Reply Brief — Anthony Novak, Petitioner v. City of Parma, Ohio, et al.
Supreme Court briefJan 24, 2023
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No. 22-293
In The
Supreme Court of the United States
ANTHONY NOVAK,
Petitioner,
v.
CITY OF PARMA, OHIO, ET AL.,
Respondents.
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Sixth Circuit
REPLY IN SUPPORT OF CERTIORARI
PATRICK JAICOMO
Counsel of Record
CAROLINE GRACE BROTHERS
ANYA BIDWELL
INSTITUTE FOR JUSTICE
901 N. Glebe Rd., Ste. 900
Arlington, VA 22203
(703) 682-9320
pjaicomo@ij.org
SUBODH CHANDRA
DONALD SCREEN
THE CHANDRA LAW FIRM
1265 W. 6th St., Ste. 400
Cleveland, OH 44113
(216) 578-1700
Counsel for Petitioner
i
TABLE OF CONTENTS
Page
Reply in Support of Certiorari ................................... 1
I. Respondents attempt to distinguish the
split but, instead, highlight the circuit
conflict over the first question
presented. ........................................................ 3
A. When can government officials
punish individuals for their speech?
The circuits cannot agree........................... 4
B. The Fifth Circuit’s recent grant of en
banc review in Villarreal v. City of
Laredo further demonstrates the
circuit conflict. ............................................ 6
II. Respondents attempt to introduce
vehicle problems, but only illustrate
how courts are using qualified
immunity to avoid simple free-speech
questions. ......................................................... 9
III.There are many reasons to reconsider or
recalibrate qualified immunity. .................... 12
Conclusion ................................................................ 13
ii
TABLE OF AUTHORITIES
Page
CASES
Americans for Prosperity Found. v. Bonta,
141 S. Ct. 2373 (2021)......................................... 11
Ashcroft v. al-Kidd,
563 U.S. 731 (2011) ............................................. 11
Ballentine v. Tucker,
28 F.4th 54 (9th Cir. 2022) ............................... 2–4
Baxter v. Bracey,
140 S. Ct. 1862 (2020)......................................... 12
Cohen v. California,
403 U.S. 15 (1971) ................................................. 5
Crocker v. Beatty,
995 F.3d 1232 (11th Cir. 2021)......................... 2, 4
Dobbs v. Jackson Women’s Health Org.,
142 S. Ct. 2228 (2022)......................................... 12
Hoggard v. Rhodes,
141 S. Ct. 2421 (2021)........................................... 3
Hustler Magazine, Inc. v. Falwell,
485 U.S. 46 (1988) ............................................. 5–6
Janny v. Gamez,
8 F.4th 883 (10th Cir. 2021) ........................... 5, 10
Kisela v. Hughes,
138 S. Ct. 1148 (2018)......................................... 12
Mitchell v. Forsyth,
472 U.S. 511 (1985) ............................................. 12
iii
Ness v. City of Bloomington,
11 F.4th 914 (8th Cir. 2021) ................................. 4
Novak v. City of Parma,
2021 WL 720458 (N.D. Ohio Feb. 24,
2021) .............................................................. 1–3, 9
Novak v. City of Parma,
33 F.4th 296 (6th Cir. 2022) ................... 1, 4, 9–11
Novak v. City of Parma,
932 F.3d 421 (6th Cir. 2019)............................... 10
Pearson v. Callahan,
555 U.S. 223 (2009) ....................................... 10–12
Taylor v. Riojas,
141 S. Ct. 52 (2020)............................................. 12
Thompson v. Ragland,
23 F.4th 1252 (10th Cir. 2022) ............................. 5
Villarreal v. City of Laredo,
17 F.4th 532 (2021) ............................................... 7
Villarreal v. City of Laredo,
44 F.4th 363 (5th Cir. 2022) ............................. 6–8
Villarreal v. City of Laredo,
52 F.4th 265 (5th Cir. 2022) ................................. 6
Williams v. Snyder,
No. 20-1512, 2022 WL 1078226 (7th Cir.
Apr. 11, 2022) ........................................................ 5
CONSTITUTIONAL PROVISIONS
U.S. Const. amend. I .................................... 1–6, 8, 11
iv
STATUTES
Texas Penal Code § 39.06(c) (2017) ........................... 8
OTHER AUTHORITIES
Tex. Br., Villarreal v. City of Laredo,
No. 20-40359 (5th Cir. Jan. 11, 2023) .................. 8
1
REPLY IN SUPPORT OF CERTIORARI
Petitioner Anthony Novak spent four days in jail
for making fun of his local police department on Facebook. The founders designed the Bill of Rights to prevent that sort of tyranny, but the Sixth Circuit chose
not to apply the First Amendment to Novak’s case.
Pet. App. 8a–9a. Defending that decision, respondents claim (at 1) that this “is a qualified immunity
case,” “not a First Amendment case, as Novak and the
media argue.” The district court similarly observed
that “Novak’s First Amendment claim, though significant in a general sense, is irrelevant” in the face of
qualified immunity. Pet. App. 50a. But these statements beg the question Novak’s petition puts to the
Court: Whether government officials can arrest an individual solely for his speech, so long as no court has
previously held the particular speech is protected.
The circuits are split over this question. In the
Sixth, Eighth, and Eleventh Circuits, police can arrest government critics for their speech, but in the
Ninth and Tenth Circuits, they cannot. (Until recently, the Fifth Circuit also precluded arrests for
speech.) The reason for the split is both simple and
unavoidable due to competing lines of this Court’s
cases. While First Amendment doctrine requires deference to the speaker, qualified-immunity doctrine requires deference to the government. When the interests of a speaker and the government are opposed—
as they often are—there is no clear path forward.
This is a case in point, and respondents’ opposition
to certiorari underscores the need for this Court’s review in several ways:
2
First, respondents acknowledge (at 27–28) that
the circuits have reached different outcomes when addressing the interaction of free speech and qualified
immunity. But these conflicting outcomes do not
amount to a circuit split, according to respondents, because there are minor factual distinctions between
the cited cases. Far from clearing up the split, respondents accidentally identify the issue at its
heart—whether fundamental First Amendment principles are enough to warn police that arresting an individual for speech is unconstitutional. Compare, e.g.,
Ballentine v. Tucker, 28 F.4th 54, 66 (9th Cir. 2022)
(holding that a First Amendment “right can be clearly
established despite a lack of factually analogous
preexisting case law”), with Crocker v. Beatty, 995
F.3d 1232, 1240–1241 (11th Cir. 2021) (holding that
general free-speech concepts cannot override qualified immunity, unless prior caselaw addressing “the
specific situation” provides “detail about the contours
of the right”).
Second, respondents assert (at 23–25) that the
question of “whether Novak’s speech was entitled to
First Amendment protection” is an “unresolved question of fact” that makes this case a poor vehicle for
certiorari. To the contrary, respondents identify a
question of law, and the parties agree on the facts necessary to adjudicate it. That is crystal clear because
this appeal arises from cross-motions for summary
judgment. Pet. App. 27a. Thus, this case is an exceptionally clean vehicle for review; the Court needs only
to apply law to uncontested facts to answer the questions presented. Moreover, respondents’ argument (at
23–24) that free speech is irrelevant to this case exemplifies how qualified immunity allows courts to
3
sanction First Amendment violations in even the
most obvious cases. See Pet. App. 29a (district court
stating it “does not even have to resolve the First
Amendment issue to rule on the parties’ motions for
summary judgment”). If the First Amendment does
not prevent the government from jailing its critic for
parody, this Court should say so.
Third, respondents claim (at 17–23) “there is no
considered reason” to revisit immunity doctrine, but
there are many. See, e.g., Pet. 34–35 nn.14–19)
(providing reasons). This Court’s “qualified immunity
jurisprudence stands on shaky ground.” Hoggard v.
Rhodes, 141 S. Ct. 2421, 2421 (2021) (mem.) (Thomas,
J., statement respecting denial of certiorari).
The Court should grant Novak’s petition because,
even after years of percolation, the important questions it presents cannot be resolved by the lower
courts.
I.
Respondents attempt to distinguish the
split but, instead, highlight the circuit
conflict over the first question presented.
Respondents try (at 27–28) to explain away the circuit split by pointing to picayune differences between
the conflicting cases. But whether “a lack of factually
analogous preexisting case law” shields police from liability for arresting individuals for exercising the
freedom of speech is the very issue over which the circuits are split. See Ballentine, 28 F.4th at 66 (citation
omitted). The Sixth, Eighth, and Eleventh Circuits
say no, but the Ninth and Tenth Circuits say yes. (Until recently, so did the Fifth Circuit. Now, it is up in
4
the air as the circuit prepares to issue its third opinion in Villarreal v. City of Laredo.)
A. When can government officials punish
individuals for their speech? The circuits cannot agree.
Three circuits agree with respondents (at 19) that
“unusual facts” in First Amendment cases require the
application of qualified immunity. In these circuits,
police who arrest individuals for their speech are immune from liability unless a court has previously
blessed the particular speech at issue. So, the Sixth
Circuit below granted respondents immunity because
Novak could not identify an earlier case involving the
deletion of comments and reposting of a government
notice on social media. Pet. App. 9a. The Eighth Circuit granted immunity to police who threatened to arrest a woman for filming in a public park because no
earlier case had invalidated the vague statute supporting the threat. Ness v. City of Bloomington, 11
F.4th 914, 921 (8th Cir. 2021). And the Eleventh Circuit granted immunity to an officer who arrested a
man for filming the aftermath of a traffic accident because no earlier case addressed that “specific situation.” Crocker, 995 F.3d at 1241. In these circuits, the
courts effectively permit police to arrest individuals
for their speech.
At least two circuits reject respondents’ argument.
In these circuits, basic First Amendment principles
provide fair warning to officials “even in novel factual
circumstances.” Ballentine, 28 F.4th at 66 (citation
omitted). So, the Ninth Circuit denied immunity to an
officer who arrested activists for chalking political
5
messages on sidewalks, id. at 58–59, and the Tenth
Circuit refused to shield a parole officer who had an
atheist parolee arrested for refusing to engage in
mandatory prayer and church attendance at a Christian halfway house, Janny v. Gamez, 8 F.4th 883
(10th Cir. 2021). See also Thompson v. Ragland, 23
F.4th 1252 (10th Cir. 2022) (denying immunity to a
college administrator who punished a student for
online speech); Williams v. Snyder, No. 20-1512, 2022
WL 1078226 (7th Cir. Apr. 11, 2022) (denying immunity to a prison official who confiscated inmate mail).
In line with the Sixth Circuit’s side of the split, respondents nowhere attempt to argue that their actions satisfy the First Amendment. Fair enough.
Freedom of speech cannot be squared with the ability
of government officials to jail their critics. All respondents offer instead (at 26–28) is the observation
that there are inconsequential factual differences between the type of speech Novak engaged in and the
types of speech at issue in the decisions of the Fifth,
Ninth, and Tenth Circuits. Respondents point out (at
27) that the Ninth Circuit addressed speech made in
sidewalk chalk and (at 26 n.10) the Fifth Circuit considered verbal speech, while Novak’s speech was
made online. But respondents do not explain why
those factual distinctions matter under the First
Amendment.
No case has cabined Cohen v. California, 403 U.S.
15, 18 (1971), to speech emblazoned on jackets, or restricted Hustler Magazine, Inc. v. Falwell, 485 U.S.
46, 54–55 (1988), to speech printed in adult magazines. Yet the aggressive form of qualified immunity
respondents advocate does just that. Besides
6
distinguishing chalk from talk, respondents try (at
25) to differentiate this case from Hustler because
Hustler involved parody in “a one-page advertisement
printed on the inside front cover of [a] magazine[,]”
whereas Novak’s parody “used a dynamic medium
which evolved as he added and deleted information
over time.”
The differences respondents identify are irrelevant to the First Amendment but—at least in the
Sixth, Eighth, and Eleventh Circuits—dispositive for
qualified immunity. In those circuits, little is left of
the free-speech protections our Constitution guarantees.
B. The Fifth Circuit’s recent grant of en
banc review in Villarreal v. City of Laredo further demonstrates the circuit
conflict.
While the other circuits are divided over Novak’s
first question presented, the Fifth Circuit cannot
seem to make up its mind at all. As Novak’s petition
explained, the Fifth Circuit’s decision in Villarreal v.
City of Laredo, 44 F.4th 363 (5th Cir. 2022) (Villarreal II), contrasted with the Sixth Circuit’s decision
below, exemplifying the circuit split. But as respondents note (at 26), a month after Novak filed his petition, the Fifth Circuit granted en banc review, vacating Villarreal II. 52 F.4th 265 (5th Cir. 2022) (mem.).
Now, rather than exemplifying the circuit split over
Novak’s first question presented, Villarreal exemplifies the sheer confusion over that issue among the circuit bench.
7
Villarreal involved very similar facts to those here.
Annoyed with a local critic, police concocted a pretext
to arrest her under a broadly written Texas statute,
relying on her speech as the basis for probable cause.
Villarreal II, 44 F.4th at 368–369. When the case arrived at the Fifth Circuit, the Court denied qualified
immunity in a decision written by Judge Ho and
joined by Judge Graves. Villarreal v. City of Laredo,
17 F.4th 532 (2021) (Villarreal I). Villarreal I held
that the arrest represented an obvious violation of the
First Amendment for which the officers were not entitled to qualified immunity. Id. at 540. The court
went further and invalidated the Texas statute as unconstitutional. Id. at 541. Chief Judge Richman dissented but did not release an opinion at the time of
publication. Id. at 536 n.*.
Ten months later, Judge Richman issued her dissent. The panel simultaneously withdrew and replaced its decision in Villarreal I. See Villarreal II, 44
F.4th at 367. Again joined by Judge Graves, Judge Ho
authored Villarreal II, which tracked closely with Villarreal I. This time, however, the Fifth Circuit
stopped short of invalidating the Texas statute, concluding that it was only unconstitutional as applied.
Villarreal 2, 44 F.4th at 372. Judge Ho separately concurred to more thoroughly address Judge Richman’s
dissenting arguments. See Pet. 17–20 (discussing Villarreal II at length).
Two months later (and one month after Novak
filed this petition), the Fifth Circuit granted en banc
review, vacating Villarreal II, and the State of Texas
has intervened to defend the constitutionality of its
8
statute. Tex. Br., Villarreal v. City of Laredo, No. 2040359 (5th Cir. Jan. 11, 2023).
The Fifth Circuit’s grant of en banc review removed Villarreal II from the circuit split Novak originally identified, but not from this Court’s consideration of whether to grant certiorari in this case. No
matter the outcome of Villarreal III, the arguments
between Judges Ho and Richman will continue to parallel the arguments made by the circuits on either
side of the split. Because they represent the clash between competing lines of this Court’s cases, they are
irreconcilable without this Court’s guidance. And the
fact that the Fifth Circuit will ultimately require three
decisions to determine whether police can arrest a
critic for her speech only underscores the need for the
Court to grant review here and settle the conflict.
Indeed, Texas’s intervention in Villarreal to defend the constitutionality of its statute will only
muddy issues that are clean here because Novak does
not challenge the constitutionality of the Ohio statute
under which respondents arrested him. See Tex. Br.,
supra, at 16–19 (discussing how Texas courts would
interpret the word “solicit” to mean an inchoate offence under Texas Penal Code § 39.06(c)), 30–39 (detailing what would support probable cause under the
statute considering other unique features of Texas
law).
9
II.
Respondents attempt to introduce vehicle
problems but only illustrate how courts
are using qualified immunity to avoid
simple free-speech questions.
Respondents contend (at 23–25) that since the
Sixth Circuit declined to answer “whether Novak’s
speech was entitled to First Amendment protection,”
this case is an inappropriate vehicle for certiorari.
Quite the opposite. This case involves a simple constitutional question: Can police arrest an individual
based solely on speech parodying the government, so
long as no case has previously held the particular
speech is protected? To resolve it, this Court need only
apply the law to uncontested facts, which makes this
case a good vehicle to address the questions presented.
Respondents claim (at 24) that “whether Novak’s
speech was entitled to First Amendment protection”
is an unresolved issue of fact. It is not. It is a dispute
of law, and the parties agree on the facts necessary to
decide it. See, e.g., Pet. App. 51a n.7 (district court
noting this agreement). Novak created a Facebook
page mocking the Parma Police Department, where
he published six parody posts. Pet. App. 139a–141a.
When commenters and the department tried to spoil
the joke by disclaiming it as fake, Novak deleted those
comments and reposted the department’s notice. Id.
at 3a. For his speech, respondents searched, arrested,
jailed, and prosecuted Novak for a felony. Id. at 2a–
5a.
Because Novak’s parody is protected speech, the
lower courts faced a straightforward First Amendment question. But the Sixth Circuit used qualified
10
immunity to dismiss Novak’s case without addressing
respondents’ constitutional violations. Respondents
defend this (at 23–24) because the “reasonable
reader” standard for parody is a fact-bound one that
must go to a jury. See Pet. App. 88a–91a. But the reliance on qualified immunity to evade even the easiest
First Amendment issues does not provide a reason for
the Court to deny certiorari; it emphasizes the need
for this Court to intervene.
Respondents’ observation that the lower courts refused to decide whether Novak’s speech was constitutionally protected before tossing his case crystalizes
the circuit split. While the Eighth and Eleventh Circuits may have also thrown out Novak’s case without
considering the First Amendment, the Ninth and
Tenth Circuits would not have. That’s because, in the
Ninth and Tenth Circuits, First Amendment plaintiffs are not forced to engage in “a scavenger hunt for
prior cases with precisely the same facts,” see Janny,
8 F.4th at 915, while plaintiffs in the Sixth, Eighth,
and Eleventh Circuits are, see Pet. App. 9a (“Novak
has not identified a case that clearly establishes deleting comments or copying the official warning is protected speech.”).
The need for plaintiffs like Novak to find identical
precedent or else have the merits of their constitutional claims ignored is a feature unique to qualified
immunity. The only reason why the Sixth Circuit
could sidestep the constitutional issues at summary
judgment is because qualified immunity empowered
it to do so. See Pearson v. Callahan, 555 U.S. 223, 236
(2009) (allowing courts to skip the constitutional merits under the clearly established test). Cases involving
11
clear First Amendment violations like this one—especially those that do not involve split-second decision
making or dangerous situations—illustrate how some
circuits are using qualified immunity as a constitutional escape hatch. See, e.g., Pet. App. 9a (“[W]hile
probable cause here may be difficult, qualified immunity is not.”). Situations like Novak’s also demonstrate why Pearson’s permission to skip constitutional
questions should not apply in obvious cases. See 555
U.S. at 237 (suggesting that courts should not skip the
constitutional merits where it is “obvious * * * there
is such a right”).
At bottom, the circuit split this case identifies
rests on the irreconcilable conflict between this
Court’s speech and immunity doctrines. See Pet. at
25–32. In its cases addressing free speech, the Court
has repeatedly warned lower courts they must defer
to speech. See, e.g., Americans for Prosperity Found.
v. Bonta, 141 S. Ct. 2373, 2384 (2021) (citation omitted) (“First Amendment freedoms need breathing
space to survive[.]”). In its cases addressing qualified
immunity, the Court has also repeatedly warned
lower courts they must defer to immunity. See, e.g.,
Ashcroft v. al-Kidd, 563 U.S. 731,743 (2011) (“Qualified immunity gives government officials breathing
room[.]”). So, when a case like Novak’s pits speech
against immunity, the circuits are split over what to
do. In the Ninth and Tenth Circuits, speech gets the
breathing room, but in the Sixth, Eighth, and Eleventh, immunity does. Only this Court can decide
which is correct.
12
III.
There are many reasons to reconsider or
recalibrate qualified immunity.
Finally, constitutional scholars and jurists across
the ideological spectrum—including members of this
Court—disagree with respondents’ unsupported assertion (at 16, 17, 23, 31) that there is no “compelling
or considered reason” to revisit the doctrine of qualified immunity. There are many.
Justice Thomas, for instance, has expressed
“strong doubts about [the] qualified immunity doctrine.” See Baxter v. Bracey, 140 S. Ct. 1862, 1864–
1865 (2020) (mem.) (Thomas, J., dissenting from denial of certiorari). Justice Sotomayor has likewise objected that qualified immunity guts constitutional
protections. Kisela v. Hughes, 138 S. Ct. 1148, 1162
(2018) (per curiam) (Sotomayor, J., dissenting). Accord Dobbs v. Jackson Women’s Health Org., 142 S.
Ct. 2228, 2265–2278 (2022) (citing bases for overruling harmful precedent).
In the face of these and the many other reasons
Novak has provided, see, e.g., Pet. 34–35 nn.14–19,
perhaps the Court should reconsider qualified immunity entirely. Or perhaps it should simply recalibrate the doctrine in one or more targeted ways. See,
e.g., Pearson, 555 U.S. at 236 (merits skipping);
Mitchell v. Forsyth, 472 U.S. 511, 524–530 (1985) (interlocutory review); Taylor v. Riojas, 141 S. Ct. 52
(2020) (per curiam) (obvious violations).
Regardless, the two questions Novak presents are
independent. If the Court chooses to grapple with
broader objections to its qualified immunity doctrine,
this case is a suitable vehicle. If the Court chooses not
13
to, this case is still a suitable vehicle to resolve the
intractable split over how to reconcile its free-speech
cases with its qualified-immunity cases. The petition
for certiorari should therefore be granted.
CONCLUSION
The Court should grant Novak’s petition.
Respectfully submitted,
PATRICK JAICOMO
SUBODH CHANDRA
Counsel of Record
DONALD SCREEN
CAROLINE GRACE BROTHERS THE CHANDRA LAW FIRM
ANYA BIDWELL
1265 W. 6th St., Ste. 400
INSTITUTE FOR JUSTICE
Cleveland, OH 44113
901 N. Glebe Rd., Ste. 900 (216) 578-1700
Arlington, VA 22203
(703) 682-9320
pjaicomo@ij.org
JANUARY 24, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.