Petition for Writ of Certiorari — Ronald Blake Fears, Petitioner v. Bobby Lumpkin, Director, Texas Department of Criminal Justice, Correctional Institutions Division
Supreme Court briefOct 13, 2022
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App. 1
United States Court of Appeals
for the Fifth Circuit
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No. 20-40563
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RONALD BLAKE FEARS,
Petitioner—Appellant,
versus
BOBBY LUMPKIN, Director,
Texas Department of Criminal Justice,
Correctional Institutions Division,
Respondent—Appellee.
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Appeal from the United States District Court
for the Southern District of Texas
No. 1:19-CV-184
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(Filed Aug. 30, 2022)
Before SMITH, CLEMENT, and HAYNES, Circuit Judges.
PER CURIAM:*
A Texas jury convicted Ronald Fears of continually
sexually abusing his stepdaughter. Fears says his trial
* Pursuant to 5TH CIRCUIT RULE 47.5, the court has determined that this opinion should not be published and is not
precedent except under the limited circumstances set forth in 5TH
CIRCUIT RULE 47.5.4.
App. 2
counsel inadequately defended him by allowing the
introduction of harmful, inadmissible evidence. The
Texas Court of Criminal Appeals (“CCA”) disagreed; it
denied Fears’s state habeas corpus petition after concluding that he had suffered no prejudice.
Fears tried again in federal court but met the
same fate. We review that denial under the unforgiving
standard required by the Antiterrorism and Effective
Death Penalty Act (“AEDPA”). Although Fears’s claim
is compelling, we cannot say that every reasonable jurist would agree that he suffered prejudice. We affirm
the denial of his habeas petition.
I.
A.
When Fears’s stepdaughter, C.T., was fourteen
years old, she confided to a friend that Fears had been
sexually abusing her for years. C.T.’s friend persuaded
her to tell an adult family friend about the abuse. That
friend reported C.T.’s account to police and Child Protective Services.
Investigators deemed C.T.’s story credible. But
physical examinations failed to turn up corroborating
evidence. That does not necessarily indicate that no
abuse occurred, but it meant that the state’s case
against Fears would live or die on C.T.’s credibility.
C.T., however, had a history of deception. So
some had difficulty believing her claims. In fact, at
the time of Fears’s trial, neither C.T.’s mother nor
App. 3
her grandmother believed Fears had abused C.T. Fears
relied in part on their testimony to make his case that
C.T. had fabricated her story.
In response, the state highlighted the consistency
of C.T.’s recitals over time. One way it did that was
through the testimony of those who had interviewed
C.T. But it needed to tread lightly because Texas law
strictly limits witnesses’ ability to comment on other
witnesses’ credibility.
Texas law requires lay witnesses to stick to matters rationally within their perception that can aid
the jury. TEX. R. EVID. 701. Similarly, expert witnesses
may opine only when doing so can “help the trier of
fact to understand the evidence or to determine a fact
in issue.” TEX. R. EVID. 702. Under those rules, experts
cannot “give an opinion that [a] complainant . . . is
truthful,”1 and lay witnesses cannot give “[d]irect
opinion testimony about the truthfulness of another
witness[ ] without prior impeachment.”2 Some Texas
courts have described those principles as one rule:
A witness cannot “offer a direct opinion as to the
1
Yount v. State, 872 S.W.2d 706, 712 (Tex. Crim. App. 1993)
(en banc).
2
Lopez v. State, 343 S.W.3d 137, 140 (Tex. Crim. App. 2011).
Once a witness’s “character for truthfulness has been attacked,”
another witness may offer testimony about that witness’s reputation for truthfulness or his opinion about that witness’s truthfulness. TEX. R. EVID. 608(a).
App. 4
truthfulness of another witness.”3 That rule “applies to
expert and lay witness testimony alike.”4
Fears points to five instances where witnesses
strayed at least close to the line marked by that rule.
First, the state asked C.T.’s friend, “[D]id you believe that [oral sex] had happened between [C.T.] and
her stepfather?” She replied, “Yes.”
Second, the adult who reported C.T.’s allegations
to the police testified that she was “close enough to
[C.T.] to believe she would not mislead [her].”
Third, Fears’s lawyer asked a witness, after describing him as a “veteran police officer,” whether it
was a good idea to have interviewed C.T. in detail about
the alleged abuse. The officer said that it was. And he
said he thought “a crime had occurred just based solely
on [C.T.’s] testimony.”
Fourth, another officer said he “believe[d] that
[the] crime had occurred” because of C.T.’s “consistent
statements . . . and the details that she gave.” He explained that he doesn’t always refer cases for prosecution but that he had referred C.T.’s case, further
implying that he believed her. He later dismissed the
suggestion that C.T. was just “being rebellious” and
opined that children do not “use that type of an outcry
3
Blackwell v. State, 193 S.W.3d 1, 21 (Tex. App.—Houston
[1st Dist.] 2006, pet. ref ’d).
4
Id. (citing Arzaga v. State, 86 S.W.3d 767, 776 (Tex. App.—
El Paso 2002, no pet.), and Fisher v. State, 121 S.W. 3d. 38, 41
(Tex. App.—San Antonio 2003, pet. ref ’d)).
App. 5
for rebellion against the parent.” He said his assessment of C.T.’s truthfulness was based on her “demeanor change[ ]” as the interview’s topic shifted to
sexual abuse. Because she showed strong “emotion,”
the officer thought C.T. had been “traumatized.”
Fifth, an investigator for Child Protective Services
told the jury that he had found “reason to believe”
Fears had abused C.T. He based that conclusion on the
“consisten[cy]” of C.T.’s testimony and the “details” she
gave.
Fears’s lawyers did not object to any of that testimony. In some cases, they elicited it.
The jury convicted Fears of several serious sex
crimes. He was sentenced to fifty years’ imprisonment.
Fears unsuccessfully appealed, then filed a state
habeas petition. He claimed that his trial counsel had
been constitutionally ineffective in failing to object to
the five opinions we have just described. Fears’s petition languished in procedural limbo for a few years.
Eventually, a state district court recommended
that Fears receive a new trial. It found that the original “trial court would have granted a motion in limine
to exclude opinion testimony [concerning C.T.’s] credibility.” Reasoning that the evidence in question “made
. . . the State’s case significantly more persuasive by
improperly bolstering C.T.’s credibility in a case where
her credibility was paramount,” it concluded that
Fears’s counsel had prejudiced his defense with constitutionally deficient representation.
App. 6
The CCA disagreed. It tersely reported that it had
“review[ed] the record” and “conclude[d] that [Fears]
ha[d] not shown that he was prejudiced” under the second prong of Strickland v. Washington, 466 U.S. 668
(1984). So it denied his petition.
B.
Fears petitioned the federal district court for habeas relief. Among other grounds, he again asserted
that his trial representation was constitutionally deficient. He said the failure to object to the bolstering testimony prejudiced him because the case turned on
C.T.’s credibility.
The court denied his petition in a summary judgment. As relevant here, it adopted the magistrate
judge’s report, which recommended concluding that
the challenged evidence did not prejudice Fears even if
it was erroneously admitted. Applying AEDPA’s deferential standard, it explained that the CCA might reasonably have concluded that the bolstering evidence
added little to the state’s case because the jury otherwise heard enough evidence to “formulate its own opinion of [C.T.’s] credibility.”
The district court also denied Fears a certificate of
appealability (“COA”) after concluding that none of his
claims raised issues that were “debatable among jurists of reason[] and that Fears fail[ed] to make a
‘substantial showing of the denial of a constitutional
right.’ ” (Quoting 28 U.S.C. § 2253(c)(2).)
App. 7
Fears then asked this court for a COA regarding
only his ineffective-assistance claim. We granted the
COA to decide “whether the state courts’ rejection of
the claim of ineffective assistance of counsel . . . was
entitled to deference under [AEDPA].”
II.
Our review is de novo because the district court
denied Fears’s petition in a summary judgment. Guy v.
Cockrell, 343 F.3d 348, 351-52 (5th Cir. 2003). And we
review only the question contained in the order granting the COA. See 28 U.S.C. § 2253(c)(1)(A).
The AEDPA standard under which federal courts
review state merits adjudications of prisoners’ constitutional claims is familiar. A habeas petition arising
from a state merits adjudication “shall not be granted”
unless the state system’s final decision “was contrary
to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the United States.” § 2254(d)(1). Contrariness means that a decision “relies on legal rules
that directly conflict with prior” Supreme Court decisions or “reaches a different conclusion . . . on materially indistinguishable facts.” Busby v. Dretke, 359 F.3d
708, 713 (5th Cir. 2004). An unreasonable application
“correctly identifies the governing legal principle . . .
but unreasonably applies it to the facts of the particular case.” Id. (quoting Bell v. Cone, 535 U.S. 685, 694
(2002)). In either case, a petitioner must show “that the
state court’s ruling on [his claims] was so lacking in
App. 8
justification that there was an error well understood
and comprehended in existing law beyond any possibility for fairminded disagreement.” Harrington v.
Richter, 562 U.S. 86, 103 (2011).
Fears advances two reasons to discard that deference here. Both reasons rely on the brevity of the
CCA’s opinion. Neither is ultimately dispositive.
A.
First, Fears invokes Andrus v. Texas, 140 S. Ct.
1875 (2020) (per curiam). There, the Court vacated a
CCA decision in another ineffective-assistance case
and remanded for the CCA to “address the prejudice
prong” of the legal standard. Id. at 1887. Fears says his
case is similar because the CCA again “fail[ed] to conduct a meaningful prejudice analysis” by issuing an essentially summary denial. That, he claims, continues a
“practice of summarily rejecting without explanation a
habeas trial judge’s fact-findings and recommendation
to grant relief.”
Irrespective of whether the CCA has any such
“practice,” it has nothing to do with Andrus. That decision turned on the Supreme Court’s inability to discern
the analytical prong on which the CCA had rejected a
petition. Id. at 1886-87. Here, the CCA left no doubt: It
said Fears had “not shown that he was prejudiced.” We
thus have no difficulty identifying the decision entitled
to our deference, so Andrus is inapposite.
App. 9
Summary rulings are entitled to AEDPA deference. Richter, 562 U.S. at 99. This case is no exception.
B.
Second, Fears reasons that we must “look
through” the CCA’s decision to the lower state court’s
decision because the CCA “provided no rationale for
its no-prejudice decision.” That position relies on Wilson v. Sellers, 138 S. Ct. 1188 (2018), where the Court
authorized a similar procedure in some circumstances.
The idea is that it can be hard to figure out whether a
state decision has been faithful to clearly established
federal law if the state court does not explain itself. Id.
at 1192. In such cases, federal courts can “presume
that the unexplained decision adopted” the reasoning
of the “last related state-court decision that does provide a relevant rationale.” Id.
Here, we cannot look through to the state trial habeas court’s decision for two reasons. First, Fears has
forfeited his position. Second, it makes no sense to attribute the lower state court’s reasoning to the CCA
where the CCA disagreed about how to resolve the
case.
Fears never told the federal district court that it
ought to have examined the state habeas court’s reasoning. Instead, he told the magistrate judge that the
CCA’s decision “involved an unreasonable application
of [federal law] and appears to have been based on an
unreasonable determination of the facts.” In other
words, he recited the ordinary AEDPA standard. The
App. 10
magistrate judge then cited Wilson in support of the
contrary proposition: that the magistrate judge’s review was of the CCA’s “decision alone.” (Quotation
omitted.) Still, Fears said nothing of deference in his
objections to the magistrate judge’s report.
The first time Fears mentioned Wilson or looking
through the CCA’s decision was in his application to
this court for a COA.
But Fears cannot raise this position for “the first
time on appeal.” Rollins v. Home Depot USA, 8 F.4th
393, 397 (5th Cir. 2021). To preserve it for our review,
he needed to “identify it as a proposed basis for deciding the case.” Pickett v. Tex. Tech Univ. Health Scis. Ctr.,
37 F.4th 1013, 1037 (5th Cir. 2022) (quotation omitted
and alterations adopted). In other words, he needed to
tell the district court to grant his petition at least in
part because it needed to defer to the lower state
court’s reasoning recommending that he get a new
trial. See id. But he never even mentioned that possibility to the district court.
Parties may forfeit their pleas to attribute a lower
state court’s reasoning to a state court of last resort.
That’s because looking through under Wilson does not
alter the standard of review.
Standards of review cannot be forfeited. United
States v. Vasquez, 899 F.3d 363, 380 (5th Cir. 2018). So
parties cannot forfeit the question whether to apply
AEDPA at all. Ward v. Stephens, 777 F.3d 250, 257 n.3
(5th Cir. 2015), abrogated on other grounds, Ayestas v.
Davis, 138 S. Ct. 1080 (2018).
App. 11
This question is different. Regardless of whether
we look through to the trial court’s reasoning, the
standard of review is the same: We apply AEDPA to the
state highest court’s decision. To “look through” is just
to attribute another court’s reasoning to the high court.
Wilson, 138 S. Ct. at 1192 (instructing courts to “presume that the unexplained decision adopted the same
reasoning”). Because it does not alter the standard of
review, Fears’s position is an ordinary merits contention that can be forfeited. See Howard v. Davis, 959
F.3d 168, 172 n.9 (5th Cir. 2020) (collecting cases).
But Fears need not worry that his forfeiture altered the outcome. His position is also foreclosed by
Thomas v. Vannoy, 898 F.3d 561, 569 (5th Cir. 2018),
which held that we “cannot ‘look through’ the [state
high court’s] opinion [where it] was the only state court
to consider and reject [a] claim.” After all, Wilson’s
look-through procedure is a rebuttable presumption.
Wilson, 138 S. Ct. at 1192. What could better rebut the
presumption that a state high court adopted a lower
state court’s reasoning than the fact that the two
courts reached different conclusions?
Accordingly, we apply AEDPA deference to the
CCA’s decision holding that Fears has “not shown that
he was prejudiced.”
III.
To prevail, Fears must identify “an error well understood and comprehended in existing law beyond
any possibility for fairminded disagreement.” Richter,
App. 12
562 U.S. at 103. He posits such an error in the CCA’s
application of Washington.
Washington established a two-part test for evaluating trial counsel’s effectiveness. First comes deficiency. To satisfy the Sixth Amendment, a defendant’s
lawyer must provide “reasonably effective assistance”
—assistance, that is, that conforms to “prevailing professional norms.” Washington, 466 U.S. at 687-88. Next
comes prejudice. Even if a lawyer’s performance was
not reasonably effective, the Constitution is not offended “if the error had no effect on the judgment.” Id.
at 691.
Though the test has a first and second prong, we
do not always proceed in that order. We should not address the deficiency prong if we conclude that the defendant suffered no prejudice. Bouchillon v. Collins,
907 F.2d 589, 595 (5th Cir. 1990). Our objective is “not
to grade counsel’s performance.” Washington, 466 U.S.
at 697. So if a defendant cannot get relief, there is no
sense in debating deficiency.
That is true here. Because we conclude that Fears
cannot satisfy the AEDPA standard on the prejudice
prong, our inquiry begins and ends there.
A.
A defendant shows prejudice where “there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have
been different.” Id. at 694. “A reasonable probability is
App. 13
a probability sufficient to undermine confidence in the
outcome.” Id.
Fears must show that the CCA’s application of
that standard was “unreasonable.” See Richter, 562
U.S. at 112. And our deference to the CCA in this area
is further heightened—we must apply “doubly deferential judicial review.” Knowles v. Mirzayance, 556 U.S.
111, 123 (2009). Our review is doubly deferential because AEDPA and Washington require deference to the
state court and the trial lawyer, respectively. Richter,
562 U.S. at 105. Double deference applies to both the
deficiency and prejudice prongs.5
Satisfying that doubly deferential standard means
that “every reasonable jurist would conclude that it is
reasonabl[y] likely that” Fears would have been acquitted had his trial counsel objected to the bolstering testimony. Adekeye v. Davis, 938 F.3d 678, 684 (5th Cir.
2019). “[E]ven a strong case for relief ” may not be
enough. Id. (quoting Richter, 562 U.S. at 102).
5
Richter, 562 U.S. at 105; Cullen v. Pinholster, 563 U.S. 170,
202 (2011); Anaya v. Lumpkin, 976 F.3d 545, 554 (5th Cir. 2020).
Our decisions contain some contrary statements, but those must
yield to Pinholster and Anaya because no case holding that double
deference does not apply to the prejudice prong is precedential.
See Sanchez v. Davis, 888 F.3d 746, 749 (5th Cir. 2018) (singlejudge order); Spicer v. Cain, No. 18-60791, 2021 WL 4465828, at
*9 (Sept. 29, 2021) (unpublished). Nor could those cases displace
Pinholster, since neither construed its holding. See Gahagan v.
U.S. Citizenship & Immigr. Servs., 911 F.3d 298, 302 (5th Cir.
2018).
App. 14
B.
Fears’s strongest rationale for finding prejudice is
that the state’s case turned on C.T.’s credibility. He
thinks the bolstering testimony—particularly that of
the three investigators with substantial experience investigating child-sex-abuse cases—“carr[ied] exceptional weight and an aura of reliability” in the jurors’
minds. (Quotation omitted.) Although those witnesses
were not qualified as experts, Fears contends the jury
likely thought of them as similarly authoritative. The
case, he maintains, “depended on [C.T.’s] credibility,”
and the conflicting evidence on that point meant that
the jury needed help deciding whom to believe.
But the importance of C.T.’s credibility cuts both
ways. As the state observes, the jury knew that its task
was to decide whether C.T. was telling the truth. The
jury had plenty of opportunities to assess her credibility itself—it could compare her trial testimony with
her prior accounts, scrutinize her demeanor in court,
and consider the evidence of her past perfidy. What’s
more, even if the investigators had kept their assessments of C.T.’s truthfulness to themselves, their belief
in her story would have been implicit anyway because
the investigation progressed to an indictment and a
trial based on their conclusions.
App. 15
On that view, the challenged testimony was just
cumulative evidence of C.T.’s credibility. And the introduction of cumulative evidence is harmless.6
Fears replies that, under Texas law, the bolstering
evidence could not have been cumulative because bolstering evidence is treated differently from other evidence of credibility. That is, after all, the whole point of
a rule against “offer[ing] a direct opinion as to the
truthfulness of another witness.” Blackwell, 193 S.W.3d
at 21.
The question, however, is one not of Texas law but,
instead, is whether, as a matter of federal constitutional law, an error was sufficiently likely to have influenced the jury that it “undermine[s] confidence in
the outcome.” Washington, 466 U.S. at 694. It would be
different if Texas law treated the introduction of improperly bolstering evidence as per se reversible error.
If that were true, we would know that counsel’s failure
to object changed the outcome. But that’s not so. Consider Lopez v. State, 343 S.W.3d at 143, where the CCA
reversed a conviction based in part on bolstering testimony but remanded for further development on the
question “why trial counsel failed to object” to its introduction. If the introduction of bolstering testimony
were per se reversible error, remanding would have been
pointless: No “reasonably sound strategic motivation”
could have explained the decision not to object. Id.
6
United States v. El-Mezain, 664 F.3d 467, 526 (5th Cir.
2011); United States v. Escamilla, 852 F.3d 474, 487 (5th Cir.
2017); United States v. Hall, 500 F.3d 439, 444 (5th Cir. 2007).
App. 16
Given that Texas law does not control the outcome,
the appropriate resolution is debatable by reasonable
jurists. One rationally could conclude that the bolstering evidence gave the jury nothing it didn’t already
have. From that perspective, the investigators’ conclusions were based on the same facts available to the
jury, and their belief in C.T.’s story was already implicit
because each of them advanced the case against Fears.
That perspective is reconcilable with the applicable
Supreme Court caselaw.
AEDPA requires us to defer to the CCA’s no-prejudice decision. The judgment is AFFIRMED.
App. 17
United States Court of Appeals
for the Fifth Circuit
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No. 20-40563
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RONALD BLAKE FEARS,
Petitioner—Appellant,
versus
BOBBY LUMPKIN, Director, Texas Department of
Criminal Justice, Correctional Institutions Division,
Respondent—Appellee.
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Appeal from the United States District Court
for the Southern District of Texas
USDC No. 1:19-CV-184
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(Filed Aug. 30, 2022)
Before SMITH, CLEMENT, and HAYNES, Circuit Judges.
JUDGMENT
This cause was considered on the record on appeal
and was argued by counsel.
IT IS ORDERED and ADJUDGED that the judgment of the District Court is AFFIRMED.
App. 18
IT IS FURTHER ORDERED that each party bear
its own costs on appeal.
App. 19
United States Court of Appeals
for the Fifth Circuit
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No. 20-40563
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RONALD BLAKE FEARS,
Petitioner—Appellant,
versus
BOBBY LUMPKIN, Director, Texas Department of Criminal Justice, Correctional Institutions Division,
Respondent—Appellee.
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Application for Certificate of Appealability from the
United States District Court
for the Southern District of Texas
USDC No. 1:19-CV-184
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(Filed Aug. 5, 2021)
ORDER:
Ronald Blake Fears, Texas prisoner #1883420, was
convicted by jury of continuous sexual abuse of a child,
sexual assault of a child, and indecency with a child by
contact. He seeks a certificate of appealability (COA)
to appeal the district court’s dismissal of his 28 U.S.C.
§ 2254 application. Fears contends that his counsel
was ineffective for failing to object to inadmissible
opinion testimony regarding the victim’s credibility
App. 20
and that the district court erred by concluding that the
state court’s rejection of that claim is entitled to deference.
A COA may issue “only if the applicant has made
a substantial showing of the denial of a constitutional
right.” 28 U.S.C. § 2253(c)(2); Buck v. Davis, 137 S. Ct.
759, 773 (2017). When the district court rejects constitutional claims on their merits, a COA should issue
only if the petitioner “ demonstrate[es] that jurists of
reason could disagree with the district court’s resolution of his constitutional claims or that jurists could
conclude the issues presented are adequate to deserve encouragement to proceed further.” Miller-El v.
Cockrell, 537 U.S. 322, 327 (2003).
Fears has demonstrated that jurists of reason
could find the district court’s resolution of his § 2254
application debatable, in particular, whether the state
courts’ rejection of the claim of ineffective assistance of
counsel set forth above was entitled to deference under
the standards of § 2254. See id. Accordingly, the motion
for a COA is GRANTED as to this claim. The clerk is
DIRECTED to establish a briefing schedule, notify the
respondent that a COA has been granted, and include
the respondent in the briefing schedule.
/s/ Leslie H. Southwick
LESLIE H. SOUTHWICK
United States Circuit Judge
App. 21
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF TEXAS
BROWNSVILLE DIVISION
RONALD BLAKE FEARS, §
§
Petitioner,
§
VS.
§
LORIE DAVIS,
§
§
Respondent.
CIVIL ACTION
NO. 1:19-CV-184
ORDER
(Filed Aug. 20, 2020)
In January 2013, a Texas state-court jury found
Petitioner Ronald Blake Fears guilty of continuous
sexual abuse of a child, and the trial court judge sentenced him to 50 years imprisonment.1 After exhausting his direct appellate rights, Fears filed a habeas
action in a Texas state court, alleging that he received
ineffective assistance of counsel during his trial and at
sentencing. The Texas Court of Criminal Appeals applied Strickland and concluded that Fears failed to
demonstrate prejudice from any ineffective assistance
of counsel. Fears then filed his federal habeas petition.2
Respondent now moves for summary judgment,
urging the denial of the Petition. (Motion, Doc11) The
1
Fears was also found guilty of related counts, for which the
trial court judge sentenced him to 20 years imprisonment per
count, to run concurrently with the 50-year sentence.
2
The Report and Recommendation summarizes the lengthy
procedural and factual background.
App. 22
Magistrate Judge issued a Report and Recommendation, recommending that the Court grant the Motion
and deny the Petition. (R&R, Doc. 19) Both Fears and
the Government have objected to the Report and Recommendation. (Fears Objs., Doc. 20; Resp. Objs., Doc.
21)
The Court has conducted a de novo review of the
Petition, the briefing of the parties, the record in this
case, and the applicable law. The court concludes that
the Motion should be granted.
I.
Ineffective Assistance at Trial
Fears objects to the portion of the Report and Recommendation considering whether Fears’ counsel provided constitutionally ineffective assistance at his
trial. He makes two primary arguments. First, Fears
contends that the Magistrate Judge failed to consider
the conclusions of the state habeas trial court, which
determined that Fears’ counsel provided ineffective assistance at trial that prejudiced Fears. Second, Fears
claims that the Magistrate Judge also did not weigh
“the habeas prosecutor’s acknowledgment during summation at the evidentiary hearing that Fears probably
is innocent.” (Pet. Objs., Doc. 20, 3) In support of his
first point, Fears cites to several state-court decisions
for the proposition that a trial counsel’s failure to object to opinion testimony concerning the credibility of
the victim requires a new trial. (Id. (citing Black v.
State, 634 S.W.2d 356 (Tex. App.—Dallas 1982, no
writ); Matter of G.M.P., 909 S.W.2d 198 (Tex. App.—
App. 23
Houston [14th Dist.] 1995, no writ); Miller v. State, 757
S.W.2d 880 (Tex. App.—Dallas 1988, writ ref ’d)))
In making these objections, however, Fears misapplies the applicable standard. “Federal habeas relief is
‘not a substitute for ordinary error correction through
appeal.’ Adekeye v. Davis, 938 F.3d 678, 683 (5th Cir.
2019) (quoting Harrington v. Richter, 562 U.S. 86, 10203 (2011)).3 “Because the state court has already adjudicated [Fears’] ineffective-assistance claim on the
merits, he must show that the court’s no-prejudice decision is ‘not only incorrect but ‘objective[ly] unreasonable”. Id. at 684 (quoting Maldonado v. Thaler, 625 F.3d
229, 236 (5th Cir. 2010)). To make this showing, Fears
must demonstrate that “every reasonable jurist would
conclude that it is reasonabl[y] likely that [he] would
have fared better at trial had his counsel” provided effective assistance. Id. And because the Texas Court of
Criminal Appeals did not explain its rationale for its
no-prejudice decision, the Court must “gather the arguments and theories that could support the state
court’s ultimate decision and ask whether it is possible
fairminded jurists could disagree that those arguments or theories are inconsistent with Supreme Court
precedent.” Thomas v. Vannoy, 898 F.3d 561, 568-69
(5th Cir. 2018) (cleaned up).
Rather than applying this standard, Fears effectively asks the Court to accept the conclusions of the
3
Although Adekeye concerned a trial counsel’s alleged failure to conduct an adequate pretrial investigation, the decision’s
recitation of the applicable standard applies equally to Fears’
claims.
App. 24
state habeas trial court. But it is the Texas Court of
Criminal Appeals’ decision that is the focus of this
analysis. And Fears does not show either that the state
high court’s application of Strickland, including its implicit disagreement with the lower-court decision as to
the prejudice prong, was objectively unreasonable, or
that every fairminded jurist would conclude that the
decision was inconsistent with Supreme Court precedent applying Strickland. Fears also objects that the
Magistrate Judge did not consider all of the evidence
before the Texas Court of Criminal Appeals. But governing law only requires that a court gather the arguments and theories that could have supported the
state high court’s decision. The Magistrate Judge did
so, and the Court finds his analysis sound. In addition,
Fears’ citation to state court decisions concerning the
prejudicial admission of opinion testimony does not
help him, as those cases all concerned direct appeals
rather habeas petitions applying Strickland.
For these reasons, Fears’ objections to the Report
and Recommendation are overruled.
II.
Ineffective Assistance at Sentencing
With respect to the portion of the Report and Recommendation that addresses the alleged ineffective assistance of counsel at Fears’ sentencing hearing, only
the Government objects. Specifically, the Government
agrees with the Magistrate Judge’s conclusion that
Fears suffered no prejudice from any ineffective assistance, but contends that the Magistrate Judge did not
App. 25
apply the appropriate standard. According to the Government, the Magistrate Judge applied a standard appropriate for claims concerning alleged ineffective
assistance during the guilt-or-innocence phase, rather
than for claims arising from sentencing proceedings.
(Resp. Objs., Doc. 21, 2)
The Court agrees on both points: The Magistrate
Judge did not rely on the standard that applies specifically to claims concerning sentencing proceedings, but
ultimately, he reached the correct conclusion. The
Court sustains the Government’s objection as it pertains to the applicable standard.
In his Petition for Habeas Corpus, Fears alleges
that he received ineffective assistance of counsel at
sentencing when his counsel failed to object to the
prosecutor’s arguments. The Texas Court of Criminal
Appeals decided the issue against Fears based on the
prejudice prong of the Strickland analysis. Fears then
filed the instant habeas action. In this posture, “[t]he
pertinent inquiry is whether the state court reasonably concluded that, absent the [counsel’s deficient representation], there was no reasonable probability that
[Petitioner’s] sentence[ ] would have been significantly
less harsh.” Charles v. Thaler, 629 F.3d 494, 499 (5th
Cir. 2011) (citing Spriggs v. Collins, 993 F.2d 85, 88 (5th
Cir. 1993)); see also Dale v. Quarterman, 553 F.3d 876,
880 (5th Cir. 2008).4 “A reasonable probability is a
4
In contrast, the Report and Recommendation recites the
standard as follows: “In order to be entitled to relief on this claim,
Fears must demonstrate that there is a reasonable probability
that, if [an objection] had been made and denied, the Texas Court
App. 26
probability sufficient to undermine confidence in the
outcome.” Charles, 629 F.3d at 499 (quoting Strickland
v. Washington, 466 U.S. 668, 694 (1984)). Relevant factors include the defendant’s actual sentence, the possible sentencing range and the placement of the actual
sentence within that range, and any relevant mitigating or aggravating circumstances. United States v. Segler, 37 F.3d 1131, 1136 (5th Cir. 1994).
The Magistrate Judge summarized the grounds
and legal theories that the Texas Court of Criminal Appeals could have relied upon in concluding that, assuming Fears’ counsel erroneously failed to object to
the prosecutor’s arguments at sentencing, Fears nevertheless suffered no prejudice under Strickland.
Based on this record and the applicable law, the Court
concludes that Fears fails to show that the state high
court acted unreasonably in determining that there is
no reasonable probability that his sentence would have
been significantly less harsh absent the alleged errors
by his counsel.
III. Conclusion
The Court Adopts in Part and Declines in Part
the Report and Recommendation, as explained in this
Order. It is:
of Criminal Appeals would have reversed his conviction and sentence on appeal.” (Report, Doc. 19, 16 (quoting Henderson v.
Cockrell, 333 F.3d 592, 6o1-02 (5th Cir. 2003))
App. 27
ORDERED that Respondent Lorie Davis’s Motion for Summary Judgment (Doc. 11) is GRANTED;
and
ORDERED that Petitioner Ronald Blake Fears’
Petition for a Writ of Habeas Corpus: 28 U.S.C. § 2254
is DENIED.
In addition, after reviewing the Petition for Writ
of Habeas Corpus and the applicable law, the Court
finds that no outstanding issue would be debatable
among jurists of reason, and that Fears fails to make a
“substantial showing of the denial of a constitutional
right.” 28 U.S.C. § 2253(c)(2). Accordingly, the Court
DENIES the request for a Certificate of Appealability.
The Clerk of Court is directed to close this matter.
SIGNED this 20th day of August, 2020.
/s/ Fernando Rodriguez, Jr.
Fernando Rodriguez, Jr.
United States District Judge
App. 28
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF TEXAS
BROWNSVILLE DIVISION
RONALD BLAKE FEARS, §
§
Petitioner,
§
VS.
§
LORIE DAVIS,
§
§
Respondent.
CIVIL ACTION
NO. 1:19-CV-184
REPORT AND RECOMMENDATION
OF THE MAGISTRATE JUDGE
(Filed Jul. 2, 2020)
On September 26, 2019, Petitioner Ronald Blake
Fears filed a petition for writ of habeas corpus by a person in state custody, pursuant to 28 U.S.C. § 2254. Dkt.
No. 1.
On January 17, 2020, Respondent Lorie Davis, in
her official capacity as Director of the Correctional Institutions Division (“the State”) filed a motion for summary judgment. Dkt. No. 11. Fears filed a response to
the motion for summary judgment. Dkt. No. 12.
After reviewing the record and the relevant caselaw, it is recommended that the motion for summary
judgment be granted and the petition for writ of habeas corpus be denied. The state court acted reasonably when it denied Fears’s claims to relief.
App. 29
I.
Background
A. Factual Background
On direct appeal, the Thirteenth District Court of
Appeals of Texas made specific factual findings. Fears
v. State, 479 S.W.3d 315 (Tex. App. 2015). As provided
by law, the court sets forth and adopts those findings.1
Thus, all of the facts, unless otherwise indicated, are
quoted from the state Court of Appeals decision, changing only the formatting and headings, but keeping all
footnotes.
1. Initial Outcry
During the weekend of October 2, 2011, C.T.,2 the
minor complainant in this case, was sleeping over at
the home of her friend Chesney St. John (Chesney) and
helping to babysit Chesney’s younger siblings. At the
time, Chesney was sixteen years old and C.T. was fourteen years old.3 C.T. confided to Chesney that C.T.
needed help telling something to C.T.’s mother, which
C.T. evidently found difficult to discuss. Chesney
1
Any factual findings made by the state court are “presumed
to be correct,” unless the petitioner can show “by clear and convincing evidence” that they were incorrect. Norris v. Davis, 826
F.3d 821, 827 (5th Cir. 2016), cert. denied, 137 S. Ct. 1203, 197
L. Ed. 2d 250 (2017) (citing 28 U.S.C. § 2254(e)(1)). Fears has
raised no such challenge. Indeed, Fears has not challenged any
specific factual findings by the state court. Accordingly, the Court
adopts the factual findings of the state court.
2
C.T. testified under this pseudonym in the trial court. We
will continue to refer to her by it in an effort to protect her privacy.
3
Chesney was eighteen years old at the time of the trial.
App. 30
testified that C.T. typed a message into the text message function of her phone, showed Chesney what she
wished to tell her mother, and then erased it. According
to Chesney, the message revealed that C.T. was being
sexually abused by appellant, her stepfather. Chesney
further testified that she learned that the abuse began
when C.T. was eight years old. Chesney called her parents, who returned to the house. Chesney first repeated
some of C.T.’s statements to Chesney’s parents because
C.T. was crying too much to speak.
Chesney’s mother, Natalie, questioned C.T. after
Chesney finished speaking and testified to C.T.’s responses at trial.4 Natalie testified that C.T. stated that
appellant forced her to perform oral sex on him and
appellant performed oral sex on C.T. The most recent
abuse occurred one week earlier. C.T. told her that the
abuse occurred in her parents’ bedroom on multiple occasions, and on one occasion, appellant attempted to
vaginally penetrate her as she lay naked on the bed
but stopped after she curled into a fetal position and
began to cry. Natalie called the San Benito Police Department; she and Chesney accompanied C.T. to the
police station and waited while C.T. gave a statement
to Officer Carlos Andrade.
4
The trial court certified Natalie as the outcry witness under
article 38.072 because she was the first person older than eighteen years to whom C.T. made a statement about the abuse. See
TEX. CODE CRIM. PROC. ANN. art. 38.072, § 2(a)(3).
App. 31
2. Statement to San Benito Police
Officer Andrade testified that he learned from his
interview with C.T. that appellant “was only touching
[C.T.’s] private areas” and that he had not penetrated
her with his fingers or forced her to perform oral sex.
However, Officer Andrade further testified that he did
not determine before conducting the interview whether
C.T. understood the terms “penetration” and “oral sex.”
Chesney testified that C.T. did not know the meaning
of the term “oral sex” until she and C.T. spoke after C.T.
gave a statement to Andrade. Chesney testified that
after explaining the term, she believed that appellant
had forced C.T. to perform oral sex. Andrade also testified that C.T. confirmed that the abuse began when she
was eight years old. Andrade testified that he felt that
there was enough evidence to determine that a crime
had been committed and contacted Child Protective
Services (CPS).
3. Statement to CPS Investigator
CPS Investigator Francisco Lopez testified on direct examination that he was assigned to the case after
CPS received reports from Chesney and Natalie and
the San Benito Police. On Sunday, October 3, 2011 (the
day after C.T. first spoke to Chesney), Lopez and another CPS investigator went to Chesney and Natalie’s
home to interview C.T. Lopez testified that they would
normally bring a child complainant for a forensic interview at Maggie’s House, the Children’s Advocacy
Center, but it was closed that day. Lopez personally
App. 32
interviewed C.T. and made an audio recording of the
interview, which we will refer to as the “Lopez Recording.”
During the interview, C.T. confirmed that the
abuse started when she was eight years old, that she
had recently learned the meaning of the term “oral sex”
from Chesney, that appellant had forced her to perform
oral sex, and that appellant had performed oral sex on
her. C.T. clarified to Lopez that she told Officer Andrade that he did not force her to perform oral sex because she did not know the meaning of the term until
she spoke to Chesney after giving the statement. C.T.
also described the specific appearance of appellant’s
genitalia, including whether his pubic hair was shaved
or unshaved, that he had pimples on his thighs, and
that she sometimes saw “red dots” on his genital area.
Lopez questioned C.T.’s mother when she arrived to
pick up C.T. and testified that C.T.’s mother gave a similar description of appellant’s genitalia.
Immediately prior to Lopez’s testimony, appellant’s counsel orally moved for a continuance to review any documents prepared by Lopez during his
investigation because the documents “could be pretty
voluminous.” The trial court overruled the motion as
premature. At the beginning of cross-examination by
appellant’s counsel, Lopez confirmed that he had prepared an eight-page report of his investigation, that he
used a copy of the report to refresh his memory prior
to testifying, and that he had not provided the report
to the State, the trial court, or appellant because it
was confidential by law. See TEX. FAM. CODE § 261.201.
App. 33
Appellant’s counsel moved under Texas Rule of Evidence 615 that the court order Lopez to turn over the
report and orally moved for a continuance to give him
time to review the report before using it to cross-examine Lopez. See TEX. R. EVID. 615. The trial judge denied
both motions. At the end of Lopez’s testimony, appellant’s counsel again requested the report. Appellant’s
counsel also filed a written motion for continuance and
a motion for disclosure of confidential records. The trial
judge never explicitly ruled on the motions but carried
them through the trial. The trial judge also ordered the
State to tender the CPS files generated in the case to
the court under seal. After reviewing the records in
camera, the trial judge disclosed a copy of Lopez’s eightpage report to the defense and read two additional
pages into the record.
4. CPS Interview of Younger Sister
Lopez briefly interviewed B.F., C.T.’s younger sister, on the same day as his original interview with C.T.
Lopez also made an audio recording of that interview.
At trial, the State called B.F. as a witness. During the
State’s direct examination, B.F. denied that she had
ever told Lopez that appellant and C.T. were alone
“many times” in her parents’ room with the door closed.
The State offered into evidence a portion of the audio
recording of Lopez’s interview with B.F. that was inconsistent with this testimony. See TEX. R. EVID. 613.
The trial court judge admitted that portion of the
statement into evidence over appellant’s objections. At
the end of the State’s examination, B.F. admitted that
App. 34
her mother had told her what to say during her trial
testimony.
5. Second Interview with CPS
The day after the initial interviews, Lopez took
C.T. for a forensic interview at Maggie’s House. Lopez
described C.T.’s interview, which we discuss in detail
below, as containing more details, but consistent with
C.T.’s prior statements. Following the interview, Detective Manuel Cisneros decided to file charges against
appellant.
6. Testimony at Trial
C.T. testified on direct examination that the first
incident of abuse occurred when she was eight years
old and appellant touched the surface of her vagina
with his fingers. She remembered at least one other incident of appellant doing similar acts around the same
time period. C.T. testified that the abuse escalated in
“stages.” On subsequent occasions, appellant would
“play with my nipples or my boobs. He’d suck on them
or he’d put his mouth to my vagina.” C.T. further testified that appellant also forced her to perform oral sex
on him more than ten times. She testified that appellant actually tried to insert his penis into her vagina
on two occasions, in contrast to the single incident that
she described to Natalie, Chesney, Officer Andrade,
Lopez, and the interviewer at Maggie’s House. C.T.
explained that at the time of her initial outcry, her
App. 35
“nerves were running very thin, and like, I was not
thinking fully.”
C.T. mentioned during direct examination that she
gave a statement to Lopez prior to the interview at
Maggie’s House. At the end of the State’s direct examination, appellant objected and requested that the
court disclose any statements C.T. gave to CPS. After
an in camera review of the sealed CPS files, the trial
judge disclosed the existence of two audio files of C.T.’s
interview with Lopez to all parties. The trial judge denied appellant’s motion for continuance but gave appellant’s counsel time to listen to the recordings before
proceeding with the trial.5 The State moved on redirect
to introduce a portion of the video recording of C.T.’s
interview at Maggie’s House. The State argued that it
was admissible to counteract a false impression of
C.T.’s tendency to lie that was left in the jurors’ minds
by counsel’s cross-examination. See TEX. R. EVID.
801(e)(1)(c). The trial court admitted that portion of
the video over appellant’s objections.6
Fears was indicted for continuous sexual abuse of
a child; aggravated sexual assault of a child; sexual assault of a child; and, three counts of indecency with a
child via sexual contact. Dkt. No. 13-11, pp. 1229-1230.7
The aggravated sexual assault of a child charge was
5
The audio files run approximately twenty-five minutes in
total.
6
The direct quotation of facts, taken from the Thirteenth
District Court of Appeals, ends here.
7
The page citations refers to the Bates-stamped number on
the bottom right of the page of the identified docket number.
App. 36
later “abandoned.” Dkt. No. 13-8, p. 1141. The continuous sexual abuse of a child charge carried a minimum
sentence of 25 years and a maximum sentence of 99
years. TEX. PENAL CODE 21.02(h). The sexual assault of
a child and the indecency with a child charges each
carried a minimum sentence of two years and a maximum penalty of 20 years of imprisonment. TEX. PENAL
CODE §§ 21.11(d); 22.011(f ); 12.33(a).
The jury found Fears guilty on all pending counts.
Fears chose to have the trial judge, rather than the
jury, assess his punishment.
At the sentencing hearing, the former family
babysitter testified that Fears repeatedly had sexual
relations with her, during the summer of 2008, when
she was 16 years old. Dkt. No. 13-8, pp. 1102-09. She
testified that Fears called her into his bedroom and
told her that he needed to discuss something with her;
she assumed that the conversation would be about
“something happened that I need to be aware of for the
kids.” Id, p. 1105. Once she entered the room, he
“started trying to kiss me and stuff like that and take
off my clothes,” and she “didn’t try to fight back.” Id.
She said that they “had sex” and that he would have
sex with her “almost every day during the whole summer” that she babysat his children. Id., p. 1106.
The judge also considered a letter written by C.T.,
the victim. In that letter, the victim asked that the
statutory minimum sentence of 25 years be imposed.
Dkt. No. 13-8, p. 1135.
App. 37
In pronouncing the sentence, the trial judge explained his reasoning as follows:
I want you to know that I’ve taken into
consideration [C.T.’s] letter. I think it’s written
by her, it’s in her language and I’ve taken into
consideration. However, this is a child that the
court, the jury, found that you had preyed on
for quite some time. Apparently, it’s not the
only child you have preyed on, and whereas
I’m going to take every consideration to
[C.T.’s] letter, I’m not going to give you life, but
I am going to sentence you to 50 years in the
Texas Department of Corrections Institutional Division and I will give you credit for
time served. Thank you, sir.
Dkt. No. 13-8, p. 1140.
Accordingly, Fears was sentenced to 50 years of
imprisonment for the continuous sexual abuse of a
child. Dkt. No. 13-8, p. 1140. As to the convictions for
sexual assault of a child and indecency with a child,
Fears was sentenced to 20 years of imprisonment as to
each charge. Id., p. 1141. All of the sentences were to
run concurrently. Id.
B. Direct Appeal
On direct appeal, Fears raised fifteen issues, which
the Court restates as the following eleven issues: (1)
the trial court abused its discretion by denying several
motions for a continuance to review new evidence; (2)
the trial court erred when it did not order the State to
App. 38
produce a copy of Lopez’s report; (3) the State committed Brady violations; (4) the State did not lay the
proper predicate before impeaching B.F. with her prior
inconsistent statement; (5) the trial court erred by not
issuing a limiting instruction regarding the audio recording of B.F.’s interview; (6) the video recording of
C.T.’s interview should not have been admitted into evidence; (7) the State elicited improper opinion testimony that C.T. was telling the truth; (8) the trial court
erred when it prohibited Fears from calling the justice
of the peace as a fact witness as to why the judicial
officer refused to sign a probable cause affidavit; (9) the
trial court erred when it overruled Fears’s objections
to Natalie’s testimony that she warned her daughter
not to be in the pool with Fears; (10) the trial judge and
State made improper comments during voir dire; (11)
the cumulative effect of all of the errors required a new
trial. Fears, 479 S.W.3d 315.
On April 23, 2015, the Thirteenth District Court of
Appeals issued an opinion, affirming Fears’s conviction. Id. The appellate court specifically rejected each
and every claim for relief. Id. As relevant here, the appellate court held that Fears waived any claim of error
as to the improper opinion testimony, because his attorney did not contemporaneously object to that testimony. 479 S.W.3d at 334-35.
On November 28, 2015, the Texas Court of Criminal Appeals refused Fears’s petition for discretionary
review. Dkt. No. 13-27, p. 1973.
App. 39
No petition for writ of certiorari was filed with the
Supreme Court of the United States.
D. State Habeas Proceedings
On September 28, 2016, Fears filed an application
for a writ of habeas corpus in the Court of Criminal
Appeals of Texas. Dkt. No. 13-28, p. 1977. In his petition, Fears raised two issues: (1) counsel was ineffective for failing to object to the opinion testimony of
several witnesses that C.T. was telling the truth; and
(2) counsel did not make proper objections to several
arguments made by the prosecutor at sentencing,
which failed to preserve the issues for appellate review.
Id. at 1980-84.
On February 21, 2017, the trial judge issued findings of fact and conclusions of law, finding that counsel
rendered effective assistance and that Fears was not
entitled to relief. Dkt. No. 13-28, pp. 2150-59. As to the
claims regarding the lack of objections at sentencing,
the trial judge found that any error was harmless. Id.,
p. 2158.
On June 28, 2017, the Court of Criminal Appeals
issued an order, remanding the case to the trial court.
Ex parte Fears, No. WR-86,519-01, 2017 WL 3380040,
at *1 (Tex. Crim. App. June 28, 2017). The appellate
court ordered the trial court to “specifically address
Applicant’s claims that counsel was ineffective at the
guilt stage.” Id.
App. 40
On September 22, 2017, the trial judge issued new
findings of fact and conclusions of law, which reached
the same conclusions as the initial findings. Dkt. No.
13-32, pp. 2214-2225.
On November 8, 2017, the Court of Criminal Appeals again remanded the case to the trial court, requiring an evidentiary hearing. Ex parte Fears, No.
WR-86,519-01, 2017 WL 5167001, at *1 (Tex. Crim.
App. Nov. 8, 2017).
On November 28, 2017, the trial judge recused
himself. Dkt. No. 14-1, p. 2243. A new judge was assigned to the case. Id., p. 2244.
On March 28, 2018, the second trial court judge
issued findings of fact and conclusions of law. Dkt. No.
14-1, pp. 2269-2276. This judge found that counsel rendered effective assistance during the guilt phase of the
trial. Id., p. 2275. This judge, however, found that the
failure to object to prejudicial arguments, during the
punishment phase, was constitutionally ineffective
and recommended that Fears receive a new sentencing
hearing. Id., p. 2276.
On October 24, 2018, the Court of Criminal Appeals again remanded the case to the trial court. Ex
parte Fears, No. WR-86,519-01, 2018 WL 7570466, at
*1 (Tex. Crim. App. Oct. 24, 2018). The trial court was
ordered to “specifically determine whether counsel was
deficient for failing to file a motion in limine, failing to
object to, and/or eliciting improper opinion testimony
at the guilt stage, as Applicant contends in his first
ground. He shall then determine whether, but for
App. 41
counsel’s alleged deficient conduct, taken as a whole,
there is a reasonable probability the result at guilt
would have been different.” Id.
On November 1, 2018, the second judge recused
himself. Dkt. No. 14-13, p. 2415. On that same day, a
senior judge was assigned to the matter. Id., p. 2416.
On February 27, 2019, the third trial court judge
issued findings of fact and conclusions of law. Dkt. No.
14-13, pp. 2476-81. This judge found that Fears was entitled to relief on both of his claims. Dkt. Id. Thus, three
trial court judges in the state system decided matters
related to this case and all three reached different conclusions.
On July 3, 2019, the Court of Criminal Appeals denied the petition for writ of habeas corpus. Ex parte
Fears, No. WR-86,519-01, 2019 WL 2870316, at *1 (Tex.
Crim. App. July 3, 2019). The Court’s analysis was a
single sentence: “After reviewing the record, we conclude that Applicant has not shown that he was prejudiced.” Id.
E. Federal Habeas Petition
On August 24, 2018, Fears filed a petition for writ
of habeas corpus in this Court. Dkt. No. 1. In his petition, Fears raised the same two claims that he raised
in his state habeas petition.
On January 17, 2020, the State timely filed a motion for summary judgment. In that motion, the state
argued that Fears has not shown that the state
App. 42
appellate court, i.e. the last reasoned decision in the
state courts, unreasonably applied federal law in denying relief. Dkt. No. 11.
On January 20, 2020, Fears filed a response to the
motion for summary judgment. Dkt. No. 12.
II.
Applicable Law
A. Summary Judgment
Summary judgment pursuant to Rule 56(c) is appropriate where there is no genuine issue of material
fact and the movant is entitled to judgment as a matter
of law. Fed. R. Civ. P. 56(c).
[T]he plain language of Rule 56(c) mandates
the entry of summary judgment, after adequate time for discovery and upon motion,
against a party who fails to make a showing
sufficient to establish the existence of an element essential to that party’s case, and on
which that party will bear the burden of proof
at trial. In such a situation, there can be “no
genuine issue as to any material fact,” since a
complete failure of proof concerning an essential element of the nonmoving party’s case
necessarily renders all other facts immaterial.
The moving party is “entitled to a judgment
as a matter of law” because the nonmoving
party has failed to make a sufficient showing
on an essential element of her case with respect to which she has the burden of proof.
Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986).
App. 43
All inferences are made and doubts are resolved in
favor of the nonmoving party. Dean v. City of Shreveport, 438 F.3d 448, 454 (5th Cir. 2006). Despite those
inferences, hearsay is not competent summary judgment evidence. Martin v. John W. Stone Oil Distributor,
Inc., 819 F.2d 547, 549 (5th Cir. 1987).
Summary judgment is an appropriate vehicle
through which to resolve a habeas petition – including
challenges based upon procedural grounds – where the
facts otherwise support such resolution. Goodrum v.
Quarterman, 547 F.3d 249, 255 (5th Cir. 2008); O’Veal
v. Davis, 664 F. App’x 355, 356 (5th Cir. 2016).
B. Section 2254
Pursuant to the Antiterrorism and Effective
Death Penalty Act of 1996 (“AEDPA”), a prisoner convicted in a state court may challenge his conviction to
the extent it violates “the Constitution or laws or treaties of the United States.” 28 U.S.C. § 2254(a). Accordingly, only violations of the United States Constitution
or federal law are subject to review by this Court under
§ 2254.
In conducting such a review, a federal district
court:
may not issue a writ of habeas corpus for a defendant convicted under a state judgment unless the adjudication of the claim by the state
court “(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as
App. 44
determined by the Supreme Court of the
United States; or (2) resulted in a decision
that was based on an unreasonable determination of the facts in light of the evidence presented in the State Court proceeding.”
Riddle v. Cockrell, 288 F.3d 713, 716 (5th Cir. 2002)
(quoting 28 U.S.C. § 2254(d)(1)(2))
“A decision is contrary to clearly established federal law under § 2254(d)(1) if the state court (1) arrives
at a conclusion opposite to that reached by the Supreme Court on a question of law; or (2) confronts facts
that are materially indistinguishable from a relevant
Supreme Court precedent and reaches an opposite result.” Simmons v. Epps, 654 F.3d 526, 534 (5th Cir.
2011) (quoting Williams v. Taylor, 529 U.S. 362, 405
(2000)) (cleaned up).8
“The state court makes an unreasonable application of clearly established federal law if the state court
(1) identifies the correct governing legal rule from the
Supreme Court’s cases but unreasonably applies it to
the facts; or (2) either unreasonably extends a legal
principle from Supreme Court precedent to a new context where it should not apply or unreasonably refuses
8
“Cleaned up” is a parenthetical that signals to the reader
that the author “has removed extraneous, non-substantive clutter
such as brackets, quotation marks, ellipses, footnote signals, internal citations or made un-bracketed changes to capitalization,”
in order to make the quotation more readable, but has not altered
the substance of the quotation. Na v. Gillespie, 2017 WL 5956773,
at *3, 234 Md. App. 742, 174 A.3d 493 (Md. Ct. Spec. App. Dec. 1,
2017); see also Flores-Abarca v. Barr, 937 F.3d 473, 479-81 (5th
Cir. 2019) (using “cleaned up”).
App. 45
to extend that principle to a new context where it
should apply.” Simmons, at 534 (quoting Williams, at
407) (cleaned up).
Additionally, the AEDPA requires that federal law
be “clearly established” “as articulated by the Supreme
Court.” Woodfox v. Cain, 609 F.3d 774, 800 n. 14 (5th
Cir. 2010). A decision by a federal appellate court “even
if compelling and well-reasoned, cannot satisfy the
clearly established federal law requirement under
§ 2254(d)(1).” Salazar v. Dretke, 419 F.3d 384, 399 (5th
Cir. 2005).
In deciding § 2254 cases, the Court looks to the
last reasoned decision of the state courts, which is “the
last related state-court decision” that provides “a relevant rationale” for their decision. Wilson v. Sellers, ___
U.S. ___, 138 S. Ct. 1188, 1192 (2018). When “a higher
state court has ruled on a petitioner’s motion on
grounds different than those of the lower court, we review the higher court’s decision alone.” Salts v. Epps,
676 F.3d 468, 479 (5th Cir. 2012).
C. Ineffective Assistance
To establish ineffective assistance of counsel, a petitioner must demonstrate: (1) that his counsel’s performance was objectively unreasonable, rendering it
deficient; and (2) that the deficient performance prejudiced the defendant. Strickland v. Washington, 466 U.S.
668, 689-94 (1984). To merit relief, the petitioner
must meet both prongs. Id. In contrast, “a court need
not address both prongs of the conjunctive Strickland
App. 46
standard, but may dispose of such a claim based solely
on a petitioner’s failure to meet either prong of the
test.” Amos v. Scott, 61 F.3d 333, 348 (5th Cir. 1995).
To satisfy the first prong, the petitioner must establish that counsel’s performance was deficient.
“[T]he proper measure of attorney performance is reasonableness under prevailing professional norms.” U.S.
v. Molina-Uribe, 429 F.3d 514, 519 (5th Cir. 2005).
Courts will not “audit decisions that are within the
bounds of professional prudence.” Id. at 518. To wanant relief, because of ineffective assistance of counsel,
counsel’s performance must be so deficient that it “renders the result of the . . . proceeding fundamentally unfair.” Lockhart v. Fretwell, 506 U.S. 364, 372 (1993).
Even if counsel’s performance was deficient, “[i]t is
not enough for the defendant to show that the errors
had some conceivable effect on the outcome of the proceeding. Virtually every act or omission of counsel
would meet that test . . . and not every error that conceivably could have influenced the outcome undermines the reliability of the result of the proceeding.”
Strickland, 466 U.S. at 693 (internal citation omitted).
A petitioner must establish that the error prejudiced
the outcome of his trial. A petitioner establishes prejudice where he proves “a reasonable probability that,
but for counsel’s unprofessional errors, the result of the
proceeding would have been different.” Strickland, 466
U.S. at 694. To merit relief, the petitioner must show
an error that undermines confidence in the reliability
of the verdict. Id. At the same time, “any amount of
App. 47
actual jail time has Sixth Amendment significance.”
Tutt v. Cockrell, 273 F.3d 1107 (5th Cir. 2001).
Furthermore, establishing that “a state court’s
application of Strickland was unreasonable under
§ 2254(d) is all the more difficult.” Harrington v. Richter, 562 U.S. 86, 105 (2011). “Federal habeas courts
must guard against the danger of equating unreasonableness under Strickland with unreasonableness under § 2254(d). When § 2254(d) applies, the question is
not whether counsel’s actions were reasonable. The
question is whether there is any reasonable argument that counsel satisfied Strickland’s deferential
standard.” Id. (emphasis added). Thus, the question is
whether the state court was unreasonable in its resolution of the issue presented, not whether the state
court may have been wrong.
“[R]eview of the state court’s resolution of . . . [an]
ineffective-assistance-of-counsel claim is doubly deferential . . . since the question is whether the state
court’s application of the Strickland standard was unreasonable.” Druery v. Thaler, 647 F.3d 535, 539 (5th
Cir. 2011) (internal quotations and citations omitted).
Thus, in order to succeed on a § 2254 habeas claim,
based upon ineffective assistance of counsel, “a state
prisoner must show that the state court’s ruling on the
claim being presented in federal court was so lacking
in justification that there was an error well understood
and comprehended in existing law beyond any possibility for fairminded disagreement.” Id.
App. 48
III. Analysis
The Court begins by noting that, in the § 2254 context, it must determine whether the last state court decision unreasonably applied Supreme Court precedent
or was based upon an unreasonable application of the
facts. 28 U.S.C. § 2254(d). In this case, the last state
court decision was the Court of Criminal Appeals decision denying Fears’s habeas petition application,
which merely found that Fears had not established
prejudice as to either of his ineffective assistance
claims. The Court of Criminal Appeals opinion was the
last state court decision to provide a relevant rationale
– namely that Fears was not prejudiced by any errors
– for the claims he is making in this Court. Wilson, 138
S.Ct. at 1192. Because the Court of Criminal Appeals
holding does not precisely lay out why it held that
Fears was not prejudiced, the Court must “gather the
arguments and theories that could support the state
court’s ultimate decision and ask whether it is possible
fairminded jurists could disagree that those arguments or theories are inconsistent with Supreme Court
precedent.” Thomas v. Vannoy, 898 F.3d 561, 568-69
(5th Cir. 2018) (cleaned up). The fact that the state trial
court reached a different conclusion does not factor
into this analysis. Salts, 676 F.3d at 479.
Under these circumstances – where the Texas
Court of Criminal Appeals decides an ineffective assistance claim solely on the prejudice prong – this Court
“review[s] the deficient performance prong [ . . . ] de
novo and the prejudice prong under the more deferential AEDPA standard.” White v. Thaler, 610 F.3d 890,
App. 49
899 (5th Cir. 2010). If a case can be disposed of, solely
on the prejudice prong, the Courts have been “urged”
to do so. Bouchillon v. Collins, 907 F.2d 589, 595 (5th
Cir. 1990). Accordingly, the Court will focus upon the
prejudice prong in assessing both of Fears’s claims.
A. Ineffective Assistance During Guilt
Phase
Fears asserts that trial counsel was ineffective for
failing to prevent several prosecution witnesses from
opining that C.T. was telling the truth. The state appellate court did not unreasonably apply federal law in
deciding that Fears did not demonstrate prejudice.
Fears must establish that there is a reasonable
probability that the outcome of the trial would have
been different, but for counsel’s errors. Adekeye v. Davis, 938 F.3d 678, 682 (5th Cir. 2019). “A reasonable
probability is a probability sufficient to undermine
confidence in the outcome.” Id. In order to be entitled
to relief on a § 2254 petition, Fears must demonstrate
“that every fairminded jurist would agree there was
prejudice.” Id. at 683 (emphasis added). Fears has not
met this standard.
The victim’s credibility was the overriding issue at
trial. As might be expected, there was no physical evidence to substantiate her claims. The jury heard directly from the victim, including cross-examination.
Dkt. No. 13-5, pp. 724-845; Dkt. No. 13-6, pp. 86398.
The jury heard about her propensity to lie, including a
months-long deception of a teacher at her school in
App. 50
which the victim pretended to be blind in order to get
special treatment. Dkt. No. 13-6, pp. 969-70. At the
same time, the jury watched the victim’s interview
with CPS and was able to compare her in-court testimony with that video to ascertain if there were any inconsistencies. Dkt. No. 13-6, pp. 887. The jury heard
testimony from witnesses – both for the prosecution
and the defense – regarding the victim’s credibility.
The victim’s mother – who may have instructed the
younger daughter, B.F., to incorrectly testify about the
encounters between C.T. and Fears – testified that she
believed that Fears was innocent and that her daughter was lying. Dkt. No. 13-6, pp. 98081.
Given these facts, the Court cannot say that every
fairminded jurist would find that the introduction of
testimony from several prosecution witnesses, that
C.T. was telling the truth, was prejudicial under Strickland. The jury heard directly from C.T. and was able to
formulate its own opinion of her credibility, especially
in comparison to her recorded interview. The opinion
testimony of a few prosecution witnesses constituted
very small pieces of the credibility puzzle. A reasonable
jurist could easily conclude that the jury would have
likely reached the same verdict, even if the opinion testimony had been excluded.
Accordingly, Fears has not met the high standard
necessary for relief as to this claim and it should be
denied.
App. 51
B. Ineffective Assistance at Sentencing
Fears argues that counsel was ineffective for failing to properly object to the prosecutor’s arguments at
sentencing, entitling him to a new sentencing hearing.
Again, Fears fails to show that every fairminded jurist
would find that he was prejudiced by counsel’s alleged
failures. Adekeye 938 F.3d at 683.
Fears argues that the prosecution made several
improper arguments during the sentencing hearing,
including that “Fears is statistically much more likely
to reoffend, that the community commented in the media that it wants him to receive life sentences, and that
a jury gave life sentences in the first continuous sexual
abuse case tried in the county.” Dkt. No. 2, p. 27.9 Fears
asserts that if counsel had properly objected to these
arguments and been overruled, “there is a reasonable
probability that an appellate court would have vacated
the sentences.” Id., pp. 27-28. The crux of Fears’s argument is that because counsel did not properly object
and obtain adverse rulings, the issues were waived for
appeal and that proper objections would have resulted
in a reversal of the sentence on appeal.
9
The Court notes that it is not holding that the prosecutor’s
arguments were acceptable. The argument that “the community
has been commenting on all of the news articles saying they want
life” is very dangerous. Dkt. No. 13-8, p. 1139. The finder of fact
at the punishment stage – whether a jury or a judge – should not
be pressured to meet the demands of the community. Rivera v.
State, 82 S.W.3d 64, 69 (Tex. App. 2002). That argument lends
itself to an invitation for mob rule. That can never be the case.
Indeed, had that argument been made to the jury, the outcome of
this case may be very different.
App. 52
In order to be entitled to relief on this claim, Fears
must “demonstrate that there is a reasonable probability that, if [an objection] had been made and denied,
the Texas Court of Criminal Appeals would have reversed his conviction and sentence on appeal.” Henderson v. Cockrell, 333 F.3d 592, 601-02 (5th Cir. 2003). To
ascertain if Fears has met the required standard, the
Court must examine the prosecutor’s arguments within
the context of the overall sentencing hearing.
The sentencing in this case was done by the presiding judge, as opposed to having the jury determine
the sentence. As to the conviction for continuous sexual
abuse of a child, Fears faced a minimum sentence of 25
years and a maximum sentence of 99 years. TEX. PENAL
CODE 21.02(h).
The victim – C.T. – wrote a letter to the judge, asking that Fears be sentenced to the statutory minimum
sentence of 25 years. Dkt. No. 13-8, p. 1135. At the sentencing hearing, the former family babysitter testified
that Fears repeatedly had sexual relations with her
when she was 16 years old. Dkt. No. 13-8, pp. 1103-08.
The prosecutor’s arguments had little, if any, weight as
considered by the trial judge. Indeed, when defense did
object during the sentencing hearing, the trial judge
replied, “There is no jury. It’s all before the bench. You
know, just to get to the end . . . [identifying the prosecutor].” Dkt. No. 13-8, p. 1139.
In pronouncing the sentence, the trial judge stated
that he was giving “every consideration to [C.T.]’s letter” asking for leniency. Dkt. No. 13-8, p. 1140. But he
App. 53
also told Fears that C.T. was “not the only child that
you have preyed on.” Id. The trial judge stated that
he would not give Fears a life sentence, apparently
referring to a 99-year sentence. Id. Rather, he would
sentence Fears to 50 years imprisonment on the continuous sexual abuse of a child charge and 20 year sentences on all other counts, to be served concurrently.
Id., pp. 1140-42.
Fears’s argument is that if counsel had properly
objected to all of the prosecutor’s improper arguments,
then appellate counsel could have raised those arguments on direct appeal and would have won him a new
sentencing hearing. Fears never addresses the fact
that the allegedly improper arguments were made to
the trial judge rather than before the jury. Texas courts
presume that trial judges, when sitting as the finder of
fact, are not swayed by improper arguments. Trevino v.
State, No. 13-09-00511-CR, 2010 WL 3279492, at *9
(Tex. App.–Corpus Christi 2010) (citing Lopez v. State,
725 S.W.2d 487, 490 (Tex. App.–Corpus Christi 1987,
no pet.)). There is no evidence in the record that the
trial judge was swayed by the improper arguments.
Rather, the trial judge almost expressly limited his
consideration of sentencing factors to the victim’s desire for the minimum sentence and the fact that C.T.
may not have been the only victim.
The state appellate court could have reasonably
concluded that Fears would not be entitled to a new
punishment phase because the prosecutor’s allegedly
improper comments were harmless error. Fears has
not overcome the presumption that the trial judge
App. 54
ignored the prosecutor’s improper arguments. Absent
that showing, there is no reasonable probability that a
Texas appellate court would have reversed his sentence.
Accordingly, this claim should be denied.
IV. Recommendation
It is recommended that the motion for summary
judgment filed by Respondent Lorie Davis be granted.
Dkt. No. 11. It is further recommended that Ronald
Blake Fears’s petition for writ of habeas corpus by a
person in state custody pursuant to 28 U.S.C. § 2254 be
denied.
A. Certificate of Appealability
Unless a circuit justice or judge issues a Certificate of Appealability (“COA”), a petitioner may not appeal the denial of a § 2254 motion to the Court of
Appeals. 28 U.S.C. § 2253(c)(1)(A). A petitioner may receive a COA only if he makes a “substantial showing of
the denial of a constitutional right.” § 2253(c)(2); Miller-El v. Cockrell, 537 U.S. 322, 336 (2003). To satisfy
this standard, a petitioner must demonstrate that jurists of reason could disagree with the court’s resolution of his constitutional claims or that jurists could
conclude that the issues presented are adequate to deserve encouragement to proceed further. Id. at 327;
Moreno v. Dretke, 450 F.3d 158, 163 (5th Cir. 2006).
“Importantly, in determining this issue, we view the
App. 55
petitioner’s arguments through the lens of the deferential scheme laid out in 28 U.S.C. § 2254(d).” Druery v.
Thaler, 647 F.3d 535, 538 (5th Cir. 2011) (internal quotations omitted) (citing Barrientes v. Johnson, 221 F.3d
741, 772 (5th Cir.2000)). The district court must rule
upon a certificate of appealability when it “enters a final order adverse to the applicant.” Rule 11, Rules
Governing § 2254 Petitions.
After reviewing Fears’s § 2254 motion and the applicable Fifth Circuit precedent, the Court is confident
that no outstanding issue would be debatable among
jurists of reason. Although Fears’s § 2254 motion raises
issues that the Court has carefully considered, he fails
to make a “substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). Accordinpgly,
it is recommended that a COA should be denied.
B. Notice to Parties
The parties have fourteen (14) days from the date
of being served with a copy of this Report and Recommendation in which to file written objections, if any,
with the United States District Judge. 28 U.S.C.
§ 636(b)(1). A party filing objections must specifically
identify the factual or legal findings to which objections are being made. The District Judge is not required to consider frivolous, conclusive, or general
objections. Battle v. United States Parole Comm’n, 834
F.2d 419, 421 (5th Cir. 1987).
If any party fails to timely object to any factual or
legal findings in this Report and Recommendation, the
App. 56
District Judge is not required to conduct a de novo review of the record before adopting those findings. If the
District Judge chooses to adopt such findings without
conducting a de novo review of the record, the parties
may not attack those findings on appeal, except upon
grounds of plain error. Alexander v. Verizon Wireless
Servs., L.L.C., 875 F.3d 243, 248 (5th Cir. 2017).
DONE at Brownsville, Texas, on July 2, 2020.
/s/ Ronald G. Morgan
Ronald G. Morgan
United States Magistrate Judge
App. 57
FILE COPY
OFFICIAL NOTICE FROM
COURT OF CRIMINAL APPEALS OF TEXAS
P.O. BOX 12308, CAPITOL STATION,
AUSTIN, TEXAS 78711
9/6/2019
FEARS, RONALD BLAKE
WR-86,519-01
Tr. Ct. No. 2012-DCR-00986-B
This is to advise that the applicant’s suggestion for reconsideration has been denied without written order.
Judge Newell would grant.
Deana Williamson, Clerk
RANDY SCHAFFER
ATTORNEY AT LAW
1021 MAIN ST. #1440
HOUSTON, TX 77002
* DELIVERED VIA E-MAIL *
App. 58
FILE COPY
OFFICIAL NOTICE FROM
COURT OF CRIMINAL APPEALS OF TEXAS
P.O. BOX 12308, CAPITOL STATION,
AUSTIN, TEXAS 78711
8/21/2019
FEARS, RONALD BLAKE
WR-86,519-01
Tr. Ct. No. 2012-DCR-00986-B
Pursuant to Texas Rules of Appellate Procedure,
Rule 79.2(d), applicant’s Motion for Reconsideration/
Rehearing has been dismissed.
Deana Williamson, Clerk
RANDY SCHAFFER
ATTORNEY AT LAW
1021 MAIN ST. #1440
HOUSTON, TX 77002
* DELIVERED VIA E-MAIL *
App. 59
[SEAL]
IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. WR-86,519-01
EX PARTE RONALD BLAKE FEARS, Applicant
ON APPLICATION FOR
A WRIT OF HABEAS CORPUS
CAUSE NO. 2012-DCR-00986-B
IN THE 138TH DISTRICT COURT
FROM CAMERON COUNTY
Per curiam. NEWELL and WALKER, JJ., dissent.
ORDER
Pursuant to the provisions of Article 11.07 of the
Texas Code of Criminal Procedure, the clerk of the trial
court transmitted to this Court this application for a
writ of habeas corpus. Ex parte Young, 418 S.W.2d 824,
826 (Tex. Crim. App. 1967). Applicant was convicted of
one count of continuous sexual abuse of a child, one
count of sexual assault, and three counts of indecency
with a child. He was sentenced to imprisonment for one
term of fifty years and four terms of twenty years. The
Thirteenth Court of Appeals affirmed his convictions.
App. 60
Fears v. State, No. 13-13-00111-CR (Tex. App.—Corpus
Christi Apr. 23, 2015) (not designated for publication).
Applicant contends that trial counsel was ineffective at the guilt and punishment stages of trial. The
trial court concluded that trial counsel was deficient
and Applicant was prejudiced and recommended that
we grant Applicant a new trial on guilt or, in the alternative, on punishment. After reviewing the record, we
conclude that Applicant has not shown that he was
prejudiced. Relief is denied.
Filed: July 3, 2019
Do not publish
App. 61
[SEAL]
IN THE DISTRICT COURT
OF CAMERON COUNTY, TEXAS
THE 138TH JUDICIAL DISTRICT OF TEXAS
THE STATE OF TEXAS
vs.
RONALD BLAKE FEARS
[TDCJ #1883420]
No. 2012-DCR-00986-B
[CCA #WR-86,519-01]
FINDINGS OF FACT, CONCLUSIONS OF LAW,
RECOMMENDATION AND ORDER
(Filed Feb. 28, 2019)
The Court1 has reviewed the post-conviction Application for Writ of Habeas Corpus filed by RONALD
BLAKE FEARS, Applicant: the State’s Answer; all
pleadings on this proceeding; the record of the evidentiary hearing from January 12, 2018; and the record of
1
Judge Arturo Cisneros Nelson the elected Judge of this
Court presided over the trial of the case and considered Applicant’s original application. After he submitted his findings of fact,
conclusions of law and recommendation, the Court of Criminal
Appeals remanded the cause for further proceedings. After Jude
Nelson made his supplemental findings and conclusions, the
Court of Criminal Appeals again remanded the application and
ordered Judge Nelson to hold a live evidentiary hearing. Judge
Nelson then recused himself. Former Judge Leonel Alejandro was
then assigned to the case and he presided at the evidentiary hearing of January 12, 2018. Judge Alejandro concluded that counsel
was not ineffective at the guilt stage but recommended that Applicant be granted a new punishment hearing based on counsel’s
failure to object to improper arguments. However, the Court of
Criminal Appeals again remanded the Application and directed
Judge Alejandro to make further findings and conclusions on the
issues stated in its Order. The undersigned Judge was then assigned to the Application.
App. 62
the trial of the underlying case. The Court now makes
the following findings of fact and conclusions of law,
Recommendation and Order.2
FINDINGS OF FACT
A.
Facts from the Trial
1. On January 29, 2013, Applicant was convicted
by the jury of continuous sexual abuse, sexual assault,
and indecency with a child. Having elected to have the
Court set the punishment, the Court sentenced Applicant to 50 years imprisonment for continuous sexual
abuse and 20 years imprisonment for the other offenses. The sentences were imposed to run concurrently.
2. Ray Rodriguez, assisted by Victor Ramirez,
represented Applicant at trial.
3. C.T., Applicant’s step-daughter, testified that
Applicant began to sexually abuse her when she was
eight years old. (5RR 95-98). She testified that she
made outcry to an older friend, Chesney St. John, when
she was 14. (3RR 24, 35-40). C.T. testified that she told
Chesney about the abuse because she did not want Applicant to sexually abuse B.F., her sister, who as about
to turn eight. (5RR 121-23). Chesney told her mother,
Natalie. C.T. then told Natalie about the sexual abuse
2
Both Applicant and the State submitted proposed findings
of fact and conclusions of law. Both used graphic or explicit language to describe the alleged offenses. I will not do likewise, but
will focus on the facts specific to the issues raised by the parties.
App. 63
that Applicant had committed to her. (3RR 76-77; 8990).
4. Natalie testified that she called Child Protective Services (CPS) and took C.T. to the San Benito Police Department to make a report. (3RR 92-93). Natalie
also testified that, after she explained to C.T. what oral
sex is, she believed that C.T. and Applicant had engaged in oral sex. (3RR 48). On cross-examination by
co-counsel Ramirez, Natalie testified that she was
close enough to C.T. to believe that C.T. would not mislead her. (3RR 107).
5. C.T. told officer Carlos Andrade that Applicant
had been sexually abusing her since she was eight
years old. (3RR 130,139). Andrade testified that he determined that a crime occurred based solely on C.T.’s
“testimony.” (3RR 146-48, 153)
6. C.T. was examined at the hospital the following day. (4RR 82). She told the nurse that Applicant
sexually abused her and made her sexually touch him
the previous week and twice tried to sexually assault
her the previous summer. (4RR 84). The exam showed
no evidence of physical trauma (4RR 85-86, 103).
7. C.T. testified that Applicant sexually touched
her when she was eight years old and told her that it
was their secret and not to tell her mother. (5RR 9598). He sexually touched her with his fingers and his
mouth many times, and had her sexually touch him
many times when she was 10 to 14 years old. (5RR 10107, 113).
App. 64
8. C.T. admitted that she had lied to her parents
to get out of trouble when she was young, lied to her
teachers about being blind to gain attention, and stole
money and makeup from her mother. (5RR 94-95,
167,170).
9. Detective Cisneros testified for the State that
he believed that a crime occurred based on C.T.’s consistent statements and her emotional reactions during
the videotaped interview. (3RR 184, 194-95; 4RR 16).
On cross-examination by Ramirez, Cisneros testified
that he did not believe that a child would falsely accuse
a parent of sexual abuse. (3RR 213).
10. CPS Investigator Lopez testified for the
State that he had to determine whether he believed
C.T.’s accusations and that, after he completed his investigation, he found “reason to believe” that they were
true. (4RR 199-201, 217).
11. M.T., C.T.’s father, testified for the State that
C.T. has “always been very adamant that she was telling the truth” about the allegations. (5RR 41-42).
12. Melinda Hockaday and Dorraine Arraiza,
who taught C.T. in the sixth and seventh grades, each
testified for the defense that C.T. was a compulsive liar
and attention seeker who had a bad reputation at
school. (6RR 56-58, 70-73). For example, C.T. pretended
to be blind and said that she was transferring to a
school for the blind; her teachers believed her until
they observed her on security cameras. (6RR 58-60).
App. 65
13. H.F., C.T.’s mother and a kindergarten
teacher and Applicant’s wife, testified for the defense
that C.T. stole money from her and lied to her. 6RR 115,
119). C.T. did not appear to be uncomfortable around
Applicant, and H.F. never saw any indication of sexual
abuse. (6RR 124). C.T. became angry when Applicant
would not allow her to attend a football game after she
did not do the laundry. (6RR 139-40). C.T. did not like
Applicant because he moved her family out of town.
(6RR 94-95).
14. B.G., C.T.’s grandmother, testified for the defense, that C.T. has a history of stealing money and lying. (6RR 78, 87). C.T. did not seem depressed or scared.
(6RR 87). B.G. initially believed C.T., but changed her
mind because C.T. gave different versions regarding
the frequency of the abuse. (6RR 83, 86, 98-99).
15. The State argued that Applicant should be
convicted because C.T. did not make inconsistent statements about whether she was sexually abused, knew
what sperm looks like, and knew that Applicant
shaved his pubic area. (7RR 22, 52).
16. The defense argued to the jury that: Applicant should be acquitted because C.T. lied to get attention; she made inconsistent statements during various
interviews; there was no medical evidence of sexual
abuse; mere repetition of accusations to various people
did not corroborate that she had been sexually abused;
and her mother, grandmother, and teachers did not believe that she was credible. (7RR 22, 52).
App. 66
17. Applicant also complained to his Rodriguez’s
repeated references to C.T. as the “victim” or “child victim” and to Rodriguez’s failure to object when the prosecutor, Officer Andrade and Detective Cisneros also
referred to C.T. as the “victim.”
B.
Facts from the Habeas Hearing
18. Lead counsel Rodriguez testified at the writ
hearing that he only occasionally reads slip opinions
from the Court of Criminal Appeals and courts of appeals and does not do so on a weekly basis. (HC RR 67).
19. Although Rodriguez continued to believe that
Applicant is inconsistent and was wrongfully convicted,
he refused to answer the questions sent to him by habeas counsel after promising to do so. (HC RR 15, 1617).
20. Rodriguez testified that he knew before trial
that it was important to exclude any opinion testimony
that C.T. was telling the truth, since the use turned on
her credibility. (HC RR 25-26).
21. Rodriguez agreed that opinions of Chesney
St. John, Natalie St. John, Detective Cisneros, CPS Investigator Lopez and Officer Andrade that C.T. was
telling the truth were inadmissible. (HC RR29, 33, 35,
37, 39).
22. Although Rodriguez filed a “form” motion in
limine prior to trial, the motion did not seek to exclude
opinion testimony that C.T. was telling the truth or
App. 67
was truthful or was credible. He agreed that he should
have included this subject in the motion and would do
so if he were to retry the case. Had the trial court denied the motion, he should have objected to these opinions to preserve any error for appeal. (HC RR 31, 33,
35, 39, 40).
23. The trial court would have granted a motion
in limine to exclude opinion testimony of the credibility
of the victim.
24. Rodriguez agreed that he should have objected to testimony from C.T.’s father that she has “always been very adamant that she was telling the
truth” and that he should have included this subject in
a motion in limine. Had the trial court denied the motion, he should have objected to this testimony to preserve error for appeal. (HC RR 50, 51, 52, 54).
25. The trial court would have granted a motion
in limine to exclude the father’s testimony of regarding
what C.T. told him.
26. Rodriguez agreed that the prosecutor’s final
argument at the punishment hearing before the court
that (1) sexual predators statistically are four times
more likely to re-offend; (2) that “the community has
been commenting on all of the news articles saying
they want life” for Applicant; and (3) that a Cameron
County jury gave seven life sentences in the first continuous sexual abuse of a child case that that “the community and the state would expect [Applicant) to get
life” were improper. He agreed that the defense should
have objected to these arguments and should have
App. 68
obtained rulings to preserve error for appeal. (NC RR
57-58, 59-60, 62).
CONCLUSIONS OF LAW
1. The Sixth Amendment to the United States
Constitution guarantees the defendant the right to
the reasonably effective assistance of counsel at trial.
McMann v. Richardson, 397 U.S. 759, 771 (1970).
2. Applicant must show that his trial counsels’
performance was deficient in that it fell below an “objective standard of reasonableness . . . under prevailing professional norms.” Strickland v. Washington, 465
U.S. 668 (1984). Applicant must also show that his
counsels’ deficient performance resulted in prejudice;
that is, but for counsels’ errors, there is a reasonable
probability that the outcome of the trial would have
been different. Id. At 692. If counsels’ deficient performance undermines the court’s confidence in the verdict
and/or judgment. Applicant is entitled to a new trial.
Kyles. v. Whitley, 514 U.S. 419, 430 (1995).
3. The inadmissible opinion testimony of a detective, of a police officer, of a CPS investigator and of lay
witnesses that, in essence, C.T. was telling the truth
about the alleged sexual abuse made C.T. more believable than not and the State’s case significantly more
persuasive by improperly bolstering C.T.’s credibility
in a case where her credibility was paramount. Despite
defense evidence that C.T. was a liar and stole money
and that there was no objective medical or scientific
evidence that corroborated C.T.’s allegations, such
App. 69
inadmissible and prejudicial opinion testimony greatly
undercut the defense’s case, abdicated the jury’s responsibility to determine if C.T. was telling the truth,
and deprived Applicant his right to a fair trial.
4. Defense counsel admitted that they did not file
a motion in limine to exclude such opinion testimony:
that they should have objected to such to such opinion
evidence; and that, if they were to represent Applicant
at a re-trial of the case, they would file such a motion
and object to such testimony if offered. Although counsel attacked the credibility of C.T., their failure to keep
out opinion testimony of her credibility fell far below
an objective standard of reasonableness and greatly
prejudiced Applicant’s right to a fair trial.
5. But for counsel’s deficient conduct, taken as a
whole, there is a reasonable probability the result at
guilt would have been different.
6. Counsel also failed to object to improper argument at the punishment hearing. Failing to object to
such improper prejudicial argument fell below an objective standard of reasonableness and greatly prejudiced Applicant to a fair punishment hearing.
7. Although his counsel’s reference to C.T. as the
“victim” or “child victim” may have been unwise, Applicant’s complaint that counsel did so is without merit.
Similarly, his complaints that his counsel failed to
object to like references to C.T. by the prosecutor, Officer Andrade and Detective Cisneros are also without
merit.
App. 70
RECOMMENDATIONS
1. The habeas Court recommends a new trial on
the issue of guilt because counsel’s objectively deficient performance undermines its confidence in the
outcome of the trial. Ex parte Overton, 444 S.W3d 632
(Tex.Crim.App. 2014).
2. In the event a new trial is not ordered, the
habeas Court further recommends a new punishment
hearing because of counsel’s failure to object to improper and prejudicial argument. Andrews v. State, 159
S.W3d 98 (Tex.Crim.App. 2005).
ORDER
IT IS ORDERED that the Clerk of this Court certify
the FINDINGS OF FACT, CONCLUSIONS OF LAW, RECOMMENDATION AND ORDER of this Court to the Clerk of the
Court of Criminal Appeals and that said Clerk forward
a supplemental record of this proceeding beginning
with all filings by the parties since the Order of the
Court of Criminal Appeals dated October 24, 2018, including but not limited to each party’s proposed findings of fact and conclusions of law.
The Clerk shall also send a certified copy of this
Order to the Applicant, Applicant’s Habeas counsel,
and the State of Texas through its District Attorney.
App. 71
Signed on February 27, 2019.
/s/
Jose Manuel Banales
JOSE MANUEL BAÑALES
SENIOR JUDGE PRESIDING
BY ASSIGNMENT
Send copies to:
Brian Wice, wicelaw@att.net
Randy Shaffer, noguilt@swbell.net
Attorneys for Applicant
Samuel Katz, samuel.katz@co.cameron.tx.us
Attorney for State
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.