Opposition Brief — Rahmael Sal Holt, Petitioner v. Pennsylvania
Supreme Court briefSep 28, 2022
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No. 22-5463
In the
Supreme Court of the United States
___________________
RAHMAEL SAL HOLT,
Petitioner
V.
COMMONWEALTH OF PENNSYLVANIA
Respondent
___________________
ON PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF PENNSYLVANIA
____________________
BRIEF IN OPPOSITION TO PETITION FOR WRIT OF CERTIORARI
_____________________
James T. Lazar
Assistant District Attorney
Westmoreland County District Attorney’s Office
2 N. Main Street Suite 206
Greensburg, PA 15601
jlazar@co.westmoreland.pa.us
724-830-3949
PA ID No: 307469
Member of the Bar of the Supreme Court
Counsel for Respondent
TABLE OF CONTENTS
TABLE OF AUTHORITIES…………………………………………………………………….ii
I.
STATEMENT OF JURISDICTION……………………………………………………. 1
II.
STATEMENT OF THE CASE…………………………………………………………..1
A. Relevant Factual History…………………………………………………..…1
B. Procedural History…………………………………………………………….3
III.
ARGUMENT IN OPPOSITION TO THE WRIT………………………………….……..5
A. This Honorable Court lacks jurisdiction because
the decision of the Supreme Court of Pennsylvania
rests on adequate and independent state grounds…………………….……..5
B. The grant of a writ of certiorari in this matter would
be imprudent, due to the lack of development of the
facts necessary to decide the underlying federal question…………………11
C. This Honorable Court’s recent grant of certiorari in
Cruz v. Arizona, 142 S.Ct. 1412 (2022) (No. 21-846), does
not compel a delayed denial of certiorari in this matter…………..……….13
D. Certiorari should not be granted in order to provide
guidance in proving a Brady violation where, as here,
Petitioner failed to offer any evidence in the court below……...…………..14
a. Petitioner conflates circumstantial evidence with
a lack of evidence…………………………………………………………15
b. Petitioner creates a “conflict” in the lower courts
out of whole cloth…………………………………………………………16
c. Petitioner is not entitled to a presumption of a Brady
violation built upon an inference unsupported by evidence……….16
d. The circumstances of Harper’s testimony and the evidence at
trial do not give rise to an “inference of a deal” and no prejudice
could be established even if such a deal could be inferred…………17
IV.
CONCLUSION……………………………………………………………………….20
i
TABLE OF AUTHORITIES
Federal Cases
Adams v. Robertson, 520 U.S. 83 (1997)…………………………………………..….11, 12
Bankers Life & Casualty Co. v. Crenshaw, 486 U.S. 71 (1988)……………...………..12
Brady v. Maryland, 373 U.S. 83 (1963)………………………………..……………passim
Brinkerhoff-Faris Tr. & Sav. Co. v. Hill, 281 U.S. 673 (1930)…………...…………….10
Cruz v. Arizona, 142 S.Ct. 1412 (2022) (No. 21-846)………………………………..13, 14
Douglas v. Workman, 560 F.3d 1156 (10th Cir. 2009)………………………...……15, 16
Ford v. Georgia, 498 U.S. 411 (1991)………………………………………………………..7
Foster v. Chatman, 578 U.S. 488 (2016)……………………………………………………7
Harris v. Reed, 489 U.S. 255 (1989)…………………………………………………………7
James v. Kentucky, 466 U.S. 341 (1984)…………………………………………….……..7
Lynch v. Arizona, 578 U.S. 613 (2016)……………………………………………..……...13
Michigan v. Long, 463 U.S. 1032 (1983)……………………………………………..……11
Simmons v. South Carolina, 512 U.S. 154 (1994)……………………………..…………14
Strickler v. Greene, 527 U.S. 263 (1999)………………………………………………….17
Webb v. Webb, 451 U.S. 493 (1981)…………………………………………………..……12
Yee v. City of Escondido, 503 U.S. 519 (1992)……………………………………...…….11
Federal Statutes
28 U.S.C. § 1257……………………………………………………………………………..1, 5
State Cases
Commonwealth v. Chmiel, 30 A.3d 1111 (Pa. 2011)…………………………….………..8
Commonwealth v. Hannibal, 156 A.3d 197 (Pa. 2016)……………………..……..……..7
Commonwealth v. Holt, 273 A.3d 514 (Pa. 2022)………………………………….passim
Commonwealth v. Morris, 822 A.2d 684 (Pa. 2003)………………………………...…….8
Commonwealth v. Pursell, 724 A.2d 293 (Pa. 1999)……………………………..……….8
ii
Commonwealth v. Roney, 79 A.3d 595 (Pa. 2013)……………………………………..….7
Commonwealth v. Simpson, 66 A.3d 253 (Pa. 2013)…………………………………….15
State of Arizona v. Cruz, 487 P.2d 991 (Az. 2021)…………………………………..13, 14
State Rules
Pa.R.A.P. 302……………………………………………………………………..………5, 6, 9
Pa.R.A.P. 1925………………………………………………………..……………….4, 5, 6, 9
iii
I.
STATEMENT OF JURISDICTION
The Commonwealth of Pennsylvania submits that this Honorable Court lacks
jurisdiction, because the Pennsylvania Supreme Court’s decision in this matter
rested on adequate and independent state grounds. Petitioner has averred that this
Court has jurisdiction under 28 U.S.C. § 1257(a).
II.
STATEMENT OF THE CASE
A.
Relevant Factual History
On November 17, 2017, City of New Kensington Patrolman Brian Shaw
conducted a traffic stop of a Jeep operated by Tavon Harper. The Jeep slowed,
allowing Rahmael Sal Holt, Petitioner herein, to exit the vehicle and flee on foot.
During a short foot pursuit, Holt fired multiple shots from a .40 caliber handgun,
killing Patrolman Shaw. Shaw’s radio communications did not identify the
perpetrator, and a private video surveillance system that recorded the incident was
not clear enough to make an identification. After providing differing stories to
investigators, Tavon Harper identified Shaw’s killer as Holt. Harper also observed
Holt with a gun on the day of Shaw’s murder. Commonwealth v. Holt, 273 A.3d
514, 523 (Pa. 2022).
In addition to this identification evidence, Holt’s cellular phone was found in
the back yard of a residence less than one block (165 yards) away from the scene.
Holt, 273 A.3d at 523-24. Three residents of 1206 Victoria Avenue, a house located
immediately next door to the house where Holt’s phone was discovered, identified
1
Holt as a frequent visitor to the house and romantic interest of one of their
housemates. Id., at 524. On the night of Patrolman Shaw’s murder, one of those
residents, Antoinette Strong, heard gunshots out her window, followed very shortly
by tapping at the back door. When she opened the door, Strong found Holt. Holt
immediately went into the basement at 1206 Victoria Avenue before going upstairs
to see the other residents of the house. Id., at 524. Holt was identified as having an
injury to his hand, between his thumb and index finger, referred to as “slide bite,”
an injury inflicted from the slide of a semi-automatic handgun when the gun is
discharged. Id., at 526; Notes of Trial Testimony (hereinafter “N.T.”), 11/6/19, at
409-10, 445-46.
Despite repeated visits by canvassing law enforcement officers to 1206
Victoria Avenue, the residents initially concealed the fact that Holt had been seen
there immediately after Patrolman Shaw’s murder. N.T., 11/6/19, at 418. On
November 18, 2017, Holt’s cousin, Lisa Harrington, arrived at the residence with
several children, went into the basement, returned with a bag, and left the
residence without her children for a short period of time. Holt, 273 A.3d at 524-25.
Neither Harrington nor these children were regular visitors to this home.
Antoinette Strong’s aunt, Lakita Cain, told one of the housemates, Holly Clemens,
that Harrington was getting Holt’s gun out of the house. N.T., 11/6/19, at 502-3.
The murder weapon was never recovered by investigators.
Holt’s flight from the New Kensington area was swift. The night of the
murder, Harrington drove him to a girlfriend’s home in Natrona Heights, across the
2
Allegheny River from New Kensington. Id., at 525. From there, his girlfriend drove
him to his mother’s home in the Homewood section of Pittsburgh. Id. Holt was next
observed arriving at the Duquesne home of his cousin, Marcel Mason. Mason’s
girlfriend, Asya Benson, explained that she and Mason drove Holt to the residence
of another cousin, Lateef Mason, in the Hazelwood section of Pittsburgh. Holt, 273
A.3d at 525. Holt was ultimately apprehended there in the early morning of
November 21, 2017.
In addition to this evidence, the trial jury received letters to Harper, one of
which was identified by a handwriting expert as being handwritten by Holt, asking
Harper to tell investigators that he dropped off Holt prior to the shooting and
picked up another unknown individual, who Harper was to suggest was the shooter.
In exchange, Holt offered to “take” the drug charges Harper was facing. N.T.,
11/5/19, at 299-304; N.T., 11/6/19, at 633; Commonwealth’s Exhibit 23.
B.
Procedural History
Petitioner was tried before a jury from November 4, 2019 through November
12, 2019. He was found guilty of Murder of a Law Enforcement Officer, Murder of
the First Degree, and firearms offenses. The jury considered Petitioner’s penalty
immediately following the guilt phase, ultimately issuing a verdict in support of the
death penalty on November 14, 2019.
3
Although it does not appear in the official record, evidenced by Petitioner’s
citation to an online newspaper article, charges against Tavon Harper were
dismissed in early December of 2019. 1
Petitioner was sentenced on February 12, 2020. On February 25, 2020, he
filed Post Sentence Motions with the trial court. The issue Petitioner is currently
requesting that this Honorable Court consider was not raised at that time. The
trial court imposed a briefing schedule and the parties submitted briefs. Petitioner
did not raise the instant issue in his brief to the trial court. On August 21, 2020,
the trial court denied Petitioner’s Post-Sentence Motions, not addressing a Brady
claim that was never raised at that level. On September 10, 2020, Petitioner filed a
Notice of Appeal; the trial court thereafter ordered Petitioner to file a concise
statement of errors complained of on appeal, pursuant to Pa.R.A.P. 1925. On
November 23, 2020, Petitioner filed a concise statement and, once again, did not
raise the instant Brady issue. The trial court issued an Opinion pursuant to
Pa.R.A.P. 1925, on December 21, 2020. The matter was thereafter before the
Supreme Court of Pennsylvania for review.
1 The Commonwealth acknowledges this fact, while steadfastly and unequivocally rejecting the
suggestion that this resolution was decided upon, communicated to, or in any other way offered as an
inducement to Tavon Harper prior to his testimony at or the conclusion of Petitioner’s trial. The
Commonwealth does, however, take issue with the claim that Harper was released on December 2,
2019. There is no doubt that Harper was ultimately released, but he had a detainer from the
Pennsylvania Parole Board, and his actual release date is not of record.
4
In his brief to the Supreme Court of Pennsylvania, Petitioner raised the
instant Brady claim for the first time. On April 28, 2022, the Supreme Court of
Pennsylvania affirmed Petitioner’s conviction for first degree murder and the death
sentence. Commonwealth v. Holt, 273 A.3d 514 (Pa. 2022). In that published
opinion, the Supreme Court of Pennsylvania ruled:
Holt did not raise the present claim – a Brady claim based upon the
Commonwealth’s failure to disclose Harper’s alleged plea agreement –
in his Rule 1925(b) statement or at any point before the trial court. He
did not claim that Harper had a secret plea agreement or assert that the
prosecution suppressed evidence of such a plea agreement. Thus, the
Commonwealth is correct that the claim is waived. Pa.R.A.P. 302(a)
(“Issues not raised in the trial court are waived and cannot be raised for
the first time on appeal.”)
Holt, 273 A.3d at 535.
III.
ARGUMENT IN OPPOSITION TO THE WRIT
The Petition for Writ of Certiorari should be denied for want of jurisdiction,
as imprudent, and because Petitioner has failed to articulate an important question
of federal law in need of settlement or clarification.
A. This Honorable Court lacks jurisdiction because the decision of
the Supreme Court of Pennsylvania rests on adequate and
independent state grounds.
Petitioner asks this Honorable Court to find jurisdictional support in 28
U.S.C. § 1257(a), conferring jurisdiction “where any title, right, privilege, or
immunity is specially set up or claimed under the Constitution or the treaties or the
statutes of… the United States.” Id. The underlying claim, an allegation of
prosecutorial suppression of an inducement offered to Tavon Harper prior to his
5
testimony at Petitioner’s trial, is of course based upon this Honorable Court’s
interpretation of the 14th Amendment in Brady v. Maryland, 373 U.S. 83 (1963),
and its progeny.
Holt’s petition, however, seeks “review” of a matter he waived in the Supreme
Court of Pennsylvania. That waiver was founded upon two state procedural rules.
In the first instance, the Pennsylvania appellate rules require an appellant, upon
order of the trial court, to issue a “concise statement of errors complained of on
appeal.” Pa.R.A.P. 1925(b). The rules make clear that issues not raised in
accordance with the Rule 1925 concise statement are waived. Pa.R.A.P.
1925(b)(4)(vii). The concise statement is meant to aid the trial court in identifying
issues, because the trial court is required to issue an opinion justifying the order
appealed from for the appellate court. Pa.R.A.P. 1925(a). Neither the concise
statement of Petitioner nor, consequently, the Rule 1925(a) opinion of the trial court
addressed the Brady issue he now raises with this Honorable Court.
The second procedural rule was the clear and express foundation of the
Pennsylvania Supreme Court’s waiver determination. In addition to Rule
1925(b)(4)(vii), the rules also independently state: “Issues not raised in the lower
court are waived and cannot be raised for the first time on appeal.” Pa.R.A.P.
302(a). Petitioner, however, raised the instant Brady claim for the first time in his
brief to the Pennsylvania Supreme Court. In its opinion, the Supreme Court of
Pennsylvania noted Petitioner’s failure to raise the Brady claim in his Rule 1925
concise statement, “or at any point before the trial court.” Holt, 273 A.3d at 535.
6
“This Court lacks jurisdiction to entertain a federal claim on review of a state
court judgment ‘if that judgment rests on a state law ground that is both
‘independent’ of the merits of the federal claim and an ‘adequate’ basis for the
court’s decision.’” Foster v. Chatman, 578 U.S. 488, 497 (2016) (quoting Harris v.
Reed, 489 U.S. 255 (1989)). The adequacy of the state court decision to obviate
consideration of the merits of a federal claim is established when the state law
relied upon is “firmly established and regularly followed.” Ford v. Georgia, 498 U.S.
411, 423-24 (1991) (quoting James v. Kentucky, 466 U.S. 341 (1984)).
The decision of the Supreme Court of Pennsylvania was both independent of
the federal Brady claim herein raised and adequate to support the judgment of that
Court. Although the high court of Pennsylvania described the legal parameters of a
Brady claim, including the elements that must be proven by a defendant raising
such a claim, the waiver determination was entirely independent of this issue of
federal law. The waiver discussion and holding would have been no different if the
issue raised had been a purely state law issue, such as an evidentiary ruling.
The state Supreme Court also made clear that the waiver holding was “firmly
established and regularly followed,” noting various prior holdings, finding waiver of
Brady claims. Specifically, the Court stated the following:
Significantly, Brady claims are subject to waiver. Commonwealth v.
Hannibal, 638 Pa. 336, 156 A.3d 197, 209-10 (2016) (failure to
raise Brady claim at trial or on direct appeal resulted in
waiver); Commonwealth v. Roney, 622 Pa. 1, 79 A.3d 595, 609 (2013)
(Brady issues which could have been raised at trial and/or on direct
appeal but were not, were waived for collateral review).
7
Holt, 273 A.3d at 534. Further research reveals additional evidence that waivers in
the Brady context are “firmly established and regularly followed.” See
Commonwealth v. Chmiel, 30 A.3d 1111, 1129-30 (Pa. 2011) (citing Commonwealth
v. Pursell, 724 A.2d 293 (Pa. 1999) and Commonwealth v. Morris, 822 A.2d 684 (Pa.
2003)).
Petitioner’s efforts to find a basis for jurisdiction are nothing short of
contortionism. Petitioner spends considerable effort avoiding the conclusion that a
waiver based upon a codified state procedural rule is independent of federal law,
despite the clarity with which the Holt opinion was written. Instead, Petitioner
dives deep into Pennsylvania jurisprudence, not surprisingly finding language in
Morris which dealt with the merits of a Brady claim – language that suggested that
a Brady violation did not occur if the defendant could have discovered the material
through the exercise of reasonable diligence. See Commonwealth v. Morris, 822
A.2d at 696. Again, unsurprisingly, Petitioner finds federal case law cited for this
proposition. The historical citation to federal decisional law concerning the merits
of a prior federal question, however, has no bearing on the independence of a state
waiver of a similar question.
The upshot of Petitioner’s argument in this regard is the suggestion that
Pennsylvania waiver jurisprudence somehow “conditions” the waiver on the “ability
to uncover [Brady] material through reasonable diligence.” Petition for Writ of
Certiorari, at 8. This “condition” does not exist, was not relied upon by the Supreme
Court in this case, and does not establish a dependence upon federal law.
8
Perhaps Petitioner seeks to interject a “reasonable diligence” condition to
excuse his waiver because he suggests he was “wholly ignorant of the alleged Brady
material.” Petition for Writ of Certiorari, at 6. However, Petitioner ignores the fact
that he was aware of the facts underpinning his claim prior to the filing of his postsentence motions and prior to the filing of his Rule 1925 concise statement. We
know he was aware of these facts because of his references to the factual
allegations. The Supreme Court of Pennsylvania recognized these references:
Despite being aware of the facts underlying his claim, Holt did not raise
a Brady claim before the trial court. Instead, he recited the facts
underlying this claim in his Pa.R.A.P. 1925(b) statement in support of a
claim he entitled “the verdict of death was a product of passion,
prejudice and arbitrary factors.” See Holt's 1925(b) statement,
11/20/2020, ¶ 8.13 In his Rule 1925(b) statement, Holt attacked Harper's
credibility by stating that Harper “was released from prison and parole
a few weeks after trial, despite the prosecution and Harper claiming he
had no plea agreement with the prosecution to testify,” and also
asserting that Harper “lied repeatedly” in his pre-trial statements. Id.
Holt attacked Harper's credibility to support his weight of the evidence
claim. Holt did not raise the present claim – a Brady claim based on the
Commonwealth's failure to disclose Harper's alleged plea agreement –
in his Rule 1925(b) statement or at any point before the trial court. He
did not claim that Harper had a secret plea agreement or assert that the
prosecution suppressed evidence of such a plea agreement. Thus, the
Commonwealth is correct that the claim is waived. Pa.R.A.P. 302(a)
Holt, 273 A.3d at 534-35.
Next, Petitioner mischaracterizes the finding of waiver as a “holding that
Petitioner was not entitled to rely on the Commonwealth’s representation that all
Brady material had been disclosed.” Petition for Writ of Certiorari, at 8. This
mischaracterization is the lead into several pages of Petitioner attempting to frame
state waiver as inadequate by further exaggeration, analogizing the state court’s
9
holding as requiring Petitioner to “scavenge for hints,” or allowing the
Commonwealth to play “hide and seek” with a criminal defendant. Petition for Writ
of Certiorari, at 9-10. The state court decision in this case did not even intimate
that the Commonwealth could impose a burden on Petitioner to discover the alleged
Brady material.
In his petition, Holt claims that the application of the state waiver effectively
denies him “the only remedy ever available for the enforcement of [his] rights,” see
Brinkerhoff-Faris Tr. & Sav. Co. v. Hill, 281 U.S. 673, 679 (1930), because “In both
the trial court and on direct review, Petitioner neither knew nor suspected that the
Commonwealth had betrayed its obligation to disclose all exculpatory material to
the defense. This revelation – and Petitioner’s Brady claim – became available only
on appeal to the Supreme Court of Pennsylvania.” Petition for Writ of Certiorari, at
12. This is a bold mischaracterization. First, as explained above, Petitioner cannot
genuinely assert a lack of knowledge in the trial court of the factual allegations his
claim is based upon, when he referenced them in other arguments in the trial court.
Second, to suggest that Petitioner’s “only remedy ever available” is to raise this
issue before this Honorable Court ignores the available avenues of collateral review
which are certain to follow, and would include the ability of Petitioner to develop
this issue in the context of an ineffective assistance of counsel claim.
These claims by Petitioner are false, and do nothing to call into question the
adequacy of the state waiver to support the judgment of the state court. As will be
articulated more fully below, such a waiver is a well-established justification for a
10
reviewing court to avoid consideration of an issue without the benefit of a fully
developed record.
In Michigan v. Long, 463 U.S. 1032 (1983), this Honorable Court held that
where a state court articulates “clearly and expressly” a reliance on “bona fide
separate, adequate, and independent grounds, we, of course, will not undertake to
review the decision.” Id., at 1041. In accordance with this standard, the
Commonwealth submits the adequacy and independence of the state law ground is
clear from the face of the opinion of the Pennsylvania Supreme Court. The waiver
is both independent of federal law and adequate to support the judgment, depriving
this Honorable Court of jurisdiction.
B. The grant of a writ of certiorari in this matter would be
imprudent, due to the lack of development of the facts necessary
to decide the underlying federal question.
Although not necessarily distinct from considerations of jurisdiction, this
Court’s jurisprudence has recognized significant prudential concerns that require
that the federal question first be raised before the state court. In Adams v.
Robertson, 520 U.S. 83 (1997), this Honorable Court noted that only rarely will the
Court “consider a petitioner’s federal claim unless it was either addressed by, or
properly presented to, the state court that rendered the decision we have been
asked to review.” Id., at 86 (quoting Yee v. City of Escondido, 503 U.S. 519 (1992)
(emphasis added)). This Court explained that this principle “serves an important
interest of comity… it would be unseemly in our dual system of government to
disturb the finality of state court judgments on a federal ground that the state court
11
did not have occasion to consider.” Adams, 520 U.S. at 90 (citing Bankers Life &
Casualty Co. v. Crenshaw, 486 U.S. 71, 79 (1988) and Webb v. Webb, 451 U.S. 493,
500 (1981)).
A waiver operates as a bar to a state court’s consideration of a federal issue to
the same extent that a complete failure to raise the issue would be, because of the
lack of an opportunity to develop a record on which a reviewing court can rely.
These considerations are further highlighted in the Adams opinion, wherein this
Court stated:
Our traditional standard also reflects “practical considerations” relating
to this Court’s capacity to decide issues. Requiring parties to raise
issues below not only avoids unnecessary adjudication in this Court by
allowing state courts to resolve issues on state-law grounds, but also
assists us in our deliberations by promoting the creation of an adequate
factual and legal record. Here, even if the state court's construction of
its class-action rules would not obviate the due process challenge, it
would undoubtedly aid our understanding of those rules as a predicate
to our assessment of their constitutional adequacy. And not incidentally,
the parties would enjoy the opportunity to test and refine their positions
before reaching this Court.
Adams v. Robertson, 520 U.S. at 90–91 (citing Webb, 451 U.S. at 500).
Indeed, these practical and prudential concerns are undoubtedly the
underpinnings of the Pennsylvania Rules of Appellate Procedure governing waiver.
Had Petitioner raised his Brady claim in his post-sentence motions before the trial
court, an evidentiary hearing could have been held. The record could have been
developed with testimony from counsel for the Commonwealth, counsel for Tavon
Harper, Harper’s arresting officer concerning any prior decision regarding the
disposition of Harper’s case, and/or any communications about such a decision.
12
Without intending to suggest facts not of record, the undersigned also submits that
testimony from the family of Patrolman Shaw could also have been relevant to a
factfinder in considering whether discussions concerning Harper’s disposition were
ongoing after Petitioner’s trial. After such a hearing, the trial court, the tribunal
best situated for examination of credibility in the first instance, would have been
capable of issuing factual findings, which would permit full review of any legal
determination based thereupon.
Put simply, Petitioner’s failure to raise a Brady claim, which is based upon a
factual allegation of which he was aware, has prevented meaningful review. The
prudential and practical considerations this Court has previously acknowledged
militate strongly against the grant of certiorari.
C. This Honorable Court’s recent grant of certiorari in Cruz v.
Arizona, 142 S.Ct. 1412 (2022) (No. 21-846), does not compel a
delayed denial of certiorari in this matter.
Petititoner asks this Honorable Court to delay consideration of this petition
pending the disposition of Cruz v. Arizona, 142 S.Ct. 1412 (2022) (No. 21-846). Cruz
is an adequate and independent state grounds case which appears to rise and fall on
a rather subjective Arizona Supreme Court decision – a decision that Lynch v.
Arizona, 578 U.S. 613 (2016), did not constitute “a significant change in the law,”
barring post-conviction relief in Arizona. State of Arizona v. Cruz, 487 P.2d 991
(Az. 2021). The application of such a subjective bar, however, is subject to
potentially higher scrutiny where, in the context of that matter, this Court’s
decision in Lynch v. Arizona, 578 U.S. 613, held that the same Arizona court had
13
misapplied Simmons v. South Carolina, 512 U.S. 154 (1994). The applicability of
Simmons is at the core of the issue barred in State of Arizona v. Cruz, 487 P.2d 991.
In the instant matter, the adequacy and independence of a state procedural
waiver is based upon an objective finding. The question of whether Petitioner
raised a Brady claim in his post-sentence motions and/or in his Rule 1925 concise
statement is one that does not require interpretation. Further, unlike in Cruz, this
Honorable Court need not consider the state procedural bar in the context of a
larger history of the state court’s denial of an established federal right.
Cruz is entirely distinct from this matter and certiorari should be denied
without regard to this Court’s decision in Cruz.
D. Certiorari should not be granted in order to provide guidance in
proving a Brady violation where, as here, Petitioner failed to offer
any evidence in the court below.
This matter is ill-equipped to serve as a vehicle for this Honorable Court to
offer the “framework” for circumstantially proving a Brady violation, as Petitioner
requests.
a. Petitioner conflates circumstantial evidence with a lack of
evidence.
In an effort to establish that Pennsylvania law is “unduly restrictive,” in the
context of establishing a Brady violation, Petitioner merely cites multiple cases in
which Pennsylvania courts have found that defendants failed to prove Brady
violations. Such an argument is akin to the Commonwealth arguing that proof
beyond a reasonable doubt is too restrictive a burden of proof by pointing to a
14
number of acquittals. Petitioner’s argument is further “supported” by his citation to
Commonwealth v. Simpson, 66 A.3d 253, 266 (Pa. 2013), where the Pennsylvania
Supreme Court approved the denial of a post-conviction relief claim where a Brady
claim was unsupported by “any evidence.”
Petitioner claims Pennsylvania’s “narrow construction deprives litigants of
their due process rights and rewards continued prosecutorial misconduct by
creating an insurmountable burden so long as the witness and prosecutor deny that
an understanding was reached.” Petition for Writ of Certiorari, at 13 (emphasis
added). Petitioner is here guilty of begging the question. In a discussion about the
proof necessary to establish a Brady violation, Petitioner avers that requiring any
amount of proof rewards the misconduct which has not been proven.
Petitioner is not asking this Honorable Court for a framework for proving
Brady violations circumstantially. He is asking this Court to authorize a
presumption that the prosecution commits a Brady violation supported merely by
an allegation, but never requiring proof.
b. Petitioner creates a “conflict” in the lower courts out of
whole cloth.
In contrast to the Pennsylvania cases he cites, Petitioner points to Douglas v.
Workman, 560 F.3d 1156 (10th Cir. 2009), as evidence that other courts have found
a Brady violation based upon an “inference of a deal.” However, that which
Petitioner calls an “inference of a deal” in Douglas is far more appropriately
regarded as evidence of a deal. In Douglas, there was not only evidence that the
15
prosecutor had discussed “coop credit” toward a witness’ sentence prior to his
testimony, and a letter by the witness documenting expected benefits from his
testimony and “intimating that he had previously received benefits for his
testimony” in a prior matter with the same prosecutor, but the prosecution conceded
that the witness had received a benefit prior to his testimony. Douglas, 560 F.3d at
1183-84.
Petitioner offers Douglas as contrasting with other cases in which Brady
violations were not proven, without regard for the fact that Douglas was based upon
evidence, that which was found lacking in the other cases he cites. This is not a
conflict in courts applying Brady, but merely a distinction between cases involving
evidence of a Brady violation, and cases without such evidence. Petitioner has
failed to demonstrate a real need for clarity among the courts across the country
addressing Brady claims.
c. Petitioner is not entitled to a presumption of a Brady
violation built upon an inference unsupported by evidence.
Petitioner insists that “the circumstances surrounding Tavon Harper’s
testimony and his release indicate that a deal was made.” Petition for Writ of
Certiorari, at 16. This logic is flawed. First, while the Commonwealth has
conceded, in candor to this Tribunal, that the charges against Harper were
dismissed after Holt’s trial, the circumstances surrounding that dismissal do not
exist in the record. Petitioner, as of the drafting of his petition, was not even armed
16
with that concession. Yet he seeks an inference that a deal was made in reliance on
a fact he failed to establish on the record when he had an opportunity to do so.
Next, what Petitioner seeks as an “inference” is an ill-disguised presumption.
Petitioner seeks an inference based only on sequential and temporal proximity. He
suggests that this Honorable Court should find that because Harper’s dismissal
occurred soon after Holt’s trial, that dismissal was a pre-planned and
communicated disposition designed to incentivize Harper’s testimony. This would
be a logical leap of faith – or, more apropos, a leap of mistrust.
d. The circumstances of Harper’s testimony and the evidence
at trial do not give rise to an “inference of a deal” and no
prejudice could be established even if such a deal could be
inferred.
The circumstances that Petitioner cites as supporting a Brady violation
presumption, of course, undermine it. Obviously without conceding that a Brady
violation occurred, the Commonwealth points out that a Brady violation is required
to be assessed in the context of the record as a whole. This Honorable Court has
held that
the term ‘Brady violation’ is sometimes used to refer to any breach of the
broad obligation to disclose exculpatory evidence—that is, to any
suppression of so-called ‘Brady material’—although, strictly speaking,
there is never a real ‘Brady violation’ unless the nondisclosure was so
serious that there is a reasonable probability that the suppressed
evidence would have produced a different verdict.
Strickler v. Greene, 527 U.S. 263, 281 (1999) (emphasis added). In Strickler, this
Court found, despite the prosecution’s suppression of multiple documents casting
doubt on the credibility and/or memory of an eyewitness, “the record provides strong
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support for the conclusion that petitioner would have been convicted of capital
murder and sentenced to death, even if [the eyewitness] had been severely
impeached.” Id., at 294-95. As such, the prejudice required to establish a Brady
violation was lacking.
The record here similarly bears strong support for the jury’s verdict, even if
the Court were to assume the existence of an undisclosed “deal.” Indeed, Harper
initially lied, multiple times. The jury heard this. The jury also heard that after
Harper was caught lying about his communications with Petitioner, he was
arrested. Holt, 273 A.3d at 524. The jury also heard substantial corroboration of
Harper’s later statements and trial testimony. Harper explained that Petitioner
had a .40 caliber handgun on the day of the murder, and Michael Luffey testified
that he had observed Petitioner with a .40 caliber handgun in the weeks before
Patrolman Shaw’s murder. Holt, 273 A.3d at 535. Harper identified Petitioner as
the individual fleeing from Patrolman Shaw as he was killed. Petitioner was
observed, immediately after the murder, to have injuries to his hand consistent with
those caused by the slide of a semi-automatic handgun. Holt, 273 A.3d at 526.
Further, residents of 1206 Victoria Avenue identified Harrington, Petitioner’s
cousin, as arriving at the residence the day after the murder and removing an item
from the basement, where there was discussion of a firearm. Holt, 273 A.3d at 525.
Harper testified that Petitioner told him, “I’m fucked … I dropped my phone.”
Id., at 524. Petitioner’s girlfriend Vanessa Portis testified that Petitioner called her
the night of the murder from Lisa Harrington’s phone, telling Portis that he had
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lost his phone. Holt, 273 A.3d at 525. Finally, Harper’s testimony was corroborated
by a handwritten letter, identified by a handwriting expert to have been penned by
Petitioner, in which Petitioner urges Harper to contact Holt’s attorney and provide
a statement claiming that Harper dropped off Petitioner before the shooting and
picked up an unknown individual, who Harper was to suggest was the real killer.
Petitioner further offered to “take” Harper’s drug charges once Harper puts “all that
[the fabrication] on paper.” Commonwealth’s Exhibit 23; N.T., 11/5/19, at 299-304.
The record herein, and the corroboration of Harper’s testimony, tends to
defeat, rather than support, Petitioner’s “inference” that a deal had to be made in
order to secure his testimony. At the same time, this corroboration and other
evidence of Petitioner’s guilt preclude Petitioner from establishing prejudice.
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IV.
CONCLUSION
The Supreme Court of Pennsylvania appropriately found a waiver of
Petitioner’s claim, due to his failure to raise and develop this issue before the trial
court. Such a waiver is an adequate and independent state law basis for the
judgment below, depriving this Honorable Court of jurisdiction. Even if this
Honorable Court had jurisdiction over the matter, Petitioner’s failure to raise this
issue at the trial court and the failure to develop the issue, has deprived the Court
of a factual record upon which to base a decision. Finally, Petitioner has failed to
establish an unsettled question of federal law. Consequently, the writ of certiorari
should be denied.
Respectfully submitted,
/s/ James T. Lazar
James T. Lazar
Assistant District Attorney
Westmoreland County District Attorney’s
Office
2 N. Main Street Suite 206
Greensburg, PA 15601
jlazar@co.westmoreland.pa.us
724-830-3949
Counsel for Respondent,
Commonwealth of Pennsylvania
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.