better. Each
has fundamental and constitutionally significant
distinctions that render them incapable of serving as
clearly established authority. Petitioners begin with
Tennessee v. Garner, 471 U.S. 1 (1985), but this
Court has already described that “the general rules
set forth in Garner and Graham do not by
themselves create clearly established law outside an
4 Moreover,
the court of appeals did not need to reach the
additional Eighth Circuit cases respondents cited in their
briefing, which reinforced Hubbard. See, e.g., Billingsley v. City
of Omaha, 277 F.3d 990 (8th Cir. 2002) (upholding qualified
immunity for off-duty officer who never saw a home-invasion
suspect with a weapon, chased the suspect out of the house
causing him to jump off a deck, then fatally shot the suspect in
the back when he turned his shoulder because the officer could
not see the suspect’s hand); Loch v. City of Litchfield, 689 F.3d
961 (8th Cir. 2012) (affirming summary judgment on qualified
immunity for officer who never saw the unarmed suspect with a
weapon despite prior reports he had one, heard several
witnesses shouting that the suspect was unarmed as the officer
approached, yet fired at the suspect while the suspect’s arms
were raised).
32
obvious case.” Kisela, 138 S. Ct. at 1153 (citation
omitted).5 And to see how different the actual facts
in Garner are from the facts here, this Court should
look no further than petitioners’ own description of
Garner in their court of appeals brief: “The officer
saw Garner’s hands, saw his face and saw no weapon
and did not believe Garner to be armed.” C.A.
Appellants Br. 44. The record here is precisely the
opposite.
Ngo v. Storlie, 495 F.3d 597 (8th Cir. 2007) does
not help petitioners either, because the victim’s
hands were visible the entire time. Further, the
victim (a plain-clothes police officer) did not match
the description of the suspect and was kneeling in
the street with his unarmed hands waving above his
head. Id. at 603. In that circumstance, it is
unsurprising the officer was not entitled to qualified
immunity when he opened fire on the victim with a
semiautomatic weapon. Ibid.
Nor does Nance v. Sammis, 586 F.3d 604 (8th Cir.
2009) provide clearly established law. Once again,
the officers there could see the suspect’s hands the
entire time. Id. at 610-11. The suspect, a 12-yearold boy, had a toy gun that remained in his
waistband. Ibid. At least one witness testified that
the boy raised both arms above his head before being
shot. Ibid. Although the officers disputed what he
did with his hands, the court affirmed the denial of
summary judgment. Ibid. Here, of course, there is
no suggestion that Stokes ever had his hands raised
over his head, nor is there any suggestion that
5 As the discussion of then-existing Eighth Circuit precedent
shows, this is far from the “rare, obvious case.”
33
Officer Thompson could see Stokes’ right hand after
he closed the car door.
Petitioners’ cases are insufficient to show clearly
established law, especially considering contrary
Eighth Circuit authority involving much more
similar facts. Most critically, Officer Thompson
could never see Stokes’ right hand after he opened
and shut the car door. The court of appeals correctly
explained that governing authority at least created
uncertainty for Officer Thompson, justifying
qualified immunity.6
The court of appeals’ decision is correct in all
respects.
B. This Court should not abandon qualified
immunity.
This Court has consistently applied qualified
immunity for decades. “The Court’s embrace of
qualified immunity has . . . been emphatic, frequent,
longstanding, and nonideological.” Aaron J. Nielson
& Christopher J. Walker, A Defense of Qualified
Immunity, 93 Notre Dame L. Rev. 1853, 1858 (2018).
Indeed, just last term, this Court unanimously
reversed two denials of qualified immunity due to the
absence of particularized authority to show clearly
6 Petitioners also cite to cases from other circuits, claiming
they show a “robust consensus” that could separately form
clearly established law. Pet. 25-26. First, that is not accurate
when factually analogous cases within the governing circuit
illustrate the law is not clearly established. Second, in any
event, petitioners did not make this argument, or cite these
cases, to the court of appeals. See OBB Personenverkehr AG v.
Sachs, 577 U.S. 27, 38 (2015) (“Absent unusual circumstances—
none of which is present here—we will not entertain arguments
not made below.”).
34
established law. Bond, 142 S. Ct. at 11-12; RivasVillegas, 142 S. Ct. at 7-8.
The doctrine is especially critical for law
enforcement. Unlike many other types of public
office, the use of physical force—and the attendant
risk of physical harm—is an inherent part of the job.
And situations where force may be required often do
not present an adequate opportunity to determine
whether the force contemplated would be considered
“reasonable” for purposes of the Fourth Amendment.
The problem is two-fold; what constitutes an
“unreasonable” search or seizure under the Fourth
Amendment is a necessarily fact-specific inquiry, and
thus “it may be difficult for an officer to know
whether a search or seizure will be deemed
reasonable given the precise situation encountered.”
Ziglar, 137 S. Ct. at 1866. Aggravating this problem,
“police officers are often forced to make split-second
judgments—in circumstances that are tense,
uncertain, and rapidly evolving—about the amount
of force that is necessary in a particular situation.”
Graham, 490 U.S. at 396-97.
As a result of these complexities, “reasonable
mistakes can be made as to the legal constraints on
particular police conduct” and it “is sometimes
difficult for an officer to determine how the relevant
legal doctrine, here excessive force, will apply to the
factual situation the officer confronts.” Saucier, 533
U.S. at 205. But rather than holding an officer to the
“20/20 vision of hindsight” by requiring law
enforcement to be their own on-the-spot lawyer,
conducting fact-intensive analyses in seconds,
qualified immunity reflects a policy choice to “defer[]
35
to the judgment of reasonable officers on the scene.”
Id. at 204-05.7
As is the case with any immunity, controversy is
unavoidable, as “the resolution of immunity
questions inherently requires a balance between the
evils inevitable in any available alternative.” Harlow,
457 U.S. at 813-14. But because of the “limitless
factual circumstances” in which the use of force may
be used, there is not always “a clear answer as to
whether a particular application of force will be
deemed excessive by the courts.” Saucier, 533 U.S.
at 205-06. Consequently, qualified immunity is the
“best attainable accommodation of competing
values.” Harlow, 457 U.S. at 814.
As then-Chief Justice Warren put it: “A
policeman’s lot is not so unhappy that he must
choose between being charged with dereliction of
duty if he does not [use force], and being mulcted in
damages if he does.” Pierson v. Ray, 386 U.S. 547,
555 (1967).
CONCLUSION
This Court should deny the petition.
7 Due
to the policy-oriented nature of qualified immunity,
this Court should also defer to current debate about the scope of
qualified immunity occurring within the politically accountable
branches. They legislate and govern against the backdrop of
this Court’s qualified-immunity doctrine, and they are
empowered to change it should they wish to do so.
36
Respectfully submitted,
ANDREW BAILEY
Attorney General of Missouri
DIANE PETERS
Assistant Attorney General
615 E. 14th St., Suite 401
Kansas City, MO 64106
JEFFREY J. SIMON
MICHAEL T. RAUPP
Counsel of Record
SPENCER TOLSON
HUSCH BLACKWELL LLP
4801 Main St., Suite 1000
Kansas City, MO 64112
(816) 983-8000
michael.raupp
@huschblackwell.com
Counsel for Respondents
February 17, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.