Opposition Brief — Gene Deveraux, Petitioner v. Montana
Supreme Court briefFeb 13, 2023
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No. 22-418
In the Supreme Court of the United States
GENE DEVERAUX,
v.
STATE OF MONTANA,
Petitioner,
Respondent.
On Petition For A Writ Of Certiorari
To The Montana Supreme Court
BRIEF IN OPPOSITION TO PETITION FOR A
WRIT OF CERTIORARI
AUSTIN KNUDSEN
Attorney General
CHRISTIAN B. CORRIGAN
Solicitor General
PETER M. TORSTENSEN, JR.*
Assistant Solicitor General
*Counsel of Record
MONTANA DEPARTMENT
OF JUSTICE
215 N. Sanders Street
Helena, MT 59601
Peter.Torstensen@mt.gov
(406) 444-2026
Counsel for Respondent
i
QUESTION PRESENTED
Whether a trial court commits structural error,
requiring automatic reversal under the Sixth
Amendment, when it seats a biased juror after erroneously denying a for-cause challenge to that juror.
ii
STATEMENT OF RELATED PROCEEDINGS
Montana Supreme Court
State v. Deveraux, No. DA 19-0671 (July 5, 2022).
Montana Twenty-Second
Court, Carbon County
Judicial
District
State v. Deveraux, No. DC 17-01 (Nov. 19, 2019).
iii
TABLE OF CONTENTS
QUESTION PRESENTED ........................................... i
STATEMENT OF RELATED PROCEEDINGS ........ ii
TABLE OF AUTHORITIES ....................................... iv
OPINIONS BELOW .................................................... 1
JURISDICTION .......................................................... 1
CONSTITUTIONAL PROVISIONS INVOLVED ...... 1
INTRODUCTION ........................................................ 1
STATEMENT OF THE CASE .................................... 3
REASONS FOR DENYING THE PETITION ............ 9
I.
Deveraux’s petition is a poor vehicle for determining whether seating a biased juror is
structural error requiring reversal....................... 9
A. There is no basis in the record for finding
that the trial court seated a biased juror..... 10
B. State laws requiring defendants to exhaust peremptory challenges to preserve
claims of juror bias are constitutional ......... 15
II. Deveraux’s report of a split among state supreme courts and lower federal courts is
greatly exaggerated............................................. 19
CONCLUSION .......................................................... 24
iv
TABLE OF AUTHORITIES
Cases
Arizona v. Fulminante,
499 U.S. 279 (1991) ................................................ 21
Austin v. Davis,
876 F.3d 757 (5th Cir. 2017) .................................. 22
Batson v. Kentucky,
476 U.S. 79 (1986) .................................................. 16
California v. Ramos,
463 U.S. 992 (1983) .......................................... 19, 20
Canfield v. Lumpkin,
998 F.3d 242 (5th Cir. 2021) ............................ 21, 22
Commonwealth v. Hampton,
928 N.E.2d 917 (Mass. 2010) ................................. 19
Connors v. United States,
158 U.S. 408 (1895) ................................................ 10
Georgia v. McCollum,
505 U.S. 42 (1992) .................................................. 19
Hernandez v. New York,
500 U.S. 352 (1991) ................................................ 16
Irvin v. Dowd,
366 U.S. 717 (1961) .......................................... 11, 14
J.E.B. v. Alabama ex rel. T.B.,
511 U.S. 127 (1994) ................................................ 16
Johnson v. United States,
701 A.2d 1085 (D.C. Ct. App. 1997) ...................... 19
v
Manuel v. Joliet,
580 U.S. 357 (2017) ................................................ 14
Mu’Min v. Virginia,
500 U.S. 415 (1991) .............. 2, 12, 13, 15, 16, 19, 22
People v. Abu-Nantambu-El,
454 P.3d 1044 (Colo. 2019) .................................... 18
Ries v. State,
920 N.W.2d 620 (Minn. 2018) .......................... 19, 20
Ristaino v. Ross,
424 U.S. 589 (1976) ................................................ 10
Rivera v. Illinois,
556 U.S. 148 (2009) ...................................... 2, 11, 16
Ross v. Oklahoma,
487 U.S. 81 (1988) ....................... 2, 10, 15-18, 20, 23
Skilling v. United States,
561 U.S. 358 (2010) ....................................... 9-14, 17
Smith v. Phillips,
455 U.S. 209 (1982) .................................... 11, 12, 14
State v. Carrera,
517 P.3d 440 (Utah Ct. App. 2022)........................ 19
State v. Gesch,
482 N.W.2d 99 (Wis. 1992) .................................... 19
State v. Good,
43 P.3d 948 (Mont. 2002) ..................................... 7, 8
State v. Johnson,
437 P.3d 147 (Mont. 2019) ....................................... 8
vi
Thomas v. Lumpkin,
995 F.3d 432 (5th Cir. 2021) .................................. 22
United States v. Martinez-Salazar,
528 U.S. 304 (2000) ............................... 1, 2, 9, 16-18
United States v. Mitchell,
690 F.3d 137 (3d Cir. 2012) ............................. 12, 22
United States v. Nelson,
277 F.3d 164 (2d Cir. 2002) ................................... 22
United States v. Tsarnaev,
142 S. Ct. 1024 (2022) .................................. 1, 10, 11
Weaver v. Massachusetts,
137 S. Ct. 1899 (2017) ....................................... 21-23
Constitution
U.S. Const., amend. VI ................................................ 1
U.S. Const., amend. XIV ............................................. 1
Statutes
28 U.S.C. § 1257(a) ...................................................... 1
28 U.S.C. § 2254 ........................................................ 21
Mont. Code Ann. § 46-16-115(j) .................................. 8
1
OPINIONS BELOW
The Montana Supreme Court opinion (Pet.App.1a24a), is published at 512 P.3d 1198. The Montana
district court’s decision denying Deveraux’s motion
for a new trial (Pet.App.25a-50a) is unpublished.
JURISDICTION
The Montana Supreme Court entered judgment
on July 5, 2022. Pet.App.1a. On September 16,
2022, Deveraux applied for an extension of time to
file a petition for writ of certiorari. Justice Kagan
granted that application, extending Deveraux’s time
to file a petition to and including November 2, 2022.
Deveraux timely filed the petition. This Court has
jurisdiction under 28 U.S.C. § 1257(a).
CONSTITUTIONAL PROVISIONS INVOLVED
U.S. Const., amend. VI:
In all criminal prosecutions, the accused shall enjoy the right to … trial, by an impartial jury ….
U.S. Const. amend. XIV:
No state shall make or enforce any law which
shall abridge the privileges or immunities of citizens of the United States; nor shall any state deprive any person of life, liberty, or property, without due process of law.
INTRODUCTION
The Sixth Amendment guarantees criminal defendants the right to a trial by “an impartial jury.”
United States v. Tsarnaev, 142 S. Ct. 1024, 1034
(2022). Impartial juries, of course, must necessarily
be composed of impartial jurors. See United States v.
2
Martinez-Salazar, 528 U.S. 304, 307 (2000) (holding
that a “defendant … convicted by a jury on which no
biased juror sat, … has not been deprived of
any … constitutional right”). Peremptory challenges
are used under federal and state law to secure an
impartial jury, but they “are not of federal constitutional dimension.” Id. at 311. Subject to federal constitutional baselines, states have broad authority to
regulate the jury selection process. See, e.g., Rivera
v. Illinois, 556 U.S. 148, 152 (2009); Mu’Min v. Virginia, 500 U.S. 415, 422 (1991); Ross v. Oklahoma,
487 U.S. 81, 89-90 (1988).
Viewed through Deveraux’s frame, this Court’s
impartial-jury jurisprudence is in disarray. The lack
of a square holding that the deprivation of the right
to an impartial jury is a structural error has imposed
untold costs on lower courts. And in the absence of
needed clarity from this Court, state supreme courts
and lower federal courts have applied conflicting
standards to assess for-cause challenges to prospective jurors, leaving only confusion in their wake. And
until this Court steps in, this ever-widening confusion will persist.
But pulling back from Deveraux’s framing reveals
a far different jurisprudential landscape. On closer
examination, many of the purportedly different approaches to assessing for-cause challenges to prospective jurors are nothing more than states doing what
the Sixth Amendment and state law have long permitted them to do. Rather than confusion run amok,
much of what Deveraux identifies is simply the product of healthy federalism. Even if Deveraux is right
that confusion reigns and that Montana’s structural
3
error rule may, at times, fail to weed out biased jurors, it didn’t fail to weed one out here. For that reason, his case is a poor vehicle to consider whether
Montana’s structural error rule violates the Sixth
Amendment. This Court should deny the petition.
STATEMENT OF THE CASE
Gene Deveraux and B.J. married in March 2008,
and they lived together with three of B.J.’s four minor children. Pet.App.3a ¶ 3. B.J.’s fourth child lived
with her father but visited Deveraux’s and B.J.’s
home from time to time. See id.
About a decade later, the State of Montana
charged Deveraux with two counts of incest, two
counts of sexual intercourse without consent, and one
count of felony sexual assault, all against the same
child. Id. The State also charged Deveraux with one
count of sexual intercourse without consent against
B.J. Id.
Deveraux’s alleged conduct against B.J. was
grievous. Three years after they were married, B.J.
suffered severe injuries after a drunk driver struck
her car, leaving her with a broken pelvis, shattered
femur, injured spine, and severe nerve damage. Id.
After the accident, B.J. depended entirely on
Deveraux, but Deveraux exploited her dependance
for sexual favors. See id. Deveraux continued to
abuse B.J. until they separated in 2014, id., but B.J.
never reached out to law enforcement because she
believed her marital status prevented her from seeking charges.
During voir dire, the trial court asked the potential jurors if any of them had any “deep-seated is-
4
sues” or “personal relationships with people” who had
dealt with rape or child sexual abuse. Pet.App.4a
¶ 5. Five potential jurors, including R.G., identified
themselves. Id. ¶¶ 5-6. The trial judge conducted
private voir dire with each of these potential jurors.
Id. ¶ 5.
During R.G.’s private voir dire, he disclosed that
his girlfriend’s ex-husband raped her during their
marriage. Pet.App.56a. After R.G. explained that
his girlfriend had been the victim of marital rape, id.,
Deveraux’s counsel followed up:
Stephens: … [M]y client has been … accused
of raping his wife. Is that an issue you think
you can overcome and extend to my client the
presumption of innocence[?]
R.G.: It’s an emotional thing that I understand—I know the penalties for things like
this are huge…. And I know the hardness of
the person coming forward to testify on the
stand, how incredibly horrible that would be.
And I may have a problem in this area, out of
sympathy.
Stephens: … If you were my client, would you
want you on the jury?
R.G.: I don’t believe so.
Pet.App.57a. Deveraux’s counsel pressed, and
R.G. elaborated: “I think to be fair to [Deveraux], I
should not be chosen.” Id. Deveraux moved to dismiss R.G. for cause. Id.
The State’s attorney followed up on R.G.’s responses, clarifying that R.G. “[found] rape repug-
5
nant,” that he understood that there were laws
against rape, and that the law forbids marital rape.
Pet.App.58a. Recognizing that there was not a problem with a prospective juror believing that rape is
repugnant, the State’s attorney clarified:
Nixon: … [C]an you put that aside and basically fulfill your duty as a juror to listen to the
judge, to be impartial, and to listen to the testimony of the witnesses?
R.G.: I can judge fairly. It’s just uncomfortable thing.
* * *
Nixon: … My only question is, can you be fair
and impartial?
R.G.: I can be. I just—well, I’m just like everybody else, I suppose. I just don’t like it at
all.
Pet.App.58a-59a. Based on R.G.’s testimony, the
State objected to Deveraux’s motion to excuse for
cause. Pet.App.59a.
The Court took the opportunity to address R.G.
directly and to reiterate that the primary concern of
all parties was whether, given what happened to his
girlfriend, R.G. could set all that aside and render a
fair and impartial verdict based on the evidence.
Pet.App.59a-60a. The Court elaborated:
Court: I do not mean to imply that the answer
is yes. Okay? I’m asking you that because
both parties deserve the answer.
6
… I’m just asking you, given the facts that you
dealt with through your friend, whether that is
of a magnitude that you do not believe that
you can be fair and impartial and base a verdict solely on the evidence here, or whether
you think you can put that aside and go ahead
and judge this case based on the information
and evidence just provided in the courtroom?
R.G.: I can judge this case by the evidence
provided in the courtroom.
Pet.App.60a. After hearing R.G.’s responses, the
Court denied Deveraux’s motion to exclude R.G. for
cause. Id.
Deveraux opted not to use a peremptory challenge
against R.G. Instead, he used all six of his peremptory challenges on other prospective jurors—all after
the private voir dire with R.G. Pet.App.15a ¶ 26, 16a
¶ 28.
The trial court seated R.G. on the jury. The trial
lasted five days, and the jury returned a unanimous
guilty verdict against Deveraux on all counts.
Pet.App.26a.
Following the jury’s verdict, Deveraux moved for a
new trial, arguing that the trial court committed a
structural error, violating his Sixth Amendment
right to an impartial jury, when it rejected his forcause challenge and seated R.G. Pet.App.42a-43a.
The trial court first examined R.G.’s colloquies
with Deveraux’s counsel, the State’s counsel, and the
court, to determine if they revealed any improper bias. Pet.App.29a-35a. But it determined that R.G.’s
7
statements showed “more about [his] distaste for
sexually motivated offenses tha[n] a true inability to
fairly weigh the evidence.” Pet.App.35a. The trial
court also rejected Deveraux’s arguments that the
State’s counsel improperly rehabilitated R.G. and
that R.G.’s statements failed to show his ability to be
impartial. See Pet.App.35a-40a. The trial court thus
concluded that Deveraux’s for-cause challenge to R.G.
was properly denied. Pet.App.40a.
The court then analyzed the rest of Deveraux’s
structural error claim, under the Montana Supreme
Court’s test in State v. Good, 43 P.3d 948 (Mont.
2002). See Pet.App.40a. That test finds structural
error if: “(1) a district court abuses its discretion by
denying a challenge for cause to a prospective juror;
(2) the defendant uses one of his or her peremptory
challenges to remove the disputed juror; and (3) the
defendant exhausts all of his or her peremptory challenges.” Good, 43 P.3d at 960. Having already found
that the trial court didn’t abuse its discretion by
denying Deveraux’s for-cause challenge to R.G., the
court explained that Deveraux’s failure to use a peremptory challenge to remove R.G. was an alternative
basis for denying his motion. Pet.App.40a-43a.
Deveraux appealed to the Montana Supreme
Court, arguing in relevant part that the trial court
erred by denying his motion to exclude R.G. for
cause. Pet.8-9. Relying on Montana law, Deveraux
argued that the trial court’s denial of his for-cause
challenge was an abuse of discretion, and he further
claimed that seating a biased juror was a structural
error that required reversal, id., even though he
8
didn’t use one of his remaining peremptory challenges to remove R.G.
Recognizing that both the federal and Montana
constitutions safeguard the right to an impartial jury, the Montana Supreme Court grounded its review
of Deveraux’s challenge to the trial court’s for-cause
ruling in state law. See Pet.App.14a ¶ 24 (explaining
that a defendant may “challenge a prospective juror
for cause if the juror manifests” indication of bias
“that would prevent the juror from acting with entire
impartiality” (citing State v. Johnson, 437 P.3d 147,
150 (Mont. 2019))); see also Mont. Code Ann. § 46-16115(j). And because Deveraux framed the issue as a
structural error requiring automatic reversal, the
Court reviewed Good’s three-factor structural error
test: (1) erroneous denial of for-cause challenge to a
prospective juror; (2) defendant uses a peremptory
challenge to remove disputed juror; and (3) defendant
exhausts all peremptory challenges. Pet.App.14a
¶ 25 (quoting Good, 43 P.3d at 960).
Deveraux didn’t use a peremptory challenge
against R.G., so the Montana Supreme Court held
that he failed to satisfy part two of the Good analysis.
Pet.App.14a ¶ 26, 16a ¶ 28. Deveraux argued that
two of the Court’s earlier decisions allowed it to consider his structural error claim despite his failure to
use a peremptory challenge on R.G., but the Court
was not persuaded. See Pet.App.15a-16a ¶¶ 26-27.
It found that Deveraux failed to explain why, when
he had peremptory challenges available to remove
R.G., he “was compelled to use his peremptory challenges on other less desirable individuals.”
Pet.App.16a ¶ 28. And Deveraux only explained the
9
need to remove four of the six individuals he removed, so he didn’t show that he was unable to use
one on R.G. Id. The Court thus denied Deveraux’s
structural error claim. Id.
REASONS FOR DENYING THE PETITION
I. Deveraux’s petition is a poor vehicle for determining whether seating a biased juror is
structural error requiring reversal.
Deveraux argues that his case provides this Court
the chance to hold what it has, to date, only implied:
“[When] a trial court erroneously denies a defendant’s for cause challenge, and a biased juror is consequently seated, the error ‘require[s] reversal.’” Pet.10
(quoting Skilling v. United States, 561 U.S. 358, 39596 (2010)). And he further argues that his case provides an “ideal opportunity” to constitutionalize this
Court’s dicta in Martinez-Salazar, see Pet.27—that
is, that the Sixth Amendment safeguards a defendant’s “choice” either “to stand on his objection to the
erroneous denial of the challenge for cause or to use a
peremptory challenge to effect an instantaneous cure
of the error,” see 528 U.S. at 316.
Even assuming that Deveraux’s proposed rules
are securely grounded in the Sixth Amendment’s text
and history, his case presents a poor vehicle to resolve the question presented for at least two reasons.
First, the record provides no basis for finding that
the trial court erroneously denied Deveraux’s forcause challenge and seated a biased juror, especially
given the broad deference afforded to trial court
judge’s during the jury selection process. See, e.g.,
Skilling, 561 U.S. at 386. Without that critical
10
piece—the presence of a biased juror on the jury, or a
credible basis for believing the trial court’s ruling
was erroneous—this Court’s review is unnecessary.
Second, this Court’s existing cases broadly support states’ right to require defendants to use peremptory challenges to preserve an impartial-jury
challenge. See, e.g., Ross, 487 U.S. at 89-90. Even if
Montana’s structural error rule, as Deveraux argues,
raises constitutional concerns in specific applications,
Deveraux’s case doesn’t raise those concerns. He
doesn’t argue, for instance, that he exhausted his
peremptory challenges and was unable to use one to
excuse a biased juror who was ultimately seated on
his jury. Instead, when his for-cause challenge was
denied, he opted not to use an available peremptory
challenge on the disputed juror.
Montana’s courts fairly considered Deveraux’s
impartial jury claim and rendered a decision under
Montana law that did no violence to his rights under
the Sixth Amendment to the United States Constitution. This Court should deny the petition.
A. There is no basis in the record for finding
that the trial court seated a biased juror.
Trial courts safeguard criminal defendants’ right
to an impartial jury “by ensuring that jurors have ‘no
bias or prejudice that would prevent them from returning a verdict according to the law and evidence.’”
Tsarnaev, 142 S. Ct. at 1034 (quoting Connors v.
United States, 158 U.S. 408, 413 (1895)).
Jury selection falls squarely “‘within the province
of the trial judge.’” Skilling, 561 U.S. at 386 (quoting
Ristaino v. Ross, 424 U.S. 589, 594-95 (1976)). That’s
11
because, unlike “the cold transcript received by the
appellate court,” “in-the-moment voir dire affords the
trial court a more intimate and immediate basis for
assessing” a “prospective juror’s inflection, sincerity,
demeanor, candor, body language, and apprehension
of duty.” Id. A trial court’s discretion extends to the
nature and breadth of the questions it poses to prospective jurors. Tsarnaev, 142 S. Ct. at 1034; see also
Skilling, 561 U.S. at 386 (“No hard-and-fast formula
dictates the necessary depth or breadth of voir dire.”).
A criminal defendant’s Sixth Amendment right to
an impartial jury is not violated unless a “member of
the jury as finally composed was removable for
cause.” Rivera, 556 U.S. at 158. A prospective juror
who shows indications of actual bias is removable for
cause only if the prospective juror is unable to convince the trial court judge that he “can lay aside his
impression or opinion and render a verdict based on
the evidence presented in court.” See Irvin v. Dowd,
366 U.S. 717, 723 (1961). Prospective jurors challenged on the basis of implied bias—such as when
existing relationships or prior conduct suggests juror
partiality—are removable for cause only if the challenger shows the existence of actual bias. Smith v.
Phillips, 455 U.S. 209, 215-16 (1982) (“[T]he remedy
for allegations of juror partiality is a hearing in
which the defendant has the opportunity to prove actual bias.”). Actual bias, then, is the touchstone for
Sixth Amendment impartial jury violations. 1
1 Justice O’Connor argued in a separate opinion that “some extreme situations”—such an when a juror is an employee of the
prosecuting agency, a close relative of witness or defendant, or a
witness or participant in the criminal transaction—may war-
12
Appellate courts may disturb a trial court’s finding of juror impartiality only for “manifest error.”
Skilling, 561 U.S. at 396 (quoting Mu’Min v. Virginia, 500 U.S. 415, 428 (1991)); Pet.App.12a ¶ 19 (reviewing denial of for-cause to challenge to remove
prospective juror for an abuse of discretion). And in
Montana, a trial court’s denial of a for-cause challenge is only an abuse of discretion if “a prospective
juror’s statements during voir dire raise serious
doubts about the juror’s ability to be fair and impartial or actual bias is discovered.” Pet.App.12a ¶ 19.
Nothing in the record suggests that the trial
judge’s denial of Deveraux’s for-cause challenge to
R.G. was “manifest error.” During voir dire, R.G. indicated, in response to a question of all prospective
jurors, that he had prior experience with sexual assault. Pet.App.53-55a. When Deveraux’s counsel
asked all the prospective jurors who had such experience whether they preferred further examination in
open court or in chambers, R.G. (and others) said
they preferred to continue in chambers. Pet.App.5355a. Once in chambers, R.G. said that his significant
other had personal experience with similar sexual
assault, and he said that he “may have a problem in
this area, out of sympathy.” When Deveraux’s counsel asked R.G. if he thought Deveraux would want
him on the jury, he candidly answered: “I don’t think
rant a “conclusive presumption of implied bias.” Phillips,
455 U.S. at 222-23 (O’Connor, J., concurring). Even if a prospective juror’s implied bias requires a court in some cases to
disqualify that juror, as some federal circuits have held, see
United States v. Mitchell, 690 F.3d 137, 144 (3d Cir. 2012) (collecting cases), no claim of implied bias is raised here.
13
so … I think to be fair to [Deveraux], I should not be
chosen.” Pet.App.57a.
To rehabilitate R.G., both the State and the trial
judge followed up to determine if he could set aside
his feelings about Deveraux’s alleged conduct and
impartially consider the evidence. In response to the
State’s questions, R.G. did just that, saying “I can
judge fairly. It’s just an uncomfortable thing,” and “I
can be [fair and impartial] …. I’m just like everybody
else, I suppose.
I just don’t like it at all.”
Pet.App.59a. The trial judge also followed up with
R.G. to see if he could set aside his personal feelings
and render a verdict based solely on the evidence:
Court: … I do not mean to imply that the answer is yes. Okay? I’m asking you that because both parties deserve that answer.
… I’m just asking you, given the facts that you
dealt with through your friend, whether that is
of a magnitude that you do not believe that
you can be fair and impartial and base a verdict solely on the evidence here, or whether
you think you can put that aside and go ahead
and judge this case based on the information
and evidence just provided in that courtroom?
R.G.: I can judge this case by the evidence
provided in the courtroom.
Pet.App.60a.
Nothing in the cold transcript suggests that the
trial court’s ruling was a “manifest error.” Skilling,
561 U.S. at 396 (quoting Mu’Min, 500 U.S. at 428).
That ruling warrants deference in light of the trial
14
court’s ability to observe R.G.’s “inflection, sincerity,
demeanor, candor, body language, and apprehension
of duty.” Id. at 386. Nor do R.G.’s concerns with
Deveraux’s alleged conduct necessarily undermine
his impartiality, as long as the court was satisfied
that he could lay aside his personal opinions and
render an impartial verdict. Id. at 398-99 (explaining that “[j]urors … need not enter the box with empty heads in order to determine the facts impartially”).
If prospective jurors are categorically biased simply
because they have serious misgivings about a defendant’s alleged criminal conduct, then “few trials
would be constitutionally acceptable.”
Phillips,
455 U.S. at 217. R.G. satisfied the trial court that he
could “lay aside his impression or opinion and render
a verdict based on the evidence in the record,” Irvin,
366 U.S. at 723, and no cause exists in the record to
disturb that finding.
Deveraux argues that the Montana Supreme
Court sidestepped this issue, ruling only on the exhaustion prong of Montana’s structural error test,
because it necessarily disagreed with the trial court’s
for-cause finding. Pet.24a-25a. But the Montana
Supreme Court’s silence on whether the trial court’s
for-cause ruling was erroneous was just that, silence.
Deveraux failed to use a peremptory challenge, so it
had no need, under Montana law, to address the trial
court’s for-cause ruling. Pet.App.13a-15a. To reach
the question presented here—whether the presence
of a biased juror is a structural error requiring reversal—the issue of R.G.’s bias must be resolved first.
Given this Court’s oft-repeated admonition that it is
“a court of review, not of first view,” Manuel v. Joliet,
580 U.S. 357, 372 (2017) (quotation omitted), the
15
Montana Supreme Court’s silence on this issue cuts
in favor of denying the petition. But even if this
Court’s hands aren’t so tied, the record adequately
supports the trial court’s finding that R.G. was impartial. Either way, Deveraux’s case is a poor vehicle
and his petition should be denied.
B. State laws requiring defendants to exhaust peremptory challenges to preserve
claims of juror bias are constitutional.
1. Nothing in this Court’s Sixth Amendment jurisprudence forbids states from requiring defendants
to preserve a claim that a trial court erroneously denied a for-cause challenge to a juror by using an
available peremptory challenge to remove that juror.
Start with Ross v. Oklahoma. This Court found
“nothing arbitrary or irrational” about Oklahoma’s
statutory requirement that an erroneous for-cause
denial “is grounds for reversal only if the defendant
exhausts all peremptory challenges” and a biased juror is seated. 487 U.S. at 89-90. Ross explained that
“the concept of a peremptory challenge as a totally
freewheeling right unconstrained by any procedural
requirement [was] difficult to imagine.” Id. at 90.
A few years later, in Mu’Min v. Virginia, this
Court considered its authority to supervise voir dire
in federal and state criminal trials. See 500 U.S. at
422. It explained that for cases “tried in state
courts,” the Court’s “authority is limited to enforcing
the commands of the United States Constitution.”
Id. Absent concerns of racial prejudice, for which the
Fourteenth Amendment may require further inquiry,
16
state trial courts retain substantial latitude in deciding how to conduct voir dire. Id. at 424.
Next, in United States v. Martinez-Salazar, this
Court considered whether Federal Rule of Criminal
Procedure 24(b) imposed a similar exhaustion requirement as the Oklahoma statute in Ross.
528 U.S. at 314-15. But this Court declined to read a
similar requirement into Rule 24(b) because nothing
in the rule or in the cases applying it required a similar exhaustion requirement under federal law. See
id. Indeed, the only permissible “control over a federal criminal defendant’s choice of whom to challenge
peremptorily” that the Court found was the Equal
Protection Clause’s prohibition on peremptorily removing potential jurors “solely on the basis of the juror’s gender, ethnic origin, or race.” Id. at 315 (citing
J.E.B. v. Alabama ex rel. T.B., 511 U.S. 127 (1994),
Hernandez v. New York, 500 U.S. 352 (1991), and
Batson v. Kentucky, 476 U.S. 79 (1986)).
And, finally, in Rivera v. Illinois, this Court explained that “[j]ust as state law controls the existence
and exercise of peremptory challenges, so state law
determines the consequences of an erroneous denial
of such a challenge.” 556 U.S. at 152. Because a
state’s provision of peremptory challenges is a “benefit beyond the minimum requirements of fair jury selection,” id. at 157-58 (cleaned up), the state “retain[s] discretion to design and implement their own
systems,” id. at 158.
2. Fairly read, this Court’s cases permit states,
consonant with the Sixth Amendment, to require a
defendant to exhaust his peremptory challenges to
preserve a claim that his for-cause challenge was er-
17
roneously denied. But even if these cases are read
more narrowly to permit states to require exhaustion
only when a defendant has available peremptory
challenges, Deveraux’s case is still a poor vehicle for
review.
When Deveraux’s for-cause challenge to R.G. was
denied, he still had his full allotment of peremptory
challenges at his disposal, but he opted not to use one
on R.G. Pet.App.15a ¶ 26, 16a ¶ 28. At a minimum,
Deveraux retained two peremptory challenges that
he could have used to remove R.G., but he used them
instead to remove two other jurors, neither of whom
had been challenged for cause. Pet.App.16a ¶ 28.
Because this Court’s cases provide that the Sixth
Amendment impartial jury right is not offended by
exhaustion requirements similar to that in Ross,
Deveraux’s case would be a far better vehicle if he
had exhausted all six peremptory challenges on other
for-cause denials and had none left to use on R.G. In
that hypothetical case, Deveraux may have been unable to cure the trial court’s error, and thus left with
a biased juror. But this is not that case.
3. Deveraux’s proposed rule would, of course, cast
much of this aside. If a trial court erroneously denies
a for-cause challenge and seats a biased juror, it
commits structural error and an appellate court must
reverse. Pet.10 (quoting Skilling, 561 U.S. at 39596). And if a defendant, like Deveraux, stands on his
objection rather than curing a trial court’s error, the
result is the same: the appellate court must reverse.
Pet.27 (quoting Martinez-Salazar, 528 U.S. at 316).
18
Without question, seating a biased juror can work
a grave injustice, but jury selection decisions “are
fast paced, made on the spot and under pressure,”
and “often between shades of gray.” Id. States and
the federal government provide peremptory challenges, not because of any constitutional requirement,
but to secure to defendants an impartial jury. See id.
at 311. And to date, this Court has found “nothing
arbitrary or irrational” with state laws that qualify
the grant of peremptory challenges with “the requirement that the defendant must use those challenges to cure erroneous refusals by the trial court to
excuse jurors for cause.” Ross, 487 U.S. at 90.
Little imagination is needed to see the potential
for abuse with Deveraux’s proposed rule. Justice
Scalia, writing separately in Martinez-Salazar, expressed concern with allowing a defendant to “object[] on appeal to the seating of a juror he was entirely able to prevent.” See 528 U.S. at 318 (Scalia,
J., concurring). He explained that it wouldn’t be
“easy to overturn a conviction where, to take an extreme example, a defendant had plenty of peremptories left but chose instead to allow to be placed upon the jury a person to whom he had registered an
objection for cause, and whose presence he believed
would nullify any conviction.” Id. at 318-19; see People v. Abu-Nantambu-El, 454 P.3d 1044, 1054 ¶ 51
(Colo. 2019) (Samour, J., dissenting) (finding the majority’s lack of concern over “gamesmanship” as “little
more than whistling past the graveyard”).
But even if Deveraux’s proposed rule has merit,
his case presents a poor vehicle to test it. As discussed already, his claim that the trial court errone-
19
ously denied his motion to exclude R.G. rests on a
broken reed. And given the potential for abuse outlined above, the better course is to wait for a vehicle
without the deficiencies present here.
II. Deveraux’s report of a split among state supreme courts and lower federal courts is
greatly exaggerated.
1. When supervising the voir dire requirements of
cases tried in state courts, this Court’s “authority is
limited to enforcing the commands of the United
States Constitution.”
Mu’Min, 500 U.S. at 422.
States may withhold peremptory challenges “altogether without impairing the constitutional guarantee of an impartial jury.” Georgia v. McCollum,
505 U.S. 42, 57 (1992). They may also provide more
protection in their criminal justice systems than the
federal constitution demands. California v. Ramos,
463 U.S. 992, 1013-14 (1983). So, even though this
Court has never held that seating a biased juror over
the erroneous denial of a for-cause challenge is structural error, see Pet.10, states may no doubt create
such rules as a matter of state law.
Many of the state cases Deveraux relies on (at
18a-20a) to allegedly highlight one side of the “already-troubling split” ground their structural error
rule, at least in part, in state law. State v. Carrera,
517 P.3d 440, 461-62 (Utah Ct. App. 2022); Ries v.
State, 920 N.W.2d 620, 636 (Minn. 2018); Commonwealth v. Hampton, 928 N.E.2d 917, 927 (Mass.
2010); Johnson v. United States, 701 A.2d 1085,
1089-90 (D.C. Ct. App. 1997); see also State v. Gesch,
482 N.W.2d 99, 100 (Wis. 1992) (grounding structural
error rule in federal and state constitution). But
20
states do not need this Court’s blessing to authorize
this practice because it’s “elementary” that they may
provide more protection than what the federal constitution requires. Ramos, 463 U.S. 992, 1013-14.
This Court’s cases also suggest that states may
require defendants to use peremptory challenges to
preserve an impartial-jury claim. Ross, 487 U.S. at
89 (“[States may require] a defendant who disagrees
with the trial court’s ruling on a for-cause challenge
must, in order to preserve the claim that the ruling
deprived him of a fair trial, exercise a peremptory
challenge to remove the juror.”); see also Ries,
920 N.W.2d at 635 (“To be sure, if we wanted to create such a forfeiture rule, we could have done so in
the text of … Minn. R. Crim. P. 26.02.”). Both Montana’s and Texas’s structural error rules deploy some
version of a Ross-like forfeiture rule. Pet.15a-18a.
The so-called “deepen[ing] split” that Deveraux
identifies, see Pet.21, is whether a state’s forfeiture
rule violates the Sixth Amendment if it results in the
seating of a biased juror. That some states, like perhaps Colorado or Wisconsin, provide greater protection than the federal constitution demands, while
others provide only what it requires, is a healthy
outworking of our federalism. So, the purportedly
deepening split Deveraux identifies, it turns out, is
little more than a fissure. And here, Deveraux’s forcause challenge to R.G. was not erroneous, see supra
Sect. I.A., so the split he identifies does nothing to
help his case.
2. Deveraux argues that confusion over whether
seating biased jurors is structural error plagues federal jurists as well. Pet.21. But much of that confu-
21
sion rests instead on the doorstep of either this
Court’s decision in Weaver v. Massachusetts, 137 S.
Ct. 1899 (2017) or in the context of petitions for federal habeas relief under 28 U.S.C. § 2254.
Weaver involved the question whether a defendant must demonstrate prejudice when “a structural
error is neither preserved nor raised on direct review
but is raised later via a claim alleging ineffective assistance of counsel.” 137 S. Ct. at 1907. Departing
from its existing trial-error or structural-error approach, Weaver identified three broad rationales for
determining when errors are structural. Id. at 1908;
see also Arizona v. Fulminante, 499 U.S. 279, 309-10
(1991) (classifying errors as “trial errors” or “structural defects”). And it explained that “[a]n error can
count as structural even if the error does not lead to
fundamental unfairness in every case.”
Weaver,
137 S. Ct. at 1208 (emphasis added). Not only that,
but Weaver also explained that even though the Sixth
Amendment public trial right at issue there “is structural, it is subject to exceptions”—so at least that
structural error does not always entitle a defendant
to a new trial. See id. at 1910-11. Finally, the Court
suggested that its decision may rest on the difference
of a structural error “preserved and then raised on
direct review” and the same error “raised as an ineffective assistance of counsel claim.” See id. at 1912.
Many of the federal cases Deveraux cites trace
their confusion, directly or indirectly, to this Court’s
decision in Weaver. See, e.g., Canfield v. Lumpkin,
998 F.3d 242, 249 n.25 (5th Cir. 2021) (explaining
that Weaver left open “the question regarding whether, when a structural error is first identified through
22
an ineffective-assistance-of-counsel claim instead of
on direct appeal,” a petitioner must show prejudice);
Austin v. Davis, 876 F.3d 757, 804 n.33 (5th Cir.
2017) (Owen, J., concurring) (“The Supreme Court’s
listing of ‘structural errors’ that require automatic
reversal do not include jury bias, either when it is
raised in a direct appeal or in habeas proceedings.”
(citing Weaver, 137 S. Ct. at 1907-09, 1911)). Not only that, but many of these cases involve ineffectiveassistance-of-counsel claims on collateral review,
which raise different issues under Weaver and involve the heightened procedural requirements of federal habeas review. See, e.g., Canfield, 998 F.3d at
246 (explaining that 28 U.S.C. § 2254(d) raises the
already high bar for ineffective assistance of counsel
claims on federal habeas review); Thomas v. Lumpkin, 995 F.3d 432, 444-46 (5th Cir. 2021) (reviewing
an ineffective-assistance-of-counsel claim under
“AEDPA deference”). Even though these cases touch
on the scope of structural errors, they do so in a procedural posture that is worlds apart from this case,
which limits the opportunities for apples-to-apples
comparisons.
Even the federal cases that arise in a similar procedural posture as Deveraux’s case provide limited
guidance. See Mu’Min, 500 U.S. at 424 (recognizing
that federal courts “enjoy more latitude in setting
standards for voir dire in federal courts” than they do
when “interpreting the provisions of the Fourteenth
Amendment with respect to voir dire in state
courts”). To be sure, Deveraux is right that both
United States v. Mitchell, 690 F.3d 137, 147-48 (3d
Cir. 2012), and United States v. Nelson, 277 F.3d 164,
204 (2d Cir. 2002)—direct appeals involving pre-
23
served impartial-jury claims—require automatic reversal when a biased juror sits on a jury, see Pet.22a,
but it’s really beside the point. These cases have
nothing to say about the question presented here—
whether state forfeiture rules are consonant with the
Sixth Amendment.
3. Deveraux argues that “[i]n the absence of clear
guidance from this Court,” state courts have taken
irreconcilable positions on whether the erroneous denial of a for-cause challenge is structure error, and
federal courts languish in confusion. Pet.14a-24a.
But the reality on the ground is not so dire.
State courts have long retained discretion to impose forfeiture rules, like those in Ross, or to require
reversal any time a for-cause challenge is erroneously
denied, preserved or not. These differences are not,
of themselves, troubling; they are the byproduct of
healthy federalism. Not only that, but many of the
cases Deveraux relies on ground their more protective rules in state law, which only reinforces that the
so-called “split” he identifies raises no urgent issue
for this Court’s review. And the concerns with seating biased jurors are not present here, because the
juror he challenged, R.G., wasn’t biased.
Much of the “confusion” among federal jurists that
Deveraux points to concerns downstream consequences of this Court’s decision in Weaver or in ineffective-assistance-of-counsel claims on direct or collateral review. But that confusion has little salience
here, where the Court is asked to review whether a
state forfeiture rule complies with the Sixth Amendment. And because this Court’s supervisory authority over state laws defining the parameters of the jury
24
selection process is more limited, many of the federal
cases Deveraux relies on have little purchase here.
CONCLUSION
For the reasons set forth above, this Court should
deny the petition.
Respectfully submitted,
AUSTIN KNUDSEN
Attorney General
CHRISTIAN B. CORRIGAN
Solicitor General
PETER M. TORSTENSEN, JR.*
Assistant Solicitor General
*Counsel of Record
MONTANA DEPARTMENT OF JUSTICE
215 N. Sanders Street
Helena, MT 59601
Peter.Torstensen@mt.gov
(406) 444-2026
Counsel for Respondent
FEBRUARY 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.