Amicus Curiae Brief — Loper Bright Enterprises, et al., Petitioners v. Gina Raimondo, Secretary of Commerce, et al.
Supreme Court briefJul 24, 2023
Ask Donna
What actually matters in this document.
Text
No. 22-451
In the Supreme Court of the United States
LOPER BRIGHT ENTERPRISES, ET AL., Petitioners,
v.
GINA RAIMONDO, SECRETARY OF COMMERCE, ET AL.
On Writ of Certiorari
to the United States Court of Appeals
for the District of Columbia Circuit
BRIEF FOR NATIONAL SPORTS SHOOTING
FOUNDATION, INC. AS AMICUS CURIAE
IN SUPPORT OF PETITIONERS
H. CHRISTOPHER BARTOLOMUCCI
Counsel of Record
BRIAN J. FIELD
KENNETH A. KLUKOWSKI
SCHAERR | JAFFE LLP
1717 K Street NW, Suite 900
Washington, DC 20006
(202) 787-1060
cbartolomucci@schaerr-jaffe.com
Counsel for Amicus Curiae
July 24, 2023
TABLE OF CONTENTS
TABLE OF AUTHORITIES ........................................ ii
INTRODUCTION AND INTEREST OF
AMICUS CURIAE ................................................... 1
SUMMARY OF ARGUMENT ..................................... 2
ARGUMENT ................................................................ 3
I.
II.
Federal Agencies Such as ATF Rely on
Chevron
and
Alleged
Statutory
Ambiguity
After
Whipsawing
Regulated Industries, Such as the
Firearm Industry, With Changed
Statutory Interpretations. .............................. 3
A.
Shifting Agency Regulations Affect
the Firearm Industry and Many
Other Industries. ..................................... 4
B.
ATF Often Seeks and Courts Often
Grant Chevron Deference to
Support Changing Interpretations
of
Laws
Affecting
Second
Amendment Rights. ................................ 6
By Continuing to Apply Chevron
Deference, Courts Deprive Regulated
Entities from Being Able to Rely on
Agency Positions. .......................................... 11
CONCLUSION .......................................................... 18
ii
TABLE OF AUTHORITIES
Cases
10 Ring Precision, Inc. v. Jones,
722 F.3d 711 (5th Cir. 2013) .................................... 7
Abramski v. United States,
573 U.S. 169 (2014) .................................................. 8
Agostini v. Felton,
521 U.S. 203 (1997) ................................................ 11
Aposhian v. Barr,
958 F.3d 969 (10th Cir.), vacated en banc,
973 F.3d 1151 (10th Cir. 2020), and
reinstated sub nom. Aposhian v. Wilkinson,
989 F.3d 890 (10th Cir. 2021),
cert. denied sub nom. Aposhian v. Garland,
143 S. Ct. 84 (2022) ................................................ 16
Arizona v. Rumsey,
467 U.S. 203 (1984) ................................................ 11
Atlantic Mut. Ins. Co. v.
Commissioner of Internal Revenue,
523 U.S. 382 (1998) .................................................. 8
Bastias v. U.S. Att’y Gen.,
42 F.4th 1266 (11th Cir. 2022),
petition for cert. docketed sub nom.
Bastias v. Garland,
No. 22-868 (U.S. Mar. 10, 2023) ............................ 16
Buffington v. McDonough,
143 S. Ct. 14 (2022) .................................... 14, 16, 18
iii
Cargill v. Garland,
57 F.4th 447 (5th Cir. 2023),
petition for cert. docketed,
No. 22-976 (U.S. Apr. 7, 2023) ................................. 9
Chevron, U.S.A., Inc. v.
Natural Resources Defense Council, Inc.,
467 U.S. 837 (1984) .................................................. 3
Citizens United v. Federal Election Comm’n,
558 U.S. 310 (2010) .................................................. 6
Dada v. Mukasey,
554 U.S. 1 (2008) ................................................ 8, 16
Daibo v. Attorney Gen.,
265 F. App’x 56 (3d Cir. 2008) ............................... 10
District of Columbia v. Heller,
554 U.S. 570 (2008) .................................................. 6
Gamble v. United States,
139 S. Ct. 1960 (2019) ...................................... 11, 12
Guedes v. Bureau of Alcohol, Tobacco,
Firearms and Explosives,
45 F.4th 306 (D.C. Cir. 2022),
reh’g denied, 66 F.4th 1018 (D.C. Cir. 2023),
petition for cert. docketed,
No. 22-1222 (U.S. June 20, 2023) ........................ 7, 8
Guedes v. Bureau of Alcohol, Tobacco,
Firearms and Explosives, 920 F.3d 1 (D.C.
Cir. 2019), superseded by, 45 F.4th 306 (D.C.
Cir. 2022), reh’g denied, 66 F.4th 1018 (D.C.
Cir. 2023), petition for cert. docketed, No. 221222 (U.S. June 20, 2023) .................................... 7, 8
iv
Gun Owners of Am., Inc. v. Garland,
19 F.4th 890 (6th Cir. 2021), cert. denied,
143 S. Ct. 83 (2022) .................................................. 9
Hardin v. Bureau of Alcohol, Tobacco,
Firearms & Explosives,
65 F.4th 895 (6th Cir. 2023) .................................... 9
In re Murchison,
349 U.S. 133 (1955) ................................................ 16
Janus v. American Fed’n of State, Cnty.,
& Mun. Emps., Council 31,
138 S. Ct. 2448 (2018) ............................................ 11
Marbury v. Madison,
1 Cranch 137 (1803) ............................................... 15
McDonald v. City of Chicago,
561 U.S. 742 (2010) .................................................. 6
Michigan v. Environmental Prot. Agency,
576 U.S. 743 (2015) ................................................ 15
National Cable & Telecomms. Ass’n v.
Brand X Internet Servs.,
545 U.S. 967 (2005) ................................................ 16
Palmore v. United States,
411 U.S. 389 (1973) ................................................ 17
Payne v. Tennessee,
501 U.S. 808 (1991) ................................................ 11
Reed v. Rhodes,
934 F. Supp. 1492 (N.D. Ohio 1996),
aff’d, 179 F.3d 453 (6th Cir. 1999) ........................ 17
Ron Peterson Firearms, LLC v. Jones,
760 F.3d 1147 (10th Cir. 2014) ................................ 7
v
Scialabba v. Cuellar de Osorio,
573 U.S. 41 (2014) .................................................. 15
UC Health v. National Lab. Relations Bd.,
803 F.3d 669 (D.C. Cir. 2015) ................................ 15
United States v. Anaya-Acosta,
629 F.3d 1091 (9th Cir. 2011) .................................. 9
United States v. Apel,
571 U.S. 359 (2014) .................................................. 8
United States v. Atandi,
376 F.3d 1186 (10th Cir. 2004) .............................. 10
United States v. Bazargan,
992 F.2d 844 (8th Cir. 1993) .................................. 10
United States v. Flores,
404 F.3d 320 (5th Cir. 2005),
abrogated by Abramski as recognized by
United States v. Garcia,
707 F. App’x 231 (5th Cir. 2017) ........................... 10
United States v. Orellana,
405 F.3d 360 (5th Cir. 2005) .................................... 9
Vasquez v. Hillery,
474 U.S. 254 (1986) ................................................ 11
West Virginia v. Environmental Prot. Agency,
142 S. Ct. 2587 (2022) ...................................... 17, 18
Statutes
18 U.S.C. § 921 .......................................................... 12
18 U.S.C. § 922 .................................................. 4, 9, 10
18 U.S.C. § 923 ............................................................ 7
18 U.S.C. § 924 .......................................................... 10
vi
26 U.S.C. § 5845 .................................................... 9, 12
Gun Control Act of 1968,
Pub. L. No. 90-618, 82 Stat. 1213............................ 4
National Firearms Act of 1934,
Pub. L. No. 73-474, 48 Stat. 1236............................ 4
Regulations
Bump-Stock-Type Devices,
83 Fed. Reg. 66,514 (Dec. 26, 2018) .................... 4, 7
Definition of “Frame or Receiver” and
Identification of Firearms,
87 Fed. Reg. 24,652 (Apr. 26, 2022) .................... 5, 6
Factoring Criteria for Firearms with
Attached “Stabilizing Braces”,
88 Fed. Reg. 6,478 (Jan. 31, 2023) ........................ 6, 12
Other Authorities
Bumpstocks and Acceleration Devices Act,
H.R. 4594, 116th Cong. (2019) .............................. 13
Closing the Bump Stock Loophole Act of 2021,
H.R. 5427, 117th Cong. (2022) .............................. 13
Closing the Bump Stock Loophole Act of 2023,
H.R. 396, 118th Cong. (2023) ................................ 13
Closing the Bump-Stock Loophole Act,
H.R. 4168, 115th Cong. (2017) .............................. 13
The Federalist No. 11
(Alexander Hamilton) (Clinton Rossiter ed.,
1961) ....................................................................... 17
The Federalist No. 37
(James Madison) (Clinton Rossiter ed., 1961) ...... 18
vii
Joseph G.S. Greenlee,
The American Tradition of Self-Made Arms,
54 St. Mary’s L. J. 35 (2023) .................................... 5
High Speed Gunfire Prevention Act,
H.R. 3606, 116th Cong. (2019) .............................. 13
Henry J. Kauffman,
Early American Gunsmiths 1650–1850
(1952) ........................................................................ 5
Protecting Our Communities Act,
H.R. 3299, 117th Cong. (2021) .............................. 13
Protecting Our Kids Act,
H.R. 7910, 117th Cong. (2022) .............................. 13
Christopher J. Walker,
Inside Agency Statutory Interpretation,
67 Stan. L. Rev. 999 (2015) ................................... 14
What is a ghost gun?,
CBS News (Apr. 11, 2022) ....................................... 5
INTRODUCTION AND
INTEREST OF AMICUS CURIAE
The National Shooting Sports Foundation, Inc.
(NSSF) is the trade association of the firearm,
ammunition, hunting and shooting sports industry. 1
Founded in 1961, NSSF is a Connecticut nonprofit
corporation recognized under Section 501(c)(6) of the
Internal Revenue Code as a professional association.
Today, NSSF has approximately 10,000 members,
including federally licensed firearm and ammunition
manufacturers, distributors, and retailers, as well as
manufacturers, distributors, and retailers of products
for the hunting, shooting and self-defense market,
public and private shooting ranges, gun clubs,
sportsmen’s organizations, and endemic media.
NSSF’s mission is to promote, protect and preserve
hunting and the shooting sports.
NSSF members produce and sell products such as
those discussed in this brief, products that a federal
agency previously assured them were legal under
federal law. After the agency decides a product is
lawful, however, it may suddenly reverse course and
declare the product is now illegal, even without any
intervening change in the statute. Invoking this
Court’s Chevron doctrine, the lower federal courts
often defer to these shifting agency determinations,
1 Counsel
for amicus curiae certifies, pursuant to Supreme
Court Rule 37.6, that no counsel for any party authored this brief
in whole or in part and no entity or person, aside from amicus
curiae, their members, and their counsel, made any monetary
contribution toward the preparation or submission of this brief.
2
adversely affecting both NSSF’s members and the
purchasing public.
SUMMARY OF ARGUMENT
Federal agencies such as the Bureau of Alcohol,
Tobacco, Firearms, and Explosives (ATF) rely on the
Chevron doctrine—and supposed statutory ambiguity
—to abruptly reverse course from their longstanding
regulatory determinations. Like other industries, the
firearm industry suffers from regulatory whipsaw as a
result of changing agency interpretations of statutes
that have not changed. ATF regularly seeks Chevron
deference for its whipsawing rules, and, all too often,
courts are willing to oblige. Ongoing litigation in the
lower courts over firearm accessories such as bump
stocks and stabilizing arm braces are only the latest
examples of this unfortunate phenomenon. The fact
that federal courts give Chevron deference to ATF
policy shifts that regulate and restrict a fundamental
constitutional right confirms that the time has come
for Chevron to be reconsidered—and rejected.
By deferring under Chevron to an agency’s changed
interpretation of an unchanged statute, courts make it
impossible for companies in regulated industries, such
as the firearm industry, to rely upon an agency’s
existing interpretation—contrary to one of the
primary values underlying the doctrine of stare decisis
and, indeed, contrary to the rule of law itself. These
norms serve an important function, and the fact that
Congress has repeatedly rejected proposed measures
that would have changed the relevant statutes makes
clear that ATF should not be able to whipsaw the
3
firearm industry with the stroke of a pen, to say
nothing of courts deferring to that whipsaw.
Chevron imposes an unwarranted disadvantage on
those seeking to challenge this regulatory whipsaw in
court—especially when a reviewing court says it does
not agree with the agency’s interpretation but that the
interpretation clears the low bar of being “reasonable.”
This is not the system that the Framers devised, nor
is it the system that due process promises when a
member of a regulated industry seeks to challenge
government overreach.
ARGUMENT
I.
Federal Agencies Such as ATF Rely on
Chevron and Alleged Statutory Ambiguity
After Whipsawing Regulated Industries,
Such as the Firearm Industry, With
Changed Statutory Interpretations.
Federal government agencies often argue that a
statutory provision at issue in litigation is ambiguous,
and that the court should therefore defer to the
agency’s interpretation under Chevron, U.S.A., Inc. v.
Natural Resources Defense Council, Inc., 467 U.S. 837
(1984). A prime example is in litigation involving
federal gun control laws where ATF asserts a
statutory interpretation and insists that it receive
deference.
4
A. Shifting Agency Regulations Affect the
Firearm Industry and Many Other
Industries.
Like many highly regulated industries, the firearm
industry is subject to continually shifting agency
regulations. In the case of the firearm industry, the
regulating agency is the ATF.
This regulatory
whipsaw imposes significant costs on members of this
industry, impacting both the companies comprising
that industry, and the prices and choices available to
consumers.
An example currently in litigation, as discussed
below in Part I-B, concerns “bump stocks” on firearms.
ATF had previously allowed certain models of bump
stocks.
Bump-Stock-Type Devices, 83 Fed. Reg.
66,514, 66,517 (Dec. 26, 2018).
However, ATF
reversed course in 2018 and issued a new rule
designating bump stocks as machineguns under 26
U.S.C. § 5845(b). Id. at 66,553-66,554. Ever since the
passage of the National Firearms Act of 1934 (NFA),
Pub. L. No. 73-474, 48 Stat. 1236, and subsequent
federal firearms statutes such as the Gun Control Act
of 1968 (GCA), Pub. L. No. 90-618, 82 Stat. 1213, it is
generally illegal to own a machinegun, 18 U.S.C.
§ 922(o)(1); indeed, it is a felony carrying up to 10
years in prison, id. § 924(a)(2). Thus, through this
regulatory about face, ATF was able to accomplish by
regulation something that Congress had not done—
making illegal a product that was legally possessed by
many law-abiding Americans, despite Congress not
changing the underlying statute in any way.
5
Firearm accessories are made from raw materials
that cost money and are transformed into final
products by skilled craftsmen using precisionengineered heavy machinery. The financial impact of
a product suddenly becoming illegal is therefore
significant both to those companies and to the
purchasing public.
Bump stocks are not alone in their ever-changing
treatment by ATF. Another is the frame or receiver
rule, which proponents of a particular political
narrative refer to as “ghost guns” in order to grab as
many headlines as possible. See, e.g., What is a ghost
gun?,
CBS
News
(Apr.
11,
2022),
https://www.cbsnews.com/news/what-is-a-ghost-gun/.
ATF recently changed the regulatory definition of the
statutory term “frame or receiver,” as well as related
terms such as “firearm,” “gunsmith,” and “complete
weapon.” Definition of “Frame or Receiver” and
Identification of Firearms, 87 Fed. Reg. 24,652,
24,652, 24,653 (Apr. 26, 2022). This had a substantial
and unexpected impact on the many Americans who
are part of a cottage industry of private firearms
manufacturers who make various custom firearm
parts. Id. at 24,654-24,658. 2 In promulgating its new
rule, ATF superseded several of its own previous
policy determinations upon which the firearm
industry relied, determinations under which these
This small industry goes back to the Founding era and is
woven into the history and tradition of private firearm ownership
in the United States. Joseph G.S. Greenlee, The American
Tradition of Self-Made Arms, 54 St. Mary’s L. J. 35, 45-71 (2023);
see also generally Henry J. Kauffman, Early American
Gunsmiths 1650–1850 (1952).
2
6
gunsmithing activities were legal. Id. at 24,730. Now
they are significantly curtailed. See id. at 24,72724,730.
Another recent example concerns stabilizing arm
braces.
ATF is now regulating these firearm
accessories. See Factoring Criteria for Firearms with
Attached “Stabilizing Braces”, 88 Fed. Reg. 6,478 (Jan.
31, 2023). In addition to asserting the illegality of this
rule under the Second Amendment, firearms statutes,
and the Administrative Procedure Act (APA), 5 U.S.C.
§ 551 et seq., id. at 6,499-6,507, critics point out that
this rule makes it more difficult for some individuals
with physical limitations to use a firearm and it
imposes additional costs on companies in the firearm
industry. Id. at 6,507-6,521. There are substantial
costs of various types imposed here because of reliance
on the previous regulatory framework. Id. at 6,5076,508.
B. ATF Often Seeks and Courts Often Grant
Chevron Deference to Support Changing
Interpretations of Laws Affecting Second
Amendment Rights.
ATF often expects Chevron deference in litigation,
which is extraordinary given that the right to keep and
bear arms is a fundamental constitutional right.
McDonald v. City of Chicago, 561 U.S. 742, 778 (2010);
District of Columbia v. Heller, 554 U.S. 570, 598
(2008). Such enumerated rights are “[p]remised on
mistrust of governmental power.” Citizens United v.
Federal Election Comm’n, 558 U.S. 310, 340 (2010).
Given that Second Amendment rights can be exercised
only if individuals can lawfully obtain a firearm, it is
7
astounding that the government would request or
receive deference on laws regulating the exercise of
such rights. But that is precisely what happens
frequently with Chevron regarding federal firearms
laws, often at the request of ATF.
Sometimes ATF prevails without that deference.
For instance, the Fifth Circuit upheld ATF’s demands
that firearm retailers report certain information. 10
Ring Precision, Inc. v. Jones, 722 F.3d 711, 714 (5th
Cir. 2013). The court held that the relevant provision
of the GCA, codified at 18 U.S.C. § 923(g)(5)(A),
unambiguously conferred this authority. Id. at 718.
But the court also opined that Chevron would
otherwise apply, id. at 717-718, so ATF would have
prevailed
even
without
clear
congressional
authorization. The Tenth Circuit similarly held that,
although a different GCA provision unambiguously
authorized ATF’s demand for information, Chevron
would have saved the case for ATF even without it.
See Ron Peterson Firearms, LLC v. Jones, 760 F.3d
1147, 1155 (10th Cir. 2014) (interpreting 18 U.S.C.
§ 923(g)(1)(A)).
A prime example of courts allowing ATF to tack one
way and then another concerns ATF’s regulation of
bump stocks. Take Guedes v. Bureau of Alcohol,
Tobacco, Firearms and Explosives, 920 F.3d 1 (D.C.
Cir. 2019) (denying preliminary injunction) (Guedes I),
superseded by, 45 F.4th 306 (D.C. Cir. 2022) (Guedes
II) (final judgment), reh’g denied, 66 F.4th 1018 (D.C.
Cir. 2023), petition for cert. docketed, No. 22-1222 (U.S.
June 20, 2023), which concerns the bump stock rules,
83 Fed. Reg. 66,514. The D.C. Circuit followed this
Court’s reasoning that, under Chevron, an “agency
8
need not adopt * * * the best reading of the statute, but
merely one that is permissible.” Guedes I, 920 F.3d at
17 (quoting Dada v. Mukasey, 554 U.S. 1, 29 n.1 (2008)
(Scalia, J., dissenting)); id. at 28 (quoting Atlantic
Mut. Ins. Co. v. Commissioner of Internal Revenue, 523
U.S. 382, 389 (1998) (holding the test is “not whether
[the agency’s interpretation is] the best interpretation,
of the statute but whether it represents a reasonable
one.”) (alteration in original)). The court applied
Chevron deference and upheld the regulation. Id. at
29, 32. In Guedes I, the D.C. Circuit disregarded this
Court’s instruction that “‘criminal laws are for courts,
not for the Government, to construe.’” 920 F.3d at 23
(quoting Abramski v. United States, 573 U.S. 169, 191
(2014)) 3; see also United States v. Apel, 571 U.S. 359,
369 (2014). The Court did so by taking a winding road
of precedents that were plainly irrelevant because
they predated Abramski. See Guedes I, 920 F.3d at 2325. But such is the appeal of Chevron.
This Court denied certiorari in Guedes I, after the
preliminary injunction denial, but not without a
comment from Justice Gorsuch criticizing Chevron’s
applicability. 140 S. Ct. at 789-791 (GORSUCH, J.,
statement respecting the denial of certiorari). Upon
final judgment, the panel concluded that the statute
unambiguously favored the government and thus that
Chevron deference was unnecessary. Guedes II, 45
F.4th at 313.
3 Abramski is of particular interest to Amicus NSSF, given that
it concerned a federal gun-control statute. Abramski v. United
States, 573 U.S. 169, 172 (2014).
9
Other circuits, however, disagree. One appeals
court held that 26 U.S.C. § 5845(b) is ambiguous and
upheld ATF’s rule under Chevron step two, a judgment
that was affirmed by an evenly divided en banc court.
See, e.g., Gun Owners of Am., Inc. v. Garland, 19 F.4th
890, 898, 906-907 (6th Cir. 2021) (en banc), cert.
denied, 143 S. Ct. 83 (2022) (mem.). 4 Another court
sitting en banc agreed that the statute is ambiguous
but held that courts must not defer under Chevron on
the bump stock rule, setting aside the rule. Cargill v.
Garland, 57 F.4th 447, 465, 471-473 (5th Cir. 2023)
(en banc), petition for cert. docketed, No. 22-976 (U.S.
Apr. 7, 2023).
Chevron’s outsized influence is witnessed when
ATF interprets other federal gun-control provisions.
Even when adjudicating immigration cases, some
courts afford deference to ATF’s interpretation of who
qualifies as an illegal alien under 18 U.S.C.
§ 922(g)(5)(A), even though ATF has no expertise in
immigration matters. United States v. Anaya-Acosta,
629 F.3d 1091, 1093-1094 (9th Cir. 2011) (per
curiam). 5 On occasion, other federal agencies will
receive the same deference under Chevron that ATF
typically enjoys, such as the Board of Immigration
Appeals regarding whether an alien here on a student
4 The Sixth Circuit subsequently held that the rule of lenity
prevails over Chevron deference regarding the bump stock rule.
Hardin v. Bureau of Alcohol, Tobacco, Firearms & Explosives, 65
F.4th 895, 900 (6th Cir. 2023).
5 That proved to be a bridge too far for the Fifth Circuit, which
denied deference and instead invoked the rule of lenity to dismiss
an indictment under the same provision. United States v.
Orellana, 405 F.3d 360, 361, 366-369 (5th Cir. 2005).
10
visa falsified information when filling out a Form 4473
to purchase a firearm. Daibo v. Attorney Gen., 265 F.
App’x 56, 57-58 (3d Cir. 2008).
Still other times Chevron’s gravity is observed by
a court taking the confusing middle ground of holding
that Chevron is not warranted in a particular case in
which ATF claimed Chevron, but that the court will
nonetheless extend a nebulous, milder form of
deference. The Eighth Circuit did so regarding 18
U.S.C. §§ 922(g)(5)(A), 924(a)(2), in a case involving an
alien who no longer had legal status. United States v.
Bazargan, 992 F.2d 844, 845, 848 (8th Cir. 1993). The
Tenth Circuit later did so in another case involving 18
U.S.C. § 922(g)(5)(A), holding ATF should receive
“some deference” but the court would not decide
whether to grant “full Chevron deference.” United
States v. Atandi, 376 F.3d 1186, 1189 (10th Cir. 2004)
(citation omitted). The Fifth Circuit likewise afforded
“some degree of deference,” but not “full Chevron
deference,” in another case involving the same statute.
United States v. Flores, 404 F.3d 320, 326-327 (5th Cir.
2005), abrogated by Abramski as recognized by United
States v. Garcia, 707 F. App’x 231, 234 (5th Cir. 2017).
The Flores approach raises troubling questions. How
does a court decide when full Chevron deference is
appropriate versus “Chevron Lite”? What is the test?
Evidently Chevron’s pull is so intense that, when it
comes to ATF and gun control, Chevron applies even
when it doesn’t.
11
II. By Continuing to Apply Chevron Deference,
Courts Deprive Regulated Entities from
Being Able to Rely on Agency Positions.
As noted, the firearm industry is subject to many
statutes where Congress has imposed rules and
limitations on their activities. Putting aside whether
those rules and limitations pass constitutional muster,
absent Chevron and its progeny, the industry would be
able to rely on the consistent application of those
statutes. Indeed, that is what stare decisis demands,
as “it promotes the evenhanded, predictable, and
consistent development of legal principles, fosters
reliance on judicial decisions, and contributes to the
actual and perceived integrity of the judicial process.”
Payne v. Tennessee, 501 U.S. 808, 827 (1991) (citing
Vasquez v. Hillery, 474 U.S. 254, 265-266 (1986)). If
courts simply applied statutes based on their text,
without routinely relying on shifting interpretations
from agencies, regulated entities would be able to rely
on those judicial interpretations going forward.
True, there are instances when this Court departs
from precedent. But such departure “‘demands special
justification.’” Gamble v. United States, 139 S. Ct.
1960, 1969 (2019) (quoting Arizona v. Rumsey, 467
U.S. 203, 212 (1984)). And it is more likely to occur in
the context of constitutional matters, where “[t]he
doctrine [of stare decisis] ‘is at its weakest … because
[the Court’s] interpretation can be altered only by
constitutional amendment or by overruling our prior
decisions.’” Janus v. American Fed’n of State, Cnty., &
Mun. Emps., Council 31, 138 S. Ct. 2448, 2478 (2018)
(quoting Agostini v. Felton, 521 U.S. 203, 235 (1997)).
In contrast, where a court has interpreted a statute, it
12
can “override [the Court’s] errors by ordinary
legislation.” Gamble, 139 S. Ct. at 1969.
These norms serve an important purpose for
regulated entities such as the firearm industry. When
an applicable statute has not changed, businesses
must be able to rely on the statute’s consistent
application going forward. Companies in a regulated
industry should be able to rely upon the agency’s
interpretation of a statute and count on the agency
adhering to that interpretation even when changing it
would be politically expedient.
In the case of ATF, the agency determined bump
stocks did not convert a firearm into a machinegun.
Following a single high-profile tragic misuse of the
accessory by a criminal, ATF reinterpreted the
statute, 26 U.S.C. § 5845(b), to conclude that they now
made a firearm a machinegun. Neither the applicable
statute nor the product changed, only the politics.
Similarly, ATF previously determined that a
stabilizing arm brace affixed to a pistol did not convert
the firearm into a rifle under NFA, 26 U.S.C. § 5845(c),
or short barreled rifle under the GCA, 18 U.S.C.
§ 921(a)(7)-(8). See 88 Fed. Reg. 6,479-6,480. A
cottage industry consequently developed over almost a
decade in full view of ATF. See id. at 6,479. Then after
two instances of the accessory being criminally
misused, ATF reversed its interpretation, saying the
accessory henceforth makes the pistol a rifle (or short
barreled rifle). See id. at 6,569-6570. Once again,
nothing but the politics changed.
The implications for companies and consumers are
significant. A consistent statutory interpretation
allows a company to design new business lines based
13
on an understanding of what is permitted by the
applicable statute. That includes hiring personnel,
purchasing property, designing equipment, and many
other activities. The markets for bump stocks and
stabilizing arm braces are examples of an industry
relying on previous guidance from an agency with
regulatory authority over the industry, producing and
selling products the agency had determined was legal,
then suddenly that same regulator pulls the rug out
from under the industry.
Additionally, if courts relied on the text of statutes,
rather than agency interpretations, businesses would
be able to track Congressional action (or inaction) to
understand what activities are permitted.
For
instance, the firearm industry could rely on the fact
that Congress has considered and rejected a host of
legislative proposals that would have further
regulated that industry. See, e.g., Closing the Bump
Stock Loophole Act of 2023, H.R. 396, 118th Cong.
(2023); Protecting Our Kids Act, H.R. 7910, 117th
Cong. (2022); Closing the Bump Stock Loophole Act of
2021, H.R. 5427, 117th Cong. (2022); Protecting Our
Communities Act, H.R. 3299, 117th Cong. (2021);
Bumpstocks and Acceleration Devices Act, H.R. 4594,
116th Cong. (2019); High Speed Gunfire Prevention
Act, H.R. 3606, 116th Cong. (2019); Closing the BumpStock Loophole Act, H.R. 4168, 115th Cong. (2017).
But Chevron, and the general sense that agencies
are due judicial deference, throws all this out the
window. Instead, Chevron allows significant decisions
impacting millions of Americans to change with the
political winds. Indeed, “[w]hen one administration
departs and the next arrives, a broad reading of
14
Chevron frees new officials to undo the ambitious work
of their predecessors and proceed in the opposite
direction with equal zeal.” Buffington v. McDonough,
143 S. Ct. 14, 20 (2022) (GORSUCH, J., dissenting from
denial of cert.).
And, as noted in Part I, this is not a hypothetical
concern. Rather, this is the norm. Indeed, this is
precisely what occurred in Buffington, where officials
at the Department of Veterans Affairs “revise[d] their
rules * * * to place new burdens on veterans” despite
“Congress * * * not amend[ing] its laws in any relevant
way.” 143 S. Ct. at 20. Thus, while the Government
may be taking steps to avoid subjecting Chevron to
judicial scrutiny by “rarely invoke[ing] it” in litigation,
id. at 22, the doctrine is clearly front of mind for the
bureaucrats writing these changing interpretations.
In fact, 90% of bureaucrats surveyed in a recent study
stated that they used Chevron when drafting
regulations. Christopher J. Walker, Inside Agency
Statutory Interpretation, 67 Stan. L. Rev. 999, 10611062 & fig. 11 (2015). Thus, the constantly changing
positions from agencies is not an incidental
consequence of Chevron.
Rather, Chevron
“encourage[s] and reward[s] just these sorts of selfserving gambits.” Buffington, 143 S. Ct. at 20
(GORSUCH, J., dissenting from denial of cert.)
(emphasis added). Indeed, the development of an
expansive Chevron doctrine has “encourage[d]
executive agents not to aspire to fidelity to the statutes
Congress has adopted, but to do what they might while
they can.” Id. And the impact is that “individuals can
never be sure of their legal rights and duties.” Id. This
turns due process on its head.
15
What’s more, this system imposes a disadvantage
on anyone who attempts to challenge an agency’s
shifting interpretation in court. In any such judicial
proceeding, the agency starts with ten points on the
board, as Chevron requires the reviewing court to
begin with the proposition that the agency’s
interpretation is correct, provided the interpretation is
at least “reasonable.” Scialabba v. Cuellar de Osorio,
573 U.S. 41, 57 (2014). That is true even when the
court, which is given “the ultimate interpretative
authority to ‘say what the law is,’” believes that the
agency’s interpretation is inaccurate. Michigan v.
Environmental Prot. Agency, 576 U.S. 743, 761 (2015)
(THOMAS, J., concurring) (quoting Marbury v.
Madison, 1 Cranch 137, 177 (1803)); see also
Scialabba, 573 U.S. at 57 (stating that, when an
agency’s interpretation is “reasonable,” the Court
should not “substitute its own reading”).
Indeed, courts frequently state that, when applying
Chevron, they are not necessarily in agreement that
the agency’s interpretation is correct. See, e.g., UC
Health v. National Lab. Relations Bd., 803 F.3d 669,
688 (D.C. Cir. 2015) (Silberman, J., dissenting) (“[the]
governing law, Chevron * * * for over thirty years has
banned courts of appeal from * * * rejecting an agency
statutory interpretation of supposedly ambiguous
language in favor of what a reviewing court believes is
a better or best reading”). For instance, the Eleventh
Circuit explains that “[a]n agency’s interpretation
* * * deserve[s] deference at Chevron step two [] if it’s
reasonable and consistent with the statute.” Bastias
v. U.S. Att’y Gen., 42 F.4th 1266, 1273 (11th Cir. 2022)
(cleaned up), petition for cert. docketed sub nom.
16
Bastias v. Garland, No. 22-868 (U.S. Mar. 10, 2023).
And, the Eleventh Circuit continued, this is true “even
if the agency’s reading differs from what [we] believe[]
is the best statutory interpretation.” Id. (alterations
in original) (quoting National Cable & Telecomms.
Ass’n v. Brand X Internet Servs., 545 U.S. 967, 980
(2005)). This is the impact of Chevron, “[f]or better or
worse[.]” Id.
The Tenth Circuit has held similarly, noting that,
where “Chevron’s two-step framework is inapplicable,
we accept ATF’s interpretation only if it is the best
reading of the statute.” Aposhian v. Barr, 958 F.3d
969, 979 (10th Cir.) (emphasis added), vacated en
banc, 973 F.3d 1151 (10th Cir. 2020), and reinstated
sub nom. Aposhian v. Wilkinson, 989 F.3d 890 (10th
Cir. 2021), cert. denied sub nom. Aposhian v. Garland,
143 S. Ct. 84 (2022). But once Chevron is implicated,
the Court is no longer allowed to interpret a statute in
accordance with its “best reading.” Id. (“At this second
step, an ‘agency need not adopt * * * the best reading
of the statute, but merely one that is permissible.’”)
(alterations in original) (quoting Dada, 554 U.S. at 29
n.1 (Scalia, J., dissenting)).
But this is not the system the Framers established.
Rather, “[a] fair trial in a fair tribunal is a basic
requirement of due process.” In re Murchison, 349
U.S. 133, 136 (1955) (emphasis added). That is likely
why “we like to boast that persons who come to court
are entitled to have independent judges, not politically
motived actors, resolve their rights and duties under
law.” Buffington, 143 S. Ct. at 18 (GORSUCH, J.,
dissenting from denial of cert.). While individuals may
ordinarily “appeal to neutral magistrates,” id.,
17
Chevron has created an exception. When anyone
dares challenge a bureaucrat’s decision, the court may
not treat the parties equally.
Of course, due process cannot withstand such a
flawed application of the judiciary’s role in resolving
disputes. And this becomes particularly problematic
when a court is called upon to address a politically
sensitive issue such as the regulation of firearms. It is
in those situations where a neutral judgment is
especially important. See, e.g., Palmore v. United
States, 411 U.S. 389, 412 (1973) (Douglas, J.,
dissenting) (an independent judiciary was “designed to
protect litigants with unpopular or minority causes or
litigants who belong to despised or suspect classes”);
Reed v. Rhodes, 934 F. Supp. 1492, 1496 (N.D. Ohio
1996) (emphasizing importance of “fundamental
principles that ensure fair, impartial, and equitable
treatment of all interested parties” in case involving
“highly controversial area[s]”), aff’d, 179 F.3d 453 (6th
Cir. 1999). Chevron, however, distorts the
fundamental guarantee that a party will receive a fair
hearing in court.
Moreover, Chevron further twists the system by
imposing barriers to a regulated entity’s ability to
challenge Government overreach outside of the
judicial system. In the Framers’ estimation, “a
republic * * * would be more likely to enact just laws
than a regime administered by a ruling class of largely
unaccountable ‘ministers.’”
West Virginia v.
Environmental Prot. Agency, 142 S. Ct. 2587, 2617
(2022) (GORSUCH, J., concurring) (quoting The
Federalist No. 11 at 85 (Alexander Hamilton) (Clinton
Rossiter ed., 1961)).
Importantly, the Framers
18
“vest[ed] the law-making power in the people’s elected
representatives * * * to ensure ‘not only that all power
[w]ould be derived from the people,’ but also ‘that
those [e]ntrusted with it should be keep in dependence
on the people.’” Id. (alternations in original) (quoting
The Federalist No. 37 at 227 (James Madison) (Clinton
Rossiter ed., 1961)). When Congress passes laws that
impose onerous burdens on the citizenry, citizens may
respond by removing members of Congress through
elections. But the Framers could not have conceived
of unelected and unaccountable bureaucrats having
the power to legislate across broad swaths of the
economy with citizens having no recourse. Such a
system strips the Government of all accountability.
Thus, if Chevron remains in place, Americans
cannot rely on an agency to provide a consistent
interpretation of statutes. And industries subject to
those changing rules are deprived of their rights to a
neutral arbiter. For those who this does not force out
of the industry, they must plan for a substantial
increase in the cost of doing business to chase the
government’s ever-changing views. Once again, this
simply benefits “[t]he powerful and wealthy [who] can
plan for and predict future regulatory changes.”
Buffington, 143 S. Ct. at 20 (GORSUCH, J., dissenting
from denial of cert.).
The Court should return to the system the Framers
designed and remove the administrative state from
the judicial process of interpreting statutes.
CONCLUSION
The judgment of the Court of Appeals should be
reversed.
19
Respectfully submitted,
H. CHRISTOPHER BARTOLOMUCCI
Counsel of Record
BRIAN J. FIELD
KENNETH A. KLUKOWSKI
SCHAERR | JAFFE LLP
1717 K Street NW, Suite 900
Washington, DC 20006
(202) 787-1060
cbartolomucci@schaerr-jaffe.com
Counsel for Amicus Curiae
July 24, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.